Joseph F Anderson Jr Financial Disclosure Report for 2010

8/3/2019 Joseph F Anderson Jr Financial Disclosure Report for 2010

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FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 201 0

Report Required by the Ethicsin Governmen t Act of 1978(5 U.S.C. app. 101-111)

1. Person Repor t ing ( las t name , f i r s t , middle ini t ia l )A nde rs on , J r . , Jo s e ph F .

4. Title (Article 111 judges indicate active or senior status;magistrate judges indicate full- or part-t ime)

U ni ted S ta te s D is t r i c t Judge

7. Chamb ers or Office Address901 Rich land S tree tColum bia , SC 29201

2. Cour t or O rganizat ionUnited Sta tes Dis tric t Court - Dis tric t of South Carolina

3. D a t e o f R e p o r t4/14/2011

5a. Repor t Type (check appropr iate type)] Nomination, D a t e[] Initial [] Annual [] Final5b. [] Amended Report8. On the bas i s of the informat ion contained in thi s Repor t and anymodifications pertaining thereto, i t is, in my opinion, in compliancewith appl icable laws and regulat ions.

6. Repor t ing Per iod01/01/2010

to12/31/2010

Reviewing Off icer Date

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed. Complete all parts,check ing the NONE box for each par t where you have no repor table in formation . S ign on las t page.

I . P O S I T I O N S . m e p o n i n g individual only; seepp. 9 -13 of f!ling instructions.)~] N O N E (No reportable positions.)

POSITION N A M E O F O R G A N I Z A T IO N / E N T I T Y

2.

3.

4.5.

I I . A G R E E M E N T S . m c p o n i n g individual only; seepp. 14-16 offiling instructions.)~ N O N E (No reportable agreements.)

DATE PARTIES AND TERMS


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FINANCIAL DISCLOSURE REPORTPage 2 of 7

N a m e o f P e r s o n R e p o r t in gAnderson, Jr., Joseph F.

D a t e o f R e p o r t4/14/2011

III. N O N - I N V E S T M E N T I N C O M E . ~Repor, ing individual and spouse; see pp. 17-24 of filing instructions.)A. Filers Non-lnvestment Income

[~ N O N E (No reportable non-investment income.)DATE SOURCE AND TYPE

1. 2010 Char le s ton School o f Law - ad junct ins t ruc to r pay2 . 2010 SC Bar - ne t b ook roya l ty3 . 20 1 0 Nat iona l Ins t i tu te o f T r ia l Advocacy - ne t book roya l ty4. 2010 USC School of Law -adjunc t ins t ruc tor pay

I N C O M E(yours, not spouses)$10,000.00

$446 .00$14.00

$2,000.00

B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - lf you were married during any portion of the reporting year, complete this section.(Dollar amount not required except for honoraria.)~ N O N E (No reportable non-investment income.)

DA T E S O U R C E A N D T Y P E1 .2.3.4.

I V . R E I M B U R S E M E N T S - transportation, lodging, food, en ter ta inmen~(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)D NONE(No reportable reimbursements.)

SOURCE DATES LOCATION1 . sc Bar 1/21 /10-1 /22/10 Kiawah Is land, SC2. C ha rle sto n S ch oo l o f L aw 5 /1 7/1 0- 5/2 8/1 0 Char le s ton , SC3. SC Assn . fo r Ju stic e 1 2/2/10-12/4 /1 0 Atlan ta , G A

4.5.

PURPOSEs c B a r Co n v e n t io nT e a c h E v id e n c e C la s sSpeake r a t Annua lConvent ion

ITEMS PAID OR PROVIDEDL o d g i n gL o d g i n g / T r a v e lL o d g i n g


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N a m e o f P e r s o n R e p o r ti n gAnderson, Jr., Joseph F.

D a t e o f R e p o r t4/14/2011

V . G I F T S . a n e t u a e s those to spouse and depen dent chi ldren ; see pp. 28-31 of fi l ing ins t ruct ions.)N O N E ( N o reportable gifts.)

SOURCE1.2.

3.

4.

5.

DESCRIPTION V A L U E

V I . L I A B I L I T I E S . a n d u d e s t h o s e o ls p o u s e a.d dependent children; see pp. 32-33 of filing instructions.)N O N E (No reportable liabilities.)

CREDITOR DESCRIPTION1.

2.

3.

4.5.

VALUE CODE


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Date of Report4/14/2011

V I I . I N V E S T M E N T S a n d T R U S T S - o i .c o m e , v a l u e , transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)N O N E (N o reportable income, assets, or transactions.)

