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LEGAL AND ETHICALIMPLICATION IN THE CLINICAL
EDUCATION SETTING
By:
Randolph Camolista, R.N.
and
Maria Consolacion Poral, R.N.
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INTRODUCTION:
Teaching clinical nursing courses, faculty face some challenges
more often than others. At one time or another, most faculty
teaching in clinical settings will have to deal with
unsatisfactory clinical performance, grade disputes, and
deviations from approved appearance standards.
Unsatisfactory clinical performance may be associated withissues of safety such as insufficient preparation, difficulties
with skills performance or knowledge transfer, and even
student health problems. Less often, faculty may encounter
problems related to chemical impairment, academic
dishonesty, and breaches of conduct. Violations of this nature
are legally subjected to a different process than those relating
to clinical performance and the resulting grades (Osinski,
2003).
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FACULTY-STUDENT RELATIONSHIP
Characterized by: Openness
Mutual respect
Collaborative approach
have a clear & straightforward expectations and
feedback
Egalitarian and caring interactions with students
Nursing faculty are the gatekeepers of the
profession
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BOX A-1 PRIMARY PREVENTION OF STUDENT-
BASED CLINICAL PROBLEMS
During student orientation to the clinical course:
Review institutional policies related to student
conduct including clinical performance and academic
integrity
Review student obligations regarding clinical agency
policies
Review course requirements written in the syllabus
Review the evaluation tool, procedures, and data
sources to be used Provide students with the opportunity to ask
questions and seek clarification
Provide orientation to clinical site and specific
unit/area
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Assure evaluation tools used are reliable and
valid Create opportunities for student self-evaluation
Provide ongoing, regular feedback regarding
progress in the course
Assure all students are treated equally in termsof evaluation
Assure privacy in interactions with students
when sharing negative evaluative data
Maintain anecdotal notes
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CENTER FOR ACADEMIC INTEGRITY
it offers a meeting place for the identification,
affirmation, and promotion of the values of
academic integrity
the site has a public tier that includes anAcademic Integrity Assessment Guide for use in
the development of an action plan for assessing
learning climate and evaluating academic
policies and procedures.
Time to review the legally mandated student
expectations for the protection of patient safety
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WRITTEN SYLLABUS
Is a contract between the faculty and the student.
Direct observation and interaction with students
evaluative data may be obtained from these
sources:
- Student papers
- Journals
- Agency personnel
- Student presentations
- First-hand accounts of patients and
families
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ORIENTATION
a legal requirement of assuring safe practice of
nursing students
Self-Assessment (for students)
is essential to their developing professional practice.
Ex: journaling of daily or weekly self-evaluation form
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ANECDOTAL NOTES
are written documentations of all conferences with
students, their daily clinical experiences, and theirperformance
are of value in constructing routine feedback, preparingformal student evaluations, and providing documentationof any problematic performance areas.
should be sufficiently detailed as to present the most
accurate picture of the situation at hand. faculty should record both positive and negative aspects of
each students work as objectively as possible, as it relatesto course objectives, the source of the data, and actions theymay have taken in regard to any student deficiencies.
should avoid bias judgment as not to focus on negativeaspect of performance.
avoid comments related to personality traits
these notes are the property of the faculty and are not partof the students academic record.
faculty should retain these notes in a secure file to protectconfidentiality for at least 2 years after students completethe course.
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UNSATISFACTORY CLINICAL PERFORMANCE
Reasons for unsatisfactory performance:
Students unable to transfer knowledge from their
concurrent or prior courses in the current clinical course
Problems with one or more patient safety issues, such as
difficulties with technical skill performance orinadequate performance
Absenteeism/tardiness/late submission of written work
Violation in appearance standards
Violations in conduct (behavior)
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BOX A-2 DUE PROCESS
Assuring Procedural Due Process in Cases of Unsatisfactory
Performance: Sample Policies and Procedure
At any time the students performance or progress is unsatisfactory:
Written notification is provided (Notification of Unsatisfactory
Performance form)
Aplan for addressing deficiencies is provided, which includes an
opportunity for satisfactory improvement within a specified time
Specific ramifications are described that will be enforced if
satisfactory improvement does not occur
If the student believes the assessment of his or her performance
is inaccurate or unfair after meeting with the faculty member,
the student may discuss the matter with the faculty members
immediate supervisor
Notification of unsatisfactory performance is to occur in a
private, face-to-face meeting between faculty and student
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PARAMETERS :
Nursing programs and procedures may provide
guidance in:
1. terms of remediation options,
2. when students must be removed from clinical sites,
and
3. grounds for dismissal from the program.
