John R Tunheim Financial Disclosure Report for 2009

8/3/2019 John R Tunheim Financial Disclosure Report for 2009

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L P e r s o n Report ing ( las t .~ne , f in~. m~dd~e b~tia ]) 2. Cou~ ~ O~n 3. Dn~ o~T~im, John R. D~ct of M~ 05/ 15~0~0

4. Title (~cle ~ ~g~ in~c~ ~ ~ ~i~ s~; 5~ Re~ T~ (h~k ~e ~) 6. Re~g Pe~~ Norris) D a t e 01~I~

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7. ~1~ or O~e Addms 8. ~ ~e b~s of~e Infemaflon ~ In ~ ~ ~d any~aflo~ ~g the~t~ ~ ~ ~ my epinb~ in13E Uni~d S~ CoYote ~ a~ctble h~ ~d3~ Sou~ Fo~hM~pdis, ~ 5~15 ~ O~er

I M P O R T A N T N O T E S : T h e in s tr # c ~ n s accomlmnying this form must be followe.~ Complete all parts,checking the NON E box for each part where yox have no reportable informmion~ Sign on lust pag~

I. P O S I T I O N S . (~p,,.~,~ ~u,~,,,~ o.~,; ~ ~. , / ~ t ~ #~ N O N E (No re~rtablepositions.)

POSITIO~ N~E OF ORGANIZA~ON~N~1. CouP[ M~ ~d Ho~ ~le~te ~ & ~blie ~tor2. Di~r ~d Pr~ident No~-Am~c~ ~H~l ~iafion (no.refit ~ation)3. D~r ~c~ J~i~e ~ieW4. D~tor F~e~ B~ ~i~o~ M~o~ ~t~5. Ad~ Ad~W C~i~ ~ ~ No~e~ N~I ~ ~ Fo~6. Advi~ Ad~uw B~d ~ ~ Hu~a H. H~p~Unive~iW of Mi~7. R e g e n t Ceneordia College, M~d,8. B~ M~r B~d of Vis[to~ U~v~iW ofM~o~ ~w9. Cemmi~ee M~, ~ ~ Vice C~ir Ex~five Commia~, Nafio~ ~e of F~eml T~ Co~ Jud~,Judici~ Division, ~

lO . T~k Fo~e ~ak ~o~ion ~ ~fen~ F~fion S~ T~ F~, ~1J~fice

~ N O N E ~ o reportoble o~eements~)

1.


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INamef Pcrsou gepor t~ng D a ~ e o f R e p O r tF~C~ DISCLOSU~ ~PORT [ $anhelm, John K05115~010age 3 of 9

HI. NON-~S~NT ~CO~.


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N am e of P e rson Rep ortin g D at~ of Rep ortF I ~NANCI ALD I S C L O S U R E ~PORT

6. Am~ B~ A~oci~on J u ly 2 9 - Au~ 4 , ~cago, IL M~g T~afion, ~als ~d2~7. C o n ~ d i a C o l le g e Ma y 8 -9 , 20~ Moorh~8. Con~dia ~[Iege ~, 3-5, 2~9 M~, ~ Bo~ Meet~g T~ati~ m~ls ~d I~ng9. Amefi~ Conf~nce May 12-13. 2009 New Y o~, ~ C~f~ce (s~) T~fion ~d I~gingl~ti~10. U~ve~i~ ofNo~ D~o~ @ill 7-8, 2~ ~d Fo~s, ~ Conf~nce (sp~er) T~fi~ m~ ~d l~ng


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F IN A N C IA L D IS C L O S U R E REPORTPage 5 of 9 ~e~, John ~. osm~o~o

V. G~TS. a.~ ~ ~ ~ ~~ ~ ~~ NONE ~o r~able

SO~CE DESC~PTION1 .

4.5.

[---] N O N E ( N o reportable liabilities.)CREDITOR DESCRIPTION

1. S t o n e b r i d g e B a n k - M h m e ~ o l i s M N W o rki ng C ap i t a l L i ne o f C red i t f o r Tu ah e i m P a r t ne r s M2.3.4.5.


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F IN A N C I A L D IS C L O S U R E R E P O R TPage 6 of 9

N O N E ~ o re~rtable income, ~sets. or tra~actio~.)A. B. c. D.

~ption of A~m h~ ~g G r o ~ v a M e a t ~ dO) (2 )

( A - ~ or ~t.) ( J - P ) C~ 3 ~mpfi~) ( J - P ) ( A - ~ (if~te

1. ~way F~ml C~R Union, SL Paul, ~ A Inm~t J T2. Sm~ ofMm~ ~fen~ Com~fion N~e - J TA~0~t3. Hon~ell Re~t ~efit P~ None M4. A t la s Ene rg y f o r t h e N i ne t i e s P u b l i c O f f i c e r A Dist r ibut ion J T#45. W e l l s F a r g o B a n k A l n t e r ~ t L T

6 . A m e r i c a n F u n d s : A m e r i c a n B a l a n c e d F u n d C D i v M e n d M TCIF7. D o d g e & C o x B a l a n e ~ l B D i v i d e n d L T8. A m e r i c a n F u n d s : W a s h i n gt o n M u t u a l A D i v i d e n d K Tl nv es t o ~9. A m er i c an F u nds : Inv es t m en t C o o f A m er i c a A D i v i d e n d K TC I F

