~ lj3riil N aRe NATIONAL REINSURANCE CORPORATION OF THE PHILIPPINES 18th Floor, Philippine AXA Life Centre, Sen. Gil J. Puyat Avenue corner Tindalo Street, Makati City 1200, Philippines Trunk Line: +632 988 7400' Website: www.nrcp.com.ph • e-mail: [email protected]July 16, 2013 PHILIPPINE STOCK EXCHANGE, INC. Philippine Stock Exchange Plaza Ayala Triangle, Ayala Avenue Makati City, Metro Manila Attention Re Ms. Janet A. Encarnacion Head, Disclosure Department National Reinsurance Corporation of the Philippines General Information Sheet Dear Ms. Encarnacion: We are submitting herewith the copy of General Information Sheet (GIS) for the year 2013, which we also submitted to the Securities and Exchange Commission. Kindly for your reference and information. Sincerely,
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lj3riil NaReNATIONAL REINSURANCE CORPORATION OF THE PHILIPPINES
18th Floor, Philippine AXA Life Centre, Sen. Gil J. Puyat Avenue corner Tindalo Street, Makati City 1200, Philippines
PHILIPPINE STOCK EXCHANGE, INC.Philippine Stock Exchange PlazaAyala Triangle, Ayala AvenueMakati City, Metro Manila
Attention
Re
Ms. Janet A. Encarnacion
Head, Disclosure Department
National Reinsurance Corporation of the PhilippinesGeneral Information Sheet
Dear Ms. Encarnacion:
We are submitting herewith the copy of General Information Sheet (GIS) for the year 2013,which we also submitted to the Securities and Exchange Commission.
Kindly for your reference and information.
Sincerely,
GENERAL INFORMATION SHEET (GIS)FOR THE YEAR 2013
STOCK CORPORATION
GENERAL INSTRUCTIONS:
1, FOR USER CORPORATION: THIS GIS SHOULD BE SUBMITTED WITHIN THIRTY (30) CALENOSTOCKHOLDERS' MEETING. DO NOT LEAVE ANY ITEM BLANK. WRITE "NA" IF THE INFORMACORPORATION OR "NONE" IF THE INFORMATION IS NON-EXISTENT. IF THE ANNUAL STOCKH
THAN THAT STATED IN THE BY-LAWS, THE GIS SHALL BE SUBMITTED WITHIN THIRTY (30)THE ANNUAL STOCKHOLDERS' MEETING.
2. IF NO MEETING IS HELD, THE CORPORATION SHALL SUBMIT THE GIS NOT LATER THAN JANUARY 30 OF THE FOLLOWING YEAR. HOWEVER.SHOULD AN ANNUAL STOCKHOLDERS' MEETING BE HELD THEREAFTER, A NEW GIS SHALL BE SUBMITTED/FilED.
3. THIS GIS SHALL BE ACCOMPLISHED IN ENGLISH AND CERTIFIED AND SWORN TO BY THE CORPORATE SECRETARY OF THE CORPORATION,
4. THE SEC SHOULD BE TIMELY APPRISED OF RELEVANT CHANGES IN THE SUBMITTED INFORMATION AS THEY ARISE. FOR CHANGERESULTING FROM ACTIONS THAT AROSE BETWEEN THE ANNUAL MEETINGS. THE CORPORATION SHALL SUBMIT ONLY THE AFFECTEPAGE OF THE GIS THAT RELATES TO THE NE'N INFORMATION TOGETHER WITH A COVER LETTER SIGNED BY THE CORPORATE SECRETAROF THE CORPORATION. THE PAGE OF THE GIS AND COVER LETTER SHALL BE SUBMITTED WITHIN SEVEN (7) DAYS AFTER SUCH CHANGOCCURRED OR BECAME EFFECTIVE.
