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Kd04 Atkisson a Review of Practical Sustainable Development

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    AtKisson Group

    A Review ofA Review of

    PracticalPractical

    SustainableSustainableDevelopmentDevelopment

    3 Frameworks,3 Frameworks,

    4 Models,4 Models,

    5 Metodolo!ies,5 Metodolo!ies,Several Processes,Several Processes,

    Some "ews,Some "ews,

    and a #unc of $deasand a #unc of $deas

    Presentation by

    Alan AtKisson

    Baltic University

    Planning Conference

    9 Dec 2004 2004

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    What practical sustainable

    development requires

    Indicators

    Systems Analyses

    Innovations

    Strategies

    Agreement & Action

    Principles, Visions, Goals AtKisson, Inc.

    Information, data, knowledge

    Cooperation, thinking skills

    Concepts, imagination

    Best practices, creativity

    Experience, judgment, intuition

    Trust, commitment, discipline

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    Sustainability ... a 20-year Snapshot

    1983 2003

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    What are people doing when they say

    they "do" sustainable development?Environmental Management

    Corporate Social ResponsibilityGreening of Operations

    Industrial Ecology

    Stakeholder Engagement

    Life-Cycle Assessment

    Pollution Prevention (P2)

    Sustainable Development

    Design for Environment (DfE)

    Green Design

    Urban Reinvestment

    Brownfield Redevelopment

    ISO 14001

    Waste Reduction

    Closed LoopsRadical Resource Productivity

    Radical Transactiveness

    Sustainable Technology

    Systems Thinking

    Corporate Governance

    Clean Technology

    Eco-EfficiencyEco-Effectiveness

    Biomimicry

    Triple Bottom Line

    Inclusive Capitalism

    Base of the Pyramid

    Community Capitalism

    Corporate Citizenship

    Voluntary Regulation

    Civic Entrepreneurship

    Full Cost Accounting

    EMS

    Risk Management

    Leapfrog TechnologyCradle to Cradle

    Restorative Technology

    Balanced Scorecard

    Take-Back

    Transparency

    Source: Stuart Hart,

    with thanks to Marty LaGod

    with additions by AtKisson

    Digital Divide

    Cultural DiversityNatural Capitalism

    Ecological Footprint

    Product-to-Service

    Integrated Product Mgmt

    Natural Step

    Building the Pyramid

    Compass IndexSROI

    Blended Value

    GRI

    Precautionary Principle

    Green Procurement

    Green BuildingSMS

    ISIS

    CDM

    EUAs

    B24B

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    The uture o! Sustainability ducation

    Brochure from aSwedish College:

    Want to change theworld?

    Get trained as a

    sustainability

    strategist!

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    Some #mportant $istinctions

    Sustainability

    Sustainable Development

    Framework

    Model

    Methodology

    Process

    Tool

    Whats the difference?

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    Sustainability is ...

    A set of conditions and trends in a given

    system that can continue indefinitely

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    Sustainable $evelopment is ...

    A strategic process of continuous change

    in the direction of sustainability

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    ramewor%

    A framework is a set of definitions, principles,

    and often symbols that describes a complex

    concept. A framework provides definition andstructure to the concept.

    Think of it as a conceptual platform on which a

    group can stand to talk about a complex topic, so

    that everyone can be reasonably sure that they are

    talking about the same thing.

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    &odel

    A modelis a symbolic representation of

    something in the real world. A model is used to

    reveal important elements and/or dynamics in athing or a process.

    For example, if you draw a map of a water system

    on the wall, showing where it goes and how it all

    links together, you have created a modelof that

    system.

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    'rocess

    A processis, in this context, something you do in

    collaboration with other people (e.g., "group

    process"). Like a methodology, it is also a

    structured sequence of steps. But it may or may

    not have a specific result as its purpose.

    For example, going once around a group and

    allowing everyone a minute to share their point ofview is a process, but it is not an designed to

    produce a result, solution, or product.

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    Tool

    Toolis an all-purpose word. A tool is anything you useto accomplish a task. It includes all of the other terms,and more.

    A framework is also a tool: it is something you use to puta set of structured definitions in place, to set the context.

    A methodology is a tool: you use it to think your way to asolution, or to create another tool (for example, anindicator, or a systems map).

