Jones III John E - Judicial Watch · 13nova c/o wgbh 6116 new york, ny peabody aw ads hotel and meals ceremony c/0 wgbh : 816 : w ashlngton, dc : aba silver gavel a wards : hotel

Jones III_John_E

I./ I

2.

3.

FINANCIAL DISCLOSURE REPORT

Page 2of16

Name or Person Reporting

JONES Ill, JOHN E.

Date or Report

05/12/2009

Ill. N 0 N-INVESTMENT IN CO ME. (Reporting individual and spouse; see pp. 17-U of filing instructions.)

A. Filer's Non-Investment Income

NONE (No reportable non-investment income.)

SOURCE AND TYPE INCOME (yours, not spouse's)

I.

2.

3.

4.

B. Spouse's Non-Investment Income - I/you were married during any portion of the reporting year, complete this section.

(Dollar amount not required except for honoraria.)

[Z] NONE (No reportable non-investment income.)

SOURCE AND TYPE

I.

4.

JV• REJMBURS EMENTS - transportation, lodging.food, mlertainmenL

(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

0 NONE (No reportable reimbursements.)

SOURCE DATES LOCATION

I. DESALES UNIVERSITY 01/22 CENTER VALLEY, PA

2. DUQUESNE UNIVERSITY 2/8 PITISBURGH, PA

3. PENNSYLVANIA BAR INST 2/14 PHILADELPHIA, PA ITUTE

4. WILLIAM & MARY SCH 2115-2/16 WILLIAMSBURG, VA OOL OF LAW

5. THE NEW YORK INTELLEC 3/28 NEW YORK, NY TUAL PROPERTY LAW ASS OCIATJON

PURPOSE ITEMS PAID OR PROVIDED

LECTURE MILEAGE

LECTURE MILEAGE

LECTURE AT CLE PRO GRAM

MILEAGE

MOOT COURT COMP ETITION

HOTEL

RECEPTION AND DINN ER

HOTEL

6. UNIV OF COLORADO 4/3-4/6 BOULDER, CO LECTURE HOTEL, AIRFARE, AND MEALS

FINANCIAL DISCLOSURE REPORT Name of Person Reporting Date of Report

Page 3of16 JONES III, JOHN E. 05/12/2009

7. JUSTICE AT STAKE 4/25-4/26 WASHlNGTON, DC BOARD MEETING HOTEL, MILEAGE AND MEALS

8. FEDERAL JUDGES ASSOC! 514-515 ATION

PENTAGON CITY, VA BOARD MEETlNG MILEAGE, HOTEL, AND MEALS

9. FIRST ADMENDMENT C 5112-5/13 ENTER

WASHlNGTON, DC SEMlNAR HOTEL, MILEAGE, AND MEALS

I ONATIONAL ALCOHOL B

EVERAGE CONTROL AS

SOCIATION

5117-5/21 MARCO ISLAND, FL SPEAKER NABCA CONF

ERENCE

HOTEL, AIRFARE, AND MEALS

I IACE, LTD 5/22 PHILADELPHIA, PA SPEAKER ACE CONFER

ENCE

MILEAGE

12AMERICAN HUMANIST SOCIETY

616-617 WASHlNGTON, DC RELIGIOUS LIBERTY AWARDS

HOTEL, MILEAGE, AND MEALS

13NOVA C/O WGBH 6116 NEW YORK, NY PEABODY AW ARDS HOTEL AND MEALS

CEREMONY

14NOVA C/0 WGBH 816 W ASHlNGTON, DC ABA SILVER GAVEL A

WARDS

HOTEL AND MEALS

15AMERICAN BAR ASSOC

IATION 8/8-8110 NEW YORK, NY FED TRIAL JUDGE EX

EC MTG

HOTEL AND MEALS

LECTURE AIRFARE AND MEALS

I 7UNIV OF PENNSYLVANIA I 0/13 PHILADELPHIA, PA LECTURE MILEAGE, HOTEL, AND MEALS

I 8NATIONAL ASSOCIATION

OF BIOLOGY TEACHERS 10/17 MEMPHIS, TN LECTURE NABT CONF AIRFARE, MILEAGE, AND MEALS

190HIO STATE UNIVERSITY I 0/20-10121 COLUMBUS, OH LECTURE AIRFARE, MILEAGE, AND MEALS

20FRAMlNGHAM STATE C

OLLEGE 11/20-11121 FRAMINGHAM, MA LECTURE HOTEL AND MILEAGE

21 FEDERAL JUDGES ASSOC!

ATION 12/2-12/3 W ASHlNGTON, DC BOARD MEETlNG MILEAGE, HOTEL, AND MEALS

16CASE WESTERN UNIV 9/25-9/26 CLEVELAND, OH

22PENNSYL VANIA BAR lNST

ITUTE 12/9 PHILADELPHIA, PA LECTURE AT CLE PRO

GRAM

MILEAGE

23PENNSYLVANIA BAR lNST

ITUTE 12/11 MECHANICSBURG, PA LECTURE AT CLE PRO

GRAM

MILEAGE

CREDITOR DESCRIPTION VALUE CODE

2.

3.


Page 4of16

Name of Person Reporting

JONES III, JOHN E.

Date of Report

05/12/2009

V• GIFTS. (Includes those lo spouse and dependent children; see pp. 18-31 of filing instructions.)

[Z] NONE (No reportable gifts.)

SOURCE DESCRIPTION VALUE

I.

4.

5.

VI. LIABILITIES. (Includes those of spouse and dependent children; see pp. 31-13 of filing instructions.)

[Z] NONE (No reportable liabilities.)

I.

2.

3.

4.

5.


Page 5of16


JONES III, JOHN E.

Date of Report

05/12/2009

VII. INVESTMENTS and TRUSTS income, vatue, transactions r1nc1udes those of spouse and dependent children; see PP· 14-60 of filing instructions.) -

D NONE (No reportable income, assets, or transactions.)

A. B. C. D.

Description of Assets Income during Gross value at end of Transactions during reporting period

(including trust assets) reporting period reporting period

(I) (2) (I ) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type(e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, Month- Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private

(Q-W) transaction)

A Distribution 0 w

A Distribution N w

A Distribution 0 w

A Distribution M w

A Distribution N w

A Distribution K w

None w

A Distribution M w

9. NATIONWIDE-ANNUITY A Interest 1 T

JO:- UNION BANK & TRUST CO.-CHECKIN A Interest K T G

11. QUALITY VENDING INC-50% INTERE D Distribution L w ST

12. LOAN RECEIVABLE-PHOENIX CON D Interest M T TRACTING

13. UBPTE-COMMON STOCK (UNION B A Dividend Sold 4115 ANCORP INC (UBPT.PK))

14. UBPTE-COMMON STOCK (UNION B A Dividend Sold 7/21

ANCORP INC (UBPT.PK))

15. UBPTE-COMMON STOCK (UNION B A Dividend 1 T ANCORP INC (UBPT.PK))

16. DREYFUS PREMIER BALANCED FD. A Dividend 1 T

17. PENN NATIONAL GAMING - COMMON None Sold 8/21 1 B STOCK

I. Income Gain Codes: A =S t.000 or less B =$1,00 I -$2.500 C =$2.50 I - $5,000 D =$5,001 -$15.000 E =S 15.00 t -$50,000

(See Columns BI and 04) F =$50,00 I - SI 00,000 G =SI 00,00I - S1.000.000 HI =S 1,000,00 I - $5,000,000 H2 =More than $5,000,000 2. Value Codes J =$15,000 or less K =$15,001 -$50,000 L =$50,00 I -SI 00,000 M =SI00,001 -$250,000

(See Columns CI and 03) N =$250,001 - $500,000 0 =$500,00 I -SI ,000,000 Pl =SJ,000,001 - $5,000,000 P2 =$5,000,00 I - $25,000,000

P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,000

3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market

(See Column C2) U =Book Value V =Other W =Estimated


Page 6of16


JONES III, JOHN E.

Date or Report

05/12/2009

VII. INVESTMENTS and TRUSTS -income, va1ue, 1ransactions (fnctudes thou ofspouu and dependent children; se• PP· 34-60 of filing instructions.>


A. B. C. D.

Description of Assets Income during Gross value at end of Transactions during reporting period


(I) (2) (I) (2) (I) (2) (3) (4) (5)

Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div.t rent, Code 2 Method buy, sell, Month- Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private

(Q-W) transaction)

18. PENN NATIONAL GAMING - COMMON None J T STOCK

19. CHARLES SCHWAB & CO INC - M/M A Interest J T FUND

20. OPPENHEIMER GLOBAL FUND A - MU A Dividend J T TUALFUND

21. OPPENHEIMBER CAP IT AL APPRECIA T None J T ION FUND A - MUTUAL FUND

22. BROOKSTREET SECURITIES CORP.-M A Dividend Redeemed 6/15 J IM FD. - TREAS FUND

23. WYE COMMON STOCK-IRA A Dividend J T

24. CVX COMMON STOCK-IRA A Dividend K T

25. HPQ COMMON STOCK-IRA A Dividend J T

26. XOM COMMON STOCK-IRA A Dividend K T

27. FUL T COMMON STOCK-IRA A Dividend J T

28. GE COMMON STOCK-IRA A Dividend J T

29. HON COMMON STOCK-IRA A Dividend J T

30. KMB COMMON STOCK-IRA A Dividend K T

31. SOV COMMON STOCK-IRA None J T

32. MRK COMMON STOCK-IRA A Dividend J T

33. MMM COMMON STOCK-IRA A Dividend K T

34. PEP COMMON STOCK-IRA A Dividend K T

I. Income Gain Codes: A =$1.000 or less B =$1.00 I - $2.500 C =$2,50 I - $5.000 D =$5,001 -$15.000 E =$15.001 -$50.000

(See Columns BI and 04) F =$50.001 - SI00.000 G =SI00,001 -Sl.000.000 HI =S 1,000,00 I • ss.000.000 H2 =More than SS,000,000 2. Value Codes J =$15,000 or less K =$15.001 -$50,000 L =$50,001 -$100,000 M =$I 00,00 I - $250,000

(See Columns CI and 03) N =$250,001 - $500,000 o =$500,001 -Sl ,000.000 Pl =Sl,000,001 -$5,000,000 P2 =$5,000,00 I -$25,000,000

Pl =$25,000.00 I - $50,000.000 P4 =More than $50,000,000

3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S ""'Assessment T =Cash Manet


of filing

(5) (I) (2)

43.

44.

47.

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

Page 7of16 JONES Ill, JOHN E. 05/12/2009

VII. INVESTMENTS and TRUSTS - income, value, transactions <Includes thou of spouse and dependent children; see PP· 14-60 instructions.)


A. B. C. D. Description of Assets Income during Gross value at end of Transactions during reponing period

(including trust assets) reponing period reporting period

(2) (I) (I )(2) (3) (4) Place "(X)" after each asset

exempt from prior disclosure

35. PFE COMMON STOCK-IRA

36. TYC COMMON STOCK-IRA

37. UNION BANCORP INC - IRA

38. NATIONWIDE MUTUAL FUND CLASS A

39. UNION BANK OF POTTSVILLE-SA VIN GS

40. SIRIUS SATELLITE RADIO - COMMON STOCK

41 . SIRIUS SATELLITE RADIO INC - C OMMON STOCK

42. FIDELITY BLUE CHIP VALUE FUND -MUTUAL FUND-FBCVX

Amount Code I

(A-H)

A

A

A

A

A

A

Type(e.g.,

div., rent,

or int.)

Dividend

Dividend

Dividend

Dividend

Interest

None

None

Dividend

Value

Code 2

(J-P)

J

J

J

J

J

J

Value

Method

Code 3

(Q-W)

T

T

T

T

T

T

Type (e.g.,

buy, sell,

redemption)

Sold

Redeemed

Date

Month-

Day

12/29

6115

Value Gain Identity of

Code 2 Code I buyer/seller

(J-P) (A-H) (if private

transaction)