5. SUBMIT FOUR (4) COPIES OF THE GIS TO THE CENTRAL RECEIVING SECTION. GROUND FLOOR. SEe BLDG ..•EDSA. MANDALUYONG CITY. P.LCOPIES SHALL UNIFORMLY BE ON A4 OR lETTER-SIZED PAPER WITH A STANDARD COVER PAGE. THE PAGES OF ALL COPIES SHALL USONLY ONE SIDE. CORPORATIONS SUBMITTING A COPY OF THEIR GIS ONLINE OR VIA INT1=RNET SHALL SUBMIT ONE (1) HARD COPY OFGIS. TOGETHER WITH A CERTIFICATION UNDER OATH BY ITS CORPORATE SECRETARY THAT THE COPY SUBMITTED ONLINE CONTAINSEXACT DATA IN THE HARD COPY. ,
6, ONLY THE GIS ACCOMPLISHED IN ACCORDANCE WITH THESE: INSTRUCTIONS SHALL BE CONSIOERED AS HAVING BEEN FILEO.7, THIS GIS MAY BE USED AS EVJDENCE AGAINST THE CORPORATION AND ITS RESPONSIBLE DIRECTORS/OFFICERS FOR ANY VIOLATION 0
EXISTING LAWS. RULES AND REGULATIONS
CORPORATE NAMENATIONAL REINSURANCe CORPORATION OF THE PHILIPPINES doing: business underthe name and style of Philippine NatlonallRlllnsuranee Company; PhiiNaRe
DATE REGISTERED:
BUSINESSITRAOE NAME: PHiLIPPiNE NATIONAL REINSURANCE COMPANY: PhilNaRe
SEC REGISTRATION NUMBER:80118
6/1/1978
;;ISCA"CYEMi'~NO;-"""-'-'"''December 31
DATE OF ANNUAL MEETING PER BY.LAWS:
Every 4th Wednesday of June
CORPORATE TAX IDENTIFICATION
NUMBER (TIN)
Oa-480-869-COO
ACTUAL DATE OF ANNUAL MEETING:
June 25. 2013
COMPLETE PRINCIPAL OFFICE ADDRESS:
18th Floor, Philippine AXA Life Center. Sen. OU Puyat Avenue corner Tlndaio Street Makatl City
COMPLETE BUSINESS ADDRESS:
ADDRESS:
www.nrcp.com.ph
E-MAIL ADDRESS:
nrcp.nrcp.com.ph
18th Floor, Philippine AXA Ufe Center, Sen. Oll Puyat Avenue cornor Tlndalo Street Makati CityFAX NUMBER: 988·7457
NAME OF EXTERNAL AUDITOR & ITS SIGNING PARTNER: PUNONGBAYAN ANDARAULLO-ROMUALDO V. MURCIA III
=~=============::::::============,===PLEASE PRINT LEGISL Y ===============================
Corporate Name:
NATIONALREINSURANCE CORPORATION OF THE PHILIPPINES ..
A, Is the Corporation a covered person under the Anti Money Laundering Yes. No DAct (AMLA). as amended? (Rep, Acts. 916019164/10167/10365) Please check the appropriate box:1,t:1a, Banks Jewelry dealers in precious metals. who, as aI:=J b. Offshore Banking Units4, E::I
I:=J c. Quasi-Sanks
business, trade in precious metals
I:=Jd. Trust EntitiesI:=Je. Non-Stock Savings and Loan Associationst:1 f Pawnshopst:1 g. Foreign Exchage Dealers
5.r.:::JJewelry dealers In precious stones. 'who, as a
•. ··.·mml h, Money Changers
business, trade in precious stone
t:1 i. Remittance Agents 1:1.j, Electronic Money Issuerst:1 k. Financlallnstitutions which Under Special Laws are subject toBangko Sentral ng P1lipinas' (SSP) supervision and/orCompany service providers which, as 8. business.regulation, including theJr subsidiaries and affiliates. 6.
