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Legal and Ethical(2)

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    LEGAL AND ETHICALIMPLICATION IN THE CLINICAL

    EDUCATION SETTING

    By:

    Randolph Camolista, R.N.

    and

    Maria Consolacion Poral, R.N.

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    INTRODUCTION:

    Teaching clinical nursing courses, faculty face some challenges

    more often than others. At one time or another, most faculty

    teaching in clinical settings will have to deal with

    unsatisfactory clinical performance, grade disputes, and

    deviations from approved appearance standards.

    Unsatisfactory clinical performance may be associated withissues of safety such as insufficient preparation, difficulties

    with skills performance or knowledge transfer, and even

    student health problems. Less often, faculty may encounter

    problems related to chemical impairment, academic

    dishonesty, and breaches of conduct. Violations of this nature

    are legally subjected to a different process than those relating

    to clinical performance and the resulting grades (Osinski,

    2003).

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    FACULTY-STUDENT RELATIONSHIP

    Characterized by: Openness

    Mutual respect

    Collaborative approach

    have a clear & straightforward expectations and

    feedback

    Egalitarian and caring interactions with students

    Nursing faculty are the gatekeepers of the

    profession

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    BOX A-1 PRIMARY PREVENTION OF STUDENT-

    BASED CLINICAL PROBLEMS

    During student orientation to the clinical course:

    Review institutional policies related to student

    conduct including clinical performance and academic

    integrity

    Review student obligations regarding clinical agency

    policies

    Review course requirements written in the syllabus

    Review the evaluation tool, procedures, and data

    sources to be used Provide students with the opportunity to ask

    questions and seek clarification

    Provide orientation to clinical site and specific

    unit/area

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    Assure evaluation tools used are reliable and

    valid Create opportunities for student self-evaluation

    Provide ongoing, regular feedback regarding

    progress in the course

    Assure all students are treated equally in termsof evaluation

    Assure privacy in interactions with students

    when sharing negative evaluative data

    Maintain anecdotal notes

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    CENTER FOR ACADEMIC INTEGRITY

    it offers a meeting place for the identification,

    affirmation, and promotion of the values of

    academic integrity

    the site has a public tier that includes anAcademic Integrity Assessment Guide for use in

    the development of an action plan for assessing

    learning climate and evaluating academic

    policies and procedures.

    Time to review the legally mandated student

    expectations for the protection of patient safety

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    WRITTEN SYLLABUS

    Is a contract between the faculty and the student.

    Direct observation and interaction with students

    evaluative data may be obtained from these

    sources:

    - Student papers

    - Journals

    - Agency personnel

    - Student presentations

    - First-hand accounts of patients and

    families

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    ORIENTATION

    a legal requirement of assuring safe practice of

    nursing students

    Self-Assessment (for students)

    is essential to their developing professional practice.

    Ex: journaling of daily or weekly self-evaluation form

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    ANECDOTAL NOTES

    are written documentations of all conferences with

    students, their daily clinical experiences, and theirperformance

    are of value in constructing routine feedback, preparingformal student evaluations, and providing documentationof any problematic performance areas.

    should be sufficiently detailed as to present the most

    accurate picture of the situation at hand. faculty should record both positive and negative aspects of

    each students work as objectively as possible, as it relatesto course objectives, the source of the data, and actions theymay have taken in regard to any student deficiencies.

    should avoid bias judgment as not to focus on negativeaspect of performance.

    avoid comments related to personality traits

    these notes are the property of the faculty and are not partof the students academic record.

    faculty should retain these notes in a secure file to protectconfidentiality for at least 2 years after students completethe course.

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    UNSATISFACTORY CLINICAL PERFORMANCE

    Reasons for unsatisfactory performance:

    Students unable to transfer knowledge from their

    concurrent or prior courses in the current clinical course

    Problems with one or more patient safety issues, such as

    difficulties with technical skill performance orinadequate performance

    Absenteeism/tardiness/late submission of written work

    Violation in appearance standards

    Violations in conduct (behavior)

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    BOX A-2 DUE PROCESS

    Assuring Procedural Due Process in Cases of Unsatisfactory

    Performance: Sample Policies and Procedure

    At any time the students performance or progress is unsatisfactory:

    Written notification is provided (Notification of Unsatisfactory

    Performance form)

    Aplan for addressing deficiencies is provided, which includes an

    opportunity for satisfactory improvement within a specified time

    Specific ramifications are described that will be enforced if

    satisfactory improvement does not occur

    If the student believes the assessment of his or her performance

    is inaccurate or unfair after meeting with the faculty member,

    the student may discuss the matter with the faculty members

    immediate supervisor

    Notification of unsatisfactory performance is to occur in a

    private, face-to-face meeting between faculty and student

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    PARAMETERS :

    Nursing programs and procedures may provide

    guidance in:

    1. terms of remediation options,

    2. when students must be removed from clinical sites,

    and

    3. grounds for dismissal from the program.

