Structutiug Early Chiistian Memory: Jesus in Tradition, Performance, and Text Rafael Rodriguez November 2007 Submitted for the degree Doctor of Philosophy Department of Biblical Studies University of Sheffield Arts Tower Western Bank Sheffield,S 10 2TN United Kingdom
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Structutiug Early Chiistian Memory: Jesus in Tradition, Performance, and Text
Rafael Rodriguez
November 2007
Submitted for the degree Doctor of Philosophy
Department of Biblical Studies University of Sheffield
Arts Tower Western Bank
Sheffield, S 10 2TN United Kingdom
Rodriguez i
Structuring Early Christian Memory: Jesus in Tradition, Performance, and Text
Table of Contents
Table of Contents ........................................................................................................................... i
Thesis Abstract .............................................................................................................................. iv Acknowledgements ....................................................................................................................... V Abbreviations ................................................................................................................................. Vi
Part I: Introduction ....................................................................................................................... I I. Jesus Tradition in Memory and Performance ................................................................ 2
1.1. The Source of the Problem 2 1.2. The Plan of this Project 8 1.3. Getting Underway 10
2. Contemporary 'Historicaljesus' and Gospels Research .......................................... 11 2.1. Introduction: A Survey of Two Fields 11 2.2. Issues in Contemporary 'Historical Jesus' Research II
2.2. a. jesus, History, and the Criteria of Authenticity 12 2.2. a. i. Rules for Histor[icifly 12 2.2. a. ii. jesus without the Criteria 14 2.2. a. iH. Jesus Traditions: Authentic, Inauthentic, Neither, Both 17
2.2. b. jesus and the Sapiential Turn 19 2.2. b. i. 'Eschatology' and the Problem of Meaning 20 2.2. b. ii. Eschatological and Sapiential Traditions 23
2.2. c. jesus, Speech, and Script 26 2.2. cj. Synoptic Relations: A Preliminary Disclaimer 28 2.2. c. ii. Origins of Tradition: Written versus Oral 30
2.3. Gospel Relationships in Contemporary Research 32 2.3-a. Written Gospels, Written Sources 33
2.3. a. i. The Gospel Traditions as Textual Phenomena 34 2.3. a. ii. The Redactional Development of Gospel Traditions 37
2.3. b. The Gospels as Oral-Derived Texts 40 2.4. Concluding Remarks 42
Part 11: A Framework for Apprehending Ancient Christian Traditions .................... 44 3. Memory, Reputation, History ....................................................................... .................... 45
3.1. Introduction: Social Memory Theory 45 3.2. Memory's Social Matrix 45
3.2. a. Group and Individual Influences on Memory 45 3.2. b. Ideological Influences on Memory 50
3.3. Distortions of Past and Present in Social Memory 53 3.3. a. Expressions of the Past as Phenomena in the Present 54 3.3. b. Apprehension of the Present as Constrained by the Past 61 3.3. c. Past and Present: Interaction, Tension, Negotiation 64
3.4. The Social Construction of Reputation 66 3.4. a. Dynamics of Reputational Entrepreneurship 67 3.4. b. Social and Discursive Dynamics of Historical Reputation 69
3.4. b. i. Social Construction and its Constraints 70 3.4. b. ii. 'I'lie Interested Use of Constructed History 72 3.4. b. iii. Reception as a Constraining Factor 73
3.4. c. Ile Construction of Difficult Reputations 76
Rodriguez ii
3.4. c. i. Remembering and Forgetting: Villains and Failures 76 3.4. c. ii. Remembering and Forgetting- Re-creating Heroes 79
3.4. d. Reputation and Social Cohesion 80 3.5. Concluding Remarks 81
4. Performance, Structure, Meaning, Text ......................................................................... 83 4.1. Introduction: Oral Traditional and New Testament Research 83 4.2. Reading, Writing, Speaking 83
4.2. a. Problems of 'Uteracy' and 'Orality' 84 4.2. b. The Social Functions of Uteracy 89
4.2. b. i. Written Texts as Loci of Social Identification 90 4.2. b. ii. Written Texts as Cultural Symbols 91 4.2. b. iii. Written Texts as Dynamics of Power Relations 92
4.3. Performance Theory and thejesus Tradition 95 4.3. a. Actualising Tradition in Performance 96 4.3. b. Sedimenting Performance through Time 99 4.3. c. Referencing Tradition within Performance 101
4.3. c. i. Relating Tradition and Performance 101 4.3. c. ii. Receiving Tradition within Performance 104 4.3. c. iii. Signifying Tradition through Performance 108
4.3. d. Niodulating Traditional Performance into Textual Rhetoric 112 UAL Niodelling the Textualisation of Oral Traditions 114 4.3. d. ii. Turning to the Gospels as Oral-Derived Texts 116
4.4. Concluding Remarks 119
Part III: Jesus' Healings and Exorcisms in the Sayings Traditions .......................... 122 5. 'What You Hear and See': Echoes of Restoration injesus' Healings .................. 123
5.1. Introduction: Jesus as Memory's Object and Vehicle 123 5.2. john, jesus, and Isaiah 125
5.2. a. Titles, Epithets, and Evocations ofJesus 126 5.2. b. John Has a Question 128 5.2. c. Jesus and his Reputational Narrative 130
5.2. c. i. jesus and the Afessianic Apocalypse (4Q52 1) 131 5.2. c. ii. john and the Agent of God 136 5.2. c. iii. jesus and the 'Blessed' of God 139
5.3. Jesus' Reputation in Isaian Context 140 5.3. a. Placingjesus'Tradents 140 5.3. b. Proposingjesus' Reputation 142 5.3. c. Making it Interested 145
6. 'Today this Scripture': Reading and Referencing Israelite Tradition ................ 148 6.1. Introduction: ReconfiguringJesus' Appearance in Nazareth 148 6.2. Contextualising Lukan Redaction 149
6.2. a. The Roots of Luke 4.16-30 in 7.18-23 149 6.2. b. Luke 4.16-30 in Light of theJesus Tradition 151 6.2. c. The Quest of the 'llistoricaliesus' and Luke 4.14-30 153
6.3. SummarisingJesus in Lukan Memory 154 6.4. Jesus Preaches in Nazareth 157
6.4. a. Jesus and Isaiah 158 6.4. a. i. Text and Tradition in Ancient Christianity 160 6.4. a. ii. jesus Reads Isaiah 163 6.4. a. iii. Isaiah as a Frame for Christian Memory 167
6.4. b. Jesus, Elijah, and Elisha 169 6.4. b. i. Elijah and Elisha in Israelite Memory 171 6.4. b. ii. Elijah and Elisha injesus' Preaching 172
Rodriguez iH
7. 'No City or House Divided against Itself': Exorcism as Israelite Tradition ..... 175 7.1. Introduction: Mark, (), and Beelzebul 175 7.2. Patterns of Similarities and Differences 182 7.3. jesus, Beelzebul, and the Kingdom of God 184
7.3. a. jesus' Opponents and Their Accusation against Him 186 7.3. a. i. Mark's FPAMMATEII and Matthew's (DAMA101 186 7.3. a. ii. jesus the Deviant Exorcist 190 7.3. a. iii. Beelzebul, the Prince of Demons 191
7.3. b. Jesus' Riposte 194 7.3. b. i. TIOZ AATIA and Jesus' Exorcistic Activities 197 7.3. b. ii. 'nie Spirit/Finger of God 199
7.4. RememberingJesus' Exorcisms 206
Part IV: Conclusion ...................................................................................................................
Structuring Early Chiistian Memory: Jesus in Tradition, Performance, and Text
Rafael Rodriguez
Thesis Abstract
Social memory research has complicated the relationship between past and present as that relationship finds expression in memorial acts (storytelling, music- and image-making, text- production, and so on). Ilis relationship has emerged as a dialectic in which the phenomena 'past' and 'present' are mutually constitutive and implicating. The resultant 'messiness' directly affects the procedures and products of 'historical Jesus' research, which has especially depended upon the assumption that we can neatly and cleanly separate 'authentic' (past) from 'inauthentic' (present) traditions. This thesis establishes some problems that attend to this assumption and attempts to establish a 'historical Jesus' programme that is more sensitive to the entanglement of past and present. Social memory research has especially identified 'reputation' as a vehicle of this entanglement in the memory of specific historical persons. Tberefore, Jesus' reputation' plays a key analytic role in this project.
Another consequence of social memory research has been the emphatic insistence that all memorial acts are culturally and socially conditioned; the meaning of 'memories', the products of memorial acts, emerges from the relationship of memorial acts and their social contexts. One aspect of the gospels' social context that has been underappreciated in most New Testament research is the contextualisation of our written gospels within the vibrant and fluid
oral traditional milieux ofJesus and Israelite communities. This project examines and applies the poetics of oral traditional narrative, including the textualisation of oral tradition, to our written gospels.
The resultant theoretical perspective dramaticaRy affects gospels and 'historical Jesus'
research. Since both these fields are too vast to encompass here, this project focuses its attention on the appearance of'Jesus' healing and exorcistic praxis in the sayings tradition. Afterwards, we will suggest a few areas in which critics might fruitfully pursue future research in the gospels and on the historicaljesus.
Rodriguez v
Acknowledgements
I am indebted to too many people and organisations to adequately name them all. Here are but a few (I apologise to anyone I have overlooked). I am grateful to Tom Thatcher and Alan Kirk, the fonner for introducing me to social memory research and the latter for his en- couragement throughout my own research. The Bible faculty at Cincinnati Christian University (especially Tom ThatcherJamie Smith andjon Weatherly) have been a constant source of en- couragement and support in every stage of the production of this thesis. I have benefited in in- numerable ways from knowing the faculty of the Department of Biblical Studies at the Univer- sity of Sheffield. I would especially like to thank James Crossley, Keith Whitelam, and Diana Edelman for their contributions to my experiences writing this thesis. Alison Bygrave and Gill Fogg likewise aided the production of this project; their knack for making the improbable look easy and the impossible come to pass is (or should be) legendary. The faculty and staff atJohn- son Bible College, which was generous (or foolish) enough to hire me before I completed this thesis, have also been an important impetus to this project. Carl Bridges and Greg linton were always available whenever I had questions or ideas I needed to bounce off someone. John and Marsha Ketchen and Judith Finchum have likewise provided near-constant pressure for me to finish; Marsha read an earlier complete draft and pointed out numerous typological err-ors. The library staff at Malone College andjohnson Bible College should also be mentioned here; thank you for generously supplying books and articles without end (and without complaint).
My friends and family have also been unnaturally supportive over the last four years. Morn and Papa, thank you for being excited about my research even though I could never seem to make it interesting for you. Barry and Susan, thank you, too, for actively and unceasingly pushing me to complete this thesis even though it meant taking your youngest daughter a quar- ter-way round the world. I am similarly indebted to the rest of my family (biological, step, and in-law). Minna Shkul, Paul Nikkei, and Bryan Lee were especially useful for luring me away from research to attend to the lighter things of student life (perhaps I should thank the proprie- tors of the Devonshire Cat and the Star and Garter here). Greg and Julie Brown, Rich and Helen Hawes, Mike and Becky Jones, Geraldine Wilson (nee Pinnalawatta), Jennifer Rowson (nee Wearn), and Nlartyn Lorimer were all very good friends during our sojourn in Sheffield, and I am grateful for the ways in which our relationships have continued even after our return to America. The congregation of Christ Church Fulwood was likewise a vital part of making our time in Sheffield wonderful and successful, especially the worship team (and especially Group Four! ). In Knoxville, TN, the congregation at Woodlawn Christian Church has supported us in
multiple ways; we are honoured to be a part of your family.
I am heavily indebted to Universities UK, who graciously granted me an Overseas Re- search Scholarship award for the years 2003-2006, and to the University of Sheffield, who pro- vided a scholarship for the tuition fees not covered by the ORS. Without the help of these two institutions this project would not have progressed beyond the initial stages of research.
I especially appreciate the supervision and guidance provided me by Prof Loveday Al- exander, whose interest in my research has been unfailing. I have benefited not only from her positive and enthusiastic feedback on parts of this thesis but especially from her honest and con- structive criticism of this thesis's low points (and some dead ends that have not been pursued here). This project has been considerably improved because of her involvement with it; any infe- licities in the following pages are the result of my own failure to heed her advice.
Finally, I must mention my wife, Andrea, for her tireless and unwavering encourage- ment. Thank you for believing that I could finish this thesis even when I wanted to give up. Thank you for doing whatever was necessary to free up my time to read (and too often, to buy) yet another book or write another page or attend another conference. Thank you giving me the most beautiful daughter, Janelle Helena (born Wednesday, 9 November 2005), who has delayed the completion of this project by at least eighteen months. I would surrender all my hopes and dreams for you and for her; without you I would not have any hopes and dreams. I love you.
Rodiiguez vi
Abbreviations
AB The Anchor Bible ABD ne Anchor Bible Dictionag ABRL The Anchor Bible Reference Library AgS A merican Journal of Sociolog AL7T AsiaJournal of Theolog AN`TC Abingdon New Testament Commentaries ARS Annual Review ofSociologV ASR American Sociological Review BBR Bulletinjor Biblical Research BDAG Bauer, NV., F. Danker, NV. F. Arndt, and F. NV. Gingrich. A
Greek-English Lexicon of the New Testament and Other Early Christian Literature. 3rd edition. Chicago, 2000
BECNT Baker Exegetical Commentary on the New Testament' BETL Bibliotheca Ephemericlum Theologicarum Lovaniensium Bj S Brownjudaic Studies BAIGS Byzantine andModern Greek Studies BRS The Biblical Resource Series BTB Biblical Theolog Bulletin CBQ Catholic Biblical Quarterly CQ The Classical Quarterly CSMC Critical Studies in Mass Communicati . on D. 1%7B Dictionag ofNeiv Testament Background DSD Dead Sea Discoveries DSS Dead Sea Scrolls ET English Translation ExpTinz Fxpository 7-imes FF Foundations & Facets FFFor Foundations & Facets Forum FAILS Forumfor Modern Language Studies HistAfr Histog in Afiica HTR Harvard Theological Review Huck Huck, A. Sympis ofthe First Three Gospels. 9th edition. Rev. by 11.
Lietzmann. Trans. by F. L Cross. Oxford, 1959 HVTSt He7vo7mde Teologiese Studies HIV Histog Workshop ICC The International Critical Commentary
'goll Internationaljournal of Oral Histog
19PCS Internationaljournal of Politics, Culture and Socie! Y Int Interpretation IRS Issues in Religious Studies JAAR journal ofibe A merican Academy ofReligion JAH Journal ofAmerican Hislog JA OS Journal ofthe American Oýiental S6cie! y JBL Journal ofBiblical Literature JGRC47 Journal of Greco-Roman Christianity andjudaism -73S
Journal ofjewish Studies JP1V Journal of Hofessional'A insing JS1IJ journalfor the Study of the Historicaljesus
Journalfor the Study ofjudaism in the Persian, Hellenistic and Roman Period
jsjsup Supplements to thejournal for the Study ofjudaism JSW Journalfor the Study of lhe. INýw Testament JSNTSup journal for the Study of the New Testament Supplement Series JSOT Journalfor the Study of the Old Testament
Rodjiguez %ii
jSP journalfor the Study of the Pseudepýgropha LangCom Language and Communication L&N Greek-English Lexicon of the New Testament Based on Semantic
Domains. Edited by J. P. Louw and E. A. Nida. 2nd edition. New York, 1989
LSj Greek-English Lexicon. Edited by H. G. Liddell, R. Scott, and H. S. Jones. Oxford and New York, 1940
LSTS Library of Second Temple Studies NA27 Novum Testamentum Graece, 27th edition Neot Aýotestamentica NGC New German Critique NIB The New Interpreter's Bible NICNT Ile New International Commentary on the New Testament
. N7DB 7he New Interpreter's Dictionag ofthe Bible NIGTC New International Greek Testament Commentary
. AU1 Aýw Literag History NovT Novunz Testamentum NovTSup Supplements to Novurn Testamenturn NTG New Testament Guides NTM New Testament Monographs JVTS New Testament Studies OED Oxford English Dictionary OGIS Orientis graeci inscriptiones seleclae 011 Oral HistoV OHA47 Oral HistoV Association ofA ustralia journal OT Oral Tradition OTP Old Testament 1seudepigrapha PP Past and Fýesent PML1 Pvblications ofLhe Modern Language Association PT Poetics Today SBL The Society of Biblical Literature SBLSP 7he Socie! y ofBiblical Literature Seminar Papers SNTSMS Society for New Testament Studies Monograph Series
SF Skial Forces ST Sociological 7heog S7'Rev Sewanee 7heological Review 'IDJV7- Theological Dictionay of the New Testament 771em nemehos TS 7heog and Society TZ Theologische Zeitschrifl NVBC Word Biblical Commentary I V7_7 Westminster 7heologicaljournal NVUNT NVissenschafdiche Untersuchungen zum Neuen Testament z7K Zeitschrififtir 7heologie und Kirche
Part I: Introduction
Rodriguez 2 Chapter I
Jesus Tradition in Memory and Performance
[Early Christians] spoke freely about Jesus. They were neither forced anxiously to read from written texts nor restricted to commenting on them. In all the documents outside the Gos- pels we see how freely they could speak about Jesus. Where do we find the realjesus tradition?
Whether or not Mark and other Gospels existed in written form, they were performed orally and received aurally. Thus, if we are to understand them appropriately in their historical context, we must approach them with sensitivity to oral communication and to how textuality was inter- related with orality.
Richard A. Horsley, 'Introduction' to Perfoming the Gospe4 x
1.1. The Source of the Problem
Gospels scholar-ship increasingly recognises a disturbing paradox lying at the heart of its
area of inquiry: on the one hand, the field is text-based, and we intuitively perceive literary-
critical tools (especially source, form, and rrdaction criticism) as appropriate for the tasks of re-
construction and interpretation. I On the other hand, scholars increasingly recognise oralperfor-
mative contexts, including all the vagaries associated therewith, as important factors in how the gos-
pel texts generated (and invoked) the meanings they conveyed for their original audienceS. 2 We
have thus stumbled upon a disturbing insight, for New Testament scholars since before the nine-
teenth century have read the gospels as puzzles that preserve all the pieces or, if some have been
lost, critical scholarship can discem their shape (and perhaps their pattem) from what remains.
Now, however, we perceive a large gap in the middle of the puzzle, and the possibility that we
may know neither the puzzle's size nor all its important themes presents itself. The current pro-
ject attempts to 'feel around the edges' of that gap, not primarily in an attempt to 'fill in' the
missing bits, but rather in order to understand how our ignorance of (or lack of concem for) the
gap's existence has misled our efforts to interpret the traditional remains we do have.
First, however, we must recognise our complete lack of access to ancient oral perform-
ances of the gospel traditions. Even Whitney Shiner's (2003) appropriate insistence that the texts
intended (and so ought) to be heard in performance does not put us in touch with the dynamics
of ancient performance. Even so, the question remains: Do the synoptic gospels themselves pro.
I Cf. Stanton's robust defence of redaction criticism as the most appropriate tool, which can be supplemented but not replaced by other interpretative methods, for understanding the gospels (1994: 23- 53).
2 Cf. the essays in Horsley, Draper, and Foley 2006.
Rodriguez 3
vide evidence for their performance? In this project we do not propose a model in which the Jesus tradition in oral performance necessarily resembled (or reproduced) a gospel's text or cen- tred on a public reading of a gospel, nor do we suggest that any or all of the gospels represent the dictated text of an oral performance. Rather, we propose that performances of theJesus tra- dition accrued to themselves a sense of stability and repetition by way of multiple performances through time. As a performance in the present patterned itself on a growing corpus of previous
performances and installed itself within the community's collective memory, the indicative 'This is howJesus stories are expressed' tended toward the imperative 'This is howJesus stories ought to be expressed', and the two became one. And though each performance was a unique and autonomous event, all of them were perceived as an organic unity embodying a singular - if
still multiform - tradition. They were the Jesus tradition. 3
Oral performances evanesce, and performances of theJesus tradition neither depended
upon sciipt nor left behind transc? ipt. 4 For this mason, we advocate reading the gospel texts not
simply as scripts enabling or transcripts recording performance. We cannot critically analyse
performances of theJesus tradition, as entities in their own right; neither can we escape the fun-
damental problem that oral performances contextualised our texts' reception. Oral perform-
ances installed theJesus tradition in early Christian collective memory and became vital parts of
the traditional milieux in which Jesus' earliest followers lived. 5 The dynamics of the installation
ofJesus tr-aditions in early Christian memory still require analysis, but we cannot suppose a prio? i
that early Jesus traditioning was radically innovative. Rather, the Jesus tradition was ýýactive,
impacting and shapingJesus' followers even as they left their marks upon the content and struc-
ture of their traditions.
This installation of Jesus in his followers' collective memory binds the elusive onal
performances of the Jesus tradition with the extant written gospels, and these latter necessarily
form the objects of our analyseS. 6 Once again, not that our written gospels preserve records of
an individual oral parfQrmanca; -mther, they stand in similar relation to the total corpus ofJesus 3 Thus, though Kelber correctly rejects an evolutionary model of inevitability whereby the oral
tradition progressively became the synoptic tradition, he fails to reckon with the probability that the authors of the synoptic gospels were also tradents of the oral tradition. The relationship between written gospel and oral performance is neither contradiction nor evolution but development along one (or more) of a plurality of possible trajectories (pace Kelber 1983: xvi-xvii). In other words, our gospels were not in- evitable, but neither did they necessarily subvert the oralJesus tradition (cf. Gerhardsson 1986: 49).
4 This project thus pursues a different agendurn than Horsley and Draper 1999 and Shiner 2003. Both of those insightful works approach their texts (Q and Mark, respectively) as scripts enabling per- formance, whereas the conception here is of a text being received as an instance ofperfomance. Kelber has correctly noted, 'Spoken words vanish at the moment of their utterance. For this reason alone, speaking and the principles governing oral transmission are difficult to document' (1983: 1). Cf. Foley 1993a; 2002: 95-108, and his references to the Ethnopoetic works of D. Tedlock and D. Hymes, for careful dis- cussions of the difficulties of transcribing oral performance (and all the linguistic, paralinguistic, and nonlinguistic elements thereol) into written text.
5 How could it be otherwise, lest we suppose that theJesus tradition was performed and immedi- ately released from memory, forgotten, and without impact upon the community and its members, only to be performed again and, eventually, written down?
6 Dunn (e. g., 2003b; 2004; 2005a) has emphasised the impactJesus made on his followers, and he has approached the Jesus tradition looking for the various ways that impact - or, more accurately,
Rodriguez 4
dividual oral performance; rather, they stand in similar relation to the total corpus ofjesus tradi-
tion (an admittedly theoretical construct) as those performances and thus exhibit simBar charac- teristics. Jesus in early Christian collective memory, which, as we will see, 7 bears in itself the
same unpredictable patterns of fixity and fluidity that characterise the relation of any oral per- forinance vis-d-vis the totality of the oral-traditional corpus, 8 serves as the thread of continuity
that binds oral performances together and to the written gospel traditions. Insofar asjesus is installed in collective memory, the oral performance of theJesus tradi-
tion mediates the hislo? y ofjesus, his followers' recollections of his teachings, his actions, and his
interactions with those around him, and the impact he had on them as his followers. 'Ilius the
value of Samuel Byrskog's recent turn to contemporary oral historiography in his analysis of the
relation between Jesus and the extant gospel traditions: 9 inasmuch as the gospels represent his-
tog, they represent oral histoy. Perhaps here lies a root of the modern difficulty in identifying the
gospels as historical texts (or at least in agreeing on what such an identification means). 10 Unlike
the fonn critics, who posed the question of historicity in terms of dispassionate, objective report- ing versus persuasive, kerygmatic proclamation, Byrskog affirms that 'oral histog is notproduced at a distance but exists between the past and the present, relating to botI4 it is part of the past as well as the life
story of the informant' (2000: 107; original italics). '] At the very least the evangelists and other Jesus tradents believed the historical truth of their traditions, even if 'historical truth' would have
meant something different to them than to us. But we cannot assume either that they were com-
pletely or mostly wrong or that they were infallibly right, for even the construction of such bi-
nary categories misrepresents the information contained in the gospels and the questions this
project hopes to ask of them. Jesus' followers spoke ofJesus and did so with the awareness that
the events of his life belonged to the past, but they could not but speak of him in the present, and the oral history ofJesus and the gospel traditions were forged in this nexus of past and present. 12
those impacts - became textualised in the synoptic tradition. My reference to the 'installation' ofjcsus in his followers' collective memories is similar in concept but attempts to foreground the ways in which the impact (= significance) ofjesus upon his followers is itself a discursive process and not an analytical cate- gory to be reified and extrapolated from the extant texts aboutjesus.
7 See the theoretical discussion in Chapter 3, as well as the application of social memory theory tojesus'healings and exorcisms in the sayings tradition in Part 111, below.
8 See Chapter 4, below. 9 Cf. Byrskog 2000. 10 Even Gcrhardsson, who strongly affirms the historical reliability of the gospel traditions (cf
2001), acknowledges that 'it will not do ... to think of our Gospels as copies of a complete and mcchani- cally unaltered recording ofjesus' tcaching and of the firsthand reports of witnesses' (1977: 4 1).
11 While the primary difference between oral and written history must centre on the issue of sources (i. e., what makes a historical account 'oral' or 'written' is not primarily its mode of presentation but rather its use of oral sources [interviews, testimony, etc. ) or written sources [memoranda, written communications, etc. ]), Part 11 argues that every historical account, written or oral, mediates between the past and present. IVrittcn historical accounts, too, arc 'not produced at a distance', even though many, especially modem historiography, attempt to portray themselves as distanced, reserved, objective.
12 Here the question of the gospels' authorship becomes less critical than frequently thought. The distinction between eyewitness testimony tojesus and the testimony of those who passed onjcsus stories without ever having seen or heard him directly begins to blur when we take into account the social aspects
Rodriguez 5
More importantly, at least for our attempt to account for ancient oral performance, lit-
erary approaches to the gospels treat the written texts as if they themselves are the gospel tradi-
tion. 13 This chapter's first epigraph, however, suggests the possibility that our extant gospels
comprise only one part of the Jesus tradition, and the various ways in which the written texts
resonated within the larger tradition in loto critically affect our attempts to understand the texts
and their mediation of the historical Jesus. While the texts may preserve our primary remains of
the earlyJesus traditions, they operated within extensive traditional milieux that determined the
meanings they generated in communal oral readings and performances. 14 If we can anticipate
the discussion in Chapter 2: 15 we do not propose oral sources beizveen gospel texts but rather oral
tradition and performance enveloping and contextualising the texts themselves. In this light the gos-
pels are not literary editions or redactions of, or reactions to, each other. Our texts actualise the
tradition itself The gospels, each of them individually and all of them collectively, are theJesus
tradition. Gerhardsson has rightly noted, 'What we have for sure from Early Christianity is the
writings preserved in the New Testament. On the other hand, Early Christianity was something
more than texts and text production' (1990: 497). This 'something more' may prove critical, on
closer inspection, for our understanding of the texts, the communities that produced them, and
the people/events to which they testify. 16 Gerhardsson's differentiation between 'inner' and
'outer' tradition, and the recognition of verbal, behavioural, institutional, and material tradition
as distinct but interdependent expressions of outer tradition, immediately makes visible the point
that the written gospel texts are not the comprehensive, totalising expression of the Jesus tradi-
of oral history and collective memory (pact Bauckharn 2006). Regarding oral history: 'One transmits not merely material of an impersonal character, but experiences what the uitnesses have seen and heard' (Byrskog 2000: 107; emphasis added); regarding collective memory: 'Being social presupposes the ability to experi- ence things that happened to the groups to which we belong long before we even joined them as if they were part of our own personal past' (E. Zerubavel 2003: 3).
13 Cf. §2.3. a., below.
14 We have already rejected the idea that the texts were scripts enabling (or transcripts recording) subsequent oral traditional performances. For the remainder of this project, whenever 'performance of a text' is referred to it should be clear that what is being envisaged need not include the presence of a manu- script, open and available for the pcrformcr/'reader' to consult as he performs. This may have been the case, but it was certainly possible for early Christian tradents to perform gospel traditions, and even a gos- pcl itself, without actual recourse to a physical text (or the signs inscribed therein). See Shiner 2003: 4, 103-125.
15 Cf §2.3. a. i., below. 16 In a similar vein Pauline scholars do well to remember that Paul's interaction with his
churches was not limited to his written communications to them, to which we still have access. Tlus the claim sometimes made that Paul hands on very littlejesus tradition as such is, more precisely, the obscrva- tion that Paul's letters hand on very litdcjcsus tradition. But the letters themselves exhibit a focus upon the person ofJcsus as the Christ and, especially, the significance of his death and resurrection, and James Dunn in particular has suggested against the plausibility of Paul founding communities ccntred on Jesus' identity as the Christ, his death, and his resurrection without also passing on a substantive corpus ofJcsus tradition (1997: 182-206, esp. pp. 189-195). For an insightful discussion of 'testimony' as an epistcmologi- cal and hermcneutical category, cf. Bauckham 2006: 472-508.
Rodriguez 6
tion. 17 We ought to reaIise that even the verbal tradition transcended and enveloped its expres-
sion in written texts. 18
Thus we find ourselves in a perplexing situation: The or-al traditions ofJesus' earliest fol-
lowers, and the development of those traditions into the mid- and late-first century CE, appear both unrecoverable and of critical importance for our analyses of what traditional remains do sur-
vive (our written gospels). We neither have access to ancient oral performances of the Jesus tra-
dition, to know such basic things as the length and organisation of the material performed, the
verbal and sequential relationships between traditional units in performance, 19 the dynamics of
performer-audience interactions, etc., nor can we pretend that such performances did not exist. The written gospels did not constitute the traditional milieux in which the earliest Christian
movements developed; the gospels' audiences apprehended the texts within those milieux. This
project intends to explore the plausibility and significance of this observation. 20
We have thus far emphasised dynamics of stability, fixity, and continuity versus variabil- ity, fluidity, and development within oral-traditional milieux, but we must recognise these same dynamics as characteristic of the textual, chirographic expressions of the Jesus tradition. 21 Not
that oral and written traditions were fixed-but-fluid in the same ways; in fact, oral and textual
17 Notice the cautionary comment by Innes: 'Ultimately, oral tradition, unlike writing, can be radically reshaped by changes in social, political and cultural contexts, and can fall into oblivion without acts of conscious destruction. It needs a mnemonic, a social focus for memory. 7he attractive scope of theories about rememberedformulae underpinning poetic tradition should not lead us to underestimate the variept of mechanisms by which stories can be transmitted over time without writing, and the different functions which oral traditions can fulfil' (1998: 34; my emphasis). Written texts, too, could be 'radically reshaped' in our cultural milieu, both as a result of scribal transmission and of shifting interpretative frameworks (cfi Jaffee's discussion [2001: 8] of 'text-interpretive tradition', as well as Stock 1983; Thatcher 1998; Ehrman 1993; 2005).
18 Cf. Foley 2002: 23-26. 19 1 prefer to speak of 'traditional units' (or units of tradition) as opposed to 'pericopae' simply to
avoid the form-critical implication that such units necessarily circulated independently. It is undeniable that individual traditional units could be moved about and sequenced according to various and multiple (which is not to say infinite) schemes, but this does not in itself evince the corollary thatjesus' tradents necessarily transmitted these units separately and without relation to one another (cf. also Boomershine 1987: 62). Though the evidence of Rom. 12.9,14,17,20; Jas. 2.11,13; and esp. Acts 20.35; 2 Pet. 1.17- 18 shows that individual traditions could be transmitted independently, this does not necessitate that they were received apart from the largerjesus tradition (cf. §§2.3.; 4.3. c., below). Here Loveday Alexander's dis- tinction (1986: 68) between 'biographical anecdotes' and 'biography as such' is helpful; the fon-n-critical perspective on 'pericopae' assumes that early Christian communities had an interest in the former but not in the latter. Instead, we should recognise that Acts and the New Testament letters provide evidence of 'biographical anecdotes' that serve other purposes, while the gospels provide evidence of interest in 'biog- raphy as such'. Cf. also L Alexander 2006: 20. (This distinction, of course, is analytic rather than actual; 'It is these "biographical" anecdotes that form the backbone of the ancient biographical tradition' [L. Al- exander 2006: 24]. )
20 Todd Klutz also insists on reading the exorcism stories of Luke-Acts in a more carefully recon- structed approximation of their original context (2004: 4-5), though he is not focussing on the oral- performative dynamics we highlight here. Even so, his emphasis on 'sociostylistics', in which 'stylistic analysis of any given text gives careful attention not only to the linguistic structures of the text itself but also to the various kinds of extratextual forces that constrained and shaped the text's production in the first place' (2004: 16), is similar to our concern, where the 'extratextual forces' to which we are drawing attention are specifically oral-performative forces.
21 Cf. Doane 1991: 82-83; 106, ftn 13 for a discussion of the term 'chirographic'.
Rodriguez 7
traditions could develop in different ways. 22 But first-century CEJews and Christians (if we can
maintain those distinctions of convenience for just a moment) conceptualised 'text' much less
rigidly than we do. Jaffee's observation with respect to nabbinic liter-ature applies equally to the
gospels: The line between the authorial creator of a book, its scribal copyists, and its interpretive audience was a rather blurry one and was often crossed in ways no longer retrievable by literary criticism of the surviving texts. To the degree that a book was its or-al declama- tion and aural appropriation (rather than its mere material copy), the manuscript sub- strate of the book often bore the influence of the performative contexts in which it was shared. (Jaffee 2001: 18; original italics)
Boomershine has highlighted the issue of the fluidity of traditions embodied within a plurality of
written texts. He suggests that the use of written texts in the creation of other texts, and thus (in-
ter)dependence between them, is not restricted to copying (in the case of similarities) and editing (in the case of differences). Instead, fixity and fluidity between texts were part and parcel of the way
u7itten texts were accessed in a traditional milieu in thefirst place. In deconstructing the opposition be-
tween the oral and the written gospel proposed by Kelber (1983), Boomershine rejects KeIber's
distinction between sound and silence: 'The gospel continued to be read aloud. The transition
from the oral to the written gospel in Mark's context was not a transition from sound to silence but from sounds recomposed by a storyteller to sounds read from a manuscript' (1987: 61).
Surely we ought not assume that, after the first gospel was written, access to the gospel traditions
shifted from stogtelling to reading aloud; storytellers could peiform the tradition without the manu-
script in front of them and even without ever having had exposure to a written teXt. 23
'Memory', as well as reading aloud, overcomes the sound/silence dichotomy. 'Tbe basic
change', says Boomershine, 'between the memorization of oral truditions and the memorization
of manuscripts is the much higher degree of word for word memory in manuscript memoriza-
tion. However, the memorization and recomposition ofmanuscripts is an entirely different processfrom the edit- ing of documents' (1987: 61-62; emphasis added). Boomershine is certainly correCt, 24 but he has
over-emphasised memory-as-memorization and obscured the varied ways in which memory itself is variable and dynamic. 25 Nevertheless, we can affirm his larger point: written tradition,
22 Cf. Fentress and Wickham 1992: 9. 23 Cf. ftn 14, above. 24 On what basis can we deny the possibility that any of the evangelists were familiar with and,
perhaps, dependent upon written sources but accessed those sources without actually gazing upon them as material objects in the composition of their own texts? Even Talbert's claim that 'divergent wording is no obstacle to our viewing the Synoptic Problem as a literary one' (19 78: 95) is not an argument that the rela- tionships between the synoptics is literary, and in fact Talbert leaves unasked the very important question Boomershine is raising: What do we mean by 'literary'? Thus the question raised in §2.3. a. i., below: Can we envisage the synoptic gospels being both literarily interdependent and oral traditional?
25 That is, we ought not assume that the arrival of Mark's gospel effected a shift from 'memoriza- tion of oral traditions' to 'memorization of manuscripts'. As this project will attempt to argue, such a shift is motivated by an elevation of Mark's text as the authoritative/canonical expression of the tradition rather than by the mere appearance of that text on papyrus or parchment. Inasmuch as this elevation has not occurred in the earliest reception history of the text, Mark's gospel was apprehended as one exampLe (among
Rodriguez 8
like (and certainly no less than) oral tradition, is itself caught within the interacting ebb and flow
of stability and malleability, each implicated in the other, so that stability does not equal preser-
vation and malleability does not equal redaction. Fixity and fluidity belong together; both char-
acterise aspects of the continuity and development of gospel traditions.
1.2. The Plan of this Project
The remainder of Part I provides a brief survey of contemporary 'historical Jesus' re-
search (from 1985 to the present), particularly with respect to three issues vital for the project of
reconstructing images of the 'historical Jesus'. First, we assess the question of the place of 'crite-
ria of historical authenticity' in this research, examining their function and the results critics can
reasonably expect from their use. Second, we examine the rift between those who propose an
eschatologically orientatedJesus against those who insist on a sapiential figure. Third, we discuss
the increasing awareness in Jesus research of the dynamics of oral tradition and how that
awareness can generate an approach to interpreting and assessing the gospel traditions and the
access they grant to the 'real'Jesus of Nazareth. After we have surveyed 'historical Jesus' re-
search, we turn our attention to problems that have plagued gospels research on account of our
conceptualisation of Uesus traditions' as written, textual phenomena. Here we conceptualise the
gospels as 'oral-derived texts', a concept we explicate more fully in Chapter 4.
If Part I traces the rough outlines of the problem this project hopes to address, Part II
establishes the perspective from which we hope to achieve some progress vis-d-vis this problem.
Chapter 3 surveys the inter-disciplinary discussion of social memory theory. This discussion,
rooted in the work of Maurice Halbwachs, examines the role of social frames in shaping and
directing the memory of individuals within the context of a larger group. Similarly, and espe-
cially with respect to the works of Barry Schwartz, this discussion has reversed the terms and
examined memory itself as a social frame affecting and constraining social and political dis-
course. Thus we propose a model whereby past and present relate to each other in terms of an
inter-active, dialectic process in which social actors seek to understand both past and present in
terms of the other. The past exhibits a continuity related to the continuity of social groups
through time; succeeding generations cannot reconstruct the past without reference to previous
generations' memories. Even so, as new issues, problems, and situations arise and challenge the
stability of the social order, new aspects of the past become relevant and others wane in signifi-
cance, so that images of the past fluctuate. We then examine 'reputation' as a specific instance of
the more general term 'the past'. Reputations of historical figures vary across social boundaries
and through time, but that is not to say that the same figures are unrecognisable in other groups
or epochs. This perspective has important consequences for 'historical Jesus' prognammes,
which we attempt to carry through to our discussion in Part III.
others) of thejesus tradition in performance. Certainly Matthew and Luke, according to the Two-Source Hypothesis, constitute evidence that Mark's kxt was not originally perceived as sacrosanct.
Rodriguez 9
Before we turn to thejesus tradition itself, Chapter 4 raises the question of oral tradition
and oral-derived texts. Unlike social memory theory, which has only recently been applied to New Testament studieS, 26 oral traditional research has been waxing for over twenty years. As
such, we first address confusions that research has introduced into discussions of 'orality' and coral cultures' (as well as of Iiteracyý. We can then discuss the relationship between oral per- formance and textual expression, and we can especially appreciate the 'weight' of the diachronic
experience of oral performance bearing upon subsequent performances and the reception of
written texts under the 'pressure' of that weight. Written texts, then, are synchronic expressions
of the tradition that incorporate in their synchrony the tradition's diachrony. Thus we have to
explore the ways extratextual tradition enables our texts to generate meaning within the interac-
tional context of oral performance. Turning to the work ofjohn Wes Foley, we wHI see that
meaning is not contained within so much as it is invoked by the text. The text, rather than dictating
the tradition's meaning to the earliestjesus communities, became the means by which that meaning was
accessed. As critical historians we must be aware of the mechanisms embedded within the text by
which it refers to its larger extratextual context. Part III approaches the tradition ofjesus' healing and exorcistic activities embedded in
the sayings tradition from the perspective we established in Part 11. Chapter 5 examines the tra-
dition in Matt. 11.2-6//Luke 7.18-23, the story ofJohn the Baptist's question tojesuS, Gii El 6
draws upon various Isaianic traditions of restoration (scattered throughout what is critically
known as Deutero-Isaiah), though the precise relations between these texts andjesus' response
have proved elusive. We will move the discussion beyond the consideration of texts to examine
Jesus' response in light of Israelite tradition. 17his leads to a refined understanding ofjesus' earliest
followers' assessment ofjesus and his significance and offers at least the possibility of glimpsing
something ofjesus' own self-assessment. Tliough conclusions regardingJesus' view of himself
must remain tentative, the way is opened up, hermeneuticaffly speaking, to interpret this passage
coherently within the context ofJesus' Galilean activities (and not simply as an aspect of early
Christian propaganda). Chapter 6 turns to the much-discussed appearance ofjesus in Nazareth and his recep-
tion there as it appears in Luke 4.14-30. Though discussion of this tradition has centred on
questions of Luke's source, creativity, and purpose, our efforts focus on Luke's actualisation of
tradition that has a plausible claim to precede Luke's writing. That is, the tradition in Luke
4.16ff., though distinct from that in 7.18-23, exhibits a similar ethos and may provide a glimpse
into how Luke was able to work within the stable core of thejesus tradition to address a new
concern: to narrate the advance of the gospel fromjesus and his Galilean/Judean contexts to
26 Cf. the essays in Kirk and '17hatcher 2005b; Horsley, Drapcr, and Foley 2006; see also Gcrhardsson 2005; Dunn 2005a; Bauckham 2006.
Rodiiguez 10
the iicick'tjoia and its wider Mediterranean, Greco-Roman contexts. The question here, as in
Chapter 5, does not focus on issues of 'authenticity' or 'inauthenticity', as if categorising our texts as one or the other represented a significant advance in knowledge. Rather, we focus on
contextual questions: What might our passage mean in the context ofjesus' activity? Granted
that Luke utilised traditional materials when writing/performing Luke 4.14-30, how did he ma-
nipulate those traditional accounts to pursue his own agenda? And, finally, how has Luke's
performative /authorial activities preserved pre-formed images (reputations) ofjesus even as he
transformedjesus' reputation in his gospel (and in Acts).
Chapter 7 turns to the controversy generated byjesus' exorcistic activities and the re-
sponse of those who opposed him (esp. Matt. 12.22-28//Nlark 3.20-26//Luke 11.14-20). De-
spite the perspective generated by the widespread reading of these texts in terms of the sociology
of deviance, critical analyses have nevertheless focussed on Jesus as an individual deviant and
missed many of the wider socio-political dynamics that generated the so-called Beelzebul con- troversy and continued to characterisejewisb-Christian polemics long after the traditions were
expressed in our written texts. Jesus' response to his opponents in terms of 'the Spirit/finger of God', generally attributed to Q 11.20 (though cf §7.1, below), embeds his exorcistic activities
within Israelite tradition. Thus Jesus can understand his exorcisms -a comparatively recent innovation in Second-Temple Judaic socio-politico-theology - in terms continuous with genu- inely ancient aspects of his traditional milieu. This is not merely 'invention of tradition', neither is it simply the 'homeostatic' relationship between the past and the present characteristic of tra-
ditional societies. 27 Instead, jesus' turn to the past (Israelite tradition) to express the significance
of the present (his exorcisms) illustrates one of the powerful ways ancient persons could orientate
themselves in a foreign and overwhelming present in the familiar and comforting images of a
cherished past. Of course such 'keying' of past and present also served discursive and polemical
purposes in the present, 28 but that does not negate the quality of the past aspast as a resource to
be shaped and used in the present. 1.3. Getting Underway
One last point: This project proposes a hypothesis and attempts to test that hypothesis.
Part III is the 'experiment' that tests, verifies, and/or modifies the perspective developed in Part
II. Our goal is not an exegesis of the healings/exorcistic traditions, either in toto or as represented in the sayings tradition. Rather, we are trying to flesh out a method to pursue historical-critical
and hermeneutical questions regarding the gospels and their witness to the historical Jesus. That
is what this project is about; the sayings that refer tojesus' healings and exorcisms are merely
the field in which we localise the global questions (regardingjesus and the gospels' interpreta-
tions) and pursue them in detail.
27 Cf. flobsbawm and Ranger 1983; Goody 1968. 28 Cf. §3.3. a. for a discussion of keying and framing as processes of social memory.
Rodrfguez II
Chapter 2 Contemporary 'Historicaljesus' and Gospels Research
What novelty the present study has lies in its re- jection of a large number of current clich6s dealing with history or the history ofJesus.
Ben F. Meyer, ne Aims of 7esus, 21
It is imperative to pay singular attention to the texts in their present form. This is not denying that the gospels represent literary compositions with deep and tangled diachronic roots in oral and written traditions. But the point the narra- tological explication of the gospels is making is that there are overarching plot constructions, numerous subplots, thematically inspired figura- tions and compositional arrangements of vari- ous kinds that effect a reconfiguring of the tradi- tional legacy.
Richard A. Horsley, 'The Verbal Art in Qand Thomas, 27-28
2.1. Introduction: A Survey of Two Fields
We can say, with very little exaggeration, that scholars have approached 'historicalje-
sus' research and gospels research as distinct, if overlapping, areas of inquiry. This is evident, for
example, in the dominant narrative chronicling the development of 'historical Jesus' research,
which has characterised the period between Schweitzer's Von Reimarus zu Wrede (1906) and Kiisemann's 'Das Probkm des historischenjesu' (1953) as the 'No Quest'. ' In other words, for a pe-
riod in which gospels research was clearly thriving, asking new questions and developing new
methods to pursue answers, scholars widely accept thatjesus research was nowhere to be found.
'nese must be two separate (or at least separable) fields of scholarship. Despite the current state
of affairs, in which both the 'historical Jesus' and the (intra- and extracanonical) gospels are dy-
namic, vibr-ant fields of research, they nevertheless proceed surprisingly independently. While
this situation may be justifiable, this project (and the current chapter in particular) attempts to
situate itself firmly within both areas of inquiry. Hopefully this will shed some light on problem-
atic procedures and conclusions in both fields and lead to further understanding of the historical
Jesus as well as of the accounts of his life and teaching.
2.2. Issues in Contemporary 'Historicaljesus' Research
Book-length surveys of 'historical Jesus' research are widely available; 2 time and space
constrain us to a much more limited task. We focus on three key problems facingjesus research
I This narrative has come under recent criticism; e. g., Porter 2004b. 2 See, e. g., Borg 1991; 1994; Powell 1998; Witherington 1993. More recently, Dunn's review,
though impressive in scope, exhibits significant problems, not least that his organising schema ('The Flight from Dogma' [2003b: 25-65] and 'The Flight from History' [2003b: 67-97]) does not helpfully organise the data of the history of 'historical Jesus' research. For example, Dunn mentions Kdhler under 'The
Rodrfguez 12 from 1985 to the present. 3 '11iroughout the remainder of §2.2. we will address (a) the question of
criteria in 'historical Jesus' research, (b) the question of sapiential versus eschatological perspec-
tives ofJesus, and (c) the question of oral versus written traditions in reconstructions of the 'his-
toricaljesus'. Other issues (e. g., Jesus'Jewishness, the disjunction betweenjesus' and his follow-
ers' theology, etc. ), which themselves deserve attention, are excluded simply on the basis of space
constraints. 2.2. a. Jesus, History, and Criteria of Authenticity
T'hough a number of critics provide careful discussions of the criteria and their utilisa- tion, 4 others seem quite content to invoke the criteria haphazardly, particularly when one of
them supports a point made on other grounds-5 This is particularly problematic, especially since
even very careful discussions have not alleviated the philosophical and historiographical prob-
lems plaguing invocations of the criteria. 6 Even so, we can appreciate why scholars propose and
utilise criteria of authenticity, even if the results fall well short of what has been (at least implic-
itly) promised. We consider the nature and function of the criteria now.
2.2. a. i. Rules for Histor[icitly
Two factors drive the quest for criteria of authenticity. First, inasmuch as historiography
must be a critical enterprise, the historian's stance vis-d-vis her sources is typically sceptical. Crit-
ics have variously defined 'scepticism' as a hermeneutical principle, from Wright's 'hermeneutic
of love' (1992.63-64), which espouses a stance of questioning that seeks to understand the text
on its own terms, through Meier's 'unpapal conclave' (1991: 1-2, Passim), which seeks a consen-
sual statement on what historians can say without ideological interference (either religious, vari-
ously conceived, or irreligious), and on to the Jesus Seminar's stance that 'supposedly historical
elements in these narratives must therefore be demonstrated to be so' (Funk, Hoover, et aL
1993: 5). Given this diversity of perspectives, even if we could secure 'objective' criteria of his-
torical authenticity, we would still have problems determining the application of those 'objec-
tive' criteria. This is no small problem, as Meier demonstrates with considerable success. 7 At the
Flight from Dogma', while critics significantly more committed to historical-critical method (e. g., Kiise- mann, Bomkamm, Vermes, E. P. Sanders, biter aKos) appear in the discussion of 'The Flight from History'!
3 The choice of 1985 as a starting point is, like starting points in general, arbitrary; it was in 1985 that Robert W. Funk founded theJesus Seminar and E. P. Sanders'sjenu and3ýuým was published. This in many ways makes for an abrupt and uncomfortable entrance into the history of historical Jesus re- search, and we will make every effort to be sensitive to the development of this body of research prior to 1985. Others (e. g., Patterson) have also identified the 1980s as 'a decade of rejuvenated historical interest injesus'(200 lb: 69; Patterson, not surprisingly, focuses on the founding of theJesus Seminar).
4 For discussions of criteria and their use in Jesus research, cf. Meyer 1979: 76-94; Stein 1980; Boting 1988; Meier 1991: 167-195; Theissen and Winter 1997; Eve 2005; ýý afics. Crossan's discussion (1991: xxviii-xxxiv) is not primarily concemed with the traditional criteria but is pursued for largely the same purposes.
5 E. g., Sanders 1985: 268, where the criterion of dissimilarity, which lacks any programmatic force in Sanders's book, is invoked to support the authenticity of Matt. 8.22/Luke 9.60. Cf. also Fredrik-
sen 1988; 1999. 6 Cf. in particular Eve 2003. 7 Cf. Meier 1991: 167-195.
Rodriguez 13
broadest level we need to ask, Must a tradition 'pass muster' to be granted a place in our recon-
structions of the 'historical Jesus', or must it fail the test to be excluded? These represent very different standards of judgement %rith dramatic consequences for our images of the 'historical
Jesus'. 8 The quest for criteria is largely, therefore, the quest for an 'appropriately sceptical' his-
torical-critical perspective. Second, the perception that the gospels are 'hybrid texts', combinations of history and
theology, drives the quest for criteria of authenticity. 9 As such, jesus research attempts to isolate
historical kernels from the texts and leave behind the husks of the early communities' (or the
evangelists) theologies. For example, All critical scholars agree that the gospels contain both historically reliable material based on memories aboutjesus, and historically unreliable material based on his follow- ers' interpretations of his life, death, and teaching. The task of historical criticism is to analyze this complex blend of memory and interpretation in order to distinguish what should be attributed to the historicaIjesus and what should be attributed either to pro- gressive elaboration by the rank and file of early Christians who passed on the stories about him, or to the focused creativity of the individual gospel writers. (Miller 200 1 b: 2)
Jesus scholars employ the criteria in their attempts to perform this task with, ideally, a modicum
of objectivity. Even so, as already suggested, the ideal of objectivity is still an ideal; the appeal for
and appearance of objectivity has become increasingly spurious. 10 Even Meier's strikingly even- handed and cautious work, which claims repeatedly to restrain itself to 'a certain "low-level" of interpretation' (1994: 14, ftn 6), 11 exhibits numerous presuppositions and predispositions and
trades in scholarly (i. e., personal) decision-making. Meier's treatment of the historical evidence is
none the worse for all of this, but neither is it any more 'objective'. Finally, as will be discussed
below, serious problems plague the assumption that the traditions preserved within our texts can
8 Cf. Meyer 1979: 86-87. 9 Among myriad possible examples, cf. Crossan 1973: 5: 'Since creative reinterpretation by the
primitive church is the presupposition of the whole problem, a rigorous negativity must be invoked to separate whatJesus said or did from what the tradition records of his words and deeds. One must look especially for divergence between this earliest form and the general attitude of the primitive church. Only when such can be discerned can one be methodologically sure that it stems from the historicalJesus and not from the creativity of the church. ' In the last three decades, of course, scholars have acknowledged that we cannot treat 'the general attitude of the primitive church' as a known entity to be subtracted from the gospels to revealjesus pure and uninterpreted.
10 The term 'spurious' comes from Crossan 1991: xxxiv. There is a certain tension here; on the one hand, Crossan writes, 'I knew, therefore, before starting this book that it could not be another set of conclusions jostling for place among the numerous scholarly images of the historical Jesus currently avail- able' (199 I: xxviii). The irony, of course, is that that is exactly what his book is. On the other hand, it is doubtful that Crossan, who elsewhere claims 'I am concerned, not with an unattainable objectivity, but with an attainable honesty' (199 I: xxxiv), ever seriously thought it could be otherwise. Is the implication, then, that other attempts at the 'historical Jesus' failed to reach the standard of 'attainable honesty'? Cf. Funk (1996: 3) for a similar 'aspiration to honesty'.
II Cf. also Meier 1991: 10-11. Meier's concession ('To be sure, A Marginaljav works with pre- suppositions, but they are the general presuppositions of historiography' [1994: 14, fm 6]) is insufficient, especially in that there are no recognised (and therefore negligible) 'general presuppositions of historiog- raphy'. All of this mitigates the force of his statement, in the same note, that 'A Margiýdjav attempts as much as possible to let any overarching interpretation ofJesus and his work emerge gradually and natu- rally out of the convergence of the data judged historical. In particular, A Margindjav does not intend to impose on the data any predetermined interpretive grid, be it political, economic, or sociological!
Rodiiguez 14
be separated categorically as 'authentic' or 'inauthentic'; indeed, real questions attend to
whether these terms have any probative meaning in the first place. But even if the criteria of historical authenticity do not deliver on their promise of objec-
tivity in sifting through the gospel traditionS, 12 do they retain any value as a check against ram-
pant subjectivity? As we will see shortly, the empirical evidence of their use in diverse recon-
structions of the 'historicaljesus' suggests even this is doubtful. If anything, the criteria are useful insofar (and only insofar) as they provide the most transparent glimpses onto how particularje-
sus scholars conceive of their historiographical tasks. For instance, Meier's preference for and frequent appeal to the criterion of multiple attestation suggests his satisfaction to conceptualise
the 'historical Jesus' as the product of testimony from apparently independent sources. 13 Simi.
larly, Funk's heavy reliance on a criterion of dissimilarity, which seeks to distinguish Jesus from
the Jewish-Galilean milieu in which he lived and from the interests and concerns of those who followed after him, rests upon two assumptions: (a) that the 'historical Jesus' was (and must be
kept) distinct from each and every one of his contemporaries, and (b) that he was (and must be
kept) distinct from who his later followers thought he was. 14 In other words, the criteria of
authenticity function as vehicles of our subjectivities rather than checks against them. Inasmuch
as they provide handles on our presuppositions they retain some value, but they do not help
scholars distinguish 'authentic' from 'inauthentic' traditions. As Dunn has recently noted, 'the
lengthy debate from the 1960s onwards about appropriate criteria for recognition of the actual
words ofjesus has not been able to produce much agreement about the criteria, let alone their
application. All this is seen as simply demonstrating the inadequacies of the historical method as
traditionally conceived'(Dunn 2003b: 97).
2.2. a. ii. Jesus without the Criteria As suggested above, not everyJesus critic sets out to reconstruct the 'historical Jesus' by
first enumerating and discussing the criteria by which her work will proceed. Tlese scholars are
not 'uncritical' (or, worse, 'dishonest) about how they categorise traditions as 'authentic' or 'in-
authentic'. Rather, an alternative method of constructing one's image of Jesus begins with a
conscious rejection of reliance upon criteria and the atomistic categorisation of individual units
of tradition as 'authentic' or 'inauthentic'. Two approaches have generally been taken.
12 Allison (1998: 6) is worth quoting here: Whether or not one shares my misgivings about dissimilarity, coherence, and embarrassment, it is certain that they and other criteria have not led us into the promised land of scholarly consensus. If our tools were designed to overcome subjectivity and bring order to our discipline, then they have failed. '
13 Cf. Eve 2005; Crossan's programmatic 'bracketing of singularity' is similar, though his judge- ment regarding which sources are 'independent' is generally viewed as highly problematic.
14 'We are faced with a double distinction. We must compare and contrast Jesus with his contemporaries in order to distinguishJesus from other Galileans. But we must also distinguish Jesus from the reports about him preserved in the gospels, since thatJesus is the product, in large part, of his early admirers. Those reports will obscure as well as reveal' (Funk 1996: 58).
Rodriguez 13
First, E. P. Sanders began his reconstruction ofJesus by enumerating 'almost indisput-
able facts' aboutjesus, 15 and these form the 'bedrock' ofjesus tradition (1985: 10). Sanders iso-
lates number five (Jesus engaged in a controversy about the temple'; 1983: 11) as 'a point of en-
try for the study ofjesus' career and historical setting' (1985: 12). Though Sanders began with 'the facts', his reconstruction goes beyond them and involves considerable interpretation of the facts and how they should figure in our own critical historiognaphical efforts. Jesus did not, says Sanders, demonstrate or protest against judaism'per se; rather, he enacted a prophetic demon-
stration of the Temple's impending destruction. But Sanders has already noted that most, if not
every, jew (includingjesus) would have viewed the Temple and all its functions as instituted by
God; 'On what conceivable grounds couldJesus have undertaken to attack - and symbolize
the destruction of - what was ordained by God? The obvious answer is that destruction, in
turn, looks towards restoration' (1985: 7 1). The link between destruction and restoration has not been as obvious to others, but we point out here simply that Sanders moves beyond the facts to
argue for particular interpretations of the facts. 16
Though Sanders's approach explicitly and programmatically opposes that of the Jesus
Seminar (cf. Hoover 2002a; McGaughy 2002), it is not altogether different from that of one of its prominent members. Marcus Borg (1984) begins with a fairly secure fact from Jesus' activity: 'One of the most conspicuous and controversial aspects of the renewal movement founded by
Jesus was its table fellowship, a practice that marked the ministry ofjesus himself; it was perhaps
"the central feature" of his ministry' (1984: 78-79; citing Perrin 1967; my italics). Borg insists:
Jesus' table fellowship had meaning as an ac4 it was a "parabolic action"' (1984: 93; original ital-
ics). More programmatically, Borg begins not with criteria of authenticity but with 'a typology of
religious figures' in order to portray the 'historical Jesus' (cf. 1984: 12-13). Fredriksen (1999) fol-
lows much the same approach, though she starts with different facts17 and attributes to them
very different meanings. 18
15 Cf. Sanders 1985: 11, which includes eight such facts. Sanders later expanded his list to include fifteen facts (1993: 10-11).
16 This is not a criticism of Sanders's work; it is unclear how it could be otherwise. Rather, this is a point that Sanders's 'fact-based' approach shares in common with theJesus Seminar's and Meier's em- phasis on isolating 'data' via the use of criteria. That is, even if Funk or Mcier could objectively isolate data that could then be pressed to reveal something of the 'reaI'Jesus, they would still have to decide what those data meant for their reconstructions. This point is plainly admitted by Fredriksen (1999: 7).
17 'The single most solid fact aboutJesus' life is his death: he was executed by the Roman prefect Pilate, on or around Passover, in the manner Rome reserved particularly for political insurrectionists, namely, crucifixion. ... [The] second incontrovertible fact we have from the earliest movement [is]: ThoughJesus; was executed as a political insurrectionist, his followers were not' (Fredriksen 1999: 8,9). Funnily enough, though Sanders lists the Temple incident as a bedrock 'fact', Frediiksen doubts that such an event took place (cf. 1999: 234, passim).
18 Cf. the helpful summary of Fredriksens incredible position (1999: 265).
Rodriguez 16
Second, other critics have eschewed atomistic analyses of theJesus tradition and the cri-
teria that facilitate such analyses without proposing lists of unassailable facts. Wright, for exam-
ple, rejects outright the notion that the quest for data must precede the quest forJesus: 1-9
What is afoot ... is not the detailed objective study of individual passages, leading up to a new view ofJesus and the early church. It is a particular viezu ofJesus and the early church, working its way through into a detailed list of sayings thatfit with this tiew. Once this is recog- nized, it should also be seen that the real task, still awaiting all students ofJesus, is that of major hypothesis and serious verification, not pseudo-atomistic work on apparently isolated fragments. (Wright 1996: 33; original italics)
Ilis point requires emphasis: Wright proposes not a new approach to the problem of the 'his-
torical Jesus'; rather, he doubts that local questions (regarding the authenticity of individual Je-
sus traditions) have ever been pursued without attending to global questions (regarding the total-
ising image ofJesus to which one subscribes). 20 Wright wants to acknowledge this up front and
go about proposing his 'historical Jesus' accordingly. Wright's procedure, though it moves for-
ward using the rhetoric of criteria, 21 pursues a task fundamentally different than the task gener- ay pursued via the criteria: not authentication of individual traditions but verification of larger
hypotheses.
Allison (1998; 2001c) proposes a similar procedure. After a tour de force critiquing the
major criteria of authentiCity, 22 Allison cogently argues against the historical programme that
typically appeals to criteria. Unlike Wright, who insists all 'pseudo-atomistic work' onjesus al-
ready presupposes something of the 'historical Jesus', Allison questions the extent to which scep-
ticism can actually facilitateJesus; research. 23 On the one hand, distinguishing 'authentic' and
'inauthentic' traditions resembles 'separat[ing] chemical compounds with a knife. ... Why
should we think that contributing apocryphal material to theJesus tradition is something that,
two thousand years after the fact, we can regularly detect? ' (1998: 33). On the other hand, the
relationship between the gospels' reliability and our ability to know anything aboutJesus is in-
verse: the more the evangelists 'got it wrong' the more difficult for us to know. 'It is precarious to
19 Though Wright (and others as well; cf. Theissen and Winter 1997; Dunn 2003b) couches his investigation in terms of 'criteria' (viz., the double criterion of similarity and dissimilarity; e. g., 1996: 131- 132), he has in view a fundamentally different conception of the tasks of historiography.
20 Irrespective of one's perspective of Wright's own work, his point here is compelling. Notice, for
example, the two 'rules of written evidence' listed in thcjcsus Seminar's discussion of 'False Attribution' (Funk, Hoover, ef aL 1993: 22-23): 'Words borrowed from the fund of common lore or the Greek scrip- tures are often put on the lips ofjesus. ... The evangelists frequently attribute their own statements to Jesus'. These are proposed as tools to help sift through thcjcstis traditions, but they sound strikingly like conclusions (or, at least, hypotheses) aboutJesus and his early tradcnts. They are none the wone for being hypotheses, but they must then be evaluated differently. See also Crossan 1988: 10.
21 ' Jong with the much-discussed "criterion of dissimilarity" must go a criterion of double simi- .A
larity: when something can be seen to be credible (though perhaps deeply subversive) within first-ccntury Judaism, and credible as the implied starting-point (though not the exact replica) of something in later Christianity, there is a strong possibility of our being in touch with the genuine history ofjcsus' (Wright 1996: 132).
22 Dissimilarity, coherence, embarrassment, and multiple attestation (Allison 1998: 1-7). 23 Allison does not, however, recommend discarding the criteria altogether, if for no other reason
than he has 'not tumed up anything bcttee (cf. 1998: 6-7).
Rodriguez 17
urge that we can find the truth about Jesus on the basis of a few dozen sayings deemed to be
authentic if those sayings are interpreted contrary to the general impressions conveyed by the
early tradition in its entirety. ... Here skepticism devours itself. The conclusion refutes the
premises' (1998: 45). 24 Accordingly, Allison argues Jesus must have had a strong eschatological
orientation. The tradition establishes his role as a prophet announcing the eschaton apart from
considerations of individual traditions so clearly that, should individual traditions contradict this
notion, those tr-aditions (and not our conclusions) would be called into question (1998: 44). 25
We ought remember that, as mentioned above, Sanders refers to the criteria when they
support conclusions he has made on other bases, and Wright similarly utilises criteria to coher-
ently formulate his historiographical project. Allison, too, returns to the criteria when he consid-
ers 'the problern of authenticating individual complexes and topics' (1998: 51-54). 26 Of course, Allison does not establish a database from which his image of the 'historical Jesus' can be con-
structed; rather, his use of the criteria is 'guided by the paradigm of Jesus as eschatological
prophet and the working hypothesis that [particular] themes, motifs, and strategies ... go back
to Jesus himself' (1998: 51). None of what has been said here (§2.2. a. ) suggests that 'criteria' are
without value in historicalJesus research; we are trying to put the criteria in an appropriate con-
text. They are less criteria 'of historical authenticity' and more components of larger historical
arguments. We can now consider their'proper use'.
2.2. a. iii. jesus Traditions: Authentic, Inauthentic, Neither, Both
Two points require our attention, and that only briefly. First, as Elizabeth Tonkin has
argued regarding the critical practice of oral history, a fatal flaw confronts our categorical think-
ing: either authentic or inauthentic.
Professional historians who use the recollections of others cannotjust scan them for use- ful facts to pick out, like currants from a cake. Any such facts are so embedded in the representation that it directs an interpretation of them, and its very ordering, its plotting and its metaphors bear meaning too. (Tonkin 1992: 6)27
Tonkin's admonition calls into question a whole sector ofJesus research, in which scholars have
explicitly pursued programmes of decontextualisation, authentication, and recontextualisation. 28
"Ibe Jesus Seminar's 'authentication' of, for example, '. .. you must be as sly as a snake and as
simple as a dove'29 not only fails to provide any plausible interpretation of this logion, it also
24 Cf. Allison 200 1 c: 25-26. 25 Allison's argument is well and carefully made, though here he clearly overstates his case (cf. his
concession at 200 1 a: 88-89). 26 Though Allison, following Meyer (1979: 86) prefers 'indices' over'criteria' (Allison 1998: 5 1, ftn
174). 27 Cf. also Tonkin 1990: 27. 28 Horsley 2001; 2003; Horsley and Draper 1999 are also concerned to problematise this pro-
gramme; for example, 'The procedure by which scholars establish a "database" from which they then construct a picture ofjesus is especially problematic as historical method.... Rather Than purposely isolating 3esus-sa
. yingsfrom the only contexts of meaning to which we will ham access, ad is, the Gospels, we must startfrom those fiterag source? (Horsley 2003: 8; emphasis added).
29 Matt. 10.16; Gos. 77iom 39.3; Funk, Hoover, et aL 1993: 169-170,494-493.
Rodriguez 18
lacks any compelling argument for (or against) authenticity. 30 This should not surprise us, since
the logion, stripped of any context or significance, fails to support any image ofjesus other than
as one who uttered contextless, insignificant platitudes. Thus we only know for certain that,
whatever this saying meant onjesus' lips, its meaning is distorted in Matt. 10.16.
Tonkin does not limit the assessment and interpretation of individual traditions to their
meanings in their original context. But certainly the originative context of the 'data' we seek
must play a part in our analyses. The criteria of historical authenticity have been used to pry
individual traditions from their contexts, but doing so mutilates them beyond recognition. An
4 authentic' logion ofjesus no longer rrmains but rather words that cannot put us in touch with
the 'real'jesus, even if he did happen to speak them. Indeed, if the meanings ofjesus' sayings
were more stable than the words themselves, as thejesus Seminar suggests, 31 then the sayings'
literary contexts, as vehicles of those meanings, deserve closer attention than do the sayings
themselves. The meanings ofjesus' sayings, not their wordings, reflect the 'realjesus'.
Our second point is related to the first: the criteria direct exegesis ofjesus traditions
more helpfully than they assess those traditions' historicity. Though scholars frequently invoke
the criteria to declare this or that saying 'authentic' or 'inauthentic', their use ought to be much
less categorical. The criteria have a hermeneutical value that far exceeds their historical-critical
value. In other words,
Historical research is not faced with the simple alternative 'authentic' or 'inauthentic, ' but with the question of how the extant tradition may receive the most satisfactory his- torical explanation, whether this is by tracing it back tojesus or explaining it from some other historical conteXt. 32 There are three possibilities to which the traditions attributed tojesus may be traced: tojews, tojesus, to Christians. The logic of research means that tracing a tradition back tojews has a different relative importance ... than does tracing a tradition back to early Christianity. (Theissen and Winter 1997: 204)
As always, we deal here with probabilities rather than certainties, and therefore a more provi.
sional use of the criteria is warranted rather than the flat declaration 'authentic' or 'inauthen-
30 The Seminar mentions a possible 'twinkle in the eye', along with a 'humorous twist' and a paradoxical element as arguments for authenticity, despite the fact that its 'proverbial' nature (Funk, Hoover, et at 1993: 170,493) jars with their judgement that 'words borrowed from the fund of common lore ... are often put on the lips ofjesus'(1993: 22). How this qualifies as a serious historical judgement is difficult to discern.
31 'Transmitters of oral tradition do not ordinarily remember the exact wording of the saying or parable they are attempting to quote.... Passing oral lore along is much like telling and retelling a joke: we can perhaps recall the organization of the joke, along with most or all of the punchline, but we rarely remember and retell it precisely as we heard it the first time ... Further experiments [in memory) have demonstrated that we grasp the essence or the gist of what we hear or read' (Funk, Hoover, et at 1993: 2 7, 28; original italics). This leads to conflicting 'rules of oral evidence': on the one hand, 'The oral memory best retains sayings and anecdotes that are short, provocative, memorable - and oft-repeated', a rule that is concerned with word-for-word memorisation ofJesus' sayings. On the other hand, Jesus' disciples re- membered the core or gist of his sayings and parables, not his precise words, except in rare cases' (1993: 28), a rule that is explicitly concerned with creative yet conservative retelling. Could it be that these conflicting 'rules' evince the Seminar's dependence upon (and not completely successful redaction oo two independent sources?
32 See the discussion of Luke's portrayal ofJesus' appearance in the synagogue in Nazareth (Luke 4.16-30) in §6.4, below.
Rodriguez 19
tiC1.33 When we pose the question of 'dissimilarity', for example, we ought ask what it means for
the interpretation of, say, Luke 4.25-27 if we posit its origin in Luke's redaction /creation ofJe-
sus tradition to frame the programme of Luke-Acts, on the one hand, or in the proclamation of Jesus, on the other. Ile assessment of 'inauthentic' too often presupposes a particular interpre-
tation of the tradition being assessed. 34 If We may anticipate later discussion, 35 the question of 'dissimilarity' from later Christian theology requires us to note that the traditions to whichJesus
refers in Luke 4.25-27 are involved in political polemic against Israel, but this polemic orýinates from and remains uithin Israel. On what basis can we presume, a priori, thatJesus as a 3ew could not have levelled theological, social, or political criticism against his own ethnos? That Luke's pro-
gramme was overtly concemed with the extension of God's blessing to the gentiles is, therefore,
less relevant to the question of Luke 4: 25-27's authenticity than to this text's significance in dif-
ferent contexts. The next two chapters will continue to question the categorical distinctions 'authentic'
or 'inauthentic'; indeed, the current project has as one of its major purposes the proposal of a
programme for 'historical Jesus' research that asks more sensitive questions than, Is this in or
out? Individual Jesus traditions cannot be so easily categorised as one or the other. Sometimes
traditions can be both, sometimes neither.
2.2. b. jesus and the Sapiential Turn
Another discussion current in Jesus research and related to the question of criteria is
that ofJesus' location vis-d-visjewish sapiential or eschatological thought. 36 Near the tum of the
twentieth century Johannes Weiss and Albert Schweitzer famously concluded that Jesus was driven by an eschatological, even apocalyptic, concern. The work of the Jesus Seminar and
many of its constituents has vigorously proposed and defended the thesis thatJesus was not an
eschatologically orientated Jew, a position consistent with the influence bome upon many of
them by Bultmann and his studentS. 37 Despite the efforts of some to portray the current state of
affairs otherwise, neither Jesus the sage nor Jesus the prophet enjoys considerable consensus
across the institution of New Testament research, though we ought recognise that many critics
acknowledge the utility of both for our reconstructions of the 'historical Jesus'. Indeed, perhaps
the insistence upon one, at the expense of the other, is the real source of distortion.
33 Cf. Allison (1998: 7): 'However much we better our methods for authenticating the traditions aboutjcsus, we are never going to produce results that can be confirmed or disconfirmed.... Appeals to shared critcria may, we can pray, assist us in being sclf-critical, but when all is said and done we look for the historical Jesus with our imaginations. '
34 In the current instance, regarding Luke 4.25-27: 'Luke attributes a remark tojesus that an- ticipatcs and summarizes his whole gospel story; the remark is based on two passages from the Greek Bi- ble (I Kg% 17: 1-16; 2 Kgs 5: 1-14). A major Lukan theme - the Christian mission is to carry the gospel to pagans or gentiles - is embodied in the remarks attributed tojesus' (Funk, Hoover, el aL 1993: 280).
35 Cf. §6.4. b., below. 36 Cf. the debate in N101cr 200 1 a; also helpful is Powell 1998: 172-174; Borg 1994. 37 Cf. Allison 2001 a: 84-85,93-94.
Rodriguez 20 2.2. b. i. 'Eschatology' and the Problem of Meaning
One of the perennial problems plaguing the question ofjesus' sapiential versus eschato- logical outlook involves the question of what, exactly, 'eschatology' means. 'nough the term is
rooted in Ecrx(xTo; (variously translated 'last' [thing] or 'end' [tirne]), critics disagree on where to
go from here. Marcus Borg has taken up this challenge head-on. In earlier statements Borg was
concerned to include notions of the literal 'end of the world', imminence, and direct divine in-
tervention in any understanding of 'eschatology'. 38 Without these three notions, 'eschatology'
becomes too vague, and apparent consensus among scholars (that Jesus was 'eschatological')
masks very real differences (that he expected the 'end of the world'39 or the 'restoration' of Is-
rae140 or whatever). 'Thus implications legitimately derived from eschatology in the sense advo-
cated by Weiss and Schweitzer often continue to be recited even when eschatology is used in a
substantially different sense' (Borg 1984: 11). Ten years later Borg repented of his insistence on 'end of the world' as a central aspect of 'eschatology', though he continues to stress the radical
transformation wrapped up in the term. 41
Ile debate about the proper place of 'end of the world' ideas in the discussion of escha-
tology continues, perhaps unhelpfully. As late as 2001 Robert Miller could claim that, 'In a gen-
eral sense eschatology is a set of beliefs about the end of the world. In biblical studies ['eschatol-
ogy] refers to a way of thinking that is centered on the end of history' (2001b: 5). 42 The confu-
sion is only compounded when Crossan, in the very same volume, can say (quite rightly), 'We
should retire forever that now-misleading phrase "end of the world" and speak, as the ancients intended, about "the end of the present aeon of evil"' (2001b: 138). 43 If, then, we can agree to
38 E. g.: 'I am defining [eschatology] to include as an indispensable element the notion that the world itself will come to an end, including the traditional expectation of lastjudgment, resurrection, and dawn of the new age. 7he eschatologicalje= is one who &nht this was imminea Thus, with the term "eschato- logical, " I do not mean "end" in more metaphorical senses, either the sense of a dramatic change in Is- rael's history, or in the sense of a radical change in the individual's subjectivity which one might describe by speaking of the (old) world coming to an end for that individual' (Borg 1986: 81, fin 1; original italics; cf. 1984: 10-13).
39 So Schweitzer 1906; Allison 1998. 40 So Sanders 1983; Wright 1996. 41 Jewish eschatologies did not typically involve "die end of the world, " if by that is meant the
end of the space-time universe. What a colleague has helpfully called "molecular eschatology" - the dis- appearance of the material world - is not part of the expectation.... But the conditions of life would be so different in a visible and tangible way, involving the kinds of changes that could not be brought about simply by human activity, that one may properly speak of the end of the present age/order/world and the coming of the new age/order/world established by God' (Borg 1994: 70-71; cf. also 1994: 91, ftn 8, where Borg insists he never intended 'the end of the space-time world' when he wrote 'the world itself will come to an end' [1986: 8 1, fin 1; cited above]).
42 Note that Miller understands 'end of the world' in f irst-century Jewish and Christian thought to refer to a culmination, not a cessation, of God's plan for the world/history. It would appear, though, that the harder Miller presses the distinction between culmination and cessation, the less apropos it is for him to still refer to the 'end of the world'. Cf. also the discussion in Dunn 2003b: 398-40 1.
43 Cf. Crossan 1991: 238, where he cites Borg's earlier definition of 'eschatology' and insists on a broader understanding of the term. His position here (2001b) appears even more nuanced, in that, in 199 1, he continued to attribute to apocalyptic eschatology a notion of 'the end of the world', whereas he is now suggesting, quite rightly, that the phrase be subjected to consuming fire, as it were.
Rodriguez 21
put behind us the concept of the total destruction of creation and recognise the transformative implications (or, better, implications of renewal) at the centre of the phenomena we refer to as 'eschatology', we still have to decide how broad a range of phenomena the term can meaningý fully and helpfully encompass. 44
Borg unrepentantly insists that an 'apocalyptic' or 'eschatological' paradigm is inade-
quate for understanding the historical Jesus, 45 but, he also points out that such judgements de-
pend on how we define 'eschatology' and 'apocalyptic' (1994: 73). Borg defines 'eschatology,
narrowly and insists on three elements: '(1) chronological futurity; (2) dramatic divine interven-
tion in a public and objectively unmistakable way, resulting in (3) a radically new state of affairs, including vindication of God's people, whether on a renewed earth or in another worid' (1994: 7 3). But Borg does not simply define eschatology this narrowly; he insists upon such a defi-
nition and objects that affirming an 'eschatological'Jesus according to a 'broadened sense', such
as is frequently found, 'becomes virtually meaningless' (1994: 73).
Two points must be made. First, though Borg rightly insists that we must use terms as important as 'apocalyptic' and 'eschatological' precisely and not expand them so they lose all
probative value, his own very precise definition of 'eschatology', as given above, is so narrow
that the r6ection of an eschatological Jesus is likewise meaningless. As an example, Borg insists on 'divine intervention in a public and objectively unmistakable way' (that is, directly) though the
evidence from the Second Temple period makes it difficult to maintain the distinction between
'direct' and 'indirect' divine intervention in Jewish thought. 46 Thus, Borg's insistence that an 'eschatological' Jesus must expect divine action (and this directly), and his conclusion that Jesus
expected instead that human social and political structures would continue, does not actually help us to understand Jesus any better. 47 This is borne out in our second point: Borg finds a
44 Here we arc more concerned with the broader set of phenomena subsumed under the label 'eschatology'. When we consider 'eschatology', however, notions of 'apocalyptic' are never far behind. Though much more could be said, suffice it here to mention that this project will reserve the more specific term 'apocalyptic' for notions of 'revelation' as a vehicle of eschatological speculation, while purposeMy avoiding the more popular connotations of epic destruction, violence, and judgement. For a similar per- spective, see Dunn 2003b: 401.
45 Cf. 1986; 1994: 69-96; 200 1 b; 2001 c; 2002: 136. 46 Borg knows of this problem, as is evident even in his earlier writings: 'Ile notion that Yahweh
would fight to dcfendjerusalcm and the Temple did not mean that Israel would therefore remain pas- sively inactive, trusting to the unmediated activity of God, for it was characteristic of holy war theology that earthly warriors fought, even though one spoke primarily of the divine warrior' (1984: 166).
47 Note the difficulties evident in Borg's attempt to make all the necessary qualifications in 1994: 70-7 1; 9 1, fin 8. Ile reference in Mark 14.58 to a Temple 'not made with hands' (&XCtponoiT1Tov) need not be pressed to mean 'built by God aithout human participation'. - it is entirely understandable as con- noting the authority under whose auspices the new Temple would be built. In other words, the Temple Xctponoiii-tov Oit., 'built by hand[s]) was built under Herod's impetus; the Temple 6XEtponoi-nrov would be built under the impetus of YHWI. Lohse (1974: 436) points out that in Herodotus XEtponoiTIroq dif- ferentiates 'what man has done and what has come into being naturally'. This sense is still recognisable, even if it has been transformed, in the LXX, wherein Xcipotoinrog 'almost always stands for Hbr. ý'ýK
and it describes the gods as made with men's hands'. In New Testament usage the LXXs anti-idol conno- tations are turned inward against Jeuish symbols of the covenant with YH1VH (the Temple, as we are
Rodriguez 22
similar problem of definition firmly at the heart of the debate concerning Jesus as a 'political' figure. Borg identifies both a narrow and a broad definition of 'politiCS', 48 but in this case he
elects for the broad understanding of the terin: 'If "politics" is used in the narrow sense, then Jesus was basically non-political.... Yet, as I shall arguejesus both challenged the existing so- cial order and advocated an alternative. ... This is "political" in the broad sense of the word' (1994: 98). 49 If Borg willingly concedes a broadened use of 'political' to affirm Jesus' interest in
(or concern for) the political structures of his day (and here he is certainly correct), then on what basis can he insist that 'eschatology' be restricted to the narrowest possible use?
We propose, then, an understanding of 'eschatology' that centres on the notion of ful- filment, specifically of YHNVH's promises to Israel. Ilat is, a concern with eschatology (i. e., with 'the end') means a concern with the coming fulfilment of the Lord's promises to Israel. Tliere
are a few advantages to this understanding. First, inasmuch as 'eschatology' implies futurity, it
does so as a function of its social critique that the current state of Israel is not as it should be. 50 77hings are not as they should be in the present, but they will be in the fiture. Often, as is well known, the belief that this 'future' was near heightened this expectation. Second, inasmuch as 'eschatology' connotes 'the end', it refers to the ideal state of affairs in which God's promises are
realised in Israel on earth. Not that nothing else would happen once this ideal state was 'ushered
in', though manyJews did think of it (or at least described it) as an everiasting reality. 51 Rather,
Jewish eschatology emphasised the 'end' of Israel's current state of expectation, in which loyalty
to YH1VH included an element of trust in spite ofpresent reali6eS. 52 Despite his restriction ofjew-
discussing, but also circumcision; cf Eph. 2.11; Col. 2.11, cited in Lohse 1974). Thus Xciponoill-Toc, and &Xetponoill, rog even in Mark 14.58 par. functioned rhetorically rather than to signal the expectation of a building built without human interposition. Indeed, if we insist on Borg's excessively narrow understand- ing of the language of 'eschatology', it is not clear howJesus could be accused of threatening, cyct') icara- Xýao) -r6v vct6v 'roý-rov -t6v xEtponointov icoA 8ul -rpt(7)v ýpcp@)v AXov axEtponoinrov ol- icoSopýow, unless both Jesus and his accusers agreed that whateverjesus would build (olrosopýaw) he would do without use of his hands.
48 Curiously, Borg explicitly links the discussion regarding the definition of 'politics' with the de- bate over the definition of 'eschatology': 'As with eschatologp, there is both a narrow and broad deflinition of politics, and whether one sees Jesus as political is greatly affected by one's definition' (1991: 98; emphasis added).
49 The rest of this quote is particularly interesting- 'Indeed, in this broader sense, much ofthe bibli- cal tradition ispolitical'(1 994: 98; emphasis added). Compare this with Borg's rhetoric against a broader un- derstanding of eschatology: 'In this broad sense, much ofthe BiMe is eschatological'(1994: 72; emphasis added).
50 Notice that the referent has shifted from 'the world' to 'Israel'; much of the discussion, I think, has suffered confusion because we forget that we arc dealing with Second Temple Jewish eschatology. Inasmuch as 'the world' was the scene in which eschatological schemes were envisaged, it was as a func- tion of God's dealing with Israel and not, say, North America or Europe. To say that eschatological speculation 'was focused on the culmination of history and the fulfillment of God's plan for humanity' (Miller 2001 b: 6) is not wrong, but it masks that 'God's plan for humanity'would be fulfilled vir-ti-vis Israel. Miether 'the nations' were expected to receive judgement or blessing, they did so as a function of God's
working in and through Israel. Cf. also §7.3., below. 51 Cf Wright's discussion of 'apocalyptic' (1992: 280-338), in which he discusses, inter alia, Dan.
7.14; Psa. 145.10-13; Test. Alos. 10.1 - 10; Wis. 3.7-9. 52 This, as far as I can tell, is what it means to say the 'end' in first-ccnturyjewish and Christian
thought was perceived as 'culmination', not 'cessation' (AHler 2001b: 5; cited above), though most critics are happy not to state what they mean with any level of specificity.
Rodriguez 23
ish hopes of restoration to the notion of 'end of exile', Wright correctly says ofjewish restora- tionist expectation:
One of the central ways of expressing this hope was the division of time into two eras: the present age and the age to come. The present age was a time when the creator god seemed to be hiding his face; the age to come would see the renewal of the created world. The present age was the time of Israel's misery; in the age to come she would be restored. In the present age wicked men seemed to be flourishing, in the age to come they would receive theirjust reward. (Wright 1992: 299-300)
In the eschaton, loyalty to 'VHIVH would be sustained, at least in part, because ofpresent realities. 'Ibird, this understanding of 'eschatology' mediates between Borg's (and Allison's) insistence on tangible transformation and his complaint that, for others, dramatic (but, ultimately, non- transformative) events, such as the fall of the Berlin wall, could be called 'eschatological'. 53 The
change is indeed dramatic and transformative, though perhaps not as dramatic as planetary con- flagration. Finally, this perspective of 'eschatology' recognises the necessity of divine intervention
in order to bring about the eschaton, but it does not insist on this divine intervention at the ex-
pense of the activity of human agents. Despite all of this, our understanding of 'eschatology' still
admits of a wide range of conceptualisations and the diverse and inchoate expectations of turn-
of-the-erajewish and Christian eschatologies. 2.2. b. ii. Eschatological and Sapiential Traditions
Crossan, in his discussion of ý PctatXEicc T6 ftoý), clearly acknowledges the link be-
tween eschatological and sapiential discourse in Second Templejewrish texts. In fact, 'the kingm
dom of God' is one of the important links between the two. 'If one emphasizes, however, that
"kingdom of God" could have been easily heard as an apocalyptic expression54 at the time of
Jesus, one must just as equally emphasize that it could have been heard instead as a sapiential
one' (1991: 287). 55 Why does Crossan say 'instead'? Ought we imagine that ancient Jews, when
speaking about the rule of God, understood God's rule either as the wise, beneficent reign of the
Creator, which provides a model for human monarchs seeking to rule justly, or as the ultimate
establishment of the kingdom of God on Zion, with the nations acknowledging the sovereignty
of YHIVH over creation and Israel as his chosen tribe? Ibis is unlikely; thus we accept Cros-
53 Cf. Wright 1992: 282, who uses precisely this analogy. Borg opines: Mat seems too broad' (1994: 3 1). Whether eschatological language seemed apropos for describing the significance of German reunification in North American universities is certainly a different question than whether such language seemed appropriate to the German people. Similarly, critics need to consider whether eschatological lan- guage might have seemed appropriate to Second-Templie erajetvs for describing significant changes in Israel's political fortunes. It is not at all clear, then, that this understanding of eschatology is 'too broad'.
54 Crossan's use of 'apocalyptic', though distinct from 'eschatology', emphasises not revelation but 'divine intervention so transcendentally obvious that one's adversaries or enemies, oppressors or persecu- tors would be forced to acknowledge it and to accept conversion or concede defeat' (1991: 238). This is quite distinct from how the term is being used in the current project and, in fact, is nearer to our use of 'eschatological'; cf. fin 6 1, below.
55 Cf. also Crossan 1991: 284; pace Patterson: Me term "reign of God" is not to be found in the apocalyptic literature of ancientjudaism. It belongs rather to the discourse of wisdom theology, and the question of what constitutes wise andjust rule' (2001b: 76). As Allison (2001a: 96-97) points out, this claim is rather incredible. Cf. also Dunn 2003b: 393-396 for a more helpful analysis.
Rodriguez 24
san's larger point, that ý PcccrtXcia roý Oeoý could have apocalyptic and/or sapiential reso-
nances, but we resist having to classify occurrences of this phrase as one or the other. 56
Crossan proposes a fourfold typology of ý 0=0xicc roý Oeoý in which two distinct
groups of people (retainers and peasants) each have two options regarding how they perceive
and react to their world (apocalyptic and wisdoM). 57 This typology can be graphically repre-
sented: Apocalyptic Wisdom
retainers 'proclaimed apocalypse' (e. g., I Enoch) 'ideal mode of human existence here and now'(e. g., Philo)
peasants 'performed apocalypse' (e. g., the 'sign 'Kingdom of nobodies and the desti- prophets') tute' (as, e. g., injesus' parables and
aphorisms)
This is helpful insofar as it provides an opening for us to examine ancient traditions regarding the kingdom of God and the social location of those traditions. But, as we have been trying to demonstrate, the vertical line separating 'apocalyptic' from 'sapiential' distorts the evidence be-
fore us. 58 For examplejesus' actions were perceived by those around him as resonating with the biblical traditions of God's actions in the past. Though he did not venture across Galilee promis- ing signs to those who would follow him (unlike the 'sign prophets' in Crossan's third quadrant), his contemporaries understood him, like those 'sign prophets', in terms of God's continuing ac-
tivity among his peoplejesus (and this is not unique to him) crosses that vertical line as if it were
not there; perhaps it should not be.
Sean Freyne approaches the interrelationship between (apocalyptic) eschatological and
sapiential thought forms from both sides. 59 In Israel's biblical tradition, 'the prophets are also deeply conscious of the rich symbolism of the natural world as expressive of Yahweh's relations
with Israel, when describing both present infidelity and futurr, restoration' (2004: 33). Wisdom,
56 Crossan continues to oppose wisdom and apocalyptic in his analysis, even though he is aware that, if a distinction is to be made, they are two aspects of one worldview. In his 'typology of the kingdom of God', to be discussed presently, 'apocalyptic and sapiential modes are defined as separate types of un- derstanding. They could be and often were combined, but they are taken here as disjunctive rather than conjunctive options' (1991: 29 1). This rings somewhat artificial. Regarding apocalyptic, in which 'a future Kingdom [is) dependent on the overpowering action of God', it is high time to move beyond formulations such as: 'Believers can, at Me ve? y mos4 prepare or persuade, implore or assist its arrival, but its accom- plishment is consigned to dizýpower alone' (1991: 292; emphases added). 11ough Second Templejews could conceive of God acting directly (i. e., not via an agent, human or supernatural), they did not consider his intervention via an agent as any less 'an act of God'. Tbus, the 'apocalyptic' kingdom's binary opposite, the 'sapiential' kingdom, which is 'present rather than future' and which one entered 'by wisdom or good- ness, by virtue, justice, or freedom' (1991: 292; emphasis added), loses all distinctiveness and analytical utility. As an example, there is no indication that that most apocalyptically orientated Jew/Christian, Paul, did not value and promote to his readers wisdom, goodness, virtue, j ustice, or freedom, even if he subversively redefined some, if not all, of those terms (cf. Rom. 14.17; 1 Cor. 6.9-10; Gal. 5.16-25; 1 Thess. 2.10-12, all of which fit within a 'sapiential' context, mention ý PacrtXeia [(, r6) &61, and ap- pear in the letters that scholars agree were written by the apostle himseIf).
57 Cf. Crossan 1991: 291-292. 58 Allison, in reference to Kloppenborg's work, refers to the distinction between sapiential and
prophetic layers as 'worrisome' and asks, 'Is [this distinction] perhaps an ahistorical construct? ' (1997: 4). 59 Cf. Freyne 2004: 33-37.
$1, ýjt
Rodriguez 25
which was rooted in the natural world, provided not only the images that sustained prophetic
critique (e. g., Isa. 5.1-7) but also the vision toward which that critique hoped to move society (e. g., Amos 9.13-15). Conversely, Israel's wisdom tradition, which Freyne identifies as a product
of Israel's international relations, 'has been thoroughly integrated into Israel's theological framework' (2004: 35). Wisdom, therefore, is not distinct from other aspects of Israelite tradition but has been reformulated to serve the same programmes as those other aspects (e. g., prophetic
and/or 'eschatological' traditions). For this reason, 'the links between Wisdom and Apocalyptic
are also well established in Daniel and I Enoch, pointing to wisdom as heavenly and esoteric,
cAing for divine revelation in order to unlock its secrets' (2004: 35). Accordingly, eschatological
speculation and wisdom observation were not two distinct programmes in ancient Judaic
thought; rather, they were two vehicles that enabled the pursuit of various social, ideological,
and theological agenda. Here lies a source of our disagreement with Crossan's analysis: despite his attempts to
nuance the distinction he nevertheless upholds that
The split betweenjesus as a sapiential teacher of wisdom versusjesus as an apocalyptic prophet of eschatology can be traced back as far as one can ever get in the inauguraije- sus tradition.... I also emphasize that one can discover combinations and conflations of an apocalyptic and a sapiential vision ofjesus. But, where they are opposed to each other, they bespeak the obvious twin modes of handling an unacceptable present. One can, in a sapiential mode, go backward into a past and lost Eden, or one can, in an apocalyptic mode, go forward into a future and imminent Heaven. (Crossan 1991: 227- 228)
Once again, the opposition between wisdom and eschatology is dramatically deconstructed in
the ancient sources, perhaps most poignantly injohn's &7roK6XuxVtq, in which 6 mxpasEtao;
Toý ftoý (as well as the 'tree of lifeý functions as a driving image ofJohn's, vision of the 'future
and imminent Heaven' (Rev. 2.7; cf. Rev. 22). In addition, the point cited above, that wisdom looks back and apocalyptic looks forward, conflicts with other statements Crossan has written. For example, 'Mie sapiential Kingdom] is therefore an ethical Kingdom, but it must be abso- lutely insisted that it could be just as eschatological as was the apocalyptic Kingdom' (1991: 292).
Crossan's point is clear enough: 'eschatological' means, simply, 'world-negating'. 60 But we can-
not forget that eschatologv includes notions of 'the end', even if those notions remain vaguely de-
fined. 61 An 'eschatological' kingdom, then, ultimately looks forward, but this usually (almost al-
ways) also entails looking back.
One last point regarding the relationship between eschatological and sapiential tradi-
tions. One of the most distinctive, well-attested characteristics ofJesus' teaching is his use of par-
ables. Our approach tojesus' parables, however, immediately encounters a striking problem: on
60 Cf. Crossan 1991: 238,292. 61 Recall that Crossan's distinction between 'eschatology' and 'apocalyptic' is not the same as the
one proposed for this project (cf ftn 54, above). Tlius, though we have been refcrring to the 'apocalyptic Kingdom' in our interaction with Crossan's work, what he means is much more aligned with 'cschatologi- cal kingdom' according to our formulation.
Rodriguez 26
the one hand, many scholars identify the parable as a wisdom form; 62 on the other hand, jesus'
parables graphically communicate his eschatology. TIus we see that, inasmuch as the eschato- logical use of parables appears odd to modem scholarship, our analytical disjunction between
apocalyptic and wisdom does not fit the evidence with which we have to work. At stake here is
not simply the parables' 'frames' or any other mechanism of the evangelists' redaction. Rather,
the question must be, How could the gospel writers accurately preserve any trace ofJesus' teach- ings (as is affirmed by those who see Jesus' parables as wisdom and not eschatology) and yet dis-
tort beyond recognition the meaning of that teaching? 63 Even if we were to grant that the contexts in which the gospel writers inserted Jesus' teachings were the products of their own literary (or
oral perfon-native) tendencies, that would not mitigate the problem of why Jesus' tradents
thought it necessary to preserve his teaching at all when everythingJesus said ran so contrary to
the beliefs and perspectivesJesus' followers (apparently) legitimated by appeal to his teachings. 64
'I'lius we are forced back to an earlier conclusion: Wisdom forms (viz., Jesus' parables) were not distinct from but could be used in service of eschatological programmes. That this is so in the
synoptic gospels is indisputable. That it could have been so in Jesus' teaching, therefore, is im-
possible to dismiss on apriori bases.
2.2. c. jesus, Speech, and Script
Tle discussion here will be necessarily brief, especially as it will be picked up in further
detail below. 65 Tle question of oral and written traditions, however, has been of sufficient im-
port in 'historical Jesus' research tojustify, even require, its inclusion here. First, no scholar seri-
ously disputes thefact of the oral gospel tradition; 66 what to do with this fact is another matter
completely. Some critics conceptualise the so-called 'oral period' of the transmission ofJesus
traditions as a period of (uncontrollably) unstable flux; 67 others suppose that oral transmission of
tradition, at least ofJesus traditions, is considerably stable. 68 Others, however, are content to
postulate some level of correspondence between written and oral transmission, so that one's sta- bility (and instability) is comparable to the other. 69
Some specific names have become particularly and prominently associated with the
concern for the oral traditional influences and/or character of the gospel traditions. Birger
Gerhardsson, 70 Werner Kelber, 71 and James D. G. Dunn72 Come first to mind; others rightly
62 E. g., Patterson 2001 a: 145; 2001 b. 63 Cf. Funk, Hoover, d at 1993: 27-29; Patterson 1993: 238. 64 Cf. §5.1., below. 65 Cf §2.3. and Chapter 4, below. 66 Michael Goulder is, perhaps, the exception that proves the rule (cf Goulder 1985; Goodacre
1996). 67 E. g., thcjesus Seminar (Funk, Hoover, el at 1993: 25-32); cf. Derico 2004 for an interaction
with this conceptualisation. 68 Cf. the works of Gcrhardsson listed in the bibliography. 69 E. g., Sanders 1969: 7-8. 70 Esp. Gerhardsson 1998; 200 1; 2005. 71 Esp. Kelber 1983, but also the other works cited in the bibliography.
Rodriguez 27
deserve mentioning. 73 71ough 'historical Jesus' scholars frequently invoke the oral Jesus tradi-
tion, many appear to have spent little time among the vast and diverse body of literature, from
across multiple disciplines, that specifically addresses the dynamics of oral traditions from vari-
ous epochs and locales. Indeed, in some instances the consideration of oral tradition and trans-
mission goes no further than the ideas imported from early twentieth-century folkloristics by the form CritiCS. 74 For example,
Members of the Jesus Seminar have gathered what is known about the transmission of oral tradition - not just in the gospels, but elsewhere in oral cultures - and have en- deavored to turn this knowledge into a set of rules of evidence related to the formation and transmission of theJesus tradition in oral form. These rules are guidelines for ana- lyzing the earliest layer of tradition found in the written gospels. (Funk, Hoover, el aL 1993: 28)
A few points are relevant. First, 'what is known' about oral traditional processes is not some 'thing' that can be gathered and put into service of any exegetical or historical programme; at best, we are here dealing with a discursive field in which particular questions, concerns, dynam-
ics, processes, and comparative evidences can be brought to bear upon the question at hand.
Second, it has been manifestly apparent, at least since Sanders 1969, that developing a 'set of
rules of evidence' to analyse either the written gospel traditions or the oral traditions they are
thought to record is problematic, even untenable. Moreover, any attempt to do so would require
more sophistication than that found in the Seminar's discussion. Finally, the content of 'what is
known' about oral tradition, at least as far as it can be deduced from the 'rules of oral evidence'
proposed by thejesus Seminar, 75 is patently wrong. At least since Lord's ne Singer of Tales (1960)
it has been impossible to maintain, for example, that 'the oral memory best retains sayings and
anecdotes that are short, provocative, memorable - and oft-repeated' (Funk, Hoover, el al. 1993: 28). As Lord has demonstrated, and as has been reaffirmed in more recent research, oral
tradition is neither anxious about the impossibBity of remembering longer texts nor very taken
up with the problem of 'memorisation' at any rate. 76 7he Fwe Gospels does not even evince famili-
arity with the one work which Seminar Fellows could be reasonably expected to refer: 7he Oral
72 Esp. Dunn 1987; 2000; 2003a; 2003b; 2003a; 2005b. 73 Cf Horsley and Draper 1999; Horsley 2001; 2003; Achtemcier 1990; see also the works by
Kenneth Bailcy, Pieter Bothajoanna Dewey, Holly Hearon, Vernon Robbins, inter alios. Note, however, that many of these latter critics arc more concerned with the gospels than with Jesus research (inasmuch as the distinction is still helpful).
74 Though note that Sanders questions the influence of earlier folkloristics upon the form-critical programme, as it is often assumed: 'The form critics did not derive laws of transmission from a study of folk literature, as many think. They derived them by two methods: (a) by assuming that purity of form (or, in the case of Taylor, impurity of form) indicates relative antiquity, and (b) by determining how Matthew
and Luke used Mark and Q, and how the later literature used the canonical Gospels' (1969: 26). This, then, would explain how form criticism never was able to escape a literary model of tradition transmission (cf Dunn 2003b: 127-128,194-195): it never intended to in the first place. This is not incredible, in that the assumptions of the form critics were already outdated when Lord published A Singer of Tales (1960), if not before that with the work of Lord's teacher, Milman Parry (in the 1920s and 1930s).
75 Cf. Funk, Hoover, et at. 1993: 25-34. 76 Cf. also Foley 2006a, whose conclusions concerning memory advance on Lord's seminal
works. See also Chapter 3, below.
Rodriguez 28
and the Written Cospd (Kelber 1983). 77 Lest the problem of neglecting research into oral tradition
and performance appear primarily applicable to the work of theJesus Seminar, we should rec- ognise that other 'historical Jesus' research suffers from similar shortcomingS. 78
2.2. c. i. Synoptic Relations: A Preliminary DiscIaimer
Surprisingly, the discussion of the role of the oral Jesus tradition in the composition and
reception of the (synoptic) gospels has not led to any systematic criticism of the dominant Two-
Source Hypothesis or source criticism as a literary-critical endeavour. 79 Kelber (1983) explicitly
addresses the different oral dynamics of the two earliest written collections of gospel traditions (note the mention of Mark and Qin his subtitle). Horsley and Draper, too, feel no obligation to
even discuss the Two-Source Hypothesis and, instead, immediately proceed to critique standard
approaches to Q(both as a document and as a collection of traditions). Gerhardsson has explic- itly affirmed his judgement that recent research has not shaken his confidence in Markan prior- ity, 80 and Dunn, despite suggesting that parts of the Q tradition are better understood as 'oral
tradition', nevertheless continues to see in Matthew and Luke evidence for a documentary
source, Q. 81 Derico (2004: 10) likewise notes this peculiarity. The question, therefore, confronts
us head-on: Are we, in the current project, suggesting that no literary (inter)relationship exists
among our synoptic gospels? I must confess that, in the first instance, I am suspicious of the Two-Source Hypothesis
and the presuppositions masked thereby. There is nothing inherentlY unconvincing about the no-
tions - either singly or all together - that Mark was written before Matthew and Luke, that
the latter two knew of and drew upon the former and that they did so independently, or that both Matthew and Luke had access to another source, consisting primarily of sayings ofjesus,
which they drew upon and edited for their own purposes. This last source is conventionally re- ferred to as 'Q:, though other titles have been gaining popularity over the last couple decades.
But a number of disconcerting issues remain. First, given the widespread acceptance of the Two-
77 1 consider this a 'reasonable' expectation because, in 1993 (when ne Five Gospels was pub- lished), 7he Oral and the Written Gospel was one of a very few works dealing explicitly with the question of oral Jesus tradition, and Kelber's book was itself the subject of scholarly discussion (cf the essays in Sil- berman 1987). If, in 1993, they were unfamiliar with Kelber's monograph, it is even more difficult to dis- cern how 7he Fwe Gospels can claim to have interacted at all with 'what is known' about oral tradition and transmission.
78 CC Meier 199 1; 1994 (whose assessment of Kelber's work [cf 1991: 160, ftn H 3] is appropti- ate but ultimately without consequence for the remainder of his analysis); Fredrikscn 1999; Sanders 1983; 1993; Theissen and Merz 1996; inter ahos.
79 Cf. the discussion in §7.1, below. 80 Cf. Gerhardsson 2001: 85, fin 57, though he does refer to 'the sayings ofJesus in the so-called Q
material' (2001: 79; emphasis added), which can (but need not) communicate scepticism of the Q hypothesis.
81 Dunn (2005b) argues that YJoppcnborg's sapiential layer Q1 is better understood as oral tradi- tion. He also recogniscs that evidence for Q is difficult, in that verbal correspondence between Matthean and Lukan passages attributed to Qvarics between nearly 100% for some passages, closer to 8% for oth- ers; thus Dunn distinguishes between the hypothetical document ('Q) and the traditions that are, with varying degrees of similarity, common to both Mattliew and Luke ('q'; cf. 2003b: 148-149).
Rodriguez 29 Source Hypothesis, scholars commonly treat Q as if it 'reay existed', on papyrus or parchment,
rather than as a hypothetical construct. 82 Similarly, so much depends upon these particular rela- tionships between our actual texts (Mark, Matthew, and Luke) that, to the extent that these rela- tionships, too, are hypothetical, our own reconstructions have built into them a growing element
of contingency. Specifically, we argue below, the texts are often situated alongside one another to identify developmental (evolutionary? ) trajectories between them, and these trajectories are
then reified and become explanatory mechanisms for the development of 'early Christianity' as
a whole. 83 Finally, the fact that there are multiple and equally plausible ways to construe the
evidence for Q ought to make us remember Qs doubly hypothetical status: not just its exisknce but also its nature. 84 How, then, the Two-Source Hypothesis enables us to make probative inquir-
ies into 'Christian origins' is especially undear. 85
Despite my admitted scepticism, the problem is not with the Two-Source Hypothesis it-
self (or any of its rivals) but rather with the use to which it is put. 86 That Mark was written first
and was independently known to Matthew and Luke is entirely reasonable, as is the theory that
the latter also had access to another written source (or sources) ofJesus' sayings. But this in no
way obviates the question of the composition and reception of the gospels, especially of Matthew
and Luke. Given the social and historical realities of manuscript production and acquisition,
reading and performance, 87 the current project highlights the question, Are we to imagine the
82 Cf. Goodacre 2002, chap. 1. 83 A common feature of this approach to our texts is the employment of the archaeological mcta-
phor as an orientating symbol that drives textual and historical reconstruction (cf. Crossan 199 1; Crossan and Reed 2002; Kloppenborg 2000; Robinson, et aL 1985; inter alios, cf the critique in Goodacre 2002: 5- 7).
84 Very well known is the tradition of Robinson-Koester-yjoppenborg (cf. Robinson 1964; Robinson and Koester 1971; Kloppenborg 1987; 2000). Just as sophisticated and historically sensitive, however, are the works of Allison 1997 (who, despite himself, provides a different compositional history of Q), M. Casey 2002 (who adheres to a 'chaotic' model of Q), and Horsley and Draper 1999 (who reject atomising approaches to sayings traditions and identify larger 'discourses' comprising the document), inter alios. Note that all of these critics argue in favour of a written source (or sources) but evince different notions of what that written source is.
85 This is apart from the fact that a notable minority of scholars are equally convinced of differ- ent literary interrelations between the synoptics; e. g., that Mark and Luke depend on Matthew; that Mat- thew used Luke and Mark, that earlier forms of a gospel (esp. Umarkus or proto-Lukc) were used by an- other gospel writer, that Mark was first but Matthew and Luke were not independent, and so on.
86 Klutz, too, notes that 'a growing number of scholarly works on the Gospels and Acts arc ex- perimenting with methods adapted from literary criticism and the social sciences, with questions about the ancient author's Christian sources often being either backgrounded or completely bracketed' (2004: 9-10). Klutz does not necessarily share my scepticism vis-d-vis the Two-Source Hypothesis, but he, like this pro- ject, takes advantage of methods that do not depend on source-critical hypotheses to investigate problems of Christian origins.
97 TheJeSUS Seminar is helpful here: 'One should recall that copies of the first gospels were un- doubtedly rare and difficult to use once acquired. It is not an easy thing to look up a passage in a sixteen- foot scroll (unrolling and rolling the parchment until one came to the desired text).... Moreover, parch- ment was expensive and few of the cady leaders of the church could read and write. Even papyrus, which is closer to modern paper, was beyond ordinary means and was not as durable as parchment, which was made from animal skins. The economics ofpublication and the relatively low fileraty level in sociey limited the use of written documents in populist movements Ake Christianiyfor many decades' (Funk, Hoover, et al. 1993: 26; emphasis added). Though the Seminar may exaggerate the extent to which 'few of the early leaders of the church
Rodriguez 30
gospel writers, particularly Matthew and Luke, sitting at a desk, isolated, putting pen or quAl or stylus to papyrus or parchment, synthesising sources that line the wall around them? 88 Or can we hypothesise literary (inter)dependence in other ways, such that other possibilities nbt only remain open but new options previously unewrisaged arise from the texts? To repeat: Despite
my misgivings about standard hypotheses of literary relationships between the synoptics and the
ways those theories are used, the current project does not undermine those hypotheses so much
as it investigates whether they can be put to better, more Mstorically sensitive uses. 2.2. c. ii. Origins of Tradition: Written versus Oral
If we can return to the issue of oral tradition in reconstructing the 'historical Jesus', the final question of our brief survey ofjesus research pertains to how we can identify so-called 'oral
traditions' in our texts. 89 We are not concerned here with the oft-made distinction between writ- ten and oral tradition (and the 'pyschodynarnics' thercoo. 90 At the same time, we are not looking for traces of oral composition embedded in the written texts. After the appearance of A Singer of Taks (Lord 1960), a mad dash to diverse and variegated traditions scattered through time and
space ensued as researchers hoped to find evidence of oral composition-in-performance in those
traditions. 91 T'hough the applicability of this programme Ci. e., Oral-Formulaic research) to the
case ofjesus and the gospels has been rigorously questioned, 92 others have defended precisely
this approach to the gospels and have found traces of 'oral patterning' in our texts, especially Mark and/or Q93 Alternatively, both Gerhardsson and Dunn begin not with exegetical but his-
torical issues in identifying oral tradition as a formative influence on the synoptic texts. Birger Gerhardsson's work, since the initial publication of his doctoral thesis in 1961,
has turned to the Jewish rabbinic materials to understand the cultural patterns and systems
available for both Jesus' and his disciples' understanding of their roles as teacher and learners,
respectively. I lis point has not been that the relation that obtained between Jesus and his disci-
ples was an example of a rabbinic school (as it can be reconstructed from later texts), but rather
that the rabbi-disciple relationship was structured according to traditional patterns, and that
these patterns, too, were available forjesus and his disciples to think about and navigate their
own situations. 94
could read and write', their point is nevertheless crucial for understanding the gospels and the access they provide to the 'rcal'jcsus.
118 As does, for example, B. Mack (1988: 321,322-323): 'Alark was a scholar. A reader of texts and a writer of texts.... Mark's Gospel was not the product of divine revelation. It was not a pious transmission of revered tradition. It was composed at a desk in a scholar's study lined with texts and open to discourse with other intellectuals' (cited in Horsley 2006e-234, ftn 5)- Cf. also Downing 1985.97-98.
" Cf §2.3. b, below. 40 This distinction, and the problems inherent in it, will be discussed in §4.2. a., below. 91 This programme was itself suggested by I., ord 1960: 130; it came under severe criticism fairly
early on (cf. Benson 1966; Finnegan 1976) and has been helpfully revised by Foley (I 990c; 199 1). 92 Cf. II urtado 1997; Gerhardsson 2005: 1-7. 91 Cf esp. j. Dewey 1989; 1992, Picter Botha 199 1, and Kelber 1983. 94 Cr Gerhardsson 2001: 73-74.
Rodriguez 31 Jesus, despite his incomparable grandeur, taught his disciples, and that clearly in tradi- tional style asfar as the exkmalform is concerwd. I have said that his disciples, if in fact they were proper disciples, must have memorized weighty sayings of their master. I have also said that the Twelve, afterjesus' death, probably were for several years residents ofje- rusalem and functioned there as an authoritative collegiurn, and that as such they very likely 'worked with the Word of the Lord' - the holy scriptures and theJesus tradition - in a way basically resembling the 'work with the Word' that occurred in otherjewish groups, as for example the leading men of the Qumran community or of the Pharisees. (Gerhardsson 2001: 73; original italics)
The key here is the disciples' responsibility to 'memorize weighty sayings'. In this way Gerhardsson postulates considerable stability (and therefore reliability) in the oral transmission
or tradition, though he emphasises that the tradition could, under certain circumstances and for
certain purposes, be subject to modification. 95 Tlus the oral quality of much of the synoptic tra- dition is determined on the analogy of other (especially rabbinic) models. For Gerhardsson, the form critics 'do not show sufficient energy in anchoring the question of the origin of the Gospel
tradition within the framework of the question how holy, authoritative tradition was transmitted in thejewish milieu of Palestine and elsewhere at the time of the New Testament' (1977: 8-9). %
Exegetical questions (e. g., identifying 'various didactic and poetic devices' or 'repetition) sup-
plement, but do not initiate, the identification of oral tradition. 97 But the key point is always 'memorization', which for Gerhardsson ensured the authentic, oral transmission of the sayings (1977: 70-72) and narrative traditions (2001: 80-82).
Dunn's approach is both appreciative of and different from Gerhardsson's. Dunn builds
upon Kenneth Bailey's synthesis of Bultmann's thesis of an informal, uncontrolled tradition with Gerhardsson's antithesis of a formal, controlled tradition to propose that the oral gospel tradi-
tion was informal, controlled tradition. 98 Mereas Gerhardsson pursued the question of oral
tradition (and, primarily, transmission) on the conviction that the rabbinic parallel offered an
insight into the relation betweenjesus, as master, and his disciples, Dunn does so with the con-
viction that 'the nearest [analogies] we have to fill the gap [between our own, highly literate per-
spective and that of first-century Palestine] are the anecdotal essays by Kenneth Bailey in which he has reflected on more than thirty years [sic] experience of Aliddle East village life'
95 E. g., Gerhardsson 2001: 7 1, fin 26; 8 1. 'Men one remembers that throughout the whole pe- riod the concreteJesus; tradition consisted essentially of texts that were memorized, interpreted, compiled, grouped, and regrouped and on which authoritative teachers could undertake certain redactional opera- tions (particularly in connecting elements but also in the text of the traditions), then another picture emerges, one that differs from the scheme "first tradition - then redaction. " The situation was much more one orcontinual interplay between transmission and redaction" (2001: 84; original italics).
1ý6 I lere is the problem with Gerhardsson's statement, quoted above, that 'his disciples, if in fact they were proper disciples, must have memorized weighty sayings of their master' (Gerhardsson 2001: 73). Gerhardsson assumes, wrongly, in our opinion, that Jesus called his disciples to internalisc and transmit tradition rather than to engage in a social, political, and theological programme in which tradition served an important role. Jesus' disciples, in other words, were disciples because they followed Jesus and were tasked with the same sorts of things he did, not because they memorised the words he spoke.
W Cf. Gerhardsson's discussion of 'the rabbis' pedagogical methods and the technique employed in oral transmission' (1977: 19-24).
'* Cf Dunn 2000: 288-296; 2003b: 192-210; see also Bailey 1991: 35-40; Wright 1996: 133-137.
Rodiiguez 32 (2003b: 206). T'her6ore, the presence and influence of oral tradition is simply a fact, an a p7iori
assumption. 99 Ile procedure for analysing this tradition, then, is to set paraflel gospel traditions beside each other and to ask what type of oral tradition the extant texts preserve. 100 Parallels
that evince more variation were 'less controlled'; those that were more stable were 'more con-
trolled'. 101 Thus a model of oral tradition as a stable core to which details can be stripped, ap-
pended, modified, elaborated, and so forth emerges from the application of Bailey's insights to
the synoptic texts. 102
Tle historical approach to identifying oral tradition in the gospels, as exemplified by
Gerhardsson and Dunn, seems much more firuitfid for gospels andjesus research than the exe-
getical approach of Kelber and others. Features of the texts (e. g., formulae, repetition, rhythmic
patterns, etc. ) do not raise the possibility of oral tradition enveloping our texts or generate ques-
tions of the traditioning processes. Rather, historical hypothesising (on the bases of low literacy
rates, the robustness of the tradition despite the inaccessibility of its written texts to the majority
of the people, the potency of tradition to foster and sustain social critique among non-/semi-
literate groups, etc. ) generates our questions, and features of our text are then seen from new
perspectives. To emphasise the point: what follows in Part III is not a demonstration that features
of the text must lead to the conclusion of oral tradition (and not written sources) generating the
synoptic texts; rather, we are proposing a reading strategy on the basis of larger historical hy-
potheses, to be discussed in Chapters 3 and 4, and testing that strategy (and its driving hypothe-
ses) by reading the texts from our new vantage point. Before we turn to these tasks, however, let
us first survey the question of the gospels' literary interrelationships in gospels research.
2.3. Gospel Relationships in Contemporary Research
Gospels research, as a field, is certainly too broad to deal with in any significant detail,
and so the current discussion is limited to how gospels scholarship conceives the ob ect of its
study and the relationships between specific gospels. Here two questions drive our discussion:
First, how has the conceptualisation of the gospels as written texts governed their interpretation,
both literarily and historically? and, Second, how would a shift in perspective toward the gospels
" CC Dunn 2003b: 173: 'Few if any today assume that the written sources take the readcr back directly to thejesus who worked and taught in Galilee three or more decades earlier. But equally, few if any doubt that behind the written sources there was earlier tradition. ' I should state plainly that I do not disagree with this assumption; the presence and influence of oral tradition can be taken for granted, even if assessing that presence and influence proves much more difficult. But that I agree with one of Dunn's assumptions does not change its status as an assumption.
1100 Dunn follows the typology proposed by Bailey, in which three types of oral tradition can be discerned: (a) those with no flexibility, either in their core substance or their incidentals, (b) those with some flexibility in detail but with a stable core, and (c) those with total flexibility, both in their core and in their details (Dunn 2003b: 206-207; cf Bailey 1991: 42-45).
I'll Cf the discinision of the conversion of Saul (Dunn 2003b: 210-212). We should not forget that Dunn still allows for literary dependence between our gospels and their sources, so 'control' of oral tradi- tion is not the only explanatory model Dunn invokes.
102 Cf. Dunn 2003b: 223-224, passim.
Rodriguez 33
as actualisations of an ongoing, vibrant, fluid tradition afTect their interpretation, both literarily
and historically?
2.3. a. Written Gospels, Written Sources
If any consensus exists among contemporary gospels scholars, it is that, despite the often
striking differences between them, the similarities in wording, content, and order between the
three synoptic gospels require the assumption of a literary relationship between them. 103 Often
enough the agreement ends there, but it comes at least this far. 104 The presumption of literary
relationships among the synoptics is often stated explidtly; 105 sometimes it is left implicit but
unmistakable. 106 Indeed, readings of the gospels lacking the presupposition of a literary relation-
ship stand out for that very reason; for example: 'Tle tradition built on or added to a core, con-
sisting of the events and sayings of the ministry ofJesus and of his passion. Note that I am saying
that the story is added to existing oral accounts, not that Matthew and Luke added episodes to
an already existing Mark' (Lord 1978: 44). 107 'ne precise nature of the literary relationships be-
tween the synoptic gospels continues to generate debate, though certainly a majority of scholars
103 Studies that defend (or presume) a literary relationship between the synoptic gospels arc ubiq- uitous, and it would be futile to attempt to construct a significant list of them here. However, even schol- ars who rail against the dominant conception of the literary relationship(s) among the synoptics and em- phasise the oral nature of the (pre-) synoptic tradition still make use of the Two-Source Hypothesis (e. g., Gerhardsson 1986; Dunn 2003b). Kelber's statement is, perhaps, one of the most forceful among scholars probing oral dynamics of the gospel tradition: 'The profusion of verbatim correspondences and sequential parallelisms is such as to suggest textual interaction of some kind. Redaction and literary criticism, moreo- ver, have convincingly demonstrated that the differences among the gospels represent distinct theological views worked out by writers, not fluctuations symptomatic of oral transmission' (1983: 78).
104 Cf. the essays in Bcllinzoni 1985b and Dungan 1990. Both volumes acknowledge this consen- sus at the outset (e. g., Bcllinzoni 1985a: 4) and immediately set out to argue for exactly what type of liter- ary relationship best accounts for the synoptic gospels as we have them. This is not to suggest that scholars are comfortable with assuming only a literary relationship between the synoptics (though this is precisely Goulder's perspective; cf Goodacre 1996: 18); Bellinzoni identifies three questions which are simply begged in order to focus his edited volume on the Two-Source Hypothesis, the second of which is: 'Whether, if the synoptic problem is solvable, the correct solution is strictly, or even primarily, a "literary" one, or whether a larger role must be attributed to the influence of oral tradition' (1983a: 10). Cf also Burkett 2004; Brodie 2004.
105 E. g., Farrer 1955: 353; Kiimmcl 1973: 230; Butlcr 1969: 98-100. A classic statement is found in Farmer 1976: 168: 7he nature of the similarity is such as to warrant thejudgment that the literary rela- tionship between these gospels could be one involving direct copying. That is, the degree of verbatim agreement in Greek between any two of these three Gospels is as high or higher than that which generally exists between documents where it is known that the author of one copied the text of the other'.
106 Streeter's rhetoric is heavily determined by the assumption of a literary relationship, for ex- ample, in the following: 'From these various figures it appears that, while Matthew omits less than 10% of the subject matter of Mark, Luke omits more than 45%, but for much of this he substitutes similar matter from another source. Each of them omits numerous points of detail and several complete sections of Mark
which the other reproduces; but sometimes they both concur in making the same omission' (1924: 160). Dungan (1970b: 145) and Tyson (1985: 439-440) both comment on Streeter's prejudicial language, but
neither has a problem with Streeter's assumption 'that the Synoptic Problem is primarily a question of literary interrelationships' (Dungan 1970b: 145).
107 Cf. also Lord 1978: 59-60,82. As stated above (§2.2.6. ), 1 am not denying that one or more evangelists knew the written works of one or more of the other evangelists. But one of the questions this project is attempting to raise is whether the evangelists' use of written sources, including other gospels, was 'literary' (i. e., of copying and editing) or 'oral' (i. e., more along the lines of reading aloud, [re]tclling and [re]pcrforming, either from the text or from memory). Lord (1978: 90-91) also suggested the latter as a way of conceptualising the synoptics' interdependence.
Rodriguez 34
accept some form of the Two-Source Hypothesis. We cannot here chart the various literary so- lutions to the synoptic problem, whether linear or complex, direct or indirect; as stated above,
our question concerns how conceiving of the gospels as written phenomena affects their inter-
pretation. 2.3. a. i. The Gospel Traditions as Textual Phenomena
First, scholars regularly assume that gospel traditions exist primarily, even exclusively, in
(or as) written texts. This assumption is largely pragmatic - as Sanders points out, only written
texts remain for our analyses of gospel traditions (1969: 7-8) - and was originally applied to
traditions found in multiple written gospels. When parallel texts exhibited a high level of verbal
similarity, the conclusion was that, of these texts, one version must have been copied from an-
other. On the success of this procedure, this assumption was then applied to traditions that oc-
cur in only one gospel (or to the earliest occurrence of a given tradition, e. g., in Mark or Q.
Scholars nevertheless apply this assumption even as they explicitly acknowledge that some (or
many) stories aboutJesus were told orally. Streeter provides a useful example here. Though he
was unconvinced by those who rejected the Qhypothesis in favour of an appeal to 'cycles of oral
tradition', he does concede that, 'for those cases where the degree of verbal resemblance be-
tween the parallel passages is small I myself believe that some such explanation is a true one'
(1924: 184). 108 He goes on to critique those who attempt precise reconstructions of Q(whose ex-
istence he accepted), partly because 'it does not at all follow that a saying of this r'quasi-
proverbial"] character ri. e., Acts 20.35], even if it occurs in almost identically the same form in
two Gospels, was derived from a written source' (1924: 185).
Thus we have from Streeter an acknowledgement of the oral existence of at least some
of theJesus tradition as well as some indication of how he conceptualised that existence to have
affected the extant gospel tr-adition. Nevertheless, in a move that has been rejected by most ad-
herents to the Two-Source Hypothesis (and hence the name), Streeter famously postulated two
additional documentary sources, M and 1, which, together with Mark and Q accounted for
nearly all of the synoptic tr-adition. 109 The need to assign traditions unique to Matthew and Luke
108 Notice that, even here, Streeter's argument refers exclusively to the trans7nission of gospel tradi- tions. It never occurs to Streeter, or to many contemporary critics, that even a passage such as Luke 7.18- 23 [Q], which exhibits some of the highest verbal correspondences with its parallel passage (Matt. 11.2-6),
would have functioned as 'oral tradition' in an 'oral environment' (cf., for example, the discussion in Horsley and Draper 1999: 263-264, and the discussion below).
109 In other words, Streeter postulated parallel texts for traditions found in only a single text; e. g., though Jesus' lament over Jerusalem in Luke 19.41-44 is found only there, Streeter presumes it had a parallel in a written source (14 cf. Streeter 1924: 215)! Similarly, earlier parallels were postulated for other texts; e. g., while Matt. 21.33-44 and Luke 20.9-18 are read in relation to their presumed source (Mark 12.1-12), the Markan version itself is read in relation to a parallel text that has been reconstructed on the presumption that Mark 12.1-12 is itself evidence for other, earlier texts (cf. Scott 1989: 237-238, who says, 'Even more remarkably, the close resemblance between Dodd's 1933 hypothetical reconstruction of an original parable and the version later found in the newly discovered Gospd of Thomas [1945] seems to con- firm the reconstruction'. ). For the problems inherent with such editorial practices, cf. the discussion of
Rodriguez 35 to written sources suggests an underlying discomfort with the uncontrolled nature of oral tradi- tion, which Streeter elsewhere acknowledged. A similar observation seems appropriate in regard to the postulated documentary sources behind Mark's gospel (as well asJohn's): nearly everyone admits the tradition was originally oral, but the chances of any of the evangelists having any considerable contact with (or use for) the oral tradition are considered slight. This suggests a working assumption that, even if there was any oral tradition available to the evangelists, the traditions from which they drew existed primarily, if not exclusively, in documentary form.
In some cases the uncontrolled and speculative nature of any theory acknowledging and relying upon the oral nature of the gospel traditions seems to be the primary objection to such a theory of 'gospel origins'. For example, in his critique of Butler's suggestion that Mark results from the evangelist's acquaintance with Peter's preaching from the gospel of Matthew (1969.97- 118), Fitzmyer writes, 'It is noteworthy that Butler had to interpose between Matthew and Mark
a preacher, in effect, an oral source. As such, this becomes another stage in his solution to the Synoptic problem, which he does not formally acknowledge. It is a hypothetical element that is
really devoid of any control, and this is its deficiency' (1970: 45; original italics). ' 10 Inasmuch as Fitzmyer's objection refers to Butler's unNsifiable hypothesis of Mark being a written record of Peter's preaching from Matthew he is certainly correct. And even insofar as we would hypothe-
sise oral sources between particular gospels we are again speculating beyond our ability to falsify
theories of gospel origins and relations. But that the Jesus tradition throughout the first century was primarily accessed, cele-
brated, developed, and transmitted via word of mouth - in oral performance - is highly prob-
able, and though we necessarily hypothesise here, so do those who prefer the predominate per-
spective that the evangelists' information aboutJesus existed primarily or exclusively in written
sources. We propose not so much the existence of oral sources between written gospels, but rather
oral tradition enveloping, inftsing, and contextualising the written gospels. Whatever comfort we may
receive from the 'controls' afforded by liter-ary approaches to gospel origins, the evangelists, as
well as tradents of the gospel tradition before and after the writing of our gospels, seem to have
Ostemmatic textual criticism' in Doane 1991: 91-94 (admittedly, Doane addresses scholars of Old English texts).
110 Talbert (1978) is another example of a scholar who speaks of 'controls' afforded by a literary paradigm of gospel relations. It should be said here that the problem being addressed is not with the con- cern to provide appropriate frames of reference for analyses of ancient phenomena (viz., the gospel tradi- tions), especially when such an endeavour incorporates tools and insights developed within research tradi- tions focused on the modem world. It is, rather, the failure of much research to take into account the larger historical picture being researched. Yes, we do require controls for analyses of oral tradition in the ancient world (especially as no ancient performances are available to be studied). But insofar as scholars such as Talbert and Fitzmyer insist upon a literary paradigm because it offers controls that oral paradigms do not, they fail to consider the more primary question: Is an emphatically literary paradigm ofjesus tra- ditions more, or less, historically plausible than one which gives due consideration to the dynamics of oral tradition? Of course, the contentious phrase in this question is 'due consideration', but certainly the twen- tieth-century discussion being considered here falls far short, as the above discussion of Streeter's seminal work sought to demonstrate.
Rodriguez 36
exhibited no anxiety to rememberjesus solely (or even primarily) through the stability afforded by written texts.
None of this denies either the existence of written, documentary sources of gospel tradi-
tion in the first century or the possibility that any or all of the evangelists had access to any of these sources. The problem, rather, finds apt illustration in the tide of Talbert's response to Lord
1978: 'Oral and Independent or Uterary and Interdependent' (Talbert 1978). Talbert has iden-
tified four variables in gospel research and has limited our choices to two. Rather, in the first
century, it would seem that the gospel truditions were both oral and written, ] II and whatever (in-
ter)dependence most accurately characterises their relationships must take this into account. 112
Did the evangelist Matthew have access to the gospel Mark? ' 13 Perhaps. Would he have con-
sulted that gospel in the process of developing and writing his own gospel? Perhaps. Was his
gospel more closely related to the text of Mark than to patterns and experiences of his own per- formances of the Jesus tradition in the context of concrete social groups in the period (days?
weeks? months? years? ) before he wrote his gospel? Probably not, 114 though if Matthew had ac-
cess to Mark, the latter may have influenced the former's performative style. And while we may
speculate that (and inquire whether) Mark influenced Matthew's oral-performative style, we can
affirm more confidently that any written traditions available to Matthew influenced his perfor-
mative style. But we cannot reasonably assume, without argumentation, that Matthew's written
sources exerted a greater influence over the written text of his gospel than does his own history
of performing Jesus traditions. However we approach the question of written and oral gospel
traditions, we need not presume that independence and interdependence are contradictory pos-
sibilities. In addition to the tide, the content of Talbert's essay reveals the problem with literary
perspectives of the gospels. In the first section of that response (1978: 94-99) Talbert picks up
III Remember the point made in the preceding paragraph: not that oral sources existed between written gospels but that oral tradition enveloped, infused, and contextua&ed the written tradition.
112 Cf the similar point made by Hearon: 'Attentiveness to the primarily aural nature of our "written remains" signals to us their close relationship with oral text. Since these "written remains" were largely dictated, the "remains" are, in fact, texts that began in oral expression and were "actualized" in performance through the re-oralization of the words. To view them wholly as written texts, then, is to miss an important dimension of their function, and to misconstrue how they were experienced in the an- cient Mediterranean world' (2003).
113 Similar questions could be asked of Luke and, indeed, of Mark and John as well as of noncanonical gospels, though we should not begin with the expectation that the dynamics of the composition of the gospels must be the same for each.
114 This question, and my own negative response to it, concerns the a priori determination of whether or not the evangelists (esp. Matthew and Luke) had access to theJesus tradition prior to having
access to the texts of Mark and Q. It seems to me, on an a priori basis, more probable that the stories found in Matthew and Luke - at least the majority of them - would have been familiar to the evangelists and their communities before they encountered them in Mark's gospel. Dunn provides a similar perspective: 'Ile claim that there were churches in the mainstream(s) represented by Matthew and Luke who did not know anyJesus tradition until they received Mark (or Q) as documents simply beggars belief and merely exemplifies the blinkered perspective imposed by the literary paradigm' (2000: 303-306).
Rodriguez 37 Lord's four characteristics of oral traditional literature, ' 15 which Lord identifies also in the gos- pels, and attempts to illustrate the same characteristics in works that more clearly bear literary
relationships to their sources (e. g., Josephus's Antiquities, Virgil's Aeneid, etc. ). In this way it be-
comes clear that the characteristics identified by Lord do not prove that the gospels were oral traditional literature; 116 thus Talbert reaffirms a literary approach to the gospels. 117 But how, if Lord's characteristics of oral traditional material are also characteristics of literary material, has
the case been decided either way? Once we ask the question we find the answer near to hand:
we have always conceived of the Jesus tradition as written tradition. Nevertheless, despite the in-
validation of most of our well-respected analytical controls, the Jesus tradition could not have been primarily a textual phenomenon. People performed stories about Jesus; they performed groups of stories aboutjesus. The writing of gospel traditions (as well as accessing those tradi- tions) was enmeshed in that performative tradition and can not be separated from it. 118
2.3. a. ii. The Redactional Development of Gospel Traditions
Second, scholars commonly assume that we can describe the development of the tradi-
tion best, or at least aptly, in terms of redactional and editorial praxis. This working assumption is closely related to our previous point: scholarship has treated the extant gospels as though the Jesus tradition in the first century existed primarily in the text. Scholars can then analyse varia- tions between different versions of the same tradition in terms of redaction of written sources. Tle evangelist's redactional procedure actualises his theology, which then assists in identifying
(and neutralising) secondary accretions to the tradition. ] 19 But, as argued above, the gospel tradi-
tions were primarily accessed as oral phenomena rather than written texts. They were primarily
115 Lord's four characteristics of oral traditional literature are: (1) the verbal variations between the gospel accounts, ruling out the possibility of copying (Lord 1978: 90; Talbert 1978: 95); (2) the sequen- tial variations in the arrangement of traditions (Lord 1978.90; Talbert 1978.96); (3) the tendency of the synoptics to elaborate and expand individual traditions as well as sequences of tradition (Lord 1978: 90; Talbert 1978: 97); and (4) the duplications of multiforms (Lord 1978: 90; Talbert 1978: 98). Talbert also refers to Lord's scepticism that a writer would 'choose passages from several documentary sources as if from a buffet'(Lord 1978: 59-60; Talbert 1978: 98).
116 Talbert says, 'Lord's case, I believe, has not been made'(1 978: 99). 117 See Talbert's conclusion: 'Christianity emerged in a Mediterranean culture that was not illit-
crate. Education was widespread. Books were produced on a scale theretofore unknown. A large reading public consumed prose written with a rhetorical cast. The author of such prose, though often using writ- ten sources, would not be a mere scissors-and-paste person.... This, it seems to me, is the context for understanding the Synoptic Problem' (1978: 101-102). This description of the ancient Mediterranean world has been largely, if not wholly, abandoned in current scholarship (cf. §6.4. a. i., below).
118 For a rhetorical parallel to our argument here, cf. Hýgg's discussion of early Greek novels, in which he writes, 'The only certain thing is that our knowledge of this genre's first stage is utterly fragmen- tary, and that there was more than we have [original italics]. Our gravest mistake would be to construct a building using only thefew scattered remains - and believe the result to be historicalyl true' (1994: 53; my emphasis). So also with our gospels: there 'was more' to their originative contexts than the written texts that remain. Men we read them, therefore, without acknowledging their broader originative contexts, we also 'construct a building using only the few scattered remains' and, worse, 'believe the result to be historically true'.
119 Over twenty-five years ago Bruce Chilton called into question the easy distinction biblical crit- ics make between 'redaction' and 'tradition', noting that we cannot (always) easily sort the gospels' tradi- tions into one or the other (cf. 1982: 90; cf. also 1980).
Rodriguez 38
received in performance rather than reading. And despite all this the distinctions between oral
and written traditions appear rather meaningless in a first-century setting. Scholars can no longer sustain the model in which thejesus tradition developed primar-
ily through the evangelists' editorial agenda. Neither can scholars continue to appeal to such
agenda as explanatory forces for phenomena relevant to the study of the 'historical Jesus', the
gospels, or Christian origins more generally. Rather, we must consider more seriously the possi-
bility that the verbal similarities and differences between our gospels do not represent reactions
to or modifications of other textual phenomena. Instead, wording peculiar to an expression of
one traditional unit represents an instance of the variability with which traditions could be ex-
pressed. Similarly, the meaning of differences between two texts may depend more directly upon
our interpretations of the texts than from an authorial innovation in the text. 120 For example, the
Matthean and Lukan versions of the first beatitude read differently:
We immediately recognise three differences between the two texts; we will deal them in reverse
order. The difference between Matthew's 'kingdom of heaven' and Luke's 'kingdom of God' is
sufficiently consistent12i that it hardly merits discussion; scholars typically explain Matthew as
avoiding the use of the Greek translation of YHIVH. The difference between Matthew's ctý, r6v
and Luke's LgETýpa is negligible and does not suggest any distinctive Lukan or Matthean theol-
ogy, though it also eludes explanation in terms of the evangelists' literary dependence on a
common source. The elephant in the room, however, is Matthew's Tý nvmýgaTt, which scholars
conventionally attribute to Matthean redaction. In this way Matthew 'spiritualises' the otherwise
very concrete saying, 'Blessed are the poor', found in Q(and very probably attributable to the
historicalJesus; cf Crossan 1991: 270-273; Funk, Hoover, et aL 1993: 138,289). 122
Ile problem with this way of analysing the first Beatitude is twofold. First, our confi-
dence that r6 nv6gaTt is Matthean redaction fails to address the observation that, if Luke
fbund, rý nv6gcrrt in his source, 123 he would have had reason to drop it here. Unlike Matthew,
who does not parallel his beatitudes with corresponding woes, Luke 6.20 is complemented by
6.24: nkýv oLalt ýýCiv rdiq nkoliGiotc, 8, rt (iniXeTe -Týv nup6iAllaiv Ltctv. Had Luke read
oi =)Xol T6 nv6gaTt in his source, his interest in juxtaposing ol nrcoxot with 'rcýtq
n)Lowiot; might have prompted him to edit rý nv6gan out of his text. Thus, whereas the
120 Cf. the discussion of Matthew's ol (Daptoc6ot and Mark's ol ypaggaTit; in §7.3. a., bclow. 121 Matthew uses 'kingdom of God' four times (12.28; 19.24; 21.31,43), unless the reading Týv
Pa(YIXCIaV TOý ftoý at 6.33 is original. 122 Interestingly, the phrase 'in spirit' in Matt. 5.3 is printed pink (Funk and Ifoovcr 1993: 138). 123 Q according to the Two-Source Hypothesis, or Matthew, for the nco-Gricsbachians.
Rodrfguez 39 Matthean beatitude looks secondary, it may not be. Second, the standard redaction-critical
reading of Matt. 5.3//Luke 6.20 fails to deliver what it promises: the distinctive theology of the
redactor responsible for the final form of Matt. 5.3. If it did, we would suppose that Matthew
writes a 'spiritual' gospel, whereas Luke (or Luke's source) addressed concrete socio-econorriic
realities. 124 But elsewhere we see exactly the opposite tendency as that found in Matt. 5.3//Luke
6.20. In Jesus' saying about giving good gifts (Matt. 7.11 //Luke 11.13), we find it is Luke who
provides the more 'spiritualised' reading- Matt. 7.11: Luke 11.13:
The 'good things' (&yaO6) the Father wifl give to Jesus' audience ought to be understood in
terms of Matt. 7.9-10; that is, as a human father provides food ('bread' and Tshý to his chil- dren, so the heavenly Father provides for the concrete, visceral needs of his people. 125 Luke's
Jesus, however, blocks this reading; the Father from heaven will give the Holy Spirit to those
who ask. The parallel with Luke 11.11-12 is, in fact, difficult to discern, except perhaps to say
that, as human fathers126 give what they are able for the benefit of their children (6 -U! 6q), so,
too, the Father from heaven.
Here, then, lies the problem with redaction-critical approaches to the gospels, and espe-
cially with the concomitant view of the Jesus tradition and its development undergirding such
approaches. 127 We are simply unable to demonstrate beyond mere assertion that Matthew's -TCQ
nvr;. ýgau is symptomatic of Matthew's 'spiritualising tendencies', thereby blocking a concrete
socio-economic meaning forjesus' pronouncement of blessing upon the destitute (ol XmXot).
Even if this were true, we still could not demonstrate that this reveals a distinctive characteristic
124 E. g., Luke's 'the poor'in 6.20 (see the discussion in Esler 1987). See the discussion of Q 6.20- 49 as covenantal discourse in Horsley and Draper 1999: 195-227, and especially the concern evident in the 'blessings and curscs' for 'economic viability' and judgement 'against the rich' (1999: 216-220). It should be pointed out that Qs alleged interest in concrete socio-economic life, inasmuch as it is opposed to Matthew's more spiritual, metaphorical perspective, is an asserlion rather than a conclusion based on evidentiary arguments. There is no reason to assume that Matthew did not preserve Q: s 'spiritualised' reading (or thatJesus was himself responsible for the 'spiritual' emphasis of this saying) and that Luke re- dacted the saying to make it relevant to his reader's concrete situations. Similarly, the classification of 'Blessed are the poor in spirit' as 'spiritualised' and unconcerned with socio-economic realities of life for first-century peasants is likewise asserted rather than convincingly argued. This whole point, however, is made moot by problems with our conceptualisation of 'redaction', as I am arguing here.
125 Cf. Matt 6.25-34. 126 Admittcdly, 'human fathers' is a concept imported here from Matthew (ri; iaTtv i4 ýg&
6vOpwnoq; 7.9), though Luke's Tivot 8i i4 LpCov (11.11) seems to make the same point, if somewhat less emphatically.
127 We have, of course, only treated two texts; redaction-critical approaches conceivably work better for other passages, and thus the force of this criticism is mitigated. But maybe not, for the charac- terisations of Matthew and Luke, as whole gospels, on the bases of the passages just cited (esp. Matt. 5.3//Lukc 6.20) is widespread (e. g., Crossan 1991: 270-273; Theissen and Merz 1996: 254).
Rodriguez 40
of Matthew's theology vis-d-vis Luke's (or Q: s), and that Matthew therefore tends to treat his
written sources in a manner consistent with this theology. The evidence of Matt. 5.3 and parallel and 7.11 and parallel prevents us from treating either Matthew or Luke in such a fashion. We thus cannot identify any version of these traditions as 'original'. Instead, we are forced to recog- nise that, instead of 'original' and 'secondary', Jesus traditions are capable of multiple and multi- form expression, and that the difference, for example, between ot nTwXoi and olt mwXoi rý nveugan is not as probative as we would like.
2.3. b. The Gospels as Oral-Derived Texts
If our fundamental understanding of the Jesus tradition (and its expression in extant written gospels) has misled us in our quests for both the 'historical Jesus' and a historical under- standing of the texts about him, then let us turn to our second question, posed above: How
would a shift in perspective toward the gospels as actualisations of an ongoing, vibrant, fluid oral tradition affect their interpretation, both literarily and historically? Much of this discussion must wait until Chapter 4. Nevertheless, we can introduce the concept of 'oral-derived texts' here and
ask how such a concept might alter our perception of the written gospels before us. John Miles Foley128 has developed the concept of the 'or-al-derived text' as a way of
speaking about written texts whose originative context (and, therefore, the most [or first) appro-
priate context for reception) comprises the oral traditions of a given community or set of com-
munities, as well as the performative contexts in which concrete performers actualised those tra- ditions. 129 Foley speaks of 'verbal art', 130 an umbrella term meant to refer generically to a spec-
trum of 'texts', ranging from the content of an oral performance to a written account of that per- formance and on to a literary work more securely under the control of an individual author. 'Or-al-derived texts', then, represent a more specialised spectrum within 'verbal art'; they are
works 'that either stem directly from or have roots in oral tradition' (199 I: Xi). 131 Clearly the con-
cept of 'oral-derived text' includes substantial ambiguity, such that identifying any text as 'oral-
derived' will requirr, further and more precise discussion. 132 Nevertheless, such a label brings
with it a broad array of interpretative consequences, which gospels andjesus research have thus far neglected. 133 Taking stock of our gospels as oral-derived texts will be one of the major tasks
of the current project.
128 See esp. Foley 1991; 1995a.; cf. also §§4.3. c. and 4.3. d., below. 129 With regard to modem criticism's attempts to apprehend oral-derived texts, Foley refers to
the 'reading imperative' (cf. 1991: 57, ftn 32), by which he means the obligation of the contemporary reader to 'transcend' the 'initial limitation' of our status as 'prisoner[s] of a text'.
130 Foley is explicitly influenced by the work of Richard Bauman (e. g., 1977). 131 Foley developed the concept of 'oral-derived texts' as a way of recognising and respecting the
difference between how meaning is generated in oral performance, on the one hand, and literary text, on the other, without subscribing to the faulty theory of a 'Great Divide' between 'orality' and 'literacy' (1991: 15; cf. also Finnegan 1989; 1990).
132 Cf. Foley's fourfold typology, discussed in §4.3. d. i., below. 133 A notable exception is Horsley and Draper 1999; cf. also the essays in Horsley 2006c.
Rodriguez 41 Foley's investigation into onal-derived texts (viz., the Homeric and Old English corpona)
postpones the question of what these texts mean and focuses attention on how they mean. In re-
sponse to this question, Foley speaks of 'traditional referentiality', 134 which
entails the invoking of a context that is enormously larger and more echoic than the text or work itself, that brings the lifeblood of generations of poems and performances to the individual performance or text.... Even when the process becomes one of making oral- derived texts, the traditional phraseology and narrative patterns continue to provide ways for the poet to convey meaning, to tap the traditional reservoir. (Foley 1991: 7)133
Inasmuch as traditional phraseology and narrative patterns 'tap the traditional reservoir', the
meaning generated by such phrases and patterns is inherent; that is, 'a traditional work depends
primarily on elements and strategies that were in place long before the execution of the present
version or text, long before the present nominal author learned the inherited craft' (1991: 8). 136
The performer of the tradition (or a scribe writing it down) actualises meaning already latent in
the tradition; her role as the source of the work's meaning is constrained, compared to her more literary counterparts, and her role as the vehick of meaning, in partnership with her audience, is
augmented. A literary author, by way of contrast, stands over his work and bears a higher de-
gree of responsibility for the paths of meaning leading through his work. Related to the question of how oral-derived texts generate meaning is, How are oral-
derived texts received by their audience(s)? A. N. Doane, referring to Lord's classic discussion of
so-called 'transitional' texts (Lord 1960: 128-138), identifies three ways in which written texts
and oral traditional material have been thought to interact. 137 Doane proposes a fourth model,
which he calls reperfomance. - Whenever scribes who are part of the oral truditional culture write or copy traditional oral works, they do not merely mechanically hand them down; they rehear them, 'mouth' them, 'reperform' them in the act of writing in such a way that the text may change but remain authentic, just as a completely oral poet's text changes from per- formance to performance without losing authenticity. A textualist perspective will show scribally reperformed texts to have a different textual form from their 'originals, ' but these texts reperformed in their writing will be new originals in that the forms they draw from %ill be from the same sources and conform to the same canon as completely oral texts. (Doane 1991: 80-81)
We will argue in Chapter 4 that the evangelists qualify as 'part of the oral traditional culture',
and that this has too often gone unnoticed in New Testament scholarship. The authors of our
gospels were not simply 'familiar with' scattered bits of oral tradition; neither did they 'have ac-
134 Cf. §4.3. c., below, for a more detailed discussion of 'traditional referentiality'. 135 Cf. the discussion of oral-derived texts' 'continuity of reception'; §4.3. d., below. 136 Inherent meaning is derined in contrast to conferred meaning, though the distinction is, for Foley
as well as for this project, heuristic rather than categorical (cf. Foley 1991: xiv-xv). We can read Foley's work to suggest (rightly, I think) that meaning is a function of social interaction rather than any supposed ontological reality embodied within communication systems, whether written or oral.
137 1. .. by a speaker dictating directly to a scribe, by an oral poet writing down his own lines as he pronounces them, and by a literate poet who is familiar with a particular oral tradition&itating or interacting with the produce [sir] of oral-traditional performative situations by literary trneAnPfýDoane 1991: 80).
Rodiiguez 42
cess' to oral tradition, as if they approached the oral traditions of the earlyjesus movement(s) as
outsiders. Instead, the evangelists were experienced performers (whether or not the most tal-
ented) of the traditions cherished and celebrated by the communities of thejesus movement(s). 2.4. Concluding Remarks
Once we realise this possibility, we can perceive the written gospels as consistent uith the
oral performances of the traditions they contain. 138 We ought not underestimate the paradig-
matic shift in gospels research that this perspective represents. According to this perspective, we
must approach the written gospels at the centre of our research programmes as instances of the Jesus tradition itself and not as editions or versions of one another. 139 Loveday Alexander has
recently endorsed just this model of text-tradition relations and has linked it with early (first- and
second-century) perspectives on the gospels. In the surviving testimony ofjustin Martyr, Papias,
and Clement of Alexandria,
It is as if each written text represents a particular performance of 'the gospel', the good news aboutjesus, and, however much it is valued and respected, it retains its 'provi- sional' character as a performance, as one possible instantiation of the gospel [original italics]. Contrary to what we might expect, it is the under. 1ying slog that has solidio, while the particular performance in which it is embodied ... has a more ephemeral qualily. (L. Alexander 2006: 23; emphasis added) 140
Ile texts exhibit both striking similarities and differences, but we no longer perceive their rela-
tionships in terms of a model of decay, whereby later and/or more developed texts have 'fallen
away from' or are 'less reflective of' the historicaIjesus.
138 Ile point here is not that the oral tradition evolved into or grew steadily toward their final form,
which we find in the gospels. Neither is it to claim the unknowable: that the oral performances of the early 'Christian' communities resembled to a remarkable degree the written gospels to which we still have ac- cess. It is, rather, that the written texts do not represent radically new vcrbal products of those early com- munities; they were, in a probability, intended and received as examples (or instances) of thejesus tradi- tion in performance, or at least that they were perceived as consistent with the communities' reception of oral performances. See the discussion in Chapter 4 for a more detailed discussion.
139 E. g., Scott 1989: 4-5, esp.: 'Since I accent the performance character of parables, each extant version of a parable, even if literarily dependent on another version, is a new performance'. If individual gospel traditions ought not be read as editions of earlier parallels, the result is a substantial undermining of most gospels andjesus research, where the meaning of, say, Matt. 3.13-16 is generated not by anything in Matthew but by a comparison with Mark 1.9-10 (indeed, in this instance at ]cast, Luke 3.21 is often read against Mark 1: 9- 10 as well as Matt. 3.13-16, despite the predominant position that Luke is dependent on the former while being independent on the latter, cf. Crossan 1991: 232-234; Fredriksen 1988.97). In the new paradigm of the gospels as oral-dcrived texts, these passages are synchronically and diachronically
related to other performances of the tradition ofjesus' baptism without necessarily being 'editions' of an earlier (written) text. Synchronically, Matt. 3.13-16 comprises part of a one-time, autonomous perform- ancc of thejesus tradition itself; in other words, these verses are part of a larger narrative and must be interpreted as such. Diachronically, they are related to performances before and after the text was written; they are not simply editions or versions of the tradition ofjesus' baptism but are thentstives that tradition (cf. Lord 1978: 44). Notice that this new paradigm does not depend on a different solution to the synoptic problem. Even if Mark was written first, and Matthew and Luke independently made use of Mark and a sayings source, the real issues here are, How, historically, are we to envision the influence one written text would/could wield over another? How, consequently, were those written texts related? and How, finally,
ought we to interpret those texts? 140 Immediately before this quote L Alexander rcfcrs to Koester 1990, §1.4 and chap. 5.
Rodriguez 43
We can say much more regarding the gospels as oral-derived texts. 141 But it suffices for
this chapter that we have highlighted some of the more consequential problems posed by a liter-
ary approach to the gospels, especially when research ultimately seeks to apprehend something
of the historical Jesus. We still have to explore more fully what it means for us to identify the
gospels as oral-derived texts, and of course we will have to specify how each gospel relates to the
oral performative tradition. But we saw in the previous paragraph that a more nuanced perspec-
tive on the relationship between our texts and the oral tradition of the earliest communities of Jesus' followers already represents a seismic shift in the methods (and, therefore, the results) of
gospels criticism. Before we attend to these matters, however, let us turn to questions of how the
past is re-presented, in general as well as in oral traditional performance.
141 Or, in Lord's terminology, as oral traditional literature; cf. Lord 1978.
Part II: A Frameworkfor Apprehending
Ancient Christian Traditions
Rodriguez 43
Chapter 3 Memory, Reputation, History
So it is that when people think they are alone, face to face with themselves, other people ap- pear and with them the groups of which they are members.
Maurice Halbwachs, 7he Social Frameworks ofMemo? y, 49
3.1. Introduction: Social Memory Theory
In order to balance some of the approaches to Jesus and gospels research discussed
above, tl-ýs project outlines the discussion of collective memory and explores a few ways in which
this discussion can further 'historical Jesus' research. Though collective memory research has
raged in the humanities for two or three decades, as of yet it has had little impact on biblical
studies in general and historical Jesus studies in particular. Consequently, this chapter will at-
tempt to establish the general contours of collective memory studies, highlight the questions
around which such studies centre, and trace some methods and perspectives that have proved
useful in analysing those questions. 3.2. Memory's Social Matrix
'Collective memory' - whether the conceptual apparatus or simply the term - has re-
cently begun to emerge in New Testament studies. Gerhardsson, rightly sensing the relevance to
his own work, reacts sharply to any suggestion that memory is in any sense 'collective', com-
plaining that 'it sounds too much like fmile Durkheim's ideas about the creativity of the collec-
tive', or 'like the declarations of the form critics that many elements in the gospels are commu-
nity creations (Gemeindebildungen)' (2005: 8-9). ' Gerhardsson reacts here against Dunn's recent
work (esp. 2003). Samuel Byrskog, an important disciple of Gerhardsson, similarly objects to the
notion of social memory, though his position is first more ambivalent than Gerhardsson's (cf.
2000: 255), then just as striking (cf 2004). It is, then, an irony of scholarship that Dunn himself is
sceptical of social memory theory, if for different reasons (cf. 2005a: 43-44,54). As we will see
presently, however, Gerhardsson's criticisms, though not without warrant, evince an unfamiliar- ity with social memory research. Presently, however, let us inquire into the social conditioning of
memory, long considered the faculty of the individual par excellence (cf. Kirk 2005b: 2).
3.2. a. Group and Individual Influences on Memory
'Groups and cultures do not remember and reca14 individuals do' (Byrskog 2000: 255; original ital-
ics). On a basic level this is, of course, axiomatic. But such an insistence fails to consider the dy-
namics of individual recall of the past: the concerns that motivate such recall, the resources that
enable recall, the contexts in which recall takes place, the rites and forms available for the ex-
I Similarly, Bauckham expresses serious doubts about the 'Durkheimian sociological notion of "collective memory"' (2006: 291) but also appreciatively refers to Nlisztal 2003 and the recognition of memory as 'intersubjective' (2006: 311-313).
Rodriguez 46
pression of recall, and so on. Groups and cultures may not remember and recall, but they are
ever-present in every act of remembrance. 'It is in society that people normally acquire their
memories. It is also in society that they recall, recognize, and localize their memories' (Halbwachs 1923: 38). 2
The problem is not simply one of recognising a symbiotic relationship between indi-
viduals and communities as two isolated (or isolatable) entities sharing a common relation ('memory') between them; such an approach inappropriately reifies both the individual and the
collective. 3 'All individual remembering', writes Olick, building on Halbwachs, 'takes place with
social materials, within social contexts, and in response to social cues. Even when we do it alone,
we do so as social beings with reference to our social identities' (2006: 11). Groups are more than
the sum of their individual constitutive members, and individuals arr, never separ-ate(d) from the
groups to which they belong. 4 We require, then, a perspective that recognises that 'individual
and collective identity ... are two sides of a coin rather than different phenomena' (Olick
1999a: 342). Social memory theory, then, does not simply attempt to problematise the social aspect
of memory; rather, it takes a stance vis-d-vis the nature of memory itself. that it is forged and
summoned in the present by individuals constantly engaged in social interaction. 5
RichardJenkins has explored the entanglement of the individual with the group and so-
cial interaction as the site of this entanglement; his argument, concerned with social identity but
appropriate to social memoV. 6 deserves quoting at length:
The individualy unique and the collectively shared can be understood as similar (if not exactly the same) in important respects: that each is routinely related to - or, better perhaps, entangled with - the other-, that the processes by which they are produced, reproduced and changed are analogous; and that both are intrinsically social. (1996: 19; original ital- ics)
2 Quoted also in Click 1999a: 334; Prager 1998: 68-69. 3 Halbwachs similarly expressed his astonishment at finding that 'people are considered there
ri. e., in psychological treatises] as isolated beings' (1923: 38). 4 'There is no individual memory without social experience nor is there any collective memory
without individuals participating in communal life. Thinking about remembering in this way demands that we overcome our inculcated tendency ... to see individual and society, in the words of Norbert Elias, as separate things, "like pots and pans"' (Olick 1999a: 346). For a nuanced discussion of the problematic reification of 'individual' and 'group', cf. jenkins 1996, esp. 11-18,19-28.
5 We are not trying to relate two separable phenomena (individuals and groups). Rather, these two phenomena are already mutually implicating. Our perspective differs from, e. g., Bauckham, who is concerned to keep individual and collective memory in balance: 'Some theorists in this tradition [social memory] have dissolved the notion of individual memory in that of collective, social, or cultural memory, while others have worked with a close relationship between the two.... Much of what is called "collective
memory ... .. social memory, " or "cultural memory" is shared memory of information about the past. This is what is entailed, for example, when a large social group "commemorates" a notable invent in its past, although, while the event is still within living memory, individuals with personal memories of the event may participate in the commemoration and may enrich the collective memory with their personal testi- monies. Thus individual memory, shared with others, is the prime source of collective memory and can feed into the latter at any stage while the individuals in question are still alive and actively remembering their own past' (2006: 291,312). Cf. the preceding footnote.
6 The links between identity and memory are explored in numerous works; cf., for example, Schudson 1989b; Assmann 1995; Ben-Yehuda 1995; Rosenzweig and Thelen 1998; Kirk 2005b (and the extensive literature cited there); Esler 2005; Olick 2006, among many, many others.
Rodriguez 47
Similarly, Jeffrey Prager has explored the dynamics by which memory is 'intersubjectively con-
stituted' (1998), in this case within the context of the interaction between a psychoanalyst and his patient (and the connections between that very private context and the cultural context fram-
ing that interaction). In the field of biblical studies, Philip Esler, importing the work of Henri
Tajfel and other social psychologists, investigates 'how ... society at large or a group in particu- lar managed to install itself in the mind of individuals and to affect their behaviour' (1998: 41).
Inasmuch as individuals internalise the cultural frameworks of the group to which they belong,
the seemingly private, internal functions of the mind, of self-identification, and of memory be-
come social in nature and consequence. Both individual and social identity - and memory -
are established, shaped, and perpetuated in the dynamics of social interaction: both are proces-
sual, under constant negotiation, and result from a dialectic between the individual and the col- lective Uenkins 1996: 20). Thus social identity and social memory are closely linked to each other
and to processes of social interaction. 7
Neither individual nor collective identity represent static entities or 'things' that can be
analysed as discrete entities apart from the other. They are dynamic and fluid, constantly under
construction as my own projections of my self interact with feedback and identifications of 'me'
that I receive from others in the course of social interaction. The same holds for memory: the
memorial narratives I tell myself and those around me interact with feedback and narratives I
receive from others. 8 Both 'personal' and 'collective' memory, therefore, are continually being
negotiated as objects and subjects of social interaction; both are mutually constituting and 'in-
trinsically social'. 9
We intend here a complete lack of sequence. Individual and collective factors of mem-
ory (and of identity) are not only mutually but also simultaneously influencing. Emphasising either
too strongly, or presuming first one, then the other, distorts both and obscures our focus: the
7 Tonkin's programmatic statement is as clear as one could hope: 'Individuals are also social be- ings, formed in interaction, reproducing and also altering the societies of which they are members. I argue that "the past" is not only a resource to deploy, to support a case or assert a social claim, it also enters memory in different ways and helps to structure it. Uterate or illiterate, we are our memories' (1992: 1; my emphasis).
8 Berger and Luckmann (1966: 26,66,67-68) discuss the objectification of knowledge (and, as a specific subset of knowledge, memory) through language, which is itself an important vehicle for the ex- ternalisation of that knowledge. The important point is that this knowledge, previously comprised of in- choate cognitive images but now given structure and form by virtue of being transformed into narrative, is itself intemalised by the social actors involved, er, en by the author(s) of the narra&)e that structured those iinages in theftst place (cf. Fentress and Wickham 1992: 28, who discuss the semantic structure of knowledge and describe language as 'a natural aide-mbnoire [that] organizes our knowledge in conceptual categories that are immediately available for articulation'). This narrative largely replaces the knowledge (memory) to which it gave expression in the first place. In other words, the memory of an event is often fused with sub- sequent acts of recalling that event (to myself as well as to others); similarly, my experience of an event is fused with my experience of subsequent acts of articulating that event (cf. E. Zerubavel 2003: 3). For a discussion of similar processes ris-d-vis oral performance of history and tradition, cf. §4.3. b., below.
9 Cf. this chapter's epigram: even in the most private moments when an individual's thought turns inward and he perceives himself to be all alone, he conjures up other people to recall, think about, enhance, or modify 'personal' memories that have already been shaped by and structured according to the values and thought patterns of the groups to which he belongs.
Rodriguez 48
synthesis between individual and group that is established in social interaction (Jenkins 1996: 26-
27). 10 Nevertheless, the distinction between personal and collective memory (and identity) re-
tains importance; 'not everything that goes on in our heads and hearts is obvious to others. Nor
is there always a fit between how we see ourselves and how others see us (or how we imagine
they do)' (1996: 30). The problem, then, with distinguishing the personal from the collective
arises precisely when we forget that this distinction does not exist. Halbwachs approached memory as a social construction (a product of social interac-
tion), but he recognised that group memory was not'some mystical group mind'. Rather, coIlec-
tive memory exists within the minds of individual group members. Coser, summarising Halbwachs, writes: 'It is ... individuals who remember, not groups or institutions, but these in-
dividuals, being located in a specific group context, draw on that context to remember or recre-
ate the past' (Coser 1992: 22). " The relationship between individual and collective appears in
Halbwachs's larger move from approaching memory as an individual, psychological phenome-
non to considering it as a collective, sociological process. He eschews the hunt for memory's
preservation and storage 'in my brain or in some nook of my mind to which I alone have ac-
cess', but instead locates the functions of storage and recall - or, more precisely, reconstruction
- outside the individual. 'It is in this sense that there exists a collective memory and social frameworks for memory; it is to the degree that our individual thought places itself in these
frameworks and participates in this memory that it is capable of the act of recollection'
(Halbwachs 1925: 38). Similarly, 'Society seems to stop at the threshold of interior life. But it well
knows that even then it leaves them alone only in appearance - it is perhaps at the moment
when the individual appears to care very little about society that he develops in himself to the
fullest the qualities of a social being' (1925: 50).
But Halbwachs has not imagined that society has completely taken over the individual;
he reserves space for the individual. Jenkins, aware of the danger of reifying the distinction, also insists that one is not derivative of the other. Whereas Jenkins pointed to the imperfect fit be-
tween an individual's self-identifications and her group's opinion of her, Halbwachs considers
10jenkins's warning is significant enough to quote in full: 'The danger exists of reifying or objec- tifying a distinction which is only pragmatic and analytical, which commits necessary violence to the complexities and subtleties of living in order to pin them down in the pursuit of better understanding. It is not meant to imply necessary sequence ... in principle they are simultaneous dimensions of ongoing so- cial practice.... In this dialectical model the focus is firmly upon the synthesis. Nor is this usage meant to suggest difference of kind. Your external definition of me is an inexorable part of my internal definition of myself - even if only in the process of rejection or resistance - and vice versa. Both processes are among the routine everyday practices of actors. Nor is one more significant than the other. At best I am indicat- ing different modes of mutual identification which proceed, not side by side, but in the same social space. It may be possible, and analytically necessary, to distinguish different kinds of collective identities ... in terms of the relative significance to each of internal or external moments of identification, but this is only a matter of emphasis, and as far as one should take it'(1996: 26-27).
11 Cf. Connerton (1989: 37-38): 'Thus Halbwachs explicitly rejected the separation of the two questions: How does the individual preserve and rediscover memories? And how do societies preserve and rediscover memories? With exemplary lucidity, he demonstrated that the idea of an individual memory, absolutely separate from social memory, is an abstraction almost devoid of meaning'.
Rodriguez 49
the individual as a nexus of a unique (or nearly so) combination of group membership (1923: 52). 12 As groups construct and utilise their own cognitive frameworks, the capacity of an individual to process and comprehend her memories develops in the context of interactions
within the groups to which she belongs. The groups to which she belongs, therefore, impact and
exert social force upon the ways in which she perceives and interprets her own experiences, pub- lic or private.
In this way, the framework of collective memory confines and binds our most intimate remembrances to each other. It is not necessary that the group be familiar with them. It suffices that we cannot consider them except from the outside - that is, by putting our- selves in the position of others - and that in order to retrieve these remembrances we must tread the same path that others would have followed had they been in our posi- tion. (Halbwachs 1925: 53)
Likewise, she leaves her mark on the social frameworks according to which she comprehends her world, so that her private experiences, even if they remain her private experiences, impact
those social frameworks by virtue of being attached to them in her mind and, consequentially, in
her behaviour.
Even so, some theorists persist in differentiating between 'individual' and 'collective'
memory. 13 Zelizer (1995: 214), as an example, proffers the following definition: 'Collective mem-
ory refers to recollections that are instantiated bgond the individual by andfor the collective. Unlike
personal memory, which refers to an individual's ability to conserve information, the collective
memory comprises recollections of the past that are determined and shaped by the group' (emphases
added). But we have seen that 0 memory is shaped by the group, though to say that memory is
sociAy determined goes too far. 'Collective memory' is not some 'thing' to be analysed over and
against 'personal memory'; memory is a social phenomenon, as are identity, religion, econom-
ics, politics, etc. The link between memory and identity lies at the centre of much social memory re-
search. 14jan Assmann takes seriously the shift from 'a biological framework [to] a cultural one'
in 'discourse conceming collective knowledge' (1995: 125). likewise, he maintains Halbwachs's
sense of the entanglement of the collective and the individual: Mie specific character that a per-
son derives from belonging to a distinct society and culture is not seen to maintain itself for gen-
erations as a result of phylogenetic evolution, but rather as a result of socialization and customs'
12jenkins makes a similar move, pointing out that 'just as all individual identities are social, so all social identities attach to individuals.... Individuals differ from each other in their characteristic combi- nations of collective identities' (cf 1996: 52-53).
13 Fentress and Wickham come to a similar conclusion: 'Certain of our memories seem indeed to be more private and personal than others. Yet this distinction between personal and social memory is, at best, a relative one. Typically, our memories are mixed, possessing both a personal and a social aspect. There seems little reason, therefore, to suppose that memory itself is divided into two compartments one personal and the other social' (1992: 7).
14 ne lack of collective historical memory in the field of nursing - and that lack's cffects on the collective identity of nurses as a professional community - throws into sharp relief the importance of social memory (a way of recognising and thinking about the world) for the construction and maintenance of social identity (a way of being in the world; cf. Hamilton 1996).
Rodriguez 50
(1995: 125). Assmann's 'cultural memory' resembles H albwacbs's social frameworks of memory,
which include the larger concepts and structures of 'objectivized culture'. Group identity is con-
structed and perpetuated vis-d-vis objectivized culture, allowing that group to become conscious
of its unity and distinction from other groups; at the same time, objectivized culture provides a
pool from which 'formative and normative impulses' may be drawn. 'In this sense, objectivized
culture has the structure of memory' (1995: 128; cf. 132).
In many important respects, then, 'social memory' does not merely refer to 'group
memory'. Similar to work in social identity theory carried out since the 1970s, soda] memory theory highlights ways in which individual and group memories are dialectically constituted and
problematises how individuals internalise society even as society exists by virtue of interaction
between individuals. Social memory is not just a new field within memory studies; it is an ap-
proach to memory itself That, however, is not the only link between social identity and social
memory. Memory, as we have briefly noted, is an important aspect of identity construction, ne-
gotiation, and legitimation. Both are forged in the processes of social interaction, even as both
are necessarily prerequisite for that interaction (cf. jenkins 1996: 20).
Thus, pace Gerhardsson and Byrskog, social memory theory does not postulate a Durk-
heimian metaphysical 'group consciousness' that acts independently of individual social actors
comprising the group. 15 But, unlike Gerhardsson and Bauckham (and, to a lesser extent, Byr-
skog), social memory refuses to treat the individual as an isolated entity, analysable apart from
the social contexts in which she moves and breathes and has her being. 16 In true dialectical fash-
ion, the individual neither determines nor is determined by her social context, but she does find
herself constrained by the cultural field within which her interactions take place even as the di-
rect and indirect consequences of her interactions affect that field, often unpredictably. ' 7
3.2. b. Ideological Influences on Memory
The dialectic that complicates our understanding of 'individual' and 'collective' results in the situation whereby different individuals and different groups remember divergent pasts. Even so, different people (and groups) frequently recognise consistencies between their own and
other's memories (Schwartz 2000: 222). 'niough we can easily overemphasise ideological factors
in the analysis of memory (cf. Schwartz 1991: 222) such factors nevertheless require our atten-
Is Where such a postulate is implied, however, Gerhardsson and Byrskog would, of course, be correct (cf the critique of Zelizer's essay, above). Even so, our cfforts to refuse reifying the concepts 'indi- vidual' and 'group' (as does, e. g., Bauckham 2006) helps safeguard against such metaphysical confusions.
16 Many social memory theorists have taken care not to make the same assumptions about any qualitative differences between individual and collective. E. Zerubavel (2003: 2), for example, uses a 'so- ciomental topographical' model of social memory in an attempt to focus on both the individual/internal (sociomental) and the collective/external (sociomental) aspects of social memory. Fentress and Wickham attempt to talk about both collective and individual memory without supposing a qualitative difference between them: 'We have called this book Social Memog to countcrpose its subject to that of the memory of individuals. Yet it is individuals who actually do the remembering; what is social about it? The essential answer is that much memory is attached to membership to social groups of one kind or another' (I 992: ix).
17 Cf. the careful (and autobiographical) discussion in Thatcher 2006: 54-60.
testation' (Zelizer 1995: 214). We turn now to agonistic aspects of memory. Social identity theory not only focuses attention on how group identity enables the indi-
vidual to know herself in relation to others; it also analyses how group membership throws into
sharp relief who she is not by virtue of the differentiation between ingroups and outgroups (Esler
1998: 42). Just so, social memory theory focuses our attention on how group membership influ-
ences which past or pasts we internalise and which belong to other groups (and how collective
memories interact and compete). 18john Bodnar, in his study of twentieth-century ethnic Ameri-
can commemoration, traces how different pasts compete for dominance as groups vie for control
and influence over society. 'The shaping of a past worthy of public commemoration in the pre-
sent is contested and involves a struggle for supremacy between advocates of various political ideas and sentiments' (1992: 13). 19
Tbough Bodnar's work often goes too far in assuming a conflictual model of society, his
analysis sheds light on how memory and commemoration can be the arena in which different
groups compete. For him, 'public memory emerges from the intersection of official and vernacu-
lar cultural expressions' (1992: 13). 20 'Official culture' refers to 'the concerns of cultural leaders
or authorities at all levels of society' and mediates or marginalises various social groups' interests
in order to attain the programmes and goals of the cultural elite. 'Official culture relies on
"dogmatic formalism" and the restatement of reality in ideal rather than complex or ambiguous
terms.... Vernacular culture, on the other hand, represents an array of specialized interests
that are grounded in parts of the whole' (cf. 1992: 13-14). 'niough Bodnar attempts to argue a
qualitative difference between official and vernacular memories, the primary difference between
them is one of social position and influence. 21 While the distinction between official and ver-
nacular memories is heuristically useful, we will approach both as fundamentally the same
18 Though we are addressing the competitive or contested aspect of memory under the rubric of collective memory, the same processes are at work in the memories of individuals, as is evidenced by the influence that differing individual memories of the same event have on one another when eyewitnesses to a crime are permitted to discussjust what it was they each 'saw'(cf. Buckhout 1982 for a discussion of the vicissitudes of eyewitness memory and testimony; cf. also Crossan 1998: 59-68). These forces are not al- ways (or necessarily) ideological. The shaping of eyewitnesses' memories is not simply a matter of pursuing certain goals (a court conviction, for example); collusion also occurs as an attempt to clean up and clarify just what it was an eyewitness was supposed to remember.
19 See Schwartz 2000: 15-18,192-194,198-204 for critiques of Bodnar's analytical perspective. 20 Inasmuch as 'public memory' mediates between 'official' and 'vernacular' culture, Bodnar of-
fers a helpful point of departure. 21 Cf. Bodnar (1992: 14): 'Normally vernacular expressions convey what social reality feels like
rather than what it should be like. Its very existence threatens the sacred and timeless nature of official expressions'. Bodnar thus seems to allow 'vernacular' (or 'popular', to link to Horsley's analyses (e. g., 1987; 2001; 2003; Horsley and Draper 1999]) expressions of the past firmer connections to reality (and/or the past) than those that attach to 'official' expressions. Schwartz (2000: x) may have had Bodnar in mind when he wrote, 'The problem with [constructionist] research is its inconsistency. As construction- ists present the nations' sins as matters of indisputable fact, they present the nation's virtues as "myths, " 64metanarratives, " and "inventions" concocted by a privileged majority determined to secure its domina. tion over minorities. Conductors of this research are positivist on the matter of the vices of American his- tory, constructionist on its virtues. '
Rodriguez 52
things: expressions of the past that take a stand vis-d-vis the past's meaning in relation to present
circumstances. Such expressions are therefore ideologically motivated. Salient features of the
past (which transcend and set limits upon the ideological options presenting themselves to social
actors engaged in social interaction and competition) constrain the meaning that both official and
vernacular narratives attribute to the past. Bodnars distinction helps us keep in mind who is
remembering and helps us ask why some memories take root while others wither and are, ulti-
mately, forgotten. It is, however, neither productive nor empirically justifiable to presume at the
outset that official and vernacular cultural expressions are always, naturally, and inevitably at
odds. In fact, the meaning-making functions of memory make it necessary for us to qualify
Bodnar's claims about memory and society; we cannot separate ideological aspects of memory from the sense-making (cultural) aspects of memory. 22 Our ideological efforts - our attempts to
persuade others to see the world and behave in it as we do - are rooted in our own attempts to
make sense of our environment and experiences. Schwartz notes the link between the serniotic
and ideological aspects of memory: 'Social memories, as aspects of culture, do more than "ex-
press" social reality; they shape reality by articulating ideals and generating the motivation to
realize them' (2000: 5). 23 As a 'source of knowledge' (Fentress and Wickham 1992: 26), collective
memory engages and competes with other conceptualisations of the past even as it makes sense of
the present, and vice versa. Tlius the question arises: How do groups - whether official or vernacular - come to
terms with the past and the present and attempt to persuade other groups to do so in their
terms? In his attempt to distinguish between hegemonic manipulation and cultural expression, Schwartz (2000: 204,245-235,295) suggests a matrix along two axes to analyse the relationship
between official and vernacular interests. First, it matters whether the cultural leaders are them-
selves invested in the values and agenda they are espousing or they are attempting to manipulate
the masses to accept something they (the elite) know to be false or harmful. Second, it matters
whether the cultural leaders are propagating values and agendas the masses already accept (or
are predisposed to accept) or they are putting forth a programme the masses would otherwise
rejeCt. 24 Schwartz's analysis suggests that voices of official and vernacular memories sometimes,
22 Schwartz identifies two approaches to, or models of, memory. memory as a cultural system (which is related to the consistency of collective memory through time), and memory as a political system (which is related to the vicissitudes of memory). 'I'liough these models appear under different labels in different publications, they are a constant theme of his work (cf 1991: 221-222; 2000: 1-25; 2005a: 44; also Schudson 1992: 205-221).
23 Cf. also Schwartz 1996. 24 For example, Schwartz writes, 'Making the connection between national identity and national
memory takes money and time. Reputational entrepreneurs sometimes make this connection with a view to promoting and protecting their own interests; sometimes, with a view to promoting and protecting the interests of society at large. The consequence differs. An audience manipulated into associating its inter- ests with a particular conception of the past will withdraw its commitment as soon as the manipulation
Rodriguez 53
if not usually, sound very similar and are engaged in similar endeavours: the attempt to establish
consensus concerning the content, structure, and lessons of the past. Political interests are ever-present in every act of historical interpretation and
(re)shaping the past; 'the main characteristic of history is that it is composed of selected se-
quences of events. The large number of sequences dictates, obviously, that there will be a dis-
continuity effect in remembering the past' (Ben-Yehuda 1995: 302). But even groups with con- flicting interests typically agree on the broad strokes of history; their images of the past are re- flective of, but not determined by, their interests in the present: 'many of these sequences (possi-
bly a majority of them) share certain common elements. Without this commonality, we would have not just different sequences but, rather, altogether different histories' (1995: 302). Compet-
ing groups can frequently recognise their own past in other groups' memories. And even though
the right (or power) to define the past with any significant consensus will usually - and for ob-
vious reasons - lie with culturally dominant groups, dominant images of the past are not
merely ideological constructions. "I'lie more privileged may or may not [profit] more by this
consensus than the less privileged, but political profit hardly exhausts its significance' (Schwartz
2000: 295). 25
We must, then, raise questions about who is doing the remembering, for what purposes,
and toward which audiences. But we need to balance ideological factors of memory with mem-
ory's cultural factors; though we sought to discuss the political functions of memory apart from
its serniotic functions, we found ourselves unable to do so. Using the past to pursue goals in the
present (either class-specific, self-serving goals or goals that genuinely seek to serve societal
needs) presupposes coming to terms with the present in terms of the past. Tlis last point will
surface repeatedly throughout this chapter: the distinction between memory as an ideological
force and memory as a cultural system can only ever be analytical. 3.3. Distortions of Past and Present in Social Memory
If the recovery of the past is inextricably bound up with group membership and includes
complex processes of social identity and memory, then we must clarify and make explicit the
ends; but if entrepreneurs and their audience share the same values, then reputational enterprise will sus- tain rather than create collective mcmory'(2000: 295).
25 For this reason, Bodnar's conclusion concerning patriotism (taken here to be a specific form of a sense of ethnic belonging and identification) appears remarkably simplistic: 'One implication of the ar- gumcnt that the abundant patriotic messages of American public memory are rooted partially in the quest for power by leaders of various sorts is that patriotism is invented as a form of social control and that it does not naturally find resonance within the hearts and minds of ordinary people' (1992: 17). Not only is this conclusion theoretically untenable, but the upsurge of popular American patriotism in the wake of 9/11 suggests an empirical weakness as well. Importantly, though the increase in post-9/1 I patriotism has been evident in a broad and diverse cross-section of the population, this has not meant that this diverse population thinks the same things about America or its role in international politics (cp. Schwartz 2000: 29-63; esp. p. 54: 'Lincoln could be universally mourned without being universally admired because the celebration of America's integrity was the ultimate object of his funeral). This is particularly evident in the current and heated debates concerning what it means to 'support our troops' or to be a 'patriotic American', values which appear to be significantly more universal in American society than the meanings that are attached to them. Similar dynamics attend to discussions of "being British" in the UK.
Rodriguez 54
model that drives our analysis of the relationship between the past and the present. As Kirk and
Thatcher (2005a) have pointed out, New Testament scholars tend to view one as epiphenome-
nal of the other. The dominant paradigm, heavily determined by form-critical perspectives and
broadly influential, sees the past as derivative of the present, reflecting (and serving) present in-
terests and engaged in ideological conflicts in the present (with 'theJews', or 'heretical' groups
such as [proto-] Gnostics, or gohn the] Baptist sectarians, etc. ). Thus, 'social realities of the
early communities [are construed] not only as the formative contexts in which Gospel traditions
were shaped and transmitted, but also as the primarygenerativeforce behind those traditions' (Kirk
and Thatcher 2005a: 30; original italiCS). 26 But there are those (e. g., Gerhardsson) who subordi-
nate the present to the pressures exerted upon it by the past; in effect, the present is remade in
the image of the past. Here scholars grant the past a stability and continuity that impinges upon
the present. 'If the form critics were fixated on present social realities in the formation of tradi-
tion, Gerhardsson severely underestimates the effect of these realities' (Kirk and Thatcher
2005a: 35, citing Gerhardsson 1998; 2001). The present section surveys the ways in which some
authors have attempted to refuse subordinating either past or present to the other.
What dynamics characterise the relationship between past and present, objective and
constructed history, historical truth and ideological legitimation? Not just the presence of the past, but also the use of the past makes the task of historical reconstruction (the heart of 'historical Je-
sus' studies, including this project) problematic. Simplistic models of siftingýand-sorting are no
more effective for efforts to reconstruct the 'historical Jesus' than such procedures were for oral
historians of the late twentieth century. 27 JVe need a more focussed examination of the past and
present in relation to one another. Certainly aspects of this relationship have lurked behind
various points of the discussion thus far, but here we consider that relationship directly.
3.3. a. Expressions of the Past as Phenomena in the Present
As already stated, 'the most widely accepted approach [to collective memory] sees the
past as a social construction shaped by the concerns and needs of the present' (Schwartz
1991: 221; cf. Zhang and Schwartz 1997: 189-190). From this perspective, pressures in the pre-
sent (beliefs, values, interests, polemics, etc. ) reconfigure the past as it is summoned in collective
memory, whether in commemorative ritual, statuary, literature, temporal organisation, etc. We
easily find examples of this perspective injesus research: everything fromjesus' relationship to
John the Baptist to his reported encounters with gentiles in Galilee and its environs to the ac-
counts of controversies betweenjesus and contemporary Jewish figures are presumed to repre-
26 This is the dominant perspective not only in New Testament studies but in social memory re- search more gcnerafly (Schwartz 1991: 22 1).
27 Cf the discussions in Samuel and Thompson 1990b and Perks and Thomson 1998.
Rodriguez 55
sent distortions ofjesus' past in order to make him relevant for the evangelists' present. 28 As a
particularly striking example: 'Consonance with the past ... was for the victorious church the
ultimate criterion of legitimacy. But the past, if it must bear this burden, is not so much pre-
served as remade in the image of the present: it is too important to be allowed an independent
existence' (Fredriksen 1988: 7-8). Note that the past is not simply remade in the present but in the
inzage ofthe present. Here is a heavily presentist perspective. From a similar perspective, the essays in Hobsbawrn and Ranger (1983) analyse the de-
velopment and fixation of new practices in society that are then supposed to have their origins in
the distant past. 29 When societies emerge from a period of radical restructuring, drawing mean- ingful connections between the present and the past requires considerable effort: trying to main-
tain a sense of a 'suitable historic past', 'the peculiarity of "invented" traditions is that the conti-
nuity with [the historic past] is largely fictitious' (Hobsbawm 1983a: 2). But even in pre- (or early)
revolutionary societies, as well as societies moving through periods of relative stability, the inven-
tion of tradition (the reconfiguration of the past) can be identified, as the analyses of Trevor-
Roper (1983) and Cannadine (1983) demonstrate.
Hobsbawm identifies repetition as an important aspect of inventing traditions and con-
structing a sense of continuity with the past (1983a: l). Also, similar to Schwartz's analyses, Hobsbawrn identifies social change as a factor that necessitates the invention of traditions even in societies whose histories are legitimately historic: 'Quite new, or old but dramatically tr-ans-
formed, social groups, environments and social contexts called for new devices to ensure or ex-
press social cohesion and identity and to structure social relations' (Hobsbawm 1983b: 263).
Hobsbawrn also notes the role of public reception in the analysis of the successful invention of
traditions, insofar as 'conscious invention succeeded mainly in proportion to its success in
broadcasting on a wavelength to which the public was ready to tune in. [Official inventions,
howeverj ... might still fail to mobilize the citizen volunteers if they lacked genuine popular
resonance' (1983b: 263). Hobsbawm, however, collapses reception into merely another facet of
political manipulation; reception is a matter of the official culture's ability to express its interests
in terms that resonate with, or mimic, the cultural logic of society at large. 30 This perspective,
like Bodnar's (discussed above), underestimates both the robustness with which marginal (or, at
least, non-elite) groups are able to detect and resist culturally hegemonic forces as well as the
possibility that dominant and subordinate groups may, in fact, share certain values, beliefs, and
traditions.
28 For the relationship betweenjesus andjohn, cf. Crossan 1991: 227-264; for his response to gentiles, cf. Fredriksen 1998: 180-181; for a discussion of the so-called controversy stories, cf. Sanders 1985: 270-293.
29 Cf. the interesting discussion (Trevor-Roper 1983: 15-41) of the development and retrojection of the traditions surrounding kilts and their tartans; in early-industrial Scotland, a process set into motion by - ironically enough - an early English industrialist!
30 For a discussion of 'resonance' as a critical factor in 'how culture works', see Schudson 1989a: 167-170.
Rodiiguez 56
Ile question at the heart of this discussion is, How, and to what extent, does memory's
rootedness in the present distort the past? It is axiomatically true that every expression of the
past happens in the present; even in the case of written texts, statues, paintings and portraits,
etc., which persist through successive presents after first coming into being, the apprehension of
the images of the past they portray happens in the present. 31 17his, then, raises questions about
the present's ability to accurately and authentically recall events and figures from the past and
the extent to which the past is distorted by being expressed in the present. Certainly, in the cases of fabrication and deception (whether intended or not), we ought
to understand 'distortion' in a strong sense: the past expressed in the present bears no significant
relation to the actual past. The problem, in this instance, is the impossibility of distinguishing
between expressions of the past fabricated out of whole cloth and those that attempt to commu-
nicate something of the actual past. When analysing narratives that bear no direct relation to
any actual event of the past, normal procedure (specifically in Jesus research) is to examine the
connections between a narrative and the needs of the present in which the narrative was con-
structed. 32 7111e move from a demonstrably 'false' narrative of the past to the needs of the present
that gave rise to the narrative is appropriate, 33 but the recognition that all acts of remembrance
are rooted in the present - not just those we would label 'inauthentic' - problematises the im-
plicit (but widespread) assumption that we can reverse this procedure. The demonstration of a
narrative's links to the concerns of the present does not constitute evidence of any quality that that
narrative is unrepresentative of the past. 'nie connections formed between past and present, rather than covering up a rupture
between past and present, enable recollection of the past in its pastness. Schwartz (2000: 18-19)
discusses the 'matching' of past and present in collective memory, in which the past functions 'as
a model of society and a modelfor society' (original italics; cf also 1996). As a model of the re-
membering group, the past is selectively recafled and represented in the present; the events se- lected and represented are expressed in terms that are relevant for the context of remembrance
(as opposed to the context being remembered). 34 'Selectivity' refers to more than simply proc-
31 Here is a problem, to be discussed later, with conceptions of written texts as 'freezing' the past, particularly vis-d-vis images of the past presented via oral tradition and performance (e. g., KcIber 1983; Thatcher 2005). While the text may persist as an expression o .
fthe pastfionr the past, its apprehension and interpretation, though restricted in ways that do not necessarily attach to oral texts, is rooted in the pre- sent and driven by questions, concerns, and convictions arising within the present.
32 For example, the account ofjesus' address in the synagogue in Nazareth (Luke 4: 16-30) is typically discussed in terms of legitimating Lukan theology, particularly the openness of the later Christian
movement to the gentiles on account of the failure of 'Israel' to respond, either tojesus or to the message about him (vv. 25-27). For one example, among many, of this procedure, cf. Eslcr 1987: 164-169.
33 Cf. Schwartz 2000: 144. 'People everywhere define themselves by asking and answering the question, "Of what stories do I firid myself a part? ", but theJunction ofthese stories is not totally dependent on their authenticity' (my emphasis).
34 In light of the surprising frequency with which terms such as 'egalitarian', 'globalisation', 'terrorism', etc. appear, Horsley's Jesus and Eýýre (2003) is an interesting example of the past being expressed in terms primarily relevant to the present.
Rodiiguez 57
esses that determine what an individual or group will attend to but also how they will attend to it;
'People not only attend to media selectively but perceive selectively from what they attend to' (Schudson 1989a: 168). That the expression of the past is selective does not mean that an alien
past is made to fit an incongruent present; it is merely to recognise that present concerns frame
decisions (whether conscious or not) concerning which aspects of the past are remembered. 35
Neither does the selectivity of memory demean the past as merely a tool in the service of ideo-
logical forces; as a cultural program, memory 'orients our intentions, sets our moods, and en-
ables us to act' (Schwartz 2000: 23 1). Memory, in other words, precedes the legitimising actions of ideological interests even as it plays an important legitimising role. 36 As Olick has aptly said, 'In-
terests always involve an understanding of the past and a projection of the future, and this is ex-
actly what shared communal narratives provide' (2006: 6).
As a modelfor the remembering group, memory bears its own weight upon the remem- bering present and brings to the fore the vigour of the past vis-d-vis the distorting effects of the
present. 37 Schwartz identifies two functions of the past as modelfor society: the past 'embodies a
template that organizes and animates behavior and afiranze within which people locate and find
meaning for their present experience' (2000: 18; original italics). As we stated in the previous
paragraph, the past provides a platform upon which social actors are able to survey the vagaries
of the present, assess the range of courses of action available in the present, and choose between
them. As such, the past is not merely a social construct produced to legitimise behaviour in the
present, behaviour which was determined prior to and apart from an image of the past. The
past also constrains the meanings that can attach to a given situation in the present. 'Collective
memory affects social reality by re/Zecting shioing, andfiamiV it'(2000: 18; original italiCS). 38
Our concerns focus our attention on the ways the present distorts the past in every act of
remembrance and recall (though in the next section we will resume the discussion, initiated in
the previous paragraph, of how the past distorts the present). Often enough, scholars understand
35 New Testament scholarship has recognised this phenomenon: 'To suggest a reason why the early church found a particular saying useful is not to prove that the early church created the saying in- stead of preserving or adapting it from the teaching of the historicaljesus' (Meier 1994: 181).
36 CC Schwartz 2000: 252-253: 'The machinery of invocation (keying) presupposes rather than cre- ates the affinity of the events it brings together' (my emphases); cf. also Schudson's discussions (1989b; 1992) of 'pre-emptive metaphors', discussed below.
37 Cf Olick 1999b; Olick and Levy 1997; Schudson 1989b; 1992; Connerton 1989; bzw ahos; cf. also the discussion in §3.3. b., below.
38 These three functions - reflecting, shaping, and framing - capture the heart of Schwartz's model of past-present interaction. In collective memory, neither the past nor the present precede the other; they are mutually affecting and dialectic. Our present is determinative for our image of the past (i. e., the past is made to reflect the present) even as our past is determinative for our image of the present (i. e., the present is shaped by and framed within the past). But even these three functions are mutually affecting. - 'Memories must express current problems before they can program ways to deal with them, for we cannot be oriented by a past in which we fail to see ourselves.... On the other hand, the program- ming and firaniing functions of memory are what make its reflexive function significant, for we have no reason to look for ourselves in a past that does not already orient our lives' (Schwartz 2000: 18,19).
Rodriguez 58
'distortion' in a strong sense, as the act of making the past something it could not have been. 39 In
this regard, ideological forces are given considerable (some would argue absolute) power over
the past in order to remake it according to elite cultural interests. The author of (or community
responsible for) Q for example, fabricateS40 the image ofjesus answeringjohn the Baptist's
question according to the Isaianic tradition (cf. Luke 7.18-25) as propaganda forjesus; the im-
age is without basis in the life of the realjeSUS. 41 According to this perspective, ideological forces
are all that matter because the past has been thoroughly distorted and is unrecognisable as the
paSt. 42
But it is possible to understand 'distortion' in a weak sense, as making the past some-
thing it was previously not. 43 'Distortion' in this sense has more to do with actualising the past's
potential than with exerting power over competing images of the past. Considered in isolation,
the flow of historical events lacks meaning and is chaotic, inchoate, disconnected, without moral lessons to teach and orientating directions to guide. 'One of the most remarkable features of human memory is our ability to mentally transform essentially unstructured series of events into
seemingly coherent histo7ical narra&es. We normally view past events as episodes in a story ... and it is basically such "stories" that make these events historically meaningful (E. Zerubavel
2003: 13, original italics; cf. E. Casey 1987: 291; Tbatcher 2005: 91). Another word, then, for 'dis-
tortion', understood in this weak sense, is 'transformation'. The emplotment of disparate, em-
pirically disconnected events into narratival form is itself distortion (and involves other processes
of distortion, as we will see presently), but this is a far cry from theoretical perspectives that view
the past solely as products of interested manipulations in the present. 44
The placement of historical events within narrative plot structures is not the only source
of distorting pressure exerted upon the past by the present. The past 'fits' imperfiýctly with the
present, so that in every instance of remembering, of turning to the past to orientate oneself to
39 The OED website, accessed I May 2006, uses the terms 'wrench' and 'to change to an un- natural shape' in its entry on 'distort', both of which arc graphic visual metaphors of the strong sense of 'distortion' being discussed presently.
40 1 intend the term 'fabricate' here in the strong sense of 'creation'; in this regard, the OED web- site, accessed I May 2006, offers, 'In bad sense: To "make up"; to frame or invent (a legend, lie, etc. ); to forge (a document)' (as opposed to the more neutral entry, 'To form ... into the shape required for a fin- ished productl. Luke, according to this perspective, is responsible for the image of the past that inheres in his fabricated account (as opposed to a weak sense, in which 'fabricate' merely means 'to form'; Luke 'put together' [fabricated] an image of the past using resources and materials publicly available).
41 Cf. Funk, Hoover, el aL 1993: 177-178. 42 This is an ironic position, given the Jesus Seminar's stated goal of recovering 'the authentic
words ofjcsus'. It is also an inconsistent position; the Seminar refuses the gospels a connection with the Jesus of history on the basis that they demonstrably have axes to grind, though this connection with the past is readily - almost positivisticaIly - granted the Seminar's own findings, despite their similarly de- monstrable axes (cf. Funk 1996, as well as the essays in Hoover 2002c).
43 The OED wcbsitc, accessed I May 2006, also uses the phrase 'to alter the shape of any figure without destroying continuity' in its entry on 'distort'; this sense of 'without destroying continuity' ex- presses something of the 'weaker' sense of distortion for which I am presently aiming.
44 Cf. H. White (1978: 81-100) for an interesting essay concerning the narrativising of historical accounts, the transformative effects of narrativisation, and the consequences for our understanding of the nature of historiography.
Rodiiguez 59
the present and identify desirable paths into the future, 45 the connection between past and pre-
sent is itself imperfect. Every historical analogy breaks down. This is not a fault with the proc-
esses of framing and keying, processes by which past and present are brought together and illu-
minate one another-, rather, Ile past is at once an idealization and critique of the present world. ... A past that merely reproduces the present suggests no answers to its dilemmas. Ideal models, not realistic ones, inspire.... On the other hand, abstractly simplistic ideals bear no credi- ble relationship to a complex and imperfect present. Tension, not easy compatibili! y, defines the relation between memog and experience. (Schwartz 2000: 253; emphasis added)
We ought not simplistically understand this tension as an impediment toward understanding the
past in the present; social actors are often aware of the discrepancies of the past being remem- bered and present needs that motivate remembrance. Tlese discrepancies, in fact, can also pro-
vide orientation and moral guidance in shaping and framing the present (cf. Fentress and NVick-
ham 1992: 24).
Schwartz (2000: 225ff. ) uses a double model of framing and keying to analyse how the
past is put to use in the present. He expands Goffman's concept of 'primary framework', that is,
a framework that is understood by those who apply it as not referring to some prior interpreta-
tive event or framework, by tracing 'how participants in one primary event ... interpret their
experience by aligning it to another primary event'. Tlius, past events and images are used to
interpret - to recognise - current events and issues. This process not only renders current sigý
nificant issues meaningful, but it distorts those issues in order to conform them to images of the
paSt. 46 Ile distortion, then, works both ways; past and present are transformed even as they are
illuminated and clarified through processes of framing and keying. Events are 'paired' to tighten
the correlation between the past and the present and to understand each in light of the other. Kging transforms the meaning of activities understood in terms of one event by compar- ing them with activities understood in terms of another.... Keying transforms memory into a cultural system because it matches publicly accessible (i. e., symbolic) models of the past ... to the experiences of the present. Keying arranges cultural symbols into a publicly visible discourse that flows through the organizations and institutions of the so- cial world. (Schwartz 2000: 225-226; original italiCS)47
43 Schudson makes a subtle - but important - distinction between 'guiding(= orientating) and 'instigating' behaviour, religious convictions, for example, may not simply frame behaviour and thereby bring meaning to it but may also be causative factors for behaviour, from giving to the poor or tutoring urban children to fostering international crises or bombing abortion clinics (cf. Schudson 1989a: 1 72-173).
46 Again, 'distortion' is not meant here to suggest that processes of framing and keying arbitrarily link later events to earlier ones; 'The machinery of invocation (keying) presupposes rather than creates the affinity of the events it brings together' (Schwartz 2000: 252-253). The 'fit' between events linked in social uses of the past is never perfect, a fact that suggests the objective ('external' or 'non-interested) basis for the connection as events are keyed to one another.
47 Schwartzs concept of keying has two major similarities with Schudson's use of 'pre-emptive metaphor': first, both involve linking two events from disparate historical eras to understand both events in light of the other, second, both ensure 'misunderstanding' as a consequence: my view of what is going on may be clearer, but it is less accurate.
Rodriguez 60
Keying does not simply provide meaning for secondary (or simply later) historical events; rather, it transfonns meaning by plugging current issues and events into the 'sacred narrative of the na-
tion' or group (Schwartz 2000: 23 1).
The idealisation of the past, of course, presents us with an issue about which historians
ofjesus have been concerned for some time. 48 Typically, scholarly efforts are directed toward
de-idealising the historical image presented in the gospels, usually on the assumption that some 'historical kernel' exists buried beneath interpretative and editorial layers. Memory does not, however, preserve the past in a way that allows for the separation of historical fact and later in-
terpretation. 'Memory entails a degree of interpretation. Our memories no more store little rep- licas of the outside world made out of mind stuff than do the backs of our televisions' (Fentress
and Wickham 1992: 3 1). Fentress and Wickham go on to discuss 'a tendency towards simplifica-
tion and schernatization in memory' (1992: 32), processes which aid in the conceptualisation of
the past in memory. The act of remembering involves reconstructing the past by 'filling out' de-
tails of a historical event 'stored in some "conceptual" form, as concepts are easier to remember
than full representations' (1992: 32; cf. p. 40). '19 Through processes of conceptualising (installing
in memory) and expanding (recalling from memory), the hypothetical 'historical kernel' is fused
with the interpretation of that kernel (Kirk 2005b: 7-8).
Historicaljesus research presumes, however, that we have (at least some) access to the
patterns according to which the earlyjesus traditioners would have conceptualised their images
ofjesus in the collective memory. Especially via the procedures of redaction criticism, we can
assume the theologies of the early Jesus movements exerted their own pressure upon the Jesus
traditions. The theology ofjesus' followers, then, is lifted out of the present and made a secure
platform from which scholars can survey the ways in which they idealised (= distorted) their
memory ofjesus. This procedure, however, falters on the observation that the patterns accord-
ing to which we conceptualise the past and expand memory are not always conscious, and in
fact those patterns can well up from already established beliefs about the past and influence be-
lief in the present (Fentress and Wickham 1992: 33,36). The theology ofjesus' earliest followers,
then, is not the stable platform we require. We can begin to see, now, that expressions of the past are necessarily expressions rooted
in and motivated by the present; even in the case when the past being remembered is invested
with a sacred significance as thepas4 the 'sacralisation' of the past occurs in present contexts. But
we have also seen that this does not degrade the past as merely an expression in the present, let
alone a mere expression of the present. The present itself is constituted, in important ways, by
48 Cf. the discussion regarding the historicity of the healing and exorcism stories in Meier 1994: 678-772,646-677, respectively, and the literature cited there.
49 Cf. also Fry 1981, whose theory of memory is dependent on Bartlett (1932). Bauckham (2006: 325-330) provides a useful discussion of 'copy and reconstructive theories' of memory.
Rodiiguez 61
the past with which it is taken up, as we will see presently. Kirk, referring to a number of mem-
ory theorists, summarises: The activity of memory in articulating the past is dynamic, unceasing, because it is uired into the ever-shýzfling present The remembering subject, from his or her situatedness in the present, interacts with a formative past to relate it meaningfully to contemporary exi- gencies and to the ongoing project of negotiating continuity and change in personal identity. (Kirk 2005b: 10; original italics)
Ile ever-impinging present affects our conceptions of the past, conceptions which themselves
are fluid as the present fluctuates. Ideological struggles to define how we ought to remember the
past and relate it to the issues and concerns of the present often result. 'Different reconstructions [of the past] clash. Control over the past is disputed and the past becomes contested terrain. Some individuals, organizations, classes, and nations have more power than others to claim the
territory of memory. There is a politics of memory that requires study' (Schudson 1989b: 1 12). 50 But there are limits to the extent to which ideological forces can fiddle about with the past. We
now shift our attention to these limits.
3.3. b. Apprehension of the Present as Constrained by the Past
Despite the analytical and theoretical utility of perspectives that emphasise the vicissi-
tudes of the past, studies that emphasise the past's contingency often 'see the past as precarious, its contents hostage to the conditions of the present. They set forth an atemporal concept of col- lective memory that relates things remembered to the beliefs, aspirations, and fears of the here
and now' (Schwartz 1991: 222). Schwartz criticises this perspective as 'one-sided' because his
analysis supplements rather than undermines studies that emphasise the past's contingency. The
past fluctuates, and it does so under the influence of the present. 'But this is half the truth, at best, and a particularly cynical half-truth, at that' (Schudson 1989M 13). 51 The present fluctu-
ates as well; not just at the passage of time, but also because of the presence of the past: 'Con-
cerning memory as such, we may note that our experience of the present very largely depends
upon our knowledge of the past' (Connerton 1989: 2; cf. Fentress and NVickharn 1992: 24). Ilis is
'the other half of the truth' (Schudson 1989b: 1 13); the past persists - perhaps not always; cer- tainly never perfectly - across fluctuations in the present. But emphasising the past's consis- tency at the expense of its contingency distorts 'in a different direction' (Schwartz 1991: 222).
Schudson contends that 'the past is in some respects, and under some conditions, highly
resistant to efforts to make it over' (I 989b: 107), and he identifies three factors that limit the abil-
50 This observation is part of Schudson's larger point that the presence of multiple, conflicting in- terest groups is a limiting factor in efforts to rewrite the past, a point we will analyse more closely in the next sub-section. For now, note that Schudson immediately continues: 'Certainly political leaders of both powerful and aspiring groups recognize that the mobilization of memory is often a vital political resource. But as for the idea that people and groups and nations rewrite the past to legitimate the present, this ob- scrvation cuts two ways. Yes, individual and groups try to co-opt memory for their own purposes; but no, they do not do so with a free hand so long as success in even convincing oneself requires non- contradiction by others' (I 989b: 112).
51 Schudson 1989a also explicitly offers up a mediating position between a 'dominant ideology thesis' and a 'too] kit'vicw of culture.
Rodziguez 62
ity of present interests to rewrite history: 'the structure of available pasts, the structure of indi-
vidual choices, and the conflicts about the past among a multitude of mutually aware individuals
or groups' (1989b: 107). First, 'there are features of our own pasts that become part of the givens
of our lives, whether they are convenient or not' (1989b: 103-109). Though the past's salience
may fade with time, its features also exert pressure on subsequent presents. 'Once commemora-
tion gets underway, it picks up steam; it operates by a logic and force of its own.... Even pow-
erful groups and individuals, therefore, can only muck with the salient past so far' (1989b: 108,
109). Once an event is installed in collective memory, it attracts power to itself (whether or not
traditional centres of cultural power are responsible for its installation), a power that is 'self-
perpetuating' and that resists efforts to displace the memory of that event, even if the interests of
official power centres would prefer to do so. This point requires special emphasis forjesus research, and especially that scholarship's
use of the gospel materials, and we will return to it in the next chapter. There is an obvious syn-
chronic dynamic to the gospels whereby they represent one instance of thejesus tradition. But
scholars have often overlooked the way the gospels embody in themselves the tradition's
diachrony. 52 Despite Kelber's thesis, for example, that the written gospels present the possibility
of greater freedom vis-d-vis the oral gospel tradition (and are therefore subversive of that oral
tradition; cf 1983xvi-xvii; 2005: 227-228), previous expressions of the tradition remain an inte-
gral aspect of the written gospels' context of reception; 'part of the context for any new com-
memoration is the residue of earlier commemorations' (Olick 1999b: 382). 53 Olick continues: Changes in historical images, however, are not just one time interactions between the meanings of the distant past and the needs of the present. Rather, from the moment be- ing remembered, present images are constantly being reproduced, revised, and re- placed. Many authors therefore trace the history of representations of the past over time. In doing so, however, we must not treat these histories as successions of discrete moments, one present-to-past relation after another, images ofthe past depend not only on the relationship between past and present but also on the accumulation ofprevious such relationships and their ongoing constitution and reconstitutiom (Olick 1999b: 382; emphasis added)54
52 The discussion of this diachronic aspect of the gospels has predominantly been limited to the cmplotment of different gospels along a temporal axis and constructing developmental trajecloyies in which the various texts represent different moments of that development. Such procedures lack any consideration of how each of the gospels mediates between present tensions and the constraint of previous expressions of thejesus tradition (as well as how they become a part of that constraint for future expressions). And when such questions are raised, the discussion immediately turns to the question of isolatable (and primarily) written sources that have been taken up into the texts as we have them; thus the development of pre- synoptic tradition is envisaged strictly in terms of the development of the synoptic tradition proper. Cf. the next chapter for a detafled discussion. For an approach that is sensitive to these issues, cf. Thatcher 2005 [Gospel ofjohn]; DeConick 2005 [Gospel of 7homas].
53 The reference to Olick does not necessarily contradict Kelber's thesis, but it does provide an important nuance. Olick's point, in context, is that changes in commemorative patterns through time are not merely 'changes from' but also 'changes in reference to' (the same point, as I understand it, that Kel- ber makes), but Olick takes pains to argue the point. The question of the written traditions' relation to oral performance is too important to gloss over without nuance.
54 Cf Schwartz 2000: 67-107 for an interesting discussion regarding how previous commemora. tive efforts (and their artefacts) enabled and energised later efforts.
Rodriguez 63
Second, in addition to 'the stnicture of available pasts', the past leaves its psychological impact upon the minds and behaviour of individuals and groups (phenomena that are not merely
psychological but are also social)55 and restricts the lengths to which present interests can go in
reconstituting the past (Schudson 1989b: 109-112). Schudson identifies four dynamics that re-
strict the individual's psychological ability to remake history: trauma, vicarious trauma, channel,
and commitment (I 989b: 109). Schudson defines 'trauma' as consequential events, not necessar- fly consequentially negative events. This applies to both personally and vicariously experienced
traumas, experiences that people or groups 'cannot ignore even when they would like to, cannot divert their attention from without courting anxiety, fear, and pain' (I 989b: I 10). Ile relation-
ship between the structures of available pasts and of individual choices are closely related. Through traumatic experiences (especially those of others) the past becomes didactic; they pro-
vide 'not only information about the past but appropriate emotional orientations to it'
(I 989b: I 11). By 'channel' Schudson refers to the 'inertial pull' of historical precedent. Even rare
or unique events 'may have extraordinary influence on people and organizations long after the
fact' (I 989b: 11 1). 5fi As we experience events in the present we summon earlier events to suggest
appropriate ways of thinking about and responding to present issues, 57 whether automatically or
after some degree of conscious reflection (cf. Schudson 1992: 167,183). Finally, Schudson de-
fines 'commitment' as the attachment an individual or group feels to 'what is called identity or
character or, with a more social aspect emphasized, reputation' (I 989b: I 11). Even when ra-
tional consideration would suggest that present self-interest of the individual or group would be
better served by severing the past and moving on, the individual's or group's commitment to its
sense of identity often renders this option inconceivable. Here the link between memory and identity, discussed above, becomes one of the mechanisms by which the past exerts its own pres-
sure upon the present while simultaneously ensuring the past's continuing malleability in the face of
fluctuations in social and personal identification.
Third, the competition between rival definitions and conceptualisations of the past also limit the extent to which the past is susceptible to being made over. 'People's ability to recon-
struct the past just as they wish is limited by the crucial social fact that other people within their
awareness are trying to do the same thing' (Schudson 1989b: 1 12). The presence of alternate definitions of reality and of the past by rival (or simply coexistent) groups constrains efforts to
provide self-interested images of the past. Paradoxically, the more contested the past becomes
the more salient and resistant to change it will be (cf. also Fine 1996: 1186).
55 Cf. the discussion of the dialectical entanglement of the individual and the collective, social idcntity, and social memory (§3.2. a., above).
56 Cf. Connerton's argument regarding'an inertia in social structures' (1989: 4-5). 57 Schwartz concurs: The earliest construction of an historical object limits the range of things
subsequent generations can do with it' (1991: 232).
Rodriguez 64
3.3. c. Past and Present: Interaction, Tension, Negotiation
Must we, then, choose between a model of a malleable past and one of a rigid past? Schwartz, rejecting an approach where either the past or the present is made epiphenomenal of the other (even if the relationship varies for different historical events) and proposing that both
models share a 'single, unifying property' that unites them despite their differences (1991: 222),
explores a model by which the past consists of a stable core to which later conceptions and in-
terests are appended or stripped away in response to present needs (Schwartz 1991). 511 Recalling
the past, then, construes and structures historical 'facts' to make them meaningful and relevant in the present. It does so, however, within the constraints of objective history and under the
pressure exerted by previous conceptualisations of the past, both of which figure in the 'stable
core' that resists restructuring at the whims of present interests. Tlius,
the presence of inherited memories in the midst of invented memories is not an anomaly requiring reconciliation. Because the present is constituted by the past, the past's reten- tion as well as its reconstruction must be anchored in the present. As each generation modifies the beliefs presented by previous generations, there i-emains an assemblage of old beliefs coexisting with the new, including old beliefs about the past itself. (Schwartz 1991: 234)59
Schudson refers to 'the power of contingency' and 'the power of continuity' (1992: 3) and argues
that investigations into the past must account for both. 60 Ben-Yehuda explicitly set for himself
the purpose of supporting or disconfirming Schwartz's 1991 synthetic thesis (1995: 22), and with
some 'minor' exceptions, he concludes that 'the Masada mythical narrative is an excellent illus-
tration of the wisdom of Barry Schwartz's analysis' (1995: 274; cf pp. 297-299).
The model by which peripheral (though not unimportant or insignificant)61 historical
elements are added or emphasised, stripped or neglected, to a stable and established historical
58 CC also Schwartz 1998b; Ben-Yehuda 1995: 274,299; Olick 1999b: 399. 59 This not only applies to one generation's reception of tradition and history from the previous
generation; our experience of the present very largely depends upon our experiences in the past. In a vein similar to Schudson's discussion of 'commitment', above, Connerton suggests that 'we experience our present world in a context which is causally connected with past events and objects, and hence with refer- ence to events and objects which we are not experiencing when we are experiencing the present. And we will experience our present differently in accordance with the different pasts to which we are able to con- nect that present. Hence the difficulty of extracting our past from our present; not simply because present factors tend to influence - some might want to say distort - our recollections of the past, but also be- cause past factors tend to influence, or distort, our experience of the present' (1989: 2; note the ambiguity Connerton attaches to the term 'distortionl. Empirically, Coser reports having personally 'experienced the present differently' in accordance with his 'different past': 'Much of what I had experienced until my twenties [prior to Coser's emigration to America] made but little sense to my new friends, and, recipro- cally, I could not make much sense, lacking points of repair, when talking to American agc-mates, and later classmates at Columbia. I was excluded from their collective memory and they from minc'(1 992: 2 1).
60 'Even though the past is regularly reconstructed this is done within limits, stopped by the hard edges of resistance the past provides.... But a social science insensitive to historical contingency or to local variations will inevitably find itself surprised, its generalizations tripped up when a turn of events or a new location changes the context of actions. N%Iat we should be seeking is a social study that acknowl- edges the contingency and continuity of human allrs'(Schudson 1992: 207).
61 This point requires some emphasis: suggesting that memory consists of a 'stable core' to which details and emphases are added and removed is not meant to suggest that these 'peripheral' aspects are insignificant or incidental. Often the transformation of a historical image effected by the addition, rc-
Rodriguez 65
image is therefore both theoretically and empirically confirmed (cf Ben-Yehuda 1995: 301). This
does not ipsofacto necessitate that this stable historical core (a persistent historical reputation or
image) and objective history (what 'really happened) correspond to each other (Fentress and
Wickham 1992: 6; Zhang and Schwartz 1997: 190). Rather, it suggests that historical images,
once constituted, tend to endure through time. 62 Social memory exhibits a stability distinct from
its relationship to actual historical events. Further, this stability inheres at the level of meaning
rather than on a 'textual' level. 63
The process of conceptualization, which so often disqualifies social memory as an em- pirical source, is also a process that ensures the stability of a set of collectively held ideas,
and enables these ideas to be diffused and transmitted. Social memory is not stable as information; it is stable, rather, at the level of shared meanings and remembered im-
ages. (Fentress and Wickham 1992: 59)64
Thus the stability of social memory does not ensure its accurag. But memory's stability, especially
in the face of social change, has been underemphasised in Jesus research: 'Tradition sustains
memory, even as society changes and as new cultural groups arrive' (Schwartz 2000: 192).
Analyses of social memory have to take into account how stable images persist through time and
social change, and bow, as images of the past develop, evolve, shift, and fluctuate, they fre-
quently remain recognisable nevertheless (even, in some cases, across centulieS). 65
Social memory does not focus on issues of 'historicity', though it does address questions
regarding the closely related issue of the past's stability in communal and individual thought. 66
Connerton makes a similar distinction between the task of historical reconstruction (determining
issues of historicity) and social memory. Historical reconstruction focuses on 'traces: that is to say
the marks, perceptible to the senses, which some phenomenon, in itself inaccessible, has left be-
hind' (1989: 13). Historical inquiry's interest in 'the marks' that remain serves another pro-
gramme: that of getting 'behind' the traces to reconstruct the phenomena that left them behind.
Collective memory can be, but is not necessarily, concerned with evidentiary issues; thus, 'it is
still possible for the historian to rediscover what has been completely forgotten' (1989: 14).
moval, and/or re-emphasis of new details (without altering the stable core) are dramatic, a point which underscores the fact that the 'peripheral' aspects that are susceptible to manipulation in the present can be (and often are) pivotal.
62 Kirk and Thatcher, citing Olick (I 999b: 382), use the term 'ripple' (2005: 33). 63 The term 'textual' here is intended broad]y to include visual imagery (e. g., statuary, portrai-
ture, art, ctc. ) and other 'material' features of images of the past. 64 The point, however, is not that collective memory is ahvays unstable as information; rather,
collective memory and its relationship to the objective past is more complex. 'Social memory is, in fact,
often selective, distorted, and inaccurate. None the less, it is important to recognize that it is not necessar- ily any of these; it can be extremely exact, when people have found it socially relevant from that day to this to remember and recount an event in the way it was originally experienced' (Fentress and Wickham 1992: xi).
65 Cf., e. g., Schwartz 2003a: 49 66 qJe most pressing problem is still why memories and commemorations are as stable as they
are' (Zhang and Schwartz 1997: 190).
Rodriguez 66
Though we may need to critique Connerton's conceptualisation of social memory, 67 his conclu-
sion is valid: Historical reconstruction and social memory are similar but distinct, but the pros-
pect of doing the former independent of the latter suggests the possibility of verifying the 'truth-
value' ('historicity) of social memory. The relationship between history and images of the past,
then, will have to be assessed on other grounds. 68
3.4. The Social Construction of Reputation
Though scholars commonly refer to Jesus' 'reputation', 69 the social and discursive pr-ac-
tices by which reputations develop and function rarely receive sustained reflection. Closer analy-
sis of reputation suggests that the memory of historical figures is discursively constituted; the im-
ages and narratives appropriate to a person's life are never straightforward and automatic. One's reputation often (if not always) depends upon other people's efforts 'to make an ordinary
person great, or, more commonly, to bring the person's greatness to public attention' (Schwartz
2000: 67). Two points are immediately useful. First, reputation is 'a socially recognized persona:
an organizing principle by which the actions of a person ... can be linked together. On one level a reputation constitutes a moral gestalt that is linked to a person - an organizing principle
for person perception' (Fine 2001: 2). Second, reputation is socially constructed, perceived, and
utilised in social interaction; it 'is not the opinion that one individual forms of another; rather, it
is a shared, established image. Reputations are embedded within social relations, and as a con.
sequence, reputation is connected to the forms of communication embedded within a commu-
nity' (Fine 2001: 2-3). Reputations are social products dependent upon social contexts: they are
produced, contested, accepted, transformed in group interaction. They arise in relation to estab-
lished images of a group's past, and they shape and constrain future images of that past.
Every group has its heroes; every group also has its villains, and they need both. Durk-
heimian analysis of society's remembrance of its heroes and villains, emphasising social consen-
sus and cohesion, does not problematise the rise (or fall) of the men and women that a given
group remembers as memorably great or infamously evil. Often, such issues do not require
analysis; a person universally regarded as heroic comes to symbolise society's values, beliefs, and
goals for more or less obvious reasons; similarly, persons universally regarded as reprobate serve
67 He seems to refer to social memory as 'an unbroken tradition from eyewitnesses' (cf. Conner- ton 1989: 14; though Connerton's intention is unclear at this point), a sense that is much more restricted than what social or collective memory refers to for this project.
68 Healy (199 7) convincingly suggests against the dichotomisation of history and memory; similar to the approach taken here, he suggests a symbiotic relationship between the two rather than approaching them as qualitatively different. 'To resolve these tensions simply by writing of popular memory or counter-memory as a force opposed to the oppression of history would be illusory. Here I am more con- cerned with the uneasy interdependence of history and memory than with a vision of history as having been wrenched from its symbiotic unity with memory' (1997: 74).
69 Cf., ýý ahos, Dunn 2003: 670-694; Harvey 1982: 107; Sanders 1993: 149-151. All three authors, and others, refer to Jesus' reputation' in their discussions of the miracles, especially the healings
and exorcisms. As this section (§3.4) will demonstrate, 'reputation' requires its own explanation; it cannot simply be invoked to explain something else (viz., traditions ofjesus'healings and exorcisms).
Rodriguez 67
to increase group solidarity by means of graphically demonstrating the limits of society's toler-
ance for certain behaviourS. 70
Groups, however, remember more from their past than the heroic and the villainous. Even for individuals for whom widespread consensus exists, a society's remembrance of histori-
cal figures depends upon the activities of reputational entrepreneurs. 71 According to Fine, the
goal of reputational entrepreneurship is two-fold: 'to propose early on a resonant reputation, linked to the cultural logic of critical 'facts' and then to make that image stick, diverting other interpretations' (1996: 1177). Reputational entrepreneurs perforin a vital role in the successful
construction of a dominant historical image, especially when ambiguities block widespread con-
sensus regarding a person's historical reputation. Expanding on a Durkheimian model of group
solidarity, Fine draws on the sociology of social problems to trace the mechanisms by which
reputations - especially difficult ones - move from potential to actuality (1996: 116 1).
3.4. a. Dynamics of Reputational Entrepreneurship
Fine identifies three dynamics in the process of reputational entrepreneurship (1996: 1159,1162-1163). First, the identification of 'self-interest' serves as an important factor in
the decision to invest time and resources into constructing, proposing, and defending a historical
reputation, especially when the general public is ambivalent or divided about the figure in ques-
tion. 'Memory-making requires effort: before any one individual can be regarded as worth re-
membering, other individuals ... must deem that person commemorable and must be able to
persuade their audiences to agree' (Schwartz 2000: 297). 72 But issues of self-interest are not
straightforwardly rooted in either the past or the present; as we have already seen, the past by
which groups legitimise their ideological interests also constitutes those intereStS. 73
If the base motivations of self-interest are rooted in events and circumstances located in
both the past and the present, then self-interest is not a simple factor that can be invoked in ideo-
70 For analyses of society's heroes and viHains, cf Schwartz 1991; Ducharme and Fine 1995, re- spectively.
71 The term 'reputational entrepreneur', which I am taking primarily from the works of Fine (2001) and Schwartz (2000), is equivalent to 'moral entrepreneur' (cf. Bcn-Yehuda 1995) and is derived from the sociology of deviance. 'As Becker notes, deviance is dcfined through the activities of "moral cn- trepreneurs. " who take it upon themselves (and on behalf of those that they represent), to dcfine behaviors in light of a proposed value system' (Fine 1996: 1161; cf. the discussion of deviance and moral entrepre- neurship in Malina and Neyrey 1988: 33-67).
72 According to Fine, who does not remove the historical subject from considerations of her own reputation, 'the figure whose reputation is at issue has the primary responsibility and the strongest motiva- tion for defending against attacks; of secondary importance are those figures who rely upon resources or patronage provided by the Icadcr'(1996: 1177).
73 Fine suggests that Harding's reputation as incompetent was primarily rootcd in the present political interests of his Democratic adversaries as well as of those (Republicans) who could have proposed an alternative reputation but remained silent (1996: 1177-1182), while the analysis of the memory of Con- fucius (Zhang and Schwartz 1997) suggests that the importance of the past outweighed the influence of political interests during China's Cultural Revolution. The example of the Vietnam Veterans Memorial (Bodnar 1992: 3-9; Wagner-Pacifici and Schwartz 1991), on the other hand, provides an instance where the motivation for commemoration fluctuated between past and present interests. It seems doubtful that any instance of memory is ever a matter of one only and not some combination of both.
Rodrfguez 68
logical analyses of commemoration; instead, it requires its own careful analySiS. 74 Schudson
(1992: 165-184) utilises the concept of 'pre-emptive metaphor' to explore the ways the past as-
serts itself in the present apart from (and, sometimes, prior to) the machinations of present po-
litical interests (cf. 1992: 183). But the concept of pre-emptive metaphor is not the only compli-
cating factor in analysing the dynamics of self-interest in the work of reputational entrepreneurs.
The meaningýmaking function of memory and the past, discussed above, also constitutes a fac-
tor in the construction of self-intereSt. 75 Groups behind both official and vernacular cultural ex-
pressions 'seek to know the past to ]cam lessons.... People are not invariably seeking to legiti-
mate their present interests. Sometimes people do not know what their present interests are and
know that they do not know. They seek information to arrive at a view' (Schudson 1992: 213).
Images of the past influence self-interest even as self-interest motivates and shapes images of the
paSt. 76
Second, besides the motivations provided by perceived self-interests, the success of
reputational entrepreneurs depends on their ability to construct and present a credible narTative
to an audience predisposed to accepting the narrative. 77 NVe will discuss issues pertaining to what is (or is not) a credible narrative below-78 the point here is that the anticipated likelihood and
consequences of proposing a credible narrative affects the determination of self-interest;
producers of historical reputations, by virtue of belonging to the same culture as their audiences,
usually have some idea (of whatever quality) how their products will be received. 79 The
feasibility and costs (material, social, political, etc. ) of proposing a narrative that fits into and
shapes a larger cultural logic must be factored into the determination and construction of self- interest by potential reputational entrepreneurs.
Third, besides self-interest and narrative facility, Fine also identifies institutional place-
ment as a factor of reputational entrepreneurship. The people proposing an image of an histori-
cal figure must be in a position to have their proposal taken seriously by their audience. Even
74 Here is a critical point at which Bodnar's analysis of ethnic American commemorative patterns (1992) becomes unsatisfying. For example: 'Despite all the emphasis on ethnic homelands and cultures in the gardens [in Cleveland, Ohio], they were never allowed to stand completely devoid of messages that explicitly celebrated the American nation' (1992: 103). Bodnar's differentiation between official and ver- nacular cultural expressions (cf. §3.4. a., above) leads him to refuse the possibility of ethnic commemora- tions celebrating both the past (die communities' ethnic homelands) and the present (their current na- tional residence); the presence of symbols that 'celebrate the American nation' are presumed to be the result of hegemonic forces, and the possibility that the interests of ethnic groups in America were more complicated than simply recollections of their homeland is never even considered.
75 Note that self-interest is here understood to be not simply a (or thr) dominant factor in social construction but is itself constructed by social forces.
76 None of this, of course, should be surprising-, our findings regarding self-interest are very simi- lar to those regarding the past itself: ideological interest, like the past, is always mediated in the context of the present, but that context is itself constituted, in part, by the past upon which it is playing.
77 Barthel poignantly illustrates the rhetorical nature of generating historical narratives. Before a historical image can be proposed and appreciated by the public, 'you have to deduce whose side it's on' (1996: 67; cl pp. 67-69).
78 Cf. the discussion of cultural logic and the acceptance of constructed reputations, §3.4. b. iii. 79 Cf Fine 1996: 1182-1183; Wagner-Pacifici and Schwartz 199 1.
Rodriguez 69
those inhabiting positions of social and cultural hegemony, however, cannot simply expect that
the reputations they construct wiH be widely received (cf. Schwartz 2000: 72-73). Prominent
structural location is not the sole consideration in legitimising a potential reputational entrepre-
neur's authority to (re)shape the past. There are other means of attaining an authoritative per-
spective of the past, and these are frequently keyed into the social group for which (or in which)
an image of the past is being proposed. 80
'ne three dynamics of the reputational entrepreneurship identified by Fine - motiva-
tion, narrative facility, and institutional placement - are vital for analyses of narratives and im-
ages that reputational entrepreneurs produce. Tlese three variables enable us to analyse more
effectively the significance of narratives that become socially dominant (especially in relation to
other narratives that are sustainable by the historical record but are never widely received). We
are also equipped to ask questions and seek plausible answers concerning the likelihood and pos-
sible significance of the observation that a particular entrepreneur (or group of entrepreneurs)
succeeded in proposing dominant historical images, especially in cases Pike those of the gospels)
where entrepreneurial success may (or ought to) generate some surprise. 81
3.4. b. SociaI and Discursive Dynamics of HistoricaI Reputation
History, in the most general sense of the flow of events through space and time, does not
'mean' anything or have any particular lesson to teach. 82 Individuals and groups concerned with
history portray past events in such a way that a potential meaning becomes visible, a particular
lesson evident. As for events, so also for people. A person's life presents sufficient evidence to
support multiple, even contradictory, images, lessons, reputations (Fine 1996: 1164,1182). The
selection of facts, actions, or processes from the past means that the "truth" as reported in his-
torical accounts only includes a few aspects of reality.... Some items of information are empha-
sized and gain importance while others are discarded and ignored' (Ben-Yehuda 1993: 276). 83
To understand how a person's historical reputation develops, then, we have to account for soda]
processes of interaction, assertion, contention, and dominance. But we cannot simply assert that
reputations are socially constructed. From what materials are reputations constructed? For what
purposes are reputations put together and published? How - and why - are reputations ac-
cepted or rejected by their audiences? Once we have addressed these questions, we should be
better equipped to understand the construction, reception, and propagation of historical reputa-
tion (memory) and the relationship of that memory to the historical figure they represent.
80 Cf Wagner-Pacifici and Schwartz 1991: 388-390. 81 Cf §5.3., below. 82 Cf. §3.3. a., above; H. White 1978: 83-84. 83 Ben-Ychuda goes on to conclude, on the basis of this observation, that 'it is impossibic to de-
velop absolute criteria of selection in historical research ... Ilerefore, to a large extent, history is subjec- tivc and is dependent on individual historians, but not entirely W (1993: 276; cE Healy 1997: 74).
Rodiiguez 70
3.4. b. i. Social Construction and its Constraints
Joseph Schneider, among others, has pointed to a tension within historical and socio- logical constructionist research 'between a view that sees the natural world, especially in the form of social context, giving rise to various or alternative accounts of what is (the "mediative"
position), and the view that these accounts, definitions, and claims are "constitutive" of reality' (1985: 223-224; original italics). 84 Strict constructionist approaches analyse reputational con-
struction (including concepts of labelling, deviance, and identifying/constructing social prob- lems) from the perspective that historical reputations are the result of 'claim-making' activities (Ben-Yehuda 1995: 21); 'the battle [to successfully define a person or event] is all there is' (Fine
1996: 1166). Ile strict constructionist perspective suffers numerous weaknesses. Fine, noting that 'most historians - and citizens - feel comfortable with at least a partially objective view',
charges that strict constructionisin 'provides no guidance for explaining the reputation of those for whom solid consensus is reached' (1996: 116+-1165,1166). Similarly, Schwartz (2000: ix-x)
charges that 'to focus solely on memory's constructed side is to deny the past's significance as a
model for coming to terms with the present', and that strict constructionisin (a) focuses too
strongly on how groups differ in their conceptions of the past while neglecting how these con-
ceptions resemble one another, and (b) has been inconsistently applied to historical inquiry. 85
Finally, and this point will be especially poignant forJesus research, Schwartz points out that
strict constructionist perspectives, while shedding light on how a person's reputation is manipu-
lated for present purposes, fails to explain why that person became a modelfor the present in the
first place (cf 2000: 253-255). 86
On the other hand, contextual constructionist approaches acknowledge the definitive
role of claim-making activities in the rise and dissemination of reputations, but also maintain
that 'objective' factors exert their influence on the decisions and processes of social claim-
making behaviour (Ben-Yehuda 1995: 21). 87 Ben-Yehuda's analysis of the 'Masada mythical nar-
84 Fine (1996: 1166-1167) refers to these two views as 'weak' and 'strong' constructionism, respec- tively-, Ben-Yehuda (1995: 20-21) as 'contextual' and 'strict' constructionism, respectively. Both Ben- Yehuda and Yme set up the constructionist views along side an 'objective' view (cf. Schneider's use of -mediative). Fine adds a third perspective to the objectivist-constructionist opposition: the ideological
perspective. This view, that reputation 'is an expression of ideology that manipulates the past to serve the present and builds up or tears down reputations for one's political interest' (1996: 1165), is largely applica- ble to Bodnar's (1992) work.
85 Fine adds, 'A perspective that emphasizes a single ideological bias presents too simplistic a view in a pluralistic society. Many voices exist that could, if they chose, put forth claims about presidential [or any other historical] reputation. Reputations are not inevitable; they may be changed or contested' (1996: 1166; cf also Schudson 1989b: 112).
86 Cf. §5.1., below. 87 This should not be construed to suggest that history uninterpreted factors into analyses of his-
torical reputation or social memory; instead ideological and cultural expressions of the past are motivated and limited by, rooted in, and/or reflective of actual historical events or characteristics of people. 'Objec-
tive' in this sense is roughly equivalent to 'external', as in factors ix4ffnal to ideological or cultural factors influence (but do not determine) the way groups understand and appropriate the past. Cf. Schwartz 2000: 6: 'Considering Uncoln's image as a mere projection of present problems is as wrong as taking it to be a literal account of his life and character'.
Rodriguez 71
rative' works from this perspective, takingJosephus's account of the events surrounding Masada
as the objective (external) history and analysing the relationship between the Israeli myth of Ma-
sada andjosephus's account across various periods of Israeli societal changes. 88 Fine, instead of
relying on societal changes, suggests that 'objective factors are mediated through political strate-
gies and discursive practices' (1996: 1167; cE 1182, fin 26). 89 The two are not unrelated; social
change can follow behind and be brought about as the result of new and effective discourse even
as shifts in discursive practices can be necessitated by changes in society. Reputation, then, develops in the nexus of 'historical facts' and discursive manoeuvring,
both constrained by an already established cultural logic. This nexus is itself dynamic and fluid
as discursive practices and social structures change through time. As Fine notes, the unmediated flow of historical events is utilised in the development of reputational narratives selectively; that
is, social actors always mediate the 'reality' of historical events. Images of the past are always
selective, always interested. But the mediation, selection, and interest of historical events is none-
theless rooted in actual histoy. 'Like the evaluation of social problems, the labeling of political fig-
ures occurs within the context of an overabundance of evidence' (1996: 1187). Tlie selectivity of
human perception and historical reconstruction functions not simply as a dynamic of ideological
or social control that distorts reality for the purposes of established interests; in light of the mas-
sive amount of information available for processing, selectivity enables knowledge of the past. 90 As
we have said, multiple reputations are possible for a figure or event. 91 Tbough the available his-
torical evidence limits the range of reputations that can plausibly be constructed for historical
figures, plausible narTative structures also affect the significance of the historical facts sustaining
those structures. As the parts (i. e., disparate historical facts) shape the whole (i. e., a unifying re-
putational narrative), so the whole affects the partS. 92
88 Schwartz's analysis of Abraham Uncoln's reputation through nearly six decades proceeds similarly, though the precise content and structure of the objective history behind Uncoln's reputation (i. e., Uncoln's actual character and participation in historical events) is never systematically demonstrated.
89 Fine, adopting a contextual constructionist perspective, provides two cautions: contextual con- structionism 'must explain the neglect of positive events and traits in the creation of the memory of in- competence'. Also, 'a "middle-ground" position, such as this weak [constructionist] view, must accept the seeming contradiction in recognizing the power of events in shaping reputations, while simultaneously admitting that situated and self-interested perspectives on those events shape socially credible reputations' (1996: 1167). The reputation of incompetence, which is central to Fine's analysis of Harding's place in American memory, is not irrelevant to the issues surroundingJesus' reputation, to which we will turn in Part 111.
90 Cf. E. Zerubavel 199 1; H. White 1978: 81-83. 91 Ile point that 'multiple reputations are possible for a figure or event' should not suggest that
these reputations all arise at roughly the same time, in roughly the same space, or that they necessarily compete with one another until one historical image becomes dominant, at the expense of all the others. Schwartz explores the ways in which new reputations can arise even after other reputations have enjoyed dominant status, and that society, in finding meaning in more than one image, is able to maintain multi- ple - even contradictory - images simultaneously (cf 2000.256-292).
92 Not only are multiple combinations of 'facts' into historical narratives possible from 'what ac- tually happened', but multiple interpretations (and narrative structures) are possible from the selection of facts that have actually been preserved in social memory. In this sense, 'No memory can preserve the past. What remains is only that "which society in each era can reconstruct within its contemporary frame of
Rodriguez 72
As we said above, processes of sifting, construing, and interpreting historical evidence influence the construction of historical reputation. As interested groups propose and debate im-
ages of the past, they draw upon and shape the surrounding cultural logic by which those images
make sense. The relationship between ideological discursive practices and the meaning-making language of cultural logic is thus mutually affective; it is sociopoliticaL93 Discourse is sociopolitical because it is rooted in and constrained by the social context surrounding the discourse. 94 SiMUj_
taneously, discourse is socippolitical because it attempts to influence or shape the cultural logic
that makes sense of historical images and mobilises behaviour in the present. 95 To understand
'the stable reputation of a political figure', we must 'examine what constitutes plausible alterna-
tive models and why these models were not selected' (Fine 1996: 1187). At times, the political
aspect of reputation-construction fails fantastically and results in the dramatic refusal to accept a
proposed reputation (cf. Ducharmc and Fine 1995: 1323); at other times, it results in the estab-
lishment of divergent images that are (a) widely accepted, (b) recognizable to a diverse aggregate
of groups, and (c) held together in tension (cf. Schwartz 2000: 256-292); at still other times it re-
sults in the popular acceptance of a rite or symbol without resulting in any widespread consensus
about what that rite or symbol refers to (cf. Bodnar 1992: 3-9; Wagner-Pacifici and Schwartz
1991). But again, we must remember that history - understood here as the external, inchoate
flow of time and events - plays a role in the construction and reception of historical images:
'Interested parties can cobble together the "facts" of history to create renditions of reality. That
we can do this does not, of course, mean that any creative bricolage will stick'(Fine 1996: 1160).
3.4. b. ii. The Interested Use of Constructed History
Images of the past, then, are neither disinterested representations of objective history
nor products and tools of ideological forces severed from the continuous flow of events in time
and space. The relationship between history and representations of the past is much more com-
reference. ". .. Cultural memory exists in two modes: first in the mode of potentiality of the archive whose accumulated texts, images, and rules of conduct act as a total horizon, and second in the mode of actual- ity, whereby each context puts the objectivized meaning into its own perspective, giving it its own rele- vance'(Assmann 1995: 130; citing Halbwachs).
93 The following discussion, as well as the literary device by which I discuss the term 'sociopoliti- cal', is heavily indebted to E. Zerubavel's discussion of the 'sociomental topography' of human memory (2003; esp. p. 2)
94J. D. Crossan, R. A. Horsley, and others who argue thatjesus pursued a programme of social egalitarianism miss this very point. While Jesus the egalitarian activist' resonates with twenty-first century reviewers, such arguments fail to notice that such a programme would have been incomprehensible within a first-century Palestinian context.
95 Use of the term 'mobilise' is not meant to assume that memory coerces or manipulates people to perform or commit resources to causes they would otherwise resist. Rather, the mobilisation of behav- iour is an aspect of memory's meaning-making function. As people come to understand their present ex- periences by virtue of particular images of the past, possible avenues of behaviour - including which are more desirable than others - become apparent, and both internal and external sources of motivation enable groups of people to agree upon and pursue appropriate courses of action. 'Memory work has at best a minimal instrumental function: it does not create and mobilize resources or make armies more ef- fective. Its function is serniotic: to make tangible the values for which resources and armies are mobilized' (Schwartz 2000: 251-252).
Rodriguez 73
plex and requires careful consideration. But history as 'a rhetorical resource' (Fine 1996: 1176)
also requires attention. Images of the past are put to work, conscripted into the service of inter-
ested par-ties. History matters (Schudson 1992: 2). But present interests do not hold the past cap- tive; as we have seen, the past that legitimates and orientates behaviour in the present partici-
pates in the construction of the needs and demands of the present (cf. Schudson 1992: 206,213).
Memories of social heroes and villains illustrate and reinforce societal values and boundaries.
But the use of the past in the present is more complicated than that. Images of the past can fol-
low as a result of changes in society (cf. Schwartz 1991) as well as work to motivate them (cf.
Ben-Yehuda 1995: 159), though the distinction is never hard and fast. Images of the past, includ-
ing constructions of historical reputation, 'are not only made, they are used for purposes beyond
characterizing the figure to address the circumstances or community in which he acted. To be
valuable for the present, history must be didactic' (Fine 1996: 1175-1176; original italics).
In this connection, Schwartz's model of the past 'matched to the present' as 'a model of
society and a model for society' is once again relevant (2000: 18; original italics; cf. §3.3. a.,
above). The past functions (a) to make sense of the present (even as the present makes sense of
the past) and (b) to motivate behaviour within it. This distinction, however, is only analytical; 'both aspects are realized in every act of remembrance' (Schwartz 2000: 18). Our discussion con-
ceming the uses of the past in the present has been closely tied to our earlier discussion of distor-
tion and constructionism. 'Distortion', we have said, ought not to be taken too strongly. But
when does distortion - or construction - become fabrication, and how can we know when we have passed that point? In his analysis of how the events and people of World War I were keyed
to the events and people of the Civil War, Schwartz contends that 'the role of "fabrication" - the intentional effort of one or more individuals to manipulate or even falsify the meaning of the
past - must be discounted.... Influential people do not always consciously manipulate; they
often believe their efforts to affect others' opinions are in the general interest' (2000: 254). 96
Okay, but can we generalise this point? No answers come forward readily, but this question will become especially current in our discussion of the gospel writers' efforts to constructjesus' repu-
tation. 3.4. b. iii. Reception as a Constraining Factor
As we think about how the past is constructed and used in the present, we must keep in
mind that dynamics of production are not the only forces at play. We have seen that dominant
cultural groups do not always conspire to manipulate the masses over whom they attempt to
maintain their dominance; when contention arises between groups concerning appropriate im-
ages of the past, powerful cultural interests are not always successful. Kirk, with reference to
Schwartz's work, warns against assuming
96 Schwartz does not, however, dismiss the role of fabrication, 'because it implies a distinction be- twecn entrepreneurs who share their audience's values and those who induce their audience to adopt val- ues that only entrepreneurs would otherwise approve' (2000: 254).
Rodriguez 74
that most members of society, save the elites, are incorporated into a false consciousness manifest in their naýive acceptance of a fabricated social memory, a view that if for no other reason falters on the fact that subordinated groups are demonstr-ably and robustly (if discreetly) capable of contesting elite constructions of the past and shaping altema- tives. (Kirk 2005b: 14)
Y. Zerubavel, Eke Kirk and Schwartz, also problematises reception: 'invented tradition can be
successful only as long as it passes as tradition.... An awareness of its deliberate construction inevitably undermines its acceptance as tradition' (1995: 232). 97 These observations suggest 'a
tension infrequently addressed in collective memory [as well as biblical] studies.... Many case
studies document historical reputations being "produced" and "sold, " but we have good reasons
to hesitate before committing ourselves entirely to a "production of culture" model' (Schwartz
2000: 72-73). This model assumes that reputational. failure results from a lack of production, a lack of effort from those who could have manufactured a successful reputational claim; it also
neglects the significance of a group's cultural logic, which enhances its predisposition to respond
positively or negatively to a reputational entrepreneur's constructive efforts. 98 Schwartz refers to
this as 'a supply-side theory that attends to the production of images but ignores their reception.
Reception, however, is always problematic' (2000: 254-233; cf. Zhang and Schwartz 1997: 207).
Ben-Yehuda's analysis of the role and consequences of the Masada mythical narrative in
Israeli national identity similarly depends on the observation that the Orthodox social context
was not receptive of any positive image of Masada. Masada's elevation to the status of national
myth had to await an Israeli society that could embrace such a myth (1995: 50-82). Similarly,
nineteenth-century American commemor-ation of the nation in artwork commissioned for the
U. S. Capitol Building was restricted by turbulent social forces that would not abate until after
the Civil War (Schwartz 1982). Though dynamics of reception are - and have always been -
consequential aspects of the construction of reputation (and of the past in general), this is the
point at which many 'historical Jesus' studies falter (e. g., Kelber 1983; 2005). 99 The point is not
that reception is deteminative for reconstructing the history behind historical reputations, but that
reception's importance is belied by a large body of scholarship that fails completely to take it
into consideration. The result is that many conclusions concerning the 'real'Jesus generated by
this research are in need of re-evaluation. The reception of historical images and reputations is closely related to the ways in which
'the past imposes itself on us' (Schudson 1992: xiii). 100 There are two important mechanisms by
which the past achieves this imposition. First, while history is not just one damn thing after an-
97 Y. Zerubavel's reference to Vehberate construction' (emphasis added) reminds us of Schwartzs distinction, referred to below, between manipulation and obligation in the relation between culturally dominant and marginal groups.
98 Cf. Schwartz 2000: 72ff.; Ducharme and Fine 1995: 1325. 99 Interestingly, Kelber is at other times very aware of the importance of audience reception of
texts, especially oral texts (e. g., Kelber 1995), which is consistent with his extensive use of Foley's work. 100 Cf. §§3.3. b.; 3.3. c., above.
Rodiiguez 75
other', history is 'the record of one damn thing precluding another, the record of events moving
people and institutions irretrievably in this direction and not that one' (1992: 1; original italics).
In this sense, history is 'path-dependent'; as certain events happen and others do not, some
events are cut out of the possibility of 'next-steps' in the historical sequence and others are made
more likely 'next-steps' (1992: 2). Second, proposed historical images vary in the degree to which
they resonate with the cultural logic contextualising the image being 'marketed'. While political-
ideological theories of memory emphasise the role of power and resource distribution in their
approach to successfid history-telling (or, more precisely, history-making), a balanced approach
to the construction of memory and reputation considers cultural-economic factors while also
attending to the relationship between proposed memorial structures and cultural logic.
Barry Schwartz (1991; 2000), for example, takes as a point of departure a consistent
connection, of whatever rigidity, between existing cultural logic and historical images proffered
to that logic. Some reputational entrepreneurs, to be sure, sought to exploit public perception,
others sought to alter it, and still others reflected that perception to varying degrees of success.
However, a link still exists between the 'production of images' and pre-existing 'public percep-
tion' (1991: 223). In other words, portrayals of historical figures or events - whether they seek to
reinforce and stabilise public opinion or to radically subvert it - all have a strong anchor in the
public opinion to which they are addressed. But even when substantial changes in a group's or
society's cultural logic occur, as in post-Civil War America, the vicissitudes of historical images
and narratives do not necessarily efface an underlying stability that persists in the face of such
changes. The conclusion, then, is that 'collective memory is dualistic when a society remember-
ing an apparently alien past is constituted by the very past it is remembering' (1991: 226).
Though historical reputations have to resonate with the larger cultural logic, society is able to
entertain complex conceptualisations of the past that maintain images whose relevance has
faded even as it adapts those images to increase their relevance (cf 2000: 256-292).
Having recognised this 'dualistic' quality of social memory, we see that cultural logic is
flexible to a considerable degree even as it imposes the past on the present. This flexibility does
not suggest that the role of cultural logic is flimsy (or inconsequential); rather, it is all the more
adaptable and, therefore, robust as a dynamic in the reception of constructed reputations. For
this reason it is less surprising when we discover that, despite his access to considerable funds
and media coverage, Richard Nixon could not rehabilitate his blackened reputation (Schudson
1992: 185-202), or that, in the midst of intense political and ideological battles raging in Progres-
sive Era America, 'the mass media ... placed Lincoln in a progressive, not pro-corporate, or
even pro-business, light. Moreover, immigrant and working-class people knew very well that the
affluent were paying for the propagation of this image [of a Progressive Lincoln], but they saw
beneath this beneficence a sense of obligation, not manipulation' (2000: 204).
Rodriguez 76
Diane Barthel nuances our conceptualisation of ideology to account for the 'sense of ob- ligation' Schwartz observes. As individuals who 'perceived a need for social change' pooled their
efforts to bring it about, 'they did this for their own reasons, whether self-serving or public-
spirited'. These 'self-serving' and 'public-spirited' motivations both factored in efforts 'to sell
their idea to a broader public' and 'to devise more explicit justifications for the proposed
change'. Thus, both types of motivations 'are ideologies - complex arguments about the way
the world should be' (1996: 10). In fact, we are probably dealing with two ! ypes of motivations less
than with two aspects of motivation. Nevertheless, political and capital interests do not always dominate; even when they do, they often find themselves obligated to submit to the contours
and patterns of larger social interests. This is not always a problem; as the case of Lincoln's
commemoration in the early 1900s suggests, dominant interests are not always opposed to the
interests of society as a whole.
3.4. c. The Construction of Difficult Reputations
As suggested above, the dominance of heroic or villainous historical reputations is not
necessarily problematic. But what, if anything, are we to make of the remembrance - and
commemoration - of difficult pasts? What constitutes a 'difficult past'? By what processes are
these memories created and sustained? And can a difficult past ever achieve widespread consen-
sus? We have already discussed the ideological (rhetorical) use of the past, though we noted that
coercion or manipulation are not always characteristic of uses of the past. But defining the past
can become competitive; 'In some cases, control of history may be contentious, and the claims
of one group may be countered by another that wishes to interpret the same events or person
through a different lens' (Fine 1996: 1161-1162; cf. Zelizer 1995: 214). Not only how, but also
whether to remember the past may require debate. 101 The terin 'difficult pasts' (or reputations) is
appropriate in such instances.
3.4. c. i. Remembering and Forgetting: Villains and Failures
The function of the reputational entrepreneur becomes especially prominent in the case
of an ambiguous past. 'The maintenance of reputations requires self-interested custodians' , but
sometimes reputations are not maintained even as memories are. 'niis seems especiafly so in the
case of the remembrance of fAure: Mie label of failure is not objective, but depends upon the
absence of a credible alternative perspective. To be recognized as a faflure suggests the absence
of supporters who could propose a historical justification for one's positive reputation; thus the
figure is an "orphan, " scorned by rivals and neglected by ostensible allies' (Fine 1996: 1162). 102
101 lIow Washington or Hitler ought to be remembered are matters of little debate; whether they ought to be remembered is even more secure. But what about Warren Harding? Or, more to the point, what about a TiK'rwv, executed as a political subversive, from a small Galilean village in the early years after his death?
102 The problem of becoming an 'orphan' is dramaticaDy increased when the person being re- membered is typed not a failure but a villain. It is one thing to forget Harding's positive qualities in light
of his dominant perception as a failure; it is another thing altogether to efface Benedict Arnold's heroic
Rodiiguez 77
Not that reputational entrepreneurs fail to materialise in the remembrance of failure; rather,
remembering failure involves the absence of sympathetic entrepreneurs (cf. Fine 1996: 1173).
By what processes, then, do historical figures who represent neither society's highest vir-
tues nor its most degenerate vices become installed in memory? In such cases, who determines
what lessons can be appropriately gleaned from history, and how do they manage to convince
others? And why do these ambiguous figures linger in the institutional, linguistic, cultural, and
political patterns of social life when considerably more significant persons and events fail to be
preserved in the collective memory? 103 Answers to these questions all involve the role of reputa-
tional entrepreneurs, but before we look at the construction of ambiguous reputations we will
need to examine the process of remembering villainous figures.
The memory of negative people and events obviously involves processes of stigmatisa-
tion. By hosting and inviting participation in 'dramatic public reactions to activities that offend
shared values', a group not only establishes unacceptable behaviour but also inscribes (or rein- forces) internal values and motivations within its members and restrains them from deviant be-
haviours. In this way, the memory of evil is a dynamic of social control. 104 Public response to the
behaviour of the outcast 'often is expressed through a process akin to an extended degradation
ceremony, in which the identity of the offender is transformed into that of a deviant and outcast,
and becomes defined as evil' (Ducharme and Fine 1995: 13 10). A person is thereby stigmatised,
and though 'tarnished reputations may shed some of their stigma over time', the result of stig-
matisation is 'largely irreversible' (1995: 1310). Interestingly, cases of commemorating negative
reputations - that is, of stigmatisation - represent a bringing to consciousness the fact of social forgett4 of becoming especially and vividly aware of what is specifically not remembered. 105
But the memory of such persons is not merely the result of the particularly dramatic and
undesirable consequences of their actions; society preserves the memory of deviant people not
merely to 'make an example' of them. In their analysis of the memory of Benedict Arnold,
Ducharme and Fine suggest two processes by which negative historical reputations are con-
structed and established: '(1) the reconstruction of biography, through selective emphasis on his-
military record in light of his dominant perception as a traitor and archetypal villain (cE the processes of demonisation and the construction of nonpersonhood; Ducharme and Fine 1993).
103 CE Ducharme and Fine 1995: 1326. 104 This is not to revert to a manipulative, adversarial model of societal interaction. Sometimes
social control is manipulative; sometimes, however, shunning undesirable figures is a response to genu- inely held values and beliefs from members of all levels of society.
105 Rather than a 14ck of memory, the social forgetting involved in the commemoration of the vil- lainous may be more accurately described as remembering obfiqueyl (cE Schudson 1992: xiii-xvii). What happens when such memories are recalled and brought to the fore of the collective memory is an interest- ing question. Schwartz (2000) address the resurgence of Uncoln's reputation at the turn of the twentieth century; Ben-Yehuda (1995) and Y. Zerubavel (1995) analyse the 'recovery' of the memory of Masada; Prager (1998) similarly discusses the 'recovered' memory of childhood sexual abuse. 'Recovering' lost memories is in itself a fascinating subject. In the case of the historical Jesus, we are in a similarly interest- ing position to raise questions regarding what happens when the object of collective forgetting (arguably an intention of the Roman practice of crucifixion) becomes installed as a (the) central feature of collective remembering.
Rodriguez 78
torical events; and (2) the evaluation of motives, that is, the process by which accounts are pre-
sented, challenged, honored, ascribed and assessed' (1995: 1310-1311). 106 They also note that,
while the processes of commemorating heroes and viHains share similarities, there are some dif-
ferences. They isolate two specific processes, demonisation and the transformation into nonper-
sonhood, as distinctive to the commemoration of the evil person (1995: 1311-1312). 107
Demonisation involves stripping a person's reputation of any positive (or ambiguous)
elements, 'so that the commemorated figure is seen as fully, intensely, and quintessentially evil' (Ducharme and Fine 1995: 1311). The reputations of heroic figures go through a similar process,
whereby their virtues are idealised and their flaws overlooked; 108 the coBective memory of vil- lains, however, is significantly less tolerant of ambiguity than is the memory of the heroic. 'The
process', say Ducharme and Fine, 'is especially visible in the case of a prominent figure who has
had a seemingly virtuous career prior to his or her villainy, where the moral heroic aspect of the
self must be discarded' (1995: 1311). Relateffly, the 'transformation into nonpersonhood' invests
the villain's entire reputation in 'a single highly condemned act', an amazing simplification in
light of the complexity of any (and every) life history. This 'essentialisation'- the reduction of a
complex biographical narrative into one simple narrative that portrays the life of the person in
black and white (orjust black) terms - effaces the person 'so that all that remains from the pub-
lic's perspective is the evil core. "Nonpersonhood" describes, not the erasure of the whok person,
but the denial of the virtuous aspects of self in the villain's commemoration' (1995: 1311-1312;
original italics; cf pp. 1323-1324).
Turning back to the question of ambiguous reputations, if heroic figures tend toward
having ambiguous aspects of their lives dampened, and ambiguity in the memory of villainous
figures is effaced altogether, then what of persons whose lives embody ambiguity itselP Remem-
bered failures are not, strictly speaking, actually installed in collective memory. Once again, the
collective monog appears more as collectivejorgetting, whereby
the person fades into the background in the face of the establishment of the causes of that failure. Their remembrance involves how they exemplify those qualities that led to their failure ... The commemoration of the historical self seems less important than for the great or the evil. T'hus, a two-step process emerges: to define the figure as a failure and to define the 'lessons' of that failure (Fine 1996: 1162; original italics).
17hus a measure of anonymity unknown in the commemoration of the consensually great or evil
exists in the memory of the incompetent. In the process of the first step - defining the figure as
106 In connection with their analysis of the traitorous reputation of Benedict Arnold, Ducharme and Fine unpack these 'two sets of evidence ... produced by those involved in the degradation process': 'First, the process of applying and solidifying the pivotal identity of "traitor" is enhanced by the recon- struction of the offender's biography, such that events once seen as either virtuous, unremarkable, or ir-
relevant are reinterpreted and reclassified as confirmation of the deviant identity.... Second, the undcrly- ing motives for the actor's offense are sought, assessed, and ascribed. These include the offender's ac- counts of his actions, as well as others' imputations of motive' (1993: 1316).
107 Cf. §7.4., below 08 Though cf. Schwartz 1991: 227-228; 2000: 77-89 for examples where changing social dynam-
ics motivated people to find 'the dirt'in the lives of the people society looked up to.
Rodriguez 79
a failure - all motivation to search out and inscribe in public discourse the contours and mile-
stones of the individual's life disappears. In the second step the group tries to figure out how to
avoid the problems that befell what's-his-name. The process of defining appropriate lessons from the life of the failure is particularly im-
portant for this project. Though the life of any historical figure comprises complexities that can 'authentically' support multiple, even contradictory, lessons, the determination of which lessons
to draw from a person's life reveals most clearly a group's present circumstances , concerns, and
needs. 109 As the historical figure behind the mediocre reputation fades into history, the lessons
drawn from their life remain and become attached to other figures perceived to embody similar lessons. Sometimes, however, people for whom reputations of failure or incompetence at first
seemed likely shake off the accompanying anonymity and are remembered in their own right. It
is to this phenomenon that we will now turn.
3.4. c. ii. Remembering and Forgetting: Re-creating Heroes
Our final question regarding diflicult pasts is, How can difficult pasts sometimes achieve
widespread consensus and become dominant historical images? Certainly we must first affirm
that such a transition is not only possible, but also easy enough to document empirically. The
point already made, that Masada was a forgotten symbol in the collective memory of Orthodox
Judaism for nearly two millennia before rising to prominence in Israeli national consciousness,
attests to the power that difficult pasts can come to wield when they do become dominant sym- bols. 110 The rise of Lincoln's reputation at the turn of the twentieth century, briefly noted above,
would be another example of a difficult past coming to a position of dominance and receiving
widespread acceptance. Schwartz's analyses (1982; 2000), as well as Ben-Yehuda's (1995), root the transition
from difficulty to dominance in changes in society and the cultural logic by which society under-
stands and talks about its past and its identity and needs in the present. Tbough Fine emphasises 'political strategies and discursive practices', instead of social change, in the aligning of 'objective
factors' with the present (1996: 1167; cf. 1182, ftn 26), the cases of Lincoln and Masada suggest
that these strategies and practices are insufficient - but not inappropriate - for understanding bow dffEcult pasts come to achieve consensus. Changes in cultural logic may account for the
widespread acceptance of a formerly difficult past. Discourse that formerly jarred with the
109 Certainly some aspects of a person's life are especially salient and thrust themselves onto soci- ety as the lessons that ought to be learned. In the memory of the mediocre, however, this seems less fre- quent than in the memory of the truly great (or truly evil). When society remembers people and events for whom there do not appear to be any compelling reasons for commemoration, the motivations - as well as the contents - of those memories seem especially, though still not exclusively, located in the present.
I 10 We should point out that the motivation for Ben-Yehuda's study of 'myth-making in Israel' lay precisely in the tension between Masada as a dominant symbol and the only emic discussion of the events surrounding Masada Uosephus, lVar 7.275-406). 11is tension was only made apparent when the historical 'facts' underpinning Masada's use as a national symbol were questioned by an 'outsidcr'whosc attachment to the myth/symbol was not as psychologically or socially consequential (1993: 3-7).
Rodriguez 80
dominant cultural logic becomes less discordant as that logic changes through time. Social
change, however, may also (and usually does) provide the motivation for changes in reputational discourse, as the rise and prominence of images of Lincoln the folk hero and Lincoln the epic hero attest. III
3.4. d. Reputation and Social Cohesion
One final point about reputational entrepreneurs and their constructive efforts. Reputa-
tions are symbolic; they mediate between past and present as they frame and programme behav-
iour and circumstances in the present via the images they sustain. Reputations, like commemo-
rative ceremonies that exalt and honour important events in the past, are therefore multivalent. Tley mean different things within different narratives to different people. As such, reputations function like 'umbrellas' under which different perspectives, attitudes, and values are aggregated
without necessarily being integrated. Nevertheless, such symbolic structures encourage and ac- tualise social cohesion without mitigating the diversity and divergence of opinion that lies be-
neath the surface. Schwartz rejects the assumption that 'the most impressive rites are dedicated to the
people whom society uniformly reveres'. Instead, 'Jack of such consensus ... reveals a loose
connection between belief and ritual' (2000: 63). Schwartz, mediating between Kertzer (1988)
and Durkheim (1915), argues that ritual does not necessarily create social cohesion by 'reinforc-
ing shared values, but rather that the power of ritual is to produce communal solidarity in the
absence of a consensus about what that ritual means. Nevertheless, 'Controversial figures ... promote solidarity only on condition that they represent noncontroversial realities whose sa-
credness all recognize, ultimate realities on which a fundamental consensus rests' (Schwartz
2000: 64). 112 The examples of the Vietnam Veterans Memorial and President Harding suggest
that historical reputations also promote social solidarity without necessarily forging consensus on
what the commemorated symbol means. ' 13 Like rituals, however, historical reputations have to
III Cf. Schwartz 2000: 143-187,224-255. Ducharme and Fine also note the interplay between discursive practices and social change, pointing out that the same society may exhibit different levels of tolerance for deviant behaviour within their ranks, depending upon (among other things) the presence or absence of external threats (1995: 13 10).
112 This not only obtains in the case of Uncoln's funerary commemoration but also in the 'mean- ing' of the Vietnam Veterans Memorial: 'Ile Memoriad's contradictions not only betray the state's inabil- ity to effect a uniform interpretation of the past; they also affirm the nation as a reality whose salience transcends the state' (Wagner-Pacifici and Schwartz 1997: 407). Schwartz concludes: 'Durkheim was wrong, then, to overlook the many ways in which rituals produce solidarity without consensus, just as Kertzer observed; but so far as the ritual support of ultimate realities is concerned ... Durkheim was right' (2000: 64).
113 Cf. Wagner-Pacifici and Schwartz 1991; Fine 1996. Supporters of the Vietnam Veterans Memorial were drawn from the ranks of both anti-war protesters from the 1960s and governmental inter- ests who wanted to commemorate American glory through the construction of another war memorial. 'Recreating the context and process out of which the Vietnam Veterans Memorial developed, we came to see it not as a monument that ignores political meanings, but as a kind of coincidentia oppositomm - an agency that brings these opposed meanings together without resolving them' (Pacifici-NVagner and Schwartz 1991: 392). Similarly, Harding's reputation was accepted and propagated by his political allies as well as his adversaries, though for very different reasons (Fine 1996: 1182).
Rodriguez 81
maintain some link to ultimate values or beliefs for which consensus can be achieved, even if, as in the case of Harding's reputation, the value being maintained is political expediency.
3.5. Concluding Remarks
Three foci have structured our discussion of social memory: (a) the interpenetration of
the social and the individual in matters of identity and memory, (b) the interpenetration of the
past and the present in matters of reconstructing and reexpressing the past in the present, and (c)
dynamics of the social construction and utilisation of historical reputations, which is actually a
specific instance of (b), above. However, the issues discussed under the heading of each foci ex- hibited a significant level of cross-contamination, so that, for example, the past's constraining functions in and upon the present required significant attention in two sections. ' 14 Throughout
the discussion the overarching concern has been to explicate the way in which social memory
research over the last two decades has problematised and explored the way memory functions in
re(-)presenting the past. As Kirk and Thatcher (2005a) take pains to demonstratejesus research has seriously underestimated, and marginalised, memory as an analytical category useful for
exploring the 'historicaljesus' (and other related topics).
We have not yet arrived at the point where we can approach the memorial artefacts of
the early communities of Jesus' followers with the tools and perspectives supplied by social
memory research. While we have a more complicated and sophisticated appreciation for the
phenomenon of memory - what it is, how it works, and why - we have not yet adequately
explored the nature of the evidence before us: the extant gospel texts. How were these texts pro-
duced? How were they received? What contexts functioned most determinatively as interpreta-
tive frames for the traditions contained in them? How did they function within their communal
contexts, whether as material or traditional artefacts, as cultural or polemical resources, etc.? While these issues are indeed very complicated, one consensually admitted fact provides an en-
try point from which we can begin to explore them: the Jesus tradition, with whatever relation
to the extant texts, was originally oral tradition.
The study of oral tradition, and especially folklore studies, has had a demonstrably more
significant impact on New Testament studies than has social memory theory, especially in gos-
pels andjesus research. Form criticism, for example, developed as a particular response to the
oral nature of the earlyjesus tradition. Though form-critical assumptions have come under se-
vere fire in recent decades, research into the functions and dynamics of oral tradition have not been static during the last eighty years. Therefore, the next chapter explores some of the recent developments of oral traditional research and provides some discussion of the related field of
or-al historical research, a field which has itself had an impact onjesus research in Byrskog's sig-
114 Cf. §§3.3. b. and 3.4. b. i., above.
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nificant monograph, Story as History - History as SIoV (2000). ] 15 Once we have examined the dy-
namics of oral tradition and oral history and attempted to distil their implications for our ap-
proach to and apprehension of the written gospels, we will turn to those texts, and specifically to
their depiction ofjesus' statements regarding his healings/exorcisms and their significance (cf.
Part IM.
115 To anticipate one of the features of the next chapter's discussion, the fields of oral traditional and oral historical research, here categorized as 'related', are largely unaware (or, at least, largely non- recognisant) of each other. As the work of some anthropologists have shown (for example, Tonkin 1982; 1990; 1992; Vansina 1985) the distinction between 'tradition' and 'history' is not as forthcoming as many analyses assume (cf. Bauckham 2006, who is heavily influenced by Vansina's schema).
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Chapter 4 Performance, Structure, Meaning, Text
Where literacy is limited, the telling of a story is mediated to those who cannot easily read by those who can. The reported story is a base for such storytelling. Where the length of a text is limited, the telling of a story will necessarily be expanded beyond the text on which it is based.
Antony F. Campbell, 'T'he Storyteller's Role', 429
As an artistic matter, we can't hope to read an- cient, medieval, and other manuscript-based but oral-connected poetry without considering its true dynamics. Much is at stake here.
John Miles Foley, How to Read an Oral Poenz, 46
4.1. Introduction: Oral Traditional and New Testament Research
As we have seen, memory is a complex phenomenon (or range of phenomena) rooted in
but not limited to psychological processes within an individual. As we turn our attention to con-
cepts whose importance for biblical research has been waxing for over two decades (especially
corality', 'literacy', 'performance', and 'text), we will see that each of these is likewise complex. Unlike social memory research, New Testament scholarship has taken some account of 'orality
studies'. The influence of oral traditional research on our field has both positive and negative
consequences. Positively, many of the concepts and questions discussed in this chapter will be
familiar to New Testament critics. Negatively, consider-able confusion attaches to many of the
central concerns facing us, not least the nature of 'orality' and its significance for exegesis and historical reconstruction. The current chapter attempts to cut through this confusion and offer a
reading programme that nuances contemporary critical reception of the gospels. '
4.2. Reading, Writing, Speaking
Memory will continue to serve an important analytical function in our discussion of oral
tradition and history. Beyond memory, however, questions arise about how oral messages (tradi-
tional, autobiographical, and so on) function in society. To complicate matters further, oral mes-
sages rarely, if ever, operate without relation to written texts and the social functions of literacy
(except, perhaps, in pre-literate societies). 2 The relationship between the spoken and written
word has been at the centre of discussions of oral tradition for over three decades, though schol-
ars have not yet developed a generally accepted theory of orality, literacy, and the integration of
I In Part III this programme will be applied to sayings traditions centred on Jesus' healing and exorcistic activities.
2 Ong (e. g., 1982-6) refers to pre-literate groups as 'primary oral cultures', which he distinguishes from 'secondary oral cultures' (the electronic 'orality' of radio, television, etc. ) and 'residual orality'.
Rodriguez 84
the two in SoCiety. 3 Perhaps, then, we ought to begin by surveying how recent work on written
and oral verbal art have understood some of the key issues involved.
4.2. a. Problems of 'Literacy' and 10ralityl
The use of 'literacy' to attempt to describe a specific set of phenomena or skills (or,
worse, one specific phenomenon or skill) has been notoriously difficult. 4 Rosalind Thomas notes
an 'extraordinarily sophisticated range of literary and intellectual activity' in Greek society over
a span of centuries and demonstrates that written and oral phenomena were never exclusive
categories, even through the second century CE. Even the 'highly literate' had their doubts
about written texts, and most of public life, including the experience of the written word, was lived orally. 5 Ubether or not a written text existed, oral transmission, performance, and dis-
course were predominant. The divisions were drawn along very different lines from ours' (1992: 4). 6 As a result, Me tendency to see a society (or individual) as either literate or oral is
over-simple and misleading. The habits of relying on oral communication (or orality) and liter-
acy are not mutually exclusive (even though literacy and iBiteracy are). ... the evidence for
Greece shows both a sophisticated and extensive use of writing in some spheres and what is to us
an amazing dominance of the spoken word' (1992: 4; original italics). 7 Not only are 'literacy' and 'illiteracy' graded phenomena that elude universal assessment, but, even if we could 'count
heads' and isolate a specific percentage of the population as 'functionally literate' (a non-specific
term), we would still have not determined anything probative about the uses and effects of writ- ing upon a society. 8 Instead of attempting to calculate literacy levels in ancient Greek society, Thomas follows Paul Saenger's distinction between 'phonetic literacy' and 'comprehension liter-
3 TIC term 'orality' is unfortunate, if primarily because it is so widespread (even the area of in-
quiry with which we are concerned is frequently labelled 'orality studiesj and yet difficult to define. In
general, 'orality' is frequently understood as the opposite of 'literacy'. But both terms refer to realities that are so conceptually broad and diverse that the labels signify too much, and therefore signify anything at all only vaguely and with difficulty. We will, therefore, restrict as much as possible the use of 'orality'; qit-
cracy' will require definition in the contexts in which it appears. Cf. the discussions in Thomas 1989: 9; 1992: 6-8; Tonkin: 1992: 14. Foley (esp. 1995a) rarely refers to 'orality' in his analyses.
4 Stock refers to 'the imprecision of the idea of literacy' (1983: 7). Similarly, Utcracy is a label
which covers many different skills and kinds of use. There are those who can read but not write, or arc able to recognise road signs but not to read shop names; and those who can manage their literate needs quite well, but would be defeated by the lexicon and syntax of most academic books. The line is not so easy to draw between "able to read" and "able to understand" - it is increasingly being recognised that reading and writing are cognitively complex practices' (Tonkin 1992: 13). If any widespread agreement exists, it is that we cannot subsume both reading and writing under a single rubric if we hope to come to any real understanding of either skill-set. Harris observes that some historians 'have defined literacy by reference to reading ability, which is normally more widespread, and sometimes has been much more widespread, than the ability to write' (1989: 4).
5 Cf. also Achtemeier 1990 and the literature cited there. 6 Cf also the discussion in Shiner (2003: 14-16) regarding 'the preference for oral delivery' in 'the
ancient Mediterranean world'. 7 Foley (2002) makes the same point; for example: 'A given culture may use literacy for some of
its verbal transactions and not for others ... the very same individual may depend upon oral tradition for
certain activities but on texts for others' (2002: 68). 8 Cf. Foley 2002: 69.
Rodriguez 85
acy' (1992: 9). 9 Who (or how many people) can read matters less than what kind of access to writ-
ten traditions and texts people have.
Thomas's subsequent conclusions about the distribution of literacy skills in ancient Greece are remarkably optimistic (which is not to say unrealistic). 10 Even so, she notes that the
skill-sets comprising 'literacy' were not evenly distributed across social groups; 'the written texts
of poetry and literary prose had a reading audience confined to the highly educated and wealthy
elite, and their secretaries' (1992: 11). In antiquity, 'literacy', in a sense approaching modem Western notions of literacy, never penetrated below the level of social 61ites and those who
served them. Nevertheless, the concept of 'phonetic literacy' does suggest that access to written
texts, especially texts not intended for circulation amongst the social 61ites, extended to a more
significant percentage of the population, a point that will be reinforced shortly. II
If 'literacy' is a difficult concept to nail down, 'orality' is likewise, if not more, problem-
atic. 12 Scholars coined the term to avoid the value-loaded connotations of literacy's usual oppo-
site: flliteracy. 13'fbeoretically, "'orality" should strictly mean the habit of relying entirely on oral
communication rather than written. ... [that isj communication by word of mouth alone' (Thomas 1992: 6). 14 But recent research suggests that oral patterns of thought and expression have already infused the creation, transmission, and reception of written texts in most, if not all,
cultures that utilise writing. 15 Such research rarely confines itself to media of expression; 16
9 'Phonetic literacy' refers to 'the ability to "decode texts syllable by syllable and to pronounce them orally", close to oral rote memorization', whilst 'comprehension literacy' is "'the ability to decode a text silently, word by word" and understand it fully' (1992: 9, quoting Saenger). Phonetic and comprehen- sion literacy should not be reified into distinct categories; neither should they be thought to exhaust the gradations of literacy in any society. Thomas is careful to avoid both of these errors throughout Literag and Orality in Ancient Greece. Inasmuch as 'comprehension literacy' presumes the ability to read silently, its ap- plicability to ancient literacy is questionable, though the stress here is on the other two elements of Tho-
mas's discussion (viz., 'word by word' and 'understand it fullyl. See Achtemcier 1990; but contrast Fusi 2003: 90-126; Shiner 2003: 14.
10 'The ability to read or write very simple messages, often in capitals, was probably not rare; and in cities like Athens where there was a profusion of democratic documents, most citizens had some basic ability and perhaps 'phonetic literacy' was pretty widespread' (Thornas 1992: 11).
II Cf. §4.2. bi., below. 12 Cf. Foley (I 995b: 170): 'Orality alone is a "distinction" badly in needof dcconstruction, a ty-
pology that unfairly homogenizes much more than it can hope to distinguish; it is by itself a false and mis- leading category'.
13 'Illiteracy' has continued to be a meaningful category, perhaps even because it is differentiated from orality- the former suggests an inability to read and/or write, the latter refers to alternate modes of expression. Similarly, 'non-literate' and 'pre-literate' suggest further nuancing in reference to an individ- ual's or society's possession of writing as a technology of communication, though scholars have had a more difficult time differentiating between non- or pre-literate societies and so-called oral societies.
14 In fact, Martin Jaffee defines 'oral-literary tradition' as 'those verbal products of a culture which have pretensions beyond everyday speech' (2001: 7-8), by which he means any oral message other than 'everyday speech'.
15 Cf. the discussions of 'oral-dcrived texts' in Foley's analyses (esp. 199 1; 1995a), as well as the essays in Bakker and Kahane 1997b. Even Foley, whose interest is precisely in the distinctive ways that oral and oral-derived works of verbal art generate meaning vis-d-vis written verbal art, insists upon a strong link between the two: 'Oral and written poetry are certainly alike in some situations. Indeed, how else could it be? ... There remains a genetic relationship between the kinds of verbal art we find in texts and those we encounter in performance. Given this reality, it would be foolish to argue against broad
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rather, it typically extends to matters of composition, communication, transmission, and even to
social patterns that structure individual thought. 17 Nevertheless, we find compelling reasons to demur at the concept of an 'oral mentality', and especially at the hopelessly vague 'oral culture', both of which continue to be influential within New Testament studies.
Research into oral tradition and its function within wider cultural patterns, including
the use of written texts, has pointed out for well over a decade the blunt force trauma our analy-
ses suffer when we wield the imprecise concept of 'oral mentality' against them. 18 Critics have
begun to recognise that technologies of communication - and, simultaneously, of thought - are infused with structuring potentia419 and that individuals and societies can realise this potential in numerous and unpredictable ways. 20 Anthropological fieldwork has documented numerous
and diverse uses for which a society may utilise technologies of reading and writing, and many of these have little to do with the predominate Westem conception of 'literacy'. 21 Likewise, con- temporary experience even in Western societies debunks the theory of literacy's inevitable and triumphant ascendance at the expense of oral verbal art. 22
Given the expansive currency theories of literacy's disruptive cognitional effects have
enjoyed in the latter half of the twentieth century, we should realise that current research has
similarities between two kinds of poetry that are historically and geneticaly related' (2002: 37-38; emphasis added).
16 Oesterreicher distinguishes between the medium of language (oral or written) and the concep- tion of language (oral or literate), though he also acknowledges the nebulous but necessary 'mixed phe- nomena, which somehow resist a simple oral/literate classification' in his discussion of types of orality in text (1997: 192). 711us, while the media of language may be dichotomous (and this is still a point of discus- sion), 'the differences in linguistic conception ... cover a whole continuous spectrum, ranging from ex- tremely informal oral-type expressions to extremely elaborate, formal literate-type language. Between these two poles, innumerable intermediate degrees of linguistic conception are possible. That is to say, the informal-formal distinction can be considered as no more than a first step in the right direction' (1997: 192-193).
17 Cf. the works of Walterj. Ong and those influenced by him (viz., Achtemeier 1990J. Dewey 1995; Kelber 1983; 1987b; 1995; inter ahos). As an example of the perspective being argued against, Ong proposes basic distinctions between oral and literate ways of thinking, referring to the 'psychodynamics of ... primary oral cultures', and argues that literate patterns invariably come to dominate oral ones (though this domination is neither instant nor total). Societies in which this domination is under-way are 'residually oral cultures', suggesting that patterns of orality 'hold out' in the face of the onslaught of literacy: 'the thought forms of primary orality variously assert themselves with ever-dintinishingforce as the technology of writing, later reinforced and transformed by print, is interiorized in the psyche' (Ong 1983. xiii-xiv; em- phasis added).
18 Cf. the essays in Bowman and Woolf 1994a, esp. Bowman and Woolf 1994b. 19 Cf Finnegan (1989: 122): Differing communication technologies 'can offer opportunities (both
good and bad), ones which people may or may not choose to follow up' (original italics). Finnegan refers to the 'potential' of new communication media at 1989: 123.
20 E. g., Niuml provides a more nuanced perspective than either Kelber or Ong: 'T'hough I do not necessarily subscribe to a theory of two different "mentalities, " one "oral" and one "literate, " I do contend that the tools with which one thinks affect one's thinking, that the way in which one thinks has its social consequences, and that therefore control of the tools of thought is of the utmost importance for the maintenance of power' (1997: 37). Tliough written texts and literacy are never merely tools of hegemonic posturing, Bduml's point is well taken. Cf also Ford 1997: 107.
21 Cf Foley 2002: 58-78. 22 As an example of the robustness of oral verbal art in twenty-first century American society, see
the discussions of slam poetry found throughout Foley 2002, esp. chapters 4 and 7 (= the Fourth Word and the Seventh Word).
Rodriguez 87
pursued a greater sensitivity to the diverse and multifaceted phenomena of verbal art exhibited
globally. Consequently, recent analyses have 'done more to dispel fictions than to establish gen-
eral insights or principles' (Bowman and Woolf 1994b: 2-3); we now know more about what lit-
eracy does not do than what it does. 23 Not that scholars have abandoned the quest for under-
standing the general, even universal, qualities of literacy vir-d-vis oral expression in favour of par-
ticularist research; rather, scholars have reconceptualised the question of literacy's generali-
ties/universalitieS. 24 While we can only understand the development, proliferation, and effects of literacy as cultural phenomena within the constraints of specific cultural systems, 'one does not have to believe in technological determinism ... to believe that some innovations might make a difference or even that the difference made by particular innovations might not be completely
unpredictable' (Bowman and Woolf 1994b: 4). Cultural dynamics may determine literacy's con-
sequences, but dynamics of literacy likewise constrain the uses to which a cultural system may
put written texts. 25
Brian Stock's distinction between 'literacy' and 'textuality' provides an important aspect
of the perspectival shift enacted by approaching the advent of written communicative technolo-
gies as a (rather than the) factor of cognitive social structure: Uteracy is not textuality. One can be literate without the overt use of texts, and one can use texts extensively zvithout eridencing genuine litemg. In fact, the assumptions shared by those who can read and write often render the actual presence of a text superfluous. And, if common agreement obviates the need for texts, disagreement or misunderstanding can make them indispensable. Texts, so utilized, may be symptomatic of the need for expla- nation and interpretation, even at times of functional illiteracy. (Stock 1983: 7; emphasis added)
Though New Testament research has tended to hold up the surprisingly low levels of literacy in
the ancient world (particularly Palestine and Galilee), Foley has rightly pointed out that, 'given
[the diversity of the phenomena we call "literacy"], brute measures like percentage literacy or
the mere existence of some sort of writing must not lead us down the garden path of assimilating
23 Bowman and Woolf provide a brief summary of recent conclusions about literacy, all of which form what they call the 'negative credo' of literacy studies: 'literacy is not a single phenomenon but a highly variable package of skills in using texts: it may or may not include writing as well as reading and is generally geared only to particular genres of texts, particular registers of language and often to only some of the languages used within multilingual societies. Moreover, literacy does not operate as an autonomous force in history, whether for change, progress and emancipation or for repression. Uteracy does not of itself promote economic growth, rationality or social success. literates do not necessarily behave or think differently from illiterates, and no Great Divide separates societies with writing from those without it. The invention of writing did not promote a social or intellectual revolution, and reports of the death of orality have been exaggerated' (I 994b: 3). Simflarly, Finnegan 1990: 144-145.
24 As an example: 'It may seem particularly tempting, for instance, to discern analogies between
medieval and classical phflology. Both disciplines analyze cultures with historically increasing literacy. However ... our notion of "transition from orality to literacy" needs a thorough reconsideration for each and every culture and/or period, since the course of such a transition depends on many historically spe- cific intra- as well as extra-medial variables' (Schaefer 1997: 230). Cf. also Olick 2006: 8.
25 Cf. Finnegan 1990, which balances an appreciation for the analytical advances opened up by 'orality' with a devastating critique of the consequences of reilying (and universalising) 'orality'.
Rodriguez 88
other cultures' literacies to our own' (2002: 69). 26 We require a more precise, culturally specific
model of literacy to facilitate our understanding of how written information could be accessed in
first-century CE Galilee and Judea. One critical option, which our own conceptions of what ctruly' constitutes 'reading' obscures but which nevertheless merits our consideration, was al-
ready mentioned by Stock (1983: 7): that illiterate individuals and groups could have robust and
compelling access to written traditions. 27
'ne notion of an 'oral mentality' or 'oral culture' is rooted in outdated anthropological
presuppositions regarding 'the supposed special mentality of non-literate (and "primitive'ý peo-
ples with their so-called reliance on "tradition" and unchanging norms, and their involvement
with magic and religion' (Finnegan 1976: 259). 28 Suggestions of a disruption between oral and literate mentalities spring from dynamics inherent within our own literate perspectives that nev-
ertheless depend in important ways upon patterns of oral presentation, performance, and
transmission. Evidence gathered from across the world does not require these suggestions (cf
Finnegan 1976: 260). 29 If we hope to understand the evidence of the symbiotic relationship be-
tween oral and written patterns of communication and expression, we have to avoid idealising
so-called oral cultures (primary, residual or otherwise). Societies in which the spoken word was
more influential than in modem Western societies were susceptible to similar political and ideo-
logical dynamics and forces operative in Western society, though these dynamics and forces
found varied expression and development in different cultures. Thus a soda] group cannot make whatever it will of literacy, but neither will literacy
have inevitable and predetermined consequences. Tbree common and interrelated implications
26 Cf. also Fusi 2003: 71-81; e. g., 'Harris' [sic] decision to use percentages forces him to reduce the mass of data ... to a mere technical account, where "literates" and "illiterates" become like pebbles to be placed on one of the two platcs of a balance, just to see which one of the two weighs more' (2003: 75).
27 Consider the following, which is axiomatic for Kelbcr (1983: xv): 'Human consciousness is
structured into thought by available forms of communication. Thinking is indebted to the medium through which knowledge is acquired. ' In light of recent research and our current discussion, this is in
need of qualification: Thinking is indebted to the medium through which knowledge is acquired, but the uses to which a group puts innovative communicative technologies are themselves indebted to pre-existing cultural patterns (including cognitive cultural patterns) through which any potentials afforded by new communicative media are recognised and actualised (cf. 711iomas 1992: 63). In other wordsý factors other than communicative technologies impinge upon how 'human consciousness is structured into thought' by those technologies (cf. Finnegan 1989: 116-17).
28 Finnegan goes on to caution oral-formulaic scholars: 'Since some of the speculation about "the oral mind" may perhaps appear to derive some support from the earlier notion about "primitive mental- ity, " it is worth stressing that this idea has been under heavy fire for some time in modem anthropology and is at best a highly controversial notion' (1976: 259; cf also Finnegan 1990). Abraham's comments (1985: 555-556, cited in Finnegan 1989: 115), are poignant: 'Oral peoples are either regarded as backward and uncivilized ... or they are innocent prclapsarians who have not yet entered into the alienating proc- ess of capitalistic production and exchange'.
29 Thomas, who builds approvingly upon Finnegan's work, suggests that 'orality is often ideal- ized, invested with the romantic and nostalgic ideas connected with folklore, folk culture, and folk tradi- tion, or the "noble savage". "Oral culture" is often used interchangeably with folklore, folklore is seen as "oral tradition", and with little critical examination, but much idealism, orality and "oral societies" take on the romantic and exaggerated attributes of folk culture. In other words they become more than merely descriptive tools and start to imply a whole mentality or world view which is partly born ofa reaction to the mod- em world'(1 992: 6-7; emphasis added).
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of the rise and proliferation of written texts emerge as relevant for our purposes: (a) written texts
provide an impetus for social restructuring and reorganisation around specific textual and inter-
pretative traditions; (b) written texts attain symbolic value and perform 'non4iterate' functions in
connection with but not limited to their communicative function; and (c) written texts affect so-
cietal power relationS. 30 We cannot reduce writing to frozen speech; it does not merely displace
or replace orality, and it is not simply 'in service of' orality. 31 Literacy, as one social factor, inter-
acts with other social factors (including patterns of oral expression) to organise human experi-
ence and behaviour and to structure social relationships in culturally specific ways. Social groups
already organised their experience and behaviour and structured power relations prior to the
advent of writing. The 'consequences' of literacy, therefore, might not be as socially transforma-
tive as we often assume: Uriting might preserve and perhaps exaggerate earlier customs' (Thomas
1992: 63; emphases added). 32 The present task, however, is to turn to the three 'implications of literacy' identified immediately above. 4.2. b. The Social Functions of Literacy
If questions about the dispersion of the skill-sets usually subsumed under 'literacy' are
not the most pressing problems facing us, and if the advent of literacy does not inevitably result in the disruption of oral patterns of thought, behaviour, and communication, then how should
we proceed? Recent research has turned its attention away from pursuing generalisable, univer-
sal 'consequences of literacy' to focus on specific, culturally bounded dynamics of literacy and
orality within a particular society. 33 Much of this research has maintained its comparative per-
spective, but the particularist bent of recent work has resulted in paying more careful attention
30 Given the current climate of research and the simplistic conceptualisations of power and power relations that characterise most historical research, let us say at the outset: literacy does not either liberate or oppress. Rather, the effect of literacy on power relations is a complex dynamic of liberation and oppression wl-&h can both reinforce and restructure power relationships. Cf §4.2. b. iii., below.
31 Contra Kelber 1983J. Dewey 1995. Though writing can be any of these things, it is these re- ductionist tendencies that we are trying to avoid. Thomas is helpful here: 'To a large extent archaic Greek writing does seem to be at the service of speech, repeating verse, enabling the objects to "speak" as if they were animate, preserving and reinforcing the pre-literate habits of the society, extending and deepening the customs of poetic and visual memorials. Yet many of the casual graffiti seem to bear a rather different relation to speech with their dedicatory abecedaria, single letters, personal names, and the writers of these seem set on exploring a quite different range of possibilities offered by the written word'(1 992: 65).
32 Plato's high literary dialogues are themselves 'modelled quite directly upon oral conversation or oral narrative' (Tarrant 1996: 132), forms which certainly existed before and were transmitted by Plato's (written) texts. Additionally, in the introduction to the Theaeletus, Plato is able to proffer the image of Euclides and Tcrpsion hearing the Socratic drama as it was reenacted by a slave; thus 'Plato was able to envisage the author of such a drama being there to enjoy the reading rather than reading himself, experi- encing the effect that the dialogue has on the listener' (1996: 133). If it was possible in ancient Greece to imagine an author experiencing his text in the role of an audience member, then it seems all the more reasonable to assume that the author, in the process of creating a text, was able to imagine the range of possible reactions of the audience to a particular turn of phrase or mode of expression (pace Kelber. Vrit- ing enables one to produce language ... without a direct commitment to audiences'; 1983: 109). It is diffi- cult to imagine with Kelber an author who writes without some formative, even determinative, notion of an audience, indeed, whose experience as part of an audience is not heavily influential upon his (or her) written text.
33 Cf. Finnegan 1990: 140-145.
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to the specific evidence generated from individual cultures. Within this cross-disciplinary per-
spective, our three dynamics (written texts as social identity, cultural symbol, and locus of power) have received considerable attention.
4.2. b. i. Written Texts as Loci of Social Identification
The construction and maintenance of group identity comprises an important dynamic
of the interface between oral and written modes of communication. Texts (the textually codified
messages, the physicality of textual artefacts, and the oral and written discourse enveloping tex-
tual traditions) perform social functions in social contexts that transcend the actual signs in-
scribed upon parchment or papyrus or stone (L Alexander 1998b: 398-399). Texts mediate
meaning and orientation, ordering human experience according to socially meaningful patterns
and providing expectations for experience and behaviour. But the polysemy of texts, prominent in postmodern approaches to reading, also results in the same texts mediating differing meanings
and orientations to different groups. Once written texts began to proliferate in societies thereto- fore unacquainted with writing, those texts did not efface (immediately or inevitably) their estab- lished oral traditions. Rather, 'oral discourse ... began to function within a universe of commu-
nications governed by texts. On many occasions actual texts were not present, but people often
thought or behaved as if they were. Texts thereby emerged as a reference system both for every- day activities and for giving shape to many larger vehicles of explanation' (Stock 1983: 4).
As texts (and their interpretative traditionS)34 'emerge as a reference system' for behav-
iour and orientation, they become central points round which group identities develop and co- herejaffee extends this concept beyond the selection and interpretation of texts to consider the
fluidity of handwritten manuscripts. Whilst scribes still copied books by hand, and especially
without firm boundaries between texts and their interpretative traditions, 'the "correct" text of a book was linked to the social boundaries of the community that preserved it. That community
would harbour and reproduce its particular manuscript traditions. nese could overlap in many
ways with the traditions of other communities who happened to have preserved the same book,
but there would also be important local differences' (2001: 19). 35 But we are not describing
groups in which every member has direct access to the written texts ordering the group's sym- bolic universe. The communal function of texts applies to literate and nonliterate members of
34 By 'interpretative traditions' I have in mind the same phenomena discussed byjaffec as 'text- interpretive traditions', which he defines as 'a body of interpretive understandings that arise from multiple performances of a text (written or oral). 'nicy come to be so closely associated with public renderings of a text as to constitute its self-evident meaning' (2001: 8). As stated byjaffee, text-intcypretive traditions can be focussed around oral or written traditions. Similarly, text-interpretive traditions can themselves be oral or written, and they can also develop their own interpretive traditions (cf also Ben-Amos 1999. vii).
35 Cf. Nickelsburg 2003: 9-28 for a careful discussion of the fluidity and stability of manuscripts; the question of 'canon' is not restricted to which texts are authoritative but also, in a 'scribal culture', which vffsion of those texts are authoritative. Importantly, the example of Qumran suggests that a singular social group can retain 'multiple versions'of'the same text (2003: 11-12).
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society, 36 So long as the values and traditions established by (or merely through) the text are
made accessible via channels other than individual silent reading. Recall Stock's distinction,
mentioned above, between literacy and textuality; illiterate people can have comparatively ro-
bust access to textual traditions and can utilise them to conduct their aMirs and pursue their
intereStS. 37
Ile gravitation of social groups round authoritative texts that are elevated to positions
of social prominence results in what Stock calls 'textual communities' (Stock 1983: 88-92).
Stock's analysis of Medieval heretical or reform movements concludes that they 'may not have
shared profound doctrinal similarities or common social origins, but they demonstrated a paral- lel use of texts, both to structure the internal behaviour of the groups' members and to provide
solidarity against the outside world' (1983: 90). Perhaps surprisingly, the essential element in this
use of texts 'was not a written version of a text' but rather 'an individual, who, having mastered it, then utilized it for reforming a group's thought and action' (1983: 90). 38 The text itself was not
necessarily the critical factor but rather the social identity of the group, its ethical demands and
patterns of behaviour (including its critique of the larger society), and, frequently, the growing influence of the group as evidenced by its increasing numbers and access to physical and cultural
resources (1983: 90,91-92). 39
4.2. b. ii. Written Texts as Cultural Symbols
Written texts often bave a symbolic value otber than (but related to) the text's commu-
nicative value. 40 A textual community's commitment to its texts often surpasses (or, at least, is
adjunct to) its commitment to the written message inscribed upon papyrus and fixes upon the
text as a physical object. Writing takes on symbolic power in a society when members of that
society, literate and non-literate, begin to attribute legal or religious authority to written docu-
36 We ought also include the range of Harris's 'semi-literate' individuals within society (1989: 5). 37 As regards textuOy motivated social reorganisation or reinforcement, it is unimportant
whether literate members of a group have better (= more accurate) access to the group's textual traditions than illiterate members. What matters is that the group's textual traditions and group members' use of those texts are mutually reinforcing, and that competition or cooperation between groups will take place at the level of textual traditions - both oral and written - rather than at the level of the text (which is
not to say that reading the actual text is not a factor in intergroup interaction). 38 If I understand him correctly, Foley overemphasises the importance of 'an individual' in
Stock's model of textual communities (cf Foley 2006a: 69-70). The point - again, if I understand prop- crly - is that written traditions are socially mediated, obviating the need for literacy' according to the modern, Western model of an individual, silent reader. Foley, of course, is not unaware of this: 'With me- dicval manuscripts, the primal act of reading initiated a "trickle-down" dynamics' (2002: 70).
39 Thatcher (1998) analyses josephus' accounts ofjewish factionalism and the escalation of vio- lence prior to the outbreak of war with Rome in light of Stock's model of textual communities. Consider- ing the dramatic scale and consequences of theJewish Revolt uponjudean society, the effects of literacy
and the development of textual communities can be immensely important for social organisation and be- haviour.
40 Thomas suggests the textual and symbolic uses of written messages were mutually implicating: 'I would not want to deny that the written contents of inscriptions were read if they were needed. But this is not incompatible with their having a monumental and symbolic role as well' (1992: 86). Nevertheless, 'a
written document may have had an immensely important function even though it was seldom read. Writ- ten records may have a significance other than that carried by the written words alone' (1989: 38).
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ments. Texts can then participate in personal and cultural myths and behavioral patterns, mak- ing them ideological reference points' (Thatcher 1998: 133). 41 The ancient use of texts was not
restricted to modem, 'rational' expectations about how texts function (as objects meant to be
read); perhaps just as importantly, people have made 'non-literate' (symbolic) uses of writing. 42
As we saw, texts could establish social identity, a 'non-literate' use of texts that seems familiar
even in a postmodem context. T'homas also identifies the symbolic value of texts as monuments
that represented in their material existence that which was inscribed upon them; such texts 'were
often thought of primarily as symbolic memorials of a decision rather than simply documents
intended to record important details for administrative purposes' (1992: 84-85). 43
4.2. b. iii. Written Texts as Dynamics of Power Relations
Ile essays collected in Bowman and Woolf (1994a) explicitly examine the connection between literacy and power in the ancient world; they provide a careful discussion of power that
resists descending into a simplistic look at how hegemonic cultural forces use written texts to fur-
ther their own interests (I 994b). 44 We cannot analyse power as a static consideration; it is vari-
able, used for multiple purposes, and operates alongside other cultural dynamics. 45 At a basic
level, though, Bowman and Woolf differentiate between two aspects of the connection between
literacy and power power over texts and power exercised by means oftexts (cf 1994b: 6-7). We have
already seen that texts do not simply serve cultural centres of power (though they can do that);
texts also influence the construction of power relations. Power and literacy are mutually affec-
tive. 46 TIomas (1994) demonstrates that political uses of literacy can liberate or oppress and may
41 Thatcher goes on to illustrate this point with reference to josephus (War 2.228-23 1; APion 1.42-43; Thatcher 1998: 134); Goodman (1994: 100) makes the same point. Thomas locates the symbolic uses of texts 'between "literate" and "oral"' and analyses the evidence for 'non-documentary' uses of writ- ing in ancient and classical Greece, noting first of all that such use is not restricted to 'the unavoidable region of magic' (1992: 74). Harris mentions the magical use of writing, but suggests that scholars are only too ready to identify extra-textual uses of writing in ancient Greece and Rome as magic; 'It would be far- fetched to see anything magical in most uses of writing' (1989: 29). Thomas's examination of public in- scriptions, boundary and debt markers, and dedicatory inscriptions is less concerned to label these phe- nomena 'magical or quasi-magical' than to point out other extra-textual functions written messages could perform.
42 Ford, for example, argues that archaic (pre-Herodotean) references to Homer did not merely insert the text's contents into a new discourse; those who cited Homer have made the 'short step from quoting Homer as a source of wisdom or guide to right behavior to quoting him as a badge of the speaker's education and values' (1997-98; cf. 95-98).
43 Cf. also Thomas's larger discussion of texts' symbolic value, for example, as debt markers (1992: 74-100).
44 Cf. the discussion of the social construction of power, §3.3. a., above, as well as Finnegan 1990: 144-145.
45 'The kinds of power constructed varied widely from empires to groups united by a common set of texts ...
No single, all-sufficient concept of the nature and application of "power" has been adopted for this collection, and in the treatments of various topics that follow, examples of the political and social, religious and cultural, psychological and physical aspects of power recur, in various combinations and with differing weight [sic] of emphasis' (Bowman and Woolf 1994b: 2,6).
46 Cf. Bowman and Woolf 1994b: 9; Lane Fox 1994.
Rodriguez 93
even do both in the same context. 47 Thomas thus provides an important corrective to studies that emphasise the power dynamics of literacy and written texts. 48 For examplej Dewey refers to the power dynamics of publicly inscribing laws in a Roman context. Her analysis considers
public inscriptions as a means 'to convey the prestige and power of the law [rather] than to
communicate the content to the ruled. They were symbols of the power and authority of Rome'
(1993: 41). Thomas's analysis of classical Greece raises the question of whether public inscrip-
tions in the Roman empire were ever only symbols of power and authority. 49 Indeed, when Thomas does turn her attention westward, the contrast between Greece and Rome 'is striking. When Virgil described his idealised image of the countryside, one of its virtues was precisely that it was free of the populi tabularia, the public archives. The image of the urban centre as burdened
with records - or even inscriptions - seems peculiarly Roman' (1994: 35; emphasis added). Thus public inscriptions may have hindered rather than served the exercise of centralised power! We require, then, more precise language which recognises that, though 'literacy and power of- ten seem to be intimately linked ... both are remarkably slippery concepts' (1994: 33). -', 0
Dewey's conclusions about texts in early Christianity present further problems: 'While
texts were produced that later became very important within Christianity as texts, these texts be-
gan as aids to orality, and seemingly had little importance in themselves' U. Dewey 1995: 51;
original italics). We can affirm her emphasis upon the connections and interdependence of writ-
ten texts and oral performances in eady Christianity. Early Christian communities valued writ-
ten texts for the traditions they codified rather than as texts. 51 Early Christian texts, however,
transcended their function 'in the service of oral communication'; they facilitated communica-
47 In classical Athens, for example, written texts were publicly visible and made the decisions of the Assembly publicly accessible. At the same time, as noted above, the Assembly's authority was legiti- mated by its use of writing and public inscriptions, and the presence of inscriptions reinforced the author- ity of the Assembly's decisions (power exercised by means of texts). Additionally, the Assembly had control over what was to be inscribed (power over texts). 'The Greek city harnessed the written word to impress its authority and record its laws ... But this was done almost exclusively through the public inscription ... rather than hidden documents' (1994: 40).
48 Cf, for examplej. Dewey 1995; Hearon 2006: 18-20. 49 The concepts of 'power' and 'interest' are clearly related (cf the discussions of 'interest' in
Chapter 3, above), and both are subject to cultural and discursive forces. As Schudson has said, 'Ile needs or interests of an audience are socially and culturally constituted. What is "resonant" is not a matter of how "culture" connects to individual "interests" but a matter of how culture connects to interests that are themselves constituted in a cultural frame' (I 989a: 169).
50 Thomas raises important questions that go overlooked in Deweys analysis: 'Is literacy an ena- bling skill, or are its implications largely oppressive? Power for whom, and what kind of power (practical, symbolic, bureaucratic)? ' (Thomas 1994: 33). Our answers to these questions are impacted by a number of observations such as: Uteracy is a variable, its implications constrained or enhanced by the context in which it is found. One finds conflicting reactions to the written word: it may open up possibilities through education, or serve only to reinforce the dominance of certain social groups. Especially important for the relationship between literacy and power is the distinction between societies in which writing exists (but is perhaps used only by scribes) and societies in which many individuals need to be able to read and/or write for themselves' (1994: 33). Inasmuch as the gospels, then, record Utdc Tradition' (cf §5.3. a., below; Kirk 2006), we must entertain the possibility that they, as texts, functioned at least as much to counteract socially and economically dominant forces as to undergird them.
51 Cf. §§2.3. b. and 4.3. c.
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tion within the wider Mediterranean basin, 52 took advantage of the rhetorical prestige of written
texts. 53 and so on. Dewey imagines a historically simplistic 'shift to manuscript-based authority
and to the hegemony and control of Christian churches by a small educated male elite' (1995: 38). Rather, we ought to speak of the shifting relationship between oral- and manuscript- based authority and should refrain from idealising or castigating either as 'egalitarian' or 'patri-
archal' or '61ite'. Again the example of Classical Greece appears relevant: 'One can excuse Greek political thinkers for not associating the cohesive power of the polis with writing when
there lay before them the example of Sparta - according to popular rumour, Spartans were illiterate. 7hose who were interested in total control looked elsewherejor the mechanisms than the written word' abomas 1994: 37; emphasis added). The situation of classical Greece does not shed direct light
on early Christian power relations, but note thatjaffee has rightly levelled similar criticisms of Dewey's analysis from the direction of Rabbinicjudaism and its relation to earlierjewish scribal
cultures (cf. jaffee 1995: 71-72).
In addition, Dewey's assumption of qualitative differences between oral and literate cul-
tures suffers fundamental flaws. As Finnegan (1990: 143) points out, scholars often associate oral-
ity 'with vast historical stages through which humankind is envisaged as moving in one evolu-
tionary direction.... Each stage is pictured as having its own characteristics, determined cru-
cially by its medium of communication! Rather than an evolutionary paradigm in which
movement occursfroin orality toward literacy and beyond, 54 we ought to recognise the back-and-
forth, two-way movement between communicative technologies. 55 Robbins suggests a more
complex system of categorisation, which includes seven points along a spectrum broader than
the dichotomy 'orality vs. textuality' assumed by Dewey. 56jaffee argues that rabbinic examples
suggest against Dewey's idealised conceptualisation of early Christianity: 'the culture that be-
came Rabbinism had deep filiations with the earlier culture ofjewisb scribalism, itself a male
preserve as far as we know. T'hus, what was mastered orally in rabbinic culture were a male
elite's texts, "oral" though they were' (Jaffee 1995: 72).
Dewey's analysis is helpful, then, for suggesting three conclusions regarding any imag-
ined shiftfrmn oral to written tradition. First, even if such language were appropriate, it would
52 Cf. Thompson 1998; 1- Alexander 1998a. 53 Thatcher 2005: 85-86. 54 This paradigm is associated, e. g., in phrases like 'residual oral culture'. For example, Uttle has
thus far been done, however, to understand reader response in terms of what is now known of the evolu- tion of noetic processes from primary orality through residual orality to high literacy' (Ong 1982: 168).
55 Cf. Foley 2002: 67-69. 56 Robbins 1995: 77; 2006: 127. Robbins's taxonomy has its problems, particularly in that its ap-
plication tends to rcify 'rhetorical culture' (as well as his other six 'reading contextsj, at least to the extent that he maintains that 'the early Christian "tradition biosphere" is rhetorical rather than oral [or scribal or reading] culture' (2006: 127; citing Kelber 1995: 159; emphasis added). According to Robbins's description
of the various 'kinds of speaking, reading, and writing in different contexts', thejesus movements of the first century CE incorporated features across multiple categotisations (cf. 1995: 77-82). Additionally, we must be careful not to essentialise 'early Christian culture'. Nevertheless, Robbins points us in the right direction: our conception of the 'oral-literate interface' must admit of nuance.
Rodriguez 93
have no probative value for understanding power relations in first-century communities ofjesus' followers. In the generations - even centuries - following the development, distribution, and
reception of our written gospels, the texts' value as texts increased. But this does not mean that
the textualisation of the Jesus tradition 'silenced' the oral milieu of early Christianity and fos-
tered unequal power relations within the hitherto egalitarian Christian community. Second, the language of Yrom oral to written tradition' is, nevertheless, inappropriate because written Gewish)
texts always factored into the earliest communities. Even the originally oral Christian communi-
ties functioned in the shadow of a vibrant and fluid textual environment. Indeed, we can con-
ceptualise early Christian communities as 'textual communities' centred round sacred Jewish
texts, in which case the New Testament texts appear as 'interpretative traditions' of those earlier
texts. 57 Third, as written texts arose within the eariyjesus movements, they did not displace the
living influences of the oral tradition, either its content or its performative traditions. 58 In the
context of communities already established within and committed to their oral traditional mi- lieu, the textualisation of their oral traditions would have been received as instances of those tradi-
tions rather than their replacements. 59 It remains for us, then, to explore a more appropriate
model of early Christian oral and textual traditional dynamics.
4.3. Performance Theory and thejesus Tradition
When we turn to performance as the moment of actualising thejesus tradition (bringing
it from potentiality to actuality), a number of interpretative questions immediately present them-
selves. 60 The first involves the question of performance and its relation to traditional composi-
tion: Granted that we are concerned with oraljesus tradition, both before the first written gospel
and continuing through the multiplicity of written gospels, in what sense does the tradition (at the
concrete level of wording and sequence) take shape in the moment of oral performance? In
other words, in what sense(s) does the content of oral tradition arise out of the interactive perfor-
mative context? My use of the term 'actualisation' already suggests my position vis-d-vis the ques-
57 Cf. §4.2. b. i., abovejafree 2001: 8; Ben-Amos 1999. -Vii. 58 By 'performative traditions' I mean 'the sum of performative strategies through which oral-
literary tradition is summoned from memory and delivered in diverse publish settings' Uaffee 2001.8). In addition, the larger point being made is the inverse ofjaffee's assertion that 'the existence of an oral- literary tradition does not require an absence of literacy or writing' (2001: 8). That is, the existence of liter- acy and/or writing does not require the absence of a living, vibrant oral tradition. Again, 'Distinct cul- tures can and do preserve a written literary tradition that is quite distinct from its oral-literary tradition. The traditions function at different registers of the overall culture and need not intersect' (2001: 8).
59 Koester has made similar observations with respect to the second century CE evidence regard- ing the gospels' reception: 'What Papias says about Mark reflects the use of categories which are drawn from the oral tradition ... Papias says about Matthew that he composed "the sayings" (T& 167tot). In nei- ther statement does Papias use the term "gospel. " Fven in their writlenjoru4 these traditions about Jesus and of jesus'words do not carry any greater authority than that which was transmitted orally. The written gospcls' authority is assured by the same technical terms which had been established for the oral tradition' (1990: 33; emphasis added).
60 What follows is heavily indebted, directly and indirectly, on the pioneering work of Milman Parry and Albert Lord. For a summary of the Parry-Lord (or Oral-Formulaic) Tlicory of oral tradition, as well as a comprehensive bibliography, cf. Foley 1988. For critical assessments see Finnegan 1976; Benson 1966.
Rodriguez 96
tion of what happens to the content of tradition within a performative context. 61 'Actualisation'
has the advantage of affirming the extra-performative existence of the material being performed
whilst simultaneously reminding us that, outside of performance, that existence is 'unactualised':
it exists as potential. 'The tradition', of course, is no less real for being 'unactualised'. If we may
anticipate the results of this section's discussion, we will conceptualise 'what is spoken' in a given
oral performance of thejesus tradition as 'particular realized cases' of the abstract 'set [tableau]
of possible literary objeCts'. 62
4.3. a. Actualising Tradition in Performance
Kelber emphasises performance as the moment of composition: 'tr-ansmission and com-
position converge in oral performance. Although the speaker used truditional materials, she or he was composing while speaking ... 7he idea was not to reproduce what was said previously, but to
(re)compose so as to affect the present circumstance' (Kelber 1995: 150, citing Lord 1960: 5,10 1; emphasis
added). But why does Kelber oppose 'reproduc[ing] what was said previously' with 'affectring]
the present'? This opposition is not only unnecessary; itjars against Kelber's helpful recognition
of 'traditional materials' in oral performance. More likely, communities ofjesus' followers val-
ued and repeatedly performed their traditions with the conviction that 'what was said previ-
ously', at least in broad strokes if not with verbatim exactitude, 63 was relevant and ought to 'af-
fect the present circumstance'. Thus the question remains unanswered: In what sense is the tra-
dition 'composed', its content and structure determined, in performance? Despite the need to qualify Kelber's work, we affirm that 'transmission and composition
converge in oral performance' (Kelber 1995: 150). 64 Transmission refers precisely to the
(re)construction and (re)verbalisation of what already exists within memory. Performance does
61 Cf. Hearon 2006, who also uses 'actualisation' to describe what happens to theJesus tradition in performance.
62 Chatman 1978: 18, quoting Todorov 1971: 103. Though Chatman (and Todorov) are explicitly engaged in hteraop criticism, the phrase 'literary objects', in this project, refers to 'verbal art' that exhibits 4pretensions; beyond ordinary speech' (cf. jaffee's definition of 'oral-literary tradition' [2001: 8]; the notion of 'verbal art' is discussed at length in Foley 199 1; 1995a; 2002). More importantly, Chatman in this sec- tion argues for a deductive poetics in which 'definitions are to be made, not discovered ... We need not expect actual works to be pure examples of our categories. 7he categories plot the abstract network upon which indir, idual worksfind theirplac? (1978: 18; emphasis added). That conception bears similarities to the concept here of an abstract Jesus tradition' contextualising and infusing performances of the tradition with signif t- cance.
63 The concept of 'verbatim exactitude' is itself problematic. Though 'word-for-word' copying or reproduction has been an important concept for the practice of source criticism - and, so, for all gospel criticism that assumes its results - anthropologists and Homericists have long known that the definition of a 'word' varies between cultures and is not limited to our notion of a lexically distinct linguistic atom. Foley points out that a number of South Slavic bards 'claimed verbatim accuracy without fulfilling that claim. Further questioning, however, made it apparent that their concept of "word" was of a larger ex- pression, usually a line or more in length, which could itself undergo substitution and modification. From their point of view, then, the claim of "word-for-word" accuracy was quite correct' (1988: 115, ftn 21; cf. also Foley 1993a: 2; 1997: 58,239; 2002: 11-2 1).
64 Cf. also Lord 1960: 5. Lord later reminds us that 'performance is indeed significant, that con- text is important, and that without a sympathetic knowledge of context the text may well be misunder- stood and misinterpreted' (Lord 1986: 380). This is the point we are currently trying to bring to contempo- rary gospels research.
Rodiiguez 97
not compose tradition de novo but retells it from memory as performer and audience interact in
the shadow of the tradition's performative history. 65 Oral tradition is not, in this sense, 'com-
posed' in performance (that is, composed ex nihilo); rather, an oral tradition lacks a fixed textual
form. 66 Once written versions of the Jesus tradition began to proliferate within early Christian
communities throughout Palestine and Syria (even the whole Mediterranean basin), these texts
were not received as thefixedform of theJesus tradition (cf. Sanders 1969: 36-37). The evidence of
the extant surviving gospel tradition suggests that, when accessing and transmitting the Jesus
tradition, a fixed verbal or sequential corpus of tradition mattered less than did the story and
proclamation ofjesus, both of his message and of his person (cf. Schr6ter 2006: 116).
Thus, in a very real sense, the verbal and structural form of the tradition is instantiated
in oral performance. The tradents of thejesus movements actualised the story ofjesus' life - his teachings, what he had done, and what had been done to him - in performance. The words
necessary to actualise this story, or these stories, were not the primary focus; they served the tra-
dition being performed. Not that we should understand each performance as a decontextualised
event, cut loose from previous performances or from the non-Performative forms the tradition
took. 67 But if the tradition lacked a fixed textual form, then we must look elsewhere to under-
stand the inseparable dynamics of stability and variability within traditional units as well as
within the gospel tradition as a whole. Recent Oral-Formulaic research suggests performance
(rather than text) may hold the key to these dynamics of tradition: 'Performance involves both
performer and audience and it is the very interaction of these two that results in a given text'
(Dundes 1988: x). This perspective, where the text resultsfiom the interaction of performer and
audience, differs dr-amatically from that of standard gospel criticism, where the text mediates
author/reader (or author/audience) interaction.
I propose that the stability and variability of the tradition is rooted in Jesus' followers'
collective memory, the memory ofjesus' teaching and healing activity in Galilee as well as the
memory of various performances (= retellings) of that activity and the force those performances
65 Vansina is helpful here: 'As opposed to all other sources, oral tradition consists of information existing in memory. It is in memory most of the time, and only now and then are those parts recalled which the needs of the moment require' (Vansina 1985: 147). Though Vansina speaks of tradition being 'in' memory, he is not assuming a simplistic, storage-system model of memory: 'memory is not an inert storage system like a tape recorder or a computer. Remembering is an activity, a re-creation of what once was. It uses for this purpose notjust this or that bit of information, but everything available in the infor- mation pool that is needed in this circumstance, reshaped as needed for this particular re-creation' (1985: 147-148). Vansina is right to imply that the reconstruction of an event is not limited to the memo- ries of that event but also draws upon the entiray of memory (Vansina might say 'culture') to fill in what 'should' have and probably did happen (cf. Fry 1981: 7 3-74).
66 Cf. Foley 1988: 11: 'As a careful ficIdworker who made a practice of listening to many versions of the same narrative, [Vasilii V. ] Radlov noticed that a singer's rendition of a given song was neither purely memorized nor created wholly anew with each performance, but that bards practiced an art that allowed variation within limits, without realizing, of course, that they were not reciting a song "word for
word"'. 67 E. g., sacred material objects, communal institutional structure, sacred art or music, etc.
Rodiiguez 98
exerted on the community itself. 68 A particular performance of tradition transmits the same thing
that earlier performances transmitted, even if the verbal and sequential structure of the latter
performance did not (and could not have) reproduced exactly the verbal and sequential struc-
ture of earlier performances. The tradition is the story; the tradition is the memory. It is not con- fined to the oral- or written-textual shape of any particular performance. 69
When we affirm, then, that oral tradition is composed in performance, we mean that
the performative environment forges the tradition's textual shape. But that textual shape is one
embodiment of the tradition; the tradition's existence - its essence - is not confined to that
textual shape. Performance 'actualises' the tradition, and both performer and audience enter into and perceive the performance in reference to the 'ambient tradition'. The performance,
then, does not simply give expression to a tradition that exists only in the memories of a per- former and his audience; performance takes place in 'the context of a special social event' (Bak-
ker 1997: 27) and draws together past and present, reaffirms traditional social values and under-
standings, and connects a group (in its present) with its traditions (its past). These traditions al-
ready surround the group in forms other than the memories of its members (for example, in its
material, institutional, and behavioural traditions). 70 The tradition's textual shape arises in per-
formance, but the tradition itself exists prior to and outside of performance. If we may import an
analogy from structural linguistics, the tradition exists as laque; performance forges parole. We
can understand Foley's comments in terms of this analogy: 'We could observe that any perform-
ance/version is fundamentally a "tale within a tale, " with the avenues of implication necessarily
running both ways. The present tale both enriches and is enriched by the larger, implied tale - itself unperformed (and unperformable) but metonymicaNy present to the performer and audi-
ence' (1995a: 48, ftn 44). A linguistic system does not exist apart from its actualisations in con-
crete, individual utterances, but that system transcends and contextualises individual utterances.
68 We are inquiring into what lends, for example, the story of the healing of the paralytic (Mark 2.1-12 pars. ) its unity and makes it recognisable as that story across multiple pcrfonnanccs, if not its tex- tual identity, which shifts across the extant examples we have before us. Cf §4.3. b., below.
69 Thus Mark 2.1-12 is not 'the Markan version' of the healing of the paralytic, nor Matt. 9.1-8 'the Matthean version', nor Luke 5.17-26 'the Lukan version'. While each passage may exhibit traces of the perfonnative tendencies of their respective evangelists, we have no basis upon which to presume that Mark felt constrained, each time he performed this traditional unit, to do so exactly as it was found in Mark 2.1-12. Neither can we presume Matthew and Luke felt such constraints. On the basis of the pre- dominant Two-Source Hypothesis it is patently obvious that neither Matthew nor Luke felt constrained to perform or write down the tradition as it was found in Mark. An implication of this approach, which Kel- ber misses, is that the stability of the traditional 'text' may be rooted as much in the continuity of the so- cial group as in the tradition itself. Subverting the tradition means subverting the ingroup and reconstitut- ing social identity according to new traditional structures. If, then, the written text of Mark's gospel was meant to subvert the oral traditional 'texts' that preceded it, one of the results we would expect would be the formation of recognisably new and different 'Christianities'. Whether or not this was, in fact, what happened, the issue is not examined in Kelber's work.
70 My assertion that 'traditional social values and understandings' are reaffirmed in performance does not deny that oral tradition and oral performance can be subversive (cf. Kelber 2003: 228); when oral tradition subverts (rather than expresses) previous tradition and social structures, however, it does not, cannot, rely as heavily on previous perfonnances of that tradition, within those structures, to generate meaning (cf. Foley 199 1; 1993a).
Rodriguez 99
So it is with the Jesus tradition and its actualisation in performance (including our written gos-
pels). 4.3. b. Sedimenting Performance through Time
Now that we have nuanced our conception of the tradition's 'composition-in-
performance', a second interpretive question arises: How does the iterative, diachronic experi-
ence of recurring performances affect the shape and reception of the tradition? Bakker calls at-
tention to the ways in which memory and the act of remembering link 'the verbalizing con-
sciousness in the present and the perceiving consciousness in the past' (1997: 14). In other words,
the consciousness of the performer is aware at once of being in both the present (in the current
performative context) and the past (of perceiving and participating in the events being narrated
as well as being aware of earlier performances). Bakker proposes a 'dynamic conception of truth .
.. in which the past is not so much an event referred to as a state of mind in the preseq an act of
remembering, not so much in the sense of a retrieval of a fact from memory as in the sense of a
reexperience of an original experience that took place in another time' (1997: 12; original italics).
Thus multiple experiences are implicated in and resonate with each traditional performance;
performance brings the past near and fuses it with the ever-increasing multiplicity of previous
performances. 71 Tbus even 'bits' of the tradition are received in terms of the tradition in toto; the
performance of, say, the straightening of the 'bent'woman in Luke 13.11-13 would have evoked
not simply the contextualising Israelite tradition but also the entire tradition ofjesus as healer
and exorCiSt. 72 Loveday Alexander, interacting with Lord 1978, notes,
Oral tradition should not be thought of simply as a series of unconnected units. 7he indi- vidual episodes presuppose the existence of a connected narrative, a tyck of tales related to a particular individual ... Mhe 'life' [i. e., the 'connected narrative] is in some sense implicit in the individual episodes - even, in broad outline, the sequence from birth to death. (L Al- exander 2006: 20; emphasis added)73
just as Gregory Nagy (1997) pointed to the important diachrony of traditional perform-
ance, in which various perspectives and meanings are layered (or, better, intertwined and simul-
taneously invoked) in each performance, Bakker's distinction between 'the original, extroverted
consciousness perceiving or undergoing the real event ... and the verbalizing, introverted, and
understanding consciousness that is active in the present' (Bakker 1997: 26-27) helps us appred-
ate the interaction between previous performances and performance in the present. Me evi- dence presented to [the performing] consciousness, in fact, is not only the present diýcourse but
71 The concept of the 'nearness' of the past in oral performance must be kept in balance with a recognition that people in the ancient world were more than capable of also recognising the difference between the present and the past. Bakker refers to 'the tension between the idea of the past as something near and recreated in the context of the performance yet at the same time something distan4 something with regard to which one can adopt an "objective" stance' (1997: 12; original italics).
72 Cf. the references to this tradition in §5.3. b., below. 73 In her discussion of 'the gospels as school tradition', L Alexander will reconfirm the present
point: 'What the anecdotes do imply, as Lord noted with the epic cycles, is an underlying story, acting as a mental frame of reference for assessing the significance of a particular anecdote' (2006: 24).
Rodriguez 100
also, and more so, the memory ofprevious discourses, the cumulative total of all the previous reex-
periences, in short, the epic tradition' (1997: 27; original italiCS). 74 Each performance finds itself
under the ever-increasing constraint of previous performances, so that the tradition itself be-
comes institutionalised over time. AVe do no suggest that, over time, performances succumb to
the pressure to exactly replicate previous performances; after all, 'the tradition' that is institu-
tionalised includes the interplay of stability and flUidity. 75
We thus understand more readily the continuity and development of the tradition. In
the first instance, the textual shape of the tradition does not limit the tradition it gives shape to
within the context of a particular performance. In the second instance, the experience and
memory of previous performances constrain future performances without limiting the tradition
to particular verbal expressionS. 76 Even within this context of verbal multiformity, certain words,
phrases, scenes, and themes appear especially salient as aspects of the tradition, but this in no
way detracts from the tradition's multiformity. Tle tradition is itself both an organic unity, ca-
pable of being actualised in various contexts and circumstances without becoming unrecognis-
able as 'the tradition', as well as multiform, capable of variegated and diverse expression without
excessive pressure to either mirror or correct other performances. 77 M plici Of 0 an s ulti ty perf rm ce by a single storyteller and performance by a multiplicity of storytellers imbues each particular
performance with a metonymic quality that invokes the memory of eariier performances and
establishes expectations for future ones.
74 Notice Bakker's equation of 'the cumulative total of all the previous rcexperienccs' with 'the epic tradition'; this is an important point: the memory of previous performances, which imposes itself on subsequent performances, is the Jesus tradition and not simply the memory of that tradition at one re- move. Cf. also Lord 1960-13, who emphasises that singers are a part of the tradition itself, rather than merely its handlers.
75 Bakker moves from 'the cumulative total of all the previous reexperiences' to add depth to the concept of 'formulae', especially as it has been conceptualised in biblical and gospel studies. 'The observa- tion that understanding and recognition of Homeric discourse is not only a matter of the present moment but also of previous reexperiences, may direct our attention for a moment to the formulaic nature of epic discourse, in its "postmodcrn" understanding- not - or not only - as a mechanism to facilitate oral com- position but as a means to create involvemen4 to increase the understanding of the audience by familiar phraseology, to situate epic discourse in the physical here and now of the performance, and to locate that here and now in the diachronic space of the tradition. Formulas, then, are not so much inherentyl tradi- tional phrases as phrases with traditional intzn4 acknowledged elements of the performer's traditional strate- gies' (1997: 27; original italics).
76 Social memory theory also acknowledges the role of previous acts of remembrance in the fu- ture remembering of past events; cf. the discussion of the past's constraint of the present in §3.3. b., above.
77 The reference to 'excessive' pressure is, of course, problematic; when does the weight that pre- vious performances bear upon subsequent performances become 'excessive'? While this is certainly a valid objection, the point here is that performances do constrain what comes after - that is, performances sta- bilise over time - but theJesus tradition in the first century nowhere exhibits the compunction to repro- duce the textual shape of previous performances. This point is especially important considering our own predilections for exact verbatim citation and attribution and the corollary presumptions of redaction and ideological critique which have been determinative for twentieth- and twenty-first-century analyses of the synoptic texts.
Rodriguez 101
4.3. c. Referencing Tradition within Performance
But now a third interpretative question presents itself- What relationship connects the
actualised, embodied text-in-performance and the abstract tradition of which it is but one ex-
pression? Kelber's earliest treatment of the oral Jesus tradition, 78 in which he approaches Mark
as a rupture of the oral gospel tradition, makes evident this question's importance. 79 Of course, in Kelber's larger programme this 'rupture' is a function of his analysis of Mark's disruption of
the 'oral synthesis'80 characteristic of the oral gospel tradition; it functions as part of his dichot-
omy of reading tradition versus hearing tradition, a dichotomy now largely discredited. 81 We shall have cause to consider the larger relationship between oral and written tradition later, but if we
can posit for the moment that even a written gospel is, in effiect, a performance of theJesus tra-
dition, the question remains: How does one instance of the Jesus tradition, as parole, relate to the
abstractJesus tradition, as langue? By what means does a performance refer to, express, assume,
comment upon, correct, emphasise, incorporate, excise, subvert, etc. the tradition as a whole? Before we turn to these questions, a more basic one requires our attention: Ought we to look for
any relation at all between particular texts in performance and the tradition itselP
4.3. c. i. Relating Performance and Tradition
Ile question of whelLer a text-in-performance relates to the tradition it actualises pre-
sents no challenges; to what else could it relate? Not that orally performed traditions bear this
relationship to an 'ambient tradition' while written traditions do not. The recent and current interest in 'intertextuality' testifies to the extra-textual reference every written work must make.
A written work severed from all literary precedent is both unimaginable and socially incompre-
hensible. Nevertheless, as we took pains to demonstrate in §2.3., New Testament scholarship largely assumes that the traditions entextualised in the written gospels are relatively free of larger
traditional connectionS, 82 or, more commonly, if connections with the contextualising tradition
are admitted, that tradition is conceived of as a textual entity. 83 Tle near-equivalent, returning to
78 E. g., 1983: 14-15. 79 Cf. also 1987a; I 937b. While I have here taken a particular stand regarding Kelber's concep-
tualisation of the relation between the oral and the written gospel (esp. Mark), it should be honestly admit- tcd that Kelbers own position fluctuates and is at least somewhat contradictory (cp. the statements that firmly distinguish oral and written traditions [e. g., 1983: 14-15,19,91,93-94,115] with those that blur
such distinctions [e. g., 1983: 17,23,44,70]). 80 'Language and being, speaker, message, and words are joined together into a kind of unity.
powerful and binding quality of oral speech we shall henceforth refer to as oral. Vndwis. It is not a universal rule governing orality, but it is more nearly true of spoken words than of written ones' (Kelber 1983: 19; original italics).
81 Cf. Finnegan 1990; Foley 1997: 61-62; 2002: 65-66; even Kclbcr 1995: 159-160. 82 For example, scholars frequently attribute this or that unit ofJesus tradition to 'post-Eastcr
faith' as if that faith was not itself already contextualised by Israelite tradition more gencrally and theJesus tradition in particular.
83 For example, inasmuch as the traditions found in Luke's gospel do not originate from the evangelist, they stem from his literary sources (Mark and Q [or, according to neo-Gricsbachians, Mat-
thew], perhaps also L). Thus the question is simply pushed back further, so that any tradition that does
not originate with the authors of Mark or Q (or, again, Matthew) stem from their sources, until we have
reached the end of our ability to postulate written sources for our extant texts. This approach is most bril-
Rodriguez 102
the analogy from structural linguistics, would be to analyse paroLe in terms of (and in comparison
to) similar parole without recognising the connections of both to the langue of which they are but
individual instances. 81 When we approach the gospels as primarily related to that hypothetical,
abstract construct (the Jesus tradition) and conceive their interrelationships not as editions or
redactions of one another but as interdependent, textual expressions of that tradition itself, we
effect a critical paradigmatic shift that challenges both the methods and the results of previous
analyses. Ile written gospel traditions are not 'formaRy bounded, complete items' (Foley
1995a: xi); they refer to and incorporate the abstractiesus tradition they instantiate, and they
must be read accordingly. The gospels do not refer primarily or exclusively to other 'formally
bounded, complete items, that is, to other written gospels or sources. Thus we find ourselves in the comparatively uncontrolled position of reading our texts
not primarily in reference to other extant texts, which have a concrete, tangible existence, but in
reference to a hypothetical construct: the abstract, untextualisable Jesus tradition. 85 We ought
not set out to reconstruct the Jesus tradition' itself, establishing its contents and structure and, if
it were possible, its verbal shape; such a project would be akin to mapping out language com-
prehensively, to write not paroLe but langue itself. That such a task is, even by definition, incon-
ceivable does not prevent us from understanding parole in reference to the language-system it
instantiates. Still less does it relegate our linguistic analyses to myopic readings of one utterance
against other, similar utterances on the basis that linguistic systems are hypothetical constructs
unavailable for analysis. 86 Similarly for New Testament research: we ought not read extant ex-
liantly employed by Crossan (199 1), whose 'bracketing of singularity' is motivated by the recognition that 'something found [in Crossan's earliest chronological stratum] but only in single attestation can have been
created by that source itself'. This makes multiply attestcd traditions safer for the 'determination' of the historical Jesus (cf. the book's front cover) because 'something found in at least two independent sources from the primary stratum cannot have been created by either of them'. Thus the logic of bracketing sin- gularity: 'Plural attestation in the first stratum pushes the trajectory back as far as it can go with at least formal objectivity' (199 I: xxxii-xxxiii). Crossan's conception of theJesus tradition developing along 'trajec- tories' will also prove determinative for his book, but it becomes evident as we read The Historicaljesus that the identification and analysis of those trajectories are based on the assumptions that (a) theJesus tradition exhibited development from text to text, (b) that innovation was the result of an author's historical and/or theological genius, and (c) that the tradition existed primarily, if not exclusively, within the extant and hypothetical texts Crossan utilises in his analyses. All of these assumptions are problematic.
84 From another angle, Foley makes a similar charge against 'intertextuality' (I 995aDa): 'Even in an age learning to prize "intertextuality, " we can observe that the very etymology of that critical term denominates two or more formally bounded, complete items that interact - so that their separate con- texts arc more or less sharply defined, and the individual text maintains an absolute status uniquely its own. Even though the field of interpretation is enlarged and deepened, textual heuristics tacitly demands that we privilege the individual document above all else. ' Cf. also Esler 2005: 155.
85 Though in fact New Testament scholars have, to varying degrees, been comfortable reading the gospels against hypothetical reconstructions of traditional sources, Q simply being the most widely accepted and vigorously defended example.
86 Though we could never write everything a linguistic system (i. e., langue) enables us to write - to attempt to do so misunderstands what langue 'is' - we can write grammars which systernatise abstract language structures 9 owe this point to Loveday Alexander). Thus we probably ought to analyse our gos- pcls in terms of establishing a gra? nmar of theJesus tradition - looking for howjcsus' earliest tradents gen- erated mcaninghd statements about him - rather than in terms of establishing the redaction of the Jesus tradition.
Rodriguez 103
pressions of the Jesus tradition against (or in relation to) each other but in terms of the larger
traditional corpus itself. That this corpus does not exist in one authoritative, definitive textual
edition complicates, but does not obviate, our task. Instead, we begin to perceive the problem inherent in the scholarship that establishes one expression of theJesus tradition (e. g., Mark or Q)
as the standard against which other expressions are read simply on the basis that Mark or Q is
the 'earliest' gospel or is 'closest to the historical Jesus'.
If we approach the written gospels, like oral performances of theJesus tradition, as tra- ditional expressions received in the context of an abstract traditional potentiality, then the stabil- ity and variabflity of the synoptic traditions begin to take on a different significance. Tle twin
phenomena of stability and variability have motivated much synoptic criticism and lie at the
root of the synoptic problem. Now, instead of approaching the sim0arities and differences be-
tween the synoptics in an attempt to understand the evangelists' editorial practices, we come to
the texts as expressictris of a larger tradition, itself capable of multiform and variegated instantia-
tion. In institutional gospel research Mark's gospel (or whatever text-form we employ as the
standard of comparison) is not capable of multiform expression, 87 and so scholars suppose that
changes from Mark's text are ideologically, theologically, or stylistically motivated. Within the
new perspective of the gospels as texts rooted in a living oral tradition, the gospel-texts now
emerge as 'immanent' texts, 88 created 'by a process of composition and reception in which a
simple, concrete part stands for a complex, intangible reality' (Foley 1997: 63). The texts of the
gospels, then, for all their similarities and differences, reference the same traditional corpus,
though in different ways, for different purposes, and, often, to different ends. 'In effect', says Foley, 'the immediate context, 8q always an artificially limited horizon for the play of this kind of
verbal art, opens onto the more realistic "text" of the ambient tradition' (199 7: 66).
We hypothesise, then, that the gospels, as actualisations of the abstract corpus ofjesus
tradition, open onto and incorporate that larger, abstract corpus, 'parspro loto, as it were' (Foley
1997: 63), on the basis of two observations, one literary and one historical. Literarily, the situated
nature of words demands that those words both occur in context and recur with reference to
their appearance in other contexts (cf Foley 1995a: xi). Intertextual research into the gospels draws attention to the way the gospel texts refer to and incorporate other texts, especially He-
brew/Israelite biblical traditions that figure differently into the gospel texts. Few critics today,
87 Even theories involving Ur-Afarkus or Deutero-Mark (or any other early or revised gospel edi- tion) postulate standardised, Exed textual forms rather than emphasising the fluid textual form of Mark's gospel. Many studies emphasising the gospels"orality' similarly posit the fixity of the written text.
88 Foley dcfines the 'immanence' of traditional verbal art as 'the set ofmekiymic, associative meanings institutionally delivered and received through a dedicated i4diom or register either during or on the authorily of traditional oral performance. The grammars of "words" at various levels - the formulaic phraseology, the typical narrative scenes, and the story-pattern as a whole - are understood as highly focused, densely encoded systems of integers that open onto implicit and evcr-impinging worlds of signification' (I 993a: 7; original italics).
89 'rhe immediate context' to which Foley refers translates, for this project, into the actual 'text' of the gospel, whether in oral performance or as written text, as well as the context of its reception (i. e., the performance arena, the social and rhetorical location in which reading occurs, ctc. ).
