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Reason in Madness: A Tale of a TubAuthor(s): Harold D.
KellingReviewed work(s):Source: PMLA, Vol. 69, No. 1 (Mar., 1954),
pp. 198-222Published by: Modern Language AssociationStable URL:
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REASON IN MADNESS: A TALE OF A TUB
BY HAROLD D. KELLING
O JUDGE from most criticism of Swift's Tale of a Tub, the work
is a skillful and powerful failure, because the faults Swift
parodies have
distilled into his own pen. For though the Tale is clearly meant
to be an expose of the literary sins of formless, ephemeral, and
subjective writing, critics find that the brilliance of the book
results from Swift's being guilty of just those sins. One critic
finds in the Tale both confusion and the intrusion of Swift's
"insane egotism" and his "sense of insecurity,"' while other
critics find order but at the expense of the other qualities. Mrs.
Miriam K. Starkman examines the intellectual background of the book
thoroughly and concludes that the confusion is the reader's rather
than Swift's but that the Tale is a learned work of merely
biographical and historical interest, a "meaningful and
prodigiously skillful espousal of a lost cause." Ricardo Quintana
and Robert C. Elliott find that the Tale has unity but only because
Swift's point of view, that man is es- sentially irrational,
informs all sections of the book.2 Most of the critics, then, find
Swift expressing his subjective attitudes and lacking a sub- ject
upon which he could comment with any objectivity and universality.
"So diverse is this subject matter," says Elliott, "that one can
not pos- sibly find in it alone a principle of organization."
The critics may be right. But before we consign Swift's most
complex and most immediately impressive work either to the ranks of
splendid failures or to the annals of literary history, we should
reixamine it in order to see whether it is not, as critics have
discovered to be true of James Joyce's Ulysses and Finnegan's Wake,
a book in which the quali- ties of order, universality, and
objectivity are somewhat too mysteriously concealed beneath the
surface and have to be dug out. It is hardly pos- sible to
maintain, in view of the attitude towards vision and imagination
expressed in the Tale, that the book has the imaginative unity of
Ulysses or Finnegan's Wake, that it is the product of the mythic
imagination described in Joyce's Portrait of the Artist; but I
should like to suggest that the Tale is organized in the old,
classical or neo-classical way and that it has a central subject
not too unlike the subject of Joyce's Portrait, a subject which
Swift treats with the objectivity and universality de-
F. R. Leavis, "The Irony of Swift," in Determinations (London,
1934), pp. 79-108. 2 Starkman, Swift's Satire on Learning in A Tale
of a Tzb (Princeton, 1950); Quintana,
The Mind and Art of Jonathan Swift (Oxford, 1936), pp. 85-96;
Elliott, "Swift's Tale of a Tub: An Essay in Problems of
Structure," PMLA, LXVI (1951), 441-455.
198
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Harold D. Kelling
manded in the Portrait. The subject is not seventeenth-century
religion or seventeenth-century learning any more than the subject
of Joyce's Portrait is the Catholic religion, monkish learning, or
Irish politics, but a narrower subject vitally related to learning
and religion: literature or rhetoric. George Sherburn suggests this
subject (though he still seems to interpret the book biographically
and historically) in objecting to Quin- tana's description of the
Tale as an "attack on the irrational":
Actually what Swift attacks (though in a sense all his work is
expose rather than attack) is the perversion of reason. Such
perversion (due to self-love) is marked by selfish calculation,
subtlety, intentionally confusing complexity, a thirst for novelty,
and (among other things) persuasive or delusive rhetoric.
Quintana's enthusiastic interpretation of the Tale of a Tub
might have brought out another striking aspect of the work, had he
considered it as inspired in part by this dislike of the deluding
powers of perverted reason, or more specifically by Swift's dislike
of proselytizing, of people who wish to force their opinions upon
others.3
I would go a little further than Sherburn and suggest that the
expose of delusive rhetoric, instead of being merely another
striking aspect of the work, is one side of the central subject,
rhetoric in general, or litera- ture, and that Swift has also
treated the other side by enunciating and illustrating principles
of good rhetoric. The Tale is an oration against rhetoric and at
the same time an example of good rhetoric. If this is valid, Swift
has not written a formless, obscure, excessively learned work in
which he expresses only his own opinions or his psyche. And it is
even possible that, though the Tale lacks the universal appeal of
Gulliver's Travels, it was, as Swift said in the Apology,
"calculated to live as long as our language and our taste admit no
great alterations." It is, I sug- gest, a work of general literary
or rhetorical criticism, using as material the learned and
religious literature of the seventeenth century. While the working
out of a young writer's critical philosophy does not have the wide
appeal possessed by the mature literary treatment of man and
society in Gulliver's Travels, if the Tale is rhetorical criticism
and rhetoric is, as Aristotle said, an offshoot of politics, the
emphasis of the work is not merely literary, in a narrow sense of
the word, and the Tale may be of interest to even the general
reader.
It is the prefatory material and the sections ironically called
digressions which make it clear that rhetoric is the subject, which
carry on the direct discussion of rhetoric, and in which the
conventional structure of an oration is followed (though not so
closely and explicitly as in Erasmus'
* "Methods in Books about Swift," SP, xxxv (Oct. 1938), 650.
199
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Reason in Madness: "A Tale of a Tub"
Praise of Folly).4 In the prefatory material we are given an
elaborate exordium, ostensibly aimed at getting the reader's
attention and concili- ating him, by, for example, promising that
there is no satire in what fol- lows. The narration, the reasons
for speaking or writing, is provided in the Preface. And in the
Introduction we are told that rhetoric is the sub- ject when the
modern author presents his proposition, the statement and
definition of the subject. In the first paragraph of the
Introduction, the modern author states the subject of his
panegyric, rhetoric which is over the heads of the audience:
"Whoever hath an ambition to be heard in a crowd, must press, and
squeeze, and thrust, and climb, with indefatigable pains, till he
has exalted himself to a certain degree of altitude above them." At
the end of the next paragraph, however, the modern author points
out two major "inconveniences" in the airy edifices erected by the
modern's ambitious orators: "First, That the foundations being laid
too high, they have been often out of sight, and ever out of
hearing. Secondly, That the materials being very transitory, have
suffered much from inclemencies of air, especially in these
north-west regions." Swift thus indicates to the reader that,
rather than a panegyric, he is writing a satire on delusive
rhetoric, and he hints at the rest of his subject, rhetoric which
is not over the heads of the audience and transitory but rhetoric
aimed at the reason, which the audience can understand and which
lasts.
In the next paragraph the modern author presents his partition,
the dividing of the subject and the indication of the main topics.
"Therefore, towards the just performance of this great work," he
says, "there remain but three methods that I can think on; whereof
the wisdom of our an-
4 Swift is obviously following the tradition of Erasmus, Lucian,
and others, and writing a mock panegyric (see the Introduction to
Hoyt Hudson's edition of Erasmus' Praise of Folly for a discussion
of this tradition). The case for Swift's adherence to the
conventional form of an oration is seemingly weakened by the fact
that instead of a summary and moving peroration we are given the
flat Conclusion. But if we accept James L. Clifford's illuminat-
ing analysis ("Swift's Mechanical Operation of the Spirit," in Pope
and his Contemporaries, Essays presented to George Sherburn, pp.
135-146), the Mechanical Operation of the Spirit is the real
conclusion and the peroration of the Tale. In it, as Clifford
shows, Swift's basic themes are made unforgettable; it is the most
"moving," i.e., the most revolting section of the Tale of a Tub
volume. It is, even more than the rest of the volume, clearly
concerned with rhetoric, with the questions, "by what methods this
teacher arrives at his gifts, or spirit, or light; and by what
intercourse between him and his assembly, it is cultivated and
supported." The first section deals with the audience and the
second with the orator, particularly with delivery in the
discussion of the Art of Canting. A rhetorical vocabulary- example,
disposition, gesture, motion, argument-is used more frequently than
in the Tale. It seems probable that Swift is not only following the
conventional structure of an oration in the Tale, writing the
Mechanical Operation as the peroration, but is making the fact that
rhetoric is his subject clearest in the peroration.
