Mentalization and attachment: The implication for community based therapies Peter Fonagy PhD FBA University College London & the Anna Freud Centre [email protected]
Jan 16, 2015
Mentalization and attachment: The implication for community based therapies
Peter Fonagy PhD FBA
University College London
& the Anna Freud Centre
Some of the Mentalizing Mafia UCL/AFC/Tavistock
Prof George Gergely
Dr Pasco Fearon
Professor Mary Target
Prof Anthony Bateman
University of Leuven
Dr Patrick Luyten
Dr Liz Allison
Professor Alessandra Lemma
Professor Eia Asen
& UCL/AFC
Dr Trudie Rossouw
Dr Dickon Bevington
Some more maffiosi (The USA branch) Menninger Clinic/Baylor Medical College (The USA branch)
Dr Jon Allen
Dr Lane Strathearn
Dr Brooks King-Casas
Dr Read Montague
Yale Child Study Centre
Prof Linda Mayes
Dr Carla Sharp
Dr Efrain Bleiberg
Professor Nancy Suchman
Professor Flynn O’Malley
And European recruits to the ‘Family” Dawn Bales
Dr Mirjam Kalland
And Rose Palmer for help with the preparation of this presentation.
Professor Finn Skårderud
Professor Sigmund Karterud
•Cindy Decoste•Catherine Freeman•Ulla Kahn•Morten Kjolbe•Benedicte Lowyck•Tobi Nolte•Marjukka Pajulo
•Svenja Taubner•Bart Vandeneede•Annelies Verheught-Pleiter•Rudi Vermote•Joleien Zevalkink•Bjorn Philips•Dr Peter Fuggle
Let the boy dream Ivan, He is a born dilettante!
You will never amount to anything if you hold a ball like that!
I want to write my PhD on the “Use of low signal-to-noise ratio stimuli for highlighting the functional differences between the two cerebral hemispheres”.
You look smug now but you will lose your hair just like
Dad
Mentalization
What is it?How does it arise?Why does it matter?How do we use it in therapy?
A working definition of mentalization
Mentalizing is a form of imaginative mental activity, namely, perceiving and interpreting human behaviour in terms of intentional mental states (e.g. needs, desires, feelings, beliefs, goals, purposes, and reasons).
Brains and social behavior vary across different mammalian species
Insectivors: Regulated maternal behaviors
Chimpanzees: Societies of a few dozen
Modern Humans:Societies of millions of interacting people
Humans exceedingly skilled at large scale social interaction
Competition for social skills led to the evolutions of cognitive mechanism for collaborating with others
Fuelled evolution of human brain.
Therefore correlation in mammals between size of social group and volume of neocortex
The social brain: A variety of studies - stories, sentences, cartoon, animations
medial prefrontal cortex (mPFC), temporo-parietal junction (TPJ), posterior superior temporal sulcus (pSTS), amygdala, anterior cingulate cortex (ACC), anterior insula (AI), inferior frontal gyrus (IFG) and interparietal sulcus (IPS)
The uniqueness of homo sapiens
No animal, not even the most intelligent of non-human primates, can discern the difference between the act of a conspecific due to serendipity and one rooted in intention, wish, belief or desire.
The capacity to mentalize has also been argued to account for the other major difference between humans and other apes: self awareness and self-consciousness as a path to
emulation bringing with it social emotions such as embarrassment, shame and guilt
the species specific striving to be more than a ‘beast’, to live beyond one’s body, to aspire to a spirit that transcends physical reality and step beyond one’s own existence
social origin of the self (simulation).
Mentalizing: Further definitions and scope
To see ourselves from the outside and others from the inside
Understanding misunderstanding Having mind in mind Mindfulness of minds Introspection for subjective self-
construction – know yourself as others know you but also know your subjective self
Num
ber
of a
rtic
les
on W
eb o
f Sci
ence
Dat
abas
e
Source: http://apps.webofknowledge.com, Data collected 10.1.2012
Articles using ‘mentalization’ in title or abstracts
Clear evidence of mentalizing?
2012American Psychiatric Publishing, Inc
JUST RELEASED!
NEW! IMPROVED!
Washes brains whiter!
Longer than allprevious versions!
Mentalization and Overlapping Constructs (Choi-Kain & Gunderson, Am J Psychiat 2008)
Measuring Mentalization (Baron-Cohen et al., 2001) Reading the Mind in the Eyes Test
Worried - DSurprised - C
Friendly - A Sad - B
Surprised-A Sure about something-B
Joking-C Happy-D
Measuring Mentalization (Baron-Cohen et al., 2001) Reading the Mind in the Eyes Test
Joking-A Flustered-B
Desire-C Convinced-D
Measuring Mentalization (Baron-Cohen et al., 2001) Reading the Mind in the Eyes Test
Mentalizing at the World Cup: How does Robert Green feel after letting in the USA goal?
Upset Angry
Disappointed Frustrated
Shared neural circuits for mentalizing about the self and others (Lombardo et al., 2009; J. Cog. Neurosc.)
Self mental state
Other mental state
Overlapping forSelf and Other
Relational Aspects of Mentalization Overlap between neural locations of mentalizing
self and other may be linked to intersubjective origin of sense of self We find our mind initially in the minds of our parents
and later other attachment figures thinking about usThe parent’s capacity to mirror effectively her child’s
internal state is at the heart of affect regulation Infant is dependent on contingent response of
caregiver which in turn depends on her capacity to be reflective about her child as a psychological being
Failure to find the constitutional self in the other has potential to profoundly distort the self representation (exaggerated mirroring of child’s anxiety aggravates anxiety rather than soothe)
The same applies to child with inadequate sense of independent self within therapeutic relationship
Psychological Self:
2nd OrderRepresentations
Physical Self:Primary
Representations
Representation of self-state:Internalizationof object’s image
Constitutional self in state of arousal
Expression
Reflection
Resonance
Infant CAREGIVER
symbolic organisation of internal state
contingent display expression of
understood affect
signal
non-verbal
expression
Affect & Self Regulation Through Mirroring
With apologies to Gergely & Watson (1996)Fonagy, Gergely, Jurist & Target (2002)
Theory: Birth of the Agentive SelfAttachment figure “discovers” infant’s mind (subjectivity)
Representation ofinfant’s mental state
Attachment figure Infant
Core ofpsychologicalself
Infant internalizes caregiver’s representation to form psychological selfSafe, playful interaction with the caregiver leads to the integration of primitive
modes of experiencing internal reality mentalization
Internalization
Inference
‘The baby looks at his mother’s face and finds himself there’
D. Winnicott
‘She/he thinks that I think, therefore I am’
Bidirectional Influences of the Development of Mentalization
Poor affect regulation obviously makes sensitive caregiving more challenging The impact of some environmental influences are evidently
exaggerated by certain genetic attributes (e.g. the short allele of the 5-HTT gene Barry, Kochanska, & Philibert, 2008).
Limitation of voluntarily directing attention and accurate and solid interpersonal understanding necessary for mature affect regulating attachment relationships. Inability to mentalize disrupts attachment relationships Disrupted attachments undermine further development of
mentalizing The very process that could help the child to overcome
the problems arising out of interpersonal challenges is undermined by the difficulties in the child’ attachment system
The development
of mentalization
from infancy to adolescence and beyond
The development of mentalization Weeks after birth the baby smiles at humans
(social beings) in preference to objectsCan tell its own body (shell) from that of another
person’s 2 months after birth infants prefer the subtle
patterns of contingency in face-to-face interactions, including turn taking and correlated affect (Gergely and Watson, 1999; Murray and Trevarthen, 1985).
By 9 months, infants are able to follow another person's gaze to a location outside of their visual fieldA key first step in establishing joint attention (Moore,
2008).
From 12 months babies deliberately engage and redirect attention of caregiver (pointing and vocalizing)
Joint ( “triadic”) attention provides a platform by which two or more people coordinate and communicate their intentions, desires, emotions, beliefs, and/or knowledge about a third entity (e.g. an object or a common goal) (Tomasello et al., 2005).
By 2.5 years children implement complex social tactics – teasing, lying, saving face (Reddy, 2008: How infants know minds)
False belief task: unexpected transfer
Maxi puts his book in the cupboard
Then he leaves to play in the garden
After that, Mum comes to tidy up
the roomMum takes the book out of the cupboard,
and puts it in the bookshelf
Then she leaves to do some work
in the kitchen.Now, Maxi returns looking for his book
Where will he look first for his book?
Test question
(Wimmer & Perner, 1983)
Effect of Age in 178 separate studies
4y 4y
Very robust developmental trends most manipulations ineffective
2nd ½ of 4th year 2nd ½ of 4th year
Meta-analysis of False Belief Studies (Wellman et al., 2009)
The embodied mind and research on the human infant Massive denial of infant mentation outside of
psychoanalysis until about 75 years agoHalf a century ago infants were commonly subjected to
surgery without anesthetic (curare was used to stop squirming inconvenient for the surgeon) Can infants have minds when they are no yet able to speak?
Astounding discoveries concerning early social awareness in infants Mentalization is embodied before it is cognitiveFreud may have been correct about the mental life
being somatically grounded (the body is at the root of meaning.
