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Introduction to Industrial Innovation & Partnerships (IIP) Kesh Narayanan Division Director, Industrial Innovation & Partnerships
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Kesh Narayanan Division Director, Industrial Innovation ... fileKesh Narayanan Division Director, Industrial Innovation & Partnerships. 2 INDUSTRIAL INNOVATION and PARTNERSHIPS 2 Partnerships

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Page 1: Kesh Narayanan Division Director, Industrial Innovation ... fileKesh Narayanan Division Director, Industrial Innovation & Partnerships. 2 INDUSTRIAL INNOVATION and PARTNERSHIPS 2 Partnerships

Introduction to Industrial Innovation & Partnerships (IIP)

Kesh Narayanan

Division Director, Industrial Innovation & Partnerships

Page 2: Kesh Narayanan Division Director, Industrial Innovation ... fileKesh Narayanan Division Director, Industrial Innovation & Partnerships. 2 INDUSTRIAL INNOVATION and PARTNERSHIPS 2 Partnerships

2

INDUSTRIAL INNOVATION and PARTNERSHIPS

2

Partnerships

for InnovationSara Nerlove

Grant Opportunities

for Academic

Liaison with

IndustryDonald Senich

Small Business

PartnershipsJoe Hennessey

Division DirectorKesh Narayanan

AAAS Fellow

Malathi Srivatsan

(Tiffany Sargent)

Academic

PartnershipsDonald Senich

Nanotechnology, Advanced

Material & Manufacturing

(NAM)

Cheryl Albus, Ben Schrag,

Grace Wang

Biotechnology and

Chemical Technology

(BCT)

Greg Baxter, Ruth

Shuman, Tony Walters

Information &

Communication Technology

(ICT)

Errol Arkilic, Juan Figueroa,

Murali Nair

Education Applications

Glenn Larsen, Ian Bennett,

Einstein Fellow

Kevin Simmons

Bernadine Okoro

Operations

Specialist

Greg Misiorek

Program

Support

Manager

Amanda May

Expert / Special Topics

James Rudd, George

Vermont

Industry/University

Cooperative

Research CentersRathindra DasGupta

Larry Hornak

Innovation through Partnerships

Page 3: Kesh Narayanan Division Director, Industrial Innovation ... fileKesh Narayanan Division Director, Industrial Innovation & Partnerships. 2 INDUSTRIAL INNOVATION and PARTNERSHIPS 2 Partnerships

University

Small Business

Investors

IndustryEN

G o

vera

ll

NSF

ove

rall

GO

ALI

I /U

CR

CPFI

ERC

STTR

SBIR

STC

Res

ou

rces

Inve

sted

Discovery Development Commercialization

Foundations

NSF Innovation Investments

AIR

Translational Research

3Directorate for Engineering

See http://www.nsf.gov/eng/iip/innovation.pdf

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IIP Budget Request for 2011 (in Millions)

2007 2008 2009 2009 ARRA

2010

Small Business $ 108.23 $ 109.00 $ 119.2 $ 49.91 $125.77Academic $ 21.86 $ 21.76 $ 21.73 $ 4.4 $26.23*Innovation EcosystemTotal $130.09 $130.77 $140.93 $54.70 $152.00

4

2011 Req.

$142.86$22.91

$12.00*

$177.77

*Innovation EcosystemIntensive OSTP/ENG discussions led to targeted NSF budget request in 2011

Page 5: Kesh Narayanan Division Director, Industrial Innovation ... fileKesh Narayanan Division Director, Industrial Innovation & Partnerships. 2 INDUSTRIAL INNOVATION and PARTNERSHIPS 2 Partnerships

NSF SBIR/STTR Innovation Model

PHASE IIIProduct

Development toCommercial

Market

PHASE IFeasibilityResearch

$100k/6 mos

Taxes

Federal Investment

PHASE IIResearchtowards

Prototype$500k/24 mos

MATCHMAKER

Phase IIBThird PartyInvestment

match

Private Sector or Non-SBIR

Investment

Unique to NSF

Phase IB Third Party

Investment match

Page 6: Kesh Narayanan Division Director, Industrial Innovation ... fileKesh Narayanan Division Director, Industrial Innovation & Partnerships. 2 INDUSTRIAL INNOVATION and PARTNERSHIPS 2 Partnerships

I/UCRC: The Mechanism

I/UCRCDiscovery

&Innovation

GovernmentNSF

IndustryMembers

UniversityMembers

I/UCRCs work like a research “franchise” with operational guidelines and evaluation tools

Center catalyzed by a small investment from NSF.

NSF takes a supportive role throughout the life of the center.

An I/UCRC is primarily fundedby industry members

Single ormulti-university

Page 7: Kesh Narayanan Division Director, Industrial Innovation ... fileKesh Narayanan Division Director, Industrial Innovation & Partnerships. 2 INDUSTRIAL INNOVATION and PARTNERSHIPS 2 Partnerships

ERC and I/UCRC Technology SectorsLead Institution shown (# ERCs , # I/UCRCs )

7

Page 8: Kesh Narayanan Division Director, Industrial Innovation ... fileKesh Narayanan Division Director, Industrial Innovation & Partnerships. 2 INDUSTRIAL INNOVATION and PARTNERSHIPS 2 Partnerships

IUCRC Nano Footprint

• CAPCE

-Ohio State/Florida State/Wisconsin

• CASNA

-Columbia Uni.

• CCMS

-Rutgers/ Univ. New Mexico/Penn State

• CMC

- Northeastern/Arizona

8/18/10 8

Page 9: Kesh Narayanan Division Director, Industrial Innovation ... fileKesh Narayanan Division Director, Industrial Innovation & Partnerships. 2 INDUSTRIAL INNOVATION and PARTNERSHIPS 2 Partnerships

99

Pilot Programs

1. IFR: Industry-defined Fundamental Research• IRI (Industrial Research Institute) corporate members

– Lignin to Chemical Feedstock

– Fundamentals of Adhesion and Predictive Capability

2. TRAC: Translation Research in Academic Community• Supplements to current GOALI grantees to translate

fundamental research results into potential commercial applications

Page 10: Kesh Narayanan Division Director, Industrial Innovation ... fileKesh Narayanan Division Director, Industrial Innovation & Partnerships. 2 INDUSTRIAL INNOVATION and PARTNERSHIPS 2 Partnerships

Strengthening Programs2010

• Industry Inspired Fundamental Research (IRI )

• i6 Regional Innovation Challenge (EDA)

• Partnerships between Centers & Small Businesses– SBIR/STTR with I/UCRC & ERC

• Post-docs in SBIR/STTR (ASEE)

• SBIR 2.0 (SBA)– Robotics Joint Solicitation (5 agencies)

10

Page 11: Kesh Narayanan Division Director, Industrial Innovation ... fileKesh Narayanan Division Director, Industrial Innovation & Partnerships. 2 INDUSTRIAL INNOVATION and PARTNERSHIPS 2 Partnerships

Office of Science and Technology Policy , February 1, 2010

Promote the commercialization of promising technologies: The Budget proposes $12 million for the National Science Foundation (NSF) for a new Innovation Ecosystem in which universities partner with other institutions to increase the impact of the most promising innovations through commercialization, industry alliances, and start-up formation.

Promoting Innovation and Economic Growth

11Directorate for Engineering

With community input, NSF designed two new solicitations to encourage translation of new knowledge to economic or societal impact:

Accelerating Innovation Research (AIR), and a

‘reinvented’ Partnerships for Innovation (PFI)

Page 12: Kesh Narayanan Division Director, Industrial Innovation ... fileKesh Narayanan Division Director, Industrial Innovation & Partnerships. 2 INDUSTRIAL INNOVATION and PARTNERSHIPS 2 Partnerships

12

What Do the PFI Partnerships Organize to Do?

