Malaysia Capital Market Directory PREFACE Since our establishment under the Securities Commission Act 1993, we have steadfastly upheld our responsibility to regulate and develop Malaysia's capital market. With the co-operation of relevant Government agencies, exchanges, related institutions and market intermediaries, we have embarked on numerous initiatives over the last five years. The results are evident from the dramatic structural changes and legislative reforms that pave the way towards Malaysia's transformation into a regional capital market centre. Our capital market now features greater depth and breadth than ever before. New instruments have been introduced into the equity market. The range of derivatives offered is being expanded. These developments are, in turn, supported by a robust regulatory structure that is steadily moving towards transparency, financial stability and professional integrity. There are many other avenues in which we serve our purpose. As our latest initiative, we proudly bring you the Malaysia Capital Market Directory 1998. An important and timely undertaking, it reflects our commitment as regulator and growth facilitator, while reflecting the co-operation of market participants who had made this publication possible. To them, we wish to place on record our sincere word of thanks. Having endeavoured to ensure its completeness and accuracy, we hope that this comprehensive and up-to-date directory will be widely used by industry professionals and interested members of the public. SECURITIES COMMISSION
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Malaysia Capital Market Directory
PREFACE
Since our establishment under the Securities Commission Act 1993, we have steadfastly upheld our responsibility to regulate and develop Malaysia's capital market.
With the co-operation of relevant Government agencies, exchanges, related institutions and market intermediaries, we have embarked on numerous initiatives over the last five years. The results are evident from the dramatic structural changes and legislative reforms that pave the way towards Malaysia's transformation into a regional capital market centre.
Our capital market now features greater depth and breadth than ever before. New instruments have been introduced into the equity market. The range of derivatives offered is being expanded. These developments are, in turn, supported by a robust regulatory structure that is steadily moving towards transparency, financial stability and professional integrity.
There are many other avenues in which we serve our purpose. As our latest initiative, we proudly bring you the Malaysia Capital Market Directory 1998. An important and timely undertaking, it reflects our commitment as regulator and growth facilitator, while reflecting the co-operation of market participants who had made this publication possible. To them, we wish to place on record our sincere word of thanks.
Having endeavoured to ensure its completeness and accuracy, we hope that this comprehensive and up-to-date directory will be widely used by industry professionals and interested members of the public.
SECURITIES COMMISSION
Malaysia Capital Market Directory 1998
Published by: Securities Commission 3 Persiaran Bukit Kiara, Bukit Kiara, 50490 Kuala Lumpur Malaysia Tel: (6) (03) 6204 8000 Fax: (6) (03) 6201 1818 Homepage: www.sc.com.my
For further information, please contact: Corporate Affairs Department Securities Commission Tel: (6) (03) 6204 8510 Fax: (6) (03) 6201 5078 E-mail: [email protected]
Produced by: VersaComm Sdn Bhd* 12A, Jalan PJS 8/4 Mentari Plaza, Bandar Sunway 46150 Petaling Jaya Malaysia Tel: (03) 732 3301/737 3526/737 8588 Fax: (03) 738 9909 E-mail: [email protected]
* Effective November 16, 1998
Disclaimer: Every reasonable care has been taken in compiling this directory and to ensure the accuracy of information presented herein as at March 13, 1998. Subsequent updates and revisions, valid as at September 16, 1998, are indicated with an asterisk (*).
Neither the publisher (Securities Commission) nor its appointed agency (VersaComm Sdn Bhd) may be liable for loss, inconvenience or any matter legal in character arising out of any errors or omissions.
All rights reserved. No part of this publication may be reproduced or transmitted or published in any form or by any means whatsoever, without permission from the publisher.
SECURITIES COMMISSION
Mission Statement
To promote and maintain fair, efficient, secure and transparent securities and futures markets and to facilitate the orderly development of an innovative and competitive capital market.
Contents
SECURITIES COMMISSION: AN INTRODUCTION
REGULATORY FRAMEWORK OF THE MALAYSIAN CAPITAL MARKET
SECURITIES COMMISSION: ORGANISATION CHART
SYARI'AH ADVISORY COUNCIL MEMBERS LISTINGS
- Securities Commission - Ministries, Regulatory and Statutory Bodies - Exchanges - Clearing Houses - Issuing Houses - Central Depository - Rating Agencies - Stockbroking Firms - Futures and Commodity Brokers - Fund Managers - Investment Advisors - Unit Trust Management Companies - Trustees - Merchant Banks - Associations - Professional Bodies
ACTS, GUIDELINES AND PUBLICATIONS
MEMBERS OF THE INTERNATIONAL ORGANISATION OF SECURITIES COMMISSIONS (IOSCO)
Securities Commission : An Introduction
The Early Years
The Securities Commission represents the culmination of the Government's plan to fast-track and systematise the development of Malaysia's capital market to fuel the country's economic growth.
Up until the mid-80s, the stock market was not regarded as an important avenue for capital raising. The public sector, the transducer of economic growth, obtained cheap funding from the captive Malaysian Government Securities (MGS) market. The private sector, on the other hand, preferred bank financing and internal borrowing.
Impetus for growth came with the winds of privatisation after the mid-80s recession. Seeking to rightsize the public sector and public sector spending, the Government entrusted the private sector with greater responsibility in taking economic initiatives. Concurrently, the Government turned its attention towards strengthening the capital market which was recognised as a new and important source of funds.
Among major developments of the period were the introduction of the Amanah Saham Nasional (ASN) and Amanah Saham Bumiputera unit trust schemes, corporatisation of stockbroking firms, improved trading and clearing systems at the Kuala Lumpur Stock Exchange (KLSE), and the introduction of new instruments to be traded.
However, there remained a cumbersome and multi-tiered regulatory structure for the capital market. Evidently, a single authority was needed to pro-actively and systematically regulate and oversee its development, while protecting investors' interests.
In 1988, a government task force, headed by the then Finance Minister, (now Tun) Daim Zainuddin, recommended the establishment of a Securities Commission. The idea was reaffirmed in the Sixth Malaysia Plan in 1990.
A special committee was formed to make recommendations to the Finance Minister on the formal structure of the Securities Commission. The responsibility of studying the matter was entrusted to a task force comprising representatives from the Capital Issues Committee, Registrar of Companies, Bank Negara Malaysia (Central Bank), Foreign Investment Committee and the Attorney-General's Chambers.
By end 1992, the Securities Commission Bill and the Futures Industry Bill were passed into Law. Amendments were also made to the Securities Industry Act 1983. On March 1, 1993, the Securities Commission (SC) was formally established together with a legal framework.
At the same time, the Capital Issues Committee and the Panel on Take-overs and Mergers, two organisations that had been involved in regulating the capital market, were dissolved.
Securities Commission As Facilitator And Regulator
Today, the SC functions as a self-funding statutory body that reports to the Finance Minister.
As the regulator of the Malaysian capital market, the SC oversees all matters relating to securities and futures contracts, as well as unit trust schemes; licensing and supervision of all licensed persons; supervision of exchanges, clearing houses and central depositories; and protection of investors. The SC's regulatory principles and objectives in this regard are as follows:
? ? Create commercial and legal certainty for each person's function and responsiblities. ? ? Promote a flexible regulatory environment. ? ? Uphold market integrity. ? ? Enhance market transparency. ? ? Promote operational efficiency. ? ? Ensure adequate investor protection.
The SC is also responsible for the development of Kuala Lumpur into a regional capital market centre.
In this regard, the SC recognises that deepening and broadening the capital market is critical in ensuring greater inflow of domestic and foreign funds in view of its growing importance in capital raising activities. Specifically, there have to be other markets to meet the different risk-reward profile of market players, investors and corporate issuers. New instruments are required for hedging of asset exposure and risk management.
Accordingly, SC has embarked on numerous initiatives, such as developing the derivatives market, facilitating the introduction of new instruments on the equity market, as well as developing the asset and fund management industry.
The maintenance of an efficient, transparent and secure market makes it vital that the development of the market be supported by development of institutions and intermediaries within the market.
In strengthening the institutional infrastructure of the market, the SC has facilitated the improvement of clearing and settlement systems, raised the standards for capital adequacy, accounting and disclosure, and improved risk management systems to ensure safety, transparency, efficiency and lower costs to all capital market participants.
Additionally, the SC has taken expedient measures to minimise systemic risk by monitoring potential weaknesses in the capital market, co-ordinating market surveillance, undertaking contingency planning and investor education.
By vesting the SC with the twin roles of regulator and growth facilitator, the Government recognises that the legal and regulatory framework are strong drivers of change in the capital market.
Indeed, the SC recognises that the key elements in a market - liquidity, price efficiency and operational efficiency - are dependent on the confidence of market participants. However, maintenance of an orderly market in today's globalised financial environment is just as essential. Thus securities laws are required to create commercial and legal certainty while allowing for the flexibility that is a hallmark for the capital market.
The SC has initiated several law reform initiatives that strike the balance between emplacing appropriate regulatory measures (such as capital adequacy requirements, timely disclosure of material information, and satisfactory back-office systems and procedures of market intermediaries) and allowing room for growth.
A Continuing Commitment
The SC is expected to fulfil a more challenging role in the future development of the capital market, given the anticipated demand for capital in Malaysia and the growing impact of technology on globalised markets.
With the Government signalling its aspiration to position Malaysia as a regional capital market centre, the SC will have its work cut out for it. The task identified is one of deregulation, professionalism and efficiency. The ultimate goal identified is the installation of a full-disclosure, frontline-regulated and investor-protecting framework by year 2001.
Regulatory Framework of The Malaysian Capital Market
Organisation Chart
Commission Members
Members of the Securities Commission comprise professionals from diverse government and corporate backgrounds. Appointed by the Minister of Finance to serve a three-year term, this group of experienced and dedicated individuals provide strong leadership and vision in the pursuit of the SC's goals and objectives.
The Commission members are as follows:
Dato' Dr Mohd Munir Abdul Majid First term March 1, 1993 - February 28, 1996 Second term effective March 1, 1996
(CIMB) 1986 - 1991 Chief Executive Officer, CIMB 1985 - 1986 Group Editor-in-Chief, New Straits Times Press (NSTP) 1982 - 1985 Group Editor (English) & Editor, NSTP 1982 Deputy Group Editor, NSTP 1981 - 1982 Assistant Group Editor, NSTP 1980 - 1981 Assistant Editor, NSTP 1979 - 1980 Leader Writer, NSTP 1975 - 1978 Research Analyst, Daiwa Europe
Tan Sri Dato' Seri Ali Abul Hassan Sulaiman First term November 16, 1993 - November 16, 1996 Second term effective November 17, 1996
1998 - Present Governor, Bank Negara Malaysia* 1991 - 1998 Director-General, Economic Planning Unit (EPU)* 1990 - 1991 Deputy Director-General (Macro), EPU 1986 - 1990 Secretary, Tax Division, Ministry of Finance (MOF) 1985 - 1986 Secretary, Economic and International Division, MOF 1965 - 1985 EPU
Dato' Abdul Murad Khalid Effective May 1, 1994
1994 - Present Assistant Governor, Bank Negara Malaysia (BNM) 1992 - 1994 Manager of Banking Department, BNM 1988 - 1992 Manager of Bank Regulation Department, BNM 1986 - 1988 Deputy Manager of Bank Regulation Department, BNM 1985 - 1986 Deputy Manager of Accounts Department, BNM 1984 - 1985 Senior Assistant Manager of Accounts Department, BNM 1983 - 1984 Assistant Manager of Bank Examination Department, BNM 1981 - 1983 Senior Administrative Officer, BNM 1976 - 1978 Administrative Officer, BNM
Tan Sri Dato' Wong Kum Choon Effective January 1, 1996
1993 - Present Chief Executive Officer of the Malaysian Timber Council (MTC) 1959 - 1993 Malayan Civil Service, Assistant State Secretary of Pahang, Head of Macro
Planning of EPU, Deputy Secretary-General and later Secretary-General of Ministry of Primary Industries
First Chairman of the International Rubber Council Former Chairman of the Malaysian Timber Industry Board (MTIB) Former Chairman of the Palm Oil Registration and Licensing Authority (PORLA) Board of Directors of MARDEC Berhad Board of Directors of the Pacific Bank Berhad
Datuk Haron Siraj Effective November 1, 1996
1996 - Present Secretary-General, Ministry of Primary Industries 1992 - 1996 Permanent Representative of Malaysia to the United Nations
and other international organisations and specialised agencies in Geneva 1990 - 1992 Deputy Secretary-General (Trade), Ministry of International Trade and
Industry (MITI) 1987 - 1990 Director, International Trade, MITI 1986 - 1987 Director, Industrial Development, MITI 1980 - 1986 Minister Counsellor, Permanent Mission of Malaysia, Geneva 1975 - 1980 Under Secretary, Ministry of Primary Industries 1972 - 1974 Principal Assistant Secretary, Ministry of Primary Industries 1969 - 1971 Assistant Controller, Ministry of Commerce & Industry
Dato' Dr Abdul Aziz bin Mohd Yaacob Effective January 8, 1998
1998 - Present Deputy Secretary-General (Policy), Ministry of Finance 1995 - 1997 Deputy Secretary-General (Trade), Ministry of International Trade and
Industry (MITI) 1991 - 1995 Director-General, Federal Agricultural Marketing Authority (FAMA) 1986 - 1991 Director, Agriculture Section, Economic Planning Unit 1976 - 1982 Principal Assistant Secretary, Planning Section (Direct Taxes), Tax Division,
Ministry of Finance 1974 - 1976 Principal Assistant Secretary, Macroeconomic Section, Economic Division,
Ministry of Finance 1970 - 1974 Assistant Secretary, External Finance Section, Finance Division, Ministry of
Finance
Raja Datuk Arshad Raja Tun Uda First term March 1, 1993 - February 28, 1995 Second term effective March 1, 1995
1990 - Present Executive Chairman, Price Waterhouse Malaysia (partner since 1978) 1972 - Present Price Waterhouse Malaysia 1991 - 1996 Member of the Price Waterhouse World Board Since 1986 Member of the Price Waterhouse General Council Since 1980 Council Member of the Malaysian Association of Certified Public
Accountants (President 1991 - 1994) 1967 - 1971 Moore Stephens & Co, Chartered Accountants, London
Member of the Malaysian Institute of Accountants Fellow of the Institute of Chartered Accountants in England & Wales
Encik Azzat Kamaludin First term March 1, 1993 - February 28, 1995 Second term effective March 1, 1995
1979 - Present Partner, Messrs Chua Brothers Azzat & Izzat 1978 - 1979 Principal Assistant Secretary, Law of the Sea Division, Ministry of Foreign
Affairs 1976 - 1978 First Secretary and Head of Chancery, Malaysian Commission, Hong Kong 1974 - 1976 Second Secretary, Permanent Mission of Malaysia to the United States 1972 - 1974 Assistant Secretary, Zone of Peace and Neutrality (ZOPFAN), Ministry of
1991 - Present Sole proprietor, Zainur Zakaria & Co Advocates & Solicitors 1993 - 1995 President, Bar Council Malaysia
Member of the Legal Profession Qualifying Board Member of the Legal Profession Disciplinary Board
1991 - 1993 Vice President, Bar Council Malaysia 1989 - 1991 Honorary Secretary, Bar Council Malaysia 1975 Called to the Malaysian Bar and enrolled as an advocate & solicitor of the
High Court, Malaya and have been in active practice since then 1974 Admitted to the English Bar and conferred the Degree of Utter Barrister of
the Honourable Society of Gray's Inn
Syari’ah Advisory Council Members
The SC established the Syari'ah Advisory Council (SAC) on May 16, 1996. Succeeding the Islamic Instruments Student Group, the SAC's principal functions include:
? ? Advising the SC on the aims and operations of the Islamic capital market in order to ensure that they are consistent with Islamic principles.
