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FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010 Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. §§ 101-111) 1. Person Reporting (last name, first, middle initial) Adam s,, John R. magistrate judges indicate full- or part-time) U. S. District Judge, Active 7. Chambers or Office Address 510 U. S. Courthouse 2 S. Main St. Akron, Ohio 44333 2. Court or Organization U.S. District Court, N. D. of Ohio 3. Date of Report 05/12/2 ] Nomination, Date [] Initial [] Annual [] Final 5b. [] Amended Report 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing O f f i c er Date 6. Reporting Period 01/01/2010 to 12/31/2010 IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page. I . POSITIONS. (Reporting individual only; seepp. 9-13 of filing instructions.) ~] NONE (No reportable positions.) POSITION 1. Gua rdian 2. Trustee Akron R oundtable (See Part VII) 3. 4. 5. NAME OF ORGANIZATION/ENTITY Guardianship #1 (See Part VII) I I . AG REEM ENTS. (Reporting individual only; seepp. 14-16 of filing instructions.) ~] NONE (No reportable agreements.) DATE PARTIES AND TERM S Adams,, John R.
7

John R Adams Financial Disclosure Report for 2010

Apr 06, 2018

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Page 1: John R Adams Financial Disclosure Report for 2010

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FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 201 0

Report Required by the Ethicsin Government Act of 1978(5 U.S.C. app. §§ 101-111)

1. Person Repor ting ( las t name, f ir s t , middle init ial)

A dam s , , J oh n R.

4. Ti t le (Art ic le 111 judges ind ica te ac t ive o r sen io r s ta tus;

magis t ra te judges indicate fu l l - or par t - t ime)

U. S. Di s t r i c t J udge , A ct ive

7. Ch amber s or O f f ic e Addr es s

510 U. S . Cour th ous e2 S . Main St .

A k ron , O h io 443 3 3

2. Court or Organization

U.S. Dis trict Court , N. D. of Ohio

3. Date o f R e p o r t

05/12/2

5a . Report Type (check appropria te type )

] Nomination, D a t e

[] Initial [] Annual [] Final

5b. [] Amended Report

8. On the basis o f the in fo rma tion con ta ined in th is Report and any

modif ica t ions pe rta in ing the re to , it is , in my op in ion , in compliancewith appl i cable l aws and regula t ions .

R e v i e w i n g O f f i c er Date

6. Report ing Pe riod

01/01/2010

to

12/31 /2010

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed. Complete all parts,

checking the NONE box for each part where you have no reportable information. Sign on last page.

I . P O S I T I O N S . (Reporting individual only; seepp. 9-13 of f i ling instructions. )

~] N O N E (No reportable positions.)

P O S I T I O N

1. Guardian

2. Trus t e e A k r o n R o u n d t a b l e ( S e e P a r t V I I )

3.

4.

5.

NAME OF ORGANIZATION/ENTITY

Guard ianship #1 (See P ar t VII)

I I . A G R E E M E N T S . (Reporting individual only; seepp. 14-16 of filing instructions.)

~] N O N E (No reportable agreements.)

DATE P A R T I ES A N D T E R M S

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FINANCIAL DISCLOSURE REPORT

Page 2 of 7

N a m e o f P e r s o n R e p o r t in g

Adam s,, John R.

Date of Report

05/12/2011

I I I . N O N - I N V E S T M E N T I N C O M E . (Repor t ing ind i~ id .o l a n a s p o a s e ; s e e p p . 1 7 - 2 4 o f f i l i n g i n s t r u c t i o n s . )

A. Filer’s Non-Investme nt Income

~-~ (No reportable income. )ONE non- investment

DATE SOURCE AND TYPE

2.

3.

4.

INCOME( y ou r s , no t s pou s e ’s )

B . S p o u s e ’ s N o n - l n v e s t m e n t I n c o m e - lf you we r e m a r r i e d d u r in g a n y p o r t i o n o f th e r e p o r t in g y e a r , c o m p le t e this section.

