Mary B Briscoe Financial Disclosure Report for 2010

8/3/2019 Mary B Briscoe Financial Disclosure Report for 2010

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FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 201 0Report Required by the Ethics

in Government Act of 1978(5 U.S.C. app. 101-111)

1. Person Repor t ing ( las t name , f i r s t , middle ini t ia l )Briscoe, Mary B.

4 . T i t l e ( A r t i c l e 1 1 ! j u d g e s indicate active or s e n i o r s t a t u s ;magistrate judges indicate full- or p art-t ime)

Chief Circui t Judge - Ac t ive

7. Chambers or Office Address645 MassachusettsSui te 400Lawrence , Kansas 66044

2. Court or Organizat ionTenth Circuit Court of Appeals

3. Date of R e p o r t08/1012011

5a. Report Type (check appropriate type)] Nomination, Date[] Initial [] Annual [] Final5b. [] Amended Report8. On the basis o f the in format ion contained in th is R e p o r t a n d a n ymodifications pertaining thereto, i t is, in my opinion, in compliancewith appl icable laws and regulat ions.

6. Repor t ing Per iod01/01 /2010

to12/31/2010

Reviewing Off icer Date

IMPORTANT NOTES: The instructions accompanying this form mast be followecL Complete all parts,checking the NONE box for each part where you have no reportable information. Sign on last page.

I . P 0 S I T I O N S . (Reporting individual only; see p p . 9 - 1 3 of filing instructions.)~] N O N E (No reportable positions.)

POSITION

2.

3.

4.5.

NAM E OF ORG ANIZATION/ENTITY

I I . A G R E E M E N T S . (Reporting individual only; seepp. 14-16 of filing instructions.)N O N E (No reportable agreements.)

D A T E1. 84-presnt2.3.

P A R T I E S A N D T E R M SKa ns a s Pub l ic Employ e e s R e t i re me n t Sy s t e m (KPER S) - Judge s R e t i re me n t P roga rm - v e s t e d


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FINANCIAL DISCLOSURE REPORTPage 2 o f 9

N a m e o f P e r s o n R e p o r t i n gBri scoe , Mary B .

Date of Report08/10/2011

I l l . N O N - IN V E S T M E N T I N C O M E . ( R e p o r t i n g individual andspouse; seepp. 17-24 of filing instructions.)A. Filers Non-lnvestmen t IncomeD (No reportable income.)O N E non- inves tment

DATE SOURCE AND TYPE INCOME( y o u r s , n o t s p o u s e s )1. 2010 KS Pub l ic Em ployees Re t i rement System - Judges Re t i rement Program $37,646.00

2.3.4.

B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - i f you were married during a nyp o n io n o f th e rep o r t ing yea r , co m p le te th i s sec t io ~(Dollar amount not required except for honoraria.)

~ (No reportable non-investment income.)ONEDATE SOURCE AND TYPE

I . 2010 KU Law School - D irec tor , Lega l Aid Clinic -sa la ry2.3.4.

I V . R E I M B U R S E M E N T S - transportation, lodging, food, entertainmenL(Includes those to spouse and dependent children; see pp. 25-27 off!ling instructions.)

N O N E ( N o reportable reimbursements.)SOURCE DATES. LOCATION

1 .2.3.4.5.

PURPOSE ITEMS PAID OR PROVIDED


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N a m e o f P e r s o n R e p o r t in gBriscoe , Ma ry B.

Date of Repor t08/10/2011

V . G I F T S . a n c l u d e s those to spouse and d e p e n d e n t children; see pp. 28-31 of filing instructions.)N O N E (No reportable gifts.)

SOURCE DESCRIPTION1 .2.

3.

4.

5.

V A L U E

V I . L I A B I L I T I E S . a n d u d e s t h o s e o : s p o u , e u , d dependent children; see p p . 3 2 - 3 3 of filing instructions.)N O N E ( N o reportable liabilities.)

CREDITOR D E S C R I P T I O Nt.

2.

3.

4.5.

VALUE CODE


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N a m e o f P e r s o n R e p o r t i n gBriscoe , M ary B.