2.
provide any of the following services to third parties:
r::=:Ia. Insurance CompaniesI:=J b. Insurance Agents
I:=J a. acting as a formation agent of juridical persons
I:=J c, Insurance Brokers
,I:=J b. acting as (or arranging for another person to act as)
_ d. Professional Reinsurers
a director or corporate secretary of a company, a
t:1 e. Reinsurance Brokers
partner of a partnership, or a similar position in
t:1 f. Holding Companies
relation to other juridical persons
1:1g. Holding Company Systems t:1 h. Pre-need Companies
1:1c. providing a registered office. business address or
t::i i. Mutual Benefit Association
accommodation. correspondence or administrative
i:::I j, All Other Persons and entities supervised and/or regulated by
address for a company, a partnership or any other
the insurance Commission (IC)
legal person or arrangement
3.r::=:I a. Securities Dealers
I:=Jd. acting as (or arranging for another person to act as)r::=:I b. Securities Brokers
a nominee shareholder for another personr::=:I c. SecuritJes Salesman
7.Persons who provide any of the following services:r::=:I d. Investment Houses
E:::I a. managing of client money. securities or othert:1e. Investment Agents and Consultants
assets
E:::I f. Trading Advisors1:1 b. management of bank, savings or securities
t:1 g. Other entities managing Securities or rendering similar services
accQunts
t:.::J h. Mutual Funds or Open-end Investment Companies
1:1c. organization of contributions for the creation,i:::I i. Close-end Investment Companies
operation or management of companies
E:::I j. Common Trust Funds or Issuers and other similar entities 1:1 k. Transfer Companies and other similar entities1:1 d. creation, operation or management of juridical
I:=J L Other entities administering or otherwise dealing In currency,persons or arrangements. and buying and selling
commodities or financial derivatives based there on,
business entitles
r::=:I m. Entities administering of otherwise dealing in valuable objects
l:l.c:::INone of th~ aboveC1n. Entities administering or otherwise dealing in cash Substitutes
Describe nature of business:and other similar monetary instruments or property supervised anelror regulated by the Securities and Exchange Commission(SEe)e, Has the Corporation complied with the requIrements on Customer Due Olllgence (COOl orKnow Your Customer (KYC), record-keeping, and submission of reports under theAMLA,Yes.No D
as amended, since the last filing of its GIS?
GIS_STOCK(v.2013) 1-A
GENERAL INFORMATION SHEETSTOCK CORPORATION
==••=••=== ••=••••••••••••••••••••••••••••••===••••=•••••••• PLEASE PRINT LEGIBLY ••••••••••••••••••••=••: ••: ••••: ••: ••••: ••••••••••=====CORPORATE NAME: NATIONAL REINSURANCE CORPORATION OF THE PHILIPPINES
NIMYN.AAlC 123-305-080Bluebird Road. Moonvlne SuM .. Paranaque City
N/MeM16. MEDEL T. NERA -Filipino
NIMyN. A. 113-423-14342 Roseville Street White Plains Subdivision
AIMQuezon City ,INSTRUCTIONS:!'OR SEX COLUMN.PUT"I''' FORFEMALE,"10.1" FOR MALE.FORSOARD COLUMN.PUT "0" FORCHAIRMAN,"1\.1"FORMEMBER,T FORINDEPENDENTDIRECTOR.FORINC'RCOLUMN,PUT"Y" IFAN INCORPORATOR."N" IF NOT.FORSTOCKHOLDERCOLUMN,PUT ''Y'' IF A STOCKHOLDER."N" IF NOT.
FOROFFiCeRCOLUMN,INDICATEPARTiCULARPOSITIONif AN OFFICER.FROMVP UPINCLUDINGTHEPOSITIONOFTHETREASURER,SECRETARY,COMPLIANCEOFFICERANDIORASSOCIATl;OPERSON.
FOR EXECUTIVECOMMITTEE,INDICATE"C"IF MEMBEROF THECOMPENSATIONCOMMITTEE;'W FORAUDITCOMMITTEE;"N" FORNOMINATiONAND ELECTIONCOMMITTEE.ADDITIONALLYWRITE"e" AfTER SLASHIf CHAIRMANAND"M"IF MEM8ER.
GIS_STOCK (v.2013)Page ;3
GENERAL INFORMATION SHEETSTOCK CORPORATION
============================== PLEASE PRINT LEGIS!.. Y =======================,,========
CORPORATE NAME: NATIONAL REINSURANCE CORPORATION OF THE PHILIPPINES
OIRECTORS t OFFICERS
NAME, NATIONALITY AND
STOCKEXEC.TAX IDENTIFICATION NO.
