Mechanistic insights into seeded growth processes of gold nanoparticles† J€ org Polte, a Martin Herder, a Robert Erler, a Simone Rolf, a Anna Fischer, b Christian W€ urth, a Andreas F. Th€ unemann, a Ralph Kraehnert b and Franziska Emmerling * a Received 27th July 2010, Accepted 18th August 2010 DOI: 10.1039/c0nr00541j A facile approach for the synthesis of monodisperse gold nanoparticles with radii in the range of 7 to 20 nm is presented. Starting from monodisperse seeds with radii of 7 nm, produced in the first step, the addition of a defined amount of additional precursor material permits distinct size regulation and the realization of predicted nanoparticle sizes. These information were derived from ex- and in situ investigations by comprehensive small angle X-ray scattering (SAXS), X-ray absorption near edge structure (XANES) and UV-Vis data to obtain information on the physicochemical mechanisms. The obtained mechanisms can be transferred to other seeded growth processes. Compared to similar approaches, the presented synthesis route circumvents the use of different reducing or stabilizing agents. The size of resulting nanoparticles can be varied over a large size range presented for the first time without a measurable change in the shape, polydispersity or surface chemistry. Thus, the resulting nanoparticles are ideal candidates for size dependence investigations. 1. Introduction Nanoparticles are intensively investigated due to their wide range of potential applications in fields such as medicine, 1 biotech- nology, 2 and catalysis. 3 Among these, gold nanoparticles (GNP) are the most prominent nanoscale materials. GNPs can be prepared via various synthesis routes including chemical, sono- chemical or photochemical paths. 4 The most common route is the reduction of a dissolved gold precursor, e.g. (tetrachloroauric acid, HAuCl 4 ), by a reducing agent such as sodium citrate, ascorbic acid, sodium boron hydride or block-copolymers. A further stabilizing agent is typically required to prevent ag- glomeration or further growth of the particles. In many appli- cations the properties of metallic nanoparticles are determined by parameters such as size, shape, composition or crystalline structure. In principle, it is possible to adjust the behaviour of nanoparticles in such applications in the desired manner by controlling one of the listed properties. Control over the size of GNPs can be achieved by varying the synthesis parameters, e.g. the concentration of the precursor and reducing agent or the temperature (see ref 4 and references therein). A precise size control is often difficult to achieve, since small changes in the above-mentioned parameters often lead to pronounced differences in the size distribution. In most cases it is also difficult to keep the polydispersity low when changing the reaction parameters in order to obtain larger particles. A prominent example for challenges faced in controlling particle-size distribution is the frequently employed synthesis of gold nanoparticles by reduction of HAuCl 4 with sodium citrate. 5 For this GNP synthesis, Frens et al. 5 demonstrated control over particle size by varying the citrate concentration; hence the synthesis is referred to as ‘‘Frens method’’. 6–8 Based on this method, several approaches of changing the initial reaction parameters were developed, but none of them could assure a specific particle size, spherical shape and the same low polydispersity concurrently. 5,6,9,10 Unfortunately, these charac- teristics are required for applications of GNPs in which the size effect is utilized, e.g. for well-defined surface plasmon resonances in chemical and biomedical detection and analysis. 11 An alternative approach to overcome such difficulties is ‘‘seeded growth’’, the use of previously prepared small particles, which act as seeds for a further particle growth. For precise control of the particle size it is necessary to suppress further nucleation events during seed-mediated growth and to promote heterogeneous growth. However, seed-mediated growth is pre- dominantly used for controlled growth of particles of distinct elongated shapes. 12–16 To the best of our knowledge, an addi- tional stabilizing and/or reducing agent has been required in the previously reported studies to control particle size and shape during seeded growth. 