UNITED STATES DISTRICT COURT EASTERN DISTRICT OF KENTUCKY SOUTHERN DIVISION AT PIKEVILLE CASE NO. 7:15-cv-00021-ART-EBA STEPHANIE WATSON PLAINTIFF v. COMMONWEALTH OF KENTUCKY, et al. DEFENDANTS MEMORANDUM IN SUPPORT OF MOTION TO DISMISS OR FOR SUMMARY JUDGMENT Respectfully submitted, /s/ Douglas L. McSwain Douglas L. McSwain [email protected]Sharon Gold [email protected]Courtney R. Samford [email protected]WYATT, TARRANT & COMBS, LLP 250 West Main Street, Suite 1600 Lexington, KY 40507-1746 859.233.2012 Counsel for Defendants Case: 7:15-cv-00021-ART-EBA Doc #: 4-1 Filed: 04/03/15 Page: 1 of 35 - Page ID#: 39
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UNITED STATES DISTRICT COURT EASTERN DISTRICT OF KENTUCKY SOUTHERN DIVISION AT PIKEVILLE
CASE NO. 7:15-cv-00021-ART-EBA STEPHANIE WATSON PLAINTIFF v. COMMONWEALTH OF KENTUCKY, et al.
DEFENDANTS
MEMORANDUM IN SUPPORT OF MOTION TO DISMISS OR FOR SUMMARY JUDGMENT
Respectfully submitted, /s/ Douglas L. McSwain Douglas L. McSwain [email protected] Sharon Gold [email protected] Courtney R. Samford [email protected] WYATT, TARRANT & COMBS, LLP 250 West Main Street, Suite 1600 Lexington, KY 40507-1746 859.233.2012 Counsel for Defendants
I. BACKGROUND ..............................................................................................................1 II. STANDARD OF REVIEW ............................................................................................12 III. ANALYSIS .....................................................................................................................13
A. Eleventh Amendment Immunity Bars Many of Plaintiff’s Claims ....................14
B. Abstention is Proper Pursuant to Younger and its Progeny, Requiring Dismissal of the Remainder of Plaintiff’s Complaint .........................................18
1. The judicial proceeding that is the subject of Plaintiff’s Complaint is ongoing in state court ........................................................19 2. The state court proceeding against Plaintiff implicates important state interests ..........................................................................19 3. Plaintiff has adequate opportunities to raise any constitutional challenges that exist within the state court proceedings .........................20
C. Rooker-Feldman Doctrine Bars Review of any Final Order of the Floyd District Court Regarding the Terms and Conditions of Plaintiff’s Pretrial Release ................................................................................................................23
IV. PLAINTIFF’S CLAIMS ARE NOT RIPE .....................................................................25 V. PLAINTIFF’S COMPLAINT SEEKS INJUNCTIVE RELIEF THAT IS NOW MOOT 28 VI. CONCLUSION ...............................................................................................................29
CASES: Abbott Labs. v. Gardner, 387 U.S. 136, 149 (1967) .................................................... 25-26
Am. Family Prepaid Legal Corp. v. Columbus Bar Assoc., 498 F.3d 328, 334 (6th Cir. 2007) ......................................................................................................................20
Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 247-48 (1986) .........................................13
Armstrong, et al. v. Exceptional Child Center, Inc., et al, __U.S.__, Slip Op. No. 14-15 16
Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009) ..................................................................8, 12
Bd. of Trustees of Univ. of Ala. v. Garrett, 531 U.S. 356 (2001) ......................................17
Bell Atl. Corp. v. Twombly, 550 U.S. 544, 570 (2007)) .....................................................12
Bigelow v. Michigan Dep't of Natural Res., 970 F.2d 154, 157 (6th Cir. 1992) ...............26
Bleid Sports, LLC v. Nat'l Collegiate Athletic Ass'n, 976 F. Supp. 2d 911, 914 (E.D. Ky. 2013) ......................................................................................................................15
Brown v. Univers. of Ky. Comprehensive Assessment & Training Servs., 12-CV-123-KSF, 2013 WL 990423, *9 at n.3 (E.D. Ky. Mar. 13, 2013).................................14
Celotex Corp. v. Catrett, 477 U.S. 317, 327 (1986) ..........................................................13
Cf. Wishnefsky v. Addy, 969 F. Supp. 953 (1997) ..............................................................24
