AO 10 Rev. 1/2011 FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010 Report Req uired by the Ethics in Government Act of 1978 (5 U.S.C. app. §§ 101-111) 1. Person Reporting (last name, first, middle initial) Mihm, Michael M. 4. Title (Article III judges indicate active or senior stalus; magistrate judges indicate full- or part-time) U.S. District Judge - Sen ior 7. Chambers or Office Address 204 Federal Building 100 N.E. Monroe Peoria, IL 61602 2. Court or Organization Central District of Illinois 5a. Report Typ e (check appropriate type) ] Nomination, Date [] Initial [] Annual [] Final 5b. [] Amen ded Re port 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date 3. Date of Report 5/4/2011 6. Reporting Period 01/01/2010 to 12/31/2010 IMPO RTANT NOTES: The instructions accompanying this form must be followetL Complete all parts, checking the NO NE box for each part where you hav e no reportable information. Sign on last page. I. POSITIONS. ~Rep oning individual only; see pp. 9-13 of.filing instructions.) D NONE (No reportable positions.) POSITION 1. Director NAM E OF ORGANIZATION/ENTITY Abraham Lincoln Inns of Court - Peoria 2. Board of Directors Forest Park Foundation - P eoria 3. Board of Directors U.S. Russia Foundation for Econom ic Advancem ent & Rule of Law 4 . 5. lI . AG REEM EN TS. mepo.i.g individual o.ly; s~e pp. 14-16 of filing instruction s.) ~] NONE (No reportable agreements.) DATE PARTIES AND TERMS Mihm Michae l M.
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Michael M Mihm Financial Disclosure Report for 2010
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8/3/2019 Michael M Mihm Financial Disclosure Report for 2010
1. Person Reporting ( last name, f irst , middle initia l)
M ihm , M ic ha e l M .
4. Tit le (Artic le III judges ind icate ac t ive or senior s ta lus ;magis t rate judges indicate ful l - or par t - t ime)
U.S. Dis t r ic t Judge - Sen ior
7 . Chamber s o r O f f ice Addre ss
2 0 4 F e d e ra l Bu i l d i n g100 N.E. Monroe
P e o r i a , I L 6 1 6 0 2
2. Court or Organization
Ce nt ra l Dis t r i c t o f I l lino i s
5a . Re p o r t Typ e ( ch e ck a p p ro p r i a t e t yp e )
] Nominat ion, D a t e
[] Initial [] Annual [] Final
5b. [] Amended Report
8. On the ba s i s o f the in fo rma t ion c on ta ine d in th i s R e por t a nd a nymodif ica t ions perta in ing there to , i t i s , in my opin ion , in compliancewith appl icab le l aws and r egula t ions .
R e v ie wing Off i c e r Date
3. Date of Report
5/4/2011
6 . R e por t ing Pe r iod
0 1/ 0 1/ 2 0 10to
12/31/2010
I M P O R T A N T N O T E S : The instructions accompanying this form must be followetL Complete all parts,
checking the NO NE box for each part where you hav e no reportable information. Sign on last page.
I. P O S I T I O N S . ~ R e p o n i n g i n d i v id u a l only; s e e p p . 9 - 1 3 of.filing instructions.)
D N O N E ( N o reportable positions.)
P O S I T I O N
1. Director
N A M E O F O R G A N I Z A T I O N / E N T IT Y
A b r a h a m L i n c o l n I n n s o f C o u r t - P e o r i a
2. Bo a rd o f D ire cto rs Fo re s t P a rk Fo u n d a tio n - P e o r ia
3. Board o f Di recto rs U . S . R us s i a F o un d a t i o n fo r E c o n o m i c A d va n c e m e n t & R u l e o f L a w
4.
5.
l I . A G R E E M E N T S . m e p o . i .g i n d i v i d u a l o . ly ; s ~ e p p . 1 4 - 1 6 of filing instructions.)
~] N O N E (No reportable agreemen ts.)
DATE PARTIES AND TERMS
8/3/2019 Michael M Mihm Financial Disclosure Report for 2010
I ll . N O N - I N V E S T M E N T I N C O M E . (Reporting individual and spouse; seepp. 17-24 of f!ling instructions.)
A. Fi l e r ’s Non -Inve s tme n t Incom e
V--] N O N E (N o reportable non-investment income.)
DATE SOURCE AND TYPE
1 .2010 Jo h n M a r s h a l l L a w S c h o o l - Ad j u n c t P r o f e s s o r o f L a w - T a u g h t t w ow e e k l o n g a c c e l e r a t e d t r ia l a d v o c a c y c o u r s e s i n c a l e n d a r y e a r 2 0 1 0 .( C o n t . P a r t VIII)
INCOME(yours , n o t s p o u s e ’ s )
$12,000
B . S p o u s e ’ s N o n - I n v e s t m e n t I n c o m e - If you were m arried during anyportion of the reporting year, com plete this section.
(Dollar amount not required except for honoraria.)
N O N E ( N o reportable non-investment income.)
DATE SOURCE AND TYPE
I.
2.
3.
4.
I V . R E I M B U R S E M E N T S -transportation, lodging, food, e n t e r t a i n m e . ~
(Includes those to spouse and dependent children; see pp. 25-2 7 offiling instructions.)
---] N O N E ( N o reportable reimbursements.)
3.
4.
5.
SOURCE
U. S . R us s i a n F o un d a t i o n f o rE c o n o m i c A d v a n c e m e n t & .R ule o f L a w
DATES LOCATION
01/12/2010-01/15/201c, Bever ly Hil ls , C A
PURPOSE
Board Meet i ng
ITEM S PAID OR PROVIDED
T r a n s p o r t a t io n , l o d i n g , f o o d , m i s c .
8/3/2019 Michael M Mihm Financial Disclosure Report for 2010
V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a ~ u e , transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
~ NOllE (No reportable incom e, assets, or transactions.)
A. B. C.
Description of Assets Income during Grossv a l u e a t e n d
( i n c l u d i n g trust as se ts ) rep on in g period of repor t ing per iod
( 1 ) (2) (1) (2)
P l a c e ’ ° (X ) " a f t e r e a c h a s s e t A m o u n t T y p e (e .g . , V a lue V a lue
e x e m p t from prior d isclosure Co d e 1 d i v . , r e n t , C ode 2 M e t h o d
(A-H) o r i n t . ) ( J - P ) C ode 3
( Q - W )
1. AXA El i te Annui ty ( se e exp lanat ion Part
VIII)
2. M organ S tan l ey [ ] Na t ionw id e E l i teVenue IRA (See Part 8)
3. M organ Stanley Act ive Fund So lu t ions IRASee ex p. Part VIII
4. M or gan S t an l e y Act i ve As s e t Mon e y T r u s t
and Mone y Mar k e t
5. Souths ide Bank Sav ings
6. Sou th s id e Ban k Sav ing s~ See exp . Par tVIII)
7. U.S. Treasury I Bon d
8. U.S. Treasury I Bon d
9. U.S. Treasury I Bon d
1 0 . U.S. Treasury I Bon d
1 1 . Al li an zCCM M id CAPA M/F
12. Se l igrnan Large Cap Val A
13 . Davis Real Es tate A M/F
14. Fide l it y Adv Dvr s fd l n t A M /F
1 5 . Ame r i c an GR FD o f Am er i c a F M/F ’
1 6 . Perk in s Mid Cap Va lue l n v
1 7 . Pimco Tota l Return A MiF
A Div iden d
A Dividend
A Div iden d
A Interest
A Interest
None
A Interest
A Interest
A Interest
A Interest
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
L T
K T
J T
K T
J T
J T
J T
J T
T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d
(1 ) (2) (3)
Type (e.g., Date Value
b u y , s e l l , m m /d d /y y C o d e 2
r e d e m p t i o n ) (J-P)
So l d 07/30/10 J
S o l d 11/23/10 K
S o l d 07/30/10 J
So l d 07/30/10 J
So l d 07/30/10 J
So l d 07/30/10 J
So l d 07/30/10 J
So l d 07/30/10 J
So l d 07/30/I 0 J
( 4 ) ( 5 )
G a i n I d e n t i t y o f
Co d e 1 buyer/se l ler
(A-H) ( i f p r i v a t e
t ransact ion)
A
A
A
A
A
A
A
A
A
I . Income G a in Co de s : A =$1,000 or less B = $1,001 - $2,500 C =$2,501 - $5 ,000 D =$5,001 - $15,000
( S e e Co lumn s 131 a n d D4) F ~ $ 50,001 - $100,000 G = $100,001 - $1 .000,000 H 1 = $1,000,001 - $ 5,000,000 H2 -M ore than $ 5,000.000
2. V a lue Code s J = $15 .000 o r l ess K = $15,001 - $5 0,000 L = $5 0.001 - $100,000 M =$100,001 - $250,000
(See C olum ns C I an d D 3) N = $250,001 - $5 00,000 O = $500,001 - $ 1,000,000 P 1 = $1 ,000,001 - $5 ,000,000 P2 =$5,000,001 - $25.000,000
P 3 =$25,000,001 - $50.000,000 P 4 = M o re than $50,000,000
3 . Val ue Met hod Codes Q = Appra i sa l R =Co s t ( Re a l Es t a te Only) S - A s s e s s m e n t T = C a s h M a r k e t
(See Co lumn C2 ) U = B o o k V a l u e V = O t h e r W =Est imat ed
E =$15,001 - $50,000
8/3/2019 Michael M Mihm Financial Disclosure Report for 2010
V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
N O N E (No reportable income, assets, or transactions.)
A. B. C. D.
Descr iption of Assets Income duringGross va lue a t end Transact ions dur ing repor t ing per iod
( i n c l u d i n g t rust asse ts) repo rting period of repo rting period
(1 ) (2 ) (1) (2) ( 1 ) (2) (3) (4) (5 )
Place "(X)" af ter each asset Am oun t Type (e.g., V a l u e V a l u e Type (e.g., D a t e V a l u e Gain Id en tity o f
exemp t f rom pr ior di sclosure C ode 1 div., ren t, C ode 2 M e th o d buy, se l l , m m / d d / yy C ode 2 C ode 1 buy e r / s e l l e r(A-H) o r i n t . ) ( J - P ) C ode 3 redempt ion) ( J - P ) (A-H ) (if p riva te
(Q -W ) transaction )
1 8 . Vitrus Mu lt i-Sector S/T BD A ( fka Phoenix A DividendM ult iSector M/F
1 9 . RS Partners Fund A M /F None
20. T Rowe Price Eqi-Inc Adv M /F A Dividend
21. Lazard Emerging M arke t s M/F A Dividend
22. Thom burg Int . Value A M /F A Dividend
23 . L egg M a so n PR TN RS IN -T R M M u n i c C A I n t e r e s t K T(See exp . part VIII)
24 . New York Li fe Insurance W hole L ife (See A Dividend J Texp . pa rt VIII)
25 . EQ/PIM CO Ultra A Dividend J T
26 . EQilnt . Core Plus A Dividend J T
27 . EQ/Cap. Guard ian Research A Dividend J T
2 8. E Q /E qu it y G r ow t h Pl us A Dividend J T
29 . EQ/Gam co Sma l lCp . Va lue A Dividend J T
3 0. EQ/Gamco MergerAcqu i s i t A Dividend J T
31. EQ/M id Cap Val Plus A Dividend J T
3 2. EQ /V an K am p e n C om s to ck A Dividend J T
33 . NW NVIT Inv. Dest . Mo da ggR2 A Dividend J T
34 . M V A / G T O 5 y e a r A D i v i d e n d J T
Sold 07/30/10 J A
Sold 07/30/10 J A
Sold 07/30/10 J A
Sold 07/30/10 J A
Sold 07/30/10 J A
B uy 1 i/23/10 K
I . Income G a in C ode s : A =$1,000 or less B =$1,001 - $2,500 C =$2.501 - $5,000 D =$5,001 - $15,000
(See Col u rans B 1 and D4) F -$50,001 - $100,000 G =$ 100,001 - $1.000,000 111 =$1.000,001 - $5,000,000 H 2 =M o re than $5,000,000
2. V a lue C od e s J = $15.000 o r le ss K =$15,001 - $50,000 L =$50,001 ~ $ 100,000 M =$ 100,001 - $250,000
( S e e C o l um n s C I and D3) N = $25 0,001 - $500,000 O = $500,001 - $ 1,000,000 P I = $1,000,001 - $5 ,000,000 P2 = $5,000,001 - $25,000,000
P3 =$25,000,001 - $50.000,000 P4 =More than $50,000,000
3 . Val ue Met hod Codes Q = Appra i sa l R =Co s t ( Re a l Es ta t e Only) S =As s e s s me nt T - C a s h M a r k e t
( S e e C o l u m n C 2 ) U =Book V a lue V = O t h e r W = E s t im a t e d
E =$15,001- $50.000
8/3/2019 Michael M Mihm Financial Disclosure Report for 2010
V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v o g u e , transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
NO ] NE (No reportable income, assets, or transactions.)
