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FINAL DRAFT FINAL Report 1 Massachusetts Working Group on Farming and Public Health Final Report 26 February 2017 I. Background In the 2015 Massachusetts Local Food Action Plan, the signatories called for a professionally- facilitated working group to include representatives from the fields of public health and food systems, as well as regulatory agencies, to develop a proposal to improve regulatory oversight of the local food system with respect to public health. The Food Plan, in its recommendation Farming Action 2.3.7, called for this working group to address: Actions to achieve consistent, science-based State and local regulations that are developed by practitioners and public health professionals regarding animal slaughter, on-farm processing, product aggregation, farmers markets, and any other relevant issues that may be identified. Requirements for training local regulators in food system practices and current science, and a plan for developing resources for doing so. Requirements for training local regulators to enforce regulations consistently and, wherever possible, to offer resources to remedy concerns before taking punitive action. A requirement for public review of new regulations that is timely and transparent, involves affected stakeholders early on, and includes at least one public hearing. A system of checks and balances on local regulations and actions, including appeal processes. Consideration of other related issued as raised in this Plan. The Plan called for the working group to present its proposal to the Massachusetts Food Policy Council, appropriate agencies within the State administration, and the legislature within nine months of the first working group meeting. The proposal needed to note whether or not State legislative or regulatory changes are necessary to implement the recommendations and include a draft budget for implementation. II. Process To achieve this objective, the Massachusetts Food System Collaborative retained Patrick Field of the Consensus Building Institute in the spring of 2016. During the summer of 2016, Patrick Field and Winton Pitcoff, Massachusetts Food Systems Collaborative director, interviewed fifteen (15) stakeholders knowledgeable and concerned about these issues. Some interviews were in person and some were over the phone and were completed individually or in small groups. Mr. Pitcoff gathered additional examples of challenges from local press clipping,
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Page 1: Massachusetts Working Group on Farming and …...Massachusetts Working Group on Farming and Public Health Final Report 26 February 2017 I. Background In the 2015 Massachusetts Local

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MassachusettsWorkingGrouponFarmingandPublicHealthFinalReport

26February2017

I. Background Inthe2015MassachusettsLocalFoodActionPlan,thesignatoriescalledforaprofessionally-facilitatedworkinggrouptoincluderepresentativesfromthefieldsofpublichealthandfoodsystems,aswellasregulatoryagencies,todevelopaproposaltoimproveregulatoryoversightofthelocalfoodsystemwithrespecttopublichealth.

TheFoodPlan,initsrecommendationFarmingAction2.3.7,calledforthisworkinggrouptoaddress:

• Actionstoachieveconsistent,science-basedStateandlocalregulationsthataredevelopedbypractitionersandpublichealthprofessionalsregardinganimalslaughter,on-farmprocessing,productaggregation,farmersmarkets,andanyotherrelevantissuesthatmaybeidentified.

• Requirementsfortraininglocalregulatorsinfoodsystempracticesandcurrentscience,andaplanfordevelopingresourcesfordoingso.

• Requirementsfortraininglocalregulatorstoenforceregulationsconsistentlyand,whereverpossible,toofferresourcestoremedyconcernsbeforetakingpunitiveaction.

• Arequirementforpublicreviewofnewregulationsthatistimelyandtransparent,involvesaffectedstakeholdersearlyon,andincludesatleastonepublichearing.

• Asystemofchecksandbalancesonlocalregulationsandactions,includingappealprocesses.

• ConsiderationofotherrelatedissuedasraisedinthisPlan.

ThePlancalledfortheworkinggrouptopresentitsproposaltotheMassachusettsFoodPolicyCouncil,appropriateagencieswithintheStateadministration,andthelegislaturewithinninemonthsofthefirstworkinggroupmeeting.TheproposalneededtonotewhetherornotStatelegislativeorregulatorychangesarenecessarytoimplementtherecommendationsandincludeadraftbudgetforimplementation.II. Process Toachievethisobjective,theMassachusettsFoodSystemCollaborativeretainedPatrickFieldoftheConsensusBuildingInstituteinthespringof2016.Duringthesummerof2016,PatrickFieldandWintonPitcoff,MassachusettsFoodSystemsCollaborativedirector,interviewedfifteen(15)stakeholdersknowledgeableandconcernedabouttheseissues.Someinterviewswereinpersonandsomewereoverthephoneandwerecompletedindividuallyorinsmallgroups.Mr.Pitcoffgatheredadditionalexamplesofchallengesfromlocalpressclipping,

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farmers,andlocalfoodadvocates.CBIthenpreparedawrittenassessmentreport.Thisassessmentidentifiedtheneedforasmall,balancedworkinggroupofkeyorganizationstoseekagreementonrecommendations.TheCollaborativeconvenedtheWorkingGroup,whichwascomprisedofmembersfromtheagricultureandpublichealthcommunities,primarily,thoughnotsolely,fromstatewideadvocacyandtradeassociations.TheWorkingGroup’smembership,workplan,andgroundrulesarelistedinAppendixA.TheWorkingGroupmetthreetimesbetweenOctoberandDecemberof2016.TheWorkingGroupalsosponsoredafocusgroupofpublichealthagents,farmers,andissue-relatednon-governmentalgroupsonDecember9,2016.ThesummaryofthisfocusgroupisincludedasAppendixB.CBI’sLarrySusskindFellow,ElizabethCooper,alsoresearchedhowthreeotherstatessoughttoaddresssimilarissues.TheresultsofthisresearcharesummarizedinAppendixC.Lastly,thegroupdevelopedconsensusrecommendationsattheconclusionoftheirmeetings,workingtofinalizedetailsandsubmiteditsviaemailinJanuaryandFebruaryof2017.Theremainderofthisreport,asummaryoftheseefforts,isorganizedinthefollowingsections:

• InitialfindingsfromtheStakeholderAssessmentincludinga)issuesnamed(potentialscope);b)viewsoftheproblem(s);c)potentialcommonobjectives;andd)possibleideasandsolutions;

• RecommendationsoftheWorkingGroup;• ImplementationoftheRecommendations:Milestones,Actors,andEstimatedCosts;

and,• Appendices

III. InitialFindingsfromtheSummer2016StakeholderAssessment

InitialIssuesNamed

Intheassessment,intervieweesnamedanumberofissuesthatmightbeaddressedbytheWorkingGroupinitsscope.Theseissuesandideasarenotedbelowandwerenotintendedtobefullycomprehensiveoftherangeofviewsontheseissues.Rather,theywereintendedtocapturetheviewsandopinionsofthoseinterviewedintheinitialassessment,withoutattributionbynameororganization,andtohelpthefacilitatorandWorkingGroupbegintheirworkequippedwithasenseofthescopeoftheissues,concerns,andpossibleideasoroptionstoexplore.Theseissuestheintervieweesmentionedarelistedinorderofhowfrequentlytheyarosebelow.

• Farmersmarketsandpublichealthregulationaroundthegeneralapplicationofthefoodcode,samples,preparedfoods,seafood,andrelatedmatters

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o Rawversusprocessed:1)verysimpleprocessing,suchaswashing,cansometimesbeconsidered“processed;”2)oncemushroomsaredried,theyareconsideredprocessed

o Co-minglingproducefromdifferentsourceso Interpretationoffoodcodes(i.e.cutatleaforstem)o Freshsamplesofrawfood(slicesofcucumber)o Fermentedoracidifiedproducts

• Farmstandsandpublichealthregulation• Thekeepingofanimals,includingbees• Schoolgardens• Communitykitchensandlimitedprocessing• Slaughteringandanimalprocessing

ItshouldbenotedthattheMassachusettsFoodPlanidentifiedthefollowingasgeneralscopeofissuestobeconsidered:animalslaughter,on-farmprocessing,productaggregation,farmersmarkets,andotherrelevantissuesthatmaybeidentifiedlateron.

ViewsofTheProblem(s)fromtheAssessmentInterviewees

Theintervieweesnamedanumberofissues,withsomeframingtheprobleminonewayandothersemphasizingdifferentpointsofreference.Listedinnoparticularorder,twoormoreintervieweesmadethefollowingpoints.Thesesummariesofviewsandissuesareintendedtoaccuratelyreflecttheintervieweescomments,butinnowayareintendedtoexpressexactfacts,aparticularviewpoint,position,ordesiredoutcomebythefacilitator.