    Processes and models are also, of course, tools.

    Books are tools. Powerpoint files are tools. Teachinggames are tools. Even a song can be a tool, if you areusing it to accomplish a task.

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    ( )uic% *oadmap

    SustainabilityFramework

    Typical

    Models

    Typical

    Methodologies

    Typical

    Processes

    Other

    Tools

    Triple

    Bottom

    Line

    Specific toenterprise

    Managementsystems

    Stakeholderengagement

    CorporateBoard training

    The

    Natural

    Step

    Funnel v.Cylinder

    ABCD,Flei!le"latforms#

    $roupdialogueprocesses%ABCD&

    Metrics,Consensusdocuments

    ISIS

    'nnovation(heory)Systemsmodelscreated

    'ndicator

    selection)systemsmodeling

    $roupconsensus*drivendecision*making

    Backgroundreports) +e!documentation

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    The 'lan ...

    Present three Frameworks

    Describe their implicit theory of change and someof the methodologies, models, and processes they use

    Anchor them to case studies Report some news

    Show a few more tools

    Map out some ossibilities for courses andprofessional development training in appliedsustainability

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    AtKisson Group

    ramewor% +,ramewor% +,

    Triple Bottom LineTriple Bottom Line

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    ramewor% +, Triple ottom /ine

    Phrase Coined by John Elkington of SustainAbility, Ltd. (a London-based consultancy)

    Adds Society and Environment to the traditional Economic

    bottom line

    Informs many other applications, including the Global ReportingInitiative

    Used by many corporations and institutions to integrate sustainabilitythinking into their operations; some communities use it

    Not a designed to be a comprehensive planning frameworkbut usedthat way anyway

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    The Triple ottom /ine is (lso the

    Three /egged Stool is (lso the ...

    Environment Economy

    Social / Equity

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    The T/ Theory o! hange

    Doing sustainable development requires:

    Attempting to integrate (or perhaps just balance)

    environmental, social, and economic values ...

    ... which will suffice to make/inspire/guide

    change toward sustainability.

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    'racticalTool

    The 1*#ramewor%

    Emerging international

    standard for

    sustainability reporting

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    What (re the 1*# 1uidelines?

    [...] a framework [including a number of methodologies] for reporting on an

    organisations economic, environmental, and social performance. The Guidelines:

    present reporting principles and specific content to guide the preparation of

    organisation-level sustainability reports;

    assist organisations in presenting a balanced and reasonable picture of their economic,

    environmental, and social performance;

    promote comparability of sustainability reports, while taking into account the practical

    considerations related to disclosing information across a diverse range of

    organisations, many with extensive and geographically dispersed operations;

    support benchmarking and assessment of sustainability performance with respect tocodes, performance standards, and voluntary initiatives; and

    serve as an instrument to facilitate stakeholder engagement.

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    ase Study (lcoa

    Our 2002 Sustainability Report

    yields meaningful insight on the

    economic, environmental, and

    social progresswe are makingand the challenges we still face

    in reaching our sustainability

    goals.

    Annual Sales > $20 billion

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    ase Study (lcoa

    Over time,sustainable

    development will demand that

    every business take the far-

    sighted view, to leave behind anenterprise that is valued by society

    and positioned for future growth.

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    ase Study (lcoarom the 2002 Sustainability *eport

    3ote- The report does not re!erence 1*#4

    Dozens of statements on principles,

    values, integrity

    Ethics and compliance hotline

    Community forums

    High financial accountability

    standards

    ISO 14001 EMS

    Climate change leadership

    Long-term shareholder value

    Cost savings initiatives

    Landcare initiatives

    Worker health

    Worker safety

    Recycling

    Renewable energy Responding to citizen pressure

    Supporting biodiversity

    Diversity of the workforce

    Requirements for business conduct

    Community giving Product responsibility

    ... but the company is still attracting criticism for its

    large hydropower project in Icelnad

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    AtKisson Group

    ramewor% +2ramewor% +2

    The Natural StepThe Natural Step

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    $evelopment o! The 3atural Step