Rodriguez 104
then, would deny that the gospels make traditional references; at stake here is the nature of those
references. Historically, for nearly a century and in varying degrees, critical scholarship has at- tempted to account for the historical near-certainty of oral gospel traditions in its readings of
written gospel traditions. New Testament scholarship, in a rare consensus, recognises that peo-
ple were tellingjesus stories before, during, and even after they were writingjesus stories. While a
significant portion of that scholarship has implicitly assumed the evangelists were not individuals
with considerable experience performing these traditions, 90 we ought to consider the probability
that the evangelists were tradents of the oraljesus traditions and that their texts relate to the his-
tory of their performative experiences. 91 While we will shortly affirm that the gospel texts repre-
sent performances, of a sort, of thejesus trudition, we emphasise here that the authors of the gos-
pel traditions were also perfomers of thejesus tradition. They were not merely writers composing in a traditional idiom; they were perfon-ners speaking and living within that idiom.
4.3. c. ii. Receiving Tradition within Perfox ri ance If the gospel texts open up wider vistas upon the expansive landscape of the Jesus tradi-
tion as an organic whole, 92 how do they do so? 11is question strikes at the heart of the present discussion. A performative approach to the synoptic gospels, and an inquiry into the oral tradi-
tions' relation to the historical Jesus, has the potential to transform how we envision the proc-
esses by which the texts make references to extra-textual realities (whether traditional realities or historical ones, though these are not categorically discrete). Even more, a performative approach
to written gospel traditions affects how we assess the quality of those references. For now, how-
ever, we return to the work ofjohn Miles Foley, 93 whose seminal work turns a spotlight upon the
90 That is, references abound in the secondary literature to the evangelists 'being familiar with' or 'incorporating' oral tradition, phrases which imply, at least, that they are outsiders with respect to oral Jesus traditions and that they insert those traditions, or are influenced by them, primarily as authors and not as teachers who themselves each have a history of performing those traditions in communal contexts. A particularly strong expression of this assumption is found in Ong 1987: 11: 'Wien Mark undertook to put the old oral heritage of stories and preaching aboutJesus into writing, this was in effect what he un- dertook to do: to reorganize the oral kerygma so as to bring out its current relevancy. 17hat is, he under- took to interpret the oral kcrygma. His written Gospel was essentially interpretation. ' Once we make this assumption explicit, however, we realise the problem precisely because the evangelists apparently had, or considered themselves to have, sufficient authority to establish in writing (and even to redact and create. ý authoritative versions of theJesus traditions. Luke's preface is particularly interesting in this regard; the evangelist apparently takes responsibility for ensuring his audience's grasp of wv icaTnXýOn(; k6yo)v rýv &ooActav (Luke 1.4).
91 Tle fragments of Papias's writings preserved in Eusebius suggest that Mark, at least, was famil- iar with the oral proclamation of theJesus tradition (through Peter); our gospels' traditional ascriptions likewise connect the texts with authoritative (= experienced) sources of theJesm tradition. Even if we re- ject Papias's remarks regarding the gospels' authorship, we can find no reason to assume any of our extant written texts represent any of the evangelists' 'first try' at composingJesus' story. For extensive treatments of the Papias fragments, as well as a defence of our gospels' ascriptions, cf Bauckharn 2006.
92 In case it has not yet been made clear, this positive affirmation is one of the working hypothe- ses of this project; my purpose has not been to set out to prove this affirmation but rather, upon a pre- sumption of its plausibility, to work out its consequences for gospel and historicaljcsus research.
93 JVC first introduced Foley's work in §2.3. b., and we have interacted with him off and on since then. We tum now to an extensive consideration of the contribution his work can make to 'histoticalje-
Rodriguez 105
ways in which traditional verbal art makes gestures beyond itself and situates itself firmly within
traditional universes. As we try to understand how gospel texts generate meaning, Foley's emphasis on the
mutual responsibility of the reader/audience, as a partner in the communicative circuit, in in-
teraction with the author/performer offers a promising first step. For oral-derived texts, the
author must be sufficiently fluent in the traditional idiom to signal to his or her audience what is
being written and how they ought to receive the text. The audience, however, must also be con-
versant in the traditional idiom in order to pick up the author's cues and to properly apprehend
the text. Foley builds upon the observation that context and words interact to generate mean- ing94 and suggests, 'Transferring to the performance arena of truditional onal and oral-derived
poetry, we could observe that the interaction of item and context mutes the denotative force of
traditional units of utterance and foregrounds the special metonymic, performance-based mean- ing selected by the situated "words... (I 995a: 9). 95 More will be said presently upon the notions of
the performance arena and the 'special metonymic, performance-based meaning' of oral-
performative language; here we emphasise that the audience of oral-derived texts must be able
to access the metonymic meaning of oral traditional language to apprehend the text as perform-
ance. Failure to do so results in 'denaturing' the text, that is, in reading the text outside its rela-
tionship to its contextualising tradition. 96
To understand how or-al-derived texts 'instruct' their audiences regarding their proper
engagement and interpretation, 97 Foley turns to the receptionalist theories of Hans-Roberijauss
and Wolfgang Iser (1991: 38-60; 1995a: 42ff. ). 98 Whereas, in receptionalist terms, the 'work' is
located between the text and the reader and describes the interaction between the signs encoded
sus' and gospels research (cf. Horsley and Draper 1999, as well as the works of Horsley and of Kelber, for New Testament scholarship that has already been impacted by Foley's research).
94 'Dell Hymes issued this early statement on the interplay and relationship between linguistic items and their context: "Contexts have a cognitive significance that can be summarized in this way. The
use of a linguistic form identifies a range of meanings. A context can support a range of meanings. When a form is used in a context it eliminates the meanings possible to that context other than those that form can signal; the context eliminates from consideration the meanings possible to the form other than those the context can support. The effective meaning depends on the interaction of the two... (Foley 1995a: 9).
95 For a discussion of Foley's very specific use of the terms 'denotative' and 'connotative', cfi Foley 1991: xiv-xv.
96 Cf. Foley 1993b: 17 1. 97 Foley will later refer to 'self-tutorials' on how to read a particular text; cf. 1995a: 140-14 1. 98 Foley recognises and readily admits that theories of Receptionalism were developed in regard
to strictly literary verbal art forms (cf. 1995a: 42), and he proposes certain modifications to the works of jauss and Iser in order to make their theories appropriate for the analysis of oral traditions and oral- derived works (cf. 1991: 39; 1995a: 45-47). The usefulness of a ReceptionaIist perspective, then, is that it centails a full consideration of the dynamics of performance and tradition. Instead of the text we have the performance, instead of the implied reader the implied audience. Signals and gaps in the libretto are still the focus of the methodology, but the signals have metonymic, immanent meaning, and the negotiation of gaps depends not only on a given audience member's individual preparation but on strategies in place under the interpretive contract of the performance tradition. With these qualifications, or accommoda- tions, central tenants of Reception still hold: the performance and audience member co-create the "work, " and that experience is set in motion by the recognition of a response to cues that constitute the "text. "' (I 995a: 46).
Rodriguez 106
encoded in the text and the imagination of the reader (1995a: 42), for our purposes the multi- form tradition is actualised verbally, including cues and signals that instruct the audience how to
apprehend the particular text in the context of the ambient tradition. 99 Note that a plurality of
readers introduces a plurality of 'works' in regard to a single literary text; in oral performative
tradition and oral-derived texts the text-in-performance is itself multiform, complicating and
variegating the interpretations possible as performer and audience interact to produce tradi-
tional meaning. Foley, recognising the instability such a theoretical approach can quickly import
into our analyses, counters by citing the stabilising influence of performance and tradition. In-
terpretation is constrained by
the unifying roles of performance, the event that frames the communicative exchange, and tradition, the body of immanent meaning that always impinges upon the linguistic integers of the metonymic idiom. 'I'he single performance of a traditional oral work is both something unique, a thing in itself, and the realization of patterns, characters, and situations that are known to the audience through prior acquaintance with other per- formances. 'nie performer will surely contribute importantly to this or that instance or event, making the single occurrence in many ways unparalleled, and we should most certainly not make the mistake of assuming that originality is only a rare feature of tradi- tional oral arL Nonetheless, the performer of such a work depends much more heavily upon the encoded, immanent reading of his or her idiomatic language than does a highly literary artist. (Foley 1995a: 45-46)
We can, therefore, address the problem of interpretation via the ongoing dialogue be-
tween performer and audience, who meet at the nexus of performance and tradition to actualise
tradition and generate meaning. 100 This is fine for actual oral performances and the analysis of
living oral traditions, which critical interpreters can still access to observe their performative di-
mensions and incorporate those dimensions into analyses of the text-in-performance. But how
does this translate to the circumstance in which we find ourselves, where the objects of our
analyses are not oral performances but texts that, in all historical probability, bear some relation
to oral performances of the Jesus tradition? Foley recognises a typological spectrum of written
texts rooted in oral tradition, from the transcribed performance, on one extreme, to 'literary'
texts composed outside of performance but rooted in oral tradition at the other. 101 We stress that
we refer not to two or more 'categories' of oral traditional verbal art but rather to hypothetical
99 Cf. Kelber 1993: 159; Foley 1995b: 171. The audience's role in shaping the tradition in per- formance is not merely as a stimulus to which the performer reacts or adjusts; the audience, as an integral component of the communicative circuit, is a critical factor not just for the work's reception but also its pro- duction (cf N. White 1994: 173-175; Foley 1997: 58-59). Similarly, Bakker and Kahane call attention to the 'complex interactions between the "makers" of discourse and their addressees: literary discourses and or- dinary spoken utterances alike are increasingiy seen as not exclusively composed by an author or gener- ated by a speaker but as "jointly created" by the two parties in the communicativc process' (I 997a: 3).
100 Note Foley's programmatic statement: '7he Singer of Tales in Performance is first a book about word-power, that is, about how words engage contexts and mediate communication in verbal art from oral tradition. It is also, and crucially, about the enabling event -performance - and the enabling referent - tradition - that give meaning to word-power' (1993a: l; original italics). The latter two concepts - per- formance as the enabling event and tradition as the enabling referent of oral traditional verbal art - are determinative for the analysis of 7he Singer of Tales in Performance as well as for the current project.
101 E. g., 1995a: 82; cf. Foley's taxonomy in 2002: 39 (which we discuss in §4.3. di., below).
Rodriguez 107
points along a spectrum. Though our determination of a text's location along that spectrum in-
variably affects our analyses of the performative dynamics affecting a text's composition and
reception, those dynamics will be oper-ative for any type of text with roots in oral tradition. 102
Here hes the heart of our criticism of literary approaches to the synoptic gospels and the synop-
tic problem, itself a liter-ary problem: not only that continuing or-al tradition was one of a num- ber of 'sources' for our extant gospels, but that the gospels themselves are rooted in and expres-
sions of the organic, unified, multiform tradition.
Returning to Foley's appeal to receptionalist theories of reading, we note that appre- hending and interpreting traditional verbal art, for Foley, is not simply a task of attending to
textual signals, even with one eye out for those signals' metonymic reference. Understanding
traditional verbal art also involves attending to lacunae within the text, lacunae that require the
audience to enter into and fill out the text-in-performance. 103 Any work 'lacking opportunities for the perceiver to contribute from his or her own experience to the fashioning of a coherent
present apprehension will appear over-determined and expressively pallid' (1995a: 6). Foley re- fers to Iser's 'gaps of indeterminacy' and emphasises again the requirement of the audience to
'depend on their working knowledge of traditional implications' (1995a: 7) to successfully appre- hend a traditional text. Here the positive (registering and decoding textual signals) and negative
aspects of interpretation (filling in a text's 'gaps of indeterminacy) constrain each other, so that
the text does not determine its interpretation and the audience cannot interpret it willy-nilly. Instead, the audience fills in the text's gaps in a manner consistent with the text's positive signals,
a process Foley, following Iser, calls 'consistency-building'. 104 New Testament scholarship has
long been aware of the presence of lacunae within the gospel texts themselves, but the failure to
focus attention on the texts' rootedness in oral traditional performance, and the consequences
entailed therein, has left many of our efforts at consistency-building anaernic, severed from the
texts' traditional environment. We nevertheless admit forthrightly: we have to deal with not actually oral performances
of the Jesus trudition but only written texts, and we have to approximate the texts' relationships
to oral performances. The primary difficulty such an admission presents to gospel criticism re-
gards our efforts to understand how our extant texts were composed, and in fact we spent some
time clarifying how we conceptualise the composition and actualisation of gospel traditions in
oral performance. 105 But our inability to enter into and experience ancient performances of the
Jesus tradition does not mitigate the importance of looking for and analysing textual strategies
102 Cf. Foley 2002: 39-52. 103 Cf. 1995a: 29-30,43. Much research into 'orality' exaggerates the distance from which a
'reader' accesses a written text in order to distinguish more sharply 'orality' from 'literacy' (e. g., Kelber 1983; Shiner 2003: 17 1; b? kr alios). Iser's work, as well as Foley's adaptation of it, suggests that readers are much more involved in the reception of written texts, and that this involvement is similar to (though not exactly the same as) an audience's involvement in oral performance.
104 Cf. Foley 1995a: 43. 105 Cf. §4.3. a., above.
Rodriguez 108
that facilitate the texts' reception. New Testament research needs to broaden its focus on the
texts' coniposition to consider the texts' reception. Both the evangelists and their audiences would have been familiar with and participants in oral performances of the Jesus tradition. Once the
texts of the gospels were committed to writing, is it really likely that those texts represented radi-
cal departures from the oral tradition that preceded and continued to develop alongside them? '06 We cannot presume that our texts preserve records of single performances, such that cgospel composition' becomes transcription; still less can we continue to presume that our gos-
pels are the 'Markan', 'Matthean', or 'Lukan' version of the tradition. Rather, our texts were
written in the context of oral performances of theJesus tradition and would have been received by their audiences as performances that, though transformed into written texts, preserved ex- tratextual references to theJesus tradition as a whole.
4.3. c. iii. Signifying Tradition through Performance
But the question still remains: How do oral-derived texts extend beyond the denotative
meanings of their textual signals to signify metonymically, and how do they suggest to their
audiences this wider significative force? Foley's investigation into the 'word-power' of traditional
idioms becomes important: broadly conceived, word-power is a textual signal's ability, under
specific circumstances, to evoke wider contexts and enable communication between performer
and audience. Word-power operates in the conjunction of performance as the enabling event
and tradition as the enabling referent; oral-derived texts facilitate meaning within the context of
performance, in which the work is actualised, and in reference to the organic unity that is 'the
tradition'. Word-power is the ability of traditional terms, themes, and story-patterns to make
reference to the tradition efficiently and effectively, provided that performer and audience are both sufficiently fluent in the traditional idiom to communicate in the performative register.
As an entry into the dynamic associations between oral-clerived text, the tradition con-
textualising the text, and the textual and extra-textual strategies that facilitate communication between performer and audience, Foley delineates three aspects of oral performance that bear
upon the interpretation of oral traditional verbal art: performance arena, register, and commu-
nicative economy. 107 Each of these mark off performance as the occasion in which words take on larger, traditional meanings, and they empower words to incorporate those traditional signifi-
cances implicitly (Foley 1995a: 9). Let us briefly turn to these three aspects of oral performance to
106 Kelber's (1983) thesis that the written gospel tradition was related more by contrast than con- sistency to the oral gospel tradition was difficult to sustain throughout his book; that thesis was all but re- tracted by Kelber's later comments on Zhe Oral and the I Vritten Gospel (cf. 1995: 159-160). See also Downing 1985: 97, who, toward different ends, also questions implicit but dominant assumptions in New Testament scholarship regarding texts, the authors of texts, and the relative social isolation of authors who, according to these assumptions, exercise almost tyrannical control over the content and form of their texts (e. g., Kel- ber 1983: 14-15; 2005: 227-228).
107 Cf. Foley 2002: 114-117 for a condensed discussion of performance arena, register, and communicative economy.
Rodriguez 109
understand how they function in actual performance; then we can begin to postulate how they
might be transformed as they are encoded within a particular tradition's entextualisation. 108
I. 'PegGmance arena' refers to the locus of oral traditionalper fornzance. The emphasis here is not
upon place but upon situation; the performance arena can delineate the place where performance
takes place, but it does so as an aspect of its larger function of setting apart a particular circum-
stance for the performance and reception of tradition. 'Performance arena', then, conveys 'geo-
graphical and ritualistic overtones' and 'implies a recurrent forum dedicated to a specific kind of
activity, a defined and defining site in which enactment can occur again and again without devolu-
tion into a repetitive, solely chronological series' (Foley 1995a: 47; emphasis added). The notion
of performance arena also carries implications for our understanding of 'repetition' in oral tradi-
tion, a concept that figures prominently in the work of many New Testament scholars con-
cerned with the oral Jesus tradition. 109 Performances are not simply 'repetitions' of what have
gone before, ' 10 but are (seriii-)autonomous events in themselves, events that are apprehended in
reference to the tradition itself and not only to previous performances of the tradition. Thus, 'for
events that are not repeated but re-created, III the performance arena describes the place one goes
to perform them and the place the audience goes to experience them' (Foley 1995a: 47; original
iWiCS). 112
As indicated above, performance arena does not simply demarcate 'sacred' or perfor-
mative space; neither does it separate 'ritual' or 'sacred time'. While it can perform these func-
108 The modulation from traditional performance to traditional text is, indeed, one of Foley's
primary concerns in Tie Singer of Tales in Fe! formanc47 that is, he builds upon ethnographic work done
among Native American cultures that attempts 'to open up more faithful understanding of certain species of verbal art by attention to their "untextuality, " that is, to their richly contextcd array of meanings that can be communicated only through the special, "dedicated" set of channels that constitute the multivalent experience of performance, and that. .. can be accessed in diminished but still resonant form through the augmented rhetoric of the oral-derived traditional text' (1993a: 27-28). This 'richly contexted array of meanings' is an aspect of the traditional text, but it is also incumbent upon the audience to be able to ac- cess these meanings within performance or within their own reading experiences; thus Foley appeals 'to
what lies beyond any collection of linguistic integers by insisting on the value-added signification of these integers as perceived by an audience suitably equipped to accord them their special valences' (I 993a: 28).
109 E. g., the works of Kelber and Gerhardsson, cited in the bibliography. 110 Ong, of course, draws strong links between repetitive oral tradition and the oral mentality that
depends on repetition in order to prevent the past from slipping away from memory: in an oral noctic economy 'better too much repetition than too little. Too little repetition is fatal: knowledge not repeated enough vanishes' (1977: 120). It is, however, more probable that factors other than an oral, even evancs- cent, mentality are at play in the repetitive and formulaic nature of much of oral as well as textual tradi- tion. Rosenberg suggests that repetitive, predictable language in sermons that are 'spontaneously com- posed and orally performed' 'enables members of the congregation ... to participate in the performance, to contribute to it
... to help make what is at the moment being created' (1986: 139,150). Repetitive ]an-
guagc is, then, not simply a property of an oral mindset nor a means of comforting an audience listening
to narratives with which it is already familiar; rather, it can function as a means by which the audience's role in the performance of tradition is enabled and defined as well as by which the ambient tradition is invoked.
III Cf. Iord 1960: 10 1; Kelber 1995: 150. 112 Similarly, Bakker refers to performance as the spatial and temporal location in which the past
is re-prescnted: the past is brought into the present 'within the context of a special social event and through the actions of a special, authoritative speakee (Bakker 1997: 15).
Rodriguez 110
tions, it does so as an aspect of its larger task of framing performance. 'flus it can set apart the 'here' and 'now' of performance, but it also sets apart the performance as a special sphere of discourse. The performance arena demarcates a new 'way of speaking' that 'is focused and
made coherent as an idiom redolent with preselected, emergent kinds of meaning. Within this
situating frame the performer and audience adopt a language and behavior uniquely suited (be-
cause specifically dedicated) to a certain channel of communication' (Foley 1993a: 47-48). The
significance of textual signals and cues Ci. e., words) within the perforTnance arena shifts from
those signals' denotative reference and toward their traditional, connotative reference that, from
an etic perspective, are external to those signals' lexical meaning. ' 13 Additionally, gaps within the
text-in-performance are 'filled in' with reference to the tradition that is the enabling referent of
that text. The performance arena is the site (or sites) in which the communication between per- former and audience shifts from the unmarked, 'everyday' level of discourse to the special dis-
course of tradition, a discourse which is itself designed to function precisely within that arena. ' 14
2. 'RegijW refers to the idiom of oral traditionalperformance. If 'performance arena' refers to the locus that marks off traditional performance from the 'ordinary' world (including the special dis-
course of performance), then 'register' refers to that special discourse as distinct from 'un-
marked' discourse. Within the contextualising influences of the performance arena, 'the interac-
tion of item and context mutes the denotative force of traditional units of utterance and fore-
grounds the special metonymic, performance-based meaning selected by the situated "words"'
(Foley 1995a: 9). 717he 'primary burden' of a traditional register, according to Foley, 'is to stimu-
late the audience to an experience of a particular sort, based on the syntax of the event situated in a performance tradition' (1995a: 49). Of course, for a reader of texts, especially of ancient
texts, to whom access into the performance arena is prohibited, even recognising the presence of
a traditional metonymic idiom is difficult, let alone analysing the register and mapping out the
ways in which it opens onto the immanent tradition. Tbus we do not attempt to comprehen-
sively determine the relationship between the oral-derived text and its situating tradition; under-
standing the performative register is a matter of dialogue and continuing investigative effort. Nevertheless, we presuppose, if only as a working hypothesis, that the language preserved in the
written gospels is traditional language and functions as a register that enables the oral-derived
text to signify the tradition it actualises. It would, however, be a mistake to suppose that the relationship between performance
arena and register is one-directional, that stepping into the performance arena signals that eve-
ryday discourse is being set aside and the traditional idiom taken up. Modulating from the un-
113 Cf. Foley 1995a: 133. 114 Cf. Foley 1995a: 48: 'Ile discrete verbal sign ... can bloom into its ftill, pars pro toto signifi-
cation only within the performance arena. Attending the event of traditional oral narrative in the "wrong" arena means, necessarily, misunderstanding that event; the rules, frame, all that constitutes the infelicitous context wfll prove impertinent and misleading as the reader or audience tries to fashion coherency on the basis of disparate codes. '
Rodriguez III
marked idiom to the special discourse of performance itself also signals to both performer and
audience that the performance arena has been entered. 115 T'he distinction may appear superfi-
cial, except that, in our efforts to determine more precisely the relationship between our gospels
and the ancient performance ofjesus traditions, the identification of a traditional idiom in the
text may open up for us some insight into that relationship. As Foley explains,
all linguistic features that make an idiom a dedicated register also comprise its ability to function as a dedicated medium for conveyance of meaning within the performance arena. Maintenance of the illusion of verbal art depends upon fluency - both the com- positional fluency of the performer and the receptive fluency of his or her co-creating audience. To step outside that idiom is thus to exit the performance arena and to leave behind the register's unique ability to provide access to implied signification. In terms of the Ethnography of Speaking, it is in such code-switching that the secret of keying per- formance (as the enabling event) lies; with respect to Immanent Art, it is through such bi- or even multilingualism that metonymic connotations resident in tradition (as the enabling referent) are activated. (Foley 1995a: 53)
Inasmuch as the gospels preserve traces of the traditional register of oral performance, we can begin to inquire (a) how that register incorporates traditional metonymic signification, and (b)
how the texts relate to the oral performative practices of the eady communities ofjesus' follow-
ers who, whether or not they had access to written sources or gospels, regularly performed the
Jesus tradition in communal contexts. If we can show that the texts were composed in the tradi-
tional idiom, then we have some ground for supposing that the compositional and receptional
strategies of these communities were similar for both oral and written versions of the tradition.
3. 'Communicative Fxonomy' is enabled by the performance arena and regivter. Communicative
economy is not morphology but metonymy, ] 16 a way to refer to the 'value-added signification' of
traditional integers within a performative context, whether an oral event within a performance
arena that utilises a traditional register or an oral-derived text that keys performance via textual
signals and utilises a traditional register transposed into textual rhetoric. Foley, returning to the
Receptionalist perspective he advocated earlier, identifies the economy of meaning intrinsic to
113 Foley (2002: 15) provides an interesting example of an oral traditional performer modulating from the traditional idiom of epic song-making to the 'unmarked' language of everyday speech, all with- out any observable shift of location: Men, however, the conversation takes another turn, as Vqjnoviý asks whether "Salko, " his interviewee's first or given name, is also a word. Yes, he's told, although we should note that the target has shifted: the implied context is now everyday communication rather than the epic way of speaking. On these grounds "Salko" of course qualifies as a unit of utterance, an atom of speech. Once again we have a preliteratc singer making a sophisticated distinction between two varieties or registers of language'. The important point, as Foley notes, is that the performance arena (i. e., 'the im- plicd context) has indeed shifted, as signalled by the change in linguistic registers.
116 In the Oral-Formulaic T'heory, Milman Parry defined 'thrift', or'economy', as 'the degree in which [a formula type or system) is free of phrases which, having the same metrical value and expressing the same idea, could replace one another' (Foley 1988: 24-23, citing Afilman Parry). The emphasis of the Parry-Lord concept of 'economy' then, is placed on the lack of choice to express a given idea in a particu- lar metrical condition and is emýioyed to facilitate understanding of the phenomenon of oral composi- tion-in-pcrformance (cf. Lord 1960; Kelber 1983, who also emphasise the rapidity of composition-in- performance). Foley, however, is keen to distinguish formulaic 'economy' from communica&e economy, not- ing that Tarry-Lord economy ... is a morphological feature of the register, while the term "communica- tive economy" speaks to the dedicated, focused relationship between the register and its traditional, per- formance-centered array of meanings' (I 995a: 53, ftn 58).
Rodriguez 112
traditional verbal art as 'perhaps the most crucial' aspect of the oral-traditional idiom, though it
is also perhaps the most foreign to critical scholars, literate and print-oriented as we are: Precisely because both performer and reader/audience enter the same arena and have recourse strictly to the dedicated language and presentational mode of the speech act they are under-taking, signals are decoded and gaps are bridged with extraordinary flu- ency, that is, economy. While from the perspective of post-traditional, 117 textual Com- munications such verbal signals as 'swift-footed Achilleus' might seem cumbersome and unwieldy, sacrificing descriptive accuracy to the necessity to maintain the reusable 'building block' of generic connotation, in fact each metonymic integer functions as an index-point or node in a grand, untextualizable network of traditional associations. Ac- tivation of any single node brings into play an enormous wellspring of meaning that can be tapped in no other way, no matter how talented or assiduous the performer may be; everything depends upon engaging the cognitive fields linked by institutionalized asso- ciation to the phrase, scene, paralinguistic gesture, archaism, or whatever signal the per- former deploys to key audience reception. Once those signals are deployed, once the nodes are activated, the work issues forth with surpassing communicative economy, as the way of speaking becomes a way of meaning. (Foley 1995a: 53-54)
The point is not simply that the formula is neither unwieldy nor uncreative; indeed, the point is
not simply in reference to integers which have otherwise been the focus of oral-formulaic re-
search. Rather, communicative economy refers to the traditional register as such, the idiom of
traditional communication that marks off and is signalled by speaking within the performance
arena. Whereas the Parry-Lord concept of economy or thrift drew attention to traditional 'ways
of speaking', the concept of communicative economy as it applies to the singer of tales in per- formance and his audience draws our focus onto traditional 'ways of meaning. 4.3. d. Modulating Traditional Performance into Textual Rhetoric
The point thus far has been that Jesus' followers actualised the Jesus tradition in and
through performance, and that understanding our gospels must take this into account. We must
read the gospel traditions, in Foley's words, in light of performance as their enabling event and
tradition as their enabling referent. The gospels do not preserve transcripts of individual per- formances; neither are they scripts enabling subsequent performances. ' 18 But, if we grant that a
117 Foley defines 'post-traditional' as 'the kind of work whose meaning derives chiefly from a sin- gle text created by a single author and specifically without active dependence on an oral tradition. In the case of transitional or oral-derived texts one would distinguish between traditional and post-traditional modes of meaning, the former deriving from the work's dependence on its roots and the latter from its textuality' (Foley 199 1: 6, ftn 12; cf. 1995a: 54, ftn 59).
118 We take here a perspective on the composition of the gospels whereby the texts are not 'sim- ply dictations from performances' and that 'composition-in-writing of the surviving document[s] (or their direct antecedents) cannot be ruled out' (Foley 1993a: 63; original in italics). Nevertheless, the traditions contained within the texts were forged within the contexts of oral performance, and, as will be suggested presently, the texts kiienuelves were received as pe! fornzaaces of the tradition (cf. G. Nagy 1996a: 35,40; Doane 1991: 80-81; Foley 1995a: 60-61; L Alexander 2006: 23). To cite Foley again (1995a: 64-65): 'No, the manuscripts are not performances, not experiences; but yes, they not only retain the linguistic integers that constituted the meaning4adcn idiom of the actual events in oral tradition, but, even more crucially, they hold open the possibility of access to the implied array of associative, metonymic signification that such a medium or register is uniquely licensed to convey. The "way of speaking" ... once fashioned as a communicative instrument that promoted highly focused and highly economical interchange, is also a -way of signifying, " and its word-power, though necessarily diminished by the shift from performance to text, may survive. '
Rodrfguez 113
tradition of performance already preceded our gospels and that this tradition would have con-
tinued to develop alongside and in relation to the gospel texts, the following question now de-
mands our attention: How would the gospels, as texts, have been received by their first-century
audiences? Would a first-century auditor have perceived the gospel of, say, Mark as radically different from oral performances of theJesus tradition she had already experienced? Did early Jesus communities receive Mark's messages differently than the orally performed traditions? Did
the gospels' earliest readers have to choose between the messages of the oral and the written
gospel traditions?
'nough neither the oral nor the written gospel traditions enjoyed monolithic reception in the earliest communities of Jesus' followers, the written gospels presented images of Jesus
within the context of already-established images ofJesus, and these latter were established pre-
cisely in multiple contexts of oral performance. If the written gospels did break with representa-
tions ofJesus; in the eariiest Christian communities, we would then have to explain how our texts became so widely accepted, and this early on. Not that the development of the oraljesus tradi-
tion marched inevitably and directly toward the written (and especially the synoptic) gospel tra-
dition, nor did written gospel texts represent transcribed records of oral performances. We af- firm, rather, that 'the multiformity that is the lifeblood of oral tradition still nourishes the ongo- ing process of textualisation'. In other words, 'a continuity of reception across the supposed gulf between oral traditional performance and manuscript record means that mere commission to
writing entails neither the final fossilization nor the wholesale shift in poetics that early studies in
oral tradition had assumed as matters of course' (Foley 1995a: 75). 119
Tbus we will attempt to understand how the gospels 'continue traditions of reception' (Foley 1995a: 61). Unlike the event and experience of oral performance within the performance
arena, the oral-derived written gospel must signal its extratextual context rhetorically if it is to
preserve any trace of its performance arena. Inasmuch as the communicative event-become-text
continues to utilise the traditional register, our responsibility will be to understand how the regis-
ter invokes the performance arena and maps it onto the written text so that its phraseology
maintains, for the audience with ears to hear, its metonymic character. In other words, the text
written in the traditional register adopts familiar significative patterns that facilitate communica-
tion using densely coded traditional signals. T'hough we do not have immediate access to the
ways in which these signals would have been decoded by their auditors, any attempt to recon-
119 Foley (I 995a: 79) is very helpful regarding problematic rcifications of 'orality' and literacy' (cf. §4.2. b., above): 'The old model of the Great Divide between orality and literacy has given way in most quarters, pointing toward the accompanying demise of the absolutist dichotomy of performance versus document. One of the preconditions for this shift from a model of contrasts to one of spectra has been the exposure of writing and literacy as complex technologies that are certainly neither monolithic nor dcscrv- ing of unqualified reduction across cultures, but which, as generalized abstractions, harbor virtually in- numerable differences according to tradition, genre, function, and the like. Consequently, text can no longer be separated out as something different by speciesfiont the oral tradition it records or draws upon; the question becomes not whether but how performance and document speak to one another' (emphasis added).
Rodriguez 114
struct the gospels' generative contexts and to read them within those contexts requires us to be-
gin to perceive their communicative economy. 120 'ne problem, of course, is that these features
of oral-derived texts are matters of reception at least as much as they are matters of the text itself
4.3. d. i. Modelling the Textualisation of Oral Traditions
Foley has developed a fourfold typology to open up analytically the dynamics by which
oral-derived texts maintain their roots in the oral traditional sod in which they have been nur-
tured. 121 Ile following table visualises Foley's model:
Composition Performance Receptim Oral Performance Oral Oral Aural Voiced Texts Written Oral Aural Voices from the Past Oral/Written Oral/Written Aural/Written Written Oral Poems Written Written Written
First, this model distinguishes points on a spectrum rather than four distinct categories of texts
(Foley 2002: 40). Second, we can immediately appreciate that this model significantly compli-
cates our approach to the gospels, which has tended to focus on compositional dynamics. But
where on this spectrum ought we locate our written gospels? Our analysis of the gospels as lexis
clearly differs from analyses of 'oral performance'; we are not dealing solely with oral/aural
phenomena. Similarly, 'voiced texts' does not seem an appropriate classification of the gospels,
either. 122 'ne category 'voices from the past' 'covers those ancient and medieval (and later)
works that stem from oral tradition but survive only as texts' (Foley 2006b: 137). This category
has obvious relevance for gospels research; even scholars who prefer a literary perspective of
gospel origins recognise that the tradition was orafly performed between the historicaijesus and
the writing of the earliest gospel sources. The dffference between such scholars and this project
lies primarily in the judgement whether Matthew, Mark, Luke, and/orJohn retain the dynamics
of 'voices from the past' or whether they efface these dynamics, which characterised their
sources, in the processes of their composition. Written oral poems', then, are texts proper, writ-
ten by an author and read by readers. Inasmuch as oral-derived texts bear in their textual layer
120 In no way would I suggest that this is a facile objective or that we, as twenty-first century criti- cal readers, could ever be satisfied that we have successflilly mapped out our texts' originative contexts and understood them within those contexts. 'Since texts are already removed from the performance and preserve only a limited and decontextualized record of that performance, they in effect make even the scholar closest to them an "outsider" who can never recover the multifaceted reality that lies behind them' (Foley 1995a: 61). Nevertheless, inasmuch as we are attempting to account not only for the composition but also the reception of the texts in the first century, and still more if we are questing after the historical Jesus - in other words, inasmuch as we are attempting to do history - we must attempt to discern as much as we can of their original contexts and their significative patterns within those contexts.
121 Cf. Foley 2002: 38-53; 2006b: 137; the table comes from 2002: 39; 2006b: 137. 122 This is not as arbitrary as it sounds. 'Voiced texts' are composed with oral performance as
their goal; something about oral performance necessitates the presence of a written text, whether that 'something' pertains to the performance's genre (cf Foley's discussions of slam poetry and Tibetan paper singing [2002]), or the high cultural status of the texts (e. g., of Torah or prophetic scrolls in a synagogue; cf §6.4. a. ii., below), etc. During the time period in which gospel texts were originally being written, noth- ing about the oral performance of theJesus tradition appears to require the presence of those texts, so our gospels were not, originaNy at least, 'voiced texts'.
Rodriguez 115
symptoms (or relics) of their oral contexts, 'written oral poems' preserve (some oo these symp-
toms as habits of language rather than cues to signification. For the reader familiar with these
symptoms the text may evoke reminiscences of oral performance, but the text does not necessar- ily intend and certainly does not depend upon these for their word-power.
In his essay on Q, Foley writes, 'Strictly speaking, then, I would characterize the oral- derived gospel texts as vaicesfioni the past, that is, works based in oral tradition but interacting in
some way(s) with the technology of the written word' (2006b: 137-138; original italics). We can identify at least two consequences of approaching our written gospel texts as 'voices from the
past', one negative and one positive. First, and negatively, labelling our gospels as 'voices from
the past' requires scholars to acknowledge a level of agnosticism vis-d-vis our texts (their composi-
tion, performance, and reception) that we have hitherto been unwilling to accept. Despite our incessant quest for answers, which this project in no way hopes to quell, 'so many of the facts
surrounding the history of performances and traditions are lost to us'; thus 'we must be willing to
accept some blind spots in our knowledge of these works as we try to "hear" oral poetries exclu-
sively through the texts they have left behind' (Foley 2002: 47). 123 This must necessarily be true
because all we have left are the textual remains of the tradition we analyse, in addition to the
material remains unearthed by archaeologists, materials whose connection to the texts and their
traditions are equally problematic. While we have the texts, our evidence regarding processes of
the texts' performance and reception remain elusive, and our knowledge about the texts can
only suffer because of that elusiveness. Second, and positively, recognising our texts as 'voices from the past' enables us to ap-
preciate something of the complexity of our texts and their originative contexts, something gos-
pels and 'historical Jesus' scholarship has often lacked. Ile negative point of the previous para-
graph does not mean we know even less about our texts than we thought we did; rather, just the
awareness of additional dynamics factoring into the composition, performance, and reception of
our texts itself advances our knowledge about the texts, even if we have to resign ourselves to
tentative statements about these dynamics. 'Tbis category renders a crucial service by helping us face up to the real-world challenge of fundamental diversity in human expressive forms ... If we
attempt to force too much order on such diversity, if we try to impose too much from the outside by making assertions we can't substantiate, any system of media dynamics will be compromised' (Foley 2002: 47). As we open ourselves up to the diversity of gospel production as well as gospel
performance and reception, the category 'voices from the past' requires us to recognise that the
texts were composed according to the rules of actualising the Jesus tradition in oral perfon-n-
123 The reference to 'poctries' in the immediately preceding quote ought not distract us; Foley is not concerned with 'poetry' as necessarily metrical or structured phenomena (as opposed to prose). Rather, Foley examines specifically 'oral poetry' as a broad range of phenomena that have 'always been an essential technology for the transmission and expression of ideas of all kinds' (2002: 28). Ile model we propose here assumes the gospels are just such a technology.
Rodriguez 116
ance. Even if some dynamics of the tradition's actualisation had to be reconfigured when trans-
lating the tradition into textual rhetoric, both a continuity of composition and a continuity of
reception characterised the movement between the oral and written Jesus tradition. 124 HOW
could it be otherwise? T'he present in which the gospel texts were written was itself constituted by the past in whichjesus traditions were performed orally.
4.3. d. ii. Turning to the Gospels as Oral-Derived Texts
How, then, do the texts teach us how to read them? How do their textual signals guide
us in navigating their gaps? How, in other words, do the gospel texts key the performances of
their traditions, and how can we hear the voices of performance in their traditions? 125 With re-
spect to the performance arena in which oral traditional performance occurs and which is
bound up with the performative event taking place therein, the shift to written text necessarily
entails the loss of the experience at the root of oral performance's word-power. 'The "place"
where the work is experienced by a reader, the event that is re-created, must be summoned
solely by textual signals' (Foley 1995a: 80). A key distinction should be made here: the gospel
texts, in their original context, would have been read aloud or reperformed in the same or simi-
lar contexts in which oral traditions were performed, so that the shift to written tradition did not,
originally, represent a threat to the continuity of reception with which we are concerned. But we
have access to the performance arena within which the Jesus tradition was actualised only inas-
much as that arena can be 'summoned solely by textual signals'. This is inevitably an alienating
factor that extends beyond the recognition of social-scientific New Testament research that our
texts are from other times and places. We have lost not simply culture but also experience:
Ile phenomenological present conferred by actual performance context ... vanishes, and along with it the unique and enriching primal connection between this particular visit to the performance arena and the traditional sense of having been there before. The face-to-face interaction, not only between perfon-ner and audience but also among audience members, cannot be played out in a written text, no matter how multi- channeled that document may be. Nothing can wholly replace the personal exploration of an oral traditional performance by a person steeped in the significative geography of the event. (Foley 1995a: 80)
Ust we understand 'significative geography' too literally, we must remember that the perform-
ance arena is not merely the place where performance happens. It circumscribes the event itself:
the occasion of the performance, the shift from an everyday, unmarked idiom to the traditional,
metonymic register, the ritual procedures of performance, and so on.
124 No perfect continuity existed between the oral and writtenjesus tradition, either with regards to the gospels' composition or their reception, but there was continuity nonetheless.
125 '111C shift in perspective here needs to be appreciated: the questions here will not be con- cerned predominantly with the gospels' composition but with their reception. Even after over a century of source criticism our understanding of the gospels' composition is debated; perhaps we ought 'to focus in-
stead on what can be inferred about the reception of [the gospels] from the persistence of traditional forms as a textual rhetoric. Tlis emphasis entails a reversal of the usual heuristic perspectives: instead of trying to gauge how much has been preserved or lost, we need rather to ask what the documents can tell us about bow they should be read'(Foley 1993a: 73).
Rodriguez 117
Approaching the canonical gospels with an eye out for how they signal their perform-
ance arenas yields immediate fruit. In view of the circumscribing nature of a performance arena,
which both signals a performative context and is signalled by that context, might the beginnings
of our gospels have cued the reader to receive what has been written as a specific type of com-
munication, as a traditional work situated within the ambient tradition? The beginnings of each
of the gospels are both well known and distinctive. Matthew 1.1 begins: Biokog ycvýacwq I ITI(Yoý) Xpta-roý t; toý) AcnA8 iA6 'APpa6g, a generic heading that closely likens Matthew's
gospel to the Hebrew Bible (especially the LXX). Genesis 2.4 refers to aZT11 ý OiOxoq YEVýaewq
oýpavoý) icoCt yýq, and Gen. 5.1 begins, aZrij ý Oio), o; yeviocwq &v0pd)-now Tj .
ýgipq inoiTj-
aev 6 Oc6q r6v 'A86g. Not that Matt. 1.1 signals links to the texts of Gen. 2.4 and 5.1,126 but
rather Matt. 1.1 is situated, and situates the gospel that follows, within its encompassing Israelite
tradition of YHWH's creation of the world and its subsequent history. Matthew's gospel thus
calls forth metonymically Israelite tradition and encourages its audience to apprehend the story
'ofjesus, the Christ, the son of David, the son of Abraham' within that tradition. In addition, the
text of Matthew's gospel makes its situation within Israelite tradition explicit at numerous points,
perhaps most famously in the Matthean passages about fulfilment, especially the Matthean
lVa/67EW; IEXTJP(00ý127 and yEyp6n'C(Xj128 formulae. The beginnings of Mark129 andjohn130 SiMi-
larly situate those gospels (and their stories ofjesus) within the enveloping Israelite tradition.
Luke's preface, however, bears both similarities and differences vis-i-vis the beginnings
of the other gospels. It is similar in that it likewise situates the gospel within the ambient tradi-
tion within which the performer and the audience apprehend the performance of thejesus tra-
dition; it is different in that the ambient tradition, signalled by the preface, is less clearlyjewish
tradition than in the other three canonical gospels. On the one hand,
It is worth reminding ourselves at this stage that at surface level the preface actually does little to arouse anybody's expectations, at least as regards the content of what is to fol- low. ... All the reader is told to expect is an account of tradition, carefully (or accu- rately) 'followed' and then written down 'in an orderly fashion', a written confirmation of something the dedicatee (and by implication the reader) has already heard. (L. Alex- ander 1993: 201)
Remember Alexander's larger thesis: Luke's preface is less Greek-historiographical and more Greek-scientific. 131 The association of Luke's preface (and therefore Luke's gospel) with the sci-
entific writings impacts our approach to and classification of the text: not that Luke is primarily
126 In addition to these two texts, which are the only two in the 1'XX to mention a Bipkoq ycvioctog, there are dozens of references to important ycviacig, to the relationship oLpctvof) ical yý; to their creator, and of God's relationship to humanity (A86g) throughout thejewish traditions.
der's work precisely here, but their focus on genre classification is different than our focus here on the approach to tradition signalled by genre classification.
Rodriguez 118
a medical or geographical text but rather that its approach to tradition is more closely linked to the
Greek scientific writings. 'Luke's respect for tradition, his lack of polemic against his predeces-
sors, his lack of concern for originality- all of these ... can be paralleled in the scientific tradi-
tion' (L. Alexander 1993: 205). 132 On the other hand, the gospel as a whole is so thoroughly
steeped within biblical tradition that the preface cannot be allowed to link the gospel with Greek
scientific traditions at the expense of recognising Luke's thoroughly Hellenistic Jewish flavour. 133
Luke's preface does not locate the gospel within a specific corpus of generically similar texts
(Greek scientific, Hellenistic Jewish, or whatever) but rather within a traditional milieu, which in-
cludes other texts but also evinces commitments to 'living [oral] teaching tradition', the conser-
vative preservation of that tradition, the adaptability of that tradition to changing social circum-
stances, the ongoing performance of tradition, and much else besides. 134 All four canonical gos-
pels, from their opening words, situate themselves within a given performance arena, either to
reinforce the point that theJesus tradition is performed in the context of Israelite tradition as a
whole (as is the case for Matthew, Mark, andjohn, though in differing ways) or to highlight the
similarities between the transmission of theJesus tradition and that of the Greek scientific tradi-
tions (as in Luke). 'I'lie gospels' ways of speaking have signalled to their audiences their ways of
meaning, communicating to the sufficiently prepared reader how (that is, within which perform-
ance arena) they ought to be received. In terms of register, a written text communicates in the oral traditional idiom inasmuch
as it receives its word-power from the enabling event of performance and the enabling referent
of tradition. Of course, as writing moves further from oral tradition and reception becomes a
matter of reading strategies rather than experiences of traditional performance, the significative
force of the text's phraseology derives increasingly from the bounded text itself, even if we ac-
count for the text's intertexts. 'A textual rhetoric of traditional, performance-derived forms will
keep the delicate umbilical of metonym and meaning in place temporarily, but as textuality de-
velops its own significative dynamics, that umbilical will wither and eventually lose its function
as a conduit of extratextual meaning' (Foley 1995a: 80-81). 133 The problem, then, belongs not
132 L Alexander continues (1993: 205): 'Behind the words of the preface lies a whole cultural world with a distinctive approach to literature, a world in which an oral teaching tradition is more impor- tant than written sources, a world in which even the logos so revered by most cultured Greeks is treated with suspicion. It is a world in which the content of the tradition, continually presented afresh and updated by the "living voice" of a succession of teachers, is more important than verbal fidelity to any particular written crystallization of it, and in which, therefore, the written text itself can be treated as transitional, subject to continual revision in the light of new insights or changing circumstances' (original italics). It is
well said that what lies behind Luke's preface is not a whole corpus of texts but rather a 'whole cultural world'; Luke's preface - and the gospel as a whole - is not situated over and against other texts but
within a traditional perspective. Also, as Alexander has pointed out, it is the content of the tradition, and not its verbal shape, that requires fidelity from members of the community.
133 Cf L. Alexander 1993: 147-167. 134 Cf L. Alexander 1993: 209-210. 135 Ile point here is not simply that, the greater the separation of the author from the oral tradi-
tional context, the more literary' the written work will be; it is also (and more importantly) that as the
Rodriguez 119
just to the traditional text's author (how will he compose in the traditional register, including its
metonymic, connotative reference? ) but also to its readers (how will they recognise and properly decode its value-laden signals? ). 136 The gospels do not transcribe, and cannot have transcribed,
all of their performative features into text, but their original audiences would have been familiar
with those features and would have employed them in their reception of the texts. 137
4.4. Concluding Remarks
Before moving on to consider traditions ofjesus' healing and exorcistic activities, we
need to draw some loose ends together. First, the programme laid out here, and pursued in sub-
sequent chapters, is not to gauge the 'orality' of the gospel texts, a task which, if it has any mean- ing at all, would appear to be to say something about the composition of the textS. 138 Instead, we have begun with a double admission: (a) We do not have access to (and cannot reconstruct) an-
cient performances of the Jesus tradition; (b) What we have to deal with are texts. With those
two stipulations made explicit, the task before us becomes to determine how those texts would have been received by audiences who were already quite familiar with the oral Jesus tradition. Here two more stipulations became appropriate: (a) We are not suggesting that any of our gos-
pel texts are transcriptions of actual performances, written records of an oral presentation; 139 (b)
Neither were the gospels intended to function as scripts to facilitate subsequent performances. 140
Instead, the gospels were received as performances - or 'instances' - of the tradition; they
were not originally received as canonical textual expressions - as the tradition in themselves. 141
This differs from the predominant approach to the synoptic gospels in several important ways,
the most obvious being that the gospel texts are instances of the ambient Jesus tradition rather
than editions or redactions of each other. 142 Inasmuch as one performer of the tradition can be
aware of others' performances as well as written versions of the tradition, this perspective does
not preclude a literary relationship between the gospel texts. But it does preclude analysing the
separation of the audience from its oral traditional roots increases, the connection between the oral- derived text and its originative, oral traditional context will diminish (cf. Foley 1993a: 82). In other words, our task is not simply to gauge the gospels' 'orality', as if that were really something helpful at all; rather, we investigate ways in which leaming to appreciate the gospels in light of their performance (their 'ena- bling event) and tradition (their'enabling referent) transforms and reinvigorates our readings of them.
136 Cf. Foley 2002: 138-139: 'Composition and reception are two sides of the same coin'. 137 As Foley observed (1993a: 133): 'The more densely coded and functionally focused a speech
act, the more "additional" information is required to receive it in something approaching its cultural con- text. For members of the society, and especially for those skilled in performance of the particular genre, that enabling context is never "additional" but always implied, always immanent. Whether it constitutes a part of the utterance amounts, in other words, to a phenomenological question: for outsiders no, for insid- ers yes. '
138 E. g., that they were composed rapidly, under the specific constraints of oral performance, etc.; cf. Lord 1960; Kelber 1983.
139 Foley, appreciatively responding to Horsley 2006d and Draper 2006, wams against 'commit- ting to the gospels as transcribed oral performances ([which] we cannot responsibly do)' (2006b: 138).
140 Cf. G. Nagy 1996a: 32-34. 141 Cf. G. Nagy 1996a: 35; L. Alexander 1993: 209-2 10. 142 Cf. Dunn 2000: 296,322-323.
Rodriguez 120
texts against each other - and identifying 'tendencies' or 'trajectorieS'143 of the gospel tradition
rather than in relation to the tradition of which they are but individual instances.
Second, as we concern ourselves with the 'continuity of reception' between the oralJe-
sus tradition in performance and the written gospels as instances of performance, let us focus our
attention on the entire communicative moment suggested by the texts: performer/author, per-
formance/text, and audience /reader. Earlier research into the or-al gospel tradition144 dichoto-
mised the oral and the written tradition, a perspective that has now been declared defunCt. 145
Nevertheless, we must maintain our guard against perspectives that suggest that oral tradition is
the result of performer/audience interaction in a way that written texts are not. If we jettison
'liter-ary' and 'oral' as categories of texts and think instead in terms of a spectrum, with oral per- formance at one extreme and text composed-in-writing at the other, the possibility opens up of
texts which were composed in the shadow cast by its audience, whether by the audience's fic-
tional presence, internalised by the author, or by the audience's very real presence in the 'text-
fixation' of the oral tradition prior to it being written down. 146 In other words, 'while a written
text does become a thing unto itself in some respects, it only has existence and meaning insofar
as it is pitched at, and appreciated by, an "audience... a. Nagy 1990: 222). The more we read the
written gospel tr-aditions as subverting and challenging the oralJesus tradition, the more we have
to reckon with the question of the audience and how they so willingly accepted written texts that
contradicted their already established traditions. Here, then, is another reason for presupposing
a continuity between the images and patterns of signification across the oral and written tradi-
tions.
Third, in light of the discussion thus far, Jaffee's distinctions regarding 'Torah in the
Mouth' may clarify and distinguish various aspects of theJesus tradition. 147 First, jaffee identifies
the 'oral-literary tradition', which he defines as 'verbal products with pretensions beyond ordi-
nary speech [that) are cultivated for preservation and sharing in public settings'. With regard to
oral-literary tradition, this chapter has proposed a distinction between tradition and traditional
accounts, similar to Lord's 'songs and the song' (1960: 99-123) and Foley's 'tale within a tale'
(1995a: 48, ftn 44). Thus Jaffee's 'oral-literary tradition' resembles 'tradition' as defined above;
the 'text-in-performance' equates formally to the 'oral-literary traditional account'. 148 Second,
143 Sanders 1969 ought to have put us off such identifications, though Crossan is prolific in its re- construction of the social and literary 'trajectories' and 'vectors' - 'tendencies' in disguise - of theJesus tradition and has even built such reconstructions into its methodology (cf. 1991: xxxii-xxxiii; 1991: 254- 255,276-277 as instances, nearly at random, of Crossan's evolutionary approach to theJesus tradition).
144 Esp. Kelber 1983. 145 Cf. Foley 1995a; 1995b; Kelber 1995. 146 Pace Kelber 2005: 227-228; cf. G. Nagy 1996a: 40. 147 For what follows, cf. Jaffee 2001: 8. 148 Recall the image we imported from structural linguistics: 'the tradition' is equivalent to lwýgw,
that is, the serniotic system within which and according to which individual expressions generate meaning; the 'text-in-performance' is equivalent to parok, that is, an individual utterance that instantiates the larger system.
Rodriguez 121
Jaffee defines the 'oral-performative tradition' as 'the sum of performative strategies through
which oral-literary tradition exists in and through its public perfon-nances'. The oral-
performative tradition exhibits a particular 'inertia' in that the weight of previous performances
constrains the flexibility of and exerts pressure upon the wording, sequential structure, and de-
velopment of subsequent performances. 149 Finally, jaffee defines 'text-interpretive tradition' as 'a
body of interpretive understandings that arise from multiple performances of a text (written or
oral). They come to be so closely associated with public renderings of a text as to constitute its
self-evident meaning'. Tlese distinctions help facilitate the preservation and continued meaning- fulness of tradition within a community or social group, though they do so in varying measure.
In what follows we will approach the texts of the synoptic gospels as oral-derived texts.
We will place different accounts of the synoptic tradition in parallel columns not so much to
make more visually accessible the evangelists' editorial practices but rather to suggest something
of the tradition of which the individual accounts are singular instances. Tbejesus tradition was a living, dynamic, organically unified entity capable of variable expression for various purposes. Jesus' tradents could express differing, different, even conflicting images ofjesus through this
tradition. But the multiformity of the tradition had its limits; it was possible to propose images
that were unacceptable within those limits. To do so always raises the question of reception,
and, insofar as the canonical gospels represent widely accepted traditional performances, they
ought to be approached as expressions within the limits of the tradition's malleability and flexi-
bility. Most importantly, the traditions from and aboutjesus were forged in the contexts of mul-
tiple oral performances. In these contexts performers and audiences converged and, together,
entered into what they considered the appropriate performance arenas, communicated in the
traditional, institutionalised registers, and communicated with a level of economy masked by the
denotative surface of the texts that survive today. These texts preserve in various ways and to
varying degrees of success these aspects of oral performance, and it is our responsibility to dis-
cern and reconstruct as much as possible this originative oral-performative context if we hope to
hear the voices of tradition echoing through our texts.