Church of Scientology v. U.S., 506 U.S. 9, 12 (1992)) ......................................................28
Collins v. Acree, Civil Action No. 12-CV-357-KSF, 2013 WL 19932 81, at *1-5 (E.D. Ky. May 13, 2013) .................................................................................................25
Dealer Computer Servs., Inc. v. Dub Herring Ford, 547 F.3d 558, 561 (6th Cir. 2008)..26
District of Columbia Court of Appeals v. Feldman, 460 U.S. 462 (1983) ........................23
Ex Parte Farley, 570 S.W.2d. 617, 620 (Ky. 1978) ..........................................................14
Ex parte Young, 209 U.S. 123 (1908) ............................................................................9, 15
Exxon Mobil Corp. v. Saudi Basic Indus. Corp., 544 U.S. 280, 283–84, (2005) ..............23
Faller v. Harris, No. CIV.A.1:06CV-00118-J, 2007 WL 2461706, at *5 (W.D. Ky. Aug. 23, 2007) ................................................................................................................20
Gonnella v. Johnson, 115 F. App'x 770, 771 (6th Cir. 2004) ............................................19
Hayse v. Wethington, 110 F.3d 18 (6th Cir. 1997) ............................................................23
Hrivnak, 719 F.3d at 567 (quoting Fialka–Feldman v. Oakland Univ. Bd. of Tr., 639 F.3d 711, 713 (6th Cir. 2011)) .......................................................................................28
Huffman v. Pursue, Ltd., 420 U.S. 592, 604 (1975) ..........................................................18
Izazaga v. Fleming, Civil Action No. 5:14–CV–00213–GNS, 2015 WL 284158, (W.D. Ky. Mar. 18, 2015) .................................................................................................24
Marks v. Tennessee, 554 F.3d 619, 622-23 (6th Cir. 2009) ................................................24
Middlesex Cnty. Ethics Comm. v. Garden State Bar Ass’n, 457 U.S. 423, 432, 102 S.Ct. 2515 (1982) ............................................................................................................18
Miller v. AOC, 3:01-CV-339-S, 2001 WL 1792453, at *1 (W.D. Ky. Sept. 11, 2001) ... 14
Moore v. Sims, 442 U.S. 415, 432 (1975)) ........................................................................20
Pennhurst State Sch. & Hosp. v. Halderman, 465 U.S. 89 (1984) ................................9, 15
Pennzoil Co. v. Texaco, Inc., 481 U.S. 1, 15 (1987) ..........................................................20
Puerto Rico Aqueduct & Sewer Auth. v. Metcalf & Eddy, Inc., 506 U.S. 139, 146 (1993)16
River City Capital, L.P. v. Bd. of Cnty. Comm'rs, Clermont Cnty., Ohio, 491 F.3d 301, 309 (6th Cir. 2007) .................................................................................................27
Rooker v. Fidelity Trust Co., 263 U.S. 413 (1923) ............................................................23
Scott v. Hall, 35 F.3d 566 (6th Cir. 1994)..........................................................................19
Stapleton v. Butler Cnty. Comm'rs, No. 1:09-CV-624, 2009 WL 2949313, at *2 (S.D. Ohio Sept. 11, 2009) ..............................................................................................19
Street v. J.C. Bradford & Co., 886 F.2d 1472, 1478 (6th Cir. 1989) ................................13
Sullivan v. Del. Municipal Court., No. 2:13-cv-0497, 2013 WL 4041825, at *1-3 (S.D. Ohio Aug. 8, 2013) ................................................................................................24
and signed the Supervised Release Order, which was thereafter signed by Plaintiff herself
in accordance with Kentucky Rule of Criminal Procedure, RCr 4.14, a copy of which is
attached hereto in collective Exhibit B.
Under the conditions of her supervised release, Plaintiff was restricted from
“consum[ing] any alcohol or illegal drugs[.]” (Id.). She was instructed, however, that
she could provide the Floyd District Court with a “written letter” from her treating
physician if she needed to take controlled or narcotic medications. (Id.). In pertinent
part, the pretrial Supervised Release Order states:
Prior to taking any controlled/narcotic medication, defendant must present to the Court a written letter from his/her treating physician as to the reason for the prescription/narcotic medication. It must also state what controlled/narcotic medications defendant is on and that there is not any other reasonable medical alternative available. This statement must be signed by the treating physician[.]
(Exhibit A, attached hereto.)
Plaintiff’s criminal charges have been referred to the Floyd County grand jury,
but to date, no indictment has been returned. (See Certified copy of the Floyd District
Court criminal file records regarding Commonwealth v. Stephanie D. Watson, Floyd Dist.
Ct. No. DI 15-F-00022, which have been attached hereto as collective Exhibit C). On
March 2, 2015, Plaintiff appeared, by counsel,1 before Floyd District Judge Hall again for
a preliminary hearing. After the arresting police officer testified to establish probable
cause to bind her over on the pending criminal charges until the grand jury considers her
charges, Plaintiff, through counsel, made an oral motion to “take her off the MCR” (i.e.,
“monitored conditional release” terms) or to lift the MCR’s purported “blanket
1 At least one of the same counsel who filed this federal court Complaint on Plaintiff’s behalf has appeared as Plaintiff’s attorney in the Floyd District Court criminal proceedings. (See Exhibit C).
like to see their physician’s treatment plan.” (Exhibits D-1, at 12:37 time & D-2, at p.1)
(emphasis added). At the conclusion of the preliminary hearing, the Floyd District Judge
stated: “And based on the officer’s testimony this matter will be referred to the Floyd
County Grand Jury with the same bond and conditions.” (Exhibits D-1 at 12:55 time &
D-2, at p.2)
As of April 1, 2015, and based upon a review of the Floyd District Court’s Docket
Sheet (attached hereto as Exhibit E), it does not appear that Plaintiff or her counsel has
produced a physician’s statement to the Floyd District Court showing her treatment plan
or need to take any drugs while she is under the conditions of her Supervised Release
Order despite that Court’s March 2, 2015 oral order reiterating that she may do so.2
Plaintiff’s criminal case is still pending before the Floyd District Court, and if a
felony indictment is returned, her case will proceed into Floyd Circuit Court. If no felony
indictment is returned, and only misdemeanor charges are returned, her case will continue
in Floyd District Court. (See RCr 5.20, last sent., attached hereto in collective Exhibit B).
According to Plaintiff’s Complaint (and her counsel’s admissions during the
Floyd District Court hearing on March 2, 2015), Plaintiff “has developed a serious opiate
addiction” and seeks “medication assisted treatment with Vivitrol, or if absolutely
necessary with Methadone or Suboxone” during the pendency of her criminal case.
(Compl. ¶¶ 3, 14). If Plaintiff has failed to produce a doctor’s “written letter” to the
Floyd District Court showing her medical need for “medication assisted treatment”
(hereafter “MAT”) in accordance with the permissive orders of the Floyd District Court,
2 It is unknown whether Plaintiff may have produced a statement from her doctor to the Floyd District Court in camera indicating her need to take medication or drugs during the pretrial release phase of her state court criminal proceeding, but if she has, nothing appears in the criminal court record regarding same as of April 1, 2015. (See Exhibit C).
Furthermore, the Court should not hear any of Plaintiff’s claims due to the doctrine of
Younger abstention since a parallel state court criminal action is pending against the
Plaintiff wherein she may litigate all of her purported federal law claims asserted in this
action. Finally, even if Younger did not preclude the hearing of Plaintiff’s claims, at least
some of her claims may be barred by the Rooker-Feldman doctrine.
A. Eleventh Amendment Immunity Bars Many of Plaintiff’s Claims. The Eleventh Amendment to the U.S. Constitution provides that:
The judicial power of the United States shall not be construed to extend to any suit in law or equity, commenced or prosecuted against one of the United States by citizens of another state, or by citizens or subjects of any foreign state.