J

K

VANGUARD PA LONG TERM TAX EX - A Dividend J T MUTUAL FUND

FIDELITY REAL ESTATE INCOME FU A Dividend J T ND -MUTUAL FUND

45. FIDELITY INVESTMENT -M/M FUND A Dividend J T

46. AFLAC INC - COMMON STOCK -IRA A Dividend J T

DREYFUS SMALL CAP -MUTUAL FUN A Dividend J T D

48. FIDELITY NEW MKTS INCOME -MUT A Dividend Sold 10/28 J UAL FUND

49. SCHWAB S&P 500 INDEX -MUTUAL A Dividend J T FUND

50. VANGUARD INTL VALUE FUND -MUT A Dividend J T UAL FUND -VTRIX

51. VANGUARD STRATEGIC - MUTUAL A Dividend J T FUND-VSEQX

I. Income Gain Codes: A =Sl.000 or less B =S 1.00 I -$2.500 C =$2.50 I -$5.000 D =$5.001 -$15.000 E =$15.00 I - $50.000

(Sec Columns BI and 04) F =$50,00I -SI 00,000 G =$100.001 -$1.000.000 HI =$1.000.001-$5.000.000 H2 =More than $5.000,000 2. Value Codes J =$15.000 or less K=St5.00I -$50.000 L =$50.00t -$100,000 M =SI00.001 -$250.000

(Sec Columns Cl and DJ) N =$250,001 -$500.000 0 =$500.001 -$1,000.000 Pt =St.000.001 -S5.ooo.ooo P2 =$5.000.001 -$25.000,000

P3 =$25,000.001 -$50.000.000 P4 =More than $50.000.000 3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market

(See Column C2) U =Book Value V=Other W =Estimated


Page 8of16


JONES III, JOHN E.

Date or Report

05/12/2009

VII. INVESTMENTS and TRUSTS - income, value, transactions r1nc1udes those of spouse and dependent children: see PP· 14-60 of filing instructions.>

0 NONE (No reportable income, assets, or transactions.)

A. B. c. D. Description of Assets Income during Gross value at end of Transactions during reporting period


(I) (2) (I) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, Month- Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private

(Q-W) transaction)

52. FNB DAILY FUND - IRA A Dividend J T

53. HOME DEPOT £NC - COMMON STOCK A Dividend J T

54. VERIZON - COMMON STOCK -IRA A Dividend J T

55. FNB DAILY FUND - IRA A Dividend L T

56. APPLE COMPUTER - COMMON STOCK None J T

57. STREETTRACKS GOLD TR GOLD -CO None J T MMON STOCK

58. ISHARES SILVER TR- COMMON STO None J T CK

59. ULTRA SHORT SMALL CAP PRO FUND None Sold 1/30 J MUTUAL FUND

60. ULTRA SHORT OTC PRO FUND fNVES None Sold 8/29 J TOR MUTUAL FUND

61. FIDELITY SHORT TERM BOND FUND A Dividend Sold 10/28 J MUTUALFUND-FSHBX

62. . VANGUARD SMALL CAP MUTUALF A Dividend Sold 2/11 J UNO-VB

63. VANGUARD VALUE MUTUAL FUND - A Dividend Sold 2/11 J VUVLX

64. FED ERA TED TOTAL RETURN BD M B Dividend K T

UTUAL FUND - IRA -FTRBX

65. VANGUARD INTERM TERM BOND I c Dividend L T

NDEX FUND - IRA - VIBSX

66. VANGUARD SHORT-TERM FED-ADM B Dividend L T #549 MUTUAL FUND - IRA VSGDX

67. TARGET CORP - COMMON STOCK - I A Dividend J T

RA

68. WALGREEN CO - COMMON STOCK -I A Dividend J T

RA

I. Income Gain Codes: A =$ 1,000 or less B =Sl .001 -S2.500 c =S2.501 - S5.000 D =S5.00I -$15.000 E =SI 5.001 -S50.000

(See Columns B 1 and D4) F =$50,001 -Sl00,000 G =Sl00,001 • Sl,000,000 HI =Sl,000,001 ·$5,000,000 H2 =More than $5,000,000 2. Value Codes J=Sl5,000or less K =S 15,00 I -$50,000 L =$50,001 -$100,000 M =$100,001 - $250,000

(See Columns CJ and 03) N =$250,001 -$500,000 0 =$500,001 -SJ,000,000 Pl =S l ,000,00J -$5,000,000 P2 -s5,ooo,001 - S25,ooo,ooo

Pl =$25,000,001 -$50,000,000 P4 =More than $50.000,000



-

TERIAL5


Page 9of16


JONES III, JOHN E.