? ? Providing an opportunity to expose jurists, scholars, intermediaries and investors to Islamic financial products and Islamic jurisprudence.
? ? Ensuring that activities in the securities and derivatives markets which are represented as Islamic, conform to syari'ah principles.
? ? Studying matters related to Islamic capital market operations in response to requests for advice from industry, investors and the Government.
The SAC members are as follows:
Dato' Sheikh Azmi Ahmad Mufti of Pulau Pinang
Dato' Dr Abdul Halim Ismail Executive Chairman BIMB Securities Sdn Bhd
Prof Dato' Dr Haji Othman Haji Ishak Rector, Jamiah Islam Negeri Kedah
Associate Prof Dato' Md Hashim Haji Yahya International Islamic University Malaysia
Prof Dato' Dr Haron Din Syari'ah scholar
Ustaz Hj Hassan Hj Ahmad Syari'ah Faculty, University Malaya
Dr Mohd Daud Bakar Deputy Dean Academic Affairs International Islamic University Malaysia
Securities Commission
Securities Commission 3, Persiaran Bukit Kiara, Bukit Kiara, 50490 Kuala Lumpur.
OFFICE OF THE CHAIRMAN Chairman: Ali Abdul Kadir Deputy Chief Executive: Dato' Ainum Mohd Saaid Corporate Affairs, General Manager: Badariah Ismail Economic Analysis & Financial Policy, General Manager: Ranjit Ajit Singh Economic Analysis and Research Department, Manager: Emam Mohd Attila Emam Mohd Haniff Financial Policy Department, Manager: Robin Lee Choon Fye Internal Audit Department, Assistant Manager: Mohd Fauzi Mohd Saad
POLICY & DEVELOPMENT DIVISION Policy and Development Division, Director: Dr Nik Ramlah Nik Mahmood Legal & Regulatory Policy, Specialist: Wong Sau Ngan Product Development Department, Manager: Chak Choy Sim Information Technology Department, Manager: Aliza Nayan Securities Industry Development Centre, Manager: Lee Kha Loon Regulations and Law Reform Department, Manager: Shaiful Bahari Mahpar*
ISSUES & INVESTMENT DIVISION Issues & Investment, Director: Siow Kim Lun Enforcement Department, General Manager cum Acting Director: Mohd Yusof B Hj Zainal Abiden Financial Reporting Surveillance and Compliance Department, General Manager: Datin Azizah Mohd Jaafar Financial Reporting Surveillance and Compliance Department, Acting Manager: Che Mastura Intan Abd Rashid Securities Issues, Senior Manager: Nyonya Yahya Securities Issues, Senior Manager: Un Wan Sim Securities Issues, Manager: Leong So Seh Securities Issues, Manager: Musa Mahmood Trust & Investment Management, Manager: Jas Bir Kaur Take-overs & Mergers, Manager: Md Noor Abd Rahim Asset Valuation Audit, Manager: Fong Yee Mei
MARKET SUPERVISION DIVISION Market Supervision Division, Director: Sharkawi Alis Intermediary Examination and Supervision Department, Senior Manager: Hasnah Omar Investigation, Prosecution and Complaints, General Manager: Mohd Nazlan Mohd Ghazali Investigation Department, Manager: Salmah Bee Mohd Mydin Investigation Department, Manager: Kiran Kaur Gill Investigation Department, Assistant Manager: Mazlan Othman
Prosecution Department, Senior Manager: Foo Lee Mei Prosecution Department, Manager: Noor Azman Adenan Licensing Department, Manager: Dr Mohd Hatta Dagap Market Surveillance Department, Manager: Onn Ismail
CORPORATE RESOURCES DIVISION Corporate Resources Division, General Manager: Rahima Muhamad Human Resources (Operations), Manager: Nur Aizam Abdul Rahman Human Resources (Development), Manager: Lokman Abdul Hamid Finance and Accounts Department, Manager: Vignaswaran a/l Kandiah Administration and Property Department, Acting Assistant Manager: Mohamad Sabri Said Security Department, Chief Security Officer: Wan Ibrahim Haji Wan Jusoh Building Project, Acting Manager: Faizal Abdullah Sanusi
For Enquiries: Badariah Ismail, General Manager, Corporate Affairs. Tel: 03-654 8510; Fax: 03-651 5078
Ministries, Regulatory and Statutory Body
MINISTRIES
Ministry of Finance (MOF) Blok 9, Khazanah Malaysia, Kompleks Kerajaan, Jalan Duta, 50592 Kuala Lumpur.
Minister of Finance I: YAB Dato Seri Dr Mahathir Mohamad* Minister of Finance II: YB Datuk Mustapa Mohamed* Deputy Minister of Finance II: YB Dato' Dr Affifudin bin Haji Omar Parliamentary Secretary: Dato' Dr Shafie bin Mohd Salleh
Secretary-General of Treasury: Datuk Dr Aris bin Osman Deputy Secretary-General (Policy): Datuk Dr Abdul Aziz bin Mohd Yaacob Deputy Secretary-General (Operations): Datuk Syed Danial Syed Ahmad Public Relations, Officer: Foo Foong Lian Budget, Director: Zaharah bt Shaari Taxation Analysis, Secretary: Dr Syed Mohamad bin Syed Abdul Kadir Economy and International, Secretary: Siti Hadzar bt Mohd Ismail Finance, Secretary: Othman Jusoh Government Acquisition Management, Secretary: Dato' Mohd Sahar bin Sidek Administration, Secretary: Tuan Haji Johar bin Murad Housing Loans, Secretary: Kamarudin bin Idris Finance Management System, Director: R Theivendran Legal Consultant to Treasury: Dato' Balia Yusof bin Haji Wahi National Accountant: Dato' Mohamad Adnan bin Ali
For Enquiries: Foo Foong Lian, Officer, Public Relations. Tel: 03-258 2620; Fax: 254 8543; E-mail: fl foo.treasury.gov.my
Ministry of International Trade and Industry (MITI) Block 10, Government Offices Complex, Jalan Duta, 50622 Kuala Lumpur.
Minister: YB Dato' Seri Rafidah Aziz Deputy Minister: YB Dato' Kerk Choo Ting Parliamentary Secretary: YB Ahmad Kamaruzaman Mohamed Baria
Secretary-General: Tan Sri Asmat Kamaludin Deputy Secretary-General, Trade: Dato' Dr Hadenan Jalil Deputy Secretary-General, Industry: Mohd Zulkifli Abdul Rauf Multilateral Trade Relations, Director: M Supperamaniam Bilateral Trade Relations, Director: Merlyn Kasimir Asean Economic Cooperation, Director: Mangsor Saad Trade Support, Director: Rosli Shukor Industrial Policy, Director: Siaw Lean Sim Industries, Director: Samad Kassim Policy & Research, Director: Abdul Hadi Othman Human Resource, Finance & Information Technology, Director: Noraina Yahaya Uddin
REGULATORY AND STATUTORY BODIES
Bank Negara Malaysia (BNM) Jalan Dato' Onn, 50480 Kuala Lumpur. P O Box 10922, 50929 Kuala Lumpur.
Telephone: 03-298 8044 Facsimile: 03-291 2990 Telex: MA 30201, MA 33807 SWIFT: BNMAMYKL
Governor: Tan Sri Dato' Seri Ali Abul Hassan Sulaiman* Deputy Governor: Datuk Dr Zeti Akhtar Aziz* Assistant Governor: Dato' Abdul Murad Khalid Assistant Governor: Mohd Daud Dol Moin Assistant Governor: Mohamed Yusof Ahmad Muhaiyuddin Special Advisor: Datuk Nor Mohamed Yakcob* Public Relations Advisor: Wan Norhiyati Ibrahim
Insurance Regulation: Tan Yit Seong Insurance Supervision: Yahaya Haji Besah Finance: Azizan Abdul Rahman Information System: Ramli Saad Staff Training Centre: Tan Wai Kuen
Heads of Department:
Strategic Planning Unit: Muhammad Ibrahim Balance of Payments: Md Radzi Haji Kechik Property & Services: Mukhtar Yusof Internal Audit: Zainul Abidin Nazir Ahmad Corporate Affairs & Secretary to Board: Mohd Nor Mashor Currency Management & Operation: Low Koon Seng Legal: Gopal Sundaram Special Investigation Unit: Thavarajah a/l Chinniah Payment System: Che Sab Ahmad Statistics: Chan Yan Kit Risk Management Unit: Teo Kee Tian Mint: Abdul Latif Adlin Security: Maksom Haji Kasan Widi Money Muzium & Archives: Fatimah Ibrahim Library Unit: Maimunah Mohd Amin
Managers:
London Representative Office: Abd Razak Che Yusof New York Representative Office: Tan Sook Peng
For Enquiries: Mohd Nor Mashor, Head of Corporate Affairs. Tel: 03-298 8044
Economic Planning Unit (EPU) Jabatan Perdana Menteri, Jalan Dato' Onn, 50502 Kuala Lumpur.
Labuan Offshore Financial Services Authority (LOFSA) Level 17, Main Office Tower, Financial Park Complex, Jalan Merdeka, 87000 Labuan, Federal Territory.
Registrar: Datuk Ramly bin Hj Ali Deputy Registrar I: Al-Baisah bt Hj Abd Manan Deputy Registrar II: Adnan bin Mahfar
For Enquiries: Norihan bt Elias, Assistant Registrar. Tel: 03-449 2309
Exchanges The Kuala Lumpur Commodity Exchange (KLCE) 4th Floor, City Point Dayabumi Complex, Jalan Sultan Hishamuddin, 50050 Kuala Lumpur. P O Box 11260, 50740 Kuala Lumpur.
Executive Chairman: Datuk Syed Abdul Jabbar Shahabudin Chief Executive: Raghbir Singh Bhart
Legal, Manager: Manoj Devadasan Audit, Compliance & Surveillance, Manager: Eng Hup Tat Marketing, Education & Promotion, Manager: Allan Au-Yong Floor Operations, Manager: Jimmy Wong Office Administration, Manager: Ishak Mohd Ali
For Enquiries: Ishak Mohd Ali, Manager, Office Administration. Tel: 03-293 6822
The Kuala Lumpur Options & Financial Futures Exchange Bhd (KLOFFE) 10th Floor, Wisma Chase Perdana, Off Jalan Semantan, Damansara Heights, 50490 Kuala Lumpur.
Executive Chairman: Ramli bin Ibrahim Chief Operating Officer: John Duggan
Business Development, Senior Manager: Janita Cheah IT, Senior Manager: Mohd Shah Shariff Compliance & Surveillance, Manager: Leong Tsui Shan Legal, Manager: Linda Song Trading & Clearing, Manager: Siah Boon Peng Finance, Manager: Peter Mah IT Technical Support, Manager: Tan Yeok Joo IT Application Support, Manager: Helen McConkey Members Affairs, Manager: Sherilla Mohd Dan Human Resource & Administration, Manager: Mahadzir Zakaria
For Enquiries: John Duggan, Chief Operating Officer. Tel: 03-253 8199; E-mail: [email protected]
Kuala Lumpur Stock Exchange (KLSE) Exchange Square, Bukit Kewangan, 50200 Kuala Lumpur. P O Box 11023, 50732 Kuala Lumpur.
Executive Chairman: Mohd Azlan Hashim Deputy Chairman: Chan Guan Seng President: Dato' Mohd Salleh Abdul Majid Deputy President: Md Nor Ahmad
Corporate & Legal Affairs, Executive Vice-President: Izlan Izhab Group Internal Audit, Senior Manager: Low Pheng Market Supervision, Senior Vice-President: Devanesan Evanson Listing, Senior Vice-President: Latifah Hj Mohd Yusof Strategic Planning & International Affairs: Abdul Hamid Sh. Mohamed Market Development, Senior Vice-President: S Loganathan Special Projects, Senior Vice-President: Ku Abdul Rahman Sulaiman Research, Publication & Public Information, Senior Vice-President: Qua Gek Kim Finance & Treasury, Senior Vice-President: Tan Chun Weng Human Resource & Administration, Senior Vice-President: Abdul Razak Amin Group Communications, Senior Manager: Alice Thomas
For Enquiries: Group Communications Division Tel: 03-206 3514
Malaysian Exchange of Securities Dealing & Automated Quotation Bhd (MESDAQ) Suite 50-12-2, 12th Floor, Wisma UOA Damansara, 50 Jalan Dungun, Damansara Heights, 50490 Kuala Lumpur.
Telephone: 03-925 5959 Facsimile: 03-925 9590
Executive Chairman: Khairil Anuar Abdullah President: Abdullah Abdul Hamid
Market Development, Senior Vice-President: Maria Raj Abdullah Corporate Communications, Senior Vice-President: Junita Shah Training & Education Unit, Vice-President: Rohaizah Hussin Corporate Communications Unit, Assistant Vice-President: Shareen Abdul Ghani Legal & Membership, Vice-President: Ung Su Ling
For Enquiries: Corporate Communications Unit Tel: 03-926 2507; Fax 03-925 9590; E-mail: [email protected]
Malaysia Monetary Exchange Bhd (MME) 4th Floor, City Point Dayabumi Complex, Jalan Sultan Hishamuddin, 50050 Kuala Lumpur. P O Box 11260, 50740 Kuala Lumpur.
Telephone: 03-293 6822 Facsimile: 03-273 8057
Telex: MA 31472 Homepage: www.jaring.my/mme E-mail: [email protected]
Executive Chairman: Dato' Syed Abdul Jabbar Shahabudin General Manager: Mohd Azwar Mahmud
Business Planning & Development, Assistant General Manager: Roszy Non Legal/Corporate Affairs, Manager: Monica Sim Lay Bee Audit & Compliance/Surveillance, Manager: Eng Hup Tat Floor Operations, Manager: Jimmy Wong Joon Sai Management Information System, Manager: Jeffrey Yem Voon Cheat Education & Promotion, Assistant Manager: Mohd Rozainol Mohd Bahari Membership & Public Relations, Assistant Manager: Badiah Hanim Abu Bakar Audit & Compliance/Surveillance, Assistant Manager: Rosli Mahmood Floor Operations, Assistant Manager: Moriazi Dato' Mohamad
For Enquiries: Mohd Azwar Mahmud, General Manager. Tel: 03-293 6822
Clearing House
Malaysian Derivatives Clearing House Berhad (MDCH) 5th Floor, Citypoint, Dayabumi Complex, Jalan Sultan Hishamuddin, P O Box 13026, 50796 Kuala Lumpur.
Telephone: 03-294 5070 Facsimile: 03-294 5040
Chairman: Dato' Syed Abdul Jabbar Shahabudin Chief Executive Officer: Wong Fay Lee General Manager: Phang Tet Soon
Risk Management, Senior Manager: Cheah Sin Keat
UNIX Support (FMD), Manager: John Ooi Cheng Poh Helpdesk (FMD), Manager: Zulkarnain bin Mohd Ghazali Company Secretary, Senior Manager: Abdul Raihan bin Mohd Yusof Secretarial & Legal Affairs, Manager: Azman Shah bin Md. Yaman Clearing, Senior Manager: Lim Lean Beng Clearing, Manager: Ong Pek Nee
Malaysian Issuing House Sdn Bhd (MIH) 27th Floor, Menara Multi-Purpose, Capital Square, 8, Jalan Munshi Abdullah, 50100 Kuala Lumpur. P O Box 13269, 50804 Kuala Lumpur.
Telephone: 03-293 2075 Facsimile: 03-293 0858
Chairman: Dato' Nik Mohamad Sidek Nik Abu Bakar General Manager: Chew Kat Nyap
Information Technology, Manager: Abdul Hadi bin Abdul Aziz Finance & Administration/Company Secretary, Manager: Mohamad Azlan bin Mohamad Alam Internal Audit, Manager: Mohamad Tunggul Prakoso bin Suwandi Operation, Assistant Manager: Muhamad bin Ibrahim
For Enquiries: Chew Kat Nyap, General Manager. Tel: 03-293 2075
MIDF Consultancy and Corporate Services Sdn Bhd (MIDFCCS) Level 12, Bangunan MIDF, 195-A Jalan Tun Razak, 50400 Kuala Lumpur.