200
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Harold D. Kelling
cestors being highly sensible, has, to encourage all aspiring
adventurers, thought fit to erect three wooden machines for the use
of those orators, who desire to talk much without interruption.
These are, the pulpit, the ladder, and the stage-itinerant." Now if
we took the modern author's division seriously, we would expect
that, in the rest of the Tale, preaching represented by the pulpit,
faction or political oratory represented by the ladder, and
Grub-Street writing represented by the stage-itinerant were to be
considered in turn. We would expect also that legal oratory would
not be considered, in spite of its traditionally close association
with rhetoric, since the modern has grown fond of the number three
and has arbitrarily rejected the Bench and Bar from his list of
oratorial machines. But as the rest of the Introduction makes
clear, the modern author does not follow his system. Rather than
considering preaching, political oratory, and Grub-Street writing
separately, he lumps together all kinds of rhetorical
communication, including legal oratory, and re- duces them to the
level of Grub-Street productions.
While the modern author follows the modern forms and divides his
subject, then, Swift indicates the unity of his subject. By
parodying "that prudent method observed by many other philosophers
and great clerks, whose chief art in division has been to grow fond
of some proper mystical number," Swift makes his point that
deceptive rhetoric is not divided into several kinds-religious,
learned, Grub-Street, legal-but that all rhetoric aimed over the
heads of the audience has certain char- acteristics in common (as,
he implies, does all rhetoric which is aimed at the reason). The
unity of the subject is unwittingly admitted by the modern author,
who says in concluding his discussion of the oratorial machines,
"Now this physico-logical scheme of oratorial receptacles or
machines contains a great mystery; being a type, a sign, an emblem,
a shadow, a symbol, bearing analogy to the spacious commonwealth of
writers, and to those methods, by which they must exalt themselves
to a certain eminency above the inferior world." The oratorial
machines bear analogy to the spacious commonwealth of writers and
they represent methods, no longer divisions, of delusive
rhetoric.
Having informed the careful reader (and only a careful reader
can understand the Tale) that there are characteristics common to
all good and bad rhetoric, Swift proceeds to identify, though not
directly or sim- ply, the characteristics of delusive rhetoric and
to indicate, by opposition, the characteristics of rational
rhetoric, in the modern author's explana- tion of the symbolism of
his wooden machines. The pulpit represents obscurity and the use of
abstract language: "By the pulpit are adum- brated the writings of
our modern saints in Great Britain, as they have spiritualized and
refined them, from the dross and grossness of sense and
201
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Reason in Madness: "A Tale of a Tub"
human reason." The ladder represents the intrusion of the
author's personality and his dogmatic opinions into his work (the
ladder sym- bolizes faction), formlessness (the orators of the
ladder are turned off "before they can reach within many steps of
the top") and plagiarism (the ladder is a "preferment attained by
transferring of property, and a confounding of meum and tuum"). And
the stage-itinerant symbolizes superficiality and ephemerality, the
lack of content resulting from pandering to the taste of the times,
the concern with novelty for its own sake: "Under the
stage-itinerant are couched those productions designed for the
pleasure and delight of mortal man; such as Six-penny-worth of Wit,
Westminster Drolleries, Delightful Tales, Compleat Jesters, and the
like; by which the writers of and for Grub Street, have in these
latter ages so nobly triumphed over time." Swift, whose position is
the opposite of the modern author's, is announcing that he will
ridicule the character- istics which the modern will praise and
illustrate, and he is indicating that he will defend and illustrate
writing addressed to human reason, in which the author does not
intrude, in which borrowed learning is inte- grated into a
carefully organized work, and which can, if we read care- fully,
triumph over time.
In the rest of the Tale Swift follows his scheme of exposing the
char- acteristics of delusive rhetoric symbolized in the oratorial
machines. In the digressions and the prefatory material the expose
is explicit. Ob- scurity and abstraction are exposed, for example,
in the material involv- ing the Rosicrucians; plagiarism is treated
in the Digression in the Mod- ern Kind; the intrusion of the author
is parodied throughout the Tale, particularly in the Preface;
ephemerality is a constant theme, particu- larly in the Dedication
to Prince Posterity; and formlessness is of course parodied
throughout the Tale. "Modern" or Grub-Street writing, which
displays the characteristics of all delusive rhetoric, not merely
the char- acteristics of learned rhetoric, is discussed. The
Digression on Critics deals not merely with literary critics but
with all writers who use de- structive criticism as a means of
winning the approval of the audience (it applies, for example, to
Puritan methods in controversy and to the polemics of Hobbes and
other philosophers). A Digression in the Modern Kind and A
Digression in Praise of Digressions satirically exaggerate
tendencies to pretentiousness, obscurity, and sensationalism which
can be found in religious and philosophical writing as well as in
Grub-Street writing. Although the digressions ostensibly deal with
learning, then, we can hardly be persuaded by the modern writer's
rhetoric that the learning displayed is meaningful and important,
and it is apparent that the di- gressions, using learned writing as
material, are really concerned with rhetoric, not with learning. In
all the digressions Swift, rather than ad-
202
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Harold D. Kelling
vancing learned theories which are opposed to the modern
author's, stresses the fact that his rhetorical theory is the
opposite of the modern's and he gives us illustrations of good
rhetorical practice; since we are not fooled by the modern writer,
the digressions are examples of non-delusive rhetoric.
Now if we see that rhetoric is the subject of the whole Tale,
the pref- atory material makes important contributions to the
meaning. In the various prefatory sections, the modern author
rambles on, dedicating and prefacing, observing all the modern
forms; and if there is no central subject, Sherburn is justified in
saying in A Literary History of England that the "multiplication of
preliminaries to the Tale, though each is in itself a gem, is
excessive." But since all of the sections are parodies of the ways
in which rhetoric-learned, religious, or other-can be used to keep
the reader from thinking about what is said, by appealing for
toler- ance towards the writer, by flattery, by directions for
reading the follow- ing treatise, each prefatory section helps to
develop the central subject, and not merely on the negative side.
For Swift is able to prevent each preliminary section from becoming
that which is being exposed. The Dedication to Lord Somers,
parodying fulsome and false dedications written merely to sell more
copies of a book, is a convincing compliment to Somers and, because
there is no tedious harangue on Somers' virtues and his friendship
for the writer, a dedication which does not distract the reader's
attention from the content of the Tale. The dedication and the
prefatory material, as well as the digressions, deal importantly
with the content, the definition of good and bad rhetoric.
The sections containing the allegory of the three coats present
more of a problem, since in these sections rhetoric is mentioned
only rarely and they seem to be concerned with an entirely separate
subject, religion. But if we see that rhetoric has been announced
as the subject of the whole Tale and if we look closely at the
sections of coat allegory, it is apparent that the coat allegory is
not really concerned with religion but is an example of Grubaean
rhetoric. The allegory is not written from the point of view of an
Anglican clergyman, interested in demonstrating the necessity of
interpreting the New Testament reasonably and applying its "plain
easy directions," but from the point of view of a Grub-Street
writer intent on proving that Jack and Peter have purposes and use
methods similar to his own and are, in fact, along with Wotton and
the other learned moderns, members of the Grub-Street brotherhood
and successful delusive orators. Both Jack and Peter depart from
traditional forms (both ignore the will), they talk obscurely and
over the heads of an audience (Peter tries to prove that bread
contains the quintessence of beef, mutton, veal, venison,
partridge, plum-pudding, and custard;
203
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Reason in Madness: "A Tale of a Tub"
Jack says that a copy of the father's will is meat, drink,
cloth, the phi- losopher's stone, and the universal medicine), they
are of course violently attached to their own opinions, they
plagiarize (some writers affirm that Jack copied his Aeolists from
the original at Delphos), they follow their fancy rather than their
reason, they are, finally, madmen and therefore admirable moderns.