• Inadequateresources.Thisproblemcanbeframedasaresourceissue.Manysmallpublichealthdepartmentsorofficials(sometownsdon’tevenhavestaff,letalonedepartments)donothavethetime,money,orexpertisetodischargemostefficientlyandeffectivelyalloftheirduties.Theycannotbeexpertsineverything:farmersmarketsandlocalagricultureareasmallsubsetofwater,septic,restaurants,andotherareasanofficialmusttendto.Farmersfaceasimilarchallenge–theyareoftenone-personorveryleanlystaffedoperationsanddon’tnecessarilyhavethetime,money,orexpertisetolearntheintricaciesoffoodsafety.

• Insufficienteducation.Thisproblemcanbeframedasaneducationproblem.Farmerswanttogettomarketasefficientlyaspossible.Theydonotnecessarilyhaveabackgroundinfoodorconsumersafety,sotheymayseeregulationsasanimpedimenttogettingtomarket.However,goodfoodregulationsreasonablyenforcedprotecteveryone,businessesandconsumersalike.Forpublichealthboardsand/oragents,thechallengeisthattherearetoomanyareas,rangingfromnoisetofoodtowaterquality,toprotectpublichealth.Localhealthpersonnel,oftenunderfundedandunderstaffed,donotalwayshavetheabilitytogetuptospeedonbestpracticesandapproachesineacharea.Manylocalofficialsandfarmersbotharenotrequiredtobecredentialedortrained,andtheymaynothavethetimeorresourcestodoso.Educationmighthelpalleviatemanyconflictsandissuesthatarise.

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• Limitedcommunication.Thisproblemcanbeframedasacommunicationproblem.Ifallsidestaketimetolearn,understand,andcommunicatewell,withoutreactingandcounter-reacting,manyproblemscouldbesolved.Moreeffectivecommunicationatalllevelsfromlocalpublichealthofficialtofarmer,fromDPHofficialsoverseeingwholesalefacilitiestolocalhealthagentsandtoDPHandAgriculturalcommissionerswouldbehelpful.

• Structuralbarriers.Theproblemcanbeframedasstructuralandorganizational.Someintervieweesstatedthatthefundamentalchallengegoesbeyondlocalagricultureandfoodsafety.TheCommonwealthhassome351citiesandtownsenactingandenforcingtheirown,localpublichealthregulations.Giventhewidescopeofpublichealthofficials’duties,thelimitedtrainingandexpertiseinmanyjurisdictions,andtheimportanceofprotectingpublichealthandsafety,thereisinconsistency,inefficiency,andsometimesconfusioninsuchadisaggregatedsystem(incontrast,inmanystatespublichealthiseitheramajorcityorcountyfunction,notalocaltownfunction).Whateveronemaythinkofthisstructure,afarmerandpublichealthofficialdialoguecannoteasilytacklethisstructuralreality.

• Extensiveauthority.Theproblemcanbeframedasanauthorityquestionwithregardtothebroadandextensivepowersoflocalpublichealthofficials.Localpublichealthofficials,toprotectpublichealth,canissuehealthorderstoaddresspublichealththreats,evenwithoutclearlocalboardofhealthregulationsorstatestatutesorregulations,andtheremaybelittlerecourseormeanstonegotiateamutuallyacceptableapproach.Eventhestate’sDPHcandolittletoensuregreaterconsistencyorreasonability.Whilethisauthorityiswellensconcedinlaw,hasalonghistory,andprovidesavarietyofbenefits,italsocreatesasetofissuesaroundfairness,voice,consistency,andreasonability.

• Wronglyappliedorinconsistentregulations.Somemightframetheproblemasanapplicationissue.SomeintervieweesstatedthatmanytheStatecodesrelativetofood,whichlocalpublichealtharechargedwithenforcing,arereallymeantforavarietyofretailoutletsthatarenottypicalfarmersmarketsorstandssellingprimarilyrawfood.Thus,manyregulationsthataremorepertinenttorestaurantsareappliedtothefarmercontext.Othersnotedthatthestateisstillusingthe1999FoodCode,despitethefactthecodewasupdatedin2003.ItisourunderstandingthattheDPHisintheprocessofconsideringwhethertoupdatetheMassachusettsFoodCodetothe2003version.Othersnotethattheregulations,theoreticallyguidedbythestate,areinterpretedinconsistentlyacrosslocaljurisdictions,includingoneswhereafarmermaybeoperatingatfarmersmarketsindifferentmunicipalitiesandfindingaconfusingarrayofdifferentrulesandtheirenforcement.Oneintervieweenotedthatpermitfeesforone-timeeventsaresometimesappliedtofarmersmarkets,causingexcessivefeesforaregular,weekly,seasonalactivity.Othersnotedthatthechallengeisaboutreasonableorgoodversus“best”practices.Somecitiesandtownshavepassedlocalregulationsthatrequire“best”practiceswithoutrealizingthattheymayplaceanundueburdenonsmall

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producers.Theremaybeconfusionbetween“publichealthnuisances”andgenerallyacceptableagriculturepractices.

• LimitedAdministrativeProcesses.Tiedtobothauthorityandstructuralbarriers,theproblemcanbeframedasoneoflimitedadministrativeprocess.Thecurrentprocessforcreatingpublichealthregulationsdoesnotnecessarilyrequireanopenpublichearingpriortoenactingnewregulations,theprocessfordisputeresolutionislimited,andsomemunicipalitiesoperateonopinionasmuchasonaclearandconsistentsetofprocedures,policies,orrules.

• RiskPerception.Partofthechallengemightbeexplainedbydifferingviewsofrisk.Whileweallmightdebatethe“real”natureoftherisks,fundamentallylocalpublichealthandfarmershavedifferentperceptionsofriskbasedontheirrolesandinterests.Publichealthagentsassumesomethingisriskyunlessprovenotherwise.Afterall,iftheyarewrong,theyareblamed.Thefarmerassumessomethingissafeuntilprovenrisky.

CommonObjectivesIdentifiedintheAssessment

Intervieweesnamedanumberofpossibleobjectivesforanyactionthatmighthavebroadsupport.Thecommonobjectivessuggestedwere:

• Protectpublichealth• Enhancelocalagriculturalbusinessdevelopment• Increaseconsistencyacrossjurisdictions• Providefortransparencyandinput• Increaseefficienciesoflocalgovernment• Providemeaningfulaccesstoexpertiseandlearning

Somealsonotedthatsomeactionsmightbeeasytoimplementandimplementableintheshort-termwhileothersmighttakethreetofiveyearstoimplement.

PossibleSolutionsIdentifiedintheAssessment

Theintervieweesnamedanumberofpossiblesolutionsoroptionstoexplore.Again,thisreportisintendedtosummarizetherangeofideasexpressed,butnotadvocateoranalyzesuchsolutionsatthistime.ThatactivitywillbetheroleoftheWorkingGroup.

• Education.Manystatedthatimprovedeffortsforeducationwouldbeusefulforfarmers,farmermarketmanagers,andpublichealthofficials.Thiseducationcouldincludefactsheetsandbrochures,short-courses(anhourortwo),orlongerprograms,eitheronlineorinperson.Forlongerprograms,anintervieweenotedsignificantdollarsandresourceshavetobeprovidedtobothdevelopandensuretheuseofahighlyeffectivecourse.However,allnotedthattherearelimitstoeducationasasole“fix”forchallenges.Educationcannotberequiredoffarmersorpublichealthofficials.BU

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alreadyoffersahostofcoursesonnumeroustopicsthatareoftennotutilizedbyunderstaffedandoverworkedpublichealthofficials.

• Certification.Somenotedthatcertificationprogramscouldcertainlyhelpaddresssomeissues.Farmersmarketmanagersmightbecertifiedtohelptheirvendorsunderstandtherules,tobebetterequippedtoworkwithlocalpublichealthrulesandofficials,andtoraiseissuestohigherlevelswhentheyreoccurregularly.Publichealthofficialstoocouldbecertifiedinfoodsafetyrelatedtolocalagriculture.Butagain,thelimitstoeducationapplyasmuchormoretocertification.

• StatewideGuidance.Manyintervieweesstatedthatclearer,widelysharedstatewideguidanceforbothfarmersandpublichealthofficialswouldbeuseful.Thismighttaketheformofmodelregulationsandcodes,guidanceforspecificpractices,orothertools.Itshouldbenotedthatsomeofthisworkhasbeendone,butitsimpactisunknown.CommunityInvolvedinSustainingAgriculture(CISA)hasdevelopedaguideforfarmersmarkets,DPHhasissuedfarmersmarketguidelines,thereisachapteronfarmersmarketsintheDPHHealthCommunityDesigntoolkit,andtheMassachusettsFarmBureaucreatedmodelboardofhealthregulationsforthekeepingoflivestock.ThefarmbureauisworkingincollaborationwiththeMassachusettsAssociationofHealthBoards(MAHB)toincorporatesomeadditionalsectionsintothemodel.TheWorkingGroupmightconsiderhowtodevelopguidanceinacredibleandlegitimatewaythatisviewedfavorablybydiversepartiesaswellashowtodistribute,disseminate,andincreaseadoptionofsuchguidance.

