UNIVERSITY OF BRADFORD SCHOOL OF SOCIAL AND INTERNATIONAL STUDIES Politics and Peace Studies (BA) Dissertation Has Military Intervention Played a Positive Role In Facilitating Secessionist Movements in The Cases of Kosovo, Northern Cyprus and South Ossetia? Thomas Felix Creighton Number of Words: 13,196
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UNIVERSITY OF BRADFORD SCHOOL OF SOCIAL AND INTERNATIONAL STUDIES
Politics and Peace Studies (BA) Dissertation
Has Military Intervention Played a Positive Role In Facilitating Secessionist Movements in The Cases of Kosovo, Northern Cyprus and South Ossetia?
Thomas Felix Creighton
Number of Words: 13,196
Thomas Felix Creighton
May 2012
Thomas Felix Creighton
Has Military Intervention Played a Positive Role In Facilitating Secessionist Movements in The
Cases of Kosovo, Northern Cyprus and South Ossetia?
Introduction
“Secession is the formal withdrawal from an established, internationally recognised state by a
constituent unit to create a new sovereign state” (Bartkus, 1999:3)
“The age of genocide” (Power, 2002:13) “The age of intervention” (Knaus, 2011:99)
The primary intention of this dissertation is to consider the title question with a view to better
understanding the processes through which secessionist movements attempt to achieve full
independence, and the role of military intervention in this. This will be achieved by examining five
key issues that have become apparent during a review of the existing literature. These are: the
contradiction in the international system between state sovereignty and the right to self-
determination; the rapidity with which longstanding processes of secession can become violent
conflicts; the short duration of external actors’ military interventions; the long-term consequences
of these military actions; and the political difficulties which still remain with the secessionists. It is
hoped that by examining the three case studies - NATO’s intervention to aid Kosovo’s secession from
Serbia, Turkey’s intervention to aid the Turkish Cypriots to achieve secession from the Republic of
Cyprus, and Russia’s intervention to help the South Ossetians secede from Georgia – pertinent
observations may be made that will help provide an answer to the title question and also to assist in
identifying areas for future research.
1) Self-determination and state sovereignty.
According to the Charter of the United Nations, Article 1.2, the organisation exists in order to;
“develop friendly relations among nations based on respect for the principle of equal rights and self-
determination of peoples” (UN, 2012a:1). However, it is difficult to determine which social, ethnic,
linguistic, or cultural groupings represent a ‘people’ and so are entitled to the right to self-
Thomas Felix Creighton
determination (Smith, 2001). During the post-colonial period “the ex-colonies in Asia and Africa were
simply converted from quite arbitrary colonial administrative conveniences into ‘nations’” (Isaacs,
1975:436). During the disintegration of the Soviet Union, the internal administrative units were
recognised as nation states (Gachechiladze, 1995). Hewitt (2009) noted that at this time, the rights
of smaller sub-groups were ignored as borders often defined by Stalin became ‘set in stone’ by the
international community. Bélanger, Duchesne, and Paquin (2005:438) posited that because stability
is vital for states, they have “an anti-secession bias”. Horowitz (2000) observed that changes to
internationally recognised boundaries have been strongly resisted, and that the principle of national
sovereignty is upheld in the overwhelming majority of both secessionist and irredentist conflicts.
2) The process of secession.
The right to self-determination has in practice been restricted to de-colonisation and rare examples
of state disintegration (Bartkus, 1999); yet despite high costs, and a high failure rate, secessionist
movements have proliferated over the past fifty years. The Basques, Kurds, Bengalis, South
Sudanese, Northern Chadian and Biafrans have all had movements demanding autonomy, if not the
absolute right to self-determination (Horowitz, 2000). Whilst some secessionist movements have
received external assistance (Bélanger, Duchesne, & Paquin, 2005), and some have achieved de facto
statehood – as with the three case studies – they have generally failed to gain recognition from UN
member states. Indeed, Bartkus (1999) claimed that the only modern secessionist state whose
legitimacy is generally accepted is Bangladesh, although South Sudan has attained both
independence and membership of the United Nations since then (UN News Centre, 2011). There is
not the space in this dissertation to examine these case studies in conjunction with the three others.