And in trying to prove that Jack and Peter are his brethren, the
modern author does not write a sermon or a serious dis- sertation
on religion but uses the methods of the "Grubaean Sages," who have
"always chosen to convey their precepts and their arts, shut up
within the vehicles of types and fables."
His allegory illustrates perfectly the qualities symbolized in
the ora- torial machines, especially the qualities of subjectivity
and dogmatism. He starts with the subjective and paradoxical thesis
that the best religion is that which deceives best-religion is a
coat and the finer the better- and he goes on to develop
dogmatically the implications of that thesis as if they were true
and incontestable. When Peter fails to persuade his brothers that
bread is the quintessence of beef and plum-pudding, Martin and Jack
try to restore their coats to the primitive state. Martin almost
succeeds and is lost from the ranks of the moderns. The Grubaean
therefore concentrates on Jack, who founds the "epidemic sect of
Aeo- lists," a successful system of delusive rhetoric. In the
Digression on Madness, Jack represents religion in the group of mad
orators who de- ceive themselves and then others, "a strong
delusion always operating from without as vigorously as from
within." And finally, in Section xI, we learn that Jack and Peter
are almost exactly similar; both are mad, both follow imagination
rather than reason. The modern author has followed his original
equation of religion and deception to its logical conclusion and
has proved his point, that the best religion is the most deceptive.
And in doing so he has not only demonstrated the subjectivity and
partisanship of delusive rhetoric but has written obscurely (in
Sec- tion vi he desires that the learned commentators "will proceed
with great caution upon certain dark points"-and the allegory would
be dark in- deed without the notes which Wotton and Swift
thoughtfully provided), he has neglected form, as he casually
points out in the beginning of Section xi, and he has larded his
allegory with plagiarized phrases.
Swift obviously does not allow the modern writer to convince us
that the best religion is the most superficial and deceptive. Nor,
however, does he develop the normal Anglican point of view that the
New Testament, interpreted by reason, should serve as a guide. His
emphasis is not upon religion but upon the way an inflexible and
decorated allegory-whether used in a sermon or in Reynard the
Fox-can be used to deceive an audi- ence. His distrust of an
allegory which insists upon an absolutely valid
204
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Harold D. Kelling
relationship between two different objects or conceptions is
shown in other places-in the Digression Concerning Critics in the
Tale and in Gulliver's Travels, for example.5 In the coat allegory
he is merely using religious material to express that distrust; by
making absurd the mod- ern's equation of religion and the
conclusions he draws from that equa- tion, he exposes not Catholics
and Dissenters but the faults of the alle- gorical method and of
delusive rhetoric in general.
It can of course be objected that such an interpretation makes
the "Tale proper," the coat allegory, play a relatively unimportant
part in the book. That objection can be answered, however, by
reading the sec- tions of coat allegory, noticing the simplicity of
the texture, the elaborate decoration of a single point, the
frequency of dialogue, and the raciness of the diction. Only in
Section Ili, in the discussion of the clothes phi- losophy, and in
Section vm, on the Aeolists, are there passages over which we have
to puzzle. Read by themselves, the sections of the coat allegory
are superficial and amusing; and Swift indicates that it was his
purpose to make them seem superficial when the modern author says
in the Digression in the Modern Kind, "throughout this divine
treatise, [I] have skilfully kneaded up both [instruction and
diversion] together, with a layer of utile and a layer of dulce."
Read separately, the coat allegory illustrates writing which is
superficial and aims only at delight, and the digressions
illustrate writing which goes below the surface (too far below) and
aims at instruction. The modern writer encourages his readers, who,
except for the learned readers mentioned in A Farther Digression,
are interested only in entertainment, to skip the digressions and
find delight in the coat allegory. We of course fall into a trap
(as some anthologists have done) if we take the modern author
seriously and read the coat allegory or the digressions separately,
looking for pure delight in the coat allegory or solemn instruction
in the digressions. Read in context, the coat allegory is not
superficial, because it is so closely related to the digressions
both by the subject and by themes and images. It illustrates fairly
economically the characteristics of delusive rhetoric (it is only
rarely, as in Section iv with its multiplication of Peter's
inventions, that the texture becomes so light that the coat
allegory is an imitation rather than a parody) and themes and
images from the digressions- the body of the Tale-are woven into
the coat.
Swift follows his rhetorical theory all through the Tale, then,
con-
5 Swift's distrust of rigid allegory has the same basis as his
objection to metaphors or similes which ignore the differences
between the things compared. When, e.g., Tindal writes, "And the
body-politic, whether ecclesiastical or civil, must be dealt with
after the same manner as the body-natural," Swift comments, "What,
because it is called a body, and is a simile, must it hold in all
circumstances?" (Prose Works, ed, T, Scott, II, 110).
205
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Reason in Madness: "A Tale of a Tub"
stantly illustrating good rhetoric at the same time that he
exposes bad rhetoric. But it is in the Digression on Madness, where
the modern author unites his two subjects and investigates the
cause of the success of all writers or speakers who influence
public opinion, that Swift makes most clear the opposition between
his rhetorical theory and the modern author's. Swift builds up the
details of the modern's theory in the digres- sions, constantly
undercutting it with general hints at an acceptable theory, and in
the climactic Digression on Madness he states the opposi- tion by
the clear antithesis, reason and madness. Swift skillfully maneu-
vers the modern author into reducing his delusive rhetoric to the
product of a mad orator addressed to a mad audience. In the various
digressions the Grubaean, since he is a learned man, has frequent
recourse to the "places of logic" such as definition, parts,
effects, things adjoining, con- traries. And in the Digression on
Madness he attempts to clinch his case for the moderns by an
argument from the important place of logic, cause. What impels a
writer or speaker, he asks, to try to "reduce the notions of all
mankind exactly to the same length, and breadth, and heighth of his
own?" What qualities in the audience allow him to suc- ceed? He
triumphantly finds that the cause for the use and success of
delusive rhetoric is the same cause which is responsible for the
establish- ment of new empires by conquest: modern writers, like
conquerors, are mad, and they succeed in bringing over others
because the audience too is mad. Man is essentially irrational.
That is the modern's point but it is not Swift's. Swift's
position is the opposite: "the brain in its natural position and
state of serenity, dis- poseth its owner to pass his life in the
common forms, without any thought of subduing multitudes to his own
power, his reasons, or his visions." Orators and audience are not
essentially irrational but are capa- ble of reason. Swift has
carried the modern writer's position to its logical and absurd
conclusion, by creating a mad world in which the modern's rhetoric
is appropriate. In effect, he has dramatized the characteristics of
delusive rhetoric by personifying them in the symbols of a mad
orator and a mad audience. Modern writing is formless; a madman is
vague and disoriented. Modern writing is factional and the author
intrudes; a mad- man is completely introverted. Modern writing is
abstracted from the dross and grossness of sense and human reason;
a madman has taken leave of reality. Modern writers plagiarize and
in their ephemeral writing seek novelty for its own sake; a madman
has no sense of property and no memory of the past. But Swift is
not maintaining that delusive orators and their audiences are mad
and therefore not responsible for their ac- tions. He has
exaggerated the characteristics of delusive rhetoric to make them
perfectly ridiculous, and his point is rather that actual writers
and
206
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Harold D. Kelling
speakers who use the methods symbolized in the oratorial
machines are knaves, and audiences who are moved by such methods
are fools. Both orators and audiences should know better. An orator
who is not a knave and an audience not composed of fools will use
reason.