• StatewideTechnicalSupport.Anumberofintervieweesbelievethatsomekindofstatewide,state-fundedpositionwouldbeveryuseful.Whetherthispersonisa“circuitrider,”“ombudsperson,”oranothertitle,theindividualcouldbeasourceofconsistentandprofessionaladviceforhealthofficialsandfarmersalike,offertrainingandconsultationonkeyissues,touringthestate,identifyingcommonproblems,andhelpingsolvevariousproblems.Allstatedthatthispositionwouldhavetobestate-funded,perhapsjointlyappointedorhiredfromtheDepartmentofHealthandDepartmentofAgriculturalResources.

• StatewideRegulatoryReviewandUpdating.ManyintervieweesstatedthattheCommonwealthshouldupdateitsregulationstoallowforthemostrecentfoodcode,andperhaps,todevelopregulationsmorespecifictofarmersmarketsandlocalagriculture.

• StructuralReform.Someintervieweessuggestthatstructuralreformsshouldbeexplored.Thesereformsmightincludecreatingstatewiderulesthatrequirelocalboardsofhealthtotreatfarmersmarketsdifferentlythanotherkindsoffoodestablishments;createastatewidedisputeresolutionprocesspriortocourtwheresomestate-wideadministrativebodycanhearappealsaboutcontestedlocalpublichealthregulations;and/orshiftingmoreauthoritytolocalagriculturalcommissionsratherthanboardsofhealth.

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• IncentivestoEncourageRegionalization.Whiletransformingtheunderlyingstructureofthepublichealthsystemwouldbelikelyverydifficult,someintervieweesstatedthatitwouldbeusefultotalkaboutwaysthestatecanencouragemoreregionalizationofpublichealthagentsoractivities,especiallyinsmallerormoreunder-resourcedpartsofthestate.Regionalizationinatleastafewpartsofthestatehasbroughtmoreexpertiseandconsistencyacrosslocaljurisdictions.

• RegionalCollaboratives.Inafewcases,forexample,aroundWorcester,BoardsofHealthandotherstakeholderssuchaschambersofcommerce,foodprocessingexperts,andothersinvestedinadvancinglocalfoods,haveformedworkinggroupstoaddresschallengesandfindwaysforwardthatmeetallplayers’interests.

• ImprovedAdministrativeProcesses.Atleastsomeintervieweesbelievethatlocalboardsofhealthneedtohavemorerequirementsregardingpublicconsultationondraftregulations.Ideasincludeconsultationwithlocalagriculturalcommissions,iftheyexist,requirementsforapublichearingandcommentperiod,andperhapsalayerofadministrativeversusjudicialreviewoflocalpublichealthdecisions.Donotethatconsultationrequirementwithagriculturalcommissionsjustpassedthelegislaturelateinthis2016session.However,thewaythelawiswritten,ithasnoactualeffectonboardofhealthregulations.

IV. RecommendationsoftheWorkingGroup

TheWorkingGroupdevelopedthefollowingrecommendations.Unlessotherwisenoted(for#5and#6)recommendationshavetheunanimoussupportoftheWorkingGroupparticipants.OneparticipantdidnotsupportRecommendations#5and#6.RECOMMENDATION#1:Throughnewlegislation,alignproceduresforadoptinglocalhealthregulationsrelatedtofarmingwithproceduralrequirementsrequiredofothermunicipalentitiesandsimilartoTitleVproceduresalreadyinplace.InordertoensureafullpublicvettingofproposedBoardsofHealthregulationsrelatedtofarming,aswellasprovidetheopportunityforaffectedstakeholderstoprovideknowledge,expertise,andconcernsoverregulationdevelopment,MassachusettsBoardsofHealthshouldberequiredtoabidebythefollowingadministrativeprocedureswhencreating,amending,orterminatingregulations.ThiswillrequirelegislationinordertoenacttheseproceduresacrosstheCommonwealth.NothinginthisrecommendationisintendedtoreducetheauthorityofBoardsofHealth.NothinginthisrecommendationwouldpreventaBoardofHealthfromactingunderitsemergencypowerstoprotectthepublicfromanimminentrisk.Rather,theseproceduresarerecommendedtoensurethepassageofreasonableregulations.

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Required• DefinitionofagricultureandagriculturalactivitiesforthesepurposeswouldbeM.G.L.c.

128.s.1Aandc.111,s.155,andfarmersmarketsasdefinedintheMassachusettsStateSanitaryCode.

• Theregulation,shall,ascurrentlyrequired,be“reasonable.”• TheBoardofHealthproposedregulationitselfshallbepubliclypostedatTownHalland

otherpostinglocationscommonlyusedbythemunicipality48hoursbeforethemeetingtakesplace,inaccordancewiththeOpenMeetingLaw.

• Acopyofanyproposedlocalboardofhealthregulationpertinenttofarming,on-farmsales,on-farmprocessing,farmstands,orsaleoffarmproductsatfarmersmarketsshallbeprovidedtoanyexistingAgriculturalCommissionwithinthemunicipality.

• TheBoardofHealthshallprovidetheAgricultureCommissionandthepublicatleastthirty(30)daystoreviewandcommentonthelocalregulationbeforevotingtoadopt,amend,orrejecttheproposedregulation.

• Duringthereviewperiod,theAgriculturalCommissionmayholdapublicmeetingorhearingontheregulation,considerpublicinput,andprovidewrittencommentstotheboardofhealth.TheAgriculturalCommissioncommentsareadvisory.

• Uponavoteofamajorityofmembers,theAgriculturalCommissionmaywaivetheAgriculturalCommissionreviewperiod.

• TheBoardofHealthmustvotepubliclyonthefinalproposedregulation,asrequiredbylaw.

• Oncepassed,theregulationmustbeadvertised(e.g.inlocalnewspaperorlocalwebsite),filedwithDEP,andacopysenttothemunicipalAgriculturalCommission.

• IftheBoardofHealthdeterminestheregulationsarenecessarytoaddressanemergencysituation,theregulationsshallgointoeffectimmediately.

o Afterenactmentofaregulationduetoanemergencysituation,theBoardofHealthshallprovidefora30day,post-enactmentreviewperiodwheretheAgriculturalCommissionorthepubliccanprovidewrittencomment.

BestPracticesinadditiontoRequiredProcedures(notrequirednorpartofthelegislation,butencouragedbyassociationsasbestpractices)BoardsofHealthshould,adopttheadditionalbestpractices:

• Initiatediscussionearlywithfarmingintereststoidentifyconcerns,issues,andpossiblesolutionspriortoissuingdraftrules.

• Conveneastakeholderengagementprocess(forinstance,aworkinggrouprepresentingaffectedstakeholders),foranyproposedapproachwithsignificantimpacttothefarmingcommunity,wheneverpossible.

• Obtainwritingassistancebyconsultingtowncounsel,theDepartmentofAgriculturalResources,orotherstoensurecarefullanguageforclarity.

• Takewrittencommentsontheproposedregulationandprovideresponsestocommentsinapublicforum.

• Givegreaternoticeofpublichearing,wherepracticable.

