500 College Rd East STE 101B 609.951.9800 www.kinetixtt.com Princeton, NJ 08540 [email protected] Who We Are i Component based Technology Solutions for Financial Markets i Software, Custom Development and IT Consulting i Capital Markets Industry Experts i US based with Global Reach What We Do i Trade Capture, Position Management, Regulatory Compliance i Affirmations/Confirmations, Exception Management, STP i Serve Sales & Trading, Middle Office, Compliance, Operations i Clients across Derivatives and Cash markets Why is Monaco CORE to Your Business? Monaco Trade Management i Unified ticket and blotters across multiple asset classes to in crease efficiency and reduce costs i Trade hub across electronic and voice executions used for portfolio risk/margin, affirmations, and fee calculations i Simplified post-trade event support for all lifecycle events i Easy to integrate with in-house/third-party risk and pricing i Industry standard integration options to the clients reference data, back office, and enterprise risk systems i White labeled components adapt to client’s environment i Single copy of the trade provided to various user groups re duces reconciliation needs Monaco Compliance i Provides Sales & Trading the confidence to execute knowing that their trade is compliant. i Enterprise level Pre & Post Trade solution for the global regu latory mandate i Available in all active (Dodd-Frank, EMIR) and upcoming (OSFI, JFSA, etc.) jurisdictions. i Included rules engine provides all of the regulatory rules as part of the service i Designed to incorporate in-house compliance checks i Available via a Web Browser, Trade Ticket, or API and has a fast time to market Cost Reduction i Replace legacy systems & associated technology, mainte nance, and support costs i Reduce headcount with automation & operational effi ciencies through STP i Increase productivity and accuracy through Quick Ticket ing & Integrated Compliance Regulatory Compliance i Rules based compliance engine with latest regulatory up dates across jurisdictions i Full audit trail of pre/post trade activities for Record Keep ing & CCO Attestation i Scalable and customizable Pre-Trade Checks at time of Trade Capture Operational Control i Mitigate operational losses & fail rates with simplified and accurate Trade Capture i Reduce operational risk with improved Exception Man agement Tools i Access single, real time view of trades & positions across products & systems Experience for Users i Faster time to market for technology deliverables using Monaco Components i Improved client service rankings with reduction in trade booking errors i Higher industry rankings with trade capture validations & robust reference data Monaco Trade Management & Monaco Compliance