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HOW TO DOCUMENT AN UNSATISFACTORY
PERFORMANCE?
o Fill up a form
o Both student and faculty should sign the form
o Students signature indicates the form was read
and is not to be construed as an agreement withits contents
o One signed copy is placed in the students
academic record; students must receive a copy,
and the faculty member should retain one.
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BOX A-3 SAFETY CONCERNS
Definitions of Safe and Unsafe Student Clinical Practice
Safe student clinical practice:
Students are expected to demonstrate growth in clinicalpractice through application of knowledge and skills fromprevious and concurrent courses.
Students are expected to demonstrate growth in clinicalpractice as they progress through courses and to meetclinical expectations outlined in each clinical courseevaluation tool.
Students are expected to prepare for clinical practice inorder to provide safe, competent care. Adequate
preparation to assure safety generally means beingprepared to carry out all skills and having all requisiteknowledge that is necessary and available in advance toexecute the activities associated with the clinicalassignment. Preparation expectations are detailed in eachclinical course syllabus.
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Unsafe student clinical practice:
Unsafe clinical practice is behavior that places
the client or staff in either physical or emotional
jeopardy.
Physical jeopardy is creation of the risk of
causing physical harm.
Emotional jeopardy means that the student has
created an environment of anxiety or distress
that puts the client or staff at risk for emotional
or psychologic harm. Unsafe clinical practice is an occurrence, or a
pattern of repeated behavior, involving
unacceptable risk.
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BOX A-4 SAMPLE POLICYFOR STUDENT
DISMISSAL FROM ACLINICAL SITE
Faculty may remove a student from a clinical site
for unsafe practice, violations of clinical agency
policies, or breaches of academic or professional
codes of conduct documented in this handbook.
The student also will have earned a failing grade
in the course.
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CLINICAL GRADE DISPUTES Clinical faculty have the final word in the evaluation if their
students clinical performance.
Clinical courses are commonly graded as pass or fail.Novice faculty - possess limited experience with students in the
clinical setting, become uncertain with their judgments and arehesitant to fail students.
- are often torn between wanting to give students ample opportunityfor success and their sense of obligation to the profession and thepublic
Fear of litigation may inhibit faculty from failing students in theclinical setting
Legal system has supported faculty grading decisions, provided thatthe process of their determination was neither arbitrary norcapricious
Legally, the burden of truth that either criterion was not met falls
to the student When a student does not agree with the grade, a grievance action
must be available to facilitate resolution of the disagreement.
Following well designed due process procedures and affordingstudents the grievance option addresses the final judicialrequirements faculty must meet.
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BOX A-5 STUDENT GRIEVANCE POLICY
FOR GRADE APPEAL DUE PROCESS
If, at the end of the term, the student believes a
course grade is inaccurate or unfair, after
meeting with the faculty for the given course, he
or she may:
Meet with the facultys immediate supervisor
(lead faculty, course coordinator, administrator),
and/or
Request an appeal hearing
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VIOLATIONS OF CONDUCT
Codes of conduct for nursing students
prohibit among other things, acts of
aggression that include harassment,breaches of privacy and confidentiality,
misuse of institutional property, and drug
and alcohol abuse.
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ACADEMIC DISHONESTY
academic dishonesty may occur as plagiarism,submission of an assignment already completed
for another course, falsification of patient
records, lying about an action or inaction or
cheating on a test.
documentation of incident of lying of falsified
records may include statements from agency
personnel, patients or other students.
Turn It In is one such service that evaluates for
evidence of plagiarism
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IMPAIRED PRACTICE
The most common violation of the code of conductin clinical courses is probably the inappropriate
use of drugs or alcohol by students.