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RECOMMENDATION#2:PartnerswilldevelopModelRegulations,Variances,andGuidanceforvariousfarmingactivitiesanddisseminatethemwidelyacrosstheCommonwealth.Modelregulationsareessentialtoguidetownsandcitiesinconsideringandenactingregulationsthatareclear,legal,withintheauthorityofBoards,andconsistentwithbestavailablescienceandacceptedagriculturalpractices.Tothisend,TheMassachusettsDepartmentofPublicHealth,theMassachusettsFarmBureau,MassachusettsFarmersMarkets,theMassachusettsAssociationofHealthBoards,theMassachusettsPublicHealthAssociation,andtheMassachusettsHealthOfficersAssociationwilldevelopmodelregulationsfor:1)keepingofanimals;and,2)farmersmarketsincludingstorage,demonstrations,foodservice,andotherissues.ThemodelregulationsshouldprovideclarityontherolesandauthorityoflocalBoardsofHealthinthesemattersfortheunderstandingofallparties,andconformwithapplicablestateandfederalregulations.Inaddition,thegroupshoulddevelopmodelpermitvariancesforspecificandreoccurringissuesthatariseonfarms,atfarmstands,andatfarmersmarkets.Creatorsofthemodelscanuseexistingstatezoninglawlanguagetoclarifycommercialfarmingfrom“backyard”activities(M.G.L.c.128,s.1Aandc.40A,s.3).TheDepartmentofAgriculturalResourcesandtheDepartmentofEnvironmentalProtectionshouldalsoexploreguidanceforlocalregulationsregardingon-farmcomposting.TheMassachusettsDepartmentofPublicHealth,theDepartmentofAgriculturalResources,theDepartmentofEnvironmentalProtection,andtheMassachusettsFoodSystemsCollaborativewillworkwiththeaboveorganizationstodisseminatetheguidanceormodelregulations.Possibilitiesfordistributionmightincludelinkingtoinformationonwebsites,webinars,mailings,existingtrainingprograms,andconferencesandevents,atthediscretionofthestateagency.Theorganizationsthatdevelopedthemodelregulationsshouldreviewthematleasteveryotheryeartosuggestimprovementsorchangesgivenexperienceandlearning.RECOMMENDATION#3:TheGuidebookforMassachusettsBoardsofHealthwillbeupdatedtoincludeaspecificandseparatechapteronagriculture.WiththefinancialandstaffassistanceoftheDepartmentofPublicHealth,theMassachusettsAssociationofHealthBoards(MAHB)publishes,revisesfromtimetotime,andmakesavailable,theGuidebookforMassachusettsBoardsofHealth.MAHB,withtheassistanceofMADPH,theMAFarmBureauandtheMAAssociationofFarmersMarkets,willdevelopanewchapteronagriculturefortheGuidebook.TheagriculturechaptershouldprovideclarityontherolesandauthorityoflocalBoardsofHealthinthesemattersfortheunderstandingofallparties,includingtheroleofacceptedagriculturalpracticesandallowedexemptionsfromvariousstatestatutes.RECOMMENDATION#4:Partnerswillcreate,maintain,andhelpmunicipalitiesandfarmersutilizea“resourcepool”ofexpertiseinfarming,farmersmarkets,andfoodsafetytoinformallyassistallpartiesinaddressingissues,proposedregulations,andimplementationofvariousregulationsandprograms.

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InadditiontogarneringmoretechnicalassistancefromtheCommonwealth,asnotedbelow,thePartnersrecommendthattheyjointlyestablisharesourcepoolofexpertisetoassistmunicipalities,farmersmarkets,vendors,andfarmers,intheseissues.TheMassachusettsFarmBureau,MassachusettsFarmers’Markets,theMassachusettsAssociationofHealthBoards,MassachusettsHealthOfficersAssociation,andtheMassachusettsPublicHealthAssociationwillworkjointlytoidentify,recruit,andprovideaccesstothisexpertiseonvariousissues.ThePartnerswillcreatetherosterandmaintainitontheirrespectivewebsites,updatingthelistperiodically.EachofthePartnerswillassistpartieswithinformationortechnicalassistanceneedstogettotherightpersonorpersonstoassist.Thetechnicalresourcepoolshouldincludethoseindividualswhocanprovideclarityonacceptedagriculturalpracticesandallowedexemptionsfromvariousstatestatutes.RECOMMENDATION#5:TheCommonwealthshouldfund“circuitrider”positionstoassistmunicipalitiesinaddressingfarmandpublichealthissues.Duetothenumberofpublichealthboardsacrossthestate,manywithlimitedtonostaff,funds,training,orexpertise,theCommonwealthshouldappropriateadditionalfundingthroughthebudgetaryprocesstostateagenciestocreatepositionstoprovidetechnicalassistancetotownsandcitiesregardingpublichealthandfarmingissues.Subjecttoappropriation,andasarecommendationalreadyadoptedbytheMAFoodPolicyCouncilsuggests,thiscircuitridercouldprovidetechnicaladvice,delivertrainings,helprevieworprovideadviceonregulations,engagewithfarmers,farminginterests,andfarmersmarketsabouttheimportanceandpracticesofpublichealthandfoodsafety,andgenerallyserveasaconduitofcommunication,learning,andbestpractice.ThispositionwouldNOThaveanyenforcementrole,butbeadvisoryandinthespiritoftechnicalassistanceandsupport.ThispositionwouldideallybeajointpositionbetweentheDepartmentofAgriculturalResourcesandtheDepartmentofPublicHealth,butinanycase,shouldperiodicallyreporttotheappropriatedecision-makerandprovideupdatestobothCommissioners.AnotherpossibilityisthatthepositioncouldbehousedatUMassExtension.Thestaffpersonhiredshouldunderstandandbetrainedinpublichealth,acceptedagriculturalpractices,localfood,farmersmarketsandrelatedtopics.(Note:OneWorkingGroupmemberdidnotsupportthisrecommendation)

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RECOMMENDATION#6:Partnerswillexploreathird-partycertificationprogramforfarmersmarketvendors.Permittingoffarmersmarketvendorsacrosscommunitiesvarieswidely.Forthosevendorsoperatinginmultiplemarketsthisleadstotherequirementthattheyapplyforlocalpermitsineachcommunitytheyoperate,thereforesubmittingduplicateapplicationpackages,orvariedpackagesaspartoftheprocess,andareoftensubjecttovaryinganddiverserequirements.Forpublichealthboardsordepartments,permittingcanbetimeconsumingandexpensiveintermsofstafftimeandattention.Therefore,athird-partycertificationprogramcouldbeestablishedtopre-certifyfarmersmarketvendors.Thisthird-partycertificationwouldallowaparticipatinghealthdepartmenttoknowthatalloftherequiredprerequisiteshavebeenreviewedsothatitdoesnotneedtoduplicatethatwork.Itwouldallowthevendorstheopportunitytoobtainlocalhealthpermitsinanexpeditedmanner,payinganappropriatefeeineachmunicipality,butwithoutduplicate,triplicate,orgreaterpaperworkandhassle.Inordertoconsiderestablishingthiscertificationprogram,thePartnerswillexplorethedetailsofthethird-partycertificationprogramandconsidersecuringseedfundstoinitiatetheprogram.Ultimately,theeffortwouldbefundedthroughcertificationfeespaidtothethird-partybyvendors.Thepartnersalsoencouragetownstoexplorereciprocitywithothertownstominimizeworkinpermittingforbothtownsandvendors.ConsiderationshouldbegiventowhethertheCommonwealthQualityProgramcanservethispurpose.FundingmayalsobeavailabletocommunitiesthroughtheCommunityCompactprogram.(Note:OneWorkingGroupmemberdidnotsupportthisrecommendation)RECOMMENDATION#7:DPH,DEPandDARshouldprovide,withassistancefromthePartners,quality,affordable,available,andwidelyutilizedtraininginfoodsafety,farmingpractices,composting,anddirectsalesforBoardsofHealth,publichealthagents,farmers,farmersmarketmanagers,vendors,andothers.Trainingforallkeystakeholdersintheseissuesisanothernecessary,butnotsufficientinandofitself,waytoimprovethepracticeofpublichealthandvariousagriculturalpractices.Currently,thereareanumberoftrainingopportunitiesofferedthroughcollegesanduniversities,annualconferences,on-linetrainingsitessuchasthePublicHealthInstituteadministeredbyBostonUniversity,andothermeans.However,thedispersednatureofMassachusettspublichealthresourcesandoversight,thelimitsoftimeasmuchasmoneyforsmalllocalhealthboards,andotherfactors,restrainthedepthandbreadthofeducationactuallyundertaken.Therefore,first,thenon-agencypartners(theassociations)willconductanassessmentoftrainingneeds,limitations,andopportunitiesforpublichealthboardmembers,agents,officers,farmers,andothers.Thisassessmentwillexplorewhatbarrierscurrentlyexisttobetterutilizationoftrainingsrelatedtoagriculture,whatincentivesmightincreaseparticipation,whattimesofdayanddurationmaketrainingmoreaccessible,andwhatformsoftraining(online,in-person,atboardmeetings,etc.)wouldbemoreeffective.Uponcompletionoftheassessment,

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thepartnerswillworkwiththestateagencies(DPHandDAR)tomakechangestoexistingtrainingeffortsoraddnewmodulesorprogramstothoseefforts.RECOMMENDATION#8:Partnersshouldengageannuallytomonitorimplementationandaddressnewissuesastheyarise.ThePartnerstothisprocessshouldmeetatleastannuallytoreviewimplementationoftheserecommendations,monitorimpactandsuccess,andaddressnewissuesastheyarise.TheMassachusettsFoodSystemCollaborativeshouldserveastheconvenerandorganizeroftheseannualmeetings.V. ImplementationoftheRecommendations:Milestones,Actors,andEstimatedCosts TheWorkingGroup,alongwithitsrecommendations,developedthefollowingdraftimplementationplanforconsiderationasrequiredundertheFoodPlan’sobjectivesfortheeffort.Italicsindicatetheleadorganizationforthatrecommendation.REC#