A. B. C. D.Description of Assets Incom e during G ross value at end Transactions during reporting period(inc luding trust assets) reporting period of reporting period

(I) (2) (l) (2) (1 ) (2) (3) (4) (5 )Place "(X)" after each asset Amount Type (e.g., V alue V alu e Type (e.g., D a t e Va l u e Gain Identity of

exempt from prior disclosure Code 1 div.. rent. Code 2 Method buy, sell , m m /dd /yy C od e 2 C o d e 1 buyer/seller(A-H) o r i n t . ) ( J - P ) Code 3 redemption) (J-P) (A-H) (if private( Q - W) transaction)

1 . MFS Munic ipa l Income Trus t A2. Mutu a l Fund -Invesco Pac if ic Growth Fund A

D i v i d e n d J T

D i v i d e n d J T

3. Mutua l Fund - Invesco Div idend Growth A Dividend J TSecurities

4. C h e c k i n g A c c o u n t A Interest J T5. US Savings Bond (Ser ies I) C Interest K T6. Mutua l Fund - Vangua rd LT T reasu ry Fund A Dividend J T7. Mutua l Fund - Vang ua rd Prec ious Me ta ls & A Dividend K TMining8. Stock - G ilead Sc iences A Dividend J T9. Mo n ey M arke t Acco un t - Merr i ll Lyn ch B Interest K TWeal th Mgmt.1 0 . M u t u a l F u n d - V a n g u a r d W e l li n g t o n B Dividend L TI 1 . S to c k - J o h n so n & J o h n so n A Dividend J T1 2 . Cer t . o f Depos i t - Branch Bank & Trus t A Interest J T1 3 . Cer t . o f Depos i t - Branch Bank & Trus t A Interest J T1 4 . Mutua l Fund - Vang ua rd Globa l Equ i ty A Dividend J T1 5 . Mutua l Fund - Vangua rd Ene rgy Fund B Dividend K T

1 6 . Mutua l Fund - Vangua rd GNMA Fund A Dividend K T1 7 . Energy Enterprise Partners - Ltd. Pship A Dividend J TInterest

Bu y 06/24 /10Bu y 09/27/I 0

KJ

L i ndr ~ G~i h Codes: A =$1,000 or ies s B =$1,001 - $2,500 C = $2 ,5 01 - $5 ,00 0 D = $ 5 , 001 - $15,000(See C o lu mns B1 and I )4 ) F =$50,001 - $100,000 G =$100,001 - $1 ,000,000 H 1 = $1 ,0 00 ,0 01 - $5 ,0 00 ,0 00 H 2 = M or e th an $ 5, 00 0, 00 02. V alue C odes J = $15,000 or less K =$15,001 - $50,000 L =$50,001 - $100,000 M = $100, 001 - $250, 000(See C o lu mns C I and D3) N =$250,001 - $500,000 O = $5 00 ,0 01 - $ 1,0 00 ,0 00 P I = $ I ~000,001 - $5 ,000,000 P2 =$5,000,001 - $25,000,000

P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,0003 . Va lu e Method C odes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T = C ash Mark e t(See C o lu mn C 2 ) U ~Book Va lu e V = O ther W = Es t ima ted

E =$15,001 - $50,000


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N a m e o f P e r s o n R e p o r ti n gAnderson, Jr., Joseph F.

D a t e o f R e p o r t4/14/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, voiae, transactions (Includes those of spouse and dependent children; see pp. 34-60 drilling instruetions.)N O N E (No reportable income, assets, or transactions.)

A. B. C. D.Desc r tp t ion o f Asse t s I n c o m e d u r i n g G r o s s v a l u e a t e n d T r a n s a c t i o n s d u r n g r e p o r t in g p e r i o d( inc lud ing t rus t a s se t s ) r epo r t ing pe r iod

(1) (2)Place "(X)" after each asset A m o u n t Type (e.g., V a l u e V a l u e Type (e.g., Date V a l u e Gai n I d e n t i t y o f

exempt from prior disclosure Code I div . , ren t , C o d e 2 M etho d b u y , s e l l , mm/dd!yy C o d e 2 C o d e 1 b u y e r / s e l l e r( A - H ) o r in t .) (J- P ) C o d e 3 r e d e m p t i o n ) (J-P) (A-~ ( i f p r iva te( Q - W ) wansae t ion )

1 8 .

1 9 .

20 .21 .