149 Cf §43. b., above.
Part III: Jesus' Hea lings and Exo rcisms
in the Sayings Traditions
Rodriguez 124
the significance of this gesture, barks at his owner's out-stretched finger, never noticing that to
which the finger points: The first and many subsequent followers ofjesus are like that dog-Jesus points to some horizon in his parables, some fabulous yonder, something he called God's estate, which he sees but to which the rest of us are blind. Like dogs, we bark at the pointing finger, oblivious to the breathtaking scene behind us. All we need to do is turn around and look. (Funk 1996: 10)
This image orientates Funk's analysis of the gospels' evidence for the 'historical jesUS'. 2 While we
cannot debate the specifics of Funk's hypothesis here, 3 we note simply that Funk envisages the
relationship between past and present in the first-century communities of Jesus' followers in
christology, their ideology, their 'present' - as given and attempts to analyse from that perspec-
tive howjesus' tradents (his reputational entrepreneurs; cf. §3.4., above) reconfigured Jesus in
light of their present circumstances. Funk assumes a fundamental rupture between past and pre-
sent, 5 and he harshly criticises others who do not follow him at precisely this point. 6
By way of contrast, we have already defended the view that past and present are mutually impaCting. 7 We cannot assume an easy continuity between the past and the present, but neither
can we approach the past and present as fundamentally disjoined. RememberingJesus was nec-
essarily remembering in the present, butjesus' followers lived in a present that was already consti-
tuted by the past in which Jesus lived. Tle gospels, then, represent efforts to describe the past in
light of the present. We are certainly not obligated to assume a particular stance vis-d-vis the
quality of this description. The discussion in Chapter 3, however, problematises programmes
such as Funk's, in which we approach historical elements in the texts as qualitatively distinct
2 For example, 'Apocalypticism was %%idcly embraced and endorsed in Jesus' day, while Jesus' view of things may have been odd or unusual. The best explanation for this discrepancy between what Jesus said and what his disciples said he said is this: Many of his followers were originally followers ofJohn the Baptist; John was an eschatological prophet, to judge by the sayings attributed to him in Q, afterjesus died, his disciples, who had not understood his sophisticated notion of time, reverted to what they had learned frontJohn and assigned that same point of view tojesus. This appears to be the best explanation for the contradictory evidence provided by the gospels'(Funk 1996: 145-146).
3 Note that Funk's procedure here is strikingly similar to Wright's: 'not the detailed objective study of individual passages, leading up to a new view ofJesus and the early church.... [but rather] ma- jor hypothesis and serious verification' (1996: 33; cf §2.2. a. ii., above).
4 Cf. §3.3. a., above, for a discussion of this perspective and its shortcomings. 5 If Funk allows for any continuity between the real Jesus and his later followers' memory of him,
that continuity consists of 'misunderstanding', in which his followers, 'who had not understood [him]' (1996: 146), continue not to do so. Sanders tightly says of approaches that presume catastrophic misunder- standing on the part ofJesus' contemporaries, 'To suppose that gesus' followers] ideas were based on a total misunderstanding is to recreate in modem form the Marcan apologetic theme of the incomprehen- sion of the disciples.... There is every reason to think that he was partially enigmatic, but it is extremely unlikely that the disciples completely misunderstood' (1985: 128-129; cf. also p. 376, ftn 22). Cf. also Alison 1998: 45.
6 'The third questcrs, Eke Raymond E. Brown andjohn P. Meicr in the United States, take criti- cal scholarship about as far as it can go without impinging on the fundamentals of the creed or chafleng- ing the hegemony of the ecclesiastical bureaucracy. In their hands, orthodoxy is safe, but critical scholar- ship is at risk. Faith seems to make them immune to the facts. Tbird questcrs arc really conducting a search primarily for historical evidence to support claims made on behalf of creedal Christianity and the canonical gospels. In other words, the third quest is an apologetic ploy' (Funk 1996: 65).
7 Cf. §3.3. c., above.
Rodriguez 125
and, therefore, critically distinguishable from interpretative elements. 8 Again, past and present
are mutuaRy implicating. Ilus questions arise from much 'historical Jesus' research that as-
sumes a facile distinction between past and present, such as, Why didjesus' followers, appar-
ently in search of an apocalyptic visionary to lead them, quit John the Baptist (a bona fide
apocalyptic visionary) to followjesus? Given the ubiquity of research that traces howjesus' fol-
lowers reconfigured him to address their later concerns, we ask a question otherwise unasked in
'historical Jesus' research: Whylesus? Why didjesus' followers choose him as a vehicle to address
and conquer their concerns? 9 In the next three chapters we will attempt to formulate a prelimi-
nary answer to this question. 5.2. john, jesus, and Isaiah
We can now turn to the synoptic account ofJesus' response tojohn the Baptist's in-
quiry, 'Are you the one who is coming, or ought we expect someone else? '10 A significant por-
tion of 'historical Jesus' research has favourably judged the historicity of this tradition. II This
judgement results largely from the assumption that the eafly church is unlikely to have created
the image of the doubting Baptist portrayed in this passage. 12 Most critics adjudge the narrative
8 Cf. Schr6ter's 'comments on current ['historical Jesus] research': 'If the goal is not interpreta- tion of the texts themselves, all the elements which arc considered to be attempts at interpreting the his- torical material have to be stripped away. The question, however, is to which [sic) extent it is possible to have access to purely historical data behind their interpretation in the sources. ' What is more, Schr6ter insists that it 'remains necessary to explain why historically the early followers could speak ofJesus as the Redeemer and why they depicted his preaching as eschatological. Otherwise the impasse remains in which one dismisses as "less historical" or even "unhistorical" what was of decisive importance to the first Christians' (1996: 151,152). Tonkin provides a similar perspective: 'Professional historians who use the recollections of others cannot just scan them for useful facts to pick out, like currants from a cake. Any such facts are so embedded in the representation that it directs an interpretation of them, and its very or- dering, its plotting and its metaphors bear meaning too' (Tonkin 1992: 6; cE her entire discussion of his- torical representation and the facts involved therein).
9 What is problematic is not only thefunction of memory ... but also the vehick of memory' (Schwartz 1998a: 23; elsewhere, Schwartz raises the same problem in terms of a 'supply-side theory that attends to the production of images but ignores how the images are received'; Zhang and Schwartz 1997: 207; Schwartz 2000: 254-235). Thirty years agoJames Dunn made a similar point regardingJesus' followers' turn to the Hebrew Bible to express their memories of Jesus: 'It was important for the first Christians to establish the continuity between the OT and their new faith, to idcntifyjesus with the messi- anic figure(s) prophesied [original in italics]. Hadjesus not fulfilled any of the OT hopes, then presumably one of two things would have happened: either he would have won no lasting following, or his disciples would have abandoned the OT more or less in toto from the first. ButJesus fWfilled too many prophecies, or at least too many OT passages can be referred to him with little difficulty. Consequently, the OT was too valuable a means of evaluating Jesus and of presenting him to fellow Jews for it to be ignored' (1977: 100-101).
10 Cf Matt. I 1.2-6//Luke 7.18-23, a passage that is universally attributed to Q by those who hold to the Two-Source Hypothesis.
II Luz (2001: 13 1) says, regarding the authenticity of this passage, that 'the scholarly disagreement is quite large', but he comes down on the side of authenticity (131-132). Meier (1994: 130-13 1) also ad- judges this tradition authentic, as do Beasley-Murray (1986: 80-81); M. Casey (with qualifications; 2002: 105-114): Dunn (2003: 447,450); Wright (1996: 495-496); Harvey (1982: 141); J. Taylor (1997: 288- 289); Theissen and Merz (1996: 205); Allison (1998: 65-67); Stanton (2001: 56,68), and others. E. P. Sand- ers (1985: 140) appears to equivocate on this question, while the Jesus Seminar (Funk, Hoover, ef at 1993: 177-178,301-302); Crossan (1991: 441); Kloppcnborg (1987: 107-108); Vermes (1973: 31-32), and probably Koester (1990: 139) favour attributing our passage tojesus' followers.
12 Beasley-Murray provides a more detailed discussion (1986: 80-8 1). Cf. §7.3., below, for a brief discussion about the problems inherent in pronouncing on what the early church was likely or unlikely to do.
Rodiiguez 126
introductions of both accounts redactional, which in itself says little about their historical
value. 13 In Matthew as well as in Luke, the Baptist passively receives a report aboutJesus, and in
both gospels this story builds upon events already narrated (T& ipya Toý Xptmoý [Matt. 11.2];
n6vut)v roýTtov [Luke 7.18]). Even if the narrative introductions of Matt. 11.2; Luke 7.18-19
are redactional, they agree in contextualising this episode amongstjesus' sermon of reneWaI14
and his healing ministry, ' 5 as well as in placingJohn in one of Herod's prisonS. 16
5.2. a. Tides, Epithets, and Evocations ofJesus Matthew's reference to c& ipya ToZ XptaToZ (11.2) has occasioned some discussion,
though typically scholars attribute 6 Xpt(; T6g to Matthew's 'christological exegesis' (Beaton
2005a: 123). 17 Matthew is not necessarily saying, 'The subject-line of the report given tojohn
read "Re: the accomplishments of the one who is messiah"'. 18 If he is, the historical improbabil-
ity ofJohn's disciples reporting news ofJesus to him in precisely these terms would suggest that
we have here a dramatic reformulation of the past in light of the belief thatJesus; is Israel's mes-
siah. Matthew 11.2, in other words, would function within the discursive efforts ofjesus'follow-
ers to demonstrateJesus' status as messiah, a task that clearly concernedJesus' followers in post- Easter communities. 19 But need Matthew's reference to 6 XptaT6q bear such interpretative
freight? As we approach Matthew as an oral-derived text, we recall that the traditions found in
the text were not ordy composed but also received within the context of a rich and variegated history of oral reception. 20 TJIUS the patterns of signification through which the gospel generates (or evokes) meaning among its audience(s) transcend the denotative layer of the words inscribed
on papyrus or parchment. 21 Perhaps, then, we have prematurely classified 6 Xptar6q as an in-
stance of 'christological redaction. Egbert Bakker provides a helpful discussion of the consequences of shifting from a text-
based to a performance-based reading strategy, especially for our understanding of what it
means to refer to 'tradition' as a meaningful category for understanding our texts. T'hough his
analysis regards Homer's epic poetry, the following applies to the gospels, too:
13 'Historical Jesus' scholars have been too quick to set aside passages that arc 'redactional',
which seems to suppose that so-called 'non-redactional' passages do not reflect the evangelists' perspec- tivcs. Tornson, writing in regards to the Matthcan summaries at 4.23 and 9.35, evinces a more nuanced approach: 'Even if this must reflect the evangelist's pen, the summary seems to be adequate in the general sense' (2001: 3 1).
14 Matt. 5-7; Luke 6.20-49; cf. Horsley and Draper 1999: 260. 15 Matt. 8-9; Luke 7.2-17; cf. also Luke 4.38-44; 5.12-26. 16 Pace M. Casey 2002: 108. Of course, only Matthew mentions ohn being iv TCO SeagwrTpl(o
(11.2). But Luke has already stressedjohn's imprisonment to a greater extent than has Matthew (contrast Luke 3.19-20 with Matt. 4.12; also Meier 1994: 132,198-199, fin 89), so it is difficult for us to imagine
either Luke or his audience wondering whyJohn does not approachJesus and ask him himself. 17 Hagner (1993: 300) refcrs to Matthew's 'christological emphasis'. 18 As suggested, e. g., byJ. Taylor (1997: 289). VI Cf Acts 2.22-36; 3.12-16; 10.34-43; 13.26-41; 17.30-31; etc., in which the early church is
portrayed as explicitly engaged in developing and dcfendingjcsus' status. Paul, too, engages in this activ- ity(e. g., I Cor. 15).
20 Cf. §§2.3. b.; 4.3., above. 21 Cf. the discussion in Chapter 4, especially §4.3. c. ii., above.
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When many features of Homeric poetry begin to be seen in terms of the special com- municative conditions of the performance-context, the traditionality of Homer, too, is affected: it shifts from the poetic words and formulas themselves to their utterance, and so to the stance and intention of the speaker in the context of the performance event. Tra- dition, in other words, is a speech act, rather than a property of epic style. (Bakker 1997: 12; original italiCS)22
In other words, if we focus on the 'redactional tendencies' of the author, as one who exercises totalising control over the minutiae of the text, we neglect the author's context within a larger
social group. The group also figures into the author's redactional (better, performative) activities,
and the presence of language such as Matthew's 6 Xptar6q may express (rather than coerce) tradi-
tional understandings. Formulae and epithets, then, are more than tools that enable oral- traditional composition. 23 As an aspect ofperfomance, epithets (such as 6 Xptar6q) are 'a means to
create involvement, to increase the understanding of the audience by familiar phraseology ... Formulas, then, are not so much inherently traditional phrases as phrases with traditional intent, ac- knowledged elements of the performer's traditional strategies' (Bakker 1997: 2 7; original italics).
XptaTO;, then, draws its word-power from its performative and traditional context: it 'means' within the nexus of performance, as the enabling event, and tradition, as the enabling
referent. Within that nexus, 6 Xpiark has become a standard way of referring tojesus and, in
fact, has approached synonymity with the nominal jesus. 24 6 Xptar6q, then, may function here
nominally, to signify simply whose accomplishments are being reported. 25 Indeed, with the possi-
22 Notice that we are not comparing Homeric poetry's compositionalprocesses with those of our gos- pels; neither are we comparing transmiuional processes of Homeric and gospel traditions. Rather, we locate the similarity between Homeric poetry and the gospels in the broader nature of 'tradition' common to both: 'tradition' refers not merely to the content of oral or written texts but also to performative dynamics by which that content is actualised.
23 And indeed, the application of the Oral-Formulaic Theory, and especially of the programme developed by Lord 1960, has been roundly and rightly critiqued among New Testament scholars as ir- relevant to the processes and dynamics of the composition of our texts (e. g., Hurtado 1997).
24 CC the evidence of Paul: 'Certainly it remains a striking fact that the titular significance [of Xptcrrk] has almost disappeared' (Dunn 1997: 199). Remember, also, that Paul's letters antedate the gospel texts; if distinctions between the titular and nominal uses of XptaTk began to blur, certainly such blur- ring could occur in the performance, written or oral, of the Jesus traditions. Indeed, Paul's usage may present evidence of such blurring in the oraljesus tradition, if we suppose that Paul performedjesus tradi- don beyond that attested to in his letters.
25 Notice the ambiguity in Matthew 1: in 1.1 'Iijcroý Xpt=6 may be titular (Jesus the mes- siah'); it is used in parallel with v! 6 AaviS and vi, 6 'Appa6g. But inasmuch as 'the son of .. q=1"1=) was a standard Semitic form of identification (e. g., in the names Bap0o?, ogofioq, Bccpto)v6c, Bap- ccXiov, and Bap(x50&g, and so on), the terms 'son of Davi& and 'son of Abraham' need not carry more significant freight than to identifyjesus as ajew (vtoý 'Appa6g), and one with some measure of ascribed honour (ut6 AauiS; cf. §7.3. b. i. for a discussion of this latter term). The Jesus communities could, of course, understand these terms titularly, as their needs dictated. The suggestion in the Baptist's preaching (Matt. 3.9 par. ) that the Jerusalem governing classes could be expected to claim naripce ýXogev r6v A0p(x6g is relevant here; cf. alsojohn's reference tor6cva v7) 'APpcc6g. Inasmuch as v16 AaiA8 and m6 'Appa6g are parallel, we struggle to read the former as a christological tide if the latter is not. The use of Xpunk in 1.1, then, may not be titular, either. Similarly, in 1.16, Xptcnk appears titular, but 6 xcy6gevo; may suggest the blurring of the distinction between titular and nominal uses (cf. Matt. 27.17, 22). In 1.17, however, 'Christ' is clearly titular; the point appears to be that there were four significant 4moments' in Israel's history: the covenant with Abraham, the establishment of the Davidic monarchy, the deportation into exile, and the arrival of Israel's messiah (T6 XptaT6). These four points comprise a
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ble exception of Herod and his advisors, 26 characters within the gospel's narrative do not iden-
tifyJesus as 'the Christ' until Matt. 16.16,20.27 If the evangelist intended 6 Xpt=6; titularly in
11.2, its use indeed feels forced and artificial and the Baptist's question rings holloW. 28 But if we
understand Matt. 11.2 within its tr-aditional conteXt, 29 the presence of 6 XptcYr69 can be appre- hended as a 'metonymic integer', in which 'everything depends upon engaging the cognitive fields linked by institutionalized association to the phrase ... the performer deploys to key audi- ence reception' (Foley 1995a: 54). The epithet imports the whole ofJesus' activity with consider-
able economy (indeed, by use of a single word) into the account of the report given to John.
What was told tojohn, in all likelihood, was notJesus' identity as the Christ but rather his activi- ties throughout Galilee. In other words,, r& Epya 'roý XptaToý, even for Matthew and his audi-
ences, is simply another way of saying r& ýpycc c6 liyyoý. 30 Matt. 11.2 does reconfigure the
presentation ofJohn's disciples talking aboutJesus to the Baptist in terms of later beliefs about Jesus, but it does so without retrojecting the belief in Jesus as Israel's messiah onto John or his
disciples. As we have already said, history-telling construes and structures historical 'facts' to
make them meaningful and relevant in the present. It does so, however, within the constraints of those 'facts' and under the pressure exerted by previous conceptualisations of the past, both of
which figure in the 'stable core' that resists restructuring at the whims of present intereStS. 31
5.2. b. John Has a Question
John's question, then, involves the connection between the report he received (that is,
Jesus' reputational narrative) and his expectation of 'the one to come' (6 ipx6gevo; ). 6 ip-
Xogevo; functions in terms ofJohn's prophetic witness to 'one who is stronger than me' (Matt.
3.11-12), 32 of whom John said FpXcTat (Mark 1.7; contrast Matt. 3.11). Additionally, John's
prophetic ministry, in the gospels as well as in current scholarship, reverberates within the con-
text of Israelite trudition, especially the expectation that YHWH's messenger/Elijah (cf. Mal.
3.1,22 LXX) would prepare Israel for the renewal/restoration of the covenant. Scholars fire-
synopsis of Israel's history; the rest is just detail. Finally, 1.18 is also ambiguous and does not require a titular reading of'ha6 XptaT6.
26 Herod's question (n6 6 XPWT69 ycvva-rat; Matt. 2.4) expresses his alarm at the Magi's in- quiry: noý) iTriv 6 TEXOit; PactXEk TCOv 9Ioi)8cc6v; (2.2). Matthew's Herod does not serve Matthew's 'christological exegesis'; rather, he equates 6 xptcrr6; with -rEXOit; PaOtX6; 'r@v lo-08a6v.
27 The evangelist and the audience do, however, presumejesus' status as 'the messiah' (cf the preceding footnotes).
28 That is, the answer to John's question would already have been given him by his disciples. A similar point could be made for Luke's 'retrojection' ofr6v i6ptov in reference tojesus (7.19 and else- where), which Fitzmyer calls 'the absolute use of kyrios' (1981: 202-203; cf. also Moule 1967: 56-6 1). Inter-
estingly, some manuscripts (including N and A) have substituted Jesus' for r6v i6ptov (Fitzmyer 1981: 665), confirming that so-called christological titles do not always have to be read christologically. The point, then, is not that the characters in the gospels are coming to recogniseJesus as messiah or Lord. Neither are the evangelists arguing forJesus' status as such, for both they and their audiences already es- teem him as both.
29 Cf. our definition of 'tradition' in §4.3. a., above. 30 Albright and Mann (1971: 135) translate 11.2 as 'the deeds ofJesus' (cE the weakly attested
reading,, r& Epya roý 'Iiiaoý, in D and a few other mss). 31 CE §3.3. c., above. 32 Cf. M. Casey 2002: 110-111; Horsley and Draper 1999: 263.
Rodriguez 129
quently read 6 ipX6gevog titularly (as 'the Coming Onel), 33 though evidence for such a figure
so-called is lacking. 34 Rather, Second Temple-era Jews would have received traditions such as Isa. 40.3 and Mal. 3.1,22 as instances of the pattern of God's previous activities, which often involved the agency of prophets. The promise that future prophetS35 would be sent to herald and
prepare the way for YH1VH should not lead us to look for a specific figure. 36 Neither should it
engender discussions about whether somejews expected a human figure, a divine figure, or God
himself to arrive on the scene. Critics have debated whetherjohn's question ought to be interpreted in terms of com-
ing to a realisation about or questioning a previous belief in Jesus. Fitzmyer (1981: 664-665) re- jects the reading ofJohn's question as 'his first inkling of the role thatJesus might be playing' because he has already read the Baptist's preaching (3.15-18) as thrusting the role of Elias redivi-
vus upon JeSUS. 37 John announcedJesus' coming to Israel not as messiah but in 'the role of the
fiery reformer ... the "One who is to come"'. This reading, however, falters ifJohn left the ref-
erent of 6 iaxup6, rF_p6; gou open or if he was not specifically referring to Jesus. 38 Fltzmyer's
reading is problematised further if Luke's use of ipXeTcct in 3.16 does not itself import the expec-
tation of Elias redivivus from Mal. 3.1,23. Davies and Allison, unlike Fitzmyer, distinguish the
historical significance ofJohn's question from its significance within the narrative: 'His question, in its Matthean context, must reflect waning faith, forJohn has already perceivedJesus' identity
(3.13-17). If, however, the query be judged historical, it must have sprung from rising hope or
genuine bewilderment' (1991: 239). 39 If we refuse a chronological intention for our gospels in the
33 Cf. Fitzmyer 1981: 666-667; Albright and Mann 1971: 135. Meier (1994: 132,199, ftn 90) points out that, while 'the verb "come" ... can take on a solemn eschatological resonance in a given es- chatological context', it is not itself 'attached to any one eschatological figure'. Moberly (2001: 187-188) similarly makes important distinctions between 'the one who is to come' and 'Messiah'. For critics who read 6 ipX6gcvoq titularly, cf. Luz 2001: 132; Davies and Allison 1991: 24 1; Hagner 1993: 300; el aL Cros- san (I 991: 230ff., esp. 234-235) thinks John's 'Corning One' refers to God and only became titular (i. e., christological) in its application tojesus (though it is unclear whence Crossan gets his 'Coming One', as he neither retairis the wording of Matt. 3.11 nor accepts Matt. 11.2-6 par). Theissen and Merz (1996: 20 1- 202, ftn 14) read ; ýxcTat as having 'less christological significance' than 6 ipX6gcvoq, but they seem to recognise that 6 cpx6gEvo(; need not be titular ('the participle ... by no means points clearly tojesus of Nazareth. Originally its point of reference was opený.
34 Cf. M. Casey 2002: 108-109. Though I agree completely with M. Casey here, Collins makes an important point. With respect to various texts in the DSS that mention a 'messiah' or 'messiahs', he points out that, 'These passages say little about the messiahs except that they are expected to come' (1995: 147).
35 E. g., 'my messengee ('=ýM /6 ayyE)L6g pou), mentioned in Mal. 3.1. 36 Cf Mcier 1994: 199, fin 90 37 Cf. alsoj. Taylor 1997: 289. 38 Our interpretative options are not restricted to (a) citherjohn's preaching originally referred to
Jesus, or (b) it did not. We are considering here the possibility that John's preaching was originally non- specific, or if not, that the fragments ofJohn's preaching preserved in the gospels allow for a non-specific interpretation of his preaching. Within the gospel narrative's discourse (and perhaps its story, too; cf. Chatman 1978 for the difference between the two), then, the movement frorrijohn's preaching (Mark 1; Matt. 3; Luke 3) tojohn's question (Matt. 11; Luke 7) is the movement from general expectation to spe- cific fulfilment. Crossan's programme of'bracketing singularity' prevents him from rccognising this devel-
opment ofJohn's expectation of 6 ipx6pevo; (cf. 1991: 234-235). Eve (2005) provides a helpful discussion of the limitations of the criterion of multiple attestation, particularly with respect to its use in Meier (1994).
39 Cf. also Webb 1994: 179.
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performative event, 40 then even Matt. 3.13-15 may not prevent an interpretation ofJohn com- ing to a realisation regarding Jesus in Matthean performance. Inasmuch as John's preaching
anticipated someone coming after him, john never clearly identified who he anticipated. 41 If we
can imagineJohn coming to realise thatJesus might fulfil his prophetic proclamation, then the link betweenjohn's preaching andjesus' activities might not result simply from the evangelists'
redactional impulses. Rather, the ways they shaped the tradition in performance responded to features already present within the tradition.
5.2. c. Jesus and his Reputational Narrative
E. P. Sanders discussesjesus' reply primarily as part of his argument that Matt. 12.28
cannot sustain the interpretation that Jesus saw in his exorcisms (and, in reference to Matt.
11.2-6, his healings) the 'breaking-in' of God's kingdorn. 42 The relevance of Sanders's discussion
for our own purposes is complicated. Our attention focuses on the discursive processes sur-
roundingJesus' reputation as a healer and an exorcist rather than the historical 'authenticity' of
particular words (e. g, ý00(xaev) or sayings (e. g., Matt. 11.2; Luke 11.20). Sanders's concerns,
then, are oblique to our own. Nevertheless, inasmuch as scholars up to (and since) the mid- 1980s had stressedJesus' conception of the 'presentness' of the kingdom as 'unique', we appre-
ciatively affirm Sanders's caution that we cannot know for certain that others did not also per.
ceive their activities as ushering in the reign of God. 43 But Sanders worries too much about
whether we can glean some notion of Jesus' motive in healing', and therefore also 'what he con-
sidered his task to be', from Matt. 11.2-6 (1985: 160). 44 Matt. 11.5 presents a summary ofjesus'
activity; we can therefore safely suppose the evangelists understood Jesus' 'task' in terms of his
reply tojohn. We should note, however, that Matt. 11.5 proposes the meaning ofjesus' ministry
without reference to his death or resurrection (contrast, e. g., Mark 10.45); Jesus (and/or his
40 CE the discussion of the reference to K(xoapvaoýp in Luke 4.23; §6.2., below. 41 Cf. Meier 1994: 200, fin 93; M. Casey 2002: 109. The situation is clearly very different in
42 Cf. E. P. Sanders 1985: 135-141; see also the discussion of the Bcelzebul controversy in Chap- ter 7, and of Matt. 12.28 par. in §7.3. b. ii., below.
43 Cf. E. P. Sanders 1985: 138. In reference tojesus' cleansing lepers, E. P. Sanders refers to El- isha's healing of Naaman and raising the Shunammite's son (2 Kings 5.1-14; 4.32-37), noting that they 'reduce the uniqueness of the miracles attributed to Jesus' (1985: 162). If, however, Jesus' tradents portray him in terms reminiscent of Elisha, does that not, apart from the question of his 'uniqueness', suggest something significant aboutJesus, and his significance for the people of Israel? The allusions to Isaiah and to the stories of Elijah and Elisha, then, arc precisely the sort of discursive dynamics by whichJesus' repu- tation achieves its significance and in which we are interested.
44 CE the balanced critique of Sanders's overactive scepticism in Bryan 2002: 2+-26. Perhaps most helpfully, Bryan writes, 'It appears that a variety of factors could prompt the belief that the time of Israel's restoration had arrived. Miraculous phenomena, predictive schemes, apparent fulfilment of pre- dictive prophecy and the perceived recurrence of biblical events could alike lead Second Templejews to harbour heightened expectations of restoration. Each of these factors betrays extended eschatological re- flection on Scripture. None, however, could compel widespread belief that the restoration had begun or was about to begin' (2002: 33-34). Cf. also Blackburn 1994: 386-388.
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tradents) assess his significance in reference to events from his Galilean ministry. 45 Certainly this
passage 'makes sense' even in a post-Easter context, but the evangelists have not reconfigured
the tradition in terms ofjesus' resurrection (despite the tempting reference to vcicpot iyetipov-
, rat). Jesus may not have been the only prophet, sage, or itinerant charismatic in late-Second
Templejudaism to see in his actions the coming of God's reign, but Sanders's doubt thatJesus
so interpreted his actions is unfounded. 5.2. c. i. Jesus and the Messianic Apocalypse (4Q521)
James Dunn points to the similarity between Jesus' response and column 2 of 4Q521
(2003: 448-449). 46 The latter text, which makes reference to a 'messiah' to whom '[the hea]vens
and the earth will listen', resonates with the Isaianic traditions alluded to in Matt 11.547 and
looks forward to a time when `addngy, 'who liberates the captives, restores sight to the blind,
straightens the b[ent]', 'will glorify the pious upon the throne of an eternal kingdom' and 'will
heal the wounded, and revive the dead and preach good news to the poor' (4Q321 2.1,8,7,12).
This is not a hope for cataclysmic endtime judgement, in which the unrighteous will be de-
stroyed, though the Qumran community, who preserved this text, also nurtured and expressed
such a hope. 48 4Q521, rather, invokes the memory of the original creative presence of God,
hovering over the primordial waters, and a longing for a return to Edenic completeness. 49 Now,
the spirit of YHWH hovers not over the chaotic waters but 'over the poor', and those who are
faithful will be 'renewed' (2.6). 4Q521 also evokes Psa. 146, which contains many themes that
resonate also with Matt. 11.5 and parallel. Hans Kvalbein has examined 4Q32 I with an eye out for whether the text (and
the traditional chambers within which it reverberates) intends the descriptions of
physical healings and restoration literally, or whether these descriptions function as
ciphers for some other reality. Kvalbein asks, 'What sort of wonders are described
here? Who are those really, who receive salvation and experience the wonderful deeds
of the Lord in this text? ' (1998: 88). Formally, 4Q521 (like Matt. 11.5 and parallel) is a
45 Incidentally, Beaton finds in favour of Luke 7.21 representing Q(2005a: 125, fin 49), whereas most critics read 7.21 as a Lukan addition (Craghan 1967; Fitzmyer 1981: 667). Davies and Allison (1991: 241-242) citingJeremias, Manson, and Hoffmann, leave open the possibility that Luke 7.21 repre- sents Q (cf, 1991: 242, esp. ftn 27). Meier (1994: 131-132) opts to leave the issue undecided (though cf. 1994: 198, ftn 87).
46 For a reconstruction of the original text of 4Q321 (4QMessApoc) with English translation, see Garcia Martinez and Tigchelaar 1998: 1044-1047; cf. also Wise, Abegg, and Cook 1996: 420-422; Tabor and Wise 1992; Kvalbein 1998; Collins 1994; 1997: 87-89.1 am also grateful to Danny Zacharias for pointing out a number of sources relevant to 4Q52 1.
47 Collins (1994: 107) suggests that the author of Q ('the Sayings source) may have known 4Q52 1.
48 E. g., I QM; 4Ql 7 7; 1 QS 4.11-14, among others. 4Q321 might have been received, then, in Qumran in terms of the hope for cataclysmic endtime judgement.
49 It is interesting, in this regard, to note that it would be difficult to argue persuasively that 4Q321 is a sapiential document despite the allusion to traditions about creation. But where, then, does that leave Crossan (1991: 227-228): 'One can, in a sapiential mode, go backward into a past and lost Eden, or one can, in an apocalyptic mode, go forward into a future and imminent Heaven'? 4Q52I ap- pears, despite Crossan's axiom, to do both at once (similarly, cE M. Casey 2002: 29).
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list; 'more precisely, we could describe it as two lists (11.5-8 and 11.12-13) interrupted
by a reflection by the author as a short interlude (11.9-11)' (1998: 89; original italics).
Kvalbein's understands the two lists of 4Q521, at least initially, in service of differing
programmes. 'In the first list the receivers of the saving deeds of the Lord are not only
people in need, but also and above all people who are described in positive terms....
Only in the last line [of this first list] are they presented as needy and suffering' (1998: 89). 'The second list (11.12-13) is different from the first one in that only suffer-
ing and needy people are mentioned' (1998: 90). Only this second list, especially its in-
troduction, 50 requires a literal understanding of physical restoration. 51
Kvalbein's careful analysis challenges us to get under the text's material stratum to un-
cover its traditional significance. We will, however, need to take care with respect to his too-rigid
distinction between literal and metaphoric interpretations of restorative language. For one thing,
Kvalbein inexplicably equates the text's literal intention with its reference to different (and sepa-
rable) groups, so that if the text, via its various labels, appears to refer to one group of people,
then the descriptions of restoration must be metaphoric. For example, Is this first list RI. 5-8] referring to many different groups of people, or to one and the same group described in different ways? It is quite improbable that the many positive descriptions of the receivers of salvation should point to many different groups. They are different attributions given to the one, ideal people of God.... This raises a basic question for the understanding of 1.8: Are the three clauses here metaphorical descrip- tions of the salvation of Israel, or do they refer to three special groups of suffering people who will experience the saving power of God in a special way? Only in the latter case the text would literally describe 'miracks' in our sense of the word.... When the receivers of salvation are called prisoners, the blind and those who are twisted or bowed down, these expres- sions probably do not refer to different new groups, but to the same people of God that first was called the devout, the just and so on. 7he context and the structure of the textfavours a metaphorical orparadzýmatic understanding of the expressions. (Kvalbein 1998: 90; my emphases; italics in the original have been removed)
Kvalbein's instincts are right -there is a point to be made here - but his imprecise language
cannot accurately express that point. In the first place, Kvalbein notes the reference to the poor
(anawim) in both lists and rightly claims that 'In the first list the anauim refer to Israel'. In this
light, 'If the reference is the same in the second list, we may ask if the other expressions in the
second list also may point to the people of Israel as a whole. This would imply a metaphorical
meaning of the descriptions of the receivers in the second list, too' (1998: 91). 52 JjiS, in fact, is
50 'The introduction of this list in 1.11 ("the Lord will perform marvellous acts such as have not existed") seems to favour a literal understanding of these expressions as referring to different miracles to help different groups in distress' (Kvalbein 1998: 90). Though the problem may simply result from my own misunderstanding of how Kvalbein cites 4Q52 1, it seems to me that, whenever he refers to '1.8', or'1.1 V, etc., the text he cites is actually 11.8, or ILI 1, etc.; cf. Garcia Martinez and Tigchelaar 1998: 1044-1045.
51 Eric Eve (2002: 191, ftn 49) agrees with Kvalbein's reading of 4Q321 and prefers, for example, $a more "sociological" understanding of the "bent"' (cf. 2002: 189-196).
52 We should recognise that Stanton has reversed Kvalbein's procedure: not that the reference to the anawim reinterprets 'the blind', 'the twisted', and so on, but that .. the poor" ... are the people who are experiencing oppression and helplessness, including those living in dire poverty. They are the blind, the lame, the lepers and the deaf whomjesus heals as a sing of the coming of God's kingly rule. They are the tax collectors and sinners .. .' (2001: 7 1).
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precisely how Kvalbein reads 4Q521. But when he turns his attention to Matt. 11.5//Luke
7.22, he (again, rightly) cannot but accept thatjesus' reply to the Baptist intends the descriptions
of restoration liter-ally (1998: 108-109). But ifjesus, 150 years after 4Q521 was written, 53 can incorporate a reference to the poor (nrwXoi) at the end of a list of literal physical healings, then
it would seem that Kvalbein needs to explain why references to the anawim in 4Q521 bar a hope
for literal healings and restoration. In the second place - and this is the more critical point - Kvalbein's distinction be-
tween literal and metaphoric intentions of the language in question is unwarranted and cries out for deconstruction. It would not do to disagree with Kvalbein and argue that 4Q521, like Matt.
11.5//Luke 7.22, expects literal healings. We are arguing here not that Kvalbein arrives at the
wrong answer but that his question is misguided. Kvalbein correctly notes that the problem this
Qumran text addresses is not the presence of the blind, the wounded, the bent over, and so on
among the chosen of Israel; 54 the problem is the present state of Israel, oppressed under Roman
and Herodian rule and the corrupt leadership of a politically appointed high-priesthood. 55 The
Qumran community, therefore, looked forward to the restoration of the 'Sons of Ught' and the
concomitant destruction of the 'Sons of Darkness' that restoration would herald. 56 In this con-
text, the inhabitants of Qumran found the Isaianic and Psalmic traditions useful for 'thinking
about' their present circumstances and their hopes/expectations for the future. 57
If, however, the Qumranites perceived the usefulness of the Isaianic and Psalmic tradi.
tions of restoration and healing for thinking about their own situation, then we need to reformu- late the question of 4Q52 I's literal or metaphoric intentions. Rather than pursuing Kvalbein's
inquiry -'What sort of wonders are described here? Who are those really, who receive
salvation and experience the wonderful deeds of the Lord in this text? ' (1998: 88) - we
raise the question, What was it about Psalm 146's and Isaiah's descriptions of physical
restoration that enabled the Qumranites to voice their hopes and expectations for the
future? Though our answer here is, admittedly, speculative, one possibility may be
53 'Paleographic evaluation of this manuscript places it in the first quarter of the first century B. C. E. Puech, however, asserts that this scroll, produced in the Qumranic scriptorium, is a copy of an earlier work, possibly from the second half of the second century. His main argument, here as on other occasions, is the author's attitude towards the divine names: he consistently avoids the use of MIMI, even when quoting Ps 146' (Talshir and Talshir 2000: 63 1).
54 Kvalbein notes that the descriptors in 1.8 'are different attributions given to the one, ideal peo- ple of God. They may refer to Israel as a whole or only to the sect of Qumran, but this will not make much difference to the interpretation of the text if Qumran looked upon itself as the holy remnant of Is- rael'(1998: 90).
55 The dynamic of 'the current state of Israel' will arise again in the discussion ofJesus' response to the charge, iv T6 BcE%Woý% ...
&POACt T& 8(xtg6vt(x (Luke 11.15 parr. ); cf. §§7.3. a. ii. and 7.3. b. ii, below.
56 E. g., I QS 4.15-26; 10.17-2 1; 1 QM; et al. 57 The past as a resource that facilitates 'thinking about' the present is a theme that runs
throughout much of Schwartzs work; e. g., 'The true function of veneration (even in its attenuated form of mere respect) is not to reward extraordinary individuals but to give to their admirers, humble as well as privileged, a way of thinking about and judging themselves' (2000: 311; cf. also the discussions of the past as a modelfor the present in 1996; 1998a; 2000).
Rodriguez 134
found in the levitical prohibition of Temple worship by those who are 'blemished'. 58
The Isaianic tradition appears particularly relevant, in light of Leviticus, because
Isaiah takes up especially the question of Temple worship by those who are excluded by a more traditional (or, perhaps, priestly) perspective. In an especially striking im-
age, the prophetic author envisages the restoration of eunuchs precisely in the Temple
establishment: For thus says the Lord: 'To the eunuchs who keep my Sabbaths,
who choose the things that please me and hold fast my covenant,
I will give, in my house rr)'=Z; iv rCo dixw poul and within my walls, a monument and a name better than sons and daughters;
I will give them an everlasting name that shall not be cut off. (Isa. 56.4-5, NRSV)59
In my understanding, the link between 1, eviticus, Isaiah (and Psalm 146), and Qumran is not direct; the Qumranites did not anticipate the Lord granting eunuchs (and especially not foreign-
ers; cf. Isa. 56.6) a place among his people and 'in his house'. Rather, the link is thematic; it pro-
vides an analogy (or framework) by which the Qumranites, who perceived themselves as dispos-
sessed of their place in the Temple and its ministrations, could think about their situation and
the resolution they hoped for. 60 Isaiah 35 conceptualises the restoration of Israel in terms of the
blind, the deaf, the lame, and the mute having their disabilities ('blemishes'? ) undone. When 'the
eyes of the blind shall be opened, and the ears of the deaf unstopped' (Isa. 35.5), then the Israel
that has been dispossessed of its land and ancestral worship will worship YHWH where and how
the fathers worshipped. Here is where Kvalbein's analysis has helpfully pointed us in a useful
direction.
But none of this necessitates a metaphoric rather than a literal understanding of the tradi-
tion. Instead, literal physical restorations could assume a surplus of meaning beyond simply the
undoing of physical malformations for those unfortunate enough to have to endure them. 61 Not
58 Cf. esp. Lev. 21.16-24, which mentions the blind, the lame, those with a hunched back q=1;
jc, t)p, r6q FAX]), among others. We should remember that the stigma that attached to these 'blemishes', at least according to the text, is restricted to approaching 'to offier the food of his God' (Lev. 21.17). With respect to the deaf and the blind, for example, Lev. 19.14 prohibits taking advantage of people with these specific disabilities in the n-tidst of proscribing anti-communal behaviour more generally (and re-affirming the Decalogue of Exod. 20). Cf. also Deut. 27.18.
59 This could, of course, create problems for the Qumranites, given that Isa. 56 proceeds to cre-
ate a space for 'the foreigners' rl=-l '=; uh; jckkoycviat (LXX)] in the Temple Oit. 'housel of the Lord, something the Qtunranites were not interested to do.
60 It is interesting, when thinking about Leviticus, Isaiah, and Qumran, that those who are "crip-
pled in both legs or hands, lame, blind, deaf, dumb, or possessed of a visible blemish in his flesh" (I QSa 2.5-6) are restricted from participation in the community, especially when we consider those who are restored in 4Q521. Notice, however, that IQSa 2.9-10 do make provision for how such a 'blemished'
person may address the community - and seems also to assume that such a person might have some relevant word (from the Lord? ) for the community - despite their exclusion from it.
61 Koet, on the basis of Luke 7: 22 par. and other Lukan texts, notes, 'Ile metaphor of "seeing" in the Isaianic material is important for Luke's vision of the relation betwcenjews and gentiles. In much
Rodriguez 133
that healings in themselves assumed this surplus of meaning. 62 Rather, within the resonating
chamber of tradition, 63 the movement could be bi-directional: Jews could express their hope in
the restoration of YHWH's faithful in terms of miraculous healings, and/or the presence of mi-
raculous healings could herald the restoration of YHWH's faithful. 64 But to insist on either pos-
sibility to the exclusion of the other (as does Kvalbein) misses the actual significance of the tmdi-
tion (and the longings expressed through it). 65
Jesus' reply tojohn similarly resonates with Israelite tradition, though there is an impor-
tant difference between Matt. 11.5 and parallel and 4Q521. In 4Q521 'the Lord' (77N; 2.5,
11) does these 'glorious things', whether the reference is descriptive of who he is (so 2.8: 'He who liberates the captives .. .) or anticipatory of what he will do (so 2.12: '[For) he wiII heal the
wounded .. . ). Matt. 11.5 and Luke 7.22 leave this possibility open by making the beneficiaries
ofJesus' ministry the subject of the verbs rather than identifying who bestows these blessings.
Thus we can interpret woXol &v(xPXbcovatv Oit. 'the blind see [again]), for example, as 'the
Lord enables the blind to see', and so on. 66 But our passage stresses the point thatJesz' ministry
of the Isaian material in Luke-Acts the motif of "seeing" is involved, often in connection with the relation betweenjews and gentiles ... Jesus' (and therefore also Paul's and the other disciples') mission is a "pro- phetic ministry of eye-opening"' (2003: 99; cf. also Prior 1995: 154). James Sanders, too, points to the use of Stavoiyo) at Luke 24.32, a verb used 'for the opening of eyes', to link the opening of the scriptures (scrolls) with the restoration of sight a. Sanders 1982: 148-149). Here, then, literal and metaphoric are wrapped up in each other. Cf. also 2 Kgs. 6.15-23.
62 E. P. Sanders (1985: 137-173) has presented a compelling case that miraculous healings did not automatically mean the restoration of the people (or, in Jesus' terms, the arrival of the kingdom of God). 'There is nothing about miracles which would trigger, in the first-century Jewish world, the expec- tation that the end was at hand' (1985: 170). Nevertheless, the Isaianic and Psalmic traditions taken up in 4Q521 (and the Isaianic and Elijah/Elisha traditions alluded to in Matt. 11.5 par. ) provide a context in which precisely this significance could attach to God's healing and restorative presence. Sanders makes a similar point with respect to the miraculous feats worked by Josephus's so-called 'signs prophets': 'The deeds promised [by Theudas and the Egyptian] were proffered as signs of the kingdom, not because mira- cles themselves point to the eschaton, but because of the events which they recalled' (1985: 171). Notice, however, that there are differences between Sanders's conceptualisation of 'the end' and that operative in this project, which emphasises the restoration of the people of YHWH.
63 Cf. the discussion of how 'texts-in-performance' relate to the larger traditional corpus they ac- tualise; §4.3. c., above.
64 The contextualisation of our texts within tradition obviates an entire family of observations, common throughout biblical and related studies, such as: Jesus does not stress the positive attributes or the virtues of those who receive his message, but that they are helpless and dependent. By healing the blind, the lame and the lepers he could include people in his group who, according to the law and espe- cially in Qumran, were excluded from the cult and community' (Kvalbein 1998.110). In the tradition, 'the people of God' find restoration. There may be discussion about who, precisely, are the people of God - in Isa. 56 eunuchs and foreigners are included; in 4Q521 it is those who seek the Lord, etc. (and not, pre- sumably, simply Abraham's descendents, especially those who currently control the Temple system), in the gospels sinners and tax collectors are included - but we ought not be too surprised that Jesus does not stress the positive attributes ... of those who receive his message'. The act of 'receiv[ing] his message', in the gospels, is the positive attribute par exceUence.
65 Cf. Crossan 2001c: 56-60 for a discussion of the relationship between the literal and metaphoric intentions of apocalyptic language; Crossan's discussion is helpful for understanding the literal and metaphoric intentions of the language of healing, as well.
66 This interpretation is made more plausible by the grammatically passive verbs icaOaptýovrcct, iyeitpov, rat, and eýccyycXiýovrcit, though the argument here is that even the grammatically active verbs 6vccpXinovatv, nptnccr6atv. and &icoýoucrtv convey a passive sense: they are the beneficiaries of someone else's actions.
Rodriguez 136
bestows these restorative blessings on the poor and down-trodden. Not that we have to deal here
with a christological development, for example that Matt. 11.5 equatesjesus with the addngy of
tradition (e. g., in 4Q52 1). The point ofJohn's question, and ofjesus' answer, concerns whether Jesus functions as YHWH's agent, the one through whom YHWH fulfils his promises and the
restores his people Israel.
5.2. c. ii. John and the Agent of God
John poses a 'messianic' question only insofar as we understand 'messiah' in very gen-
cral terms ('the messiah' = God's agent); 67 this recognition makes sense of the relationship be-
tween the reference to 0 ipX6gcvoq injohn's question and 6 luxuP6, repo; gov who Epxnat ..
. 6nicrco gov injohn's preaching (Mark 1.7). 68 The relation betweenjohn's expected figure in
the fragments ofJohn's preaching preserved in our gospels and the image ofJesus is very com-
plex; Robert Webb, however, has provided a helpful way into this material: 'The most distinc-
tive element ofJohn's prophetic proclamation was his announcement of an expected figure. The
New Testament interprets this figure to be messianic (Luke 3: 15) and to have been fulfilled in
Jesus' (1994: 198). Scholars have had difficulty identifying John's 'expected figure'; most argue
that the subject of Mark 1.7 is probably not YHWH himself, on the basis, among other things,
of the banality of the comparison between John and YHWH. 69 But the subject of much of John's proclamation, as it is preserved in the gospels, must be God. Who else, but God, holds
the axe 'lying at the root of the trees', cuts down the unproductive trees and tosses them into the fire, and clears his threshing floor (Matt 3.10,12)? John must have allowed for the possibility of a human intermediary figure to 'come after him'; how else could he have asked the question of Jesus? But we do violence to the integrity of Matthew and Luke as coherent performances of the
Jesus tradition by positing a different subject for Matt. 3.11 when the subject of vv. 10 and 12 is
67 The problem of identifying and understanding precisely what it means for a particular figure to be 'messianic' in various Second-Temple Jewish perspectives is well known (cf, e. g., Abegg 1995; Collins 1995; Poirier 2003; Tabor and Wise 1992). Given our current passage's affinities with 4Q321 (and, perhaps, larger traditional perspectives among at least some of the Qumranites? ), the following is particularly interesting: 'I suggest, then, that the messiah whom heaven and earth will obey is an anointed eschatological prophet, either Elijah or a prophet like Elijah.... We should also note that there is a plural reference to "all her anointed ones" ý=I) in 4Q521 frag. 8. Where plural "anointed ones" oc- cur elsewhere in the scrolls (CD 2: 12; 6: 1; 1 QM 11: 7) the reference is to prophets' (Collins 1994: 102; cf. p. 103, where Collins more firmly identifies the 'anointed prophet' of 4Q321 with Elijah). Tabor and Wise, on the other hand, emphasise 4Q52 I's (and Q 7.22's) messianic, rather than prophetic, dimensions (cf. 1992: 158,160-162). In light of the traditional allusion Isa. 61.1 in 4Q521, the intersection of messi- anic and prophetic themes in 4Q521 explains and can be explained by the similar intersection in Matt. 11.5 par. Cf. also the discussion of traditional allusions to Isa. 61.1 in Luke 4.16-30; Chapter 6, below.
68 Matthew's 6 8i kiaw iiou in6mo; ! (Yxvp6, repoq goý iartv (3.11) may reveal the evan- gelist's performative tendency (not to say redaction) to coordinate the Baptist's preaching and his ques. tion, but this is not the same as saying that 6 ipX6gevo;, for the evangelist, for the Baptist, or forJesus, functioned as a christological title.
69 Cf. the discussions in Webb 1994: 200-201; Meier 1994: 33-35, though some of the latter's ar- gument is unconvincing (e. g., 'to place in parallelism two acts of baptizing, John's and the stronger one's, is extremely strange if the stronger one is God' [1994: 34]). Conversely, Crossan (1991: 234-235), referring to John's message about the advent of God', appears to reject any possibility thatJohn may have made allowances for the 'advent' of God's agent.
Rodriguez 137
so clearly God. 70 In addition, all four gospels understand John in light of the tradition of Isa.
40.3 (Mark 1.3 and paralIels; John 1.23), in which clearly the road prepared is for YHWH/the
Lord(Mi-Nicupio, u), the highway made straight is for God 0ýMýN/T6 ftoý). 71
Webb has suggested that a clear distinction between God, on the one hand, and a di.
vine and/or human agent, on the other, is unnecessary. 72 InJewish tradition 'expected [eschato-
logical? ] figures' were 'understood to bring judgment and restoration as God's agent - it was God's judgment and restoration being carried out by the expected figure' (1994: 201). 73 The cur-
rent scholarly fixation upon the person ofJohn's prophetic proclamation has missed his emphasis:
the events of God's imminent judgement/restoration of Israel. John's expected figure primarily
manifests the characteristics of God himself because that was evidently his focus, that is, on what God was going to do, rather than who was going to accomplish it or how it would happen in
historical/earthly terms' (Webb 1994: 202). This also helps to explain the lack of specificity vis-d-
visjohn's 6 iax-jp6, rcpoq coming after him: John himself may not have had specific ideas about
this 'stronger one'. ButJohn does not seem distraught for having rather open-ended eschatologi-
cal ideas, and his message is no less urgent for being unspecific. Instead, if the evangelists have
recorded an actual question froinjohn tojesus, and if we have rightly interpreted that question,
then it appears that something about Jesus' proclamation and ministry resonated with John's
conception of Israelite tradition and his expectation of God's imminent action. 74
70 This problem cannot be resolved simply by citing the evangelists' (or their source's) redactional or collating activities as being responsible for putting together the traditions in Matt. 3.10-12, nor is the problem mitigated by the presence of Luke's special ethical instructions between 3.9,15. No matter how difficult it might be for modem exegetes to understand how John could possibly express the comparison between him and God in such banal terms, the synoptic tradition is evidence that the performers of the Jesus tradition could understand such a comparison. But once we come to this realisation, on what basis can we say that the collator of Q for example, could compare John and YHWH on the basis of untying sandals, butJohn the Baptist, thirty years earlier, could not? Recall also that 4Q521 could also retain the Lord as the subject of a series of verbs, even though one of those actions (-27=' V1317) is clearly ajob for
a prophet of YHWH! 71 While the use of Isa. 40.3 serves the tradition's efforts to portrayJohn asJesus' forerunner (cf.
esp. John 1.23-27), there is no reason to suppose thatJohn himself did not make reference to Isa. 40.3. Scholars are, after all, willing to grant thatJohn spoke of one 'coming after him', and Isa. 40.3 need not be interpreted, as it is in the gospels, to mean 'prepare the way forJesus' (or even '. .. for the messiah). CE also the use of Isa. 40.3 at Qumran (e. g., I QS 8.13-14; 9.19-20). Again, we see the gospels forinulat- ingJesus' memory in terms clearly relevant in the evangelists' present, but they do so under the constraint of pre-existing images of the past.
72 Cf. alsoj. Taylor 1997: 292. 73 The inappropriateness of the rigid scholarly distinction between what God does directly and
what he does indirectly through an agent is evident, by analogy, in Matt. 11.2-3. Though John is explic- itly imprisoned (iv -rQ) 8ccrg(or71p6) and has to communicate with Jesus through his disciples (7rhLVa; at& rCov VccOTI-rCov avr6) in v. 2, in v. 3 he is the subject of EtnEv. But scholars have not scratched their collective heads in wonder at whether Matthew portrays John or his disciples verbaIising the question in Jesus' presence! The point, though, is obviously not who askedJesus the question but the question itself, and that it was, for all intents and purposes, john's question.
74 We should not be surprised; scholars readily accept thatJesus' message and ministry took place (and must be understood) within Israelite tradition, and clearly the evangelists continued to explore the ways his life and teachings resonated with that tradition. Why should John be unaware of such reso- nances, even once we allow for the distinctive, but related, proclamations ofJohn andjesus?
Rodyiguez 138
Thus the depth ofjesus' answer: Luke 7.22 does not simply 'sum up' events in Galilee
but rather provides a lens that brings those events in relief against the originating and sustaining
narratives of Israel's traditionS. 75 In other words, the evangelists portray Jesus as keying the
events of his ministry with the restorative hopes expressed in Israel's prophetic traditions, hopes
which then framejesus' ministry and enable onlookers to emplot the events ofjesus' life within a
meaningmgenerating narrative structure. 76'Tlie blind see and the crippled walk about; lepers are
cleansed and the deaf hear; and the dead are raised and the poor receive good news' (Matt.
11.5). Up to this point Matthew has narratedjesus' healing of two blind men (9.2 7-3 1), paralyt- iCS77 (8.5-13; 9.2-7; cE the reference in the summary at 4.24), a leper (8.2-4), a mute (IC(Oý6v)
demoniac (9.32-34), and the raising of a dead girl (9.18-19,23-25). Matthew also refers toje-
sus' proclamation of the kingdom throughout Galilee (4.17,23; 9.35), a message with special
relevance for o! xr(oXot (5.3) and other marginalised folk. 78 While Luke's narrative does not co- here as nicely with Jesus' response to John as does Matthew's, his narrative does closely connect Jesus' answer with Ms healing activities by way of Luke 7.2 1. This verse does not correspond to
the specific healings given in 7.22 (with the exception of r-jýkdtg no)LX6t; ixapt'(YaTo
75 Cf. Tannehill 1996: 130-13 1. Certainly this is not the only possible interpretation of such won- drous ipyct, as E. P. Sanders (1985: 157-173) has gone to great lengths to cmphasise. Cf Betz 1987; Dul- ing 1985 for josephus's rather different perspective, who is at once both accepting and sceptical of the possibility of miraculous feats. Nevertheless, a comparison of Matt. 11.2-6 par. with josephus militates against E. P. Sanders's agnosticism vis-d-vis the significance of Matt. 11.2-6 par.; 12.28 par. for under- standing Jesus' sense of himself. That is, it becomes clear that josephus, Re Jesus (and Matthew and Luke, for that matter), was free to understand displays of divine power in any of a finite number of avail- able contexts, and certainly at least some of those contexts arose from various passages and traditions found in the Hebrew Bible.
76 Cf the discussion of 'keying' and 'framing' (§3.3. a., above). 77 The relation between a paralytic (napcAuTtic6q / icapdXvTog) and a crippled person (xwX6q) is
unