I AO 10 Rev. 1/2011 FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010 Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. §§ 101-111) 1. Person Reporting (last name, first, middle initial) Conti, Joy Flowers 4. Title (Arlicle I!1 judges indicate active or senior status; magistrate judges indicate full- or part-time) Active Article I11 Judge 7. Chambers or Office Address 5250 US Courthouse 700 Grant Street Pittsburgh, PA 15219 2. Court or Organization U.S. District Court WDPA 5a. Report Type (check appropriate type) ] Nomination, Date [] Initial [] Annual [] Final 5b. [] Amended Report 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. 3. Date of Report 05/13/2011 6. Reporting Period 01/01/2010 to 12/31/2010 Reviewing Officer Date IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable informatiot~ Sign on last page. I . PO SITION S. (Reporting individual only; see pp. 9-13 of filing instructions.) D NONE (No reportable positions.) POSITION I. Board of Directors 2. Counselor W. Edward Sell Am erican Inn of Court 3. 4. 5. NAME OF ORGANIZATION/ENTITY Catholic Charities Free Health Care Center I I . AG REEM ENTS. R eporting indiviaaat onty; see ~ , ~ , . 14-16 of filing instructions.) ~ (No reportable agreements.) O N E DATE PARTIES AND TERMS Conti, Jov Flowers
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Joy Flowers Conti Financial Disclosure Report for 2010
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8/3/2019 Joy Flowers Conti Financial Disclosure Report for 2010
I I l. N O N - IN V E S T M E N T I N C O M E . (Reporting individual a n d spouse; seepp. 17-24 of filing instructions.)
A. Filer’s Non-lnvestment Income
~-] N O N E (No reportable non-investment income.)
D A T E S O U R C E A N D T Y P E
2.
3.
4.
INCOME( y o u r s , n o t s p o u s e ’ s)
B . S p o u s e ’ s N o n - I n v e s tm e n t I n c o m e - If you were m arried during anyportion of the reportingyea r, complete this section.
(Dollar amount not required except for honoraria.)
N O N E (No reportable non-investment income.)
1 .2 0 1 0
2 . 2 0 1 0
3.
4.
DATE SOURCE AND TYPE
Ros s , S inc la i re & A s s oc ia t e s , L L C - Sa la ry
Co m m o n w e a l t h S e c u r i t i e s a n d In v e s t m e n t s , In c - F i n a l Co m m i ss i o n s
I V . R E I M B U R S E M E N T S - transportation, lodging, food, en t er ta inment .
(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)
N O N E (No reportable reimbursements.)
SOURCE
I. Ne w Yo rk In t e l l e c tu a l M ar ch 2 6 -2 8 , 2 0 1 0 N e w Y o rk , N Y N Y IP LA A n n u a l Fe d e ra l Fo o d , Lo d g i n g , T ra n sp o r t a t io nProperly Law Associa t ion J u d g e s ’ D i n n e r
2. A lle g h en y Co u n ty B a r Ju n e 1 7 -1 8 , 201 0 Ch a m p io n , P A A l l e g he n y Co u n t y Be n c h F ood , L odg ing , C onfe re nce Re g i s t ra t ionAs s oc i a t i on Ba r Co n fe re n c e
3. Masters Conference Inc Oct ob e r 4 -5 , 2 0 1 0 W a s h i n g t o n , D C 2 0 1 0 Ma s t e r s Co n fe re n c e Fo o d , Lo d g i n g , T ra n sp o r t a t io n , P a rk i n g
4. A c a d em y o f T ria l La w ye rs o f O cto b e r 6 - 8 ,2 0 1 0 Fa n n in g to n , P A A n n u al M a ste rs o f T ria l F o o d , L o d g i n gA lleg h en y Co u n ty A d v o ca cy R e trea t
5. Na t i o n a l Co n fe re n c e o f Oct ob e r 1 2 -1 6 , 2 0 1 0 N e w O r l e a n s , L A A nn u al N atio n a l Fo o d , Lo d g in g . T ra n sp o rta tio n , P arkin gB an kru p tc y Ju d g e s Co n fe ren ce o f B a n kru p tc y
Judges
DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED
8/3/2019 Joy Flowers Conti Financial Disclosure Report for 2010
V I I . I N V E S T M E N T S a n d T R U S T S -income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
~] N O N E (No reportable income, assets, or transactions.)
