Page 1
Liquefaction
Liquefaction, the term was originally coined by Mogami
and Kubo(1953) describes the behavior of loose saturated cohesionless soils, i.e.
loose sands, which transforms from a solid state to have the consistency of a
heavy liquid, or reach a liquefied state as a consequence of increasing pore
water pressures, and thus decreasing effective stress, induced by their tendency
to decrease in volume when subjected to cyclic undrained loading like
earthquake. The generation of excess pore pressure under undrained loading
condition is a hallmark of all liquefaction phenomena or simply saying
liquefaction is more likely to occur in loose to moderate granular soils with poor
drainage, such as silty sands or sands and gravels capped or containing seams of
impermeable sediments. Some examples of liquefaction include quicksand,
quick clay, turbidity currents, and earthquake liquefaction.
Liquefaction phenomena that results from this process can be
divided into two main groups.
1) Flow liquefaction
2) Cyclic mobility
These two are very important, and any evaluation of liquefaction hazards should
be carefully consider both.
1
Earthquake Engineering Seminar
Page 2
Flow Liquefaction
Flow liquefaction produces the most dramatic effects of all
liquefaction related phenomena, causing tremendous instabilities known as flow
failures. It occurs when the static shear stress exceeds the shear strength of the
soil in liquefied state. Once triggered, large deformations produced by flow
liquefaction will be driven by static shear stress and the cyclic stress like
earthquakes which will push the soil to unstable state where soil looses its shear
strength. Flow liquefaction failures can be charterized by the sudden nature of
their origin, speed with which it develop and large distance over which the
liquefied material moves.
Cyclic Mobility
Cyclic Mobility is another phenomenon that also produces
large permanent deformations during earthquake shaking. Here in this case
static shear stress is less than shear strength of liquefied soil but deformations
are caused by cyclic mobility failure develop incrementally during earthquake
shaking. These deformations are termed as lateral spreading can occur on very
gentle slope or flat ground surface near to water bodies.
2
Earthquake Engineering Seminar
Page 3
Liquefaction susceptibility
All soils are not susceptible to liquefaction, thus the soil at
the construction site must be checked for liquefaction susceptibility. There are
several factors that affect the liquefaction susceptibility which are
1) Historical criteria
2) Geological criteria
3) Compositional criteria
4) State criteria
Historical criteria
From past earthquake studies and field investigations, it is
observed that liquefaction recurs at same location when soil and ground water
conditions remain unchanged. Thus liquefaction case histories can be used to
identify the specific sites or general site conditions that may susceptible to
liquefaction. Post earthquake investigation investigations also suggest that
liquefaction effects were pertain to a zone which is at a particular distance from
seismic source. Distance to which liquefaction can be expected increases
dramatically with increasing magnitude as shown graphically below.
3
Earthquake Engineering Seminar
Page 4
(Relationship between limiting epicentral
distance of site at which liquefaction occurs and moment magnitude for shallow earthquake)
Geological criteria
Soil deposits that are susceptible to liquefaction are formed
within a narrow range of geological environment. Liquefaction susceptibility is
influenced by
1) Depositional environment
2) Hydrological environmental
3) Age of soil deposit
Geological process that sorts soil into uniform particle size distribution and
deposit them in loose state, produces soil deposit with high liquefaction
susceptibility. Liquefaction is also affected by depth of ground water table. If
the ground water table is at larger depth, liquefaction susceptibility will be less.
4
Earthquake Engineering Seminar
Page 5
Compositional criteria
Since liquefaction requires the development of excess pore pressure,
liquefaction susceptibility is influenced by the compositional characteristics that
influence volume change behavior. Characteristics associated with high volume
change potential like grain size, shape, distribution will result will result in high
liquefaction susceptibility. Coarser silts with bulky particle shape that are non
plastic and cohesionless are fully susceptible to liquefaction. Fine grained soil
with following characteristics is generally susceptible to liquefaction.