1 0 . Baro n A sse t A D i v i d e n d K T1 1 . A m er i c an F u nds : C ap i t a l W o r ld Gro w t h & A D i v i d e n d K Tl~ome

1 2 . Roye* Tota l Return A D i v i d e n d J T1 3 . A m e r i c a n F u n d s : N e w W o r l d F u n d A D i v i d e n d J T

1 4 . A m e r i c a n F u n d s : C a p i t o l In c o m e B u i l d e ~ B D i v i d e n d K T1 5 . 1 s t C l e a r in g B a n k D e p o s it A I n t e r e s t K T1 6 . S c h w a b A d v i s o r C a s h R e s e r v e A D i v i d e n d J T1 7 . A m e r i c a n F u n d s : G r o w t h F u n d o f A m e r i c a A D i v i d e n d K T

I . Incom e G a in Codc~ A =$ ~ . . 0 0 0 m ~ B ~$1,001 - $2,500 C - - - $ 2 , 5 { ) 1 - $ S . f f0 0 D ~$5.001 - $15,000 I~ =$t$,001 - $50.000( S ~ C e i u n ~ B I a n d D 4 ) F =550,001 - $100,000 G =$100,001 - $1,000,000 H I =$ I,O 00,O ~l -2. V a l ue Co d~ J - -~i5,006 0less K ~ 15,f l OI -( See Co tumm CI and D3) N =$250,001 - $500,000 O = $ . 5 0 0 , 0 0 1 - $ 1 , 0 0 0 , 0 0 0 P l - - - $ 1 , 0 0 0 , f lO l - $ 5 , 0 0 0 , ~ 0 0 P 2 = $ 5 , 0 0 0 , 0 0 1 - $ 2 5 $ ) 0 0 , 0 0 ~P3 =~ $25,~001 - 150,000,t~O P4 --Met-e than ~0,000,0003 . V a l ~ e M e t e d C o d e s Q =A ppr a i sa l R =U~ t (R~ I E a ta t~ Ot t l y) $ - A~ se ssm ~ a t T ~ q : a s h M a d ~ t( See Ce l um : 2) U =Book Va l u e V =Othe r W


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VII. I NV E S T ME N T S an d T R US T S - ~,~,~. ,~ ,,~,~/~, an,:~ ~,o,, o~ ~.~ ,~ ~ ~. ,~ ~ ~ ~ai~ ~N O ~ ~ o reportable income, ~sets, or Wamactio~.)

A, B. C. D.(i~l~ing ~ ~) ~ng ~ of~g ~

(t) (2) (t) (2) (0 (2) (3) (4) (5 )P~ "(~" ~ ~h ~ ~ T~ (e.g, V~e Va~e T~ (e.g., ~ VaI~ ~ ld~Wof~pt ~m ~or ~1~ C~ 1 d~., ~ C~e 2 Me~ b~, ~1[ ~d~ C~e 2 Co~ I buy~/~li~(A-~ m ~U) (J-P) ~e 3 ~) (~P) ( A - H ) (if~t~

j (~ ~n)18 . ~c~ F~: ~v~ent Co. of Am~c~ A Di~dend K TCl~19 . ~ed~ F~: E~ F~ A Di~d~d J T20 . A mefi~rt F u n d s : A m e r i c a n B a l a n c e d C L R 3 A Dividend K T2 I. A m e ~ c a n F u n d s : B o n d F n n d o f A m e r i c a B Dividend K T22. T h i rd A v e n u e V a l u e A D i v i d e n d J T


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VIH. ADDITIONAL INFORMATION OR EXPLANATIONS.


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F IN A N C I A L D I SC L O S U R E R E P O R TP a g e 9 of 9

~. CER~CATION.I c e r t if y t h a t a l i i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i sa c c u r a t e , t ru e , a n d c o m p l e t e t o th e b e ~ t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a t u t o ry

p r o v i s io n s p e r m i t t i n g n o n - d i s c l os u r e ,I f u r t h e r c e r t i f y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o T m e n t a n d h o n u r a r t a a n d t h e a c c e p t a n c e o f ~ w h i c h h a v e b e ~ n r e p o r t e d a r e i nc o m pl i a n c e w i t h t h e p ro vi s i o n s o f 5 U . S . C, a pp . 501 e t . s e q ~ 5 U . S . C. " / 353 , a n d J ud i c i a l Co n fe re n c e re gu la t i o n s .

Signature

N O T E : A N Y I N D I V ID U A L W H O K N O W I N G L Y A N D W I L FU L L Y F A L S IF IE S OR F A I L S TO F I LE T H I S RE P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S (5 U ~ . C . a p p . 1 0 4 )

FILING INSTRUCTIONSMa r l s i g ne d o r i g i n a l a n d 3 a d d i t io n a l c o p i e s t o :

C o m m i tt e e o n F i n a n c i a l D i s c lo s u r eA d m i n i s t r a t i v e O f f i c ~ o f t h e United States CourtsS u i t e 2 - 3 0 1O n e C o l u m b u s C i rc l e, N.E.W a s h i n g t o n , D . C . 2 0 5 44

John R Tunheim Financial Disclosure Report for 2009

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