4,6–8,10,17–21 In the following, a procedure for a size-controlled, seed- mediated growth of spherical GNPs is presented. It solely relies on the reduction of HAuCl 4 with sodium citrate, without addi- tional stabilizing or reducing agents, thus in the following this approach is referred to as ‘self-seeded’ growth. Hence, side re- actions inducing further nucleation can be prevented. By applying this novel procedure, the size of the GNPs can be adjusted while the spherical shape, as well as the low poly- dispersity and the surface chemistry is retained. The precision of size control depends solely on the analytic determination of the particle sizes, as is demonstrated by using the two comple- mentary methods SAXS and SEM. The data obtained from in situ SAXS, XANES and UV-Vis analysis throughout the synthesis provides information about the underlying growth a BAM Federal Institute for Materials Research and Testing, Richard Willst € atter-Straße 11, 12489 Berlin, Germany. E-mail: franziska. [email protected]; Fax: +00 (0)49 30 8104 1137; Tel: +00 (0)49 30 8104 1133 b Technische Universit € at Berlin, Technische Chemie, Straße des 17. Juni 124, 10623 Berlin, Germany † Electronic supplementary information (ESI) available: Additional data. See DOI: 10.1039/c0nr00541j This journal is ª The Royal Society of Chemistry 2010 Nanoscale, 2010, 2, 2463–2469 | 2463 PAPER www.rsc.org/nanoscale | Nanoscale Downloaded on 01 April 2011 Published on 29 September 2010 on http://pubs.rsc.org | doi:10.1039/C0NR00541J View Online
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PAPER www.rsc.org/nanoscale | Nanoscale
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Mechanistic insights into seeded growth processes of gold nanoparticles†
J€org Polte,a Martin Herder,a Robert Erler,a Simone Rolf,a Anna Fischer,b Christian W€urth,a
Andreas F. Th€unemann,a Ralph Kraehnertb and Franziska Emmerling*a
Received 27th July 2010, Accepted 18th August 2010
DOI: 10.1039/c0nr00541j
A facile approach for the synthesis of monodisperse gold nanoparticles with radii in the range of 7 to
20 nm is presented. Starting from monodisperse seeds with radii of 7 nm, produced in the first step, the
addition of a defined amount of additional precursor material permits distinct size regulation and the
realization of predicted nanoparticle sizes. These information were derived from ex- and in situ
investigations by comprehensive small angle X-ray scattering (SAXS), X-ray absorption near edge
structure (XANES) and UV-Vis data to obtain information on the physicochemical mechanisms. The
obtained mechanisms can be transferred to other seeded growth processes. Compared to similar
approaches, the presented synthesis route circumvents the use of different reducing or stabilizing
agents. The size of resulting nanoparticles can be varied over a large size range presented for the first
time without a measurable change in the shape, polydispersity or surface chemistry. Thus, the resulting
nanoparticles are ideal candidates for size dependence investigations.
1. Introduction
Nanoparticles are intensively investigated due to their wide range
of potential applications in fields such as medicine,1 biotech-
nology,2 and catalysis.3 Among these, gold nanoparticles (GNP)
are the most prominent nanoscale materials. GNPs can be
prepared via various synthesis routes including chemical, sono-
chemical or photochemical paths.4 The most common route is
the reduction of a dissolved gold precursor, e.g. (tetrachloroauric
acid, HAuCl4), by a reducing agent such as sodium citrate,
ascorbic acid, sodium boron hydride or block-copolymers. A
further stabilizing agent is typically required to prevent ag-
glomeration or further growth of the particles. In many appli-
cations the properties of metallic nanoparticles are determined
by parameters such as size, shape, composition or crystalline
structure. In principle, it is possible to adjust the behaviour of
nanoparticles in such applications in the desired manner by
controlling one of the listed properties.
Control over the size of GNPs can be achieved by varying the
synthesis parameters, e.g. the concentration of the precursor and
reducing agent or the temperature (see ref 4 and references therein).