A. 1 ~ . C. D.
D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g G r o s s v a l u e a t e n d T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d
( in c lu d in g tr u s t a s s e ts ) r e p o r tin g p e r io d o f r e p o r t in g p e r io d
(1 ) (2 ) (1) (2) (1 ) (2) (3) (4)
Place "(X)" after each asset A m o u n t Type (e.g., V a lu e V a lu e Type (e.g., D a t e V a l u e G a i n
exempt from prior disclosure Code I d i v . , r e n t . C o d e 2 M e th o d b u y , s e l l, mm/dd/yy C o d e 2 Code l
( A - H ) o r i n t . ) ( J - P )
C o d e ( Q _ W ) 3
redemption) (J-P) (A H)
( 5 )Identity of
b uy e r / se l l e r
(if private
t r a n sa c t i o n )
3 5. Southside 13ank Savings Acct. A I n t e r e s t J T
36. Sent ine lGout Securi ty A I n t e r e s t K T B uy 08/16/10 L
I . I n c o m c G a i n C o d e s : A -$1,000 or less B =$1,001 - $2,500 C =$2,501 - $5,000 D = $ 5 , 0 0 1 - $ 1 5 , 0 0 0
( S e e C o l u m n s B I a n d D 4 ) F =$50 , 0 0 1 - $1 0 0 , 0 0 0 G = $1 00 ,0 0 1 - $ 1,0 00 ,0 0 0 H l ~$ 1,0 0 0,O 01 - $ 5,0 0 0,0 0 0 H 2 = M o r e t h a n $ 5 , 0 0 0 ,0 0 0
2 . V a l u e C o d e s J :$15,000 or less K = $ 1 5 ,0 01 - $ 5 0 ,00 0 L = $ 5 0 ,0 0 1 - $ 1 00 ,0 0 0 M $100,001 - $250,000
( S c c C olu m ns C I a n d D3 ) N =$2 5 0,0 01 - $ 5 0 0 ,00 0 O = $5 0 0 ,0 0 1 - $ 1 ,0 00 ,0 0 0 Pl =$1,000,001 - $5,000,000 P 2 =$5 , 0 0 0 , 0 0 1 - $2 5, 0 0 0 , 00 0
P 3 =$2 5, 0 0 0 , 0 0 1 - $50 .0 0 0 , 0 0 0 P4 More than $50,000,000
3 . V a l u e M e t h o d C o d e s Q =Appraisal R = C o s t ( R e a l E s t a te O n l y ) S = A s s c s s m c n l T = C a s h M a r k e t
( S e e C o l u m n C 2 ) U ~Book Value V = O t h e r W = E s t im a t e d
E =$15,001- $50,000
8/3/2019 Michael M Mihm Financial Disclosure Report for 2010
V I I I . A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . a,,,~i,,,,t,,~,,,rto/,’e~,o,~.)
Co n t i n u e d e x p l a n a t i o n f r o m P a r t I II - A , l i n e I - Co u r s e s t a u g h t J a n u a r y a n d A u g u s t . V a c a t i o n t i me w a s u s e d . $ 6 ,00 0 f o r J a n u a r y s e s s i o n , $ 6 ,0 0 0 f o r Au g u s tse ss ion .