V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a t u e , transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)~ NONE income, assets, or transa ctions. )eportable

A. B. C. D.D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n Gross va lue

( inc lud ing t rus t a s se t s )(1)... (2) O) (2 )

P ace "(X) after each asset Amount Type (e.g., Value ..... Value "] r ofexempt from prior dis16sure .... C o d e 1 di~ ~e~t: COde ~ Method ..... buy sell mm/dd/yy Code 2 " Code I : buyer /se l l e r

(A~H) or in t . ) 0-P) C o d e 3 r e d e m p t i o n ) (J-P) ( A - H ) ( i f pr iva te( Q - W ) t r ansac t ion )

1 . Capi to l Fede ra l - sav ings D Interest N T2. Capitol Federa l - checking A Interest J T3. Capi to l Fede ra l - CDs D Interest M T4. Fid elity A n nu ity (fo rm erly V ang u a rd N o n e L TVar iable Annui ty )5. ING-CAB-K s Bd RegentsRe t . (de f.comp) A Interest M T(formerly Aetna)6. Municipa l bond (Denham Spgs) B Interest K T7. Over land Pa rk KS Impt . Bonds B Interest K T8. USAA-Subscr . svgs . A D i v i d e n d J T9. H. Dav idson - s tock A D i v i d e n d J T1 0 . I Sha re s TR S& P s tock A D i v i d e n d Soldl 1 . V an g u a rd In term ed ia te T e rm - M u n . Bo n d N o ne SoldFd1 2 . Johnson Co. USD 231 A Interest K T

06/18 /10 .1 A12/14/10 K


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FINANCIAL DISCLOSURE REPORTPage 5 of 9

N a m e o f P e r s o n R e p o r t i n gBri scoe , Ma ry B .

D a t e o f R e p o r t08 /10 /2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, vulue, transactions (Includes those of spouse and dependent children; see pp. 34-60 of f!ling instructions.)N O N E (No reportable income, assets, or transactions.)

A. B. C.D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g G r o s s v a l u e a t e n d( inc lud ing t rus t a s se t s ) r epo r t ing pe r iod o f r e p o r t i n g p e r i o d

(I) (2) (1) (2) (I)Place ~~)! after each asset A m o u n t Type (e.g., V a l u e Value Type (e.g.,

exempt from prior disclosure Code 1 div . , ren t ,( A - H ) or int .)

Transact ions dur ing repor t ing per iod

(2) (3)D a t e V a l u e

C o d e 2 Method buy . se l l , mr oddd/yy C o d e 2t J-P) (J-P)

Gain Ident i ty ofC o d e 1 buyer / se l le r( A - H ) .... (ifprivate

t r ansac t ion )

18 . Fide l i ty Cash R ese rves (Core Fund) A Interest1 9 . H a r b o r I n t e r n a t i o n a l N o n e

KSold 06/30/10 K


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N a m e o f P e r s o n R e p o r t i n gBri scoe , Ma ry B .


V I I . I N V E S T M E N T S a n d T R U S T S - i n ~ o m e , v a l u e , transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)D NONE (No reportable incom e, assets, or transactions. )D e s c r i p t i o n o f A s s e t s

( inc lud ing t rus t a s se t s )

Place "(X)" after each assetexempt from prior disclosure

35 . Royce Premie r Fund36 . Power Sha re s DB Comm odi ty Ind .

37 . Fide l i ty Focused High Inc38 . SPD R Gold T r . Gold39 . Liza rd Emerg ing Mkt .40 . Fpra Liza rd Re t . Emg. Mkt .4 1. F id elity GN M A Bo nd42 . T.Row e Pr Hea l th Sciences43 .44 . Fide l i ty V ip D isc ip l ined Sm Cap45 . Over land Pa rk , KS Go In t l Bnds46 . L e n e x a , K S G o R e f B n d s47 . Arbi t r age Fund48 . S P D R S & P O i l & G as49 . Art io Globa l High

50 . Jenn ison 20 /2051 .