WHAT WHO(leadsinitalics) EST.COST

BYWHEN

0 Coordinate,communicate,andsupportpartnersintheseefforts

MassachusettsFoodSystemsCollaborative

In-Kind On-Going

1 FilelegislationpertainingtoadministrativeproceduresandBOHs&AgCommissions

MAAssociationofHealthBoards,MAFarmBureau

In-Kind January2017

2 Draft,refine,anddisseminatemodelregulationsandordinances

MAFarmBureau,MAFarmers’Markets,theMAAssociationofHealthBoards,theMAPublicHealthAssociation,andtheMAHealthOfficersAssociation

In-Kind June2018

3 DraftchapteronagriculturefortheBOHGuidebook

MAAssociationofHealthBoardswithassistancefromMAFarmBureau,MAFarmers’Markets,andMADepartmentofPublicHealth

$25K January2018

4 Createaresourcepoolaccessibleviavariousassociationwebsites

MAFarmBureau,MAFarmers’Markets,theMAAssociationofHealthBoards,theMAPublicHealthAssociation,andtheMAHealthOfficersAssociation

In-Kind July2017&on-going

5 Worktoensureabudgetline MAFarmBureau,MA $125K March2017

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isinthe2017-18MAbudgetforafundedcircuitriderposition

Farmers’Markets,theMAAssociationofHealthBoards,theMAPublicHealthAssociation,andtheMAHealthOfficersAssociation

andon-going

6 Explorethird-partycertificationforfarmersmarketvendors

MAAssociationofPublicHealthOfficers,MAFarmersMarketAssociation

TBD Explore&decideiftoproceedbyJuly2017

7 Conductaneducationassessment

MAFarmBureau,MAFarmers’Markets,theMAAssociationofHealthBoards,theMAPublicHealthAssociation,andtheMAHealthOfficersAssociation

In-Kind;foreach

newtrainingmodule:

$30K

December2017

8 Annualmeetingsforthepartnerstogaugeprogress

MAFoodSystemsCollaboration,MAFarmBureau,MAFarmers’Markets,theMAAssociationofHealthBoards,theMAPublicHealthAssociation,andtheMAHealthOfficersAssociation

In-Kind December2017

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AppendixAWorkingGroup’sMembership,WorkPlan,andGroundRules

Objective(aslaidoutintheMAFoodPlan):Createaprofessionally-facilitatedworkinggroupthatincludesrepresentativesfromthefieldsofpublichealthandfoodsystems,aswellasregulatoryagencies,todevelopaproposaltoimproveregulatoryoversightofthelocalfoodsystemwithrespecttopublichealth.Thisproposalshouldaddress:

• Actionstoachieveconsistent,science-basedStateandlocalregulationsthataredevelopedbypractitionersandpublichealthprofessionalsconcerninganimalslaughter,on-farmprocessing,productaggregation,farmersmarkets,andotherrelevantissuesthatmaybeidentified.

• Requirementsfortraininglocalregulatorsinfoodsystempracticesandcurrentscience,andaplanfordevelopingresourcesfordoingso.

• Requirementsfortraininglocalregulatorstoenforceregulationsconsistentlyand,whereverpossible,toofferresourcestoremedyconcernsbeforetakingpunitiveaction.

• Arequirementforpublicreviewofnewregulationsthatistimelyandtransparent,involvesaffectedstakeholdersearlyon,andincludesatleastonepublichearing.

• Asystemofchecksandbalancesonlocalregulationsandactions,includingappealprocesses.

• ConsiderationofotherrelatedissuedasraisedinthisPlan.

TheworkinggroupshouldpresentitsproposaltotheMassachusettsFoodPolicyCouncil,appropriateagencieswithintheStateadministration,andthelegislaturewithinninemonthsofthefirstworkinggroupmeeting.TheproposalshouldnotewhetherornotStatelegislativeorregulatorychangesareneededtoimplementtheproposal’srecommendations,anditshouldincludeadraftbudgetforimplementation. WorkGroupParticipants:

1. JeffCole,MassachusettsAssociationofFarmer’sMarkets2. BradMitchell,MassachusettsFarmBureauFederation3. AnnKiessling,Farmer4. MaddieRibble,MassachusettsPublicHealthAssociation5. ThomasCarbone,Director,AndoverPublicHealth6. CherylSbarra,MassachusettsAssociationofHealthBoards7. SamWong,DirectorofPublicHealth,Hudson8. JanaFerguson,MassachusettsDepartmentofPublicHealth9. JohnLebeaux,Commissioner,MassachusettsDepartmentofAgriculturalResources

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ProjectSteeringCommittee1. JeffCole,MassachusettsAssociationofFarmer’sMarkets2. CherylSbarra,MassachusettsAssociationofHealthBoards3. PatrickField,ConsensusBuildingInstitute4. WintonPitcoff,MAFoodSystemCollaborative

Logistics

• Meetinglocation:eitherMarlborough(FarmBureau)orWorcester• Meetingduration:2.5to3hoursatmaximum• Meetingtime:tobedeterminedbyparticipants

WorkPlan(exactdatestobedetermined)TIMING WHO TOPICSWeekofAugust15

SteeringCommittee(SC)

• Review&discussdraftworkplan,groundrules,andparticipantsforWorkingGroup

WeekofAugust22

Winton/Pat • InvitationsouttoWGplusseekingdatesformeetings

WeekofAugust29

WorkingGroup • Receivedraftworkplan,groundrules,andlistofotherparticipantsasbackground&providefeedback

WeeksofSept5&Sept12

Winton/Pat • Createabasicrepository/websiteformaterials,includingbackgroundreportsanddocumentsforWorkingGroup

WeekofOctober5

WorkingGroup(WG)Meeting#1

• IntroductionsandPurposeofWorkingGroup-SC• Reviewandapproveworkplanandgroundrules-

WG• Presentfindingsofinterviews-Pat• Affirmtopicalareasforjointdiscussionbasedon

findings-SC• Reviewandagreetocommonprincipals-SC• Discussissues-SC• Planfocusgroups:purpose,questions,roles-SC• Summarizenextsteps/actionitems-Pat

WeeksofOctober24andOctober31

FocusGroups • Focusgroupshealthforfarmersandpublichealthofficialsinvariousvenues

• Winton/PatsummarizefindingsafterwardtosharewithWorkingGroup

EarlyNovember

WorkingGroup(WG)Meeting#2

• Reviewactionitemsfrommtg.#1• Debrieffocusgroups• Furtherrefineoptionsfromfirstmeeting’s

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discussion--SC• Furtherdiscussionofissues-SC• Summarizenextsteps/actionitems-Pat

LaterNovember

WorkingGroup(WG)Meeting#3

• Furtherrefineoptionsfromfirstmeeting’sdiscussion--SC

• Furtherdiscussionofissues-SC• Narrow,refine,anddecidekeyactionstosupport,

promote,andimplement• Summarizenextsteps/actionitems-Pat

EarlyDecember

Pat/Winton • Preparefinalreport

December WorkingGroup • WorkingGroupreceives,commentsonfinalreportBeforeHolidays

WorkingGroup • Incorporatecommentsandresend-Winton/Pat• Holdconferencecallasnecessarytofinalizereport

andaddressanyoutstandingissuesEarlyFebruary

Pat/Winton/SC • Finalizereport

February Winton • DisseminatereportasdirectedbySCtovariousentities,individuals,etc.

RulesoftheRoadfortheWorkingGroupResponsibilities• Attendallworkinggroupmeetings.Thesizeandlimitednumberofmeetingsmakeit

essentialfor100%participation• Comeprepared,havingreadbackgrounddocumentsandinformation• Commentondraftdocumentsinatimelyfashion• Assistwithreachingouttoconstituenciesforfeedbackandparticularlysupportingfallfocus

groups• BereadytocommittohelpingimplementactionsthegroupjointlysupportsToneandMatter• Berespectful,focused,andcollaborativeinthemeetings• Beopentoexploringalltopics,includingonesthatmaybedifficulttochange,whilealso

beingpragmaticaboutwhatcanbeaccomplishedwiththisgroupwithitspurposeasintendedundertheMAFoodPlan

• Exploreideas,options,andengageincreativethinkingaboutpossiblesolutionsandactionsDecisionmaking• SeekconsensusamongtheWorkingGroup,meaningallcanultimatelylivewiththepackage

ofactionsthatthegroupprioritizes

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• Collectiveactiononthisissuedoesnotprecludeindividualorganizationsadvocacyonrelatedissuesonbehalfoftheirmembers.However,ifconsensusisreached,allpartiesagreetosupportthejointrecommendationstotheirmembers,inpublic,andtothemedia.