Briefly, however, Bangladesh was able to gain independence after Indian military and political
intervention after widespread human rights abuses by the military of West Pakistan. Bélanger,
Duchesne, & Paquin (2005:439) noted that “groups subjected to exploitation, domination and social
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injustice by their central state” are able to gain greater acceptance internationally for the legitimacy
of their right to self-determination than those that have not.
3) The nature of military intervention.
The purpose of the United Nations, as set out in the preamble to the organisation’s charter is to end
“the scourge of war” (UN, 2012a:1). Whilst a variety of forms of deadly conflict have proliferated in
the post-Cold War era (Cramer, 2006), industrialised state-to-state warfare as known to the authors
of the UN Charter has largely been averted; Smith (2006) argued that this due to the high
consequence of warfare in the age of nuclear weapons and the de-legitimisation of warfare as an
acceptable means of achieving political goals – suggesting that Clausewitz’s (2008:252) dictum, “war
is simply a continuation of political intercourse”, no longer applies as it once did. However, Knaus
(2011:99) claimed that military intervention has become such a prevalent feature in modern
international relations that we could describe our era as “the age of intervention”. Halle (1973:20)
observed that what represents legitimacy “changes from generation to generation”. Cunliffe (2010)
argued that states’ right to non-interference was challenged by the ICISS (2001) report The
Responsibility to Protect; this stated that military intervention to prevent humanitarian catastrophes
may be necessary in exceptional circumstances. Cunliffe (2010) further argued that this could
undermine traditional domestic forms of domestic state legitimisation. However, secessionists are
those who have already rejected the legitimacy of their ‘home state’ (Bartkus, 1999). The case
studies below will demonstrate that when military intervention has taken place in support of
secessionists, it has tended to be short in duration – although the consequences have been long-
lasting. The military interventions have been by states, or a collection of states, which fought
conventionally against other states.
4) An assessment of the effects of intervention.
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As mentioned above, military interventions were short in duration, but the conflicts that were
affected were long in duration. Hewitt (2009) noted that in the case of South Ossetia, key decision-
makers in the West often had to make rapid decisions with partial information early on in the
conflict. Gibbons (1997) made a similar observation of global powers regarding the Turkish Cypriots.
Smith (2006) noted the lack of thorough analysis regarding Kosovo before military intervention was
made by NATO. The longstanding ‘frozen’ conflicts in all three case studies ‘defrosted’ rapidly
causing major powers to act swiftly. These could be defined as cases of what Rogers (2010:183)
termed ‘liddism’, short military actions to ‘keep the lid’ on a situation, with “the pot boiling over
amid a chronic inability to turn down the heat”. In all three case studies, serious political issues still
remain after intervention. The question is whether military intervention facilitated a positive
progression for the secessionists.
5) The conflicts continue after intervention.
That last question will be examined in the case studies below, comparing the situation before
military intervention with the situation afterwards. Kosovo, Northern Cyprus, and South Ossetia
currently exist as independent self-governing entities which have permanent populations, defined
territories, and a government; three of the four requirements for statehood according to the 1933
Montevideo Convention (Zaum, 2007). The fourth, the capacity to enter into relations with other
states may be contested; Serbia, Southern Cyprus, and Georgia all use their position of prior
recognition to prevent the admission of these entities to the United Nations and other international
organisations (Wilson, 2009; Batur, 2007; Hewitt, 2009). It may be argued that they are attempting
to ‘keep the lid’ on the secessionists. However, it is debateable whether they are employing
strategies that will turn down the heat.
*****
Thomas Felix Creighton
This essay will employ the Bartkus’ (1999) framework for the analysis of secessionist movements.
The four factors of importance according to this framework are; ‘a distinct community’, ‘discontent’,
‘territory’, and ‘leadership’. This allows for Horowitz’s (2000) two key trends of secessionist
movements, ethnic cleavages and economic grievances, to be incorporated in ‘distinct community’
and ‘discontent’. It also allows an incorporation of the dynamics of leadership, along with the role
physical and human geography play in secessionist conflict as noted by Dunn (1997). The military
intervention will be examined from two perspectives, those provided by Chandler (2003) and Smith
(2006). The former examines the importance of internal political drivers for external military action
on the part of major powers. The latter examines the degree of effectiveness comparing the cost of
action and the apparent results. It is hoped that these two perspectives will allow for a suitable
examination of intervention, as well as giving a suitable opportunity to assess whether external
military intervention has played a positive role in these secessionist conflicts.