(Dollar amo unt not required except for honoraria.)

N O N E (No reportable non-investment income.)

DATE SOURCE AND TYPE

1 .

2.

3.

4.

I V . R E I M B U R S E M E N T S --transportation, lodging, food, e n t e r t a i n m e n t .

(Includes those to spouse and dependent children; see pp. 25-27 off!ling instructions.)

N O N E (No reportable reimbursements.)

SOURCE DATES LOCATION

1 .

2.

3.

4.

5.

PURPOSE ITEMS PAID OR PROVIDED

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FINANCIAL DISCLOSURE REPORT

Page 3 of 7

N a m e o f P e r s o n R e p o r t in g

Adams,, John R.

D a t e o f R e p o r t

05/12/2011

V . G I F T S . a n c l u d e s those to spouse a nd dependent children; see pp. 28-31 of f iling instructions.)

N O N E (No reportable gifts.)

SOURCE DESCRIPTION

1 .

2.

3.

4.

5.

VALUE

V I . L I A B I L I T I E S . a . a u d e s those of spouse and dependent children; see pp. 32-33 of JTling instructions.)

~ N O N E (No rep ortable l iabilities.)

CREDITOR DESCRIPTION

1 . V alle y S av in gs Ba nk Mortgage o~ Rental (Duplex)

2. K e y b a n k Cred i t L in e

3. Ci t ibank C r e d i t C a r d

4.

5.

VALUE CODE

M

K

J

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FINANCIAL DISCLOSURE REPORT

Page 4 of 7 Ia m e of Person Report ing

A d a m s , , J o h n R .

Date of Report

05/12/2011

V I I . I N V E S T M E N T S a n d T R U S T S -- i . c o , ~ e , v o t u e , transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)

N O N E (No reportable income, assets, or transactions.)

A. B.C

D.Description of Assets Income dur ing Gross value a t end Transac t ions dur ing repor t ing per iod

( inc luding t rus t asse ts ) reporting period of reporting pe riod

( 1 ) ( 2 ) (1) (2) (1 ) (2) (3) (4) (5 )

Place "(X)" after each asset A m o u n t Type (e.g., V alu e V alu e Type (e.g., D a t e Value Gain Identity of

exempt f rom pr ior d isc losure Code 1 div., rent, C o d e 2 Method buy. se l l . mm/dd/yy Code 2 Code 1 buyer/se l le r

(A-H) o r i n t . ) ( J - P ) C o d e 3 r edempt ion) ( J - P ) (A-H) (if private

( Q - W ~ transaction)

1 . Renta l P rope r ty , Fa i r l awn O h io D R e n t N Q S e e V I I I

2. Fi rs t Mer i t Common Stock A D i v i d e n d K T

3. Fide l i t y Con t ra fund

4. St i fe l N ico la s : Co nt ra fund A D i v i d e n d

~ 5. N or th wes t e rn Mutua l L i fe Ins . (Wh ole L i fe ) A D i v i d e n d

No. 1

6. N or th wes t e rn Mutua l L i fe Ins . (Wh ole L i fe ) A D i v i d e n dNo. 2

7. J a n u s G r o w t h & I n c o m e F u n d A D i v i d e n d

A D i v i d e n d K T

J

J

J

J

T Sold

(pa rt)

T

T

T

07/28/10 J A

8. A m e r i c a n F u n d s :A m C a p F u n d I n c . C L F A D i v i d e n d

! 9 . A m e r i c a n B a l a n c e d F u n d I n c . C I F A D i v i d e n d

J

J

T

T

1 0 . A m e r i c a n H i g h I n c . T r . C 1 F A D i v i d e n d

1 1 . E a t o n V a n c e W o r l d W i d e H e a l t h S ci e n c e s A D i v i d e n d

J

J

T

T

1 2 . F i de l it y Advi so r F und C 1 A A D i v i d e n d

1 3 . N or th wes t e rn Mutua l Inv . Se rv ices Mn y A D i v i d e n dMkt . F und