Reason is a crucial word in the Digression on Madness and
therefore in the Tale and a word which, since it now has
connotations of coldness and dry logic, has been responsible for
misinterpretations of the Tale. Since Swift does not define reason
and does not state his positive theory of rhetoric with sufficient
clarity for a modern reader, I shall discuss briefly the meaning of
reason and the theory of rhetoric which Swift illustrates in the
Tale. Reason had many meanings in Swift's time, of course, and
there were conflicting theories of rhetoric; but some of the
seventeenth-century Anglicans use "reason" with the meaning it has
in the Tale and develop a rhetorical theory similar to Swift's.
Since they define reason and develop their theories in more detail
than Swift does in A Tale of a Tub, they can give us clues to the
rhetorical positives of the book.
Like Swift, the Anglicans whom I shall discuss (chiefly Robert
South, Isaac Barrow, and Simon Patrick)6 were intensely concerned
with the dangers of demagoguery. South says, for example, "a
plausible, insig- nificant word, in the mouth of an expert
demagogue, is a dangerous and dreadful weapon." And though they
were primarily interested in the oratory of the pulpit rather than
the rhetoric of the ladder or the stage- itinerant, the
characteristics which they attacked in the non-conformist preachers
are those which Swift symbolized in the three wooden machines. They
find that the Puritans speak over the heads of the audience, using
abstract and obscure language. South says of the Puri- tans, "And
these impertinent and unpremeditated enlargements, they look upon
as the motions and breathings of the Spirit, and therefore much
beyond those carnal ordinances of sense and reason."7 The intru-
sion into a sermon of a preacher's private imaginings is attacked.
In Simon Patrick's Friendly Debate we have this dialogue after the
conform- ist has asked the non-conformist what is meant by an
"experimental" preacher: "N. C. I mean, one that preaches his own
Experiences in the
I am dealing with only a very few of the Anglican preachers of
the seventeenth century and I am looking for similarities rather
than differences, since my purpose is merely to elucidate the
meaning of "reason" and to amplify the positive rhetorical theory
of the Tale. The Anglican preachers are considered in some detail
and the origin of their rhetorical theories is discussed in W. F.
Mitchell, English Pulpit Oratory from Andrewes to Tillotson
(London, 1932).
7 South, Sermons (Oxford, 1823), n, 123; III, 36.
207
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Reason in Madness: "A Tale of a Tub"
ways of God. C, You do not well know what you mean. For this is
either the same that I now told you: or else it may signifie no
more than one that preaches his own Fancie."8 The non-conformists
are attacked for their lack of interest in form; the conformist in
A Continuation of the Friendly Debate says, "And so many of your
Prayers have [no form] at all; but are then thought most heavenly,
when they are most confused."9 Like Swift, the Anglicans denounce
the search for novelty and the mechanical use of someone else's
words.
In general, the Anglicans attack the non-conformists for, like
the mad orator of the Digression on Madness, plucking the strings
of the audi- ence's passions, and they defend the appeal to reason.
"So their Fancies or their Affections be but tickled," the
conformist of the Friendly Debate says of a non-conformist
audience, "they care not whether it be with Reason or without" (p.
173). While examples could be multiplied to show that the
seventeenth-century Anglicans anticipate Swift's expose of de-
lusive rhetoric, I am concerned here, as an elucidation of Swift's
positives in the Tale, with what the Anglicans meant by reason and
preaching "with Reason."
Now "reason" is one of the words which Hooker called "bugs
words, because what they mean you do not indeed as you ought
apprehend,"'0 and it can have a great many different meanings for
different writers. But the meaning which it has for the Anglican
preachers when they refer to human reason, reason which is used in
rhetoric, is fairly simple and untechnical. It is obvious, first of
all, that reason was considered to be dependent upon the evidence
of the senses. Robert South says, "Reason discoursing upon grounds
of religion, builds only upon another world; but sense fixes upon
this. And since religion borrows much from reason, and reason
itself has all conveyed to it by sense; it is no wonder if all
knowledge and desire resolves into sense, as its first foundation"
(v, 406). Evidence of the senses was trusted, then, but only if it
were corrected by reason or understanding. South's position is the
normal one: "It is the ennobling office of the understanding, to
correct the fallacious and mis- taken reports of sense, and to
assure us that the staff in the water is straight, though our eye
would tell us it is crooked" (I, 387).
Reason, which has all conveyed to it by sense, can still correct
the mis- taken reports of sense because it makes use of experience.
The reason consults the memory, in which the results of past sense
experience are stored; it compares things present with things past
and comes to conclu-
8 A Friendly Debate Between a Conformist and a Non-Conformist,
5th ed. (London, 1669), p. 35.
9 (London, 1669), p. 108. 10 Of the Laws of Ecclesiastical
Polity, Bk. I, Ch. vii, 6 n. (Works, Oxford, 1874, p. 222).
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Harold D. Kelling
sions. "The ways that lead us to the knowledg of all
Conclusions, of which we have any knowledg," says John Hales, " . .
. are but two: first, Experience; secondly, Ratiocination; and the
one of these is com- monly the way to the other, by comparing one
thing with another, and applying Actives and Passives, and thence
producing sundry Con- clusions."" An individual knows that the
stick is straight before it is put into the water and after it is
taken out. If an individual is confronted with a moral problem, he
makes a reasonable choice if he remembers the results of his
actions in similar situations in the past and avoids a harmful
action. Reason is closely connected with experience, then, and the
two terms are sometimes used almost synonymously.12
According to the Anglicans, reason is not a very sophisticated
faculty; it is simply common sense, which applies the results of
experience. But the orator, whose duty it was to appeal to reason,
had to be extremely sophisticated and skillful, since he was not to
impose his reason on mem- bers of his audience but to enable them
to use their own reason. It is the law of conversation, says Isaac
Barrow, that a man has an "absolute right to use and follow his own
reason; and he that affects to deprive any man thereof, will pass
for a petty tyrant, a clown, or an idiot." The An- glicans, who
were concerned with addressing a large and unlearned audi- ence,
had therefore to deal with common sense experiences. John Eachard,
objecting as Swift does to the use of outlandish metaphors taken
from objects or events in the Indies or at the bottom of the sea,
points out that Christ used metaphors involving objects "plain and
famil- iar, even almost to children themselves, that can but taste
and see; and to men of the lowest education and meanest
capacities." Gilbert Burnet says that "the Reasons of them [things]
must be made as sensible to the People as possible. . . . For the
carrying these Matters beyond the plain Observation of Mankind,
makes that the Whole is looked on as a piece of Rhetorick."'3
The Anglicans had, moreover, to stay at the level of particular
experi- ence if the reader were to use his own judgment. They
consistently attack the use of "round and general words" and
advocate the use of particulars. Instead of using precepts to
persuade, therefore, they favored
1 "A Letter to an Honourable Person, concerning the
Weapon-Salve," in Golden Re- mains of the Ever Mlemorable Mr. John
Hales (London, 1688), p. 361.
;2 The phrases "reason and experience" or "common sense and
experience" are extremely frequent in the writings of the Anglicans
(and in Swift). A particularly clear example of the use of reason
and experience as synonyms occurs in South, III, 171.
13 Barrow, Works, ed. A. Napier (Cambridge, Engl., 1859), II,
218; The Grounds and Oc- casions of the Contempt of the Clergy
Enquired into (London, 1670) (in E. Arber, An English Garner. vn,
274); Burnet, A Discourse of the Pastoral Care (London, 1692), p.
219.
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Reason in Madness: "A Tale of a Tub"
examples, which, as Barrow said, transform a "notional
universality into the reality of singular subsistence." Precepts,
Barrow points out, "are de- livered in an universal and abstracted
manner, naked, and void of all cir- cumstantial attire, without any
intervention, assistance, or suffrage of sense." Good examples, on
the other hand, represent the business "like a picture exposed to
sense, having the parts orderly disposed and com- pletely united,
suitably clothed and dressed up in its circumstances" (iI, 500).