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Literature Review
Introduction
Before attempting to answer the title question, it is important to examine the context in which this
question is being asked. There is already a considerable body of literature on both interventionism
and secessionism, although the two do not always overlap. Much of the literature on
interventionism examines the implications for wider international relations rather than investigating
effects at the ‘grassroots’ level1. This dissertation examines the relationship between
interventionists and secessionists from the opposing perspective – a ‘bottom-up’ rather than a ‘top-
down’ perspective. This is in keeping with the general trend in writing on peacekeeping (Bellamy,
Williams, & Griffin, 2004), state-building (Pouligny, 2004) and development (Sen, 2001).
Self-determination
Central to any secessionist movement is the demand to exercise the right to self-determination
(Bartkus, 1999). For this reason, a short account of the practice of self-determination will be given
here. In the early twentieth century, a major international conference could involve the
representatives of perhaps only six countries, twenty at the most it included self-governing
dominions such as Canada, Australia and New Zealand (James, 2005). In the modern day, there are
currently one hundred and ninety three member states of the United Nations (UN, 2012b). There are
also some entities such as Taiwan which are not members, although there are special arrangements
made in the cases of the Palestinian Authorities and the Holy See (UN, 2012c). One of the key drivers
in this change in the landscape of International Relations was the anti-colonial movement. Kissinger
(2000) suggested that the rise in the number of politically independent states is the most significant
political movement of the twentieth century.
1 For example, Sestanovich (2008) makes no mention of South Ossetia in his analysis of the 2008 conflict.
Thomas Felix Creighton
Nations that gained independence in the twentieth century from European colonial powers
sometimes claim to be suffering from a negative legacy, with the ‘artificiality of boarders’ a common
complaint (Eriksen, 2010). Although Furguson (2004) argued that European nation states and
Midwestern states in the US also have boarders drawn by relatively isolated elites through a history
equally bloody - if not more bloody in some cases. Equally, the borders of South America were
predominantly created by the Spanish and Portuguese monarchies in order to consolidate their
conquests and “expropriate Indigenous People from their territory” (Parodi, 2002:xii); yet these
borders are commonly perceived as equitable. Notably, one of the earliest priorities of the
Organisation of African Union was to encourage its members to recognise colonial borders, so as to
promote stability on the continent (Eriksen, 2010). Secessionist movements have been resisted by
local elites as much as colonial elites resisted independence, and sometimes more so (Smith, 2001).
The right to independence from oppressive colonial elites is established but the right to
independence from oppressive post-colonial elites is not (Bartkus, 1999). However, it is in this
context that secessionism occurred in the cases of Turkish Cyprus and South Ossetia as will be
detailed in the case studies.
A ‘second wave’ of secessionist movements occurred as the Soviet Union collapsed in the early
nineteen-nineties. Primarily in Eastern Europe and Central Asia, states that had formed a key part of
the ‘Eastern bloc’ suddenly asserted their autonomy as the ‘price of secession’ was perceived to
lessen (Castle, 2003). In some cases, such as Poland and Georgia, secession was widely deemed to be
a success as it led not only to independence from the Soviet Union but also the emergence of stable
democratic systems of governance (Gachechiladze, 1995; Davis, 2001). However, in other cases such
as Uzbekistan and Turkmenistan, secession from the USSR did not lead to progressive, democratic
forms of governance (Lewis, 2008).
Sovereignty
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In the modern day, secessionist movements are not seeking independence from European empires
or the Soviet Union. They seek to secede from post-colonial nation states, which have themselves
exercised the ‘right of self-determination’ (Horowitz, 2000). These nations have been recognised by
other states as sovereign entities. In some cases, the separate ideas of ‘nationhood’ and ‘statehood’
have been combined with the term ‘nation-state’ to describe these countries (Smith, 2001). It has
also been argued that some nations that lack a state are therefore not ‘nations’ but rather
ethnic/cultural groups, communities or sub-national groups. This is the reason Bartkus (1999)
preferred to use the term ‘distinct community’. Yet it could be argued that using this logic, a nation
wishing to exercise self-determination can never do so, as they are only considered a nation once
they have already exercised this right.