P a r t V I I - l i n e 1 - AX A E l i te An n u i t y is i n v e s t e d 9 mu t u a l f u n d s - t h o s e a r e n o w l i s te d i n P a r t V I I , li n e s 2 5 - 32 . No c h a n g e f r o m l a s t y e a r .
P a r t V I I - l i n e 2 - M o r g a n S t a n l e y ~ N a t io n w i d e V e n u e I R A . T w o M u t u a l fu n d s i n I R A . I d i d n ’t l is t t h e m b e f o r e . T h e y a r e n o w l i st e d o n l i n e s 3 3 & 3 4 . N oc h a n g e f r o m l a s t y e a r.
P a r t V I I - li n e 3 - M o r g a n S t a n l e y F u n d s o l u t i o n s I RA. T h e m u t u a l f u n d i n w h i c h th e I RA a r e i n v e s t e d a r e l i s te d o n l i n e s 1 1 - 2 2 . Al l s o ld 7 / 30 / 2 0 1 0 . P r o c e e d sc o mb i n e d w i t h l iq u i d a t io n o f m y g o v e m m e n t T h r i f t S a v i n g s P l a n a n d p l a c e d i n t o R o t b I RA l i st e d a t l in e 36 , a f t e r p a y i n g i n c o me t a xe s .
P a r t V I I - l i n e 4 - P r o c e e d s f r o m t h is s a l e w e r e u s e d t o p u r c h a s e t h e Mu n i c i p a l B o n d i n l i n e 2 3 .
P a r t V I I - l in e 5 - S o u t h S i d e Savings Bank ~75~ i~g~ ~;~: :
P a r t V I I - l i n e 2 3 - P r o c e e d s f r o m s a l e o f l in e 4 a s s e t u s e d t o p u r c h a s e mu n i c i p a l b o n d .
P a r t V I I - li n e 2 4 - Ne w Y o r k L i f e I n s u r a n c e W h o l e L i f e P o l i c i e s . H a v e h a d t h e s e p o l i c i e s fo r m a n y y e a r s . D i v i d e n d s u s e d t o p a y p a r t o f i n e r e s t o n t h e d e b t o f t
pol ic ies .
P a r t V I I - l in e 3 5 - S a v i n g s a c c o un t t o r e c e i ve s o c i a l s e c u r i ty c he c k ~ :: Forgo t to repor t open ing in June o f 2008.
P a r t V I I - l i n e 36 - Ro t h I RA o p e n e d w i t h p r o c e e d s f r o m s a l e o f m u t u a l f u n d s li n e 1 1 - 2 1 , p lu s p r o c e e d s f r o m c a s h o u t o f g o v e r n m e n t T h r i f t Sa v i n g s P l a n . I n c o mt a x e s p a id a t t im e o f c r e a t io n o f R o th I R A .
8/3/2019 Michael M Mihm Financial Disclosure Report for 2010
I c e r ti f y t h a t a l l in f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a in i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , if a n y ) i sa c c u r a te , t ru e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h he l d b e c a u s e i t m e t a p p l i c a b l e s t a t u to r y
p r o v i s io n s p e r m i t t in g n o n - d i s c l o s u r e .I f u rt h e r c e rt i fy t h a t e a rn e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f ts w h i c h h a v e b e e n r e p o r t e d a r e i n
c o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U.S .C . a p p . § 50 1 e t . s e q ., 5 U.S .C . § 7 353 , a n d J u d i c i a l Co n f e r e n c e r e g u l a t i o n s .
Signature : S /M ichae l M . Mihm
N O T E : A N Y I N D I V I D U A L W I IO K N O W I N G L Y A N D W I L FU L L Y F A L S IF I E S O R F A I L S T O F I L E T H I S R E P O R T M A Y B E S U B JE C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U .S . C . ap p . § 10 4 )
C o m m i tt e e o n F i n a n c i a l D i s c lo s u r eA d m i n i s tr a t i ve O f f i ce o f the Un i t e d S t a t e s Cou r t sSui te 2-301O n e C o l u m b u s C i r c le , N .E .W a s h i n g t o n , D . C . 20 5 4 4