Fraction finer than 0.005mm< (or equal) 15%
Liquid limit< (or equal to) 35%
Liquidity index < (or equal to) 0.75
Well graded soil are generally less susceptible to liquefaction since there void
will be less. Moreover particle shapes can also influence liquefaction. Round
shaped particular soils are generally less susceptibly against liquefaction
compared to angular grained.
State criteria
Liquefaction susceptibility also depends on the initial state of soil (i.e.
its stress and density characteristics at the time of the earthquake). This is
because the tendency to generate excess pore pressure of a particular soil is
strongly influenced by both density and initial state of stress condition.
5
Earthquake Engineering Seminar
Page 6
Critical void ratio
In 1936, Cassagrande, preformed many drained strain controlled triaxial test
on initially loose and initially dense sand specimen and following results were
obtained. All the soil samples are tested at same confining pressure and they
approach the same density when sheared at large strain, ie for loose soil, as
stress increased void ratio decrease and after reaching a particular level there
will be no increase in the void ratio for the stress increase. Similarly for dense
sand, at first void ratio decrease with stress increment and at large strain value
as stress increases void ratio will also try to increase till it reaches a particular
void ratio thereafter no increased will occur in void ratio. This void ratio
corresponding to constant density is called critical void ratio (ec). Positive
excess pore pressure will develop in loose sand while negative pore pressure
will develop in dense sand when subject stress.
Critical void ratio for a soil varies with confining
pressure, and locus of these points (ec corresponding to each confining pressure)
will give a curve called Critical void ratio (CRV) line.
These CRV line marks boundary between contractive and dilative behavior so
generally saturated soil with high initial void ratio plotted above the CRV line
6
Earthquake Engineering Seminar
Page 7
are susceptible to liquefaction, and soils below are generally not susceptible.
Steady state deformation
In 1969 Castro performed static and cyclic triaxial tests on
istropically consolidated specimen and several static tests on anisotropically
consolidated specimen. Very loose specimen (specimen A), peak strength is
attained at small shear strain and the sample collapsed suddenly which can be
referred to flow liquefaction. Dense specimen (Specimen B) initially contracts
but then after dilates until constant effective confining pressure and larege strain
is attained. An intermediate specimen (specimen C), the exceedance of a peak
strength at low starin, then limited period of strain softening behavior and end
with on a set dilation at intermediate strain. Now a graph is plotted with void
ratio against confining pressure at large strain which is roughly parallel to CRV
line obtained from drained strain controlled test, showing the development of
flow structure under stress controlled condition which is called steady state line
(SSL). The state in which the soil flowed continuously under constant effective
7
Earthquake Engineering Seminar
Page 8
confining pressure at constant volume and velocity was defined as steady state
of deformation; corresponding shear stress is called steady state strength.
Saturated soil falling above SSL will susceptible to liquefaction when static
shear stress exceeds steady state strength.
Initiation of Liquefaction
Soil susceptible to liquefaction does not simply undergo liquefaction when an
earthquake occurs. It requires a disturbance strong enough to initiate or trigger
it. Many previous studies of initiation of liquefaction have implicitly lumped
flow liquefaction and cyclic mobility together, but has to be studied separately.
Understanding the initiation of liquefaction requires identification of the state of
the soil when liquefaction is triggered.
Flow liquefaction surface
Liquefaction initiation can be effectively studied using stress path. The
effective stress condition at which initiation of flow liquefaction can be
described in a stress path space, by a 3D surface as flow liquefaction surface
8
Earthquake Engineering Seminar
Page 9
(FLS). Even it is difficult to measure, but it provides useful frame work for
understanding relationship between various liquefaction phenomena.
Monotonic loading
Initiation of flow liquefaction can be seen most easily when soil is subject to
monotonically increasing stress. As the stress increased, since the specimen is
loose saturated sand which has initial state well above the SSL, tends to show
the contractive behavior. When stress reaches the steady state strength value
(Point B), specimen tends to flow i.e. flow liquefaction takes place. Till point B
pore pressure increases at faster rate and then after the increment is slow. When
Steady strength state strength is reached, the specimen tends to flow to a steady
state of deformation i.e. point C. Here after increase in confining pressure there
will not significant variation in pore pressure.