Date of Report

05/12/2009

VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those ofspouse and dependent children; see PP· 14-60 of filing instructions.>


A. B. C. D. Description of Assets Income during Gross value at end of Transactions during reporting period



exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, Month - Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private

(Q-W) transaction)

69. WELLS FARGO & CO - COMMON STOC A Dividend J T K-IRA

70. RR DONNELLEY & SONS CO - COMMO A Dividend J T N STOCK-IRA

71. UNITED PARCEL SERVICE CL B-C A Dividend J T OMMON STOCK -IRA

72. APPLIED MATERIALS - COMMON STO A Dividend J T CK-IRA

73. INTEL CORP - COMMON STOCK -IRA A Dividend J T

74. MICROSOFT CORP -COMMON STOCK A Dividend J T -IRA

75. SELECT SECTOR SPDR TR UTILITIES - A Dividend K T COMMON STOCK -IRA

76. SELECT SECTOR SPDR TR MA A Dividend J T -COMMON STOCK-- IRA

77. DODGE & COX STOCK FUND -MUTUA B Dividend L T L FUND-IRA

78. FIDELITY FUND (FFIDX) - MUTUAL FU A Dividend J T ND

79. OPPENHEIMER MONEY MARKET - A Dividend J T MUTUAL FUND

80. MEREDITH CORP -IRA A Dividend J T

8 I. CITIGROUP - IRA A Dividend J T

82. ENI SPA SPON ADR A Dividend Sold 12/29 J

83. FEDERATED STRATEGIC VALUE F A Dividend K T UND #662-IRA

84. OAKMARK INTL #109- IRA A Dividend J T

85. HARBOR INTL FUND #I I -IRA A Dividend J T

I. Income Gain Codes: A =S 1.000 or less B =Sl,001 -$2,500 c =$2,501 -$5,000 D=S5,00l -Sl 5.000 E =S 15,00 I - $50.000

(See Columns Bl and 04) F =$50,00 I -SI 00,000 G =SI00,001 • Sl,000,000 HI =Sl,OOO,OOl -S5,000,000 H2 =More than $5,000,000 2. Value Codes J =S 15,000 or less K =$15,001 -$50,000 L =$50,001 - $100,000 M =$100,001 -$250,000

(Sec Columns CI and 03) N =$250,00 I - $500,000 0 =$500.001 - $1,000,000 Pl =$1,000,001 -$5.000,000 P2 =$5.000,001 - $25,000,000

Pl =$25,000,00 I -$50,000,000 P4 =More than $50.000,000 3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Markel


.


Page 10of16


JONES 111, JOHN E.

Date of Report

05/12/2009

VII. INVESTMENTS and TRUSTS income, varue, transactions r1nc1udes those of spouse and dependent children; see PP· J4-6o of filing instructions.) -

0 NONE (No reportable income, assets, or transactions.)



(I) (2) (I) (2) (I) (2) (3) (4) (5)

Place "(X)" after each asset Amount Type(e.g.• Value Value Type(e.g., Date Value Gain Identity of exempt from prior disclosure Code I div.• rent, Code 2 Method buy, sell, Month - Code 2 Code I buyer/seller

(A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private

(Q-W) transaction)

86. TYCO ELECTRONICS LTD - IRA A Dividend Sold 12/29 1

87. COVIDIEN - IRA A Dividend Sold 12/29 1

88. BAIDU COM INC SPON ADR None J T

89. GOLDEN TELECOM INC None Sold 3/27 1 A

90. LIBERTY GLOBAL INC None 1 T

91. S&P MID CAP 400 A Dividend 1 T

92. ORRSTOWN FINANCIAL SERVICES A Dividend 1 T

93. SUSQUEHANNA BANK A Dividend 1 T

94. AMERICAN CENTURY MID CAP VA A Dividend 1 T LUE

95. BRIDGEW A Y LARGE CAP GROWTH A Dividend 1 T

96. FIDELITY BALANCED FBALX A Dividend 1 T

97. CURRENCY SHARES - JAPENESE YEN None Sold 1/30 1 A

98. NABORS INDUSTRIES None Sold 2/14 1 A

99. HERCULES OFFSHORE None Sold 2/12 1

100. SWEDISH EXPT CR CORP ELEMENTS None 1 T

IOI. ANNALY CAPITAL MANAGMENT A Dividend Sold 2/12 1 B

102. SAN JUAN BASIN REAL TY A Royalty Sold 3/17 1 A

I. Income Gain Codes: A =SJ ,000 or less B =S 1,00 I - $2,500 C =$2,50 I - $5.000 0 =$5,00 I - $15,000 E =$15,001 -$50,000

(See Columns Bl and 04) F=S50,00I • $100,000 G =$100,001 • $1,000,000 HI =Si,000,001 • SS.000,000 H2 =More lhan SS,000,000 2. Value Codes J =S 15,000 or less K =S I 5,001 • $50,000 L =$50,00 I • SI 00,000 M =$I 00,00 I • $250,000

(Sec Columns CJ and 03) N =$250,001 • $500,000 0 =$500,00 I • S1,000,000 Pl =SJ,000,001 • $5,000,000 P2 =$5,000,00 I - $25,000,000

P3 =$25,000,00 I - $50,000,000 P4 =More than $50,000,000 3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market

(Sec Column C2) U =Book Value V =Other W ==Estimated


Page 11 of 16


JONES 111, JOHN E.

Date or Report

0511212009

VII. INVESTMENTS and TRUSTS - income, value, transactions r1nc1udes those of spouse and dependent children: see pp. 1<1-60 of filing instructions.)





exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, Month - Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private

(Q-W) transaction)

I 03. APPLE COMP UTER None Sold 519 K D

104. M ID CAP S PDR TRUST MOY A Dividend Sold 2/11 J

105. VANGUARD MID CAP VO None Sold 1116 J

I 06. VANGUARD US VALUE VUVLX A Dividend J T

107. FED ERA TED STRATEGIC VALUE #662 A Dividend J T IRA-SVAIX

108. FAIRPOINT COMMUNICATIONS None SpinolT 4/17 J (from line 54)

109. FAIRPOINT COMMUNICATIONS None Sold 12/28 J

110. TRANSOCEAN INC None Buy 9122 J

111. TRANSOCEAN INC None Sold 10/1 J

112. -COPA HOLDINGS A Dividend Buy 5/19 J .

113. COPA HOLDINGS A Dividend Sold 6/30 J

114. BARCLAYS BANK None Buy 5/8 J

115. BARCLAYS BANK None Sold 8/20 J A

116. BOEING None Buy 3/20 J

117. BOEING None Sold 4/28 J A

118. BRISTOL MYERS None Buy 10/I J

119. BRISTOL MYERS None Sold 12/23 J A

1. Income Gain Codes: A =SJ,000 or less B =SI ,Oil I - SZ.500 C =S2.501 - S5,000 D =SS.Oil I - SI 5.000 E =SJS.001 -$50,000

(See Columns BI and 04) F =S50.001 -s100.ooo G =SI00,001 - Sl.000,000 HI =SJ,OOO,OOJ -S5.000.000 H2 =More than S5.000.000 2. Value Codes J =S 15.000 or Jess K =S 15.00 I - $50,000 L =$50,001 -SI00.000 M =SJ00,001 -$250,000

(See Columns CJ and 03) N =$250,00 I • $500,000 o =S500.oot -Sl,000.000 PI =S 1,000.00 I - $5,000,000 P2 =$5,000,001 -$25.000,000

P3 =S25,000.00J -$50,000,000 P4 =More than $50.000,000


(See Column C2) U =Book Value V =Other W :.::Estimated

- --


Page 12of16


JONES Ill, JOHN E.

Date or Report

05/12/2009

VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those of spouse and dependent children: SU pp. 34-60 of filing instructions.) -


A. B. c. Description of Assets Income during Gross value at end of

(including trust assets) reponing period reponing period

(I ) (2) (I) (2) (I) Place "(X)" after each asset Amount Type(e.g., Value Value Type(e.g.,

exempt from prior disclosure Code I div. rent, Code 2 Method buy, sell, (A-H) or int.) (J-P) Code 3 redemption)

(Q-W)

120. CATERPILLAR A Dividend Buy

I21. CATERPILLAR A Dividend Sold

122. CONTINENTAL AIRLINES None Buy

-

I 23. CONTINENTAL AIRLINES None Sold

124. JAPANESE YEN CURRENCY SHARES None Buy

125. JAPANESE YEN CURRENCY SHARES None Sold

126. JAPANESE YEN CURRENCY SHARES None Buy

127. JAPANESE YEN CURRENCY SHARES None Sold

128. E I DUPONT None Buy

129. E I DUPONT None Sold

130. GLAXO SMITH KLINE None Buy

131. GLAXO SMITH KLINE None Sold

132. JOY GLOBAL INC None Buy

133. JOY GLOBAL INC None Sold

134. NEWMONT MINING A Dividend Buy

135. NEWMONT MINING A Dividend Sold

136. NORFOLK SOUTHERN None Buy

D.

