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Why a Phased $pproach to SMS%Why a Phased $pproach to SMS%
&o provide a managea'le series of steps to&o provide a managea'le series of steps to
follo( in implementing an SMSfollo( in implementing an SMS&o effectively manage the (orkload associated&o effectively manage the (orkload associated
(ith SMS implementation (ith SMS implementation
&o pre)empt a *ticking 'o+es e+ercise&o pre)empt a *ticking 'o+es e+ercise-or implementation phases are proposed-or implementation phases are proposed/ach phase is 'ased pon the introdction of/ach phase is 'ased pon the introdction of
Provides a 'leprint on ho( the SMSProvides a 'leprint on ho( the SMSre0irements (ill 'e met and integrated to there0irements (ill 'e met and integrated to the
4.4. 6ondct a gap analysis of the organi1ation’s e+isting resorces6ondct a gap analysis of the organi1ation’s e+isting resorces
compared (ith the re0irements for esta'lishing a SMS.compared (ith the re0irements for esta'lishing a SMS.
Element 1.4Element 1.4
7.7. 5evelop an SMS implementation plan on the 'asis of national5evelop an SMS implementation plan on the 'asis of national
re0irements and international S$RPs, the system descriptionre0irements and international S$RPs, the system descriptionand the reslts of the gap analysis.and the reslts of the gap analysis.
Element 1.4Element 1.4
8.8. 5evelop docmentation relevant to safety policy and o'9ectives5evelop docmentation relevant to safety policy and o'9ectives
Element 1.6Element 1.6
#.#. 5evelop and esta'lish means for safety commnication5evelop and esta'lish means for safety commnication
Pts into practice those elements of the SMSPts into practice those elements of the SMSimplementation plan that refer to:implementation plan that refer to:
!.!. <perational safety assrance<perational safety assrance 5evelopment of accepta'le level 2s3 of safety5evelopment of accepta'le level 2s3 of safety 5evelopment of safety indicators and targets5evelopment of safety indicators and targets
SMS continos improvement.SMS continos improvement.Elements 3.1, 3.2, and 3.3Elements 3.1, 3.2, and 3.3
.. &raining relevant to operational safety assrance&raining relevant to operational safety assrance
Element 4.1Element 4.1
.. 5ocmentation relevant to operational safety5ocmentation relevant to operational safety
6$$s ; -or Steps for SMS Implementation6$$s ; -or Steps for SMS Implementation
S&/P !S&/P !
State’s safety programmeState’s safety programme6ondct a gap analysis vis)=)vis the crrent stats in the6ondct a gap analysis vis)=)vis the crrent stats in the
State of the follo(ing:State of the follo(ing:Safety reglationSafety reglationSafety oversight 2capa'ilities and planning3Safety oversight 2capa'ilities and planning3$ccident>incident investigation$ccident>incident investigationMandatory>volntary>confidential reporting systemsMandatory>volntary>confidential reporting systems
Safety data analysisSafety data analysisSafety promotionSafety promotion5evelop the State safety programme arond for5evelop the State safety programme arond for
components of the I6$< SMS frame(orkcomponents of the I6$< SMS frame(ork
Implementation SMS S$RPsImplementation SMS S$RPs5evelop SMS reglations for service providers5evelop SMS reglations for service providersRefer to the SMS components and elements asRefer to the SMS components and elements as
per the I6$< SMS training corseper the I6$< SMS training corsePrepare gidance material for SMS implementationPrepare gidance material for SMS implementationRefer to I6$< 5oc ?@7? and the I6$< SMSRefer to I6$< 5oc ?@7? and the I6$< SMS
training corsetraining corse<perators>service providers may need to se third<perators>service providers may need to se third
party assistance to implement their SMSparty assistance to implement their SMS
6$$s ; -or Steps for SMS Implementation6$$s ; -or Steps for SMS Implementation
.. Safety risk managementSafety risk management/sta'lishment of controls (hich govern ho(/sta'lishment of controls (hich govern ho(
service providers SMS (ill operateservice providers SMS (ill operateRe0irements for service providers SMSRe0irements for service providers SMS
Same processes as SMS 2Ca1ardSame processes as SMS 2Ca1ardidentification and risk management3identification and risk management35ifferent otpts5ifferent otpts
Ne(>modified rles and>or reglationsNe(>modified rles and>or reglations2i.e., controls3 (hich govern ho( service2i.e., controls3 (hich govern ho( service