Chemical dependency is documented to be the
most common cause of impaired practice.Disorders
depression, anxiety, diabetes, thyroid dysfunction,
seizure disorders, asthma, migraines and even the flu or
a cold may presently intermittently or continuously as
impaired function.
Students who skip breakfast and try to function through a
busy morning commonly develop hypoglycemia, resulting in
both impaired cognition and poor skill performance.
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Adverse effects of over-the-counter (OTC) antihistamines; orprescribed anticonvulsants or corticosteroids may be
responsible for students slowed information processing or skillperformance.
Numerous studies have demonstrated the role of sleepdeprivation in negativity affecting visual acuity, verbal skills,problem-solving abilities, and producing emotional liability andincreased errors.
Pain medication taken for an injury, menstrual cramps, ormigraine headaches also can be responsible for studentsaltered capabilities.
When a clinical faculty member makes theprofessional judgment that the student is chemicallyimpaired, the student should be removed from theclinical setting on the grounds of being unsafe topractice. Liability for the student, the faculty and thenursing program may be attached if an impaired
student provides patient care that is unsafe
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DUE PROCESS IN DISCIPLINARY MISCONDUCT
Violations of academic integrity and breaches ofestablished codes of conduct by nursing students
must be addressed according to guidelines that
support students due process rights.
Student Due Process in Disciplinary Actions
y Oral or written notification of the violation is given to
the student.
y Notification of the violation provides sufficient detail
of the allegations.y Ahearing is conducted in which the student may
hear/see the evidence against herself and present a
defense.
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REASONABLE CLINICAL DISABILITY
ACCOMMODATIONS
The Americans with Disabilities Act requirementfor non-discrimination mandates the creation of
reasonable accommodations for students with
disabilities.
Disabled students must meet the establishedstandards for the course-the course objectives.
The accommodations made should allow the
student to attain the same competencies and
require the same number of clinical hours.
A clinical buddy may be selected, using aninterested and motivated work-study student in
the program, to provide physical assistance in the
clinical or skills laboratory setting.
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CLINICAL NURSE EDUCATOR LIABILITY
Criminal law is concerned with the protection of
society, and violations are punishable at federal,
state, country, and city levels.
Two Classifications of Criminal Law:
Misdemeanors (minor offenses)
Felonies (major offenses)
Civil laws are related to the rights of the
individual, as opposed to society as a whole. Civil,
noncriminal decisions are known as tort actions.
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For a tort charge to be brought, three essentialrequirements must be met.
1. Accused/defendant must have a demonstrableresponsibility to the plaintiff;
2. It is alleged that this responsibility was not met;
3. Damage or injury occurred as a direct result of thisbreach of responsibility.
Negligence is defined as the failure to exercisethe standard of care that a reasonably prudentperson would have exercised in a similarsituation
Liability is assigned when a person is found to belegally accountable, responsible to anotherperson or society at large, and the action isenforceable by civil or criminal penalty.
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COMMON AREAS OF NEGLIGENCE AND
LIABILITYFOR NURSE EDUCATORS
Failure to properly delegate duties to a student
Failure to properly document students nursing
skills
Failure to require students to obtain moreeducation in areas of poor performance
Failure to adequately notify students of areas of
failure/poor performance: the faculty member
fails to discuss or present a plan fro improvement
to the student, outlining areas that need
improvement such as behavior, skills, or
knowledge base
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Failure to facilitate student due process
Failure to protect student safety
Nursing faculty may be involved in legal actions with
students in a number of ways. They named as co-
defendants, along with the school or college or they may be
sued as individual faculty. Depending on the statutes of thestate, some public academic institutions provide faculty
protection from involvement in tort cases according to what
is known as sovereign, or charitable, immunity.
In addition to negligence, clinical nursing faculty also may
be held legally accountable for the adequacy of theirteaching. Students alleging that one or more faculty
breached their duty to teach effectively file what are callededucational malpractice suits.
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THANK YOU AND H AVE A NICE
DAY!!!