A. B. C.
Description of Assets Incom e during G ross value at end
(including trust assets) rep orting period of rep orting period
(D (2 ) (1) (2)
Place "(X)" after each asset Amount Type (e.g., Val u e V a l u e
T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d
(2) (3) (4)
D a t e Value Gain
mm/ddIyy C ode2 Code 1
( J - P ) ( A - H )
Identity of
b u y e r l s e l l e r
(if private
t r ansac t ion)
1 . B R O K E R A G E A C C O U N T # 1 ( P a r t V II I)
2. -Neoprob e C orp S tock N o n e J T
3. -Pa M uni Cash Tr ust (M oney Market) A Dividend J T
4. -F r ank lin Cn ty Pa ID A Bond 5 .2 5 % due A Interes t7/1/14
Bu y 0 7/0 1/10 J
R e d e e m e d 0 7/2 8/10 J
6. R O T H I R A R O L L O V E R A C C O U N T # 1 D Int /Div(Pa r t V l l l )
7. -Pershing Government Money M arket Fund
M T
9.
1 0.
1 2.
-Gener a l Moto r s Accep Cor p Sm ar tno tes( 7 .12 5 % due 8 /15 /12 )
- G e n e r a l M o t o r s A c c e p C o r p S m a r t n o te s( 7 . 2 5 % d u e 9 / 1 5 / 1 7 )
- G S M t g S e c s C o r p 2 0 0 5 -7 F M t g N o t e s ( 5 %due 9/25/35)
- G e n e m l M o t o r s A c c e p C o r p M e d T e r m( 8 .4%due 4 /15 /10 )
-Deere & Co Stock
Sold 10/20/10
Matu red 0 4/15 /10
K
K A
1 3 .
1 4 .
1 5 .
1 6 .
1 7 .
-G enera l Motors Accep C orp S mar tnotes
( 7% due 1 /15 /13)
- Ge n e ra l Mo t o r s A c c e p Co rp S m a r t n o te s
(0% due 11/15/201 I)
-Lee Street Investors LLC Class B Units
RETIREMENT PLAN #2 C I n t e r e s t N
-C R EF S tock Fu nd
B u y 07/06/10
B u y I0 /28/10 :
K
K
I . Income Gain Codes: A =$1 ,000 or less B =$ 1,001 - $2,500 C =$2,501 - $5,000 D =$5.001 - $15,000
(See C o lumn s BI an d D4) F =$50,001 - $100.000 G =$ 10 0,0 01 - $ I. 00 0.0 00 H I = $1 ,0 00 ,0 01 - $ 5, 00 0,0 00 H2 =More than $5,000,000
2. Value Codes J =$15.000 or less K= $15,001 - $50.000 L =$50.001 - $ 100,000 M =$ 100,001 - $250,000
( See Columns C I and D3 ) N ~$250,001 - $500,000 O =$500,01) I - $ 1,000,000 P 1 -$ 1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000
P3 -$25,000,001 - $50,000,000 P4 =More than $50,000,0003. Value Method Codes Q = A ppr a i sa l R =Cost (Real Eslate Only) S = Asse ssmen t T = C ash Marke t
IScc Colunm C2) U = Bo o k Va lue V = O t h e r W =Estimated
E=$15 , 0 0 1- $5 0 . 0 0 0
8/3/2019 Joy Flowers Conti Financial Disclosure Report for 2010
V I I . I N V E S T M E N T S a n d T R U S T S - i .co~.e, ~uc, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
---] N O N E (No reportable income, assets, or transactions.)