INC'R
BOARDSEX OFFICER(TIN) FOR FILIPINOS ANDCURRENT RESIDENTIAL ADDRESS
HOLDERCOMM.FOREIGNERS
17. ROBERTO S. DE LEON ll- F'iliplno
NN. A.MNFlrslViceNA122-290-440"Atls Street. United Hills Village, ?aranaque City
PresidentI18, MARiSSA p, ALDEANO -Filipino
NN. A.FNViceNA 122-290-290
Mahiyain Street, Sikaluna Village. Quezon City
President
19. AMERFfl V. BASCO -Filipino
NN. A.FYViceNA 105-839-186Natividad Street. Fausta Village. Abangan SUr.
President
MarUao Bulacan 20. RENE O. DE GUZMAN -FUipino
NN,A.MN,ViceNA i11~698~844Tower L Columns, Ayala Avenue, Makali City
President
21. REGiNA S. RAMOS - Filipino
NN. A.FNComplianceN.A.103-183-336
Fir Street. Marcelo Green Village, paranaque City
Officer
22, VICENTE B. V1LLARAMA, JR.-Filipino
NN.A.MYViceN. A.105-839-483Samaria SI. Pleasant Hill Subd, PhS City of San
President
Jose Dei Monte. Bulacan ***-***-*nothing foUoWS****ff*******.
JNSTRUCTIONS:
FORSEXCOLUMN,PUT"F" FOR FEMALE,"M" FORMALE.FORBOARDCOLUMN.PUT"C" FOR CHAiRMAN."M" FORMEMBER,"I" FORINDEPENDENTDIRECTOR.FORINC'RCOLUMN.PUT 'Y" IFAN INCORPORATOR."N" IF NOT.fOR STOCKHOLDERCOLUMN,PUT-r IFA STOCKHOLDER."N" JFNOT.FOROFFICERCOLUMN,INDICATEPARTICULARPOSITIONIFAN Oi=FICER,FROMVP UPINCLUDINGTHEPOSITIONOFTHEmGASURER,SECRETARY,COMPUANC"OFFICERANDIORASSOCIATEDPERSON.FOREXECUTiVECOMMITTEE,INDICATE"C" IF MEMBEROFTHECOMPENSATIONCOMMITTEE;"A" FOR.AUDITCOMMITTEe;;"I';" FORNOMINATIONAND ELfCTIQN COMMITTEE.ADDITIONAL!..Y WRITE"C"AFTER SLASHIF CHAiRMANAND"M" IF MEMBER.
INSTRUCTION: SPECIFY THE TOP 20 STOCKHOLDERS AND INDICATE THE REST AS OTHERS
Note: For PDre Nominee included in the list, please indicate furth.or the beneficiaf owners owning morc than 5% of any cfass of the company's voting securities.Attach separate sheet, If neceSS<lry,
GIS_STOCK (v,2013) Pag" 4
GENERAL INFORMATION· SHEETSTOCK CORPORATION
000-648·35111,015,200.00
AMOUNT PAID
(Ph?)
0,52%
11,075,200.00
11,075,200,00
AMOUNT
(Ph?)
SHARES SUBSCRIBED
11.075,200
11,075,200
NUMBERTYPE
PHILIPPINES FIRST INSURANCE CO.
FILIPINO
Philippines First 810g.• 6764 Ayala Avenue, Maka!!
CORPORATE NAME: NATIONAL REINSURANCE CORPORATION OF THE PHiliPPINES
10. PA, ANA GO AND OR GO KIM
FILlPINO
4th Floor, Golli Bldg., Plaza Laescn, Sta. Cruz,Manila I TOTAL
9. PHIL AMERICANLIFE INSURANCECO. IeFiLIPiNO
23ro Floor, Phllamlife Tower, 8767, Paseo de Roxas,
MakatlCity I TOTAL
14, SOUTH SEA SURETY INSURANCE CO. INC. t:::FILIPINO
Unit 408. Greenbelt Mansion. Perea Sl LegaspiVillage. Makati City
000-222-797
000-452-719
000·917-174
000-803-117
151-441-932
4,168,300.00
4,450,200.00
7,500,000,00
8,6.28,600.00
1,498,SOO.00
0.35%
0.41%8.628,600.00
6,628,600.00
7,4S8.900 7,498,SOO.00I0,35%
4,450,200
4.450,200.00
4,450,200
4,450,20I.l.00 I0.21%
4,168,300
4.168,300.00
4,168,300
4,168,300.00 I0.20%
4,152,700
4,152,700.00
8,628,600
TOTAL
SURANCE CO. LTD.13. NEW!