• Agreementsonprocess(workplan,groundrules,etc.)willbesoughtasneededtomovetheprocessforward.Agreementsonsubstantiveactionsorrecommendationswillbeprovisionalitem-by-itemuntilapackageisfinalizedtowardtheendandputforwardforfinaldeliberationsandagreement

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AppendixBFocusGroupMeetingSummary

December9,20169AMto11AM

BrighamHillCommunityBarn,37WheelerRoad,NorthGrafton,MACBIconvenedafocusgroupofpublichealthagents,farmers,andotherswithaninterestinthisissuetodiscussthetopicoffarmingandpublichealth.Thefollowingsummarizeskeyissuesandsuggestionsbroughtupduringthemeeting.KeyIssues&RecommendationsFeedbackopportunitiesonnewproposedregulationsthataffectfarmingcommunitiesBOHfrequentlygoatregulationwithopeneyesbutnoguidanceandreview,andunlimitedagency.AndtheonlywaytooverturnBOHregulationsistogotocourt(noeasywaytochangethem).ImprovecommunicationandfeedbackbetweenagriculturalcommunityandBOHwhenBOHisdevelopingandimposingnewregulationsonthembymandatingawindowoftimeforAgCommissionsandotherstocomment.Thisissueisespeciallypertinentinlargercommunities(>12,000residents)whereboardstendtohavelessknowledgeofstandardfarmingpractices:“farmability”needstobebetteraccountedfor.EducationofBOHandhealthagents1.Generalbackgroundonbasicfarmingpractice:Federalfoodcodesetupforlargewholesaleoperationsisnotthewaysmallfarmswork.NeededucationalpackettohelppeopleunderstandwhatagricultureisandhowitfunctionsinrelationtopublicBOH.Needpeopletounderstandbasicsanitationset-up.EducatinghealthagentsbyencouragingthemtoattendfreeAgCommissiontrainings.2.Awarenessoftoppercolatingissues:AmonthlynewsletterandcaselistcouldbetoolstokeepBOHuptodatewithcurrentissuesinfoodchain/farming-healthsystem.3.Providingstatelevelguidance:MAFarmBureauandMAHBcameupwithmodelregulationsforguidance,howeverone-sizeregulationsdonotfitall,modelsarefrequentlyblindlyadoptedbylocalBOH;suggestedaddingchapteronfarmingintheDPHHandbook.TheHandbookreferencesalloftheBOH,couldhaveastand-alonechapteronfarmingwithstateandlocalresponsibilities,citations,quickgo-tos,referencepagesandappendixthatiswrittenwithauthorizedpersons–Marcianeedsnamesofpeopleandagencieswhocouldbeinvolvedinwritingthis.

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Farmerengagementandempowerment1.Betterengagingfarmersincommunitydialoguestoempowerthem,especiallyintownswithnoexistingAgCommission;suggestionofregionalplanningagencyforsmalltownswithnoAgCommissions.2.TechnicalcircuitriderthatattendsBOHmeetings.LegislationSomestatehealthlawsmaybetoorestrictive,orneedtobeupdatedtorepresentchanginglocalfoodsystems.Specificallymentioned:requiringhearingsbeforeregulationsonfarmersareputintoeffect,mobilepoultryprocessing,updatingdefinitionofandregulationsforbees,piggeriesbeinglistedasautomaticnoisometrade[billhasalreadybeenfiledtore-categorize].NuisancecomplaintsTheuncomfortablerolethatlocalBOHagentsareputinasintermediary/mediatorinconflictsbetweenfarmersandtheirneighbors/surroundingnon-farmingcommunity;disputesfrequentlyarisingfromasoleplaintiff;healthagentshavelimitedoptionstoproviderelieforappeasetheneighborwhenthefarmerisinfullcompliancewithregulations;“smell”complaintsfromfoodwastecompostingarecommonbutitishardtofindobjectivemetricsoraclearprocesstodealwiththem.Clear,citabledefinitionofBOHresponsibilities:Distinguishingbetweenwhencomplaintstriggerinvestigation(follow-up,documentation)versusactionbyhealthagentorboardofselectman,versuswhenindividualcivilactionsaremoreappropriate,istricky.BOHandhealthagentsfrequentlystrandedinthemiddle.LocalprogrammaticimplementationofnewLocalFoodPlanLocalfarmersshouldbeabletoprocesswithoutbeingshuntedintoindustrialcategory.NolocalenthusiasmforparticipatingwithlocalfoodsystemsinBOH–willtheyhavethetimeandinteresttopayattention?LimitedcommitmentfromAgCommissionstotakethesedevelopmentchallengesintotheirpurview;consistencyinsafetyregulationsandpermittingbetweenfarmer’smarkets;restrictivechickenregulationsandhowtozonebackyardfarming.FoodPolicyCouncilrecommendationsParticipatinglocaltownsandcouncilsplantosupportfundingtherecommendationsmadebytheFoodPolicyCouncil-Jefftocirculatethewordingthatwassenttothestate.ActorsnotpresentWantrepresentativefromDPH’sfoodprogramandcommunityprogramtoattendthesemeetings.

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AppendixCSelectStateCaseStudies

ThePolicyProcesstoIncreaseConsistencyinRegulationofFarmers’MarketsinOhio

I. Introduction

Thefollowingbriefprovidesasummaryoftheeffortsofacoalitionoffarmers’marketinconjunctionwithstateandlocalregulatorstoupdateandimprovetheconsistencyoffoodsafetyrulesgoverningfarmers’markets.II. Regulatoryauthority

Twoagenciesholdauthoritytoregulatefarmers’marketsinOhio:theFoodSafetyDivisionoftheOhioDepartmentofAgriculture(ODA)andtheOhioDepartmentofHealth(ODH)throughlocalhealthdepartments.Broadly,ODAregulatesanysaleoffoodsthatdonotrequirepossessionofaretailfoodestablishmentlicense,andlocalhealthdepartmentsregulateanyfoodthatrequiresalicensetosell.However,therehashistoricallybeenlackofclarityoverthejurisdictionofeachoftheseagenciesthathasledtoinconsistentenforcementofrules.InOhio,healthdepartmentlicensestosellfoodareissuedbyavendor’slocalhealthdepartmentandaremeanttobevalidthroughoutthestate.Therefore,vendorsatthesamemarketmaybeheldtodifferentrequirementsiftheirlicensesfromtheirhomehealthdepartmentsdiffer.Additionally,costsforlicensesvary,astheyaredeterminedindependentlybylocalhealthdepartments.III. Substantiveissues,keyplayers,andtherulemakingprocessIn2008,theFarmers’MarketManagementNetwork1formedundertheauspicesoftheOhioStateUniversitySouthCentersOhioCooperativeDevelopmentCenter2.Thisall-volunteer-managedorganizationformedasalegalcooperativetohelpfarmersandfarmers’marketspoolresources,shareexperiencesandbestpracticesrelatingtotheirbusinessesandtoworkonfarmers’behalftoraisevisibilitywithconsumersandliaisewithgovernmentregulators.TheNetworkisgovernedbyaboardcomprisedofthreemarketmanagersandthreefarmers/vendorswhoareallelectedviathestatewidemembershipoftheNetwork.Theboardalsocreatescommitteestoaddressissuesofconcerntoitsmembership.OneofthetaskstheNetworktookonwasworkingwithlocalhealthdepartmentsandtheODAFoodSafetyDivisiontoattempttobringclaritytotheregulationsthatgovernfarmers’markets.Overthecourseofmorethantwoyears,thegroupmetquarterlywiththedeputychiefofFood 1http://ohiofarmersmarkets.org2https://southcenters.osu.edu/cooperatives3http://www.agri.ohio.gov/divs/FoodSafety/docs/hcomm/LetterofOpinion2010-01.pdf