Sensitivity to others’ state of mind
Á M Kovács et al. Science 2011;330:1830-1834
False belief for babyTrue belief for Smurf
True belief for baby False belief for Smurf
Published by AAAS
The infant but not the Smurf believes thatthe ball should be there
Infant knows ball is not thereBut Smurf believes it should be there
Neither infant nor the Smurf believe thatthe ball should be there
Neither infant nor the smurf believethat ball is there
Ball Not There Ball Not There
Á M Kovács et al. Science 2010, 330:1830-1834
The two key conditions in Smurf Study: Infant of 7 months considers what agent (Smurf) believes about the status of ball
Sensitivity to others’ state of mind
False belief for babyTrue belief for baby False belief for Smurf
Principle of Fairness According to the Principle of Fairness,
agents should deal fairly with othersdistribution of resourcescompensation for work
Sloane, Baillargeon, and Premack (2010)9 months oldsAnimate or inanimate giraffesReasonable expectation applies only to
animate objects(e.g., Boyd & Richardson, 2003; Fehr et al., 2008; Haidt & Joseph, 2007;Jackendoff, 2009; Olson & Spelke, 2008; Premack , 2007; Sigmund et al., 2002)
Animate giraffes condition
Test trials
I have toys Yay! Yay!
Inanimate giraffes condition:
Same giraffes – no movement
Results–9 mnths olds: looking timeAnimate Giraffes
ConditionInanimate Giraffes
ConditionUnequally distributed toys
Equally distributed toys
*
Mean L
ooki
ng T
ime (
sec)
The infantile origins of psychopathology Infants have genetically inbuilt ‘healthy’ social
expectations Social experience to be developmentally ‘good
enough’ has to comply with these expectationsFit in with biologically prepared mechanisms which
evolved to transmit human cultureBe consistent with neural development (i.e. capacity
to integrate new information)Violations of expectations toxic because not only they
‘teach’ inappropriate content but undermine mechanisms for the social acquisition of knowledge and the emergence of an agentive sense of self
The role of contingent caregiver
responding in the
development of cognitions
Natural Pedagogy theory (Csibra & Gergely, 2006; 2009, in press) A human-specific, cue-driven social cognitive
adaptation of mutual design dedicated to ensure efficient transfer of relevant cultural knowledge
Humans are predisposed to ’teach’ and ’learn’ new and relevant cultural information from each other
Human communication is specifically adapted to allow the transmission of
a) cognitively opaque cultural knowledge b) kind-generalizable generic knowledge c) shared cultural knowledge
The Pedagogical Stance is triggered by
Ostensive-Communicative cues Examples of ostensive communication
cues eye-contactturn-taking contingent reactivityspecial tone (motherese)
Ostensive cues function:to signal that the other has a Communicative
Intention addressed to the infant/childto Manifest New and Relevant information
about a referent
Subjects : 4 groups of 18-month-oldsStimuli: Two unfamiliar objects
Experimental illustration of ostensive cues Gergely, Egyed et al. (in press)
1: Baseline – control group No object-directed attitude demonstration
Simple Object Request by Experimenter A
Subjects: n= 20 Age: 18-month-olds
Ostensive Communicative DemonstrationRequester: OTHER person (Condition 1)
Other person
Non-Ostensive (Non-Communicative) Demonstration Requester: OTHER person (Condition 2)
Other person
Condition 4: Non-Ostensive (Non-Communicative) Demonstration Requester: SAME person
Same person
Epistemic trust and secure attachment Secure attachment is isomorphic with inducing
in the infant/child a sense of epistemic trust that the information relayed by the teacher may be trusted (i.e. learnt from)
EvidenceCognitive advantage of secure attachmentContingent responsiveness to the infant’s own (at first,
automatic) expressive displays in secure attachmentDuring “mirroring” interactions, the other will “mark”
her referential emotion displays in a ‘manifestative’ manner to instruct the infant
How Attachment Links to Affect Regulation
DISTRESS/FEAR
Exposure to Threat
Proximity seeking
Activation of attachment
The forming of an attachment bond
Down Regulation of EmotionsEPISTEMIC
TRUST
BONDING
Implications: The nature of psychotherapy The mind is found within the other not within itself Evolution has ‘prepared’ our brains for
psychological therapy We are eager to learn about the opaque mental
world from those around us They are prepared to learn most readily about minds
in conditions of epistemic trust Epistemic mistrust follows maltreatment or abuse
and therapists ignores this knowledge at their peril Therapy is not just about the what but the how of
learningOpening the person’s mind via establishing
contingencies so (s)he once again can trust the social world by changing expectations
Not what is taught in therapy that teaches but evolutionary capacity for learning from other is rekindled
The role of oxytocin in
social understand
ing
Secure attachment is facilitative of mentalizing Children pass theory of mind tasks earlier
ifHad secure attachment relations with parents
in infancyIf parent’s own state of mind in relation to
attachment was secureFamily members relate to each other in payful,
mentalizing way Mechanism may well be mediated by
oxytocin
Oxytocin and performance on Mind in the Eyes test (Domes et al., 2008)
Shared characteristics
of evidence based therapies for BPD likely to
enhance the organization of mental states?
Clinical summary of MBT
Focus is on a break in mentalizing – psychic equivalence, pretend, teleological
Rewind to moment before the break in subjective continuity
Explore current emotional context in session by identifying the momentary affective state between patient and therapist
Identify therapist’s contribution to the break in mentalizing (humility)
Seek to mentalize the therapeutic relationship
So what should the therapist aim do? In MBT, the mind of the patient becomes the focus of
treatment. Help the patient learn about the complexities of his
thoughts and feelings about himself and others, how that relates to his responses, and how ‘errors’ in understanding himself and others lead to actions
It is not for the therapist to ‘tell’ the patient about how he feels, what he thinks, how he should behave, what the underlying reasons are, conscious or unconscious, for his difficulties.any therapy approach to BPD which moves towards
‘knowing’ how a patient ‘is’, how he should behave and think, and ‘why he is like he is’, could be harmful.
We recommend an inquisitive or ‘not-knowing’ stance. Conveys a sense that mental states are opaque
Evidence based or promising treatments DBTTFPMBTCATSTEPPSSFT
MBTDBT
MBT is in its infancy as an EST
Prof. Anthony Bateman, MD Prof. Peter Fonagy, PhD FBA
Psychotherapy for BPD A range of structured treatment programmes for
BPD shown to be effective in studiesDBTTFPSFTCBTSPTDDPCATGPMMBT
Do they work for
the reasons the
developers suggest?
Gaps in Therapy Outcomes Research
No solid evidence for who will benefit from what type of psychotherapy
‘Inexact therapies’ partial effectiveness
‘Attachment to methods’ ‘guildification’ of interventions
Mentalizing Elements of BPD Therapies (1)
Extensive effort to maintain engagement in treatment (validation in conjunction with emphasis on need to address therapy interfering behaviours) acceptance and recognition
Include a model of pathology that is explained to the patient increased cognitive coherence (early phase)
Active therapist stance: Explicit intent to validate and demonstrate empathy, generate strong attachment relationship foundation of alliance (epistemic trust)
Focus on emotion processing and connection between action and feeling (suicide feeling == abandonment feelings) restore cognitive representation of emotion
Mentalizing Elements of BPD Therapies (2)
Inquiry into patients’ mental states (behavioral analysis, clarification, confrontation) strengthen representations of mental states
Structure of treatment provides increased activity, proactivity and self-agency (eschew expert stance, “sit side-by-side”) enhance intentionality (mental state drives action)
Structure is manualized with adherence monitored support therapist in non-mentalizing context
Commitment to the approach ditto Supervision to identify deviation from structure and
support for adherence ditto (therapist needs lots)
Mentalizing Elements of Therapies (3): Components of the process of effective interaction Establishing attachment through contingent
responding epistemic trust (working alliance) opens ‘information superhighway to cultural knowledge”
Create compassion towards subjective experience enable ‘liberal’ attitude towards self-states mindfulness of minds
Enhance mentalized affectivity feeling of feeling felt inititiate virtuous cycle of finding self in other enable finding the other in the self
Social Systems Can be
Described as More or Less Mentalizing
Expanding the model to Social Systems Human beings were not designed to be
brought up in a nuclear family The human brain was designed to adapt to
social environments beyond childhood Current social conditions place intolerable
burdens on the nuclear familyEconomic pressures to be part of the workforceInadequate social support for parentingSocial isolation of the nuclear family
a “Perfect Storm” from perspective of human evolution
Alloparenting is not a new idea!