FILIPINO
ITC Bldg .• 3$7 Sen. Oil Puyal Avenue, Makali City
11. EMPIRE INSURANCE COMPANY
FILIPINO
Prudential .LIfe Bldg. 843 A. Arnalz Ave" LegasViliage. Maka!! CI!y
12, PHil. INT'L LIFE iNSURANCE CO. INC.
FILIPINO
Tanco Bldg, 55 Tlmag Avenue, Quezon City
TOTAL 4,152,700 4,152,700.00 0.20.% 4,152,700.00 000-639-073
TOTAL AMOUNT OF SUBSCRIBED CAPITAL ITOTAL AMOUNT OF PAID-UP CAPITAL
47,473,500,00
INSTRUCTION: SPECIFY THE TOP 20 STOCKHOLDERS AND INDICATE THE REST AS OTHERS
Note: For PDTe Nominee Included In tile Jlst, please indicate further the beneficial owners owning more than 5% of any class of the company's voting securities.Attach separate sheet, if necessary.
GIS_STOCK (v.2013) Page 5
GENERAL INFORMATION SHEETSTOCK CORPORATION
----------------=========== PLEASE PRINT LEGiSt Y ==••••="'''',,==========''',,=======CORPORATE NAME; NATIONAL REINSURANCE CORPORATION OF THE PHILIPPINES
TOTAL NUMBER OF STOCKHOLDERS:
279INO. OF STOCKHOLDERS WITH 100 OR MORE SHARES EACH' 279
TOTAL ASSETS BASED ON LATEST AUDITED FS: P1S,615,219,541 STOCKHOLDER'S INFORMATiONSHARES SUBSCRIBEDTAX IDENTIFICATIONNO.NAME, NATIONALITY AND %01"
AMOUNT PAID
(TIN) FOR FILIPINOSANDCURRENT RESIDENTIAL ADDRESS TYPENUMBERAMOUNT
OWNER·(PhP)
FOREIGNERS(PhP) SHIP15. PARAMOUNT LIFE & GENERAL INS. CORP.
INSTRUCTION: SPECIFY THE TOP 20 STOCKHOLDERS AND INDJCATE THE REST AS OTHERSNol.: For PDTe Nominee included in the list. please indicate further the beneficial owners owning more than 5% of any class of the company's voUng securities.Attach seaara!e $heet " necessalV.
GIS_STOCK (v.2013) Pagll S
GENERAL INFORMATION SHEET
STOCK CORPORATION,
CORPORATE NAME: NATIONAL REINSURANCE CORPORATION OF THE PHILIPPINES
aENEFICIAL OWNERS OWNING MORE THAN 5% OF STOCKHOLDERS INCLUDED UNDER PCD NOMINEE CORP,
NAME, NATIONALITY AND CURRENTRESIDENTIAL ADDRESS Amount Paid
,,,•• u ••••••.•.• ~••••••••••••• O' ••• · ••••••.•••••••••••.••••••••••••......... .RAI!.flGA'HIQ-tL ....m
N.A. N.A.N.A.