2https://southcenters.osu.edu/cooperatives

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SafetyatODAtoaskforclarificationsandamendmentstofarmers’marketregulationstoaddresssomeoftheobstaclestheyfacedwithinconsistentorunclearrules.ODHalsoparticipatedintheseconversations.TheNetworkworkedwiththeFoodSafetyDivisionwhichinturnbroughtproposalsforwardtothelegislaturetoundergoarulemakingprocess.TheNetworkhighlightedvendors’desireforabroaderlistofcottagefoods—drawingonscience-basedinformation—thatcouldsafelybesoldatmarkets.Throughthelegislature,cottagefoodregulationshavebeenupdatedtwiceandhavebeenexpandedmodestlytoincludeabroadersetofnon-potentiallyhazardousfoods,suchascandiedpopcornandgranola.AnotherissuetheNetworkraisedwasinconsistencyininterpretationsoffoodtemperaturerequirementsamonglocalhealthdepartments.Ofparticularissuewasthefactthatsomelocalagenciesrequiredmechanicalrefrigerationtomaintaintemperatureswhereasotherspermittedvendorstouseicepacksandcoolers.InthiscaseODHandtheODAFoodSafetyDivisionjointlyissuedanopinionletterinwhichtheagenciesstatedabeliefthatmechanicalandnon-mechanicalrefrigeration(i.e.ice)couldbothbeusedincertaincasestotemporarilycoldholditemsatfarmers’markets3.Thisguidancedidnotcallforstatewiderules,butreiteratedthatvendorsmustfollowtherequirementsoftheirlocalhealthdepartments.IV. TrainingandeducationTheFarmers’MarketManagementNetwork,theCooperativeDevelopmentCenter,andOhioStateUniversityExtensionmaintainresourcestotrainfarmers/vendorstocomplywithfoodsafetyregulations.Forexample,theCooperativeDevelopmentCenterreceivedfundingfromtheUSDAFarmers’MarketPromotionProgramandfromtheAppalachianRegionalCommissiontoeducatefarmersandvendorsaboutfoodsafety.WiththisfundingtheCentercreatedawebsiteandnewsletterandperformedface-to-facetrainingforfarmersinmultiplelocationsthroughoutthestate.Italsomaintainsasocialmediapresenceandalistservthroughwhichtoshareinformation.Inadditiontotrainingitsowninspectorswhovisitmarketsthroughoutthestate,ODAprovidestrainingforlocalhealthdepartmentstoimprovetheconsistencyofinformationaboutregulationsthatisusedacrossthestate.

3http://www.agri.ohio.gov/divs/FoodSafety/docs/hcomm/LetterofOpinion2010-01.pdf

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ThePolicyProcessoftheIllinoisFarmers’MarketTaskForce

I. IntroductionIn2011,theIllinoisGeneralAssemblypassedPublicAct97-03944,anamendmenttotheFoodHandlingRegulationEnforcementAct,whichcalledfortheformationoftheFarmers’MarketTaskForce.TheTaskForce’schargewastoremedythelackofconsistencyinlegislation,eliminatediscrepanciesbetweencountiesinhowtheyregulatedfarmers’markets,andraiseawarenessbyconsumer,farmers,markets,andhealthauthoritiesregardingtherequirementsandenforcementofregulations.II. Regulatoryauthorityoverfarmers’marketsinIllinois

ComingoutoftheadviceoftheTaskForce,theGeneralAssemblydeclaredinPublicAct99-01915thatnocountyhealthdepartmentswouldimposemorestringentsanitationorotherguidelinesthanthoseadoptedintherulesoftheIllinoisDepartmentofPublicHealth(IDPH).However,countiesmaydifferinwhattheychargeforthesepermitsandvendorsarerequiredtopurchasepermitsinallthecountiesinwhichtheysellgoods.Publichealthdepartmentsregulatefoodvendorsatfarmers’markets,butnotthemarketitself.Consistentwithhistoricalregulations,thedepartmentsalsodonotregulatethesaleoffresh,unprocessedproducebyfarmers.Itregulatesprocessedfoods,animalproducts,cottagefoods,andfoodsclassifiedaspotentiallyhazardous.III. Workinggroupformation,substantiveissues,andprocessInconsistencyintheenforcementofregulationsamongcountieswasafrustratingissueforfarmers.Thisledfarmerstocallthelegislaturetoreformthewayenforcementofrulesonfarmers’marketswasdone.Inresponse,thelegislaturecalledfortheformationofaFarmers’MarketTaskForcetoprovideitadviceaboutregulationsonthefarmers’markets.PublicAct97-0394outlinedveryspecificguidanceonthemembershipandoperationsoftheTaskForce,includingwhichstakeholdergroupsandagenciesshouldberepresentedinwhatnumbers,forhowlongmembersshouldserve,thatthemeetingsshouldbepublicandfollowrequirementsforpublicnotice,thatpublicmeetingminuteswouldbegenerated,andthatIDPHwouldprovidestaffingassistancetotheTaskForce,amongotherrequirements6.TheTaskForcemembershipwascarefullyvettednotjustforrepresentationbutalsoforabilitytoworkcollaboratively.Itincludesrepresentationoffarmers,marketmanagers,theDepartmentsofPublicHealth,Agriculture,CommerceandEconomicOpportunity,andtheLieutenantGovernor’soffice,aswellasfromfarmingadvocacyorganizations.TheIllinoisStewardshipAlliancestronglysupportedtheefforttoconvenetheTaskForce.Therewasno

4http://www.ilga.gov/legislation/publicacts/fulltext.asp?Name=097-03945http://www.ilga.gov/legislation/publicacts/fulltext.asp?Name=099-01916TherequirementscanbereadinthePublicActformingtheTaskForce:http://www.ilga.gov/legislation/publicacts/fulltext.asp?Name=097-0394

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significantresistancetotheformationoftheTaskForce,accordingtoonemember,thoughhecitednervousness,especiallyonthepartofregulators,aboutwhattheoutcomesoftheprocesswouldbe.TheTaskForcedevelopedasurveytounderstandthestakeholdergroups’perspectivesonregulatoryrequirementssuchassanitation,foodsafety,andcottagefoods.Surveyedgroupsincludedfoodvendors,farmers’marketorganizers,andregulators.SubgroupsoftheTaskForcetailoredthesurveytoeachofthesegroupsandgotfeedbackfromeachotheronquestionstoask.Thesesurveysweredisseminatedstatewide.TheTaskForceanalyzedtheresultsofthisassessmenttounderstandtheproblemsstakeholdergroupswerefacingandinsomecasestheirproposedsolutions.TheseresultshelpedshapetheTaskForce’sworkplan.Accordingtoonemember,thesurveywasthemostimportantactivitytheTaskForceundertookandcontributedsignificantlytoitsmandateandsupportfromstakeholdergroupsaswellasitsprioritizationofissues.TheTaskForcemembersspentsubstantialtimereviewingtherulemakingprocessandexplainingittothememberswhowerelessfamiliarwiththisaspectofregulation.Onememberobservedthatincreasingallmembers’understandingofrulemakingimprovedthecredibilityoftheprocessandtherelationshipsamongthestakeholderrepresentativeswhoformedthegroup.

IV. RulemakingprocessTheGeneralAssemblystatedinPublicAct99-0191thatexceptunderemergencycircumstances,IDPHwouldnotadoptrulesgoverningFarmers’MarketswithoutfirstconsideringadvicefromtheTaskForce.Concerningfoodsampling,forsimple,low-risksamplingsuchasslicingapplesonsite,theTaskForcerecommendeddiscontinuingtherequirementfor$65temporarypermitsfromcounties.Itrecommendedinsteadarequirementforaone-hourfoodsafetytraininganda$20feeforathree-yearstatewidepermit.IDPHpassedthisrulewithlittlecontroversyincludingaprohibitionagainstlocalhealthdepartmentsrequiringtheirownpermitsforthesameactivities.TheTaskForcehasrecommendedmeasurestomakefoodtemperaturerequirementsconsistentacrossthestate,includingconsistencyregardingwhethermechanicalrefrigerationisrequiredforcertainfoods.Currently,manycountieshaveadoptedcontradictoryrulesaboutfoodtemperaturerequirementsandthereisthepotentialforinconsistentenforcementofthelimitedstatewiderules.TheTaskForcehasrecommendedstatewideconsistencyinrulesbutproposestostillallowcountiestoissueseparatepermitsanddecidethefeestheychargefortheirpermits.ThisproposedrulehasbeenmorecontentiousduetoitsimpactsonlocalhealthdepartmentautonomyandisstillbeingdeliberatedbyIDPH.TheTaskForce’soriginalscopeofworkwasexpandedtoincludemakingrecommendationstoupdatecottagefoodlaw,whichwaspassedin20117.SofartheTaskForcehasmadesome

7http://www.ilstewards.org/policy-work/illinois-cottage-food-law/

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recommendationstoexpandthelisttoincluderelativelylesscontroversialitemssuchasroastednutsandhoneyandiscurrentlydiscussingsomeotherfoodsaboutwhichthereislessagreement,suchasjuices,foragedmushrooms,andfermentedfoods.V. Trainingandeducationaltools

Inadditiontorulemaking,theTaskForcealsomaderecommendationstoimprovepublicinformation.Itsassessmentindicatedthatinsomecaseslocalinspectors’enforcementtreatedprescriptionsforhowvendorscouldachievecompliance(e.g.tousemechanicalrefrigerationratherthanice)asenforceablerequirements.Thisledtoconfusionamongregulatedvendorsandincreasedinconsistencyamongcounties.Indialoguewithstakeholderrepresentatives,theTaskForceseparatedtheregulatoryandeducationaltasksoftheinspectorsandworkedincreasetheirresourcesandcapacitytodoboth.Thiswasparticularlyimportantforsmallerlocalhealthdepartmentsthathadasmallerstaffandfewerresourcestocompleteresearchanddeveloptheseprotocolsthemselves.Aspartofitsactivities,theTaskForceupdatedIDPH’sTechnicalInformationBulletin#308,whichaddressessanitationguidelinesforfarmers’markets.TheTaskForceincludedmoreeducationaboutbestpracticestoachievecomplianceandclarified—bothtovendorsandinspectors—theoptionsthatvendorshadtoachievecompliance.Italsomadethedocumentandotherwrittenmaterialsitdeveloped9moregearedtowardsusersandlighterontechnicalandregulatoryjargon.TheTaskForcealsocreatedliteraturetoexplainthenewstatewidesamplingpermit.IDPHputtheseeducationaldocumentsonitswebsiteandlocalhealthdepartmentsreferencedandlinkedresourcesontheIDPHwebsite,whichincreasedconsistency.Somelargerlocalhealthdepartmentswereabletoimprovevendorcompliancewithrulesbytrainingthefarmers’marketorganizerswhocouldthenworkwiththevendorsattheirmarkets.OneTaskForcememberobservedthatsmallerhealthdepartmentswithfewerstaffmemberswerelesslikelytohavethecapacitytoundertakethiskindoftraining.

TheProcesstoDevelopRegulationofFarmers’MarketsinOregonI. Overviewofpolicyprocess

TheOregonStateLegislaturedevelopedalaw,knownastheFarmDirect/ValueAddedBill,toaddresswhatagriculturalandvalue-addedproductsfarmersandsmallproducerscouldsellwithoutlicenses(orwithminimallicensing.)ThelegislativecommitteeaddressingtheissueconvenedaWorkingGroupcomprisedofstakeholderrepresentativesthatdevelopedarecommendation.Abillwaspassedintolawin2011andadministrativerulesweredevelopedthefollowingyear.

8http://www.idph.state.il.us/pdf/IDPH_FDD_TIB_30_Farmers_Markets_051613.pdf9http://www.dph.illinois.gov/sites/default/files/publications/Farmers-Market-Food-Safety-Guide.pdf

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II. Structureofhealthregulations

ThereisabifurcatedsystemregulatingfoodsafetyinOregon:• OregonDepartmentofAgriculture(ODA)regulatesfarmers’markets,foodprocessing,

grocerystores,andbroadlythingswithwallsthatarenotrestaurants.o TheFoodSafetyDivisiondirectlysupervisesFarmers’Markets,includingviaa

CottageFoodandOn-farmSpecialiststaffmember.• OregonHealthAuthority(OHA)–PublicHealthregulatesrestaurants,mobilefood

units,etc.III. Whateventscatalyzedthepolicyprocess?TherelationshipbetweenODAandtheregulatedcommunityebbedandflowedovertheyears,butin2009-2010,therelationshipbecameparticularlystrained.Thisledtoconflictsoverinconsistenciesandfarmers’perceptionthatregulationswerebecomingarbitrary.Farmersfeltthatinspectorswerehuntingforproblemstocite.Astatelegislatorhappenedtobeinafarmers’market(notinhisdistrict)andaskedhowthemarketwasgoing.Afarmers’marketorganizerexplainedhergrievances.Thelegislatorinitiatedaprocesstogatherinformationfromfarmersandfarmers’marketorganizersandbroughttheissuetoODA,whichagreedontheneedforgreaterclarityandharmonizationofregulationsacrossthestate.Therewasbipartisansupportfortheformationofaworkinggrouptodiscusstheseissues.Theworkinggroupincludedgroceryindustryrepresentatives,foodprocessingindustryrepresentatives,regulators,afarmers’marketorganizer,OregonFoodBank(whoseparticipationwasrelevantbecauseithadasubstantialfocusontheissueofcommunityfoodsecurity),andFriendsofFamilyFarmers(advocacyorganization).IV. ContentandprocessofWorkingGroupdeliberationsTheprocessstartedaddressingjustcottagefoodrulesbutendedupaddressingfarmdirectagricultureissuesaswell.Thediscussionsaddressedbakedgoods,fermentedfoods(i.e.picklesandotherlacto-fermentedfoods.),preserves,honey,eggs,etc.Onemajorpointthatwasworkedoutintheworkinggroupwastheissuethatafarmers’marketnotbeconsideredtobesellingfooditself(rather,thefarmersthatcomprisedthemarketmembersweresellingthefood),andsothemarketitselfwouldnotberequiredtoundergoanycertification.Thegroupreachedaconsensusafteraboutayearofworkandsubmitteditsworktothelegislativecommitteeinearly2011.V. LegislativeprocessDuringtheyearinwhichtheWorkingGroupdevelopeditsrecommendations,FriendsofFamilyFarmerscreatedacoalitioncalledOregonFarmersGrow.ThiscoalitionbackedthebillthattheWorkingGroupdeveloped.(Thecoalitionwasnotinvolvedinthedevelopmentofthebilltospeakof.)OregonFarmersGrowmobilizedgrassrootseffortsthrough

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“inFARMationandbeer”eventsandotheroutreachtoencourageindividualstocalltheirlegislatorstobackthebill.NSACwasanimportantpartnerintheeffortonanationalleveltoaddressquestionsabouttheFoodSafetyModernizationActasitrelatedtotheprovisionsofthebill.TheoutcomesoftheworkinggroupprocesswerelargelypreservedthroughthecommitteehearingprocessandtheapprovalofthebillthroughtheHouseandSenate.Industryrepresentativesvoicedsomeoppositioninthehearingprocesstosomeprovisionsaroundvalue-addedfoodproduction.ThecommitteepushedbackontheoppositionsinceithadnotbeenaddressedduringtheconsensusprocessoftheWorkingGroup(inwhichthesegroupsparticipated.)TheFarmDirectBill(HB2336)wassignedintolawinJune2011.(informationonthelawhere:https://olis.leg.state.or.us/liz/2011R1/Measures/Overview/HB2336)

VI. ImplementationofrulesamongregulatorsandfarmersRepresentativesoftheregulatedcommunityworkedwithODAregulatorstodeveloptheadministrativerules.Farmers’advocateswereinvolvedtoencouragelegislatorstokeepattentionontheprocessandencouragerigorousimplementationofthelawonthepartofODA.TheFoodSafetyDivisionofODAmaintainsanadvisorygroupwithstakeholdermembersincludingindustryrepresentatives(fromshellfish,grocery,foodprocessorindustries),FriendsofFamilyFarms,OregonFoodBank,afarmers’marketorganizer.ThisgroupislargelyrunbytheFarmBureauandmaintainsanopenrelationshipwiththeFoodSafetyDivisiontoaddressquestionsorissuesastheyarise.ImplementationguidancehasimprovedsincetheCenterforSmallFarmsandCommunityFoodSystemsatOregonStateUniversity(OSU)(whichincludestheOSUExtensionoffice)hasworkedwiththeODASmallFarmsDepartmenttoprovideinformationandtraining.VII. TrainingandeducationaltoolsThefollowingaresomeofthetrainingandeducationaltoolsusedtosupporttheimplementationoftheseregulations:

• AnODAwebpageaddressingfrequentquestions,includingdownloadablefactsheetsonsellingagriculturalproducts,producerprocessedfoods,farmers’marketfoodsafety,etc.:http://www.oregon.gov/ODA/programs/FoodSafety/FSLicensing/Pages/WithoutLicense.aspx

• AdocumentfromODAdetailingstepsforfoodsafetyatfarmers’markets:https://www.oregon.gov/ODA/shared/Documents/Publications/FoodSafety/FarmersMarketsFoodSafety.pdf

• TheCenterforSmallFarmsandCommunityFoodSystemsatOSUproducesmanyguidancedocumentsandrunsprogramsonfarmdirect,valueadded,andotherproductmarketingtopicsforfarmers:http://smallfarms.oregonstate.edu/oregon-small-farms-technical-reports

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• TheOregonFarmers’MarketAssociationprovidesguidancetoitsmembershipaboutfarmdirectissues,amongothers:http://www.oregonfarmersmarkets.org/market-operations/food-safety/