Typical Size of Human Family Group Across Evolution
05
101520253035404550
10,000BC 1,500BC 1850AD 1900AD 1980AD
Humans spent 99% of history living in groups of 35-40 people
Size
of
fam
ily
grou
p
Humans as part of a wider ecosystem
ConnectedMind
ConnectedMind & Body
ConnectedFamilies
ConnectedCommunities
ConnectedEnvironment
Some features of a successfully mentalizing social system
Is relaxed and flexible, not “stuck” in one point of view
Can be playful, with humour that engages rather than hurting or distancing
Can solve problems by give-and-take between own and others’ perspectives
Advocates describing ones own experience, rather than defining other people’s experience or intentions
Conveys individual “ownership” of behaviour rather than a sense that it “happens” to them
Is curious about other people’s perspectives, and expect to have their own views extended by others’
Some components of a successfully mentalizing social system1. Relational strengths - curiosity - safe uncertainty - contemplation and reflection - perspective taking - forgiveness - impact awareness - non-paranoid attitude
2. General values and attitudes - tentativeness - humility (moderation) - playfulness and humour - flexibility - ‘give and take’ - responsibility and accountability
Mentalizing and Non-Mentalizing Social Systems
Mentalization develops in and is sustained by the social system we live in
Social systems that are compassionate (care about us) have physical (oxytocin) and psychological (feel held in mind) impact which enhance accurate self-awareness and awareness of the mental state of others
Social systems that disrespect human subjectivity (how a person is likely to feel) recreate the evolutionary environment that encodes for self-sufficiency (dismissing of subjectivity) create environment for bullying
Non-Mentalizing Disorganized Social Systems
Social systems that create fear and hyperactivate attachment can destroy thinking capacity and force the system back to pre-mentalistic modes of social thinking
Such social systems can be self-reinforcing and therefore highly stable in their instability
They undermine the very social mechanism that could alter their character: human collaboration (negotiation and creativity)
Vicious cycles of inhibition of mentalizing within a disorganized social system
Powerful emotion
Poor mentalising
Inability to understandor even pay attention to feelings of others
Others seem incomprehensible
Try to control orchange others
Frightening, undermining, frustrating, distressing or
coercive interactions
Loss of certainty that thoughts are
not real
Powerful emotion
Poor mentalising
Inability to understand or even pay attention to feelings of others
Others seem incomprehensible
Frightening, undermining, frustrating, distressing or
coercive interactions
Try to control or change others or oneself
Person 1
Powerful emotion
Poor mentalising
Inability to understand or even pay attention to feelings of others
Others seem incomprehensible
Try to control or change others or oneself
Frightening, undermining, frustrating, distressing or
coercive interactions
Person 2
Vicious Cycles of Non- Mentalizing Within aDysfunctional Social System
Non-Mentalizing Disorganized Social Systems: Psychic Equivalence Systems
Mind-world isomorphism; mental reality = outer reality; internal has power of external
Attitudes to ideas and feelingsThoughts are real and therefore they have to be
controlled There are singular solutions to social reality,
there are no alternative ways of seeing things, there is intolerance to perspectives
Models of minds are simple (black and white), schematic and rigidly held acts of prejudice
Negative ideas (threats) become terrifying
Non-Mentalizing Disorganized Social Systems: Pretend systems
Ideas form no bridge between inner and outer reality; mental world decoupled from external reality
Attitudes to ideas and feelingsPeople think and feel but this can have no consequence
leading to an empty and meaninglessness social existence
There is selfishness and extreme egocentrism emerging out of the unreality of anything other than one’s own thoughts and feelings
Lack of reality of internal experience permits interpersonal aggression and deliberate harm because other minds are not felt to exist and the mind is no longer felt as contingent on continued existence of the physical self
Frequently there is endless ‘communication’ and searching but it is destined to yield no change
Non-Mentalizing Disorganized Social Systems: Teleological Systems Expectations concerning the agency of the other
are present but these are formulated uniquely in terms restricted to the physical worldOnly what is material can be meaningful
Attitudes to ideas and feelingsA focus on understanding actions in terms of their
physical as opposed to mental outcomesOnly a modification in the realm of the physical is
regarded as a true index of the intentions of the other. Only action that has physical impact is felt as potentially
capable of altering mental state in both self and othero Physical acts of harm aggression is seen as legitimate
o Demand for physical acts of demonstration of intent by others payment, acts of subservience, retributive justice
So how to create a mentalizing community? Activate attachment by creating contingent
responding an attitude of caring and genuine interest
Enhance the curiosity which members of the community have about each others’ thoughts and feelings mentalizing
Be careful to identify when mentalization has turned into pseudomentalization (pretending to know)
Focuses on misunderstanding (mentalization is the understanding of misunderstanding)
Curiosity coupled with respectful not knowing Maintain respectful distance from ideas
Neural dimensions of mentalization
in BDP: Controlled vs
automatic mentalization
The social brain: A variety of studies - stories, sentences, cartoon, animations
medial prefrontal cortex (mPFC), temporo-parietal junction (TPJ), posterior superior temporal sulcus (pSTS), amygdala, anterior cingulate cortex (ACC), anterior insula (AI), inferior frontal gyrus (IFG) and interparietal sulcus (IPS)
Implicit-Automatic-Non -conscious-Immediate.
Explicit-ControlledConsciousReflective
Mentalinterior cuefocused
Mentalexteriorcue focused
Cognitiveagent:attitudepropositions
Affectiveself:affect statepropositions
Imitativefrontoparietalmirror neuronesystem
Belief-desireMPFC/ACCinhibitorysystem
Multifaceted Nature of MentalizationFonagy, P., & Luyten, P. (2009). Development and Psychopathology, 21, 1355-1381.
amygdala, basal ganglia, ventromedial prefrontal cortex (VMPFC), lateral temporal cortex (LTC) and the dorsal anterior cingulate cortex (dACC)
lateral and medial prefrontal cortex (LPFC & MPFC), lateral and medialparietal cortex (LPAC & MPAC), medial temporal lobe (MTL),rostral anterior cingulate cortex (rACC)
Associated with several areas of prefrontal cortex
Associated with inferior prefrontal gyrus
the medial prefrontal cortex, ACC, and the precuneus
frontoparietal mirror-neuron system
medial frontoparietal network activated
recruits lateral fronto-temporal network
Implicit-Automatic-Non -conscious-Immediate.