3. TREASURY SHARES
.Pi 00,525,432 % AS TO THE TOTALNO. OF SHARES
NO. OF SHARESISSUED
56,349,000
2.15%
4. UNRESTRICTED/UNAPPROPRIATED RETAINED EARNINGS AS OF END OF LAST FISCAL YEAR .P237,8B9,02G5. DlV1DENDS DECLAR.ED DURING THE IMMEDIATELY PRECEDING YEAR:TYPE OF DIVIDEND
AMOUNT (PhP)DATE DECLARED
5.1
CASH 42,472,112.00May is, 20135.2
STOCK NONE5.3
PROPERTY NONETOTAL
P42,472.112.00S.ADDITIONAL SHARES ISSUED DURING THE PERIOD: DATE
NO. OF SHARES AMOUNT
NONE
NONE
SECONDARY LICENSE/REGISTRATION WITH SEC AND OTHER GOYT AGENCY:
NAME OF AGENCY:SECSSPIe
TYPE OFCertiflcate of permit to offer
NoneCertificate of Authority to
LICENSE/REGN.securities for sale transact insurance business
DATE ISSUED:. Aprll 13. 2007NoneJuly 1, 2012DATE STARTED
January 2, 1979NoneOPERATIONS:
.January 2, 1979
TOTAL ANNUAL COMPENSATION OF
TOTAL NO. OF OFFICERSTOTAL NO. OF RANK &TOTAL MANPOWERDIRECTORS DURING THE PFlECEDING
39 offlcors as of 12/31/12FILE EMPLOYEES -COMPLEMENT- 95FISCAL YEAR (in PhP) 4. 690,588
(ManagGrs and up)57 RF employees as ofemployees as of12/31112
12131112
IGIS_STOCK (v.2013) Page 7 .
l. NOEL A. LAMAN, Coroorate Secretary OF THE ABOVE-MENTiONED(NAME) (POSlTION)
CORPORATION DECLARE UNDER THE PENALTY OF PERJURY, THAT ALL MATTERS SET FORTH IN THIS GENERALINFORMATION SHEET WHICH CONSISTS OF (11 ) PAGES HAVE BEEN MADE IN GOOD FAITH, DULY VERIFIED BYME AND TO THE BEST OF MY KNOWLEDGE AND BELIEF, ARE TRUE AND CORRECT.
I UNDERSTAND THAT THE FAILURE OF THE CORPORATION TO FILE THIS GIS FOR FIVE (5) CONSECUTIVEYEARS SHALL BE CONSTRUED AS NON-OPERATION OF THE CORPORATION AND A GROUND FOR THEREVOCATION OF THE CORPORATIONS CERTIFICATE OF INCORPORATION. IN THIS EVENTUALITY, THECORPORATION HEREBY WAIVES ITS RIGHT TO A HEARING FOR THE SAID REVOCATION.
DONE THIS . DAY OF JUl 1 1 2013 ,2013 in Makati City,
~~ANOELA. LAMAN
(SiGNATURE)
SUBSCBIB~ AND SWORN TO BEFORE ME. A Notary Public for and in the City of Makati, Philippines,this JUL 1 1.lUll by the affiant, whose identity 1 have confirmed through his Passport No. EA0004475 issued onNovember 10, 2009 at Manila, bearing the affiant's photograph and signature, and who showed to me his Community TaxCertificate No. 106870011ssued at Makati City, on February 1, 2013.
In compliance with Memorandum Circular No. 02 dated March 12, 2001issued by the SECURITIES and EXCHANGE COMMISSION (SEe) requiring thesubmission by registered corporations of SEC reportorial requirements, Wesubmit herewith the diskette containing the GENERAL INFOR.tvIATION SHEETof NATIONAL REINSURANCE CORPORATION OF THE PHILIPPINES,SEe Registration No. 80118 for the year 2013.
I certify that the diskette contains the same data in the three (3) hard copiessubmitted to the SEe.
.~~Corporate Secretary
SUBSCRIBED AND SWORN TO BEFORE ME, a Notary Public for al,ldin the City of Makati, Philippines, tltUUL 1 1 <l8ja affiant who is personallyknOVVl1.to me and whose identity I have confirmed through his Passport No. EA0004475 issued on November 10, 2009 in Manila, bearing the affiant'sphotograph and signature, and who showed to me his Community TaxCertificate No. 10687001 issued at Makati City on February I, 2013.
07~~*,]\l P.OliVA"Appointment~h M-501
Notary Public· City d MakatlUntil 31 D6cember?013
CastH!o .Laman Tan P'.~nt3!f'f.)n& San Jose U\W "'if,1'
The \latera TbW€ll~ 122 \;',:::';~;ro :J1faetSalcedo \image, Mal;",i