Energy Transfer Equity - Ltd. Pship InterestKind er Morgan Energy Partners - Ltd. PshipI n t e r e s tPlains All American Pipeline - Ltd. PshipI n t e r e s tStanda rd and Poor s Depos i t Rece ip t fo rGold

A DividendA DividendA DividendA Dividend

JJJJ

T Bu y 09/27/10T Bu y 09/27/10T Bu y 09/27/10T Bu y 09/27/10

JJJ

J

i i Income Gain Codes: A = $1,000 or less B = $1,001 - $2 ,500( See Col umns B I and 04) F =SS0,00l - $100,000 G =$100,001 - $1,000,000

2. V alue C odes J = $15,000 or less K =$15,001 - $50,000(See C o lu mns C I and D3) N =$250.001 - $500,000 O =$500.001 - $1,000,000

P3 =$25 000 001 - $50,000,0003. Value Method Codes Q =Appraisal R =Cost (Real Estate Only)(See C o lu m n C 2) U = B ook V alue V = O ther

C =$2,501 - $5 ,000 D = $5,001 - $15 ,000H 1 = $ i , 0 0 0 1 0 0 1 - $ 5 1 0 0 0 , 0 0 0 H ~ - - M 0 r e t h a n $ 5 , 0 0 01 0 0 0L =$50,001- $100,000 M =$I00,001 - $250;000p I =$1,000,001- $S,0001000 P2 --$5,000,001 - $25;000;000P4 =M ore than $50,000,000S =Assessment T = C ash Mark e tW = Es t ima ted

E =$15,001 - $50,000


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D a t e o f R e p o r t4/1 4/201 1

V I I I . A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . (lndicate part of report.)1. Desc r ibed in prospec tus as a "c losed-end, non-divers i f ied investment com pany tha t seeks to provide cur rent incom e exemp t f rom federa l incom e taxes . " TheTrus tee i s Massachuse t ts F inancia l Com pany .

2. Pacif ic Growth Fund; Jersey City, NJ3. Dividend Growth Securities; Jersey City, NJ4. Branch Bank & Trus t Co . ; Columbia , SC5. B r a n k B a n k & T r u s t C o . ; C o l u m b i a , S C6. Vangua rd Lon g Te rm Treasu ry Fund; Phi lade lphia , PA7. Vangua rd P rec ious Me ta ls & Mining Fund; P hi lade lphia , PA8. Gilead Sc iences ( s tock)9 . Merr i l l Lynch W eal th Mgm t. (former ly Bank o f Amer ica Cash Reserv es) ; Colum bia , SC. Th is is the same account l is ted on las t year s repor t . Bank ofA m e r i ca e x p e r i e n ce d s o m e s o r t o f m e rg e r w i t h M e r r i l l Ly n ch .1 0 . Vangu ard W ell ington Fund; Ph ilade lph ia , PA1 1 . Johnson & Johnson ( s tock)1 2 . Branch Bank & Trus t ; Co lumbia , SC1 3 . Branch Bank & Trus t ; Co lumbia , SC1 4 . Vangua rd G loba l Equ i ty Fund; Phi lade lphia , PA1 5 . Vangua rd Ene rgy Fund; Phi lade lphia~ PA1 6 . Vangua rd GN MA Fund; Phi lade lphia , PA1 7 . Energy Enterprise Partners; Houston, TX1 8 . Energy Transfer Equity; Dallas, TX1 9 . Kinde r Morgan Ene rgy Pa r tne r s ; Hous ton , TX20 . Pla ins Al l Amer ican Pipe l ine ; Hous ton , TX21 . Standa rd and Poor s Depos i t Rece ip t ; NY Exchange T raded Fund

N ote : I tems I and 2 above a re the same accounts as i tems 1 and 2 on previous years Disc losure Repor ts . Bank of Amer ica changed b rokerage houses f romMorgan S tanley to Invesco. H ence , the name change .


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FINANCIAL DISCLOSURE REPORTP a ge 7 o f 7

IX. CERTIFICATION.Iame of Person Report ingAnderson, J r . , Joseph F. Date of Report4/14/2011

1 c e r t i f y t h a t a ll i n f o r m a t i o n g i v e n a b o v e ( i n c lu d i n g i n f o r m a t i o n p e r t a i n in g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i ld r e n , i f a n y ) i sa c c u r a t e , tr u e , a n d c o m p le t e t o th e b e s t o f m y k n o w ie d g e a n d b e l i e f , a n d th a t a n y i n f o r m a t io n n o t r e p o r t e d w a s w i th h e ld b e c a u se i t m e t a p p l i c a b l e s t a tu to r yprovisions permitting non-disclosure.

1 f u r t h e r c e r ti f y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f ts w h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i th the p r o v i s io n s o f 5 U . S .C . a p p . 5 0 1 e t . s e q . , 5 U . S .C . 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .

Signature: S/Joseph F. Anderson, Jr.

N O T E : A N Y I N D I V ID U AL W H O K N O W I N G L Y A N D W I L FU L L Y F A LS IF IE S O R F A I L S T O F I L E T H I S R E P O R T M A Y B E S U B JE C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S. C . a p p . 1 0 4 )

C o mm i t te e o n F i n a n c i a l Di s c lo s u r eAdm inis t ra tive O ff ice of the Uni ted Sta tes Cour tsSui te 2-301O n e C o l u mb u s C i r c l e , N . E .W a s h i n g to n , D . C . 205 4 4

Joseph F Anderson Jr Financial Disclosure Report for 2010

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