Explicit-ControlledConsciousReflective
Mentalinterior cuefocused
Externalvisible cuesfocused
Cognitiveagent:attitudepropositions
Affectiveself:affect statepropositions
Imitativefrontoparietalmirror neuronesystem
Belief-desireMPFC/ACCinhibitorysystem
BPD
BPD
BPD
BPD
Mentalizing Profile of Prototypical BPD patientFonagy, P., & Luyten, P. (2009). Development and Psychopathology, 21, 1355-1381.
Crucial role of Attachment History in facilitating/inhibiting Mentalization in the face of stress Arousal/stress inhibits controlled (‘reflective’)
mentalization This leads to automatic mentalizing dominated by
reflexive (unrerflective) assumptions regarding self and others under stress, which may not be obvious in low stress conditions
Reemergence of non-mentalizing modes
Luyten, P., Mayes, L. C., Fonagy, P., & Van Houdenhove, B. (2010). The interpersonal regulation of stress: A developmental framework. Manuscript submitted for publication.Fonagy, P., & Luyten, P. (2009). A developmental, mentalization-based approach to the understanding and treatment of borderline personality disorder. Development and Psychopathology, 21(4), 1355-1381.Fonagy, P., Luyten, P., Bateman, A., Gergely, G., Strathearn, L., Target, M., et al. (2010). Attachment and personality pathology. In J. F. Clarkin, P. Fonagy & G. O. Gabbard (Eds.), Psychodynamic psychotherapy for personality disorders. A clinical handbook (pp. 37-87). Washington, DC: American Psychiatric Publishing.
Controlled
Automatic
That handkerchief which I so loved and gave theeThou gavest to Cassio.By heaven, I saw my handkerchief in's hand.
Dimensions of mentalization: implicit/automatic vs explicit/controlled in Othello
Controlled Automatic
Why, how now, ho! from whence ariseth this?Are we turn'd Turks, and to ourselves do thatWhich heaven hath forbid the Ottomites?For Christian shame, put by this barbarous brawl:
Love Spurned/ Arousal
Controlled
Automatic
That handkerchief which I so loved and gave theeThou gavest to Cassio.By heaven, I saw my handkerchief in's hand.
Dimensions of mentalization: implicit/automatic vs explicit/controlled in Othello
Controlled Automatic
Lateral PFC Medial PFCLateral temporal cortex
Amygdala Ventromedial PFC
Controlled
Automatic
Arousal
Dimensions of mentalization: implicit/automatic vs explicit/controlled
Psychological understanding drops and is rapidly replaced by confusion about mental states under high arousal
Controlled
Automatic
Controlled
Automatic
That handkerchief which I so loved and gave theeThou gavest to Cassio.By heaven, I saw my handkerchief in's hand.
Controlled Automatic
Arousal
Dimensions of mentalization: implicit/automatic vs explicit/controlled
Arousal
Psychotherapist’s demand to explore issues that trigger intense emotional reactions involving conscious reflection and explicit mentalization are inconsistent with the patient’s ability to perform these tasks when arousal is high
Controlled
Automatic
Dimensions of mentalization: internally vs externally focused (mental interiors vs visible clues)
Internal External
I wonder if he feels his mother loved him?
He looks tired; perhaps he slept badly
With selective loss of sense of mental interiors, external features are given inappropriate weight and misinterpreted as indicating dispositional states
Internal
External
You’re covering your eyes; you can hardly bear to look at me
Dimensions of mentalization: Cognitive vs affective mentalization
Agent attitude propositions
“I think he thought that England would beat Germany”
Associated with several areas of prefrontal cortex
Cognition Emotion
Self affect state propositions
“I feel sad about it too”
Associated with inferior prefrontal gyrus
With diminution of cognitive mentalization the logic of emotional mentalization (self- affect state proposition) comes to be inappropriately extended to cognitions.