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    HOW TO DOCUMENT AN UNSATISFACTORY

    PERFORMANCE?

    o Fill up a form

    o Both student and faculty should sign the form

    o Students signature indicates the form was read

    and is not to be construed as an agreement withits contents

    o One signed copy is placed in the students

    academic record; students must receive a copy,

    and the faculty member should retain one.

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    BOX A-3 SAFETY CONCERNS

    Definitions of Safe and Unsafe Student Clinical Practice

    Safe student clinical practice:

    Students are expected to demonstrate growth in clinicalpractice through application of knowledge and skills fromprevious and concurrent courses.

    Students are expected to demonstrate growth in clinicalpractice as they progress through courses and to meetclinical expectations outlined in each clinical courseevaluation tool.

    Students are expected to prepare for clinical practice inorder to provide safe, competent care. Adequate

    preparation to assure safety generally means beingprepared to carry out all skills and having all requisiteknowledge that is necessary and available in advance toexecute the activities associated with the clinicalassignment. Preparation expectations are detailed in eachclinical course syllabus.

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    Unsafe student clinical practice:

    Unsafe clinical practice is behavior that places

    the client or staff in either physical or emotional

    jeopardy.

    Physical jeopardy is creation of the risk of

    causing physical harm.

    Emotional jeopardy means that the student has

    created an environment of anxiety or distress

    that puts the client or staff at risk for emotional

    or psychologic harm. Unsafe clinical practice is an occurrence, or a

    pattern of repeated behavior, involving

    unacceptable risk.

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    BOX A-4 SAMPLE POLICYFOR STUDENT

    DISMISSAL FROM ACLINICAL SITE

    Faculty may remove a student from a clinical site

    for unsafe practice, violations of clinical agency

    policies, or breaches of academic or professional

    codes of conduct documented in this handbook.

    The student also will have earned a failing grade

    in the course.

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    CLINICAL GRADE DISPUTES Clinical faculty have the final word in the evaluation if their

    students clinical performance.

    Clinical courses are commonly graded as pass or fail.Novice faculty - possess limited experience with students in the

    clinical setting, become uncertain with their judgments and arehesitant to fail students.

    - are often torn between wanting to give students ample opportunityfor success and their sense of obligation to the profession and thepublic

    Fear of litigation may inhibit faculty from failing students in theclinical setting

    Legal system has supported faculty grading decisions, provided thatthe process of their determination was neither arbitrary norcapricious

    Legally, the burden of truth that either criterion was not met falls

    to the student When a student does not agree with the grade, a grievance action

    must be available to facilitate resolution of the disagreement.

    Following well designed due process procedures and affordingstudents the grievance option addresses the final judicialrequirements faculty must meet.

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    BOX A-5 STUDENT GRIEVANCE POLICY

    FOR GRADE APPEAL DUE PROCESS

    If, at the end of the term, the student believes a

    course grade is inaccurate or unfair, after

    meeting with the faculty for the given course, he

    or she may:

    Meet with the facultys immediate supervisor

    (lead faculty, course coordinator, administrator),

    and/or

    Request an appeal hearing

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    VIOLATIONS OF CONDUCT

    Codes of conduct for nursing students

    prohibit among other things, acts of

    aggression that include harassment,breaches of privacy and confidentiality,

    misuse of institutional property, and drug

    and alcohol abuse.

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    ACADEMIC DISHONESTY

    academic dishonesty may occur as plagiarism,submission of an assignment already completed

    for another course, falsification of patient

    records, lying about an action or inaction or

    cheating on a test.

    documentation of incident of lying of falsified

    records may include statements from agency

    personnel, patients or other students.