Telephone: 03-261 3355 Facsimile: 03-261 7161
Chairman: Tan Sri Zulkifli bin Mahmood General Manager: Mohamad Shuib bin Hj Abd Ghani Deputy General Manager I/Company Secretary: Shahnaz Radhiah bt Zulkifli Deputy General Manager II: Haji Mustapha bin Hashim
Computer Centre, Senior Manager: Mohd Ishkandar bin Adanan Public Issue/Marketing, Manager: Kasmawati bt Sulong Share Registration, Manager: Abdul Nasir bin Ahmad Daud Finance/Administration, Manager: Ghani bin Mohd Yassin Internal Audit, Officer: Al Husin bin Hj Minal Public Relations, Officer: Shahrul Bariah bt Mohd Rejab
For Enquiries: Shahrul Bariah bt Mohd Rejab, Officer, Public Relations. Tel: 03-261 3355; Fax: 03-261 7161
Central Depository
Malaysian Central Depository Sdn Bhd (MCD) 6th Floor, Exchange Square, Bukit Kewangan, 50200 Kuala Lumpur.
General Manager: Md Nor Ahmad Depository, Assistant General Manager: Zainuddin Alang Mamat Corporate Affairs, Legal & Compliance, Assistant General Manager: Selvarany Rasiah Information Technology, Senior Manager: Ang Ting Kang
For Enquiries: Anna Mah, User Relations Section. Tel: 03-206 2099; E-mail: [email protected]
Rating Agencies
Malaysian Rating Corporation Berhad (MARC) 7th Floor, Block C, Bank Negara Malaysia, Jalan Dato' Onn, 50480 Kuala Lumpur.
Chairman: Mohammad Abdullah President/Executive Director: Zaiton Mohd Hassan
Ratings, Senior Vice President: Mohd Izzuddin Mohd Yusof Ratings, Vice President: Amy Ho Li Lian Ratings, Vice President: Mona Mohd Noor Business Development, Senior Vice President: Kiran Jeyabalan
For Enquiries: Kiran Jeyabalan, Senior Vice President. Cheah Kin Choong, Vice President. Tel: 03-297 0398
Rating Agency Malaysia Berhad (RAM) 23rd Floor, Wisma Cyclecarri, 288 Jalan Raja Laut, 50350 Kuala Lumpur.
Chief Executive Officer/Executive Director: Dato' C Rajandram Executive Director: Dr Raja Lope Raja Shahrome General Manager: Wong Fook Wah General Manager: Suresh Menon
Financial Services Rating Group, Manager: Jeffrey Tan Infrastructure, Utilities & Real Estate Rating Group, Manager: Denise Thean International Ratings & New Product Group, Manager: Kirby Lee Islamic Debt, Transportation & Industrial Product Rating Group, Manager: Liza Mohd Noor Mining, Consumer Product, Trading Services & Insurance Rating Group, Manager: Chris Lee Economics & Market Research, Manager: Dr Yeah Kim Leng Business Development & Information Services, Manager: Wong Wai Mun
For Enquiries: Wong Fook Wah, General Manager. Tel: 03-293 6108 ext 241 Suresh Menon, General Manager. Tel: 03-293 6108 ext 242
Stockbroking Firms
A A Anthony & Co Sdn Bhd 41-1-1 & 41-2-1, Jalan Cantonment, 10250 Penang.
Telephone: 03-343 9999 Facsimile: 03-343 3872
Chairman: Haji Abdul Rahim bin Mohd Ibrahim Managing Director: Lee Tak Suan Executive Director: Sia Say Yee Executive Director: Ee Beng Guan General Manager: Ban Chee Kheong General Manager: Wong Kok Liang
Trading, Operations Manager: Gan Liong Chee Settlement, Operations Manager: Michael Liao Compliance & Legal, Manager: Suhana Tokea Credit Control, Manager: Mohd Nazmi Rosli Senior Accountant: Yap Siew Ying Institutional Sale, Senior Manager: Junaimah Jauhar Dealer, Team Leader: Norshashimah Dealer, Team Leader: Low Kian Chuan Corporate Finance, General Manager: Ong Meng Teck
Alor Setar Securities Sdn Bhd T-30, 2nd Floor, Wisma PKNK, Jalan Sultan Badlishah, 05000 Alor Setar, Kedah.
Telephone: 04-731 7088
Facsimile: 04-731 8428
Managing Director: Dato' Dr Haji Sallehuddin bin Kassim Executive Director: Tuan Haji Mansor Hussin
Financial Controller: M Sundararaj Settlement Executive: Rosli bin Ismail CDS Executive: Doris Tan Investment Analyst: Mohamed Hilmi Said Accounts Executive: Chong Phaik See
For Enquiries: Shima/Christine. Tel: 04-700 6328, 04-700 6339
Amsteel Securities (M) Sdn Bhd 1st, 2nd, 3rd & 4th Floors, Wisma Amsteel Securities, 1, Jalan Lintang Pekan Baru, Off Jalan Meru, 41050 Klang, Selangor.
For Enquiries: Ban Chee Kheong, General Manager, Operations. Tel: 03-343 9999 ext 306, 03-343 3861
Arab-Malaysian Securities Sdn Bhd 15th Floor, Bangunan Arab-Malaysian, 55 Jalan Raja Chulan, 50200 Kuala Lumpur. P O Box 11106, 50736 Kuala Lumpur.
Managing Director: Lee Siang Chin Executive Director/Chief Economist: Mustafa Haji Mohd Nor
Institutional Sales, Director: Ahmad Bachok Operations & Retail Business, Senior General Manager: Lee Yew Kin
For Enquiries: Shaharuddin Hassan, AGM, Operations. Tel: 03-238 2788
BBMB Securities Sdn Bhd Level 2, 3, 4 & 17, Letter Box No 2, Menara Olympia, 8 Jalan Raja Chulan, 50200 Kuala Lumpur. P O Box 10584, 50718 Kuala Lumpur.
Operations, General Manager: Lim Ah Lay Retail Business Development, General Manager: Abdul Jalil Yaakob Research, General Manager: Rashidan Shah Abdul Rahim Custodial Services, Manager: Md Yusuf Hamzah
For Enquiries: Abdul Jalil Yaakob, General Manager, Retail Business Development. Tel: 03-201 9900
BIMB Securities Sdn Bhd Level 1 & 2, Block Podium, Bangunan AMDB, 1 Jalan Lumut, 50400 Kuala Lumpur.
Telephone: 03-443 3533 Facsimile: 03-441 3433
Executive Chairman: Dato' Dr Abdul Halim bin Ismail
Finance & Operations, Senior Manager: Idris bin Md Tahir Head of Dealing: Mohd Ghazali Abu Bakar Head of Fund Management: Zaidi bin Mohammad Head of Operations: Mohd Hanip bin Maah Head of Credit Control: Sofiah Chong Abdullah
For Enquiries: Idris bin Md Tahir, Senior Manager, Finance & Operations. Tel: 03-441 2105
Botly Securities Sdn Bhd 1st Floor, Plaza Teh Teng Seng, No. 227 Jalan Kampar, 30250 Ipoh, Perak.
Executive Director: Ee Beng Wat Executive Director: Arthur Too Hai Ong Executive Director: Yaw Chun Soon
CDS & Settlement, Senior Manager: Teoh Ghim Loo Accounts, Senior Manager: Kansra Devi Margin, Senior Manager: Jacinta Au Yong CCD, Manager: Chan Lai Peng Trading, Manager: Tan Kwee Lee Contract & Legal, Manager: Daljit Kaur a/p Lall Singh Trading (BDU), Manager: Rosiah bt Abas Registration, Assistant Manager: Faizah bt Ishak
For Enquiries: Ooi Cho Khan, Manager, Corporate Affairs. Tel: 05-253 1313 ext 111
CapitalCorp Securities Sdn Bhd Level 1 & 2, Block G Central, Pusat Bandar Damansara, Bukit Damansara, 50490 Kuala Lumpur.
Telephone: 03-254 9966 Facsimile: 03-254 8595
Chief Executive Officer: Ibrahim bin Yaacob Executive Director: Mohd Yusof bin Pandak Yatim
Senior Vice-President, Finance & Operations: Vivien Yap Siew Wah Credit Control, Vice-President: Abdul Rahim bin Abdullah Institutional Business, Vice-President: Dzakwan bin Mansori Recovery & Legal Affairs, Vice-President: Mukhtiar Kaur d/o Surat Singh Research, Vice-President: David Yong Chuan Lock Margin, Assistant Vice-President: Loy Churan Shyong Compliance, Assistant Vice-President: Azman bin Abdullah Accounts & Finance, Assistant Vice-President: Mohd Nizar Taziri bin Mohd Taib Settlement, Assistant Vice-President: Hadi @ Mawi bin Ahmad Contract, Senior Officer: Mohd Nadzri bin Mohd Nor Nominee, Senior Officer: Mohd Rizal bin Basri CDS, Senior Officer: Mohd Nor bin Mohamed Bank Pledging, Officer: Sanayah bt Kassim
For Enquiries: Jahlilawatee bt Mohd Yousoff @ Yusof, Assistant Vice-President, Head of Personnel & Administration. Tel: 03-254 9966 ext 390, 03-466 5015 (direct)
CIMB Securities Sdn Bhd 9th Floor, Commerce Square, Jalan Semantan, Damansara Heights, 50490 Kuala Lumpur. P O Box 10126, 50704 Kuala Lumpur.
Telephone: 03-253 2288 Facsimile: 03-253 5533 Telex: MA 30991 CIMSEC
Chief Executive Director: Mohd Shukri Hussin Executive Director: Gan Soo Jin Executive Director: Kanajan Samypullay
International Sales, Senior Vice-President: Andrew Wong Yoke Leong Research, Senior Vice-President: Damian Dielenberg Interbroke, Senior Vice-President: David Lim Meng Hoe Private Client, Senior Vice-President: Gary Loong Sze Tung Domestic, Senior Vice-President: Johari bin Abdul Muid Research/Strategy, Senior Vice-President: Kon Wui Seng Economics, Senior Vice-President: Patrick Er Teck Hock
Chief Executive Officer: Lim Kuan Yew Finance Manager: Simon Wee Howe Yew Accounts Manager: Ng Wai Yee
Finance Manager: Simon Wee Howe Yew Accounts Manager: Ng Wai Yee Head of Margin: Azlan Zahari Mohd Zahid Credit Control Manager: T Kanagarajah s/o Thuryrajah Operations Manager: Monica Chan Ooi Keat Research Manager: Lai Poh Seng
For Enquiries: Simon Wee Howe Yew, Finance Manager. Tel: 03-756 7670
HLG Securities Sdn Bhd 21st Floor, Wisma HLA, Jalan Raja Chulan, 50200 Kuala Lumpur.
Telephone: 03-202 2778 Facsimile: 03-202 2075 Telex: MA 31097, MA 21460
Executive Director: Omar bin Zolkifli
Retail Business, General Manager: Kenny Lee Finance, Group Financial Controller: Lim Boon Soon Head of Research: Lim Soo Chong Institutional Sales, Senior Manager: Ong Keng Wee Settlements, Manager: Tony Ng
For Enquiries: Lai Voon Keat, Manager, Corporate Planning. Tel: 03-202 2778
Hwang-DBS Securities Berhad Levels 2, 3, 4, 7 & 8, Wisma Sri Pinang, 60 Green Hall, 10200 Penang.
Managing Director: Dato' Hwang Sing Lue Executive Director: Hwang Lip Teik Executive Director: YAM Tunku Nadzaruddin Ibni Tuanku Ja'afar Executive Director: Tan Poh Chye
Operations, General Manager:Keong Si Hark Business Development, Senior Manager: Teoh Teik Kee Corporate & Legal, Senior Manager: Chen Mun Peng Trading, Senior Manager: Tan Lee Peng Institutional Dealing, Senior Vice-President: Hwang Yee Tuan Information Technology & Operations Planning, Senior Manager: Ronnie Tan Tai Ngee Settlement, Senior Manager: Leong Weng Fook Head of Research: Ng Han Sing Corporate Finance, Senior Vice-President: Jerry Chin Kuet Lee
For Enquiries: Keong Si Hark, General Manager, Operations. Tel: 04-263 0032 Teoh Teik Kee, Senior Manager, Business Development. Tel: 04-263 2082
Innosabah Securities Sdn Bhd 11 Equity House, Block K, Sadong Jaya, Karamunsing, 88100 Kota Kinabalu, Sabah.
Executive Director: Abdul Majid bin Mohd Harun Executive Director: Pang Poh Ping
Information Systems, Senior Manager: Chew Yong Kiang
Finance & Administration, Manager: John Tan Peng Margin, Manager: Mohd Abdul Raushin A Razak Head of Operations: Mark Lincoln Ooi Head of Research: Ooi Soon Beng
For Enquiries: Kuok Wee Kiat, Senior General Manager. Tel: 03-244 3822 Yap Foong, General Manager. Tel: 03-244 1898
JB Securities Sdn Bhd Suite 7.1 & 7.2, Level 7, Menara Pelangi, 2 Jalan Kuning, Taman Pelangi, 80400 Johor Bahru, Johor.
Telephone: 07-333 2000 Facsimile: 07-335 4728 Telex: JBSEC MA 060166
Dealing, Director: Yong Yuen Fatt Business Development, Vice-President: Dr Khairuddin Damhoeri Finance, General Manager: Lee Chee Kai Operations, General Manager: Leong Sek Hoe Operations, Senior Manager: Nazri Shahudin Credit Control, Manager: Thia Yew Cheong Research, Manager: Phua Lee Kerk Finance, Manager: Chin Wan Seng
For Enquiries: Steven Lau, Manager, Organisations & Methods. Tel: 03-202 5375
K & N Kenanga Berhad 801, 8th Floor, Pernas International, Jalan Sultan Ismail, 50250 Kuala Lumpur.
Executive Director/Chief Executive Officer: Mohd Nasir bin Ali Finance & Operations, General Manager:Habshah bt Mohamed Dealing & Sales, General Manager: Raja Shaharudin Shah bin Raja Jalil Shah Corporate Finance, General Manager: Fong Wai Leong
Administration & Planning, Manager: Abdul Rauf bin Md Zainol Abidin Credit Control, Manager: Cheong Swee Keong Operations, Manager: Fazellah bt Mohd Yusof Audit, Manager: Roy Winston George Research, Manager: Soh Meng Hui Dealing, Manager: Tan Kaing Hoou Finance, Manager: Teh Kay Yeong Compliance & Margin, Manager: Wan Nooraribah Ishak EDP, Manager: Yong On Chiang Human Resources, Assistant Manager: Patricia Dass
Tel: 03-244 9322
Labuan Securities Sdn Bhd Unit E004 & E005, 1st Floor, Podium Level, Financial Park, Jalan Merdeka, 87000 Wilayah Persekutuan Labuan.
Dealing & Research, General Manager: Abdul Halim Haji Noordin Institutional Dealing, Senior Manager: Jasmani Ahmad Group & Institutional Dealing, Manager: Zainudeen Yusoff Institutional Sales, General Manager: Simon Parker Operations, General Manager: Norazizi Mohd Rashid Operations, Manager: Tio Wah Credit Control & Margin, Manager: Mohd Azham Mohd Said Credit Control & Margin, General Manager: Ahmad Fisal Abdul Rahman Business Development & Public Affairs, Manager: Ahmad Sofian Abdullah Compliance, Manager: Simon Leong
For Enquiries: Jamilah Ishak, Officer, Public Affairs. Tel: 03-232 3822 ext 2946
MBf Northern Securities Sdn Bhd 71, Jalan Lim Bo Seng, 30300 Ipoh, Perak.
Telephone: 05-254 8999 Facsimile: 05-241 2716
Executive Director: Thomas Chong Senior Vice-President: Choo Tiam Chai
Finance, General Manager: Tan Ban Leng Operations, General Manager: Michael Tan
For Enquiries: Nicole, Secretary. Tel: 05-254 8999
Mercury Securities Sdn Bhd Ground, 1st, 2nd & 3rd Floor, Wisma UMNO, Lorong Bagan Luar Dua, 10200 Butterworth, Penang.
Executive Director: Chew Sing Guan Executive Director: Mat Zuki bin Mahmud
Operations I, Manager: Foong Kee Yan Operations II, Manager: Nicky Chew Settlement & Treasury, Senior Accountant: Gan Li Li Credit Control & Margin Financing, Senior Officer: Teo Lee Peng, Khairul Anuar bin Haji Hassan Contracts, Officer: Murshid Daud Research, Senior Officer: Ch'ng Kien Hong, Dr Abdul Ghani bin Shafie CDS, Senior Officer: Lee Geok Sun
Dealing: Wan Mohd Ismail bin Wan Hussain
For Enquiries: Chew Sing Guan, Executive Director. Tel: 04-332 2123
MGI Securities Sdn Bhd 1st & 2nd Floor, Wisma MGIC, No. 38 Jalan Dang Wangi, 50100 Kuala Lumpur.
Executive Chairman: Abdul Ghani Ahmad Managing Director: Mohaiyani Shamsudin Executive Director: Abdul Hamid bin A Samad Executive Director: Nik Aminaldin bin N Jaafar Executive Director: Alan Chin Kok Keng General Manager: Raymond Kee Cheng Hon
Institutional Business, Executive Director: Alan Chin Kok Keng Operations, Senior Manager: Abdul Rahim Ab Rashid Retail Business, Senior Manager: Ng Weng Seng Research, Senior Analyst: Mohd Amin bin Abdul Manap
For Enquiries: Raymond Kee Cheng Hon, General Manager. Tel: 03-719 7345
OCBC Securities (Melaka) Sdn Bhd 579, 580-581A & B, Taman Melaka Raya, 75000 Melaka.
Telephone: 06-282 5211, 03-284 5211 (General Line) Facsimile: 06-284 4861 Telex: OSM MA 062658
Executive Director: Jimmy Tan Soo Sum Executive Director: Chow Yoke Pui Executive Director: Loh Teck Yen Executive Director: Latiff Tamby Chik Executive Director: Yoichiro Sano General Manager: Lim Boon Ling
Financial Controller: Mary Tan Siew Hui Assistant General Manager: Lim Jit Seng Assistant General Manager: Wong Mong Nee Information Technology Manager: Allaxe Yap Kok Wah Research Manager: Louie Ooi Swee Aik
For Enquiries: Lim Ai Leng & Sally Ng, Personnel & Administration Dept. Tel: 06-282 5211, 03-284 5211
O.S.K. Securities Berhad 10th Floor, Plaza OSK, Jalan Ampang, 50450 Kuala Lumpur.
Managing Director/Chief Executive Officer: Ong Leong Huat Executive Director: Wong Chong Kim Executive Vice-President: Eddy Chieng Ing Huong
Institutional Dealing, Executive Vice-President: Nik Halim bin Nik Daud Institutional Sales, Executive Vice-President: Gary Tang Kok Lian Research, General Manager: Leong Hon Sze Unit Trust, General Manager: Michael Tan Lib Chau Futures & Options, General Manager: Steven Lai Choon Lim Corporate Finance, Assistant General Manager: Calvin Goh Sin Huat
For Enquiries: Wong Chong Kim, Executive Director. Eddy Chieng Ing Huong, Executive Vice-President. Tel: 03-262 4388
PB Securities Sdn Bhd 20th-22nd Floor, Menara PanGlobal, No. 8 Lorong P Ramlee, 50250 Kuala Lumpur.
Telephone: 03-201 3011 Facsimile: 03-201 2533 Telex: PB MA 31072
Chief Executive Officer: Robert Yeoh Keat Hin Executive Officer: Mohamed Nizam Razak General Manager: Rashid Ismail
Head of Finance: Teh Poh Chuan Head of Operations: Ng Ing Peng Credit, Manager: Nooraini Ashaari Head of Corporate Finance: Gerald Ong Chong Keng
For Enquiries: Molly Tong Yuet Meng, Head of Secretariat. Tel: 03-201 3011
Pengkalen Securities Sdn Bhd 1st Floor, Menara Pengkalen, No. 2 Jalan Changkat Ceylon, 50200 Kuala Lumpur.
Telephone: 03-244 8055 Facsimile: 03-244 8082 Telex: MA 31186
Executive Director: Eddy Leong Kok Wah Executive Director: Loo Kok Yuen Executive Director: Noorjehan Rahima bt Abdul Hamid Jumat Chief Operating Officer: Sneah Kar Loon Vice-President: Mohamed Jamal bin Dato' Mohd Ramli
Peninsula Securities Sdn Bhd Level 2, Menara Pelangi, Jalan Kuning, Taman Pelangi, 80400 Johor Bahru, Johor.
Executive Director/Chief Executive Officer: Yong Yoong Fa Executive Director: Er Chin Her Executive Director: Haji Rahmat bin Awi Assistant General Manager: Ismail bin Ahmad
Operations, Manager: Tan Cho Cho Credit Administration, Manager: Chang Koon Choon Finance & Accounts, Manager: Michelle Lim Su Pei Trading (Retail), Manager: Wan Zakaria bin Abdullah Business Development, Manager: Rosslan bin Pauzi
Executive Chairman: Tan Sri Dato' Abdul Rashid Hussain Principal Officers: Tajul Ariffin Mohd Tahir, Saiful Bahri Zainuddin, Christopher Chia, Toshihiko Takahashi
Domestic Sales: Saiful Bahri Zainuddin International Sales: Christopher Chia Japanese Sales: Toshihiko Takahashi Interbroker Sales: Lim Geok Khoon Corporate Finance: Chartchai Sae s/o Pusavat Finance & Accounts: Tan Liling Settlement: Benedict Ler Sing Lee Internal Audit: Lam Jin Fatt Credit: Low Yek Moo
Executive Director/Chief Executive Officer: Benny Ng Wu Hong Executive Director: Hajjah Shahnaz Majid Mahmud
Corporate Affairs, Director: Au How Leng Research, General Manager: Hudson Teh Operations, General Manager: Hajjah Masnah Salleh Operations, Assistant General Manager: Lim Lian Hua
For Enquiries: Hajjah Masnah Salleh, General Manager, Operations. Tel: 082-308 802
SBB Securities Sdn Bhd 51-53 Persiaran Greenhill, 30450 Ipoh, Perak.
Executive Director/Chief Executive Officer: Lau Yew Kong Dealing Director: Lee Seang Seng
Settlement, Manager: Selina Wong Credit Control, Manager: Khoo Ann Ming CDS, Manager: Christine Wong Custodian, Manager: Doris Chan Finance, Financial Controller: Lam Hor Seng Dealing - Institutional Sales & Dealing, Assistant Manager: Hazlina Hanim Dealing - Private Clients, Vice-President: Md Fadzil bin Adnan Head of Client Service: Junai Wadi
For Enquiries: Lau Yew Kong,
Seagroatt & Campbell Sdn Bhd 30th Floor, The Weld Tower, 76 Jalan Raja Chulan, 50200 Kuala Lumpur.
Telephone: 03-208 1600 Facsimile: 03-208 1903 Telex: MA 32816
Managing Director: Ahmad bin Kadis Senior General Manager: Abdul Wahab Nan Abidin
Operations, General Manager: Ng Kwai Ching
SJ Securities Sdn Bhd Level 3, Holiday Villa, No. 9 Jalan SS12/1, 47500 Subang Jaya, Selangor.
Telex : SJSEC MA 36157 Executive Director
: Ahmad Azman Abdul Manaf Patrick Soh Kim Ngiap
Director: Abdul Rauf Ramli
General Manager, Operations: Kong Seng Huat Head of Investment & Economic Research: Peter Lim Poh Ho Head of Institutional Sales: Freddie Chew Sun Ghee Head of Operations: Tan Jui How Head of Finance: Kong Jing Yee Head of Credit Control: Chan Wai Keong Head of Margin: Anna Chew Head of Retail Business: Adrian Thong Chee Thim Head of Internal Audit: Tan Hoe Boon
For Enquiries: Rusnan Hassan, Assistant Manager, Human Resources & Administration. Tel: 03-734 0202 ext 222 Azzatullina Pawanchik, Executive Liaisons & Public Relations. Tel: 03-734 0202 ext 225
SimeSecurities Sdn Bhd 21st Floor, Bangunan Sime Bank, 4 Jalan Sultan Sulaiman, 50000 Kuala Lumpur.
Head of Private Clients: Gary Tan Chong Pen Head of Sales: Yusof Anuar Yaacob Dealing, Senior Dealer: Michael Ong Securities, Manager: Janice Lau Credit, Credit Controller: Tan Li Li Accounts, Manager: Ong Ah Chye Management Accounts, Manager: Kelvin Tan
For Enquiries: John Tan Giap How, Chief Executive Officer. Tel: 04-200 5999
Soon Theam Securities Sdn Bhd 111, Jalan Macalister, 10400 Penang.
Finance, Manager: Koh Cheng Siew Settlement, Manager: Tan Dau Lim Credit, Manager: Rahmad bin Abd Aziz Dealing, Dealer's Representative: Ahmad Ezzanee Azizan bin Mohd Ali Azizan
For Enquiries: Koh Cheng Siew, Manager, Finance. Tel : 06-284 9884 Rahmad bin Abd Aziz, Manager, Credit. Tel : 06-282 8417
TA Securities Berhad Menara TA One, 22 Jalan P Ramlee, 50250 Kuala Lumpur.
Executive Chairman: Datuk Tony Tiah Thee Kian Managing Director: Datin Tan Kuay Fong (Alicia Tiah)
Business Development, Chief Executive Officer: Georgie Lee Heng Fatt Corporate Finance, General Manager: Philip Chang Business Development, Assistant General Manager: Kimmy Khoo Poh Kim Operations, Assistant General Manager: Janice Lau Dealing, Assistant General Manager: Serena Gnan Islamic Stockbroking, Senior Manager: Rugayah Gaus
For Enquiries: Lee Teck Choy, Manager, Customer-Remisiers Relations. Tel ; 03-232 1277
Taiping Securities Sdn Bhd 21 Jalan Stesen, 34000 Taiping, Perak
Managing Director: Thong Wai Loen Director: Thong Yue Leong Director: Datuk Haji Ali bin Esa Director: Thong Miew Peng
Assistant General Manager: Choo Beng Pin Head of Research: Nancy Wei Trading, Supervisor: Yeap Sock Sin Contract, Supervisor: Ang Cheng Hoon Margin/SBL/Custodian, Supervisor: Teh Teik Leong Securities, Supervisor: Jane Khoo Leng Choo Securities, Supervisor: Helen Ho Thai Heng CDS, Supervisor: Liang Poh Chin
United Traders Securities Sdn Bhd 6th & 12th Floor, Bangunan Mayban Trust, 3 Penang Street, 10200 Penang.
Managing Director: Abang Zainal Abidin bin Abang Ahmad Executive Director: Wong Kum Piew
Head of Trading: Abdul Ghafur bin Hanafi Head of Finance: Saw Eng Hock Head of Margin/Credit Control: Salina bt Shaari Head of Operations: Lee Ooi Hin Head of EDP: Ramli Osman
For Enquiries: Norazmi bt Aziz, Administration Executive/Secretary. Tel : 04-976 5200
WK Securities Sdn Bhd A-397, A-399 & A-401, Taman Sri Kuantan III, Jalan Beserah, 25300 Kuantan, Pahang Darul Makmur.
Telephone: 09-566 0800 Facsimile: 09-566 0801
Executive Director: Zainal bin Ahmad
Accounts, Senior Manager: Kong Seng Thiam Credit Control, Senior Manager: Yee Meng Phang CDS/Scrip, Manager: Pan Kwe Chin
For Enquiries: Yee Meng Phang, Senior Manager. Tel : 09-566 0800
Futures and Commodity Brokers Affin Futures Sdn Bhd 7th Floor, Menara Boustead, Jalan Raja Chulan, 50200 Kuala Lumpur.
Executive Director: Mazli Mukti Finance/Settlement Manager: Richard Tan Head of Dealing: Norazmi bin A Wahid Floor, Manager: Mohd Razip Adam Compliance, Officer: Anne Wong
For Enquiries: Mazni Junaidah, Secretary. Tel : 03-230 9596
Amanah Futures & Options Sdn Bhd Suite 22.2, 22nd Floor, Bangunan MAS, Jalan Sultan Ismail, 50250 Kuala Lumpur.
Accounts, Manager: Khalidah Ismail f Settlement, Manager: Chen Thien Yan Dealing, Futures Brokers' Representative: Adrian Chin Chee Leong Compliance, Officer: Nik Arma bin Nik Yahya
For Enquiries: Fredde P C Tiang, Chief Executive Officer. Tel : 204 1863
CIMB Futures Sdn Bhd Ground Floor, Commerce Square, Jalan Semantan, Damansara Heights, 50490 Kuala Lumpur.
Executive Chairman: Mohd Haniff bin Abdul Aziz Executive Director: Dr Yong Yuan Tan
Business Development Manager: Abdul Rahman bin Haji Harun Institutional Sales, Dealer: Jordan Lee Kok Chuan Compliance, Officer: Janakky Raju Settlement, Manager: Ow Kar Yee Accounts, Executive: Chen Yoke Heng
For Enquiries: Janakky Raju, Officer, Compliance. Tel : 03-264 9964
HDM Futures Sdn Bhd 1st Floor, Plaza MBf, Jalan Ampang, 50450 Kuala Lumpur.
Executive Director: Alex Hwang Director: YAM Tuanku Nadzaruddin Ibni Tuanky Ja'afar Dealing Director (KLCE, MME): JB Lim Assistant General Manager: Ng Kian Why
Trading, Manager: Tan Lee Poh Business Development, Manager: Andrew Lim
For Enquiries: Ng Kian Why, Assistant General Manager Tel : 03-262 1886
HLG Futures Sdn Bhd 20th Floor, Wisma HLA, Jalan Raja Chulan, 50200 Kuala Lumpur.
Chairman: Chan Guan Seng Executive Director: Christopher A Podbury Operations, General Manager: Wong Yoke Weng Operations, Manager: Chee Lye Yoong Compliance, Officer:Tan Tai Bian
For Enquiries: Christopher A Podbury, Executive Director. Tel : 03-834 1261
Kaf-Refco Futures Sdn Bhd 18th Floor, Menara Boustead, Jalan Raja Chulan, 50200 Kuala Lumpur.
For Enquiries: Sree Kumar a/l C K Nayar, Executive Director. Tel : 03-248 9799
Kenanga Deutsche Futures Sdn Bhd (formerly known as Kenanga DMG Futures Sdn Bhd) 3rd Floor, Pernas International, Jalan Sultan Ismail, 50250 Kuala Lumpur.
Director: Lim Kina Onn Director: Zarim bin Abdul Aziz General Manager: Tan Teng Heng
Compliance, Manager: Khoo Chin Leng
For Enquiries: Tan Teng Heng, General Manager. Tel : 03-262 6820
Lion Commodities & Futures Trading Sdn Bhd (formerly known as Multi-Purpose Commodity Trading Sdn Bhd) Suite 39.02, Level 39, Menara Lion, 165 Jalan Ampang, 50450 Kuala Lumpur.
Executive Chairman: Dato' Nik Kamaruddin Ismail Director: Dennis Lai Teck Kong
For Enquiries: Simon Chee Kim Seong, Executive Director. Tel : 03-292 1088
Pro Futures Sdn Bhd 17-1, Jalan Telawi Dua, Bangsar Baru, 59100 Kuala Lumpur.