“I feel sad, you must have hurt me”
Dimensions of mentalization: Cognitive vs affective mentalization
Cognition
Emotion
A biobehavioral switch model of the relationship between stress and controlled versus automatic mentalization (Based on Luyten et al., 2009)
Attachment - Arousal/Stress
Maltreatment Maltreatment intensifies attachment relationships:
when there is distress / fear, the attachment system is triggered and the attachment figure is sought out
The attachment system of a maltreated child is
hyperactivated: there is a rapid escalation of intimacy and the child seeks comfort from an unsafe attachment figure. The child is therefore at risk of receiving more maltreatment – which gives rise to a cycle
During this episode mentalization is inhibited
DISTRESS/FEAR
Adverse emotional experience rooted in
traumatic relationships
Inhibition of mentalisation
Intensification of attachmentneeds
Inhibition of social understanding associated with maltreatment can lead to exposure to further abuse
Inaccurate judgements of affect, Delayed development of mentalization understanding
Failure to understand how emotions relate to situations and behavior
DISTRESS/FEAR
Exposure to maltreatment
Inhibition of mentalisation
Intensification of attachment
Inhibition of social understanding associated with maltreatment can lead to exposure to further abuse
Inaccurate judgements of facial affects, Delayed theory-of-mind understanding
Failure to understand the situational determinants of emotions
Theory: Mayes’ (2001) Adaptation of Arnsten’s Dual Arousal Systems Model
Per
form
ance
Arousal
Point 1a
Point 1
HighLow
Posterior cortex andsubcortical capacities
Prefrontal capacities
Changing switchpoint
threshold
Implicit-Automatic-Non -conscious-Immediate.
Explicit-ControlledConsciousReflective
Mentalinterior cuefocused
Mentalexteriorcue focused
Cognitiveagent:attitudepropositions
Affectiveself:affect statepropositions
Imitativefrontoparietalmirror neuronesystem
Belief-desireMPFC/ACCinhibitorysystem
AROUSAL
Mentalizing Profile Associated with ArousalFonagy, P., & Luyten, P. (2009). Development and Psychopathology, 21, 1355-1381.
amygdala, basal ganglia, ventromedial prefrontal cortex (VMPFC), lateral temporal cortex (LTC) and the dorsal anterior cingulate cortex (dACC)
lateral and medial prefrontal cortex (LPFC & MPFC), lateral and medialparietal cortex (LPAC & MPAC), medial temporal lobe (MTL),rostral anterior cingulate cortex (rACC)
Associated with several areas of prefrontal cortex
Associated with inferior prefrontal gyrus
the medial prefrontal cortex, ACC, and the precuneus
frontoparietal mirror-neuron system
medial frontoparietal network activated
recruits lateral fronto-temporal network
AROUSAL
AROUSAL
AROUSAL
Implicit-Automatic
Explicit-Controlled
Mentalinterior focused
Mentalexterior focused
Cognitiveagent:attitudepropositions
Affectiveself:affect statepropositions
Imitativefrontoparietalmirror neuronesystem
Belief-desireMPFC/ACCinhibitorysystem
Impression driven
Appearance
Certainty of emotion
Treatment vectors in re-establishing mentalizingin borderline personality disorder
Controlled
Inference
Doubt of cognition
Emotional contagion Autonomy
Identity diffusion: The
functional overlap
hypothesis
Mentalizing as a multidimensional neuroscience construct
Two distinct neural networks are shared by self-knowing and knowing others (Lieberman, 2007; Uddin et al., 2007) frontoparietal mirror-neuron system (Keysers & Gazzola,
2006; Rizzolatti, Ferrari, Rozzi, & Fogassi, 2006). the medial prefrontal cortex, ACC, and the precuneus
(Frith, 2007; Frith & Frith, 2006; Uddin et al., 2007) The inhibition of imitative behavior involves cortical
areas that are also related to mentalizing, self-referential processing and determining self agency
Failure of medial prefrontal and temporo-parietal mentalizing function in BPD difficulties in decoupling their representations of another person’s experience from their self-representations.
Evidence for shared representations
DISCOS, LONDON 09
Cognitive psychology observation has a strong influence on movement execution (e.g. Brass et al., 2000, 2001, Kilner et al., 2003, Stuermer et al., 2000)
Social psychology chameleon effect (Chartrand & Bargh, 1999)
Cognitive neuroscience activation of motor related areas by action observation (e.g. Grezes & Decety, 1999, Iacoboni et al., 1999, 2001, Calvo-Merino et al., 2005, 2006)
Neurophysiology mirror neurons (e.g. Rizzolatti & Craighero, 2004)
The origins of shared representations
The imitation-inhibition task
congruent incongruentbaseline
The imitation-inhibition task
++
Lift the index finger when a `1` appearsand the middle finger when a `2` appears.
Results
Brass, Bekkering, Wohlschläger & Prinz, 2000
incongruentbaselinecongruent
The neural signature of imitation-inhibition
incongruent vs. congruent
Brass, Derrfuss & von Cramon, 2005
anterior fronto-median cortex (aFMC)
temporo-parietal junction area (TPJ)
Gilbert et al. (2006) Decety & Grezes (2006)
red= mentalizing (only BA 10) red=mentalizing yellow=agency
imitation-inhibition (Brass et al., 2009)
Functional role of aFMC and TPJ
Functional-overlap hypothesis
The inhibition of imitative behaviour involves
cortical areas that are also related to mentalizing, self-referential processing and determining self agency.