    Turn It In is one such service that evaluates for

    evidence of plagiarism

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    IMPAIRED PRACTICE

    The most common violation of the code of conductin clinical courses is probably the inappropriate

    use of drugs or alcohol by students.

    Chemical dependency is documented to be the

    most common cause of impaired practice.Disorders

    depression, anxiety, diabetes, thyroid dysfunction,

    seizure disorders, asthma, migraines and even the flu or

    a cold may presently intermittently or continuously as

    impaired function.

    Students who skip breakfast and try to function through a

    busy morning commonly develop hypoglycemia, resulting in

    both impaired cognition and poor skill performance.

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    Adverse effects of over-the-counter (OTC) antihistamines; orprescribed anticonvulsants or corticosteroids may be

    responsible for students slowed information processing or skillperformance.

    Numerous studies have demonstrated the role of sleepdeprivation in negativity affecting visual acuity, verbal skills,problem-solving abilities, and producing emotional liability andincreased errors.

    Pain medication taken for an injury, menstrual cramps, ormigraine headaches also can be responsible for studentsaltered capabilities.

    When a clinical faculty member makes theprofessional judgment that the student is chemicallyimpaired, the student should be removed from theclinical setting on the grounds of being unsafe topractice. Liability for the student, the faculty and thenursing program may be attached if an impaired

    student provides patient care that is unsafe

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    DUE PROCESS IN DISCIPLINARY MISCONDUCT

    Violations of academic integrity and breaches ofestablished codes of conduct by nursing students

    must be addressed according to guidelines that

    support students due process rights.

    Student Due Process in Disciplinary Actions

    y Oral or written notification of the violation is given to

    the student.

    y Notification of the violation provides sufficient detail

    of the allegations.y Ahearing is conducted in which the student may

    hear/see the evidence against herself and present a

    defense.

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    REASONABLE CLINICAL DISABILITY

    ACCOMMODATIONS

    The Americans with Disabilities Act requirementfor non-discrimination mandates the creation of

    reasonable accommodations for students with

    disabilities.

    Disabled students must meet the establishedstandards for the course-the course objectives.

    The accommodations made should allow the

    student to attain the same competencies and

    require the same number of clinical hours.

    A clinical buddy may be selected, using aninterested and motivated work-study student in

    the program, to provide physical assistance in the

    clinical or skills laboratory setting.

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    CLINICAL NURSE EDUCATOR LIABILITY

    Criminal law is concerned with the protection of

    society, and violations are punishable at federal,

    state, country, and city levels.

    Two Classifications of Criminal Law:

    Misdemeanors (minor offenses)

    Felonies (major offenses)

    Civil laws are related to the rights of the

    individual, as opposed to society as a whole. Civil,

    noncriminal decisions are known as tort actions.

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    For a tort charge to be brought, three essentialrequirements must be met.

    1. Accused/defendant must have a demonstrableresponsibility to the plaintiff;

    2. It is alleged that this responsibility was not met;

    3. Damage or injury occurred as a direct result of thisbreach of responsibility.

    Negligence is defined as the failure to exercisethe standard of care that a reasonably prudentperson would have exercised in a similarsituation

    Liability is assigned when a person is found to belegally accountable, responsible to anotherperson or society at large, and the action isenforceable by civil or criminal penalty.

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    COMMON AREAS OF NEGLIGENCE AND

    LIABILITYFOR NURSE EDUCATORS

    Failure to properly delegate duties to a student

    Failure to properly document students nursing

    skills

    Failure to require students to obtain moreeducation in areas of poor performance

    Failure to adequately notify students of areas of

    failure/poor performance: the faculty member

    fails to discuss or present a plan fro improvement

    to the student, outlining areas that need

    improvement such as behavior, skills, or

    knowledge base

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    Failure to facilitate student due process

    Failure to protect student safety

    Nursing faculty may be involved in legal actions with

    students in a number of ways. They named as co-

    defendants, along with the school or college or they may be

    sued as individual faculty. Depending on the statutes of thestate, some public academic institutions provide faculty

    protection from involvement in tort cases according to what

    is known as sovereign, or charitable, immunity.

    In addition to negligence, clinical nursing faculty also may

    be held legally accountable for the adequacy of theirteaching. Students alleging that one or more faculty

    breached their duty to teach effectively file what are callededucational malpractice suits.

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    THANK YOU AND H AVE A NICE

    DAY!!!