    Started by a Swedish cancer researcher and physician, Dr. Karl-Henrik

    Robrt, originally concerned about addressing the root causes of

    pediatric cancer

    Based on an original scientific consensus about basic (first)

    principles -- about how cells work, how Nature works, how theplanet works

    Now a strategic planning framework, especially for defining and

    managing environmental sustainability

    Has been used by communities, government agencies and companies

    all over the world

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    T3S The ore (ssumption

    We live in

    a mostly

    closed

    system

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    The T3S 5unnel6 ( model o!

    systematic deterioration over time'7//8T#73

    *S78*S

    T7*3 S7#(/ (*#

    $ST(#/#9(T#73

    Sustainability

    TimeSource: Det Naturliga Steget, Sweden

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    ... Which leads to the

    5our System onditions6

    In a sustainable society, nature is not subject tosystematically increasing:

    1. concentrations of substances extracted from the earth's crust;

    2. concentrations of substances produced by society;

    3. degradation by physical means;

    and, in that society. . .

    4. human needs are met worldwide.

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    The T3S Theory o! hange:

    Doing sustainable development requires:

    A consensus on overarching principles for sustainability that are elegantly simple ...

    ... and agreement to use those principles ...

    ... to do Backcasting: building todays to-do list from a future vision of success thatmeets principles ...

    ... and then taking action in ways that create flexible platforms-- that is, that dont lock youinto directions that prove to be dead ends / blind alleys.

    * As derived and inferred from a review of their methods and materials

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    ;ey Technique ac%casting

    (id

    Principerfr

    hllbarhet

    Source: Det Naturliga Steget, Sweden

    (Principles

    for Sustainability)

    (Time)

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    The T3S 5($6 (nalysis

    5ac%cast6 !rom 'rinciples( (wareness

    Agree: Align around a common understanding of sustainability

    aseline &apping

    Assess: What does the situation look like today?

    lear

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    'lanning ramewor% = /evels

    1. Principles for the constitution of the system (e.g. ecological andsocial principles).

    2. Principles for a favorable outcome of planning within the system

    (e.g.principles for sustainability).

    3. Principles for theprocess to reach this outcome (e.g.principles for

    sustainable development).4.Actions, i.e. concrete measures that comply with the principles for

    the process to reach a favorable outcome in the system (e.g.

    recycling and switching to renewable energy).

    5. Tools to monitor and audit (i) the relevance of actions with

    reference to principles for the process (e.g. indicators ...).

    System

    Success

    Strategy

    The Levels

    Actions

    ToolsSource: K.-H. Robrt et al. / Journal of Cleaner Production 10 (2002) 197214

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    ( T3S Typology o! (pproaches

    (LEVEL 2)

    ACTIONS(LEVEL 4)

    IMPACTS

    (LEVEL 3)

    (LEVEL )

    Su!taina"ilit#

    (Brun$tlan$)

    S#!tem%

    So&iet# an$ E&o!#!tem!

    esourceproductivity

    -ess +aste

    S#!tem &on$ition 3S#!tem &on$ition '

    ematerialiation Su"!titution

    ene+a!leesource

    productivity-ess +aste ature*like

    esourceproductivity

    -ess +aste-ess areare/uired

    Mana*ement

    routine!

    esourceproductivity

    -ess +asteService*oriented

    0/uity

    ematerialiation Su"!titution ematerialiation Su"!titution ematerialiation Su"!titution

    S#!tem &on$ition 2 S#!tem &on$ition 4

    A!undant Degrada!le

    (LEVEL ')

    ST+ATE,-einvestments

    Backcasting

    Flei!le platforms$ood return of investment

    "recaution...

    Social

    0ncouragement

    Dialogue(ransparency

    ..."olitical

    Differentiaded taes

    Su!sidies'nternational agreements

    -egislation

    ...

    TOOLS'ndicatorsFactor 1

    0F-CA

    M'"S...

    0MS

    0MAS'S2 34553

    ...

    (i)

    (ii)

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    Scandic >otelsSweden

    Company was experiencing huge losses

    The brand was perceived as worthless

    Management realized that the company hadnot moved to meet new values in themarket and in society at large

    Natural Step training led to hundreds ofconcrete steps throughout the company,including ...

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    Scandic >otelsSweden

    First hotel to offer a hotel room that was 97%recyclable

    Enviro-hotels, certified by the Nordic Swaneco-labeling system (today, all but eight are solabeled)

    Improved brand recognition and value

    The company returned to profitability All employees must take web-based course on

    TNS once a year (low employee turnover)

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    AtKisson Group

    ramewor% +ramewor% +

    ISISISIS

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    AtKisson Group

    #.S.#.S.#.S.#.S.

    I.S.I.S.I.S.I.S.Integrated Strategic Planning, Training, and ReportingIntegrated Strategic Planning, Training, and Reporting

    for Sustainability Outcomesfor Sustainability Outcomes

    Indicators

    Systems

    Innovation

    Strategy

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    #S#S ...

    ... is the Egyptian goddess who put the pieces back together

    and gave birth to a new era

    ... stands forIndicators, Systems, Innovation, andStrategy

    ... grows out of an international & interdisciplinary

    sustainability research network

    Th #S#S Th ! h

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    The #S#S Theory o! hangeDoing sustainable development requires:

    A comprehensive description or operating definition of sustainability, and the sustainableoutcome you wish to create

    Gathering information and data to produce interpretive indicators of relevant trends

    Using those indicators to develop a shared systems understanding of key dynamics andleverage points

    Identifying sustainability innovations to introduce into the system that will improve itsoverall condition

    Creating strategies for diffusion and adoption of those innovations

    Securing the agreement of critical actors to implement the strategies

    Monitoring impact with the indicators, and regularly cycling through an evaluativeplanning process to adjust course appropriately

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    Nature

    Society

    Wellbeing Economy

    The ompass

    ( Sustainability ramewor%

    Uses: Introduce sustainability ... assess it ...

    develop sustainability indicators ... communicate results ...

    AtKisson, Inc.

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    'yramid( Sustainable $evelopment ramewor%

    INDICATORS

    SYSTEMS

    INNOVATIONS

    STRATEGIES

    AGREEMENTS & ACTIONS

    Su!taina"ilit# Prin&iple!

    an$ Vi!ion!. E

    N

    Trust, Commitment, and Discipline

    Which kinds of change should we make?

    How do we accomplish those changes?

    We commit to a course of action ... and do it

    Where are we headed?

    Whats driving us? Where must we change?

    S

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    T e # S # S

    # c e b e r g

    Foundation (At the Bottom):Vision or principles for how theworld should be(Sustainability)

    Level 1:Information and

    understanding of what's actuallyhappening (Indicators & Trends)

    Level 2:Theory about how things

    work, what needs to be changed, and

    how(Systems)

    Level 3:New ideas for making positivechange (Innovation)

    Level 4:Plans for success (Strategy)

    Capstone (Visible to Others):Whatyou're doing now(Agreements and

    Actions)

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    AtKisson Group

    3ews !rom the3ews !rom the

    *eal World*eal World

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    The /imits to 1rowth

    5( Terrible

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    @ponential 1rowth

    Source: BBC Website, Planet Under Pressure, 2004

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    #ndicators o! *esponseSpread o! &S and /(2, 'rograms

    in the altic Sea *egion 3 ur4

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    ( Tale o! Two rands

    1996

    2004

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    (doption o! ramewor%s

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    ommon push

    51ear 8p61. Comply

    2. Volunteer

    3. Partner

    4. Integrate

    5. Re-Engineer

    or Reverse

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    AtKisson Group

    #S#S in (ction#S#S in (ction

    Case Studies from AtKisson-SupportedCase Studies from AtKisson-Supported

    Projects Around the WorldProjects Around the World

    altic 2,

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    altic 2,#nternational initiative !or the altic Sea *egion

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    altic 2, (genda 2, !or the altic Sea *egion4

    Eleven nations in a cooperative initiative for regional

    sustainable development

    Mandate from the Prime Minister level

    Driven through government ministries, but multi-stakeholder in character and governance

    Was seeking a new strategic direction for 2004-2010

    Adopted ISIS and Pyramid to develop new strategy, with

    multi-stakeholder input Result needed to be approved at Prime Ministerial summit

    in June 2004

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    *esult The 5*iga 'roposal6

    Proposed new vision for the initiative ... and region New strategy with focus higher-level impact on policy

    making, through foreign ministers down to Brussels

    New program for creating high-visibility Lighthouse

    Projects to demonstrate value-added of sustainabledevelopment

    Proposal was later approved by Prime Ministers with only modest changes

    &ABlb S d

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    &ABlbyC Sweden( -/egged Stool 'yramid