Central to the linkage of secession and intervention, is the relationship of each of these to the
principle of sovereignty. Secession challenges the integrity of a state’s territory and the state’s claim
of authority over its people (Dunn, 1997). Intervention can be even more controversial as in
principle, all states may claim equal sovereign rights – regardless of differing capabilities (Calhoun,
2007) – so one state intervening in another state’s internal affairs against its wishes can arouse
intense hostility (Stewart & Knaus, 2011). However, it has been suggested that intervention does not
necessarily contravene the modern concept of sovereignty (ICISS, 2001); rather, the concept of
sovereignty has altered over time from sovereignty of states to the ‘sovereignty of a people’. Zaum
(2007) described the former as ‘horizontal sovereignty’, the declaratory act of state-to-state
recognition of authority. The latter, the fulfilment of a state’s responsibilities towards its citizens,
was defined as ‘vertical sovereignty’. Hearn (2006:12) stated that modern politics is “dominated by
the idea that power at the top gains its legitimacy from the base”, so stressing the importance of
vertical sovereignty.
Intervention
Thomas Felix Creighton
During the Cold War, military interventions were made in Vietnam, Afghanistan, Yemen, Nicaragua
and many more countries (Young, 1993); however, at this time interventions objectives were
defined by the Cold War. Since the collapse of the Soviet Union in the early nineteen-nineties,
military interventions have assumed ‘humanitarian’ objectives. The term ‘humanitarian’ was
rejected by professionals who worked in sectors more traditionally described as ‘humanitarian’; who
were concerned that they might be perceived as having been co-opted by military-political
establishments (ICISS, 2001), as indeed the US Army suggests is desirable in certain instances (USDA,
2007). In order to address these concerns the term ‘Responsibility to Protect’ or ‘R2P’ was
postulated as an alternative: “Where a population is suffering serious harm, as a result of internal
war, insurgency, repression or state failure, and the state in question is unwilling or unable to halt or
avert it, the principle of non-intervention yields to the international responsibility to protect” (ICISS,
2001:xi). In 2005, the Secretary-General of the United Nations, citing the ICISS report, stated; “I
believe that we must embrace the responsibility to protect, and, when necessary, we must act on it”
(UN General Assembly, 2005:35). The topic of military intervention has been one of the most
controversial issues in post-Cold War international relations; both when it has happened, such as in
Iraq, and when it has not, as in Rwanda (Stewart & Knaus, 2011). In attempting to analyse whether
military intervention played a positive role in facilitating secessionist movements, it is important to
identify how ‘a positive role’ will be defined. Due to confines of time for research and space to write,
only one criterion for ‘positive’ will be applied; did the intervention aid the secessionists in achieving
their goals?
Responsibility to Protect
The intervention in Kosovo was a key example in the ICISS (2001) report on the Responsibility to
Protect. The Turkish intervention in Cyprus which long preceded it was not mentioned. However, it
may be speculated that the Turkish intervention influenced NATO’s later actions – especially as
Turkey has been a member of NATO since 1952 (NATO, 2012) and has the second largest army in the
Thomas Felix Creighton
organisation (Zanotti, 2011). In 2006, Russian premier Vladimir Putin stated that the “Cyprus model”
would be applied to Georgia’s breakaway republics if Kosovo was granted recognition by the
international community (Smith, 2009:128); the comparison between these three was rejected
immediately by Georgian politicians. Russia’s claim that it was undertaking the Responsibility to
Protect in South Ossetia has since been widely questioned (Illarionev, 2009). However, Borgen
(2009) noted similarities between the cases of the Kosovo and South Ossetia conflict; in both cases
secessionists demanded the right to self-determination and a great power intervened militarily in
order to assist them. Both of these factors also apply to Cyprus, where Turkey intervened on behalf
of the Turkish minority (Richmond, 1998). This dissertation is not an analysis of the Responsibility to
Protect. However, the concept will be referred to, as aiding secessionists appears to have been
considered a partial solution to the political issues underlying the three conflicts.