Research &Knowledge Transfer

Education/TrainingSTEM Workforce & Entrepreneurs

Innovation Infrastructure& Community

Page 13: Kesh Narayanan Division Director, Industrial Innovation ... fileKesh Narayanan Division Director, Industrial Innovation & Partnerships. 2 INDUSTRIAL INNOVATION and PARTNERSHIPS 2 Partnerships

AIR: Technology Translation Plan Competition ($4M)

• Single Investigator and Small Groups of Faculty

– Creates entrepreneurial small groups of faculty

– Encourages academic researchers to translate technologically-promising, fundamental discoveries into commercial reality

– PI or co-PI must be a current or prior NSF awardee and a faculty member at a US college or university at the time of award in the current competition

– Develops technology transfer plans to embark on the path towards full business plans

• Key Requirements

– Preliminary Technology Translation Plan (PTTP): $300k/2 Years per grant (3rd

party investments required for budget requests in excess of $150,000)

– Final Technology Translation Plan (FTTP), submitted as a supplement to the original award: $50k

13Directorate for Engineering

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AIR: Research Alliance Competition ($8M)

• Partnerships of Large Research Groups– Builds synergistic research alliance between NSF -funded research

consortium and other institutions to accelerate commercialization

– Other partner(s): another research entity (either NSF-funded, other government agency funded, or privately funded), a small business consortium, or a local or regional innovation entity

– Creates innovation ecosystem that fosters entrepreneurial culture, encourages spin-offs, and builds new partnerships

• Key Requirements– Award: $1M/2 Years per grant

• Third-party investment (1:1) required

Directorate for Engineering 14

Page 15: Kesh Narayanan Division Director, Industrial Innovation ... fileKesh Narayanan Division Director, Industrial Innovation & Partnerships. 2 INDUSTRIAL INNOVATION and PARTNERSHIPS 2 Partnerships

Grant Opportunities forAcademic Liaison with Industry

(GOALI)

The Mechanisms• Faculty and Students in industry

• Industry Scientists and Engineers in Academe

• Industry-University Collaborative Research Projects

Page 16: Kesh Narayanan Division Director, Industrial Innovation ... fileKesh Narayanan Division Director, Industrial Innovation & Partnerships. 2 INDUSTRIAL INNOVATION and PARTNERSHIPS 2 Partnerships

GOALI: Collaborative Research

Projects

• Industry co-PI; must present a real industry commitment

• Detailed plan for industry-university collaboration, w/division of research tasks

• Industry cost-sharing and technological relevance are essential evaluation criteria

• Proprietary issues - agreement on intellectual property is required

• Dissemination Plan

Page 17: Kesh Narayanan Division Director, Industrial Innovation ... fileKesh Narayanan Division Director, Industrial Innovation & Partnerships. 2 INDUSTRIAL INNOVATION and PARTNERSHIPS 2 Partnerships

For a GOALI Proposal Answer

• What is impact/relevance if research is successful?• Who will be industrial Co-PI?• Has industry committed time/effort of Co-PI?• How much time and money is required for effort?• What resources has industry committed to effort?

• What about intellectual property?

NOW CONTACT THE PROGRAM OFFICER

Page 18: Kesh Narayanan Division Director, Industrial Innovation ... fileKesh Narayanan Division Director, Industrial Innovation & Partnerships. 2 INDUSTRIAL INNOVATION and PARTNERSHIPS 2 Partnerships

GOALI Nano Awards

• During the period 2005 thru 2010

– Total Number of ENG awards 89

– Total Nano GOALI ENG Funds ($) $5.14 M

– Total Nano GOALI Award ($) $32.878 M

ENG GOALI contributions represent 15.6% of total funding for 2005-2010 Nano-related awards

8/18/10 18

Page 19: Kesh Narayanan Division Director, Industrial Innovation ... fileKesh Narayanan Division Director, Industrial Innovation & Partnerships. 2 INDUSTRIAL INNOVATION and PARTNERSHIPS 2 Partnerships

GOALI Award Rates

DIVISIONGOALI

AwardedGOALI

Funding Rate

2007-9

CBET 97 36%

CMMI 179 42%

ECCS 72 36%

2007-9 TOTAL 348 39%

19

Funding Rate for GOALI significantly higher than that for ENG Base