    Brought together nine sectoral

    working groups for for intensive

    one-day working session using

    Pyramid

    Created rough draft of indicator

    report on the spot, with estimate

    of long-term trends

    Generated 100s of ideas for

    innovation, prioritized to the top

    ! initiatives

    "ost enacted #y city council as

    policy

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    Strategic 'osition (nalyses !or

    7rganiDationsExample:

    Compass Analysis

    Snapshot of how well acompany has integratedsustainability goals andmetrics into publicreporting

    Benchmarked againstthe top 50 sustainabilityreports in the world

    INTE,+ATION

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    5&agic yes6 E 83'

    Training Sustainability Change Agents in SE Asia

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    'yramid Training

    Theory + practice ofsustainable development

    Group- and team-worktraining in a simulationenvironment

    Build physical model toreflect systems, linkages,and multistakeholderengagement

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    Pyramid model is both content- and context-rich

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    Model has been tested in many cross-cultural and cross-sectoral settings

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    Final Capstone: Consensus, Agreement ... and Action

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    AtKisson Group

    7pportunities7pportunities

    for thefor the

    Baltic University ProgramBaltic University Program

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    What practical sustainable

    development requires

    Indicators

    Systems Analyses

    Innovations

    Strategies

    Agreement & Action

    Principles, Visions, Goals AtKisson, Inc.

    Information, data, knowledge

    Cooperation, thinking skills

    Concepts, imagination

    Best practices, creativity

    Experience, judgment, intuition

    Trust, commitment, discipline

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    ,. ourse on sustainability

    indicators and assessment Different types (e.g., headline indicators,

    sustainable production indicators, etc.)

    Emerging standards on sustainability assessment(GRI, SIA, etc.)

    Technical aspects of indicator development

    Selection processes

    Presentation methods Communication strategies

    Many project/thesis opportunities

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    2004 AtKisson, Inc.

    ourse on systems thin%ing !or

    sustainability Historical roots of sustainability movement partly insystem dynamics

    Basic modeling skills

    Systems games etc. for teaching counterintuitive concepts Study of some leading global models (World3, TARGETS,

    Threshold 21, Etc.)

    Applications in business, e.g., Peter Senges the Fifth

    Discipline Rich literature available

    And ...

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    ourse on innovation and

    sustainability Marry the literature on innovation theory (e.g., Rogers)with practical case studies on kinds of innovations, howlong they took to emerge, diffuse, etc.

    Broad survey of current and emerging best practices in awide range of areas, from natural resource management togreen job development

    Combines technical and process/cultural issues

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    ourse on strategic approaches

    to sustainability Essentially an expanded version of this short seminar, butfar more in depth

    Tracking historical emergence of sustainability from green

    and back to the land movement, science, andinternational policy (Brundtland) to present day practice

    In depth analysis of different frameworks in application.When do they work? When do they fail? And why?

    Analysis of global (Agenda 21), international (Baltic 21),national (e.g. Sweden, UK), state, region, communitystrategies/plans. Do they work? What do they do?

    Etc. etc.

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    7r ... one survey course on all o!

    the above A one-term survey covering the whole Pyramid, or someother organizing framework

    A sampling from all the foregoing: Introduction toSustainability/Sustainable Development Tools andMethods

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    *each out to other emerging programsC

    and programs outside the altic

    The Natural Step has started a Masters Program inStrategic Sustainability at Blekinge Institute, Karlskrona,Sweden, with 40 students from all over the world

    The Netherlands has some of the worlds leading programson sustainability, business degrees as well a traditionundergraduate coursework

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    reate a pro!essional training program

    !or altic Sea *egion emerging leaders

    in Sustainable $evelopment 1-2 weeks, 4 times over a year, plus distance learning

    High profile, affiliated with something like Baltic 21 as aLighthouse Project (to get some political support/attention)

    Draw on existing models like LEAD International

    Keep the focus intensely practical and useful, grounded inscience, economics, regional issues in a global context, etc.

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    'lease visit us'lease visit us

    on the web ...on the web ...www.AtKisson.comwww.AtKisson.com

    and subscribe to