A precise size control is often difficult to achieve, since small
changes in the above-mentioned parameters often lead to
pronounced differences in the size distribution. In most cases it is
also difficult to keep the polydispersity low when changing the
reaction parameters in order to obtain larger particles. A prominent
example for challenges faced in controlling particle-size distribution
aBAM Federal Institute for Materials Research and Testing, RichardWillst€atter-Straße 11, 12489 Berlin, Germany. E-mail: [email protected]; Fax: +00 (0)49 30 8104 1137; Tel: +00 (0)49 308104 1133bTechnische Universit€at Berlin, Technische Chemie, Straße des 17. Juni124, 10623 Berlin, Germany
† Electronic supplementary information (ESI) available: Additionaldata. See DOI: 10.1039/c0nr00541j
This journal is ª The Royal Society of Chemistry 2010
is the frequently employed synthesis of gold nanoparticles by
reduction of HAuCl4 with sodium citrate.5 For this GNP synthesis,
Frens et al.5 demonstrated control over particle size by varying the
citrate concentration; hence the synthesis is referred to as ‘‘Frens
method’’.6–8 Based on this method, several approaches of changing
the initial reaction parameters were developed, but none of them
could assure a specific particle size, spherical shape and the same
low polydispersity concurrently.5,6,9,10 Unfortunately, these charac-
teristics are required for applications of GNPs in which the size
effect is utilized, e.g. for well-defined surface plasmon resonances in
chemical and biomedical detection and analysis.11
An alternative approach to overcome such difficulties is
‘‘seeded growth’’, the use of previously prepared small particles,
which act as seeds for a further particle growth. For precise
control of the particle size it is necessary to suppress further
nucleation events during seed-mediated growth and to promote
heterogeneous growth. However, seed-mediated growth is pre-
dominantly used for controlled growth of particles of distinct
elongated shapes.12–16 To the best of our knowledge, an addi-
tional stabilizing and/or reducing agent has been required in the
previously reported studies to control particle size and shape
during seeded growth.4,6–8,10,17–21
In the following, a procedure for a size-controlled, seed-
mediated growth of spherical GNPs is presented. It solely relies
on the reduction of HAuCl4 with sodium citrate, without addi-
tional stabilizing or reducing agents, thus in the following this
approach is referred to as ‘self-seeded’ growth. Hence, side re-
actions inducing further nucleation can be prevented. By
applying this novel procedure, the size of the GNPs can be
adjusted while the spherical shape, as well as the low poly-
dispersity and the surface chemistry is retained. The precision
of size control depends solely on the analytic determination of
the particle sizes, as is demonstrated by using the two comple-
mentary methods SAXS and SEM. The data obtained from
in situ SAXS, XANES and UV-Vis analysis throughout the
synthesis provides information about the underlying growth
Fig. 1 Results of the evaluated SAXS and XANES data as a function of time, recorded for the synthesis of gold seeds (at 85 �C) via citrate method (0 to
45 min) and the addition of further gold precursor solution to the seed solution (45 min). Significant points of the experiments are indicated by different
colours: start (red), first phase (black), before (blue) and after the (green) addition of further precursor material. a) The evaluation of the mean radius and
the normalized number of particles as a function of time. b) Polydispersity of particles as a function of time and the corresponding particle size
distribution of the Schulz-Zimm distribution exemplarily shown for four reaction times (inset). c) Average formal oxidation state of gold derived from
normalized XANES spectra plotted vs. reaction time; volume fraction of particles calculated from SAXS data.
Fig. 2 SAXS data and data evaluation for the stepwise growth of GNP
at 65 �C via addition of further reactants (Na3Ct, HAuCl4): a) SAXS data
as a function of the precursor addition obtained during the reduction of
HAuCl4 with sodium citrate. The SAXS data indicate the formation of
spherical nanoparticles with a narrow size distribution. b) Data evalua-
tion showing examples for measured vs. fitted scattering curves for
different particle radii obtained after addition of corresponding quanti-
ties of precursor ranging from GNP seeds (bottom, 6.8 nm radius) to
a radius of 20.8 nm (top).
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addition of more solvent (Fig. 1a). For the same reason the
volume fraction of gold particles increases only by about 13%
and not by 25% as would be expected for a constant total
volume of solvent (Fig. 1c). The XANES results confirm the
rapid reduction as well as the full stoichiometric conversion of
the gold salt (see Fig. 1c). The results indicate that further
nucleation and formation of GNPs can be suppressed by
applying the described synthesis procedure. Consequently, the
final size of the particles can be regulated by the controlled
addition of further precursor material.