A. B. C.
De s c r ipt i on of A s s e t s I n c o m e d u r i n g G r o s s v a l u e a t e n d
( in c lu d in g tru st a s se ts) re p o rtin g p e rio d o f r e p o r t i n g p e r i o d
(t) (2) (1 ) (2 )
Place "(X)" after each asset A m o u n t Type (e.g., Value Value
e x e m p t f r o m p r i o r d i s c l o s u r e C o d e 1 d iv ., r e n t, C o d e 2 M e t h o d( A - H ) or i nt . ) (J-P) C o d e 3
( Q - W )
T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d
( 1 ) (2) (3)Type (e.g, D a t e Value
buy, s e l l , mm/dd/yy C o d e 2
r e d e m p t i o n ) ( J - P )
( 4 ) ( 5 )
G a i n Identity of
Code I b u y e r / s e l l e r
( A - H ) (if private
t r ansac t ion)
1 8 . -TIAA T raditional Annuities
1 9 .
20 .
21 .
22 .
23 .
24 .
25 .
26 .
27 .
28 .
29 .
30 .
31 .
32 .
33 .
34 .
ROTH IRA ROLLOVER ACCOUNT #3
(Part VIII)
-Pershing Government M oney M arket Fund
-Neoprobe Corp Stock
-Quanta Svcs, lnc - S tock
D Int./Div. M T
Sold 10/20/10 J(part)
Sold 10/19110 K
-G enl Mt rs Accep C orp S mar tnotes (7% du e
01 /1 5/1 3)
-Goldman Sachs Group - S tock
-lshares TR Dow Jones Select Div Fund
-S tandar d & Poor s D epos i to f f Receip t s -(SPDR’s)
-Knox C nty , KY Hos p B ond (5 .875% du e12/01/36)
-Lee Street Investors LLC Class B Un its
IRA ROLLOVER ACCOUNT #6
-Gateway B ank Of Pennsylvania Stock
IM M EDIUS, INC CONV PREFERREDS T O C K
IMM EDIUS, INC COMM ON STOCK
M ELLON BANK: ACCOUNTS
None
None
None
None
J
J
K
S o l d
Sold
Sold
B uy
B u y
(add’l)
Bu y
T
T
T
T
04/26/10 I
02/05/10
02/05/10
06/09110
0 9/0 1/10
10/28/10
J
K
K
J
K
B
I. Income Gain C0dcs:
(See C o lumn s BI an d D4)
2. Value Codes
(See C o lumn s C I an d DJ)
3, Value Melhod Codes
(See Column C2)
A =$1,000 or less
F =$50.001 - $100,000
J = $15.000 or less
N ~$2 5 0 ,0 0 1 - $5 0 0,0 0 0
P3 ~$25,000,001 - $ 5 0 , 0 0 0 , 0 0 1 1
Q =A ppr a i s al
U =Book Value
B =$1.001 - $2,500
G =$ 100.O01 - $1.000.000
K=
$15.001 - $ 50.000
o = $ 5 0 0 . 0 0 1 - $ I , o o 0 , o o o
R : Cost (Real Estate Only)
V : t ) thc r
C =$2,501 - $5.000
HI =$1,000,001 - $5,000,000
L =$50,001 - $100,000
P I =$ 1,000,001 - $5,000,000
P4 =More than $50,000.000
S :Asse s smen t
W :Es t lma tcd
D =$5.001 -$15,000
H2 =More than $5,000,000
M= $ 100.001 - $ 250,000
P2=$5,000,001 -$25,000,000
T = C ash Markc t
E = $ 15,001 - $ 50.000
8/3/2019 Joy Flowers Conti Financial Disclosure Report for 2010
V I I . I N V E S T M E N T S a n d T R U S T S - in r o m e , v a t u e , transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
~] N O ~ N E (No reportable income, assets, or transactions.)