Cyclic loading
9
Earthquake Engineering Seminar
Page 10
Liquefaction study by FLS can be applied to both cyclic and monotonic loading.
It’s said that the liquefaction to initiate, the effective stress path should cross
over FLS but in actual experiment it’s shown that stress path can go further
beyond for initiating liquefaction for both cyclic and monotonic loading. For
case of monotonic loading (under undrained condition) shearing resistance will
built up to a peak value when stress path reaches FLS (point B). There it
becomes unstable and strain to steady state of deformation (point C). Similarly
the specimen is cyclically loaded (under undrained condition) stress path moves
to point D on FLS and strains toward the steady state deformation point C. It
can be seen that for initiating liquefaction, required stress under cyclic load will
be less compared to monotonic loading even though point B and D are on FLS
Development of flow liquefaction
The flow liquefaction occurs in two stages. The first stage takes place at lower
strain level, involves generation of sufficient excess pore pressure to move the
stress path from initial position to FLS. Generation of excess pore pressure can
be either due to monotonic or cyclic loading. When effective stress path reaches
10
Earthquake Engineering Seminar
Page 11
FLS, second stage begins. The second stage involves strain softening and
additional excess pore pressure generation, which is driven by shear stress
called driving stress. Large strain developed in second stage as effective stress
path moves from the FLS to steady state deformation
Influence of excess pore pressure
The generation of excess pore pressure is the key to initiate the liquefaction.
Without it neither flow liquefaction nor cyclic mobility can occurs.
Flow liquefaction
It initiate by cyclic loading when shear stress required for static
equilibrium is greater than steady state strength. This shear stress is caused due
to gravity loading when large deformation develops. The occurrence of flow
liquefaction requires undrained disturbance strong enough to move effective
stress path from initial point to FLS. If the initial state stress condition is closer
to FLS, only small pore pressure increase is enough to trigger flow liquefaction.
Thus knowing the pore pressure ratio at a particular void ratio, it can be
assessed that at high initial stress ratio the flow liquefaction can be triggered
with very small dynamic disturbance
Cyclic mobility
It can occur when shear stress is smaller than steady state strength and
even soil is dense or loose. There are 3 initial and cyclic conditions which
generally produces cyclic mobility.
11
Earthquake Engineering Seminar
Page 12
Case 1 when ( τ static > τ cyc ) (no shear stress reversal) and (no exceedance of
steady state strength)
Stress will not cross the failure envelop and hence flow deformation will not
occur. The effective confining pressure has decreased significantly resulting in
low stiffness and significant permanent strains develop with each loading.
12
Earthquake Engineering Seminar
Page 13
Case 2 ( τ static < τ cyc ) when (no shear stress reversal and steady state
strength is exceeded momenterly)
The effective stress path, when touch FLS, momentary period of in stability
occurs resulting in permanent strain will occur.
13
Earthquake Engineering Seminar
Page 14
Case 3 when ( τ static > τ cyc ) (shear stress reversal occurs and no exceedance
of steady state strength)
In this the shear stress reversal will induces both compression and extension.
The rate of generation of pore pressure increases with increase in the stress
reversal. Each cyclic loading the stress path cross origin resulting zero effective
stress but do not cause initial liquefaction. Significant strain will accumulate but
no flow failure will occur.
14
Earthquake Engineering Seminar
Page 15
Effect of liquefaction
Liquefaction phenomena can affect building, bridges, buried pipes and other
structures. It also influences the nature of ground surface motion. Flow
liquefaction can produces massive flow slides and contribute in sinking or
tilting of heavy structures. Cyclic mobility causes slumping of slopes,
settlement of building and failure of retaining walls. The effects of liquefaction
can be listed as
1) Alteration of ground motion
The abrupt increase in the excess pore pressure causes stiffness to decrease
during an earthquake. Thus the amplitude and frequency content of the
surface motion may change considerably during earthquake. The occurrence
of liquefaction at depth beneath a flat ground surface can decouple the
liquefied soil from the surficial soil to produce large transient movement
ground oscillations. The surficial soils are often broken into block separated
by fissures that can open and close during earthquake.