Telephone: 03-282 4706 Facsimile: 03-282 4715 Telex: MA 31508 PROFU
Director: Chan Ze Hoi Assistant General Manager: Edric Oh Thiam Hoe
Business Development, Manager: Lim Hoy Chee
For Enquiries: Goh Peck Im, Secretary Tel : 03-282 4706
Rashid & Zaki Derivatives Sdn Bhd Lot 5, Level 1, Block F, Pusat Bandar Damansara, Bukit Damansara, 50490 Kuala Lumpur.
Telephone: 03-252 5100 Facsimile: 03-254 8400
Managing Director: Mohamed Ali Ghazali
Compliance, Officer: Johan A Razak Finance & Operations, Executive: Zah Murat Mohamad Zah Trading, Futures Broker's Representatives: Steve Yap, Norman R A Noordin, Shariza Ibrahim.
For Enquiries: Johan A Razak, Compliance Officer. Tel : 03-252 5100
RHB Futures Sdn Bhd Level 3, Tower One, RHB Centre, Jalan Tun Razak, 50400 Kuala Lumpur.
Principal Officers: Thong Wai Loen, Thong Yue Leong, Choo Beng Pin Head of Operations: Tan Kean Kean Trading, Futures Broker's Representative: Michael C K Tan Trading, Futures Broker's Representative: Yao Yong Joon Compliance Personnel: Yeoh Bee Pheng
For Enquiries: Choo Beng Pin, Director Tel : 04-263 8287
Transcommodities Futures (M) Sdn Bhd 1st Floor, Wisma Transcomm, 301-303, 2 ¼ Mile, Jalan Ipoh, 51200 Kuala Lumpur.
Telephone: 03-444 7777 Facsimile: 03-444 3806
Executive Director: Lim Soo Ka Director: Lim Soo Kok
Trading, Manager: Jasper Chai Settlement, Manager: Pam Lim Accounts, Financial Controller: Peter Toi Floor, Manager: Tai Teck Soon
For Enquiries: Jasper Chai, Trading Manager Tel : 03-03-444 777
Ultimate Futures (M) Sdn Bhd 17th Floor, MUI Plaza, Letter Box 52, Jalan P Ramlee, 50250 Kuala Lumpur.
Assar Asset Management Sdn Bhd (formerly known as PASB Asset Management Sdn Bhd) Lot 441, 3rd Floor, Bangunan Tuanku Muhd Al-Idrus, Jalan Kulas, 93400 Kuching, Sarawak.
Telephone: 082-231 385 Facsimile: 082-258 841
Chairman: Datuk Haji Abdul Aziz Haji Husain Managing Director: Ghazali Ismail Director: Wan Suleiman Wan Sadi
Chairman: Datuk Haji Mohamad Taha bin Ariffin Director/Company Secretary: Ng Seng Bee General Manager: Raymond Tang
For Enquiries: Raymond Tang, General Manager. Tel: 03-243 3454
Commerce Asset Fund Managers Sdn Bhd Level 18, Menara Dato Onn, PWTC, 45 Jalan Tun Ismail, 50480 Kuala Lumpur.
Telephone: 03-298 7166 Facsimile: 03-298 4833
Executive Director: Tunku Ahmad Burhanuddin
Chief Financial Officer: Jenny Pang Head of Fund Management: Tunku Afwida Malek
For Enquiries: Jenny Pang, Chief Financial Officer. Tel: 03-298 7166
Far East Vision Sdn Bhd Bilik 1, 1st Floor, 306-308 Jalan Pudu, 50100 Kuala Lumpur.
Telephone: 03-264 5776 Facsimile: 03-264 5781
First Strategic Asset Management Sdn Bhd* (formerly known as Selecta Ventures Sdn Bhd) Suite 18.03, (Box 79), 18th Floor, Pernas International, Jalan Sultan Ismail, 50250 Kuala Lumpur.
General Manager: Arnold B L Lim Assistant Manager: Steve L H Lim
Analyst: Eric Tan
For Enquiries: Arnold B L Lim, General Manager. Tel: 03-245 1495
Hong Leong Fund Management Sdn Bhd Level 10, Wisma Hong Leong, 18 Jalan Perak, 50450 Kuala Lumpur.
Telephone: 03-264 8826 Facsimile: 03-264 6437
Hwang-DBS Asset Management (M) Sdn Bhd (formerly known as HDM Asset Management Sdn Bhd) 1st Floor, Plaza OSK, Jalan Ampang, 50450 Kuala Lumpur.
Telephone: 03-262 1886 Facsimile: 03-262 1723
For Enquiries: Lee Le Leng, Assistant General Manager. Tel: 03-262 1886
Inter-Pacific Portfolio Managers Sdn Bhd Level 7, Menara Shahzan Insas, 30 Jalan Sultan Ismail, 50250 Kuala Lumpur.
Telephone: 03-244 1888 Facsimile: 03-244 1686 Telex: MA 31469 IPSEC
Director: Abdul Majid bin Haji Mohd Harun Director: Yap Foong Director: Tan Mun Choy
For Enquiries: John Tan Peng, Finance Manager. Tel: 03-244 1888
Intrinsic Capital Management Sdn Bhd 71-1, Jalan Bangkung, Off Jalan Maarof, Bukit Bandaraya, Bangsar, 59100 Kuala Lumpur.
Telephone: 03-252 5600 Facsimile: 03-252 5505
Executive Chairman: Dr Aziz Abu Hassan Executive Director: Dr Aziuddin Ahmad
For Enquiries: Dr Aziz Abu Hassan, Executive Chairman. Tel: 03-252 5600; E-mail: [email protected]
Invescorp Asset Management Sdn Bhd* 12.3, 12th Floor, Wisma Goldhill, 67, Jalan Raja Chulan, 50200 Kuala Lumpur.
Telephone: 03-206 7011 Facsimile: 03-206 7022
IR Asset Management Sdn Bhd Lot 5, Level 1, Block F, Pusat Bandar Damansara, Damansara Heights, 50490 Kuala Lumpur.
Telephone: 03-254 4197 Facsimile: 03-254 4217
Managing Director: Al'Alim Mohd Ibrahim
Investment, Manager: Suhaidi bin Sidik
For Enquiries: Al'Alim Mohd Ibrahim, Managing Director. Tel: 03-254 4246
JMF Asset Management Sdn Bhd (An Association Company of the Johor Corporation & MOCCIS) Suite 2502-3, 25th Floor, Plaza See Hoy Chan, Jalan Raja Chulan, 50200 Kuala Lumpur.
Managing Director: Nicholas Ng Business Development, Manager: Philip Low
For Enquiries: Philip Low, Marketing Manager. Tel: 03-264 8988
Mestika Utama Sdn Bhd 132C, 3rd Floor, Jalan Bukit Bintang, 55100 Kuala Lumpur.
Telephone: 03-242 6354 Facsimile: 03-242 6754
Chairman: Dato' Ibrahim bin Abd Rahman Director: Farizon bt Ibrahim Director: Kee Wah Soong
For Enquiries: Kee Wah Soong, Director. Tel: 03-242 6354
Metrowangsa Asset Management Sdn Bhd (Formerly known as Komplek Metrowangsa Sdn Bhd) C12A - 1 & 2, Jalan Selaman 1, Palm Square, 68000 Ampang, Selangor.
For Enquiries: Aman Shah Zakaria, Managing Director. Tel: 03-719 7345
OUB-TA Asset Management Sdn Bhd Tingkat 25, Menara TA One, 22 Jalan P Ramlee, 50250 Kuala Lumpur.
For Enquiries: Grace Choong
PCB Asset Management Sdn Bhd 10th Floor, Menara Pengkalen, 2 Jalan Changkat Ceylon, 50200 Kuala Lumpur.
Telephone: 03-241 6722 Facsimile: 03-241 0399
Director: Chong Kee Hong Director: Ainum bt Mohd Saaid Director: Yoong Choon Fah Director: Wan Ruzli Muzaffar bin Wan Salaidin
Perdana Technology Venture Sdn Bhd (formerly known as Perdana Management & Consultancy Sdn Bhd) Level 2, Block D, The Mines Waterfront Business Park, The Mines Resort City, 3 Jalan Tasik, 43300 Seri Kembangan, Selangor.
Telephone: 03-945 0414 Facsimile: 03-945 0424
President: Prof Dr Barjoyai Bardai
Marketing, Vice-President: Nublan Zaky Equity Investment, Senior Fund Manager: Shazali Shauf Direct Investment, Senior Manager: Saifuzzaman Abdul Qhadas Finance & Administration, Manager: Johari Kamarudin
Company Director: Dato' Mohamed Salleh Bajuri Managing Director: Andrew McCrea
Business Development, Manager: Richard Chua
For Enquiries: Richard Chua, Manager, Business Development. Tel: 03-201 3290
Permodalan Nasional Berhad 4th Floor, Balai PNB, 201-A Jalan Tun Razak, 50400 Kuala Lumpur. P O Box 11309, 50724 Kuala Lumpur.
Telephone: 03-261 0588 Facsimile: 03-263 3477 Telex: LABUR MA 21373 Cable: MODALAN KUALA LUMPUR Homepage: www.pnb.com.my
Chairman: Tan Sri Dato' Seri Ahmad Sarji bin Abdul Hamid Group Chief Executive: Hamad Kama Piah bin Che Othman Group Company Secretary: Meriam bt Haji Yaacob
Corporate Services Division, General Manager: Jamiah bt Abdul Hamid Finance & Investment Processing Division, General Manager: Siti Ramelah bt Yahya Investment Operations Division, Assistant General Manager: Idris bin Kechot International Fund Management Department, Senior Manager: Ong Euwan George Amanah Saham Nasional Berhad - ASNB, General Manager: Tuan Syed Agel bin Syed Salim Pengurusan Pelaburan ASN Berhad - PPASN, Chief Operating Officer: Mohamad Ishak bin Hamidun Pengurusan Pelaburan ASW 2020 Berhad - PPASW, Chief Operating Officer: Normah bt Hashim Pelaburan Hartanah Nasional Berhad, General Manager: Siti Ramelah bt Yahya Pelaburan Hartanah Nasional Berhad, Senior Manager: Ayub bin Abdul Aziz PNB Equity Resource Corporate Sdn Bhd - PERC, Chief Executive Officer: Hamad Kama Piah bin Che Othman PNB Equity Resource Corporate Sdn Bhd - PERC, Chief Operating Officer: Mior Abdul Rahman bin Miou Mohd Khan PNB Nomura Jafco Management Sdn Bhd, Chief Executive Officer/Executive Director: Hamad Kama Piah bin Che Othman PNB Nomura Jafco Management Sdn Bhd, Executive Director: Takeshi Sugii
For Enquiries: Please refer to the General Line.
PFM Capital Holdings Sdn Bhd UOA Centre, Office Suite Level 19, 19 Jalan Pinang, 50450 Kuala Lumpur.
Telephone: 03-261 5272 Facsimile: 03-261 5329
General Manager: Abdullah Mohamad
Investment Operations, Senior Manager: Mansor Ali Finance & Services, Senior Manager: Zaki Awang Ahmad Investment Research, Manager: Teo Kong Wan
Towry Law Asset Management Sdn Bhd* (formerly known as Matheson PFC Asset Management Sdn Bhd) 7.05-7.07, Level 7, Amoda Building, 22 Jalan Imbi, 55100 Kuala Lumpur.
For Enquiries: Loh Siew Huey, Business Development Officer. Tel: 03-469 8181
Value Capital Sdn Bhd Suite 2202, Level 22, Plaza See Hoy Chan, Jalan Raja Chulan, 50200 Kuala Lumpur.
Telephone: 03-201 8128 Facsimile: 03-201 8129
Vanguard Capital Sdn Bhd 24G, Jalan 10/55A, Taman Setiawangsa, 54200 Kuala Lumpur.
Telephone: 03-456 2064 Facsimile: 03-456 2077
Managing Director: Halimi bin Ibrahim
Head of Investment Management Services: Hyder Shahril bin Mohd Shukor Head of Corporate Finance: Roslan bin Dato' Shamsudin Treasury & Operations, Senior Manager: Badrul Hisham bin Ibrahim
For Enquiries: Halimi bin Ibrahim, Managing Director. Tel: 03-456 2064
YPJ Capital Management Sdn Bhd 12A-14A, 1st Floor, Bangunan YPJ, Jalan Nuri, Larkin Jaya, 80350 Johor Bahru.
Telephone: 07-238 9558 Facsimile: 07-238 9561
Investment Advisors
ABN Amro Asia Equity Research (M) Sdn Bhd (formerly known as ABN Amro Hoare Govett (M) Sdn Bhd) Level 12, Tower 2, MNI Twins, 11 Jalan Pinang, 50450 Kuala Lumpur.(effective June 1998)
Telephone: 03-202 1250 Facsimile: 03-202 1255
Managing Director: John F. Engle
Assistant Director: Patrick Tan Boon Peng
For Enquiries: John F Engle, Managing Director. Tel: 03-202 1250
ADG Capital Sdn Bhd 9, Lorong Jelutong, Damansara Heights, 50490 Kuala Lumpur.
Telephone: 03-254 1288 Facsimile: 03-254 2118
Director: Daud Mah bin Abdullah @ Mah Siew Whye Director: Salbiah bt Shuib
For Enquiries: Daud Mah, Director. Tel: 03-254 1288
Amanah Capital Malaysia Berhad 21st Floor, Bangunan Amanah Capital, 82 Jalan Raja Chulan, 50200 Kuala Lumpur.
For Enquiries: Tan Teng Boo, Managing Director. Tel: 03-272 4211
Caspian Research (M) Sdn Bhd 9th Floor, Menara Keck Seng, 203 Jalan Bukit Bintang, 55100 Kuala Lumpur.
Telephone: 03-248 1118 Facsimile: 03-248 1231
Director: Christopher Heath Director: Simon Peter Loopuit Director: Steven Ronald Clayton Director: Michael Greenall
For Enquiries: Chen Yen Mooi, Cynthia Gloria Louis, Company Secretaries. Tel: 03-248 1118
Cazenove & Co (Malaysia) Sdn Bhd Lot A, Level 7, Tower II, MNI Twins, Jalan Pinang, 50450 Kuala Lumpur.
Telephone: 03-264 6812 Facsimile: 03-264 6816
Chairman/Director: General (Rtd) Tan Sri Dato' Mohd Ghazali Seth Managing Director: Dominic R Pemberton
Head of Research: Law Coo Way
For Enquiries: Dolly Tan, Administration Officer. Tel: 03-264 6812
CLSA (Malaysia) Sdn Bhd (formerly known as Credit Lyonnais Securities (Malaysia) Sdn Bhd) Suite 15-2, Level 15, Menara PanGlobal, Lorong P Ramlee, Off Jalan P Ramlee, 50250 Kuala Lumpur.
Telephone: 03-232 4288 Facsimile: 03-238 4868
Director of Research: Mark Faulkner
Head of Research: Amar Gill
For Enquiries: Amar Gill, Head of Research. Tel: 03-232 4288
Daiwa Securities Adviser Sdn Bhd 29th Floor, UBN Tower, Letter Box 131, No 10 Jalan P Ramlee, 50250 Kuala Lumpur.
For Enquiries: Fiona Leong Wai Yen, Head of Research. Tel: 03-293 6535
Jupiter Research Sdn Bhd Level 7-9, Menara Olympia, 8 Jalan Raja Chulan, 50200 Kuala Lumpur.
Telephone: 03-232 3993 Facsimile: 03-232 3996
Director: Yap Wee Keat Director: Looi Kheng Hwa
For Enquiries: Woo Ping Pun, Company Secretary. Tel: 03-232 3993
Kenanga BNP Prime East Research Sdn Bhd* (formerly known as Prime Research (M) Sdn Bhd) Suite 204, 2nd Floor, Bangunan Pernas International, Jalan Sultan Ismail, 50250 Kuala Lumpur.