In other words, a state is immune from suit by an individual unless such state consents to
be sued. The AOC serves “as the staff for the Chief Justice in executing the policies and
programs of the Court of Justice.” K.R.S. § 27A.050. The AOC and its staff serve the
Chief Justice of the Kentucky Supreme Court in his role as the executive head of the
Court of Justice, one of the three principal departments of Kentucky government. See
Ky. Const. §§ 27, 109, 110(5)(b). The AOC is “in fact, inseparable from the office of the
Chief Justice itself.” Ex Parte Farley, 570 S.W.2d. 617, 620 (Ky. 1978). “[T]here is no
dispute that the AOC is an arm of Kentucky’s government. This means that the AOC is
entitled to Eleventh Amendment protection and does not constitute a ‘person’ under §
1983.” Miller v. AOC, 3:01-CV-339-S, 2001 WL 1792453, at *1 (W.D. Ky. Sept. 11,
2001) (unpub.); Brown v. Univers. of Ky. Comprehensive Assessment & Training Servs.,
12-CV-123-KSF, 2013 WL 990423, *9 at n.3 (E.D. Ky. Mar. 13, 2013) (in dicta, holding
that the AOC and other state entities sued were protected by Eleventh Amendment
Plaintiff also alleges violations of federal law, in particular, she alleges claims
under the following theories: (1) ADA; (2) Rehabilitation Act; and (3) § 1983 for
purported federal constitutional violations under the Due Process and Equal Protection
Clauses. Plaintiff seeks injunctive and declaratory relief in that she seeks to enjoin the
AOC from “unilaterally refusing to approve the prescription of any medication written by
competent doctors” and to declare that the AOC shall “limit its interference with the
prescribing of drugs for drug addition by Kentucky doctors.” (Compl., Prayer for Relief
at pg. 8). Although she does not seek monetary damages, she does seek attorney’s fees
and costs pursuant to 42 U.S.C. § 1988. (Id.).
Under Ex parte Young, 209 U.S. at 123, a state official sued in official capacity
may be enjoined from taking action that violates federal law pursuant to the Supremacy
Clause of the United States Constitution. 4 Id. at 155–56. The exception for injunctive
relief recognized in Ex Parte Young “has no application in suits against the States and
their agencies, which are barred regardless of the relief sought.” Puerto Rico Aqueduct &
Sewer Auth. v. Metcalf & Eddy, Inc., 506 U.S. 139, 146 (1993). Thus, Ex Parte Young
permits claims to be asserted against Ms. Dudgeon in her official capacity, but only for
alleged federal constitutional or federal statutory violations and only to the extent that
prospective injunctive relief is sought, not monetary damages. However, the
4 The Ex parte Young “stripping doctrine” permits state officials, in their official capacities, to be sued to prevent their violation of federal law due to the operation of the Supremacy Clause. That Clause does not itself, however, create a cognizable private right of action, and under certain federal statutory regimes, injunctive relief against state officials cannot be pursued at all for alleged violations of federal statute. See, e.g., Armstrong, et al, v. Exceptional Child Center, Inc., et al, ___U.S.___, Slip. Op. No. 14-15 (decided March 31, 2015)(Supremacy Clause does not create an implied right of action to attack Medicaid-provider rates set by a state purportedly in violation of federal statutory standards as to how states are to establish such rates).
Commonwealth of Kentucky and the AOC, as a state agency, may not be sued at all
under §1983 for constitutional violations since they are not “persons” under that statute.
See Will v. Mich. Dept. of State Police, 491 U.S. 58, 66-71 (1989).
Accordingly, Plaintiff’s Complaint can survive Eleventh Amendment immunity,
but only to the extent that it asserts federal claims against Ms. Dudgeon, in her official
capacity, for injunctive relief, and, in all other respects, it must be dismissed as against
the Commonwealth and the AOC with the exception of the Rehabilitation Act and
possibly the ADA claims.5
5 Eleventh Amendment immunity is not a bar to the Plaintiff’s claims against the Commonwealth of Kentucky and the AOC regarding Kentucky’s Drug Courts under the Rehabilitation Act and possibly the ADA. The Commonwealth and the AOC have waived immunity with respect to Drug Courts because the AOC has accepted federal grant funding, the terms of which subjects these state Defendants to the Rehabilitation Act and potential suit thereunder. And, to the extent Drug Courts involve matters of “access to the courts” protected by the Due Process Clause, then Title II of the ADA may also override the Commonwealth’s and the AOC’s immunity for purported violations of the ADA per Tennessee v. Lane, 541 U.S. 509 (2004). These Defendants, however, reserve their right to assert Eleventh Amendment immunity to the extent that Drug Courts do not concern an “access to court” issue, which would render Tennessee v. Lane factually distinguishable. In Bd. of Trustees of Univ. of Ala. v. Garrett, 531 U.S. 356 (2001), the Court held that Congress failed to develop an adequate legislative record to support its passage of the ADA’s override of the Eleventh Amendment under Section 5 of the Fourteenth Amendment with respect to some ADA claims against states. See id. at 360. As a result, the ADA’s override of the Eleventh Amendment regarding Drug Courts may not be constitutionally valid. But, to determine its validity, each application of the ADA’s override must be evaluated on a case-by-case basis, and if Tennessee v. Lane is distinguishable from this case, then the Eleventh Amendment could still prevent Plaintiff from suing the Commonwealth and the AOC under Title II of the ADA. Fortunately, the complex issue whether the Eleventh Amendment immunity of the Commonwealth and the AOC has been validly overridden does not need to be resolved since Plaintiffs’ ADA claims may be easily disposed of on other grounds, as discussed infra, under the doctrines of Younger, Rooker-Feldman, ripeness and mootness.
is proper “unless state law clearly bars the interposition of the constitutional claims”). In
this case, not only will state court afford Plaintiff a full and fair opportunity to air her
federal statutory and constitutional claims and demands to be permitted to use MAT
modalities during pretrial release and/or in Drug Court (should she be referred to, and
accepted into same), Plaintiff has, by counsel, already moved the Floyd District Court to
address at least one of her federal claims – her ADA claim – and she informed that Court
not only that it “can” (meaning it possessed the legal capability to do so), but that it
should “declare” the conditions of her monitored release “in violation of the ADA.”
(Exhibits D-1, at 12:29 time & D-2, at p. 1).
Plaintiff nonetheless pleads that the “restrictions placed upon her by the MCR
Program …improperly interferes [sic] with her right to receive appropriate treatment for
opiate addiction” and that the Kentucky Drug Court System’s purported limitation on
“the use of medications such as Suboxone and Methadone” is “unconstitutional.”6
Compl., ¶¶17-18. Specifically, Plaintiff alleges the Defendants’ policies violate the Due
Process and Equal Protection Clauses of the United States Constitution, Title II of the
ADA, Section 504 of the Rehabilitation Act, and various state laws. See id. at ¶¶ 5, 20,
24. However, the Younger doctrine mandates that these statutory and constitutional
issues be addressed in the state court criminal proceeding instead of this Court. Indeed,
the very relief that Plaintiff seeks – the right to use Suboxone or another similar MAT
drug – has been offered to Plaintiff in her Supervised Release Order (Exhibit A) and
6 These allegations are implausible under pleading standards or do not raise a genuine issue of disputed fact under summary judgment standards because the Drug Court Rules themselves reveal conclusively otherwise. (See AP XIII §23(5)(2010 version) (Exhibit F) and March 24, 2015 amendments to those Rules (Exhibit G). Furthermore, the terms and conditions of Plaintiff’s Supervised Release Order reveal conclusively otherwise. (See Exhibit A).
precludes this Court from deciding the very issues that should be exclusively addressed in
her state court criminal proceeding.7
C. Rooker-Feldman Doctrine Bars Review of any Final Order of the Floyd District Court Regarding the Terms and Conditions of Plaintiff’s Pretrial Release.
Pursuant to the Rooker-Feldman doctrine, federal district courts lack subject
matter jurisdiction to review decisions of state courts. Only the United States Supreme
Court may review decisions of state courts raising federal issues. Rooker v. Fidelity Trust
Co., 263 U.S. 413 (1923); District of Columbia Court of Appeals v. Feldman, 460 U.S.
462 (1983); Exxon Mobil Corp. v. Saudi Basic Indus. Corp., 544 U.S. 280, 283–84,
(2005). The doctrine ordinarily applies where the state court decision is final and if the
plaintiff’s injury does not stem from “some other [independent] source besides the state
court decision.” Exxon, 544 U.S. at 293. If the Rooker-Feldman doctrine does not apply,
“state law determines whether the defendant prevails under principles of preclusion.” Id.
Plaintiff’s “source of injury” in this case is not entirely clear. The Floyd District
Court has repeatedly told Plaintiff that if she needs to take MAT drugs, all she need do is
produce her treating physician’s statement indicating that need and the treatment plan.
(See Exhibits A & D-1 at 11:49 & 12:36 time & D-2, at pp. 1). To date, it does not
appear that Plaintiff has availed herself of these opportunities. Regardless, to the extent
7 This case is analogous to Hayse v. Wethington, 110 F.3d 18 (6th Cir. 1997), wherein the Sixth Circuit applied Younger abstention holding that a federal court plaintiff had adequate remedies under state law within state court to enforce injunctive relief rights bound up in an earlier state court injunction. The Hayse court noted that state courts have ongoing, continuous jurisdiction over injunctions, and are therefore, capable of enforcing same by of contempt proceedings or otherwise. Likewise here, the state courts have ongoing jurisdiction to determine and modify the terms of a criminal defendant’s bail bond and attendant conditions of pretrial release. See RCr 4.40 & 4.42 (Exhibit B). Younger should, therefore, apply here too.
that her “source of injury” stems (1) from the Floyd District Court’s Supervised Release
Order (Exhibit A) requiring her to submit a doctor’s “written letter” showing her need to
take MAT drugs, or (2) from the Floyd District Court’s oral order in the March 2, 2015
hearing refusing to “declare” Plaintiff’s pretrial monitored release conditions “in
violation of the ADA,” her Complaint’s claims attacking either or both of these orders are
barred by the Rooker-Feldman doctrine. This doctrine raises an issue of subject matter
jurisdiction pertaining to the Court’s power to entertain claims seeking review of the
orders or rulings of the Floyd District Court. Cf. Wishnefsky v. Addy, 969 F. Supp. 953
(1997) (Rooker-Feldman may apply to certain interlocutory orders of state court).8
The Western District of Kentucky Court recently held in Izazaga v. Fleming, Civil
Action No. 5:14–CV–00213–GNS, 2015 WL 284158, (W.D. Ky. Mar. 18, 2015), that the
Rooker-Feldman doctrine barred a plaintiff’s federal complaint that alleged constitutional
violations from a family court order. The court held that Rooker-Feldman precluded the
federal court review because the complaint sought “review and reversal of at least one
court decision: an order from the Christian Family Court denying Izazaga visitation of his
daughter.” Id. Also, in Sullivan v. Del. Municipal Court., No. 2:13-cv-0497, 2013 WL
4041825, at *1-3 (S.D. Ohio Aug. 8, 2013), the Southern District of Ohio court held that
8 Rooker-Feldman has, in recent years, been narrowed to apply mostly to final state court judgments and orders, and thus, will typically not apply when there are parallel state and federal court proceedings. See, e.g., Marks v. Tennessee, 554 F.3d 619, 622-23 (6th Cir. 2009); Exxon, 544 U.S. at 292. However, in this case, Plaintiff’s Complaint appears to challenge the Floyd District Court’s orders affixing the terms of her pretrial bail bond and attendant conditions of pretrial supervised release (i.e., Exhibit A), and the Floyd District Court’s orders affixing such terms are, at least for the time being, “final” unless and until the Floyd District or Floyd Circuit Court sets them aside upon subsequent motion of the Plaintiff or the Commonwealth, or either of those Courts’ own motion. See, e.g., RCr 4.40 & 4.42 (Exhibit B).
Article III of the United States Constitution to consideration of actual cases and
controversies, therefore federal courts are not permitted to render advisory opinions.”
Bigelow v. Michigan Dep't of Natural Res., 970 F.2d 154, 157 (6th Cir. 1992) (holding
that arguments about unconstitutional taking were not ripe because the plaintiff had not
completed the state administrative process concerning the property).
In this respect, the Sixth Circuit Court of Appeals has held that:
1. [t]he key factors to consider when assessing the ripeness of a dispute are: (1) the likelihood that the harm alleged by the party will ever come to pass; (2) the hardship to the parties if judicial relief is denied at this stage in the proceedings; and (3) whether the factual record is sufficiently developed to produce a fair adjudication of the merits. 2.
3. Dealer Computer Servs., Inc. v. Dub Herring Ford, 547 F.3d 558, 561 (6th Cir. 2008).
4. 5. As to the first of these factors, Plaintiff has not been denied MAT drugs by
the state court, and in fact, she has not even been indicted, much less convicted.
Moreover, if Plaintiff produces her doctor’s treatment plan showing her need for
MAT drugs while she is awaiting criminal trial, the Floyd District Court may very
well rule in her favor and permit her to take medications for her opiate addiction.
If Plaintiff gets indicted for a felony, it is unknowable whether she will be
convicted, but she could not be a candidate for post-conviction Drug Court unless
she were convicted. And, even if she wanted to be accepted into pre-trial
diversion Drug Court, she would still have to gain the agreement of the
Commonwealth’s Attorney as well as her presiding Judge before she could be
referred to such Drug Court. Because Plaintiff’s requested relief is “‘anchored in
future events that may not occur as anticipated, or at all, the likelihood of harm
factor strongly weighs against finding [her claims] ripe for review.” Dealer
Computer Servs., Inc. v. Dub Herring Ford, 547 F.3d at 562.
There is no hardship to the Plaintiff if no relief is granted in this action because
she has another forum within which to demonstrate or litigate her need for MAT drugs
both at pre-trial or post-conviction stages of her state court criminal proceeding. This
Court is merely being asked to render an advisory opinion on a matter that has not yet
been resolved in favor of, or against, Plaintiff in her state court criminal case, and the
record in that case is not fully developed for this Court to properly assess Plaintiff’s
claims. Without any state court order from the pretrial or Drug Court judge denying
Plaintiff access to MAT drugs, Plaintiff’s claims are simply impossible to analyze.
Since Plaintiff’s claims are not ripe, this Court lacks subject matter jurisdiction
over them. See River City Capital, L.P. v. Bd. of Cnty. Comm'rs, Clermont Cnty., Ohio,
491 F.3d 301, 309 (6th Cir. 2007).
Additionally, Plaintiff has not joined the proper party-defendants to this action in
that neither the AOC nor its Director have denied her access to medications in any way.
Only state court judges can set or modify the terms of an accused’s bail bond and
conditions of supervised release. In this case, so far, the only individual with authority to
do so with respect to Plaintiff Stephanie Watson is Floyd District Court Judge Eric D.
Hall.9 To the extent Plaintiff’s complaint is an attempt at a class action, she has not pled
any of the requirements of Federal Rule 23 and, therefore, the Complaint should be
dismissed on those grounds as well.
9 In the event that the Court denies the Defendants’ motion herein, this action should not proceed without the joinder of the state court judge that denies Plaintiff the opportunity to use MAT modalities during her pretrial release or in Drug Court. Such judge is a necessary party whose presence is required to “accord complete relief among the existing parties” since the decision to allow MAT drugs is within his sole discretion. F.R.Civ.P. 19(a)(1)(A).
Kentucky Supreme Court’s unilateral amendment to the Rules of Kentucky’s Drug Court
(Exhibit G) has rendered the claims asserted in Plaintiff’s Complaint entirely moot.
VI. CONCLUSION
For the foregoing reasons, the Plaintiff’s Complaint should be dismissed in its
entirety or summary judgment be granted against Plaintiff, in favor of the Defendants,
with respect to each of Plaintiff’s claims. The Eleventh Amendment bars most of
Plaintiff’s claims, and whichever survive the Eleventh Amendment are likewise barred by
the doctrines of Younger abstention and/or Rooker-Feldman. Furthermore, Plaintiff’s
claims are not ripe, and the injunctive relief she seeks, having been unilaterally provided
by the Kentucky Supreme Court, has rendered her claims moot in any event.
Respectfully submitted, /s/ Douglas L. McSwain Douglas L. McSwain [email protected] Sharon Gold [email protected] Courtney R. Samford [email protected] WYATT, TARRANT & COMBS, LLP 250 West Main Street, Suite 1600 Lexington, KY 40507-1746 859.233.2012 Counsel for Defendants
This is to certify that a true and correct copy of the foregoing has been served upon the following, through the Court’s ECF System on this the 3rd day of April, 2015:
Ned Pillersdorf [email protected] Pillersdorf, DeRossett & Lane 124 West Court Street Prestonsburg, Kentucky 41653 Counsel for Plaintiff
Mark A. Wohlander [email protected] Caitlin Wohlander [email protected] Wohlander Law Office, PSC P.O. Box 910483 Lexington, Kentucky 40591 Counsel for Plaintiff
/s/ Douglas L. McSwain________ Counsel for Defendants