We assume that this overlap reflects common underlying processes such as self/other distinction and decoupling of self and other.
Capacity to inhibit imitative behavior may be key to enabling us to generate a sense of ‘me-ness’ through achieving a ‘not-other’-ness
DISCOS, LONDON 09
Implication for the phenomenology of borderline personality disorder
Failure of medial prefrontal and temporo-parietal mentalizing function in BPD difficulties in decoupling their representations of another person’s experience from their self-representations
Patients with BPD feel vulnerable to loosing a sense of self in interpersonal interchange because they cannot adequately inhibit the alternative state of mind which is imposed on them through social contagion.
Perhaps the apparent determination to ‘manipulate and control’ the mind of others characteristic of BPD patients should be best seen as a defensive reaction, defending the integrity of the self within attachment contexts. without such control, they might feel excessively vulnerable to
loosing their sense of separateness and individuality.
The Cassel Step-down Treatment Study (Chiesa & Fonagy, in press) 297 patients in personality disorder services
(112 complete data, 31 males 81 females, 40% with some tertiary education)
Recruited through Cassel Residential inpatient programme (n=120)Cassel Community stepdown/outpatient programme
(n=113)MAU: Devon Personality Disorder services (n=64)
Treatment input and staff resourcesTreatment hours 16.2-18.2 versus 3.2 hoursStaff wte’s: residential 8.5 versus community 2.6
Adolescent hypermentalizing as the
vulnerability to borderline
PD
Movie for the Assessment of Social Cognition (MASC) (Dziobek et al 2006)
Requires subjects to watch a 15 min movie about 4 characters at a dinner party
The 4 characters (Sandra, Betty, Michael & Cliff) each have different motives for attending the party
Video is paused 46 times for questions about characters’ feelings, thoughts and intentions
Friendship & dating issues are the predominant themes
Movie for the Assessment of Social Cognition (MASC) (Dziobek et al 2006)
Picture 1: Cliff is the first to arrive at Sandra’s house for the dinner party. He and Sandra seem to enjoy themselves when Cliff is telling about his vacation in Sweden
Movie for the Assessment of Social Cognition (MASC) (Dziobek et al 2006)
Picture 2: When Michael arrives, he dominates the conversation,directing his speech to Sandra alone
Movie for the Assessment of Social Cognition (MASC) (Dziobek et al 2006)
Picture 3: Slightly annoyed by Michael’s bragging story, Sandra shortly looks in Cliff’s direction and then asks Michael: ‘‘Tell me, have you ever been to Sweden?’’
Question: Why is Sandra asking this?
Movie for the Assessment of Social Cognition (MASC) (Dziobek et al 2006)
Example correct answers: To change to the topic that Cliff talked about before so
that he gets involved againTo redirect the conversation to CliffTo integrate Cliff
Example incorrect answers:To hear if Michael also has something interesting to say
about SwedenTo see which of the two guys has a cooler story to tellShe is very suspicious of Michael and thinks he is making
it up because he is the kind of person who tries to deal with his inadequacy by making up stories so she wants to see if Michael can corroborate Cliff’s story
Correlation Between Movie for the Assessment of Social Cognition (MASC) and Borderline Personality Features Scale for Children(Sharp et al., 2011)
-0.6
-0.4
-0.2
0
0.2
0.4
0.6
0.8
Total Theory of Mind Excessive Theory of Mind No Theory of Mind
N=107
Source: Sharp et al, 2011, J. Amer. Acad. Child & Adolesc. Psychiatry, 50: 563-573
p<0.02
p<0.00005
n.s.
Correlations between mentalizing and emotion regulation and borderline features (Sharp et al., 2011)
(**)
Source: Sharp et al, 2011, J. Amer. Acad. Child & Adolesc. Psychiatry, 50: 563-573
0.42*** (0.19*)
BPD
(BPFSC)
0.75** (0.69**)Hypermentalizing
(MASC)
Emotion Regulation
(DERS)
0.27*
*p < .05, **p < .01, ***p < .001
Hypermentalizing leads to emotion disregulation which leads to borderline personality features (Sharp et al., 2011, J.Am. Acad. Child. Adol. Psychiat., 60, 563-573.)
Variable B SE B ß R2 P
Step 1
Hypermentalizing 1.56 .370 .383** .15 .0001
Step 2
Hypermentalizing .793 .270 .194* .58 < .0001
DERS .375 .036 .686**
Hypermentalizing is reduced with BPD symptoms during inpatient treatment (Sharp et al., submitted)
Tendency to hypermentalize is malleable through milieu-based inpatient treatment: interpersonal-psychodynamic, although cognitive-behavioral, family systems, and psychoeducational approaches are incorporated into the treatment approach.
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