A. B. C.
Description of A ssets Incom e during Gross va lue a t end
(including trust assets) reporting period of reporting period
(l ) (2 ) (1) (2)
P l a c e " ( X ) " a f t e r ea c h a s s e t A m o u n t T y p e ( e . g ., V a l u e V a l u e
e x e m p t f r o m p r i o r d i s c l o s u r e C o d e l d i v . , r e n t , C o d e 2 M e t h o d
(A-H) o r i n t . ) (J-P) Code 3
(Q-W)
(1 )Type (e.g.,
buy, s e l l ,
r e d e m p t i o n )
T r a n s a c t io n s d u r i n g r e p o r t i n g p e r i o d
(2) (3) ( 4 )
D a t e Value G a i n
mm/dd!yy Code2 C o d e 1
( J - P ) ( A - H )
( 5 )
Identity of
buye r /s e l l e r
(if private
t r a ns a c t ion)
35 . C IT I Z EN S B AN K :A CC OU NT S None J
36 . M A S S A C H U S E T T S M U T U A L: WHOLE N o n e
L I F E P OL I C Y
37 . M A S S A C H U S E T T S M U T U A L: WHOLE N o n eL I F E P OL I C Y
38. NORTHWESTERN: W H O L E L IF E I N S N o n eP OL I C Y
39 . M ETROPOLITAN L I F E : W H O L E L I F E N o n e
P OL I C Y
40. G E N E R A L A M E R I C A N : W H O L E L I FE N o n e
P OL I C Y
41. M A S S A C H U S E T T S M U T U A L: WHOLE N o n eL I F E P OL I C Y
42 . M ETROPOLITAN L I F E : W H O L E L I F E N o n eP OL I C Y
43. NO RT H W ES T ERN : W H O L E L IF E I N S N o n eP OL I C Y
J
J
J
J
J
J
J
J
T
T
T
T
T
T
T
T
I. Incom e Gain Codes: A = $1.000 or less B =$1,001 . $2,500 C =$2.501 - $5,000
( S e e C o l u m n s B I a n d D 4 ) F =$ 50.001 - $ 100.000 G
V I II . A D D IT I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . (ln’dicatepart of report.)
Addi t ional In f o r mat ion f o r Par t V I I ( Inves tmen ts and Tr us t s ) :
From prior years :
On the 2 0 0 9 r epor t , the on ly br oker age accoun ts l i s t ed wer e # 1 and # 3 o In 2 0 0 9, Br oker age Accoun t # 3 was no longer r equ i r edto be r epor ted . Accor d ing ly , the on ly ac t ive br oker age accoun t was Br oker ag e Accoun t # 1 .
There i s no R e t i rement P lan # 1
Ther e i s no IRA / IRA Rol lover Accoun t # 2 , 4 o r 5
Current year :
L i n e 6 : ( f o r m e r ) I R A R o l l o v e r A c c o u n t # 1 ; L in e 1 9 : ( f o r m e r ) I R A R o l l o v e r A c c o u n t # 3
Asset s in each o f these accoun ts wer e conver ted to Ro th IRA accoun ts in Oc tober 2 0 10 . S ince the accoun ts wer et r ans f er r ed in tac t, r epo r t ing o f in f o r mat ion on these as se t s i s shown o n a combined bas i s f o r ac t iv i tywi th in the o ld /new accoun ts . The accoun t t i t l es have been chang ed to Ro th IRA Rol lover Accoun ts # 1 and # 3
8/3/2019 Joy Flowers Conti Financial Disclosure Report for 2010
1 c e r t i f y t h a t a l l i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , if a n y ) i s
a c c u r a t e , tr u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o rm a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s ta t u t o r yp r o v i s i o n s p e r m i t t i n g n o n - d i s c l o s u r e .
l f u r th e r c e r t i f y th a t e a r n e d i n c o m e f r o m o u t s id e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i ncompl iance wi th the provis ions of 5 U.S .C. app . § 501 e t . seq. , 5 U.S .C. § 7353, and Judic ia l Confe rence r egula t ions .
Signature: S /Joy Flowers Conti
N O T E : A N Y I N D I V ID U A L W H O K N O W I N G L Y A N D W I L F U L LY F A L S I FI E S O R F A I LS T O F I L E T H I S R E P O R T M A Y B E S U B J E CT T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . § 1 0 4 )