Telephone: 03-469 7868
Director: Quek Peck Lim Director: Dr Chong Beng Soon Director: Siti Nor bt Husin Director: Ng Soo Peng
For Enquiries: Foong Weng Chee, Chong Swee Yoon, Company Secretaries. Tel: 03-469 7868
Kleinwort Benson Research (Malaysia) Sdn Bhd 5th Floor, Wisma Genting, 28 Jalan Sultan Ismail, 50250 Kuala Lumpur.
Telephone: 03-202 3823 Facsimile: 03-202 3661
Director/Regional Banks Analyst: Phuah Eng Chye
Analyst: Woo Mun Thye Analyst: Zalman Ismail
For Enquiries: Saidatul Haida Tel: 03-202 3823
Libra Capital Advisors Sdn Bhd 8A Floor, Wisma Genting, Jalan Sultan Ismail, s50250 Kuala Lumpur.
Telephone: 03-262 6820 Facsimile: 03-261 8818
Director: Lee Meng Lai Director: Adnan bin Abdullah @ July Wee Director: Leong Wee Cheong
For Enquiries: Lim Kian Fah, Company Secretary. Tel: 03-262 6820
M & A Research Sdn Bhd* Level 31, Menara Shahzan Insas, 30, Jalan Sultan Ismail, 50250 Kuala Lumpur.
Debt & Equity Capital Markets, Country Head: Hong Aik Sai
For Enquiries: Low Soh Lay, Administrator. Tel: 03-381 1382
Nomura Advisory Services (M) Sdn Bhd Level 16, Menara IMC, 8 Jalan Sultan Ismail, 50250 Kuala Lumpur.
Telephone: 03-236 6811 Facsimile: 03-236 6881
Managing Director: Yoshinori Mizunuma Deputy Managing Director: Loo Cheng Guan
Head of Research: Tan Cheong Siew Administration, Vice-President: Tan Li Li
For Enquiries: Tan Li Li, Vice-President, Administration. Tel: 03-236 6811
O.S.K. Research Sdn Bhd 10th Floor, Plaza OSK, Jalan Ampang, 50450 Kuala Lumpur.
Telephone: 03-262 4388 Facsimile: 03-262 4729 Telex: MA 30272
Director: Dato' Nik Mohamed bin Nik Yahya Director: Wong Chong Kim Director: Chieng Ing Huong Director: Chung Tin Fah General Manager: Leong Hon Sze
Telecommunications, Gaming & Media, Senior Investment Analyst: Ng Wai Mun Finance, Investment Analyst: Julian Chua Motor & Insurance, Investment Analyst: Wong Kar Seng Plantation & Power, Investment Analyst: Pankaj Kumar Timber & Consumer, Investment Analyst: Loh Li Lian Construction, Investment Analyst: Eric Wong Building Materials, Investment Analyst: Lim Ee Jin Property, Investment Analyst: Bernard Low Industrial, Investment Analyst: Joseph Au Second Board, Investment Analyst: Chai Sook Fong
For Enquiries: Leong Hon Sze, General Manager. Tel: 03-262 4388
OUB Research Sdn Bhd* #12-03B, Menara Dion, 27 Jalan Sultan Ismail, 50250 Kuala Lumpur.
PB Worldsec Securities Advisors Sdn Bhd (formerly known as Worldsec Securities Consulting (M) Sdn Bhd) 11-2, 11th Floor, Menara Pan Global, 8 Lorong P Ramlee, 50250 Kuala Lumpur.
Pesaka Jardine Fleming Sdn Bhd 31st Floor, Menara Keck Seng, 203 Jalan Bukit Bintang, 55100 Kuala Lumpur.
Telephone: 03-241 7388 Facsimile: 03-245 7616
Managing Director: Mark Bullough
Head of Research: Dominic Armstrong Head of Sales: Lim Thian Yew
Head of Corporate Finance: Chay Wai Leong
For Enquiries: Mark Bullough, Managing Director. Tel: 03-241 7388
PhileoAllied Capital Partners Sdn Bhd* Level 23, Menara Phileo, 189 Jalan Tun Razak, 50400 Kuala Lumpur.
Telephone: 03-266 3388 Facsimile: 03-266 2622
Picamas Sanyo Asset Management Sdn Bhd Tingkat 24, MAS Building, Jalan Sultan Ismail, 50250 Kuala Lumpur.
Telephone: 03-261 8800 Facsimile: 03-261 1714
Director: Dato' Mahmud bin Haji Ali Director: Yeo Ean Director: Taksiah bt Dolmat
Company Secretary: Angeline Cheong
For Enquiries: Angeline Cheong, Company Secretary. Tel: 03-261 8800
RHB-H&F Management Company Sdn Bhd Aras 8, Tower One, RHB Centre, Jalan Tun Razak, 50400 Kuala Lumpur.
Telephone: 03-985 2233 Facsimile: 03-984 7189
Director: Hasni bin Harun Director: Chartchai Sai s/o Pusavat Director: Rosley bin Ahmad Director: Tan Ler Chin Director: Joseph Pak-Chung Yang Director: Marco Warren Hellman Director: Tay Lim Hock Director: Eu Lee Koon
For Enquiries: Rolsey bin Ahmad, Loo Kah Boon, Company Secretaries. Tel: 03-985 2233
RHB Research Institute Sdn Bhd Level 11, Tower One, RHB Centre, Jalan Tun Razak, 50400 Kuala Lumpur.
Sepang Laris Sdn Bhd P O Box 3057, Taman Tun Dr Ismail, 60000 Kuala Lumpur.
Telephone: 03-715 1336 Facsimile: 03-715 1337
Managing Director: Andrew McCrea General Manager: Fung Ru Huey
For Enquiries: Andrew McCrea, Managing Director. Tel 03-715 1336; E-mail: [email protected]
SG Research (M) Sdn Bhd* (formerly known as Socgen-Crosby Research (Malaysia) Sdn Bhd) Suite 1706, 17th Floor, Pernas International Building, Jalan Sultan Ismail, 50250 Kuala Lumpur.
Telephone: 03-261 0955 Facsimile: 03-261 9073
Research, Director: Lai Tak Heong Research Manager: Gan Kim Khoon
For Enquiries: Lai Tak Heong, Director, Research. Tel: 03-261 0955; E-mail: [email protected]
Vickers Ballas Research (M) Sdn Bhd 5th Floor, Wisma Concorde, 2 Jalan Sultan Ismail, 50250 Kuala Lumpur.
Managing Director: Adrian Cheok Eu Gene Director: Syed Mohd Yusof bin Tun Syed Nasir
For Enquiries: Chan Li Li, Executive Secretary. Ng Huey Chieh, Accounts Officer. Tel: 03-244 6067, 03-244 6069
Unit Trust Management Companies
Abrar Unit Trust Management Berhad 18th Floor, Menara Multi-Purpose, Capital Square, 8 Jalan Munshi Abdullah, 50100 Kuala Lumpur. Telephone: 03-466 5274, 03-298 9986, 03-800 6003 Facsimile: 03-466 0200 E-mail: [email protected]
Chief Executive Officer: Khairuddin Jaflus
Investment & Marketing, Senior Manager: Mohammed Isa Abu Bakar Accounts & Operations, Senior Manager: Abdul Aziz Ahmad Accountant: Ayob Sahar Compliance, Operations Manager: Mohd Ariff Zul
Amanah Saham Kedah Berhad Lot 178 & 179, Jalan Sultanah Sambungan, 05250 Alor Setar, Kedah.
Head of Retail Distribution, Assistant General Manager: Chris Dionne Agency Marketing, Assistant General Manager: Paul Low Financial Control, Senior Manager: Andrew Chan Client Service, Manager: Khadijah Harun Public Relations, Manager: Julianna Lim Abdullah Legal, Manager: Selvi Nachiappan Compliance, Manager: Shereen Lee
For Enquiries: Julianna Lim Abdullah, Manager, Public Relations. Tel: 03-234 6621; E-mail: [email protected]
Asia Unit Trusts Berhad 1st Floor, Bangunan Amanah Capital, 82 Jalan Raja Chulan, 50200 Kuala Lumpur.
Telephone: 03-263 3311 Facsimile: 03-264 1904
General Manager: Zulkefli Tan Sri Yahya
Head of Business Development/Training – Marketing: Jimmy Ho Head of Corporate: Omar Abdul Rahman Head of Investment: Christopher See Head of Finance/Administration: Nazaruddin Mohd Hadri Head of Operations: Ahmad Mudahir
For Enquiries: Sandra Tee, Customer Service. Tel: 03-263 3311 ext 102
ASM MARA Unit Trust Management Berhad Ground Floor, Wisma ASMB, 1A Jalan Lumut, 50400 Kuala Lumpur.
Managing Director: Dato' Kamaruddin Mohammed General Manager: Aminah Jaafar General Manager, Investment: Mansoor Ahmad
Finance, Assistant General Manager: Yahaya Hassim Company Secretary: Taufik Mohd Salleh Head of Business Development: Sazali Zainal Abidin Head of Unit Trust Operations: Zakaria Markin Marketing & Sales, Manager: Noor Supiah Ahmad Compliance, Assistant Manager: Anis Marina Abdul Malek
For Enquiries: Aminah Jaafar,
BBMB Unit Trust Management Berhad Level 12A, Menara Olympia, 8, Jalan Raja Chulan, 50200 Kuala Lumpur.
Executive Director: Siti Ramah Mohd Noor
Finance & Administration, Manager: Gan Wah Kwang Investment, Fund Manager: Lee Cheng Hooi Investment, Fund Manager: Mohammad Zaini Ismail
Chief Executive Officer: Ahmad Nazrien bin Haji Yusof
Head of Portfolio Investment: Abdul Rahim bin Abu Bakar Head of Accounts & Administration: Tuan Hasnah bt Tuan Yusoff Head of Operations: Saharin bin Mokhtar
For Enquiries: Tuan Hasnah bt Tuan Yusoff, Head of Accounts & Administration. Tel: 03-294 6617
Commerce-BT Unit Trust Management Berhad Level 18, Menara Dato' Onn, Putra World Trade Centre, 45 Jalan Tun Ismail, 50480 Kuala Lumpur.
Fund Manager: Huzaime Hamid Compliance & Product Development Manager: Zainal Adnan Zakaria Sales, Manager: Raja Ahmad Nizam bin Raja Razali Head of Operations: Tang Kheng Kheng Marketing, Assistant Manager: Koh Hwee Ngim Head of Investment Services: Charissa Chee
For Enquiries: Charissa Chee, Head of Investment Services. Tel: 03-241 7388, DID 03-247 7702; E-mail: [email protected]
Kuala Lumpur Mutual Fund Berhad 10th Floor, IGB Plaza, East Wing, 6 Jalan Kampar, 50400 Kuala Lumpur.
Telephone: 03-441 8344 Facsimile: 03-442 8789
Chief Executive Officer/Executive Director: Edmond Cheah Swee Leng Senior General Manager: Wong Boon Choy
Investment, General Manager: Chong Chang Choong
For Enquiries: Lim Nya Chin, Deputy Senior Manager, Corporate Planning & Product Development. Tel: 03-441 8344; E-mail: [email protected]
Mayban Management Berhad 26th Floor, Menara Maybank, Jalan Tun Perak, 50050 Kuala Lumpur.
Telephone: 03-232 0568 Facsimile: 03-232 0577
Operations Manager: Wong Chew Leong
Marketing, Manager: Chris Ho Wei Cheong Accounts, Finance Manager: Lee Keng Too Investment, Portfolio Manager: Helen Yap Choo Chern Administration, Manager: Eunice Chan Chun Hei
For Enquiries: Chris Ho Wei Cheong, Marketing Manager. Tel: 03-232 0568
Mayban Property Trust Management Berhad 28th Floor, Menara Maybank, 100 Jalan Tun Perak, 50050 Kuala Lumpur.
11-A, 3rd Floor, Jalan Raja Chulan, 50200 Kuala Lumpur.
Telephone: 03-202 4299 Facsimile: 03-201 0792
Chief Executive Officer: Kenny Tan Wai Kuen
Head of Marketing: Frances Lee
For Enquiries: Frances Lee, Head of Marketing. Tel: 03-230 4472
OSK-UOB Unit Trust Management Berhad Ground Floor, Podium Block, Plaza OSK, Jalan Ampang, 50450 Kuala Lumpur.
Telephone: 03-264 3036 Facsimile: 03-264 4226
Chief Executive Officer: Gan Neap Kai General Manager: Michael Tan Lib Chau Investment, Senior Manager: Lee Seng Young Operations, Manager: Lee Siew Yoong
For Enquiries: Doreen Chow, Assistant Manager, Customer Support. Melissa Kang, Customer Support Officer. Tel: 03-264 3036 ext 107, ext 102
PAB Unit Trust Management Berhad 22nd Floor, Menara Boustead, Jalan Raja Chulan, P O Box 11571, 50200 Kuala Lumpur.
Acting Chief Executive Officer: Brig Jen (Rtd) Abdullah bin Omar
Head of Finance/Accounts: Ahmad Fathi Mohd Noor Portfolio, Manager: Najib Hussin Head of Marketing: Julia Aini bt Harun Head of Operations: Zurina bt Ismail
For Enquiries: Najib Hussin, Manager, Portfolio. Tel: 03-204 2869
Pacific Mutual Fund Berhad 7th Floor, Menara Choy Fook On, 1 Jalan Taman, Off Jalan Yong Shook Lin, 46050 Petaling Jaya, Selangor.
Pelaburan Johor Berhad 10th Floor, Menara Perbadanan Johor, 80000 Johor Bahru, Johor Darul Takzim.
Telephone: 07-223 0350 Facsimile: 07-224 5251
Managing Director: Jamaludin bin Md Ali General Manager: Juriah Sukime
Deputy General Manager, Senior Compliance Officer: Hisamuddin bin Mohamed Head of Portfolio ASJ/DJ: Faridah Md Ali Marketing: Syed Omar Syed Abdullah Unit Trust Operation, Deputy Manager: Ahmad Zaki Johor Head of Acounts & Settlement: Wan Julaiha Wan Sulong
For Enquiries: Hazlin bt Jamari Tel: 07-223 0350
Pengurusan KUMIPA Berhad Tingkat 20, Kompleks Teruntum, Jalan Mahkota, 25720 Kuantan, Pahang.
Telephone: 09-513 3900 Facsimile: 09-513 3949
Chief Executive Officer: Dato' Ali Hanafiah Sh Ruji
Permodalan BSN Berhad Level 18, Wisma BSN, 117 Jalan Ampang, 50450 Kuala Lumpur.
Head of Investment: Mohamed Sirad bin Mohamed Marzuki Head of Research: Khaizy bin Osman Head of Compliance: Azhan bin Jalaludin
For Enquiries: Ahmad Skhri bin Ramli, Senior Manager. Tel: 03-264 5545
PTB Unit Trust Berhad 1107-1, Jalan Pejabat, 20200 Kuala Terengganu, Terengganu. Level 3A (4th Floor), Tower B, AMCORP Trade Centre, 18 Jalan Persiaran Barat, Off Jalan Timur, 46200 Petaling Jaya, Selangor.
General Manager: Haji Othman bin Muhammad (Petaling Jaya Office)
Senior Manager, Operations: Nadzrin bin Abu Bakar (Kuala Terengganu Office) Senior Manager, Marketing & Administration: Mohd Amir bin Abdullah (Kuala Terengganu Office)
For Enquiries: Haji Othman bin Muhammad, General Manager. Tel: 03-754 3030
RHB Unit Trust Management Berhad (formerly known as DCB-RHB UNIT TRUST MANAGEMENT BERHAD) Level 7, Tower One, RHB Centre, Jalan Tun Razak, 50400 Kuala Lumpur.