Utility of Force
Military methods are only one tool at the disposal of regional and international powers. There is a
case to be made that the military is over-studied in comparison to how states deploy economic,
diplomatic and material resources such as development and emergency assistance aid. State
intervention in other nations can take on non-military forms such as; economic sanctions, criminal
prosecutions, expulsion of diplomatic staff, and the attaching of conditions to the provision of much
needed aid (Halle, 1973). Greco-Turkish relations were improved through the provision of both state
and NGO aid after the Marmara earthquake in August 1999 (Öktem, 2011). Turkish-Israeli relations
were worsened by the Mavi Marmara’s attempt to provide aid to the Palestinian Authorities, and
subsequently improved by the role Turkey played in securing the release of kidnapped soldier Gilad
Shalit (Eran, 2011). Russia has used military means in both South Ossetia and Chechnya and has also
been equally adept at so-called ‘pipeline’ politics in Eastern Europe; negotiating and renegotiating
gas prices with neighbouring states that are dependent on Russia’s supply of this natural resource
(Schaffer, 2008). There is also a notable literature on how Israel deploys water resources in the
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Occupied Territories (Lonergan & Brooks, 1994). Military factors are not invariably the most
significant factors in international relations.
Military history is one of the most heavily written about forms of history, far more so than social,
political, artistic or technological. However, more people died in the 1918 influenza epidemic than in
all the battles of the First World War put together (Billings, 2005; Honigsbaum, 2009). It may be
argued that epidemics provide far more relevant historical lessons to today’s leaders and decision
makers than trench warfare. However, the devastation of warfare both originates and ends entirely
in the realm of human decision making, giving it a distinct fascination. Warfare is also an active
decision, as opposed to ignorance or cumulative neglect which led to such disasters as the 1952
‘Great Smog’ to which as many as 12,000 premature deaths have been attributed (Mickley, 2007).
History records the names of those who act during a crisis, not those who prevent crises (Taleb,
2010); hence we readily recall war leaders, not those who created the Clean Air Act to prevent
future smog deaths.
In each of the three case studies, however, military intervention was an essential factor that
significantly and permanently changed local conditions in a rapid manner. Bartkus (1999) suggested
that the Turkish Cypriots would never have gained independence without military action from
mainland Turkey, although adding this was not the sole cause of Turkish Cypriot independence.
Dunn (1997:169) stated “Geopolitics never simply dictates or prohibits the pursuit of separatist
politics”. Military actions in all three case cases below did effect profound changes both in ordinary
lives, and in the politics and relationships of the communities concerned. Issues that had been
evolving for years, even decades, were irreversibly changed in a short time span by military action. In
all three cases, a key part of the interventionists’ public dialogue was that they were supporting
secessionist movements that were under dire threat.
Thomas Felix Creighton
Grassroots Secessionists
Did military intervention aid the secessionists in achieving their goals? At a more basic level it might
also be relevant to question what freedoms were gained at an individual level for those who are part
of secessionist communities. Such freedoms might be similar to those defined by Amartya Sen in
Development as Freedom (2001); freedom from hunger, physical oppression and disease along with
political freedoms. How secessionist regimes are able to address the needs of the population might
be addressed along the line of Maslow’s (1970) hierarchy of needs. This could be considered to align
with Galtung’s (1996:32) “positive peace” in which distinct communities are guaranteed freedom
from oppression and exploitation, and political issues are resolved through peaceful means. This is
contrasted with ‘negative peace’, the normative absence of physical violence when oppression and
exploitation may still remain part of a community’s continuous common experience. All of these can
be difficult to quantify, particularly when attempting to judge them according to what might have
happened if military intervention had not taken place. When analysing past events, there is only ever
one set of data to draw from, what actually happened (Taleb, 2010). This demands caution in
analysis and thoroughness in fact checking.
A wider perspective taking in all local, regional or global actors is not taken. This is partially for
reasons of space but also because powers that intervene claiming an interest in facilitating
secessionists are rarely judged on these grounds alone2.
Another issue might be the exact definition of ‘facilitate’ in terms of the title question. This term
might suggest an emphasis on the secessionist’s agency. Heraclides (1990) noted that it is common
for secessionist entities to be described as ‘puppet states’ controlled by former colonial powers –
and found this to be without base in the secessionist states he examined. South Ossetia has been
described puppet state of Russia (Cornell, & Starr, 2009). Kosovo has been referred to as part of the
EU’s “Eastern Empire” (Chandler, 2006:96). Northern Cyprus is sometimes dismissed as an
2 Examples of this might be found in Cornell & Starr (2009).
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autonomous entity and is referred to as being “under Turkish military occupation” (Republic of
Cyprus, Ministry of Foreign Affairs, 2012:1). This essay will not assess secessionist authorities against
an ideal standard of autonomy. These are small nations with limited resources and a deeply troubled
recent history as the case studies will illustrate. A potential ‘litmus test’ for this may be; are the
interventionists doing themselves out of a job?3
*****
As this literature review has illustrated, there are five key areas for investigation within this essay;
the contradiction in international relations between the principles of sovereignty and self-
determination, made apparent through secessionist conflicts; the potential this has for escalation to
violent conflict; the relationship between military intervention and secessionist movements; an
assessment of military interventions according to the outcomes from the secessionists point of view;
and an assessment of the current situation of the three secessionist movements. By investigating
these three case studies, it is hoped to provide a sufficient base in observable fact to allow for
general conclusions. It is hoped that this may illustrate areas for future research.
3 As Ditcher (2003) asked of the development industry.
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Has Military Intervention Played a Positive Role In Facilitating Secessionist Movements in The Case
of Kosovo?
Introduction
This chapter will examine Kosovo as an example of military intervention facilitating a secessionist
movement. This will be done in three parts, first examining the secessionist movement, then
detailing the interventions made by external actors, and finally an attempt is made to evaluate the
military intervention. Kosovo has become one of the best known cases of ‘humanitarian
intervention’ – or Responsibility to Protect (Stewart & Knaus, 2011). After the tragedy caused by
inaction in Rwanda only a few years before, the prospect of genocide in Europe caused policy-
makers to act decisively in this case (Power, 2002). Kosovo has since become something of an
example of how R2P ought to be, what success in this field ought to look like (Solana, 1999). It is for
this reason that this case study needs to be examined critically. There exists a growing critique of the
international intervention in Kosovo4. Yet Kosovo represents for many an example of a just war
(Mertus, 2001).
Distinct community
The Kosovars have a history as a distinct community dating back to before the thirteenth century,
when the kingdom came briefly under the control of the Serbian empire (Wilson, 2009). After
conquest by the Ottoman Empire in 1389 it remained part of that poly-ethnic empire for the next
five hundred years; Payton (2006) argued that these five centuries of Ottoman rule are highly
instructive in understanding Kosovo and some attitudes still found today in the wider region. Indeed,
a lengthy period of Ottoman rule is something that this case study has in common with Cyprus
(Gazioğlu, 1990), and to a lesser extent Georgia (Gachechiladze, 1995). Kosovo and Cyprus also have
ethnic/religious tensions that may bear at least some superficial resemblance, so a brief description
of the Ottoman system of governance may be worthwhile here. Kosovo enjoyed some degree of
4 E.g. Chandler (2006), and also Chompsky (2000).
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autonomy under the millet system, whereby each confessional community was largely self-
governing under the ‘guidance’ of the ruling Ottoman elite, which in turn was drawn from the all the
millets within the empire (Kinross, 2002). It is arguable that this would have allowed the Kosovars to
remain a distinct community without being absorbed into a larger hegemonic identity.