1 4 . V a l l e y S a v i n g s B a n k C h e c k i n g A Interest

1 5 . T . R o w e P r i c e N e w E r a ( X ) A D i v i d e n d

1 6 . R e t i r em e n t A c c o u n t

J

J

J

J

T

T

T

T

1 7 . Fi rs t Mer i t Common Stock A D iv id e n d J

. I n c o m e G a i n c r d e s i A =$1 , 000 o r l e ss

( See C olu mns B 1 and D4 ) F =$50,001 - $100,000

2. V alu e C odes J =$t5 ,000 or less

( S e e C o l u m n s C I a n d D 3 ) N =$250,001 - $500,000

P3 $25,000,001 - $ 50,000,000

3. V alu e M ethod C odes Q =Ap p r a i sa l

( S e e C o l u m n C 2 ) U = Book V alu e

B=$1,~01 - $2,500

G =$100,001 - $1,000,000

K =$15,001 - $50,000

O =$500,001 - $ 1,000,000

R : C os t ( R c al Es t a t e O nly )

V = O t h e r

C =$ 2 , 501 - $5 , 000

H I =$1,000,001 - $5,000,000

L -$50,001 - $I00,000

P 1 =$1,000,001 - $5,000,000

P4 =More than $50,000,000

S A s s e s s m e n t

W = Es t imated

D =$5,00! - $15,000

H2 =Mo r e t h an $5 , 000 , 000

M = $1 00 , 001 - $2 50 , 000

P2 =$5,000,001 - $25,000,000

T - C a s h M a r k e t

E =$15,001 - $50~000

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FINANCIAL DISCLOSURE REPORT

Page 5 of 7 Ia m e o f P e r s o n R e p o r t i n g

Adams,, John R.

Date of Report

05/12/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i ne o m e , v a l u e , t r ans ac t i o ns ( I nc l u d e s t h o s e o f s p o u s e and d e p e nd e n t c h i l d r e n; s e e p p . 3 4 -6 0 o f f i l i ng i ns t r u c t i o ns . )

N O N E (No reportable income, assets, or transactions.)

A. B. C.D

Desc r ipt ion o f Assets Inco m e d urin g G ro ss va lue a t e n d Transac t ions dur ing repor t ing per iod

( i n c l u d i n g t rust a sse ts) reporting period of reporting period

( 1 ) ( 2 ) (1) (2) (1 ) (2) (3) (4) (5 /

P lace "(X )" after each asse t Am ount T y p e { e . g ., V a l u e V a l u e Type (e.g., D a t e Value G a i n I d e n t i t y . o f

exempt f rom pr ior d isc losure C o d e 1 div., rent, C o d e 2 Method b uy , se ll, m m/dd /yy C ode 2 Code 1 buyer/se l le r

(A-H) or int./ ( J - P ) C o d e 3 redemption) ( J - P ) (A-H) ( i f p r i v a t e

(Q-W) transaction)

1 8 . American Funds:AM CAP Fund Class F

1 9 . American H igh Income Tr. CL F

20 , American Balanced Fund CI, F

21 . E a ton Vanc e World Wide H ea lth Sc ienc es

22 . F id e li t y Advi sor Fund CIA

2 3. T. Row e P ri ce N ew E ra ( X )

24 . Remainder Interest in Ohio Proper ty

A Dividend

B Dividend

A Dividend

A Dividend

A Dividend

A Dividend

K

K

K

J

K

J

T

T

T

T Sold

( p a r t )

T

T

01/11/10 J A

See VIII

1 . In co m e G a in C o d es : A = $1 ,000 o r le ss B = $1 ,001 - $2 ,500 C =$ 2,501 - $5,000

( See C olu mns B 1 and D4 ) F =$50,001 - $ 100,000 G =$ 10 0,0 01 - $ 1,00 0,00 0 H I = $ 1 ,0 00 ,00 1 - $5 ,0 00,0 00

2. V alue C o de s J = $1 5,000 or less K =$15,001 - $50,000 L =$50,001 - $ 100,000

( See C olu mns C I and D3) N =$250,001 - $500,000 O =$500,001 - $1 ,000,000 P I =$ 1,000,001 - $5,000,000

P3 =$25,000,001 - $50,000,000 P4 -More than $50,000,000

3. V alu e M ethod C odes Q =Ap p r a i sa l R = C os t ( R eal Es t a t e O nly ) S = As s es s ment

( S e e C o l u m n C 2 ) U = Book V alu e V - O t h e r W =E st i m a t ed

D =$5,001 - $15,000

H2 = M or e than $5,000,000

M :$ 100~001 - $250,000

P2 =$5,000,001 - $25,000,000

T = C a s h M a r k e t

E =$15,001 - $50,000

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FINANCIAL DISCLOSURE REPORT

Page 6 of 7

N a m e o f P e r s o n R e p o r t i n g

Adams,, John R.

Date of Report

05/12/2011

V III. ADDITIONAL INFORM ATION OR EX PLANATIONS. a,,,~ic,,tep,,,.t

I ) P a r t l , p a g e l , l i n e l -- - G ua rd i a n sh i p # 1 - T h e un d e r s i g n e d se rve s a s G ua rd i a n o f t h e P e r so n (m e d i c a l & p e r so n a l d e c i s i o n s o n l y , n o t f i n a n c i a l ) .

W a rd i s p h ys i c a l l y a n d m e n t a l l y d i sa b l e d a s a r e su l t o f c e r e b ra l p a l sy . T h e un d e r s i g n e d h a s se rve d a s G ua rd i a n s i n c e 1 9 8 4 .

2) Par t I , page l , l i ne 2 - - - Th e A k r on R ou nd t ab l e i s a non - p r o f i t o r gan i z a t i on t h a t p r ov i de s a m on t h l y c u r r en t i s s u es f o r u m f o r

pu r pos e s o f p r e s en t i ng p r om i nen t s peak e r s t o t he A k r on and no r t h eas t O h i o a r ea .

3) P a r t V I , p a g e 3 , l i n e 3 - -- V a l l e y S a v i n g s Ba n k E qu i t y Lo a n i s o m i t t e d a s i t w a s c o n so l i d a t e d a s p a r t o f a r e f in a n c i n g w i t h V a l l e y S a v i n g s i n S e p t e m b e r , 2 01 0 .

3) Par t VI I , page 4 , li ne 1 - - R en t a l p r ope r t y ( du p l ex ) , w as app r a i s ed a s p a r t o f r e f inanc i ng i n S ep t em b e r , 2 0 10 .

4) Par t VI I , page 5 , li ne 2 4 , R em a i nde r I n t e r e s t i n O h i o R ea l Es t a t e

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FINANCIAL DISCLOSURE REPORT

Page 7 of 7

Name of P e r son Repo r t ing

A d a m s , , J o h n R .

Date of Report

05/12/2011

IX . CERTIFICATION.

I c e r t if y t h a t a l l i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , if a n y ) i s

a c c u r a t e , t r u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a t u t o r yp r o v i s i o n s p e r m i t t i n g n o n - d i s c l o s u r e .

I f u r th e r c e r t if y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S . C . a p p . § 5 0 1 e t . s e q . , 5 U . S .C . § 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .

Signat ur e: S/John R. Adams,

N O T E : A N Y I N D I V ID U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L SI F IE S O R F A I LS T O F I LE T H I S R E P O R T M A Y B E S U B JE C T T O C I V ILA N D C R I M I N A L S A N C T I O N S ( 5 U .S . C . a p p . § 1 0 4 )

Committee on Financial Disclosure

Administrative Office of the United States Courts

Suite 2-301

One Columbus Circle, N.E.

Washington, D.C. 20544