John Hales, similarly, praises the use of parables as the "plainest
and most familiar way," which "stoops to the capacity of the
Learner, as being drawn either from Trees, or Beasts, or from some
ordinary, com- mon and known actions of men" (p. 170).
In their emphasis on reason, then, these writers, like Swift in
A Tale of a Tub, are trying to combat the rhetoric of those who
impose their opinions upon an audience by talking or writing over
their heads and at the same time appealing to their lower passions.
They do not, however, advocate combatting such rhetoric by
appealing merely to the intellect, to reason as a cold, logical
faculty. Working in the area of rhetoric, they aim to persuade, to
move, rather than to present truth, and they realize the necessity
of appealing to the passions. "The pleasures of the sensitive,
inferior appetites," says Robert South, "though they are not in
them- selves the best objects, yet they are certainly the best
representations and conveyances of such objects to the mind; since
without some kind of sensible dress, things too fine for men's
apprehensions can never much work upon their affections" (III,
132). They realize that it is necessary to appeal to interest, "the
grand wheel and spring that moves the whole uni- verse." "For, if
we will be but true to the first principles of nature," says South,
"we shall find, that all arguments made use of to persuade the mind
of man, must be founded upon something that is grateful, accept-
able, and pleasing to nature; and that, in short, is a man's easy
and com- fortable enjoyment of himself, in all the powers,
faculties, and affections, both of his soul and body" (IIm, 137).
They realize the necessity of adapt- ing their sermons to the
audience: "With ordinary minds, such as much the greatest part of
the world are, it is the suitableness, not the evidence of a truth,
that makes it to be assented to" (South, I, 166).
In theory and practice the Anglicans differ from the
non-conformists whom they attack in that, though they move the
passions of their audi- ences, they do so through the reason or
understanding. Using words which refer to particular and common
sense experiences, using familiar examples, they demonstrate
vividly and movingly the probable conse- quences of a particular
action and allow the reader to use his reason, to consult his past
experience, and to judge the validity of the writer's or speaker's
conclusions. The advocates and practitioners of the rhetoric
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Harold D. Kelling
of reason did not regard even their uneducated audiences as
fools but as human beings possessed of the gift of reason, the use
of which it was the duty of the writer to encourage. He must help
his audience to "look through ... things, and scan them exactly,
valuing them, not according to fallacious impressions of sense, or
illusive dreamings of fancy, but according to sound dictates of
reason" (Barrow, III, 45). He must help the audience to avoid the
usual habit of men, which Barrow describes: "in our taxations of
things we do ordinarily judge (or rather not judge, but fancy, not
hearing or regarding any dictate of reason) like beasts; prizing
things merely according to present sense or show, not examining
their intrinsic natures, or looking forward into their proper
fruits and conse-
quences" (III, 62). To do this, the writer or speaker must have
a profound knowledge of human nature, of the experience and the
motives of his audience, as well as skill in language. He cannot
preach only his own ex- periences; if he does, says Robert South,
he will do little else but "shew the world how easily fools may be
imposed upon by knaves" (III, 20).
These writers, then, did not abjure human learning, from which
they could learn a great deal about the nature of man and his
motives, nor did they forbid the use of the art of rhetoric. As
long as they appealed to reason they could use rhetorical devices
and therefore, Isaac Barrow argues in a sermon "Against Foolish
Talking and Jesting" (II, 1-35), they could use wit and humor, or
facetious discourse, since it is difficult "to define the limits
which sever rhetoric and raillery." A manner of speaking "out of
the simple and plain way (such as reason teacheth and proveth
things by)" is justified because "good reason may be apparelled in
the garb of wit." By using facetious discourse, a writer can get
the audience to listen and can "give reason some competent scope,
some fair play with them." Barrow's sermon demonstrates very
clearly the Angli- can attitude towards rhetoric and satire, and is
of particular interest in relation to A Tale of a Tub. It is, in
fact, almost a discourse in the simple and plain way on the subject
which the Tale treats in its witty and hu- morous way. It is
permissible, says Barrow, to expose things base and vile to due
contempt: "When to impugn them with downright reason, or to check
them by serious discourse, would signify nothing; then repre-
senting them in a shape strangely ugly to the fancy, and thereby
raising derision at them, may effectually discountenance them." And
in a sentence Barrow expresses what I take to be the justification
of the method of the Tale: "He that will contest things apparently
decided by sense and experience, or who disavows clear principles
of reason, ap- proved by general consent, and the common sense of
men, what other hopeful way is there of proceeding with him, than
pleasantly to explode his conceits?"
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The Anglicans I have mentioned demanded, then, that a preacher
know not only his subject, religion, but the art of persuasion, and
their rhetorical theory is sophisticated and complex. They consider
the nature of language and find in the senses and experience common
denominators for communication. They consider the psychology of the
audience and they are aware of all the available means of
persuasion. It is probably true that because they emphasized the
appeal to common sense as a way of persuading a large and unlearned
audience and because they were primarily interested in practical
morality, in bringing religion down to meddle with the lives of
their congregations, their sermons lack the heroic and exalted note
of earlier sermons. But because of their emphases and because they
saw preaching as an art, their theory was one which suited ideally
the needs of a satirist who was intent on using the actions of men
as material for lasting literature. Swift may have got his
rhetorical principles from other sources, but those principles were
current in the writings of the Anglicans. He shared their
positives-reason, common sense, the common forms-and their
rhetorical principles, and in the Tale he refers to those positives
and applies those principles to all kinds of literature. His
subject is the art of persuasion and religious literature is only
one of the kinds.
In the Digression on Madness, as I have said, Swift confronts
madness with "reason," and it would seem to be obvious that his
position is directly opposite to the modern author's and is the
position of the Angli- cans just discussed. The modern writer, now
blissfully mad, having suc- ceeded in exalting himself above his
audience, having proved to his own satisfaction that his position
is irrefutable, contemptuously dismisses the opposing position of
Swift and the Anglicans and thus states their theory of the
rhetoric of reason. When he asks himself, "from what faculty of the
soul the disposition arises in mortal man, of taking it into his
head to advance new systems, with such an eager zeal, in things
agreed on all hands impossible to be known," he calmly replies, not
expecting a rational response, that these grand innovators are mad,
"having generally pro- ceeded in the common course of their words
and actions, by a method very different from the vulgar dictates of
unrefined reason." Swift is clearly announcing that he is an
advocate of the rhetoric of reason. Again, when the modern author
says that it is the "humble and civil design" of every innovator in
the empire of reason "to reduce the notions of all mankind exactly
to the same length, and breadth, and heighth of his own," Swift is
indicating that a humble and civil orator will adapt his discourse
to the reason of the audience and will not try to impose his own
opinions.
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Harold D. Kelling
But there are two frequently quoted and interpreted, and
certainly crucial paragraphs (pages 494 to 497 in the Oxford
edition), in which Swift has been seen using his own reason and
trying to impose his opin- ions on the audience of the Tale. In the
first paragraph there is no evi- dence that he is doing so; his
position is clearly still the opposite of the modern's. The modern
rejects and therefore states for Swift the position that the writer
or speaker cannot preach his private experience, he must not seek
novelty for its own sake, he must appeal to common sense, he must
be learned: "For the brain, in its natural position and state of
serenity, disposeth its owner to pass his life in the common forms,
with- out any thought of subduing multitudes to his own power, his
reason, or his visions; and the more he shapes his understanding by
the pattern of human learning, the less he is inclined to form
parties after his particular notions, because that instructs him in
his private infirmities, as well as in the stubborn ignorance of
the people." The modern writer states the opposite of Swift's
position when he praises the ideal of his orator, "when a man's
fancy gets astride of his reason, when imagination is at cuffs with
the senses, and common understanding, as well as common sense, is
kicked out of doors." When the Grubaean says, "Those entertainments
and pleasures we most value in life, are such as dupe and play the
wag with the senses," Swift is obviously referring to the doctrine
that the senses and sense experience provide the common
denominators for ra- tional communication and that it is the duty
of the writer or speaker to give fair play to the individual
reason. The Grubaean lightly dismisses the memory in comparison to
the imagination, which is "acknowledged to be the womb of things,
and the other allowed to be no more than the grave." But Swift is
depending on his audience's remembering the traditional role of the
memory as the repository of sense experience, to be consulted by
the reason.