2) Development of Sand Boils
Liquifaction is accompanied by the development of sand boil. During
shaking, Seismically induced excess pore pressure are dissipated
predominantly by the produces an upward force if the hydraulic gradient
exceeds a critical value the vertical effective stress will the zero, which is
15
Earthquake Engineering Seminar
Page 16
known as quick condition. During this period the water can carry sand
partical and gushes out firm cracks with high velocity called sand boil.
3) Settlement
When sands subjected to earthquake, it generally has property to get
densify. Settlement behavior of snad is also depends on condition of
saturation. Dry snad densifies very quickly compare to saturated sand.
4) Settlement of Dry Sand
The densification of dry sands subjected earthquake loading depends on
density of sand and amplitude of the cyclic shear strain induced in the
sand and number of cycles of shear strain applied during the earthquake.
Cyclic shear strain can be estimated by using realtion
γcyc = 0.65 amax γd σv
g G γcyc
Since shear modulus varies with (γcyc) and hence several iterations are
equired to calculate a value of (γcyc) which is consistent with the shear
16
Earthquake Engineering Seminar
Page 17
modulus. Knowing and SPT N value volumetric strain i.e Settlement
can be estimated.
5) Settlement of Saturated Sand
The densification of saturated sand is not a quick process. It is influenced
by the density of sand maximum shear strain induced and the amount of
excess pore pressure generated during earthquake. Large time taken for
settlement is due to slow dissipation of excess pore pressure and it
depends upon gradation and permeability. Thus the settlements of
saturated sands are post earth quake settlements.
6) Flow failures
Liquefaction induced flow failure occurs when the shear stress required to
maintain static equilibrium is greater than the shear strength of liquefied
sil. These are different mechanism for flow failure.
1. Flow liquefaction failures(N.R.C Mechanism A)
Flow liquefaction occurs when the static shear stress exceeds the shear
strength of the soil in liquefied state. Once triggered, large
deformations produced by flow liquefaction will be driven by static
shear stress and the cyclic stress like earthquakes will push the soil to
unstable state where soil looses its shear strength.
17
Earthquake Engineering Seminar
Page 18
2. Local Loosening Flow failure (N.R.C Mechanism B)
This mainly occurs when sand layer is over lain by a less permeable
material that does not permit drainage during earthquake. Thus during
earth quake liquefaction, instead of whole sand mass, sand mass at
bottom and get densifies while top layer of sand will undergo local
loosening and flow failure at top occurs.
4. Global Loosening Flow failure (N.R.C Mechanism C)
High excess pore pressure generated at depth will cause porewater to
flow toward drainages boundries during and after earthquake. Shallow
soils may be loosened by this flow to the extent that their steady state
strength drops below the shear stress required to maintain the
equilibrium. In contrast with the local loosening case, this loosening is
not compensated for by densification at a different location. Since the
steady state strength is not reduced until the water flows into the
shallower soil, failure may not occur until well after earthquake.
Cracking of the surficial soils may also contribute to the failure.
5. Interface Flow failure (N.R.C Mechanism D)
Flow type failure can also occur when the shear strength of the
interface between a liquefiable soil and a underground structure
becomes smaller than the shear stress required for equilibrium.
Plunging failure of friction piles is an example interface flow failure.
If the interface is smooth, as with steel or precast concrete interface
18
Earthquake Engineering Seminar
Page 19
flow failure does not require volume change of soil and therefore can
occur in contractive or dilative sands.
Deformation failure
Not all liquefaction related failure involves large displacements.
Cyclic mobility produces to small incremental permanent
deformations, which sufficient enough to produce large deformation.
These are deformation failure e.g. lateral spreading of ground. Lateral
spreading causes the surficial layer to break into block and
development of cracks and fissure.
19
Earthquake Engineering Seminar
Page 20
Conclusion
Liquefaction is one of the most important, interesting, complex
and conterversial topics is geotechnical engineering. All mentioned above are
just basic frame work to analyze the liquefaction phenomena.
20
Earthquake Engineering Seminar