Transactions during reponing period

(2) (3) (4) (5) Date Value Gain Identity of

Month- Code 2 Code I buyer/seller

Day (J-P) (A-H) (if private

transaction)

3/20 J

4/21 J A

5/19 J

5/20 J

2/22 J

3/18 J A

4129 J

8/6 J

3/17 J

4/22 J A

9/24 J

12/26 J

3/17 J

4124 J A

1/2 J

3/17 J A

3124 J

1. Income Gain Codes: A =Sl.000 or Jess B =S l.001 -$2,500 C =S2.501 -$5,000 D =$5,00 I • S 15,000 E =$15,001 - $50.000

(See Columns BI and 04) F=S50,00l -SJOO.OOO G =SI00.001 -SJ,000,000 HI =$1.000,001 -$5.000,000 H2 =More than $5,000,000 2. Value Codes J =S 15.000 or less K =$15.001 -S50.000 L=S50,00 l ·SIOO,OOO M =SI00.001 -$250.000

(See Columns CI and 03) N =$250.00 I - $500.000 0 =$500.00 I - S 1.000.000 PI =S 1,000.00 I -$5.000.000 P2 =$5.000.001 - $25.000.000

P3 =$25,000.00 I • $50.000.000 P4 =More than $50,000,000 3. Value Method Codes Q =Appraisal R =Cost (Real Estale Only) S =Assessment T =Cash Market

(Sec Column C2) U =Book Value V =Other W =Estimated


Page 13of16


JONES III, JOHN E.

Date or Report

05/12/2009

VII. INVESTMENTS and TRUSTS - income, value, transactions r1nc1udes those of spouse and dependent children: see PP· J4-6o of filing instructions.>



(including trust assets) reporting period reponing period

(I) (2) (I ) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, Month- Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code3 redemption) Day (J-P) (A-H) (if private

(Q-W) transaction)

137. NORFOLK SOUTHERN None Sold 4/28 J A

138. PFIZER A Dividend Buy 4/21 J

139. PFIZER A Dividend Sold 8/20 J

140. PRO SHARES SHORT MSC! EMERGING None MKT

Buy 2/13 J

141. PRO SHARES SHORT MSC! EMERGING None Sold 3/12 J MKT

142. PRO SHARES ULTRA SHORT FINAN Cl None ALS

Buy 7/23 J

143. PRO SHARES ULTRA SHORT FINANCI None Sold 8/29 J ALS

144. PRO SHARES ULTRA SHORT RUSSELL None Buy 2/22 J 2000

145. PRO SHARES ULTRA SHORT RUSSELL None Sold 3/12 J A 2000

146. PRO SHARES ULTRA SHORT RUSSELL None - ·

Buy 5/1 J 2000

147. PRO SHARES ULTRA SHORT RUSSELL None Sold 9/15 J 2000

148. RYDEX INVERSE GOVT LONG BOND None Buy 2111 J

149. RYDEX INVERSE GOVT LONG BOND None Sold 4/28 J A

150. PRO SHARES MSC! EMERGING MKT None Buy 5/15 J

151. PRO SHARES MSC! EMERGING MKT None Sold 9/12 J B

152. SCHERING PLOUGH A Dividend Buy 9/24 J

153. SCHERING PLOUGH A Dividend Sold 12/26 J

I. Income Gain Codes: A =S 1.000 or less B =Sl,001 -S2.500 C =S2.SO I -SS.000 D =SS.001 -SI 5,000 E =$15.001 -$50,000

(See Columns BI and 04) F =$50.00 I -SI 00.000 G =SI 00,00 I • SI ,000,000 HI =SI ,000,00 I • $5,000,000 H2 =More than $5,000,000 2. Value Codes J =SIS,000 or less K=S15,001-S50,000 L =$50.001 -SI00.000 M =SI00,001 - $250,000

(See Columns Cl and DJ) N =S250.00 I • $500,000 o =S500,00I - Sl,000.000 Pl =Sl ,000,001 • SS,000,000 P2 =SS,000,00 I • $25,000.000

P3 =$25,000,00 I • $50,000.000 P4 =More than $50,000,000




Page 14of16


JONES Ill, JOHN E.

Date or Report

05/12/2009

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those of spouse and dependent children; SU pp. 34-60 of filing instructions.)


A. 8. c. D. Description of Assets Income during Gross value at end of Transactions during reponing period

(including trust assets) reponing period reponing period

(1) (2) (I) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset Amount Type(e.g., Value Value Type(e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div .. rent, Code 2 Method buy, sell, Month- Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private

(Q-W) transaction)

154. TEREX CORP None Buy 3/17 1

155. TEREX CORP None Sold 4124 1 A

156. NEWMONT MINING A Dividend 1 T Buy 5/19 1

157. MARKET VECTORS ETF TR GOLD MIN None 1 T Buy 8/12 1 ERS

158. MARKET VECTORS ETF TR GOLD MIN None 1 T Buy 9/15 1 ERS

159. ANNALY CAPITAL MANAGEMENT I A Dividend 1 T Buy 9115 1 NC

160. ANNALY CAPITAL MANAGEMENT I A Dividend 1 T Buy 9129 1 NC

161. MCDERMOTT INTL INC None 1 T Buy 9127 1

162. CONTINENT AL AIRLINES None 1 T Buy 12126 1

163. US AIRWAYS None 1 T Buy 12/26 1

164. TREASURY FUND CAPITAL RESERVES A Dividend 1 T Buy 6/15 1

165. WALT DISNEY CO A Dividend 1 T Buy 117 1

166. PHOENIX CONTRACTING - FAMILY B A Distribution 1 w USINESS

I. Income Gain Codes: A =S 1,000 or le<s B =Sl,001 -$2,500 c =$2,501 • $5,000 D =$5,001 • $15,000 E=S l5,00 l -S50,000

(See Columns B 1 and D4) F =$50,001 - SI00,000 G =Sl00,001- Sl,000,000 HI =Sl,000,001- $5,000,000 H2 =More than $5,000,000 2. Value Codes J =$15,000 or le<s K =$15,001 -$50,000 L=$50,001 • $100,000 M =$I 00,00 I - $250,000

(See Columns Cl and DJ) N =$250,001 • $500,000 0=$500,001 -$1,000,000 Pl =$1,000,001- $5,000,000 P2 =$5,000,001 -$25,000,000

P3 =$25,000,00t -$50,000,000 P4 =More than $50,000,000

3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =C ash M arket



Page 15of16


JONES Ill, JOHN E.

Date of Report

05/12/2009

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicate parto/Report)

PART VII - INVESTMENTS AND TRUSTS

ITEMS 158 AND 159 FROM THE 2007 REPORT WERE SOLD IN 2007 AND REPORTED AS SOLD IN 2007 BUT ERRONEOUSLY SHOWN AT VALUE CODE J AT YEAR END.

ITEMS 47 AND 82 FROM THE 2007 REPORT ARE SAME STOCK (VERIZON - SYMBOL VZ) AND ARE COMBINED ON THIS YEAR'S REPORT AS ITEM 54.

ITEM 115 FROM THE 2007 REPORT (GARTMORE MONEY MARKET) IS A NAME CORRECTION FROM GARTMORE TO OPPENHEIMER (ITEM 79).

ITEM 166-PHOENIX CONTRACTING WAS ADDED TO LIST THIS YEAR. VALUE IS NOW OVER $1,000.


Page 16of16

Name of Person Reporting Date of Report

JONES Ill, JOHN E. 0511212009

IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Signature

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR ORT MAY BE SUBJECT TO CIVIL

AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301

One Columbus Circle, N.E. Washington, D.C. 20544

Jones III John E - Judicial Watch · 13nova c/o wgbh 6116 new york, ny peabody aw ads hotel and meals ceremony c/0 wgbh : 816 : w ashlngton, dc : aba silver gavel a wards : hotel

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