It is the second paragraph which has been most confusing and
mis- leading, because critics have decided that the meaning of
"reason" changes abruptly and comes to mean, not "common sense"
possessed by anyone in his right mind but the destructive
intelligence of Swift the satirist. "In the proportion that
credulity is a more peaceful possession of the mind than
curiosity," the paragraph starts, "so far preferable is that
wisdom, which converses about the surface, to that pretended
philosophy, which enters into the depths of things, and then comes
gravely back with information and discoveries, that in the inside
they are good for nothing." Here and up to the last line of the
paragraph, F. R. Leavis assumes, there are only two alternatives
offered to the reader; we must choose to accept either surface
wisdom or the con- clusions of pretended philosophy, reached by the
over-curious "reason"
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Reason in Madness: "A Tale of a Tub"
of the scientist or mechanist philosopher or anatomizing
satirist, which goes far below the surface. Swift deludes the
reader, Leavis assumes, into accepting the first alternative,
surface wisdom. " 'Credulity'," he says, "standing ironically for
the 'common forms'-the sane, socially sus- tained, common-sense
illusions-is the positive that the reader must associate himself
with and rest on for safety." Consequently, when the reader comes
to the end of the paragraph and finds that his position is that of
"being a fool among knaves," he suddenly reverses his position and
accepts the second alternative, the view that if we look below the
surface we shall find everything worthless. According to Leavis,
Swift destroys all illusion and, instead of persuading the reader
to use his reason to see things as they are, forces the reader to
accept the satirist's private conclusions that things are rotten
below the surface.
Robert C. Elliott disagrees with Leavis' conclusion that there
is noth- ing left after the "fools among knaves" line; there is
left, he says, "the integrity which enables Swift to face reality,
as he sees it, without com- promise." But he agrees with Leavis
that "reason" means the private reason of Swift the satirist-"not
the 'reason' of the Augustan Enlighten- ment, associated with the
'common Forms' and common sense" -which opens and pierces and
mangles. Both interpretations assume that reason, which all along
in the Tale has been a faculty possessed by any sane person,
enabling him to come to common sense conclusions, has become a
faculty possessed only by Swift, which goes below the surface and
finds little (Elliott) or nothing (Leavis) good.
But there is no justification for thinking that Swift has,
irresponsibly and without telling the reader, changed the meaning
of "reason." In the paragraph there is the third alternative,
"reason" with its usual meaning, "common sense," and Swift, instead
of, as Leavis and Elliott believe, giving the reader a choice of
the modern's superficial wisdom or Swift's destructive conclusions,
is telling the reader to use his own common sense in understanding
the paragraph. Swift gives us two absurd choices; we can either
credulously accept the modern author's notion that things are all
they appear to be on the surface, or the opposite notion that in
the inside everything is rotten. But the commonsense attitude,
learned from experience, is that things are not all they seem to
be, yet they are not all worthless; people, for example, are
neither perfectly good nor perfectly evil. And it is this
commonsense attitude, to which Swift has appealed all through the
Tale, that he now explicitly refers to with the word "reason." The
modern author first, in his praise of credulity, elimi- nates
reason from the discussion by saying, "The two senses, to which all
objects first address themselves, are the sight and the touch;
these never examine farther than the colour, the shape, the size,
and whatever other
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Harold D. Kelling
qualities dwell, or are drawn by art upon the outward of
bodies." Here there is no room for the use of the senses besides
sight and touch, or for experience. Then, however, the modern
brings reason into the discussion, when he says, "and then comes
reason officiously with tools for cutting, and opening, and
mangling, and piercing, offering to demonstrate, that they are not
of the same consistence quite through." Swift is calling into play
the reader's commonsense attitude that things are not all they
seem; he is indicating that credulity is foolish. The modern
author, how- ever, seems to reject the use of reason, as he goes
on, "Now I take all this to be the last degree of perverting
nature; one of whose eternal laws it is, to put her best furniture
forward." (Again, the common sense atti- tude is that "nature,"
that which is normal and common, is not glittering and deceptive.)
But he does not really reject the use of reason; he rejects only
extreme cynicism which he perversely calls reason. He uses not the
tools of reason-the other senses and experience-but the tools of
the scientist or the mechanist philosopher or the destructive
satirist. He says in the next sentence that "reason is certainly in
the right" in doubting appearances, but he gives us the results of
some late experiments to prove his point: "Last week I saw a woman
flayed, and you will hardly believe how much it altered her person
for the worse. Yesterday I ordered the carcass of a beau to be
stripped in my presence, when we were all amazed to find so many
unsuspected faults under one suit of clothes. Then I laid open his
brain, his heart, and his spleen; but I plainly perceived at every
operation, that the farther we proceeded, we found the defects
increase upon us in number and bulk."
These experiments and conclusions are not based on the use of
reason but are the experiments and conclusions of a madman, who has
gone far beyond commonsense limits. The commonsense attitude (to
state it simply and neglect the effectiveness with which Swift
stimulates that attitude by his vivid and moving images) is that,
for one thing, beaux and harlots (eighteenth-century prostitutes
were punished by flaying) are not examples of "nature" putting her
best furniture forward, and, for another thing, the experiments do
not make use of the senses and experience but show a distrust of
reason. Anyone who used common sense would realize that a flaying
would alter a woman's person for the worse and would know,
furthermore, that a woman, particularly a harlot, was not all that
she seemed on the surface. He would know, without lay- ing open the
brain, the heart, and the spleen (which of course would prove
nothing), that the clothes of a beau covered a multitude of faults,
and not merely physical but moral faults. The commonsense attitude
that beaux and harlots are worthless ot evil members of society
needs no logical or scientific proof. The modern writer, a
scientist (as he is all
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through the Tale) who does not trust the senses, or a mechanist
phi- losopher who uses logic or imagination to go beyond the
evidence of sense, or a destructive satirist, has attempted to
discredit reason but has succeeded only in showing the
ridiculousness of complete distrust of the senses and
experience.
The reader's commonsense attitudes enable him to see the
ridiculous- ness of either of the modern author's extremes, and
"reason" retains its usual meaning in the paragraph, rather than
being identified with ex- treme curiosity. At the end of the
paragraph the modern author rejects both pretended philosophy and
reason, and praises the man who can "content his ideas with the
films and images that fly off upon his senses from the superficies
of things." "Such a man," he says, "truly wise, creams off nature,
leaving the sour and the dregs for philosophy and rea- son to lap
up." Philosophy and reason, not philosophy which is the same as
reason; if philosophy means "pretended philosophy" (and it can of
course refer to true or reasonable philosophy) the distinction is
carefully preserved. Reason remains as the faculty which allows an
individual to judge for himself, on the basis of past experience,
whether a particular object or action is good or bad for him, which
enables him to see things as they are for him.
And the man who judged for himself, confronted with the
statement that only sour and dregs are left for reason and
philosophy to lap up, would react with the attitude that what the
modern called sour and dregs could be, if not pure cream, at least
palatable. Swift shared the philo- sophical position as well as the
rhetorical theory of the Anglicans, and according to them reason
was not expected to lead either to cynicism or to perfect felicity,
but to contentment. Isaac Barrow says in a sermon on contentment:
"But if we judge of things, as God declareth, as impartial and
cautious reason dictateth, as experience diligently observed (by
their fruits and consequences) discovereth them to be, we shall
have little cause to be affected by the want or presence of any
such thing which is wont to produce discontent" (III, 123). The
psychological effect which the Tale is constructed to produce in
the reasonable reader, who judges things "as experience diligently
observed (by their fruits and conse- quences) discovereth them to
be," is contentment, a "mighty level in the felicity and enjoyments
of mortal men."
