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IntelligentTradingTechnology.com January 26, 2017 Welcome to A-Team Group’s webinar MiFID II: Data for best execution
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MiFID II: Data for best execution

Feb 08, 2017

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Page 1: MiFID II: Data for best execution

FROM

IntelligentTradingTechnology.comJanuary 26, 2017

Welcome to A-Team Group’s webinar

MiFID II: Data for best execution

Page 2: MiFID II: Data for best execution

FROM

IntelligentTradingTechnology.comJanuary 26, 2017

Moderator:

Andrew Delaney, Chief Content Officer,

A-Team Group

Page 3: MiFID II: Data for best execution

FROM

IntelligentTradingTechnology.comJanuary 26, 2017

Panel Member: Rachel Przybylski, Head of Market

Structure, Saxo Capital Markets UK Limited

Areas of Expertise:

• Specialise in business impact of regulation to support

strategy and business development

• Client facing regulatory specialist

• Key Internal stakeholder for MiFID II and other

regulatory programs

Page 4: MiFID II: Data for best execution

FROM

IntelligentTradingTechnology.comJanuary 26, 2017

Panel Member: Gaurav Bansal, MiFID II Programme

Director, Tilney BestInvest Group

Areas of Expertise:

• Planning for Best Execution

• Focus on some of the key milestones that should be

in the plan

• Business process that should be implemented

around best execution

• Key point to consider for companies outsourcing

custody or back office services

Page 5: MiFID II: Data for best execution

FROM

IntelligentTradingTechnology.comJanuary 26, 2017

Panel Member: John Mason, Global Head,

Regulatory & Market Structure Propositions,

Financial & Risk Division, Thomson Reuters

Areas of Expertise:

• John and his team ensure that Thomson Reuters

addresses the industry’s regulatory challenges,

particularly MiFID II and Best Execution.

• He develops solutions across the entire product

range to meet the evolving requirements of market

participants.

• Prior to joining Thomson Reuters, John ran European

Enterprise Solutions and headed regulatory reporting at

Bloomberg. Before joining Bloomberg, Mason was COO

of Core One Technologies before its sale to Markit.

Page 6: MiFID II: Data for best execution

FROM

IntelligentTradingTechnology.comJanuary 26, 2017

Panel Member: Dermot Harriss, Senior Vice President -

Regulatory Solutions, OneMarketData

Areas of Expertise:

• 20 year focus on trading technology, strategies, and

risk management - including compliance risk

management.

• Responsibilities at OneMarketData include our MiFID II

strategy.

• Responsible for the development of our Surveillance

and Best Ex solutions.

Page 7: MiFID II: Data for best execution

FROM

IntelligentTradingTechnology.comJanuary 26, 2017

What is the current state of play as far as industry readiness is

concerned?

What are the key elements that people should be focusing on?

A look at best practices for approaching the main challenges.

Talking Points

Page 8: MiFID II: Data for best execution

FROM

IntelligentTradingTechnology.comJanuary 26, 2017

How do MiFID II rules for best execution differ

from MiFID I rules? Is MiFID II inspiring innovative

operational changes or solutions?

Page 9: MiFID II: Data for best execution

FROM

IntelligentTradingTechnology.comJanuary 26, 2017

What are the technical and logistical challenges of

achieving best execution and showing that

execution complies with MiFID II?

Page 10: MiFID II: Data for best execution

FROM

IntelligentTradingTechnology.comJanuary 26, 2017

Page 11: MiFID II: Data for best execution

FROM

IntelligentTradingTechnology.comJanuary 26, 2017

What areas do firms see as most challenging for

best execution?

Page 12: MiFID II: Data for best execution

FROM

IntelligentTradingTechnology.comJanuary 26, 2017

How are onboarding of trading venues and

connectivity levels more generally contributing

to those challenges?

Page 13: MiFID II: Data for best execution

FROM

IntelligentTradingTechnology.comJanuary 26, 2017

Page 14: MiFID II: Data for best execution

FROM

IntelligentTradingTechnology.comJanuary 26, 2017

How are firms expected to measure transaction

cost analysis (TCA) associated with best

execution? Where will TCA data be sourced?

Page 15: MiFID II: Data for best execution

FROM

IntelligentTradingTechnology.comJanuary 26, 2017

What type of data sourcing does MiFID II require?

How may firms use data to prove they are

achieving best execution as mandated by MiFID II?

Page 16: MiFID II: Data for best execution

FROM

IntelligentTradingTechnology.comJanuary 26, 2017

Does MiFID II extend or expand data retention

requirements, and to what extent?

Page 17: MiFID II: Data for best execution

FROM

IntelligentTradingTechnology.comJanuary 26, 2017

Do data retention requirements or any other

aspects of MiFID II complicate accessing

necessary data quickly?

Page 18: MiFID II: Data for best execution

FROM

IntelligentTradingTechnology.comJanuary 26, 2017

How do differences in order sizes, rebates and

discounts affect best execution in compliance

with MiFID II?

Page 19: MiFID II: Data for best execution

FROM

IntelligentTradingTechnology.comJanuary 26, 2017

Thank you to our sponsors

Email:

[email protected]

Contact:

Dermot Harriss, SVP Regulatory Solutions,

[email protected]

Tim King, Director of Sales,

[email protected], +44 (0)7956 370 340

Page 20: MiFID II: Data for best execution

FROM

IntelligentTradingTechnology.comJanuary 26, 2017

February 2nd

Intelligent

Trading

Summit

London

June 8th

Intelligent

Trading

Summit

New York

Upcoming A-Team Group Events

Visit IntelligentTradingTechnology.com/events

or DataManagementReview.com/events

March 15th

Data

Management

Summit

London

April 4th

Data

Management

Summit

New York

Page 21: MiFID II: Data for best execution

FROM

IntelligentTradingTechnology.comJanuary 26, 2017

Upcoming A-Team Group Webinars

Visit webinars section of

IntelligentTradingTechnology.com or datamanagementreview.com

February 23rd

MiFID II: Data

for

transparency

February 16th

Driving

business value

from the LEI

March 2nd

Data

management

implications of

the FRTB

Page 22: MiFID II: Data for best execution

FROM

IntelligentTradingTechnology.comJanuary 26, 2017

A-Team Group Handbook Series

Visit the handbooks section of

DataManagementReview.com

Page 23: MiFID II: Data for best execution

FROM

IntelligentTradingTechnology.comJanuary 26, 2017

Please take the time to

complete our post webinar

survey

We will notify you when the

webinar recording is available

Thank you for joining us