To provide further evidence for GNP-accelerated reduction of
the added gold precursor, the same experiment (0.06125 mmol/L
HAuCl4, 2.5 mmol/L sodium citrate) was carried out at 65 �C
with and without nanoparticles being present in the solution (for
corresponding UV-vis results see ESI (S2)†). Whereas complete
reduction of gold precursor requires less than 15 min when GNP
are present, more than 200 min are required in the absence of
already formed GNP. Hence, the consumption of gold precursor
is significantly accelerated in presence of colloidal GNP.
Further experiments using SAXS as the analytical technique
were performed to test whether it is possible to increase the
radius of the GNPs step by step by adding additional amounts of
gold-precursor solution. The seeds were synthesized at 75 �C
employing a slight modification of the standard procedure
described by Turkevich et al.22 to obtain particles with a radius of
approximately 7 nm. The subsequent self-seeded growth was
carried out at 65 �C. At this temperature the reduction rate is
slowed down and therefore the probability of nucleation events is
minimized. Since sodium citrate acts both as reducing and
stabilizing agent, it is important to keep the molar concentration
of sodium citrate constant at 2.5 mmol throughout the growth
process to avoid the aggregation of the gold particles.
Thus, proceeding in a stepwise manner, first 1 mL, then 2 mL
and finally 5 mL of HAuCl4 solution (1 mmol) were added slowly
to 10 mL of the seed solution. For each addition of HAuCl4solution the same volume of citrate solution (5 mmol/L) was
added. This alternating addition was repeated until the particles
reached the desired size. Between two additions, a time span of
approximately 5 min was found to be sufficient to ensure the
complete conversion of the gold salt.
This journal is ª The Royal Society of Chemistry 2010
In Fig. 2a the evolution of the scattering curves during the
growth period is displayed (SAXS measured at the synchrotron
setup). The integration time for each scattering curve was 30 s
and every 3 min a fresh sample was taken for SAXS analysis.
Further gold salt was added after the particles reached the
calculated radius. An interval of at least 5 min was allowed
between two additions of aliquots of gold precursor. As evident
from Fig. 2a the shape of the scattering curves persists while the
curves are shifted to smaller q-values with addition of further
reactants. This indicates without mathematical modelling that
the particles grow while retaining their spherical shape and low
polydispersity. Fig. 2b illustrates the good agreement of five
selected scattering curves (black) and their respective mathe-
matical fits (red). The fit assumes spherical particles having
a Schulz size distribution,32 which was found to be a good
approximation in the previous analysis of the growth process of
citrate stabilized GNPs.24
For the stepwise self-seeded growth of GNPs from 6.8 to
20.8 nm radius, the results of fitted scattering curves are dis-
played in Fig. 3. Each vertical blue line corresponds to the
the peak maximum position (inset in Fig. 6c). Hence, the UV-Vis
data confirm the results from SAXS analysis that the seeded
growth process requires about 5–10 min for completion.
Unfortunately, obtaining quantitative information from UV-
Vis is only possible for GNPs larger than 5 nm in diameter.34
Thus the spectra of small gold clusters can only provide quali-
tative information. The initially observed shift towards higher
wavelength in the absorption spectrum can hardly be explained
by the existence of small gold cluster/particles in the vicinity of
the larger GNP seeds. This change in the absorption matches
neither the UV-Vis spectra measured in the beginning of the
standard citrate synthesis when predominantly very small
particles are present (radius z 1 nm) nor other GNP synthesises
in which the final particle size is small.25
Apart from the presence of additional small GNPs, a plausible
explanation for the observed reversible change of the plasmon
resonance band towards higher wavelengths might be the
temporary decrease in the pH of the reactant solution upon
adding the acidic precursor solution. It has been reported that
decreasing the pH of GNP colloids leads to a shift of the plasmon
band towards higher wavelengths.35,36 In fact, upon adding the
acidic precursor solution (pH ¼ 4), the solutions pH should
decrease. After the complete consumption of the gold precursor,
the pH would return to its initial value. However, it has been also
reported that sodium citrate acts as buffer, so that only small
changes of the pH are observed throughout the reduction/growth
process. A sufficiently accurate experimental determination of
the present pH value did not succeed. That colour changes result
from temporary aggregation of large GNPs, as possibly sug-
gested by the shift of the plasmon resonance towards higher
wavelengths, can be excluded on the basis of the SAXS data: no
aggregates were observed, although even small numbers of
aggregates would produce a strong increase of the SAXS inten-
sity at low q-values. To support the interpretation of the
temporary colour change being pH related, but not due to
aggregation, the addition of HAuCl4 solution to a GNP colloid
was repeated at room temperature complemented by simulta-
neously UV-vis, SAXS and pH analysis using indicator paper.