Territory
In 1912, after the Ottoman Empire receded from the Balkans, Serbia swiftly occupied Kosovo to the
widespread resentment of the Kosovars; Öcal and Çelenk (2010) suggest this as a possible origin of
the modern conflict and that later events merely acted to freeze and perpetuate the conflict. In the
mid-twentieth century, power transferred to Italian controlled Albania and then Yugoslavia. Whilst
part of Yugoslavia, Kosovo gained regional autonomy in 1974, giving the province “de-facto self-
governance” (BBC, 2012:1); as the Soviet Union collapsed in the early nineties, and an increasing
number of European states achieved independence, Kosovo’s limited regional autonomy was
abrogated as power was centralised within Yugoslavia to Belgrade. Slobodan Milosevic, who had
become the leader of Serbia’s communist party in 1986 had recognised the waning appeal of
Communist ideology, in response he “substituted nationalism for communism as a mechanism
through which to maintain and consolidate political power” (Human Rights Watch, 1995:115). This
was particularly important for Kosovo because, according to Power (2002:444), the Serbs had had
“an emotional relationship” with the territory since 1389 when the Ottomans had defeated the
Serbian Empire in battle on the Field of Blackbirds. So, Serbians consider this clearly defined territory
an essential part of their nation, irrespective of its modern demographics (Kaufman, 2001).
Discontent and Leadership
When autonomy was abrogated by Slobodan Milosevic’s Belgrade government in 1988, “Kosovo
immediately came to a virtual standstill with massive, spontaneous, and largely non-violent marches,
hunger strikes, boycotts, and organised meetings” (Reitan, 2000:72); the leadership of the Kosovars
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attempted repeatedly to gain recognition of their cause from the international community, having
calculated early on that Serbia would not (re)grant autonomy independently. Indeed, as the Balkan
wars progressed throughout the early nineties – and the Serbian economy became strained by the
wars themselves plus international sanctions – Milosevic’s government became progressively more
repressive towards any domestic critics: “He muzzled dissent. He authorized political assassinations.
He shut down independent media stations. He stole elections his party could not win. And he began
brutalising ethnic Albanians in the southern Serbian province of Kosovo.” (Power, 2002:444-445). Yet
Ibrahim Rugova, then leader of the Kosovars, remained committed to peaceful methods; “largely
because of his accurate assumption that armed resistance against Serbia would mean collective
suicide because of Kosovo’s military inferiority” (Reitan, 2000:76). In the face of widespread
discontent, the leadership advocated peaceful conflict resolution.
According to Chompsky (2000), this non-violent strategy began to lose popular support in Kosovo
after the Dayton accords in 1995. Western negotiators had sought to preserve regional stability by
recognising Serbia’s territorial integrity – cementing Kosovo’s status as an indivisible part of Serbia,
and demonstrating that years of peacefully seeking secession had failed. Power (2002) observed a
fear among Western diplomats at this time that instability in Kosovo could lead to military
involvement by Albania and Macedonia, and perhaps even Turkey and Greece. Having been
rendered politically bankrupt, the non-violent Kosovan leadership was “eclipsed by the rise in
revolutionary violence of the Kosovo Liberation Army (KLA) and other armed rebel factions” (Reitan,
2000:70). In 1988, the Kosovars did not demand independence but rather a reinstatement of their
previous system of regional governance. By the mid nineteen-nineties, however, this had altered
radically. Bartkus (1999) has suggested that the majority of independence movements do not begin
as such, that they gradually evolve their position according to the relative costs and benefits of the
available political options. As it became apparent that autonomy was not going to be granted by
Serbia, and as the state became an apparent threat to them, Kosovars began to demand full
independence and international recognition (Reitan, 2000).
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Intervention
The two key international leaders calling for military intervention in Kosovo were Tony Blair and Bill
Clinton (Chompsky, 2000). Blair later stated (2010:229); “non-intervention in Bosnia in the early
1990s... led directly to Milosevic believing that he could get away with the operation in Kosovo”.
After decades of repression, many perceived that the Serb authorities were determined to rid the
region of the Muslim majority, with extrajudicial killings occurring in steadily increasing numbers
(Mertus, 2001). Power (2002:455) stated that by 1999, Milosevic’s repression of the Kosovars was so
intense that almost every member of the distinct community “preferred to take his or her chances
with NATO bombing over business as usual under Milosevic”.