Swift's particular concern in the Tale is with persuading people
to think for themselves, not about beaux or harlots or madness or
learning or religion, but about delusive rhetoric, which he and the
Anglicans saw as one of the main causes, if not the main cause, of
human discontent. And in the Digression on Madness he compels his
readers to use their own judgment by presenting them with rhetoric
which is so lacking in
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Harold D. Kelling
common sense that it sets the reader's mind upon its mettle. The
modern writer tries to convince his audience that they should
blindly accept whatever he says, including his implicit attitude
that beaux and harlots are all they seem on the surface, and he
offers as the only alterna- tive a completely negative attitude
that all "nature," like the beaux and harlots, is worthless, and
that the writer or speaker cannot follow nature or he will reveal
nothing but corruption. He gives the reader a choice of "an art to
sodder and patch up the flaws and imperfections of nature" or the
art, "so much in present esteem, of widening and exposing" the
flaws and imperfections of nature. But Swift leaves the way open
for the reader to realize that nature is not represented by beaux
and harlots and consequently that nature is not so corrupt that it
has to be patched up, and that a rational orator can follow nature
and help us to see things as they are.
Throughout the Tale of a Tub Swift follows a similar pattern.
The read- er is constantly given two unacceptable alternatives
because the modern author, using his imagination and avoiding the
use of reason, flies too high or sinks too low. There is an
important clue to Swift's method, in the celebrated Bird of
Paradise passage in Section vIIi:
And whereas the mind of Man, when he gives the spur and bridle
to his thoughts, doth never stop, but naturally sallies out into
both extremes, of high and low, of good and evil; his first flight
of fancy commonly transports him to ideas of what is most perfect,
finished, and exalted; till, having soared out of his own reach and
sight, not well perceiving how near the frontiers of height and
depth border upon each other; with the same course and wing, he
falls down plumb into the lowest bottom of things, like one who
travels the east into the west, or like a straight line drawn by
its own length into a circle. Whether a tincture of malice in our
natures make us fond of furnishing every bright idea with its
reverse; or whether reason, reflecting upon the sum of things, can,
like the sun, serve only to enlighten one half of the globe,
leaving the other half by necessity under shade and darkness; or,
whether fancy, flying up to the imagination of what is highest and
best, becomes overshot, and spent, and weary, and suddenly falls,
like a dead bird of paradise, to the ground; or whether, after all
these meta- physical conjectures, I have not entirely missed the
true reason; the proposition, however, which has stood me in so
much circumstance, is altogether true....
The modern author has used only his "fancy" and has "entirely
missed the true reason." But by making the two extremes ridiculous
and indi- cating that the reader must find his own meaning, using
his common sense, Swift appeals to reason, using the methods of the
Anglicans' rational rhetoric.
In effect, the Tale of a Tub is a dialogue between two kinds of
delusive orators, both contained within the schizoid modern author;
the one, the
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Reason in Madness: "A Tale of a Tub"
author as he sees himself, uses abstractions and obscurity,
finds every- thing good, and warns us against those who would strip
off the fair ex- terior; the other, the modern as he is
unconsciously, uses particulars which reveal rottenness everywhere
and is thus a vitriolic satirist. Both of them are dogmatists, who
try to force their attitudes on the audience. But Swift is neither
naive panegyrist nor bitter cynic and he is not try- ing to force
his opinions upon the sane reader. In the Digression Concern- ing
Critics, for example, the panegyrist defines and praises his True
Critic in general terms as "a discoverer and collector of writers'
faults," but he unconsciously reveals his satiric nature in his
particular references to critics as asses without horns, snarling
dogs, young rats, and serpents without teeth. Now Swift is
certainly not trying to get the reader to believe that critics
should collect writers' faults, nor on the other hand is he saying
that all critics are serpents without teeth. If he believed the
latter he would hardly write the critical and satiric Tale of a
Tub. He clearly indicates the normal view of a critic as a restorer
of ancient manu- scripts or one who invents and draws up rules for
himself and the world, "by observing which, a careful reader might
be able to pronounce upon the productions of the learned, form his
taste to a true relish of the sub- lime and the admirable, and
divide every beauty of matter and style from the corruption that
apes it." The reasonable reader can accept this definition because
such a critic allows him to use his own judgment, and he can see,
furthermore, that Swift is this kind of a critic in the Tale. Swift
is drawing up rules by illustrating the principles of rational
rhetoric that particulars communicate more clearly than generals,
that references to commonsense experiences give a reader a chance
to use his own reason, and that the author's attitudes should not
be imposed on the reader. The modern author as unconscious satirist
is a rational orator in his use of particular references to
commonsense experiences, but he mistakes his mad and rotten world
for the normal and natural world. Swift appeals to reason because
he compels the reader to see that the modern author has gone too
far and stimulates the reader's normal and natural responses.
In the same way, in other digressions, the Grubaean praises
modern writing, unaware of the fact that he exposes it by his
particular references, and Swift indicates the reasonable norm of
good writing. A Digression in the Modern Kind starts with a
panegyric on the moderns' "great design of an everlasting
remembrance, and never-dying fame," which they have accomplished
because their endeavors have been "so highly serviceable to the
general good of mankind." This is a valid (though pompous and
general) statement of some of the aims of literature (it deals only
with utile, not with dulce). But the modern continues, "To
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Harold D. Kelling
this end, I have some time since, with a world of pains and art,
dis- sected the carcass of human nature, and read many useful
lectures upon the several parts, both containing and contained;
till at last it smelt so strong, I could preserve it no longer."
Such a statement makes it clear to the reader that "modern" writing
is ridiculous and that writingwhich will last and serve the general
good must deal with man as a reasonable animal, not a dead carcass;
it must follow nature, not the warped fancies of a cynic. And later
in the same digression Swift makes his position clearer by having
the modern praise Wotton's "sublime discoveries upon the subject of
flies and spittle" and his own New Help of Smatterers, or the Art
of Being Deep-learned and Shallow-read, while at the same time he
condemns Homer because of his unsatisfactory dissertation upon tea
and his unreliable method of salivation without mercury. Homer, who
follows nature, who is concerned with man, who instructs by
pleasing, and whose poetry has served the general good of mankind,
is presented as a norm, making clearer the ridiculousness of the
modern writer's high pretences to fame and value and of his
disgusting and unnatural methods and attitudes.
The same technique operates in the other digressions, in the
prefatory material, and, though less obviously, in the coat
allegory. From the be- ginning of the coat allegory, the modern
author concentrates on the fair exterior of man and religion and
finds it good; man is a suit of colorful and beautiful clothes and
religion is a cloak. As long as he stays at the surface and deals
in obscure generalizations, the modern finds nothing to blame. But
the moment he looks below the surface he finds only cor- ruption;
under the suit of clothes, man is nothing but a senseless un-
savory carcass, and conscience is a pair of breeches which covers
lewdness as well as nastiness and "is easily slipt down for the
service of both." Swift thus appeals to reason, using details of
common experience, to make it clear from the beginning that we are
to accept neither the mod- ern's superficial optimism nor his
underlying cynicism about man and religion. As the coat allegory
continues, the coats take on more fantastic decorations and the
"religious" projects of Jack and Peter become an increasingly thin
veil for the corruption underneath; Peter invents the whispering
office for the ease of midwives, bawds, parasites, and buffoons,
"in short, of all such as are in danger of bursting with too much
wind," and Jack invents the sect of Aeolists, who maintain that the
original cause of all things is wind. The modern author continues
to praise Jack and Peter, but his particular references to objects
of experience empha- size strongly the madness and rottenness of
their projects; the Aeolists propagate their doctrines by belching,
and the sourer the better; the
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Reason in Madness: "A Tale of a Tub"
modern quotes approvingly Jack's statement that the "eyes of the
under-
standing see best, when those of the senses are out of the way,"
but he shows Jack bouncing his head into a post or falling into a
kennel.