Telephone: 03-986 2666 Facsimile: 03-986 2835
Chief Executive Officer: Nik Ezar Nik Bolia General Manager: Siew Yew Hong
Finance & Operations, Senior Manager: Catherine Yeoh Suat Cheng Sales & Marketing, Manager: Michael Tan Poy Kim Corporate Affairs, Manager: Steven Ngai Chee Kong
Compliance & Audit, Officer: Low Lai Chee Administration & Trust, Officer: Alex Woon Kim Yeong
For Enquiries: Liew Kok Wah, General Manager. Tel: 03-232 9519
Merchant Banks
Amanah Merchant Bank Berhad 19th Floor, Bangunan Komplek Kewangan, 82 Jalan Raja Chulan, 50200 Kuala Lumpur. Telephone: 03-261 0155 Facsimile: 03-261 5770 Telex: MA 30602 E-mail: [email protected]
Chairman: Tan Sri Dato' Azman Hashim Deputy Chairman: Dato' Azlan Hashim Managing Director: Cheah Tek Kuang Executive Director: Dato' Nik Mohamed Sidek Nik Abu Bakar
Banking, Senior General Manager: Kok Tuck Cheong Corporate Finance, Senior General Manager: Chok Kwee Bee Treasury, Senior General Manager: Ho Heng Chuan Corporate Banking I, General Manager: Alice Dora Boucher Corporate Banking II/Branches, General Manager: Chan Wan Seong Corporate Finance, General Manager: N Murugiah Corporate Finance, General Manager: Puspharani Rajadurai Commercial Services, General Manager: Quek Kim Heng
Group Portfolio Management, General Manager: Christine Lee Chin Har Human Resources/Administration/Group Public Affairs, General Manager: Fauziah Yacob Privatisation/Project Advisory, General Manager: Ismael Fariz Ali Group Treasurer: Teng Chean Choy
Treasury Derivatives, General Manager: Eugene Khoo Kong Hooi Head Treasury Structured Products, Assistant General Manager: Philip Shane Jorgenson
For Enquiries: Syed Anuar bin Syed Ali, Assistant General Manager, Group Public Affairs. Tel: 03-238 2633
Aseambankers Malaysia Berhad 33rd Floor, Menara Maybank, 100 Jalan Tun Perak, 50050 Kuala Lumpur.
ASEAM MA 20228 (Treasury) Cable Address: ASEAMBANK, KUALA LUMPUR
Managing Director: Dato' Mohammed Hussein General Manager: Rozidin Masari General Manager: Wong Yoke Nyen
Head of Corporate Banking: Tracy Ong
Joint-Heads Corporate Finance: Rohaya Mohd Yusof Yong Lee Mei
For Enquiries: Faudziah Ismail, Company Secretary. Tel: 03-238 4211
BSN Merchant Bank Berhad 15th Floor, Wisma Genting, Jalan Sultan Ismail, 50250 Kuala Lumpur.
Telephone: 03-201 7011 Facsimile: 03-201 8022
Corporate Banking/Capital Market/Treasury, General Manager: Mohamed Rozhan Mohd Ghazalli Corporate Finance, General Manager: Mohd Tajudin Mohd Amin Corporate Banking, Assistant General Manager: Mohamed Akwal Sultan Mohamed Capital Markets, Senior Manager: Mohd Farid Haji Nawawi Treasury, Senior Manager: Mohamad Nor Isa Corporate Finance, Senior Manager: Patrick Yee Chee Wai Corporate Finance, Senior Manager: Wan Azman Ismail
For Enquiries: Mohamed Rozhan Mohd Ghazalli, General Manager. Tel: 03-201 5668 (Direct Line) Mohd Tajudin Mohd Amin, General Manager. Tel: 03-201 3020 (Direct Line)
Bumiputra Merchant Bankers Berhad 15th Floor, Menara Aetna Universal, 84 Jalan Raja Chulan, 50200 Kuala Lumpur.
Operations, General Manager: Mohd Hodori Sarbini Corporate Banking, General Manager: Abdul Hadi Majid Investment, General Manager: Haji Mohd Noor Abdul Rahman Corporate Finance, General Manager: Yoon Swee Kong Capital Markets, General Manager: Helen Yap Choong Lan Finance & Administration, General Manager: Mohd Ridzwan Abdul Razak Treasury, Deputy General Manager: Zaimah Zakaria
Commerce International Merchant Bankers Berhad 12th Floor, Commerce Square, Jalan Semantan, Damansara Heights, 50490 Kuala Lumpur.
Chief Executive Officer & Executive Director: Yang Shu-Yin (Mrs Lai) Senior General Manager, Head of Corporate Advisory: Lim Siew Eng Senior General Manager, Head of Corporate Banking: Noordin Abdullah
Head of Planning & Marketing: Yong Kim Soon Head of Administration & Operations: Lim Siew Eng Senior General Manager, Head of Corporate Banking: Noordin Abdullah
Corporate Banking, General Manager: Alimahton Othman Corporate Advisory, General Manager: Kuan Beng Tart Treasury, General Manager: Cheah Chor Chuan Privatisation & Project Consultancy, Assistant General Manager: Aminah Mohd Nawi Capital Markets & Business Development, Manager: Hasleen bin Isnin Risk Asset Management, General Manager: Hock Ghee Heng
For Enquiries: Alimahton Othman, General Manager, Corporate Banking. Tel: 03-265 7263; Fax: 03-262 2536; E-mail: [email protected]
Perdana Merchant Bankers Berhad 11th Floor, Wisma Genting, 28 Jalan Sultan Ismail, 50250 Kuala Lumpur.
Corporate Finance, General Manager: Tan Kong Han Corporate Banking, Senior General Manager: Goh Theow Hiang Treasury, Senior General Manager: Aza Hamzah Banking, Assistant General Manager: Jamil Haroun
For Enquiries: Hamdan Abd Manaf, Assistant General Manager. Tel: 03-981 1000
Sime Merchant Bankers Berhad 10th Floor, Bangunan Sime Bank Annexe, Jalan Sultan Sulaiman, 50000 Kuala Lumpur.
Telephone: 03-201 2022 Facsimile: 03-272 1257 Telex: MA 30205 SIMEMB
Chief General Manager: Yusli Mohamed Yusoff
Projects & Structured Finance, Senior Manager: Ng Chee Tut Corporate Finance, General Manager: Yap Chee Leong Treasury, Senior Manager: Dzukifli Mohamed Corporate Banking, Assistant General Manager: Jane Ch'ng
For Enquiries: Ng Chee Tut, Senior Manager, Projects & Structured Finance. Tel: 03-201 2022
Chief Executive Officer: David John Morgan Deputy Chief Executive Officer: Dato' Razman Hashim
Head, Consumer Banking: Chris Werner Head, Corporate & Institutional Banking: Doug Beckett Head, Country Finance: Albert Quah Treasurer: Raymond Lee Head, Human Resources: Adzhar Ibrahim Regional Head, Legal Affairs & Compliance: Chew Mei Lee Head, Service Delivery – Custodial and C&IB: Yap Mooi Head, Card Services: Jade Lee Head, Group Audit: Margaret Chin Head, Banking Services: Ong Chong Hye
Utama Merchant Bank Berhad 27th Floor, Central Plaza, Jalan Sultan Ismail, 50250 Kuala Lumpur.
Telephone: 03-243 8888 Facsimile: 03-241 9622 Telex: MA 32250 UTAMA WARDLY
Chief Executive Officer/Executive Director: Donny Kwa Soo Chuan Assistant General Manager, Corporate Finance: Tam Juat Hong Assistant General Manager, Corporate Banking: Imran Busari Oswald Abdullah
Corporate Banking, Senior Manager: Yussoff Mohamed Corporate Banking, Manager: Mohd Sahizan Mohd Said
For Enquiries: Rawiha Haji Rashidi, Assistant Manager, Personnel Administration. Tel: 03-243 8888
Associations
Association of Bumiputera Remisiers Malaysia (PRIBUMI)* 15, Lorong Ampang Ulu, 55000 Kuala Lumpur. Telephone: 03-456 8875 Facsimile: 03-457 3490
President: Huda @ Najwa bt Ikhwan Deputy President: Mohammad A'reef bin Abdul Khalid Vice-President: Abd Rahman bin Abd Latiff
For Enquiries: Huda @ Najwa bt Ikhwan, President. Tel: 03-982 2558
Association of Merchant Banks in Malaysia (AMBM) Suite 1501-1502, 15th Floor, Wisma Hangsam, Jalan Hang Lekir, 50000 Kuala Lumpur.
Chairman: Tan Sri Dato' Azman Hashim, Arab-Malaysian Merchant Bank Bhd Alternate Chairman: Cheah Tek Kuang, Arab-Malaysian Merchant Bank Bhd Treasurer: Mohd Azman Yahya, Amanah Merchant Bank Bhd Executive Secretary: Zeti Marziana Muhamed
Association of Trust Companies, Malaysia (ATCM) c/o HSBC (Malaysia) Trustee Berhad, 17th Floor, Hongkong Bank Building, 2 Lebuh Ampang, 50100 Kuala Lumpur.
Telephone: 03-270 3267 Facsimile: 03-232 3899
Chairman: Ong Sau Yin, HSBC (Malaysia) Trustee Berhad Secretary: Paul Cheah Boon Hoe, Pacific Trustees Berhad Treasurer: Wong Siak Nyen, PB Trustee Services Berhad
For Enquiries: Ong Sau Yin, Chairman. Tel: 03-270 3267 Paul Cheah Boon Hoe, Secretary. Tel: 03-238 9612 Wong Siak Nyen, Treasurer. Tel: 03-262 6055
Federation of Malaysian Unit Trust Managers (FMUTM) IGB Plaza, 12th Floor, East Wing, Suite 1203-1204, No. 6 Jalan Kampar, 50400 Kuala Lumpur.
President: Dato' Megat Najmuddin Khas Vice-President: YM Tunku Dato' Yaa'cob bin Tunku Abdullah Secretary: Khadijah Abdullah
Membership Development Sub-Committee, Chairman: YM Tunku Dato' Ya'acob bin Tunku Abdullah Technical & Regulatory Sub-Committee, Chairman: Philip T N Koh Accounting Standards Sub-Committee, Chairman: Lew Weng Ho
For Enquiries: Khadijah Abdullah, Secretary. Tel: 03-423 1925, 03-421 8150
Malaysia Futures Brokers Association (MFBA) c/o K & N Kenanga Bhd 8th Floor, Pernas International, Jalan Sultan Ismail, 50250 Kuala Lumpur.
Chairman: Iskander Ismail, Amanah Asset Managers Sdn Bhd Secretary: John Ford, Seacorp Schroder Capital Management Bhd Treasurer: David Lee Chuen Chieh, Rashid Hussain Asset Management Sdn Bhd Executive Secretary: Zeti Marziana Muhamed
Malaysian Investors' Association (MIA) (AMSCO) 649-1A-1B, Jalan Ipoh, Batu 4, 51200 Kuala Lumpur. GPO Box 12121, 50768 Kuala Lumpur, Malaysia.
Telephone: 03-626 1433 Facsimile: 03-626 0042 For Enquiries: Dr PHS Lim,
President. Tel: 03-626 1433
The Association of Banks in Malaysia 17th Floor, UBN Tower, 10 Jalan P Ramlee, 50250 Kuala Lumpur.
Telephone: 03-238 8041 Facsimile: 03-238 8004 Telex: ABM MA 20235
Chairman: Amirsham A Aziz Executive Director: Wong Suan Lye
Professional Bodies
Board of Valuers, Appraisers & Estate Agents Malaysia Suite 5.3E, Level 5, Wisma Sime Darby, Jalan Raja Laut, 50350 Kuala Lumpur. Telephone: 03-293 7839, 03-293 7862 Facsimile: 03-293 1808
President: Datuk Haji Sahari bin Haji Mahadi Registrar: R Mahaletchumi
Financial Reporting Foundation (FRF) Suite 5.01-5.03, 5th Floor, Wisma Maran, 338 Jalan Tuanku Abdul Rahman, 50100 Kuala Lumpur.
Telephone: 03-466 9199 Facsimile: 03-466 9212
Chairman: Tan Sri Wan Azmi Wan Hamzah
Institut Bank-Bank Malaysia (IBBM) Wisma IBI, 5 Jalan Samantan, Damansara Heights, 50490 Kuala Lumpur.
President: Dato' Hanifah Noordin Vice-President: Soon Kwai Choy Executive Director: Ho Foong Mei
Operations Technical, Director: Lee Leok Soon Head of Continuing Professional Development: Chuah Soon Guan Education, Manager: Tam Kam Peng Membership, Manager: Ho Foong Chin Finance, Manager: Jeow Foong Leng Communications, Manager: Kadulliah Ghazali
For Enquiries: Mohammad Abdullah, Registrar. Tel: 03-274 5055
The Malaysian Association of Certified Public Accountants (MACPA) 15 Jalan Medan Tuanku, 50300 Kuala Lumpur.