It was apparent early on that the lead actor in any NATO intervention would be the United States,
which itself viewed the prospect of military action with considerable caution (Blair, 2010). Powers
(2002) drew attention to the role of domestic US politics in determining, to some extent, Clinton’s
policies. The challenger for the presidency, Bob Dole, was a long established Republican figure
calling for greater international action – calls which carried greater weight when coupled with his
own wartime record. Clinton did not wish to seem weak to his own electorate. Blair and Clinton
repeatedly stated that the credibility of NATO was at stake in Kosovo, claims that Chompsky (2000)
interpreted as meaning that US and UK credibility was at stake. Blair (2010:237) stated that some of
his own staff thought it “a little strange that a government committed to changing Britain’s public
services and cutting unemployment should put its life on the line for a military adventure in the
Balkans”. Daddow (2009) noted that in his second year in office, Blair had delivered neither the
domestic reforms he had promised nor his main foreign policy objective before coming to office,
closer ties with the EU. In each case, his chancellor Gordon Brown seemed to have considerable
influence, but defence was one issue that remained the Prime Minister’s prerogative alone. Here
Daddow (2009) finds grounds to support Chandler’s (2003) assertion that intervention in Kosovo was
a product as much of domestic pressures as the suffering of those living in conflict zone.
Thomas Felix Creighton
Repeated attempts were made at peaceful conflict resolution in Rambouillet, France, which
ultimately failed. Although some radical critics of the process have claimed that the negotiations
were set up to fail, this has been rejected by the majority of commentators (Mertus, 2001). After
repeated cease-fire violations by Serb forces, NATO began a seventy-eight day bombing campaign in
March 1999 against Serbia, in order to apply pressure on Milosevic to halt his attacks on the
Kosovars (Dumbrell, 2008). The bombing campaign, while destructive and causing predictable
civilian casualties, succeeded in pressuring Serbia into withdrawing forces from Kosovo and allowing
the presence of international peacekeepers under UN administration (Solana, 1999). Despite the
criticisms regarding the motivation – noted above – memories of the Rwandan genocide and the
massacre of eight thousand civilians in the UN ‘safe zone’ in Srebrenica, were still then fresh (Knaus,
2011). The thought was present in many minds that the cost of non-intervention could be equal to,
or even greater than, the costs of intervention (Power, 2002). Furthermore, it was perceived that
diplomatic pressure was not enough in itself to coerce Milosevic into halting attacks against the
Kosovo Albanians (Blair, 2010).
The title of Chandler’s (2006) book on the Balkans, Empire in Denial, indicates the author’s concern
that international assistance – even if well intentioned – can have profoundly negative, long-term
implications for local actor’s agency. “The victim status of the ethnic Albanians, that allowed them to
gain the support of NATO states, was not enough to allow them a say in the post-war government of
the province” (Chandler, 2003:308). This finds resonance with Dichter’s (2003) critique of the
development industry, Despite Good Intentions, which claims that international actor’s long-term
actions in this field also have a tendency to reduce local actor’s agency. The 1933 Montevideo
Convention stated that lack of preparedness “should never serve as a pretext for delaying
independence” (Zaum, 2007:33). This principle held throughout the de-colonization period and, also,
during the break-up of the Soviet Union. However, ‘humanitarian intervention’ seems also to have
been coupled with ‘state-building’, a process of top-down development in which local actors can feel
Thomas Felix Creighton
significantly disempowered (Stewart & Knaus, 2011). The powers granted to multi-national
authorities in Kosovo had the nation defined as a “protectorate” by Chandler (2006:8).
Outcomes
Power (2002:460) recorded an interview with a survivor of a Serb massacre of Kosovars who,
supporting NATO’s military intervention, despite comprehending the potential dangers stated; “we
were going to be killed anyway. It was only a matter of time... NATO fought and now we, at least, are
free”. Chompsky (2000) claims that the scale of violence that NATO employed in its intervention
rendered any good that was achieved negligible. NATO’s failure to prevent ‘revenge killings’ of Serbs
in Kosovo remained a topic of controversy for several years (Mertus, 2001). As of writing, the
international system has failed to resolve the contradiction between Serbia’s sovereignty and
Kosovo’s right to self-determination. Kosovo is recognised by less than half of the members of the
United Nations, and is not even recognised by some members of the European Union (Öcal &
Çelenk, 2010). Whilst a negative peace, the absence of war, may have been achieved through a short
military intervention, the positive peace of reconciliation and “solidarity instead of fragmentation”