The described colour change and the shift in the UV-vis spectrum
towards higher wavelengths is reproducibly observed, whereas
SAXS curves did not show any changes upon adding HAuCl4,
solution (see ESI (S3)†). Hence, the particle size distribution did
not change upon adding gold precursor. Thus, the temporary
shift of the GNP plasmon resonance cannot be explained by
aggregation of the present GNP.
The presented results on self-seeded GNP growth are in
agreement with previous publications on seeded growth in which
the addition rate of further metal precursor was discussed as
crucial factor.8,17,37 Jana et al.8 showed in detail for a common
method for seeded growth of gold nanoparticles (GNP seeds
prepared via citrate method, whereas for further growth ascorbic
acid is used as a reducing agent) that a heterogeneous growth and
thus a precise size control is only possible when adding small
amounts of gold precursor step by step to the seed solution, thus
avoiding further nucleation and preserving the spherical shape
and low polydispersity.
A seed mediated growth in which the addition rate had no
influence for a heterogeneous seeded growth was described by
Niu et al.38 They described a ‘one pot’ GNP seeded growth
2468 | Nanoscale, 2010, 2, 2463–2469
synthesis with citrate-reduced and -stabilized seeds, where the
success of the heterogeneous growth shows that it is independent
of the addition rate. The further growth of the seeds was carried
out using 2-mercaptosuccinic acid (MSA) which acts as reducing
and stabilizing agent. The authors presume a surface enhanced
reduction of HAuCl4, based on the gold affinity of the mercapto
groups that was derived because the MSA doesn’t reduce the
HAuCl4 in the absence of the seeds. Their findings are in
accordance with our investigations since the surface reduction in
their case is much stronger than the reduction in solution. The
authors state that the UV-Vis spectra for the growth processes do
not show any aggregation.
As a consequence of this study, and the comparison to the
recent literature, it appears that successful seeded growth
procedures (heterogeneous growth) are primarily governed by
the addition rate, which is depending or influenced by mainly two
factors. The first factor is the relation of the surface reduction
rate and the reduction rate in solution separate from any other
particle. The second influencing factor is the need for the pres-
ervation of the nanoparticle stabilization in each step of addition.
4. Conclusions
The present study shows that from a comprehensive under-
standing of the mechanism of particle growth based on time-
resolved in situ studies, it is possible to derive a synthesis strategy
for size-controlled self-seeded growth of gold nanoparticles.
Analysis by SAXS, SEM and UV-Vis confirm that the radius of
GNP can be precisely adjusted between 7 and 20 nm in GNP
synthesis from HAuCl4 and citrate, by adding incremental
amounts of reactants in the absence of additional stabilizing or
reducing agents. These GNP are ideal candidates for size
dependence investigations. Moreover, the mechanistic results
imply that rapid reduction of added precursor in presence of seed
particles is a crucial factor for a heterogeneous seeded growth.
Comprehensive investigation of related nanoparticle-synthesis
procedures with the employed analytical tools will show whether
the presented self-seeded growth procedure and synthesis
strategy also applies to the formation of other noble-metal
nanoparticles.
Acknowledgements
R.K. acknowledges generous funding from the BMBF within the
frame of the NanoFutur program (FKZ 03X5517A).
Notes and references
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