Technical Director: Cheah Foo Seong PR & Publications, Manager: Habibah Hussain Training & Professional Development, Manager: Sharan Kaur Members & Students, Manager: Grace Tan
For Enquiries: Y C Chan, Executive Director. Tel: 03-282 9276
Acts, Guidelines and Publications (As at September 16, 1998)
The Securities Commission (SC) is governed by the following Acts:
- Securities Industry Act 1983 - Futures Industry Act 1993 - Securities Industry (Central Depositories) Act 1991 - Securities Commission Act 1993
List of guidelines and codes administered by the SC:
- Malaysian Code on Take-overs & Mergers (Date issued: November 1987)
- Minimum Standards of Business Conduct (Date issued: March 10, 1994)
- Profit Guarantee Requirement As An Alternative To Moratorium On The Sale Of Shares Condition (Date issued: November 15, 1994)
- Guidelines For The Issue Of Call Warrants (Date issued: December 6, 1994)
- Guidelines On Property Trust Funds (Revised) (Date issued: June 26, 1995)
- Guidelines for Public Offerings of Securities of Infrastructure Project Companies (Date issued: September 19, 1995)
- Guidelines for Public Offerings of Securities of Closed-end Funds (Date issued: October 30, 1995)
- Format For Reducing Paperwork – Format Of Submission To The SC For Corporate Proposal (Date issued: November 1995)
- Guidelines for Application of Licence Under the Futures Industry Act 1993 (Date issued: December 7, 1995)
- Guidelines on Securities Lending and Borrowing in Malaysia (Date issued: December 13, 1995) Update No 1: Issued in May 1996 Update No 2: Issued in August 1996
- Policies and Guidelines on Issue/Offer of Securities (Date issued for 1st Edition: December 18, 1995) (Date issued for 2nd Edition: July 1, 1997)
- Guidelines on Asset Valuations for Submission to the Securities Commission (Date issued: December 18, 1995)
- Unit Trust Scheme Regulation 1996 (Date issued: August 30, 1996)
- Guidelines On The Establishment Of Foreign Fund Management Companies (Date issued [Revised]: September 1996)
- Guidelines For Application For Fund Manager's Licence Under Securities Industry Act 1983 (Date issued: October 25, 1996)
- Guidelines On Reporting Requirements For Fund Managers (Date issued: October 31, 1996)
- Guidelines For The Public Offering Of Foreign-Based Companies With Listing And Quotation On The Kuala Lumpur Stock Exchange (Date issued: April 1, 1997)
- Guidelines On Unit Trust Funds (Date issued: May 6, 1997)
List of reports and brochures distributed to the public:
- Capital For Growth – Securities Commission Business Plan 1995-1997* (Date issued: May 11, 1995)
- Understanding Call Warrants* (Date issued: May 30, 1995)
- Getting Started With Unit Trusts – An Investor's Guide** (Date issued: July 13, 1996)
- Due Diligence Practices* (Date issued: August 29, 1996)
- Islam and Current Issues: View of Prof Dr Yusuf Al-Qaradawi* (Date issued: July 15, 1997)
- SC – An Introduction* (Date issued: August 13, 1997)
- Malaysian Trainee Dealer's Representative Examination Guide (Volume 1, date issued: August 14, 1997) (Volume 2, date issued: August 14, 1997)
- Laws of Malaysia (SIA 1983) (Date issued: September 5, 1997)
- An Initial Public Offering (IPO) Prospectus – What Every Smart Investor Should Know* (Date issued: July 31, 1998)
- Updated List of Approved Securities By The Securities Commission's Syari'ah Advisory Council* (Date issued: September 9, 1998)
Other published articles:
- Some Information About Mesdaq (New Straits Times, September 1 & 2, 1997) - Integration Of Global Financial Markets: Challenges & Risks (The Edge, September
8, 1997)
* Also available in Bahasa Malaysia ** Also available in Bahasa Malaysia and Chinese
For further information, visit the SC at its homepage: http://www.sc.com.my
Members of the International Organisation of Securities Commission International Organization of Securities Commissions P O Box 171, Stock Exchange Tower 800, Square Victoria, 42nd Floor, Suite 4210 Montreal (Quebec), H4Z118 Canada. Tel: (514) 875-8278 Fax: (514) 875-2669
ORDINARY/REGULAR MEMBERS
COMMISSION D'ORGNISATION ET DE SURVEILLANCE DES OPÉRATIONS DE BOURSE M Ali Boukrami Palais Consulaire 6 Rue Amilcar Cabral Place des Martyrs AlgerrType ALGERIA Tel: (213 2) 572 751 Fax: (213 2) 572 751
COMISIÓN NACIONAL DE VALORES Sr Guillermo Harteneck Presidente 25 de Mayo 175 1002 Buenos Aires ARGENTINA
Mr Alan Cameron Chair Level 18 135 Kina Street Sydney 2000 AUSTRALIA
COMISSAO DE VALORES MOBILIÁRIOS Sr Francisco Costa e Silva Presidente Rua Sete de Setembro, 111 32° Andar - Centro Rio de Janeiro - RJ BRAZIL Tel: (55 21) 212 0242 Fax: (55 21) 221 0292 Internet: http://www.cvm.gov.br/
SECURITIES AND STOCK EXCHANGES COMMISSION Mr Radoslav Tsonchev, Prof Chairman 23, Vrabcha Street 1000 Sofia BULGARIA
Tel: (359 2) 980 1682
Fax: (359 2) 981 8197
SUPERINTENDENCIA DE VALORES Y SEGUROS Sr Daniel Yarur Superintendente Calle Teatinos 120 Piso 5 Santiago CHILE
SUPERINTENDENCIA DE VALORES Sr Andrés Uribe Arango Superintendente de Valores Calle 26 (Av El Dorado) No 68B 85 Piso 2 y 3, Torre Suramericana Santafé de Bogotá COLOMBIA
COMISIÓN NACIONAL DE VALORES DE COSTA RICA Sra Lidia Rosa Gerdas González Gerente ai 250 Metros Norte de la Fuente de la Hispanidad PO Box 10867-1000 Edificio Toree Equus, Piso 9 San Pedro Montes de Oca
SECURITIES EXCHANGE OF BARBADOS Mrs Virginia Mapp General Manager 5th Floor Central Bank Church Village St Michael BARBADOS
Tel: (246) 436 9871 (246) 436 9872
Fax: (246) 429 8942
COMMISSION BANCAIRE ET FINANCIÈRE M Jean-Louis Duplat Président 99, avenue Louise 1050 Bruxelles BELGIUM
Tel: (32 2) 535 2211 Fax: (32 2) 535 2424
THE BERMUDA MONETARY AUTHORITY Mr Malcolm E Williams General Manager Burnaby House 26 Burnaby Street Hamilton HM 11 BERMUDA
CENTRAL BANK OF CYPRUS Mr Andreas J Philipou Chief Senior Manager - Banking Supervision and Regulation Division 80, Kennedy Avenue PO Box 5529 1395 Nicosia CYPRUS (Republic of)
DANISH FINANCIAL SUPERVISORY AUTHORITY (finanstilsynet) Mr Henrik Bjerre-Nielsen Director General Gl Kongevej 74 A DK-1850 Frederiksberg C DENMARK Tel: (45) 3355 8282 Fax: (45) 3355 8200
BANCO CENTRAL DE LA REPÚBLICA DOMINICANA Lic Héctor Valdez Gobernador Calle Pedro Henríquez Urena Esq Leopoldo Navarro Apdo Postal 1347 Santo Domingo DOMINICAN REPUBLIC
SUPERINTENDENCIA DE CAMPANÍAS Dr Ignacio Vidal Maskpons Superintendente de Companías/ Presidente del Consejo Nacional de Valores Roca 660 y Amazonas Casilla: 17-01-687 Quito ECUADOR
COMISIÓN DE VALORES (GUATEMALA, CA) Sr Edin Homero Velasquez Escobedo Presidente del Banco de Guatemala PO Box 365 7a Avenida 22-01 Zona 1 Guatemala GUATEMALA Tel: (502 2) 306 222
HUNGARIAN BANKING AND CAPITAL MARKET SUPERVISION Dr Zoltán Pacsi Deputy President and CEO
SUPERINTENDENCIA DE VALORES Sr Oscar Armando Pérez Superintendente de Valores 1a Calle Poniente y 7A Avenida Norte Edificio Antiguo BCR San Salvador EL SALVADOR
INDONESIAN CAPITAL MARKETS SUPERVISORY AGENCY Mr I Putu Gede Ary Suta Chairman Jakarta Stock Exchange Building 13th Floor Jl Jend Sudirman Kav 52-53 Jakarta 12190 INDONESIA
BUNDESAUFSICHTSAMT FÜR DEN WERTPAPIERHANDEL (BAWe) Mr Georg Wittich President Nibelungenplatz 3 60318 Frankfurt am Main - or - PO Box 11 02 51 60037 Frankfurt am Main GERMANY
FINANCIAL SUPERVISION COMMISSION Mr James E Noakes Chief Executive, Administration Division and Enforcement Division PO Box 58 1-4 Goldie Terrace Upper Church Street Douglas, Isle of Man IM99 IDT ISLE OF MAN
Tel: (44 1624) 624 487 Fax: (44 1624) 629 676
ISRAEL SECURITIES AUTHORITY Ms Miri Katz Chairperson 22 Kanfe Nesharim Street Jerusalem 95464 ISRAEL
SECURITIES BUREAU OF THE MINISTRY OF FINANCE Mr Atsushi Nagano Director-General 3-1-1 Kasumigaseki Chiyoda-ku Tokyo 100 JAPAN
JERSEY
SECURITIES COMMISSION Dr Mohd Munir Abdul Majid Chairman No 3, Persiaran Bukit Kiara, Bukit Kiara, 50490 Kuala Lumpur MALAYSIA Tel: (60 3) 250 7504 Fax: (60 3) 253 6180 E-mail: [email protected] Internet: http://www.sc.com.my
MALTA STOCK EXCHANGE Mr Frederick Mifsud Bonnici Chairman PO Box 476 27 Pietro Floriani Street Floriana, VLT 14 MALTA
STOCK EXCHANGE COMMISSION Mrs Sharda Dindoyal Chief Executive Officer 9th Floor, Sicom Building Sir Celicourt Antelme Street Port-Louis MAURITIUS (Republic of)
INDONESIAN CAPITAL MARKETS SUPERVISORY AGENCY Mr I Putu Gede Ary Suta Chairman Jakarta Stock Exchange Building 13th Floor Jl Jend Sudirman Kav 52-53 Jakarta 12190 INDONESIA
COMMISSARIAT AUX BOURSES M Charles Kieffer Commissaire aux Bourses 2-4, rue Beck L-1222 Luxembourg – or – PO Box 532 L-2015 Luxembourg LUXEMBOURG (Grand Duchy of)
FINANCIAL SUPERVISION COMMISSION Mr James E Noakes Chief Executive, Administration Division and Enforcement Division PO Box 58 1-4 Goldie Terrace Upper Church Street Douglas, Isle of Man IM99 IDT ISLE OF MAN
Tel: (44 1624) 624 487 Fax: (44 1624) 629 676
ISRAEL SECURITIES AUTHORITY Ms Miri Katz Chairperson 22 Kanfe Nesharim Street Jerusalem 95464 ISRAEL
COMISIÓN NACIONAL SUPERVISORA DE EMPRESAS Y VALORES Sr Javier Tovar Gil Presidente Av Santa Cruz N° 315 Miraflores - or - Casilla Postal N° 1153 Lima - or - Casilla Postal N° 4398 Miraflores PERU
THE BANKING, INSURANCE AND SECURITIES COMMISSION (KREDIT TILSYNET) Mr Eirik Bunaes Assistant Director General PO Box 100 Bryn Ostensjoveien 43 N-0611 Oslo 6 NORWAY
MUSCAT SECURITIES MARKET Mr Mahmoud Mohd Aljarwani Executive President PO Box 3265 Ruwi Postal Code 112 Muscat OMAN (Sultanate of)
Tel: (968) 702 722 Fax: (968) 799 266
ONTARIO SECURITIES COMMISSION Mr John A Geller Chairman Cadillac Fairview Tower 20, Queen Street West Suite 1800, Box 55 Toronto (Ontario) M5H 3S8 CANADA ONTARIO
CORPORATE LAW AUTHORITY/GOVERMENT OF PAKISTAN Mr Shamim Ahmad Khan Chairman State Life Building PO Box 1226 7 - Blue Area
COMISSAO DO MERCADO DE VALORES MOBILIARÍOS Sr José Nunes Pereira Presidente Avenida Fontes Pereira de Melo, no 21 P-1050 Lisboa PORTUGAL
Tel: (351 1) 317 7019 (91 22) 285 1596
Fax: (351 1) 317 7093
COMMISSION DES VALEURS MOBILIÈRES DU QUÉBEC M Jean Martel Président CP 246, Tour de la Bourse 800, square Victoria 17e étage Montréal (Québec) H4Z 1G3 CANADA QUEBEC
COMISIÓN NACIONAL DE VALORES Sra Yolanda G Real S Directora Ejecutiva Avenida Cuba y calle 31 y 32 Edificio Lotería, Piso No 18 Apartado 9658, Zona 4 PANAMA
Tel: (507) 225 9758 (507) 227 1808
Fax: (507) 225 9758
SECURITIES COMMISSION Mr Anthony Beven Chairman PO Box 1281 Port Moresby PAPUA NEW GUINEA
THE MONETARY AUTHORITY OF SINGAPORE Mr Tharman Shanmugaratnam Deputy Managing Director - Banking and Financial Institutions Group 10 Shenton Way MAS Building Singapore 079117 - or - PO Box 52, Robinson Road Singapore 900102 SINGAPORE
SECURITIES AND EXCHANGE COMMISSION OF SRI LANKA Mr Kumar Paul Chief Executive Officer/ Director General Level 11, No 11-01 East Tower World Trade Centre Echelon Square Colombo 1 SRI LANKA
Chairman Doç Dr Bahriye Üçok Caddesi No 13 Besevler, Ankara TURKEY
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Mr Arthur Levitt Chairman 450, Fifth Street, NW Mail Stop 11-4 Washington, DC 20549 UNITED STATES OF AMERICA
COMISIÓN NACIONAL DE VALORES Sra Aida Lamus Valero Presidente Torre Financiera del Banco Central de Venezuela Piso 21 Av. Urdaneta Esq Santa Capilla - Carmelitas Apartado Postal 2721 Caracas 1010-A VENEZUELA
SECURITIES AND EXCHANGE COMMISSION Mr Mumba S Kapumpa Secretary and Chief Executive 5th Floor Bank of Zambia Annex PO Box 35165 Cairo Road Lusaka ZAMBIA
BRITISH COLUMBIA SECURITIES COMMISSION Mr Douglas M Hyndman Chair 865 Hornby Street Suite 200 Vancouver (British Columbia) v6z 2h4 canada BRITISH COLUMBIA
AUSTRALIAN STOCK EXCHANGE Mr Robert Nottle Deputy Managing Director Exchange Centre PO Box H224, Australian Square 20 Bond Street Sydney, NSW 2000 AUSTRALIA
EUROPEAN COMMISSION Mr José Maria Fombellida Head of Stock Exchanges and Securities Division
Distribution Policy Commercial Affairs Office Industrial Bureau 1-3-1, Kasumigaseki Chiyoda-ku Tokyo 100 JAPAN
Tel: (81 3) 3501 6683
Fax: (81 3) 3501 6646
MINISTRY OF AGRICULTURE, FORESTRY AND FISHERIES Mr Kouji Honda Director-General Food and Marketing Bureau Commerce and Commodity Investment Division 1-2-1, Kasumigaseki Chiyoda-ku Tokyo 100 JAPAN
Tel: (81 3) 3591 4963
Fax: (81 3) 3597 0329
BANQUE DU LIBAN M Riad Toufic Salame Chairman Hamra Rue Masraf Loubnan PO Box 11 5544 Beirut LEBANON
BRUSSELS STOCK EXCHANGE - MANAGEMENT COMMITTEE Mr Olivier Lefèbvre Chairman - Management Committee Palais de la Bourse Rue Henri Maus, 2 B - 1000 Brussels BELGIUM
ZURICH CANTONAL DEPARTMENT OF ECONOMICS – STOCK EXCHANGE COMMISSION Mr Josef Brem Stock Exchange Commissioner (Börsenkommissariat) Selnaustrasse 32 Postfach 8039 Zurich SWITZERLAND
Tel: (41 1) 229 2727 Fax: (41 1) 229 2733
NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC (NASAA) Mr Denise Voigt Crawford NASAA President/Securities Commissioner, Texas State Securities Board 10, G Street, NE Suite 710 Washington, DC 20002r1 UNITED STATES OF AMERICA
COMMODITY FUTURES TRADING COMMISSION Ms Brooksley Born Chairperson Three Lafayette Centre 1155, 21st Street, NW Washington, DC 20581 UNITED STATES OF AMERICA
INTERNATIONAL SECURITIES MARKETS ASSOCIATION Mr John L Langton Chief Executive and Secretary General Rigistr. 60
NATIONAL SECURITIES CLEARING CORPORATION Mr David M Kelly President and CEO 55, Water Street 22nd Floor New York, NY 10041-10082 member1 UNITED STATES OF AMERICA Tel: (212) 412-8482 Fax: (212) 363-6035
NEW YORK STOCK EXCHANGE, INC Mr Edward A Kwalwasser Group Executive Vice President 11, Wall Street New York, NY 10005 UNITED STATES OF AMERICA
NATIONAL FUTURES ASSOCIATION Mr Robert K Wilmouth President and CEO 200, West Madison Street Suite 1600 Chicago, Illinois 60606 UNITED STATES OF AMERICA
THE INTERNATIONAL FINANCE CORPORATION (IFC) Mr Julio F Lastres Director, Capital Markets Department 2121, Pennsylvania Avenue, NW Washington, DC 20433 UNITED STATES OF AMERICA
CHICAGO MERCANTILE EXCHANGE Mr Carl A Royal Senior Vice President and Special Counsel 30, South Wacker Drive Chicago, Illinois 60606 UNITED STATES OF AMERICA
Tel: (312) 930-3041 Fax: (312) 930-3323
Lloyds Chamber 1 Portsoken Street London E1 8BT UNITED KINGDOM
CHICAGO BOARD OPTIONS EXCHANGE INC Mr William J Brodsky Chairman and Chief Executive Officer 400, South LaSalle Street Chicago, Illinois 60605 UNITED STATES OF AMERICA
BOARD OF TRADE CLEARING CORPORATION Mr Dennis A Dutterer President 141, West Jackson Boulevard Suite 1460 Chicago, Illinois 60604 UNITED STATES OF AMERICA