Using the objects of ordinary experience, Swift thus makes it
impos- sible for a reader to accept either of the modern writer's
extremes. His chief emphasis is upon making ridiculous both windy
panegyric and anatomizing satire. But Swift does not fall into the
trap he has laid for the modern; he does not content himself with
widening and exposing flaws but sodders up the imperfections which
the modern has found in nature. He provides a norm for the reader
in the will, the New Testa- ment, which can be interpreted and
applied if man uses his reason, and which does not prescribe
religious factionalism but, as Martin says in Section vi,
"agreement and friendship and affection" between religious sects.
Swift's religious position is that the individual must use his own
reason in interpreting and following the truths of the New
Testament. But since the Tale of a Tub is not primarily concerned
with religion, particularly not with Swift's religious opinions,
Swift does not develop this normal attitude. His function in the
Tale is to force readers to think for themselves about religion and
other matters and to warn them against delusive rhetoric, which was
to be found particularly in religious writing and speaking. Having
done that, it was his rhetorical theory that the rest was up to the
individual reason; as he said in Contests and Dissensions in Greece
and Rome, "common sense and plain reason, while men are dis-
engaged from acquired opinions, will ever have some general
influence upon their minds."
In the same way, using two unacceptable extremes, Swift compels
the reader to use his own judgment in determining the structure of
the Tale. On the one hand the modern author, using abstractions,
praises digres- sions, those "late refinements in knowledge," as a
"great modern im- provement"; but when he descends to particulars
he unwittingly de- nounces digressions completely. He compares
books containing digres- sions to soups and fricassees and ragouts
and says that some people argue "that digressions in a book, are
like foreign troops in a state, which argue the nation to want a
heart and hands of its own, and often either subdue the natives, or
drive them into the most unfruitful corners." Swift is certainly
not praising digressions, nor is he saying that a writer must write
directly and simply and avoid all seeming digressions. He is
concerned rather with encouraging the reader to find the heart and
the hands of a book for himself and determine what is relevant. In
the Tale of a Tub he compels the reader to determine exactly what
constitutes a digression, by labeling the more important sections
of the book digres- sions, putting his announcement of the subject
in an Introduction, and
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Harold D. Kelling
forcing the reader to ferret out for himself the subject and its
develop- ment. Swift makes the unity of the Tale clear, as I have
tried to show, if we read with extreme care and do not take the
modern author seriously. The book is concerned with rhetoric, it is
written consistently from the point of view of the modern author, a
delusive orator, and the various sections are tied together not
only by the subject and the narrator but by the various themes and
images-the clothes philosophy and the tailor image, for
example-which run through the whole book.
Swift uses the rhetoric of reason, then, at the same time that
he ex- poses delusive rhetoric. He uses words which refer to
commonsense experiences, he defines his abstractions by means of
particulars, he does not impose his opinions, and he uses the
method of example rather than giving us precepts. Isaac Barrow said
that in a good example, "you see at once described the thing done,
the quality of the actor, the manner of doing, the minute seasons,
measures, and adjuncts of the action; with all which you might not
perhaps by numerous rules be acquainted; and this in the most
facile, familiar, and delightful way of instruction, which is by
experience, history, and observation of sensible events" (II, 500).
It is because the quality of the actor, the modern author, is made
so clear by his mad opinions and projects that the reader of the
Tale cannot accept either his superficial and abstract precepts or
his personal and bitter attacks. Because Swift was exposing
delusive rhetoric he used an extreme example of a delusive orator
as his narrator, and the appeal to reason in the Tale is hidden
deep beneath the madness. But it is worth looking for, not merely
because the Tale of a Tub is delightful and amus- ing and exhibits
most impressively Swift's "vehemence and rapidity of mind, ...
copiousness of images, and vivacity of diction," but because the
book is perhaps the most skillful and important piece of rhetorical
criticism in the English language. It is Swift's Essay on
Rhetorical Criti- cism, and no one knew better than Swift the ways
language could be misused as well as the ways it could be used
best. It is a work which is relevant not only to
seventeenth-century literature but to all literature which aims to
persuade; the characteristics of sophistic rhetoric have not
changed and the principles of rational rhetoric, which are
essentially the principles of classical rhetoric, are still
valid.
Tempting as it is to follow the modern author's advice and "take
seven of the deepest scholars . . .and shut them up close for seven
years in seven chambers, with a command to write seven ample
commentaries on this comprehensive discourse," it is more to the
point to set readers to work at reading and understanding the Tale
as a work of criticism. While it is a richer and more amazing work
if we are familiar with all varieties of seventeenth-century
literature, the principles and examples
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222 Reason in Madness: "A Tale of a Tub"
still apply to our modern philosophical, religious, political,
scientific, and popular speaking and writing, and of course to
literature in the nar- row sense, if we peruse the book "with a
world of application, again and again." As Mrs. Starkman points
out, we are the heirs of Swift's "mod- erns," and though Swift
failed to exterminate the moderns of his day that is no reason for
not giving him a chance to warn us against the dangers of
abstraction, obscurity, factionalism, and formlessness in our
modern rhetoric. If Swift's principles are not directly applicable
to modern rhetoric, still the experience of reading and
understanding the Tale of a Tub can help to teach us what to look
for and what to look out for. The Tale is not easy to understand
(as this essay may testify entirely too well) but in spite of the
complexity the book can communicate pre- cisely and clearly. And in
times like Swift's and ours, precise communi- cation must be
difficult.
UNIVERSITY OF CALIFORNIA
Berkeley 4
Article Contentsp. 198p. 199p. 200p. 201p. 202p. 203p. 204p.
205p. 206p. 207p. 208p. 209p. 210p. 211p. 212p. 213p. 214p. 215p.
216p. 217p. 218p. 219p. 220p. 221p. 222
Issue Table of ContentsPMLA, Vol. 69, No. 1 (Mar., 1954), pp.
i-viii+1-344Volume Information [pp. i-viii]Front Matter [pp.
1-2]Champions of the Great Tradition [pp. 3-11]Report on the
Foreign Language Program [pp. 12-21]The Meaning of Eliot's
Rose-Garden [pp. 22-33]Sherwood Anderson and Eduardo Mallea [pp.
34-45]Conrad's Two Stories of Initiation [pp. 46-56]Bernard Shaw,
Philosopher [pp. 57-75]George Ticknor's History of Spanish
Literature: The New England Background [pp. 76-88]Hawthorne on
Romantic Love and the Status of Women [pp. 89-98]The Dual Aspects
of Evil in "Rappaccini's Daughter" [pp. 99-109]Thoreau's Feminine
Foe [pp. 110-116]Emerson and the Organic Metaphor [pp.
117-130]Wordsworth's River Duddon Sonnets [pp. 131-141]The
Neo-Platonic Concept of Time in Blake's Prophetic Books [pp.
142-155]Schiller's Philosophy of History in His Jena Lectures of
1789-90 [pp. 156-172]Diderot's Supposed Contribution to D'Holbach's
Works [pp. 173-188]Patterns of Imagery in Pope's Arbuthnot [pp.
189-197]Reason in Madness: A Tale of a Tub [pp. 198-222]Joseph
Glanvill, Anglican Apologist: Old Ideas and New Style in the
Restoration [pp. 223-250]"Grateful Vicissitude" in Paradise Lost
[pp. 251-264]Catiline and the Nature of Jonson's Tragic Fable [pp.
265-277]Hamlet, Don Quijote, La vida es sueo: The Quest for Values
[pp. 278-313]Renaissance Names in Masquerade [pp. 314-323]Eye,
Mind, and Hand in Michelangelo's Poetry [pp. 324-336]Notes,
Documents, and Critical CommentTennyson's Princess and Vestiges
[pp. 337-343]