(1 ) (2 )Amount Type (e.g.,

B . C. D.Income during Gross value at end Transactions during reporting periodreporting period of reporting period

(1) (2) (1~ . . . . . . . . . . . (2) (3) (4) (5)V al u e V al u e : f f y p e ( e ~ g . , D a t e V al u e

A Dividend KNone

C I n t e r e s t KNone K

A Dividend KA DividendB Dividend L

None

B Dividend KB I n t e r e s t KB I n t e r e s t KB Dividend LA Dividend

None

None

( Q - W )

T

T

TT

TTT

T

Sold 05/17/10 KSold 12/14/10 K( p a r t )

So l d 03/12 /10 JBu y 09/22 /10 L( add l )Bu y 01/15 /10 L

So l d 06 /1 8 /1 0 L

Sold 05/21 /10 KSold 06/29/10 K

Bu y 01/15 /10 LSold 03 /12 /10 K(part)

Gain Identity ofCode 1 buyer/seller(A-H) (if private

t r a n s a c t i o n )


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N a m e o f P e r s o n R e p o r t i n gBriscoe , M ary B.


V I I . I N V E S T M E N T S a n d T R U S T S - i . c o m e , vulue, transactions ( I n c l u d e s those of spouse and dependent children; see pp. 34-60 of filing instructions.)~ NONE (No reportable incom e, assets, or transactions. )

D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g( inc lud ing t rus t a s se t s ) r epo r t ing pe r iod

(1) (2) (1 )Place "(X)" after each asset Amount Type (e.g., Value

exempt from prior disclosure Code 1 div . , ren t , C o d e 2( A - H ) or in t . ) ( J - P )

(2 ) (1 ) (2) (3) (4) (5 )V al u e Type (e.g ., D ate Value [ Gain Identity of

Method buy, sell , mm/dd/yy Co d e 2 ~ Co d e I buyer/se!!erCode 3 redemption) (J-P) ~A-H) (ifpri~at~(Q-W) transaction)

52 .5 3. Nu ve en Tr ad ew in ds B I n t e r e s t54.55. Fpra Pimco Pvit A I n t e r e s t56.57. Fidelity Floating Rate A I n t e r e s t5 8. F id e li ty Fo cu s ed H i gh I nc om e C I n t e r e s t59.60. Harbor Fund Adm. C I n t e r e s t61 . In t r ep id Sm a l l Cap A Interest62 .

LL

Sold

T Bu yBu y

(addl)Bu ySold

T Bu yT Bu y

Sold(part)T Bu y

Bu ySold

05/07/10 K[06 / t5 /10 K

1 2 /1 5 /1 0 K03 /12 /10 K1 2 /1 4 /1 0 K12/14/ t0 L

!12 /14 /10 L1 2 /1 4 /1 0 K11/12/10 L05/12 /10 K1 1 /01 /1 0 K


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Name of Person ReportingBriscoe , Mary B.

Date of Repor t08/10/20 ! l

V III . AD D ITION A L IN F ORM A T ION O R E X PL A N A T ION S . (lndicatepart of report.)


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Nam e of Person ReportingBriscoe , Mary B.

Date of Report08/10/20 ] 1

IX. CERTIFICATION.I c e r t if y t h a t a l l in f o r m a t i o n g i v e n a b o v e ( i n c lu d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , if a n y ) i s

accurate , t rue , and complete to the bes t o f my knowledge and bel i ef , and that any in format ion no t repor ted was wi thheld because i t met app l icable s t a tu to ryprov i s ions permi t t ing non-d i sc losu re .1 f u r t h e r c e r t if y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f ts wh i c h h a v e b e e n r e p o r t e d a r e i ncompl iance wi th the p rov i s ions o f 5 U.S.C. app . 501 e t . seq . , 5 U.S.C. 7353, and Jud ic ia l Conference regu la t ions .

Signature: S/Mary B. B riscoe

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I LF U L L Y F A L S IF I E S O R F A I L S T O F IL E T H I S R E P O R T M A Y B E S U B J E C T T O C I V ILA ND C R IM INA L S A N C T IO N S ( 5 U .S . C . a p p . 1 0 4 )

Com m i t t ee on F inanc ia l D i sc losu reAdminis t ra t ive Off ice of the Uni ted Sta tes Cour tsS u i t e 2 - 3 0 1O n e C o l u mbu s C i r c le , N . E .W ash ing ton , D . C . 20 544

Mary B Briscoe Financial Disclosure Report for 2010

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