L Naveen

Lingala Naveen Kumar,

H-no 2-1-340, New Nallakunta,

Hyderabad, AP-500044

: +91-964-085-3076

Email :[email protected]

Objective

Aspiring for a challenging career in the field of Financial management and exhibit my caliber for the growth and development of the organization and self through Sincerity, Creativity, Patience & Hard work.

Professional Snapshot

• Cognizant Technology Solution (UBS Account) : Jun’11 – Jun’14

• Senior process Executive

• For Compliance Team(Regulatory and HR related)

• Management Information reports – Preparing of PPT presentations using data

available in data base (in excel format) for the better understanding of Compliance

business for APAC Compliance Head

• Licensing and Registration – Reviewing the prescribed forms filled by new hires and

internal transfers for procuring the FSA (UK, Regulator) license for advising the

clients for investment decisions. Extracting HRI reports for Singapore region to

identify and inform client for new joiners, location, cost centre and leavers

• External Directorship and positions – To monitor UBS employee’s outside business

activities and check for any conflicts of interest exists between employee’s role at

UBS and his outside business activities and prepare the analysis using internal and

external sources along with certain conditions to protect UBS from any

reputational, legal, regulatory or compliance risk

• Bluesheets – Monitoring the trading activities of UBS clients for the Regulators like

SEC, FINRA, NYSE and CBOE

• Personal Account Dealing – Monitoring, analyzing and reviewing the trades

executed by UBS employees are as per the companies policies and procedures

• Transition – Was a part of Transition in following activities and writing of SOP’s for

further reference with client approval

• Management information reports

• GTPS and AOL Web editor Application

Regions Covered: Americas, London, Hong Kong and Singapore

Highlights

• Executed projects under Mutual Funds• Undergone Training on Financial Analysis• Preparatory Knowledge of Core Concepts• Proficient computer Skills• Good inter personal skills and humanistic attitude

Personal Traits

• Hardworking• Optimistic• Good communication• Ability to work in a group• Adaptive to diverse working environment

Academic Credentials

Master in Business management Department of business ManagementOsmania University

2009-2011.

Bachelor of commerceOsmania University

Govt Degree college. 2006-2009.

Intermediate (12th) Srivani Junior college (Zaheerabad)

2004-2006.

SSC(10th) Sri Venkateshwara High School

2004. IT Skill set

• Operating System : Windows 98/2000/XP/7 • Packages : MS Office, Conversant with Internet

Project Undertaken

Topic : A STUDY ON “Mutual Funds”

Area : Financial Markets

Topic : Comparitive analysis of Mutual Funds in Ulips

Area : Mutual Fund Investments

Area of Interest

• Personal Account Dealings, Trades Monitoring, Insider Trading, Market Manipulations.

Industrial Exposure

Have done one Internship on Mutual Fund Investment.

Personal Dossier

Name : Lingala Naveen KumarDate of Birth : 18-05-1989Father’s Name : Lingala Anand BabuSex : MaleMarital Status : Single

Languages Known :English, Hindi, Telugu &Kannada

Nationality : Indian

Permanent Address : #2-1-340, New Nallakunta

Hyderabad, AP-500044

MOTTO IN LIFE

"Learn from your past, plan your future and enjoy your present"

I, Lingala Naveen kumar do hereby declare that the above given information are true to the best of my knowledge.

Place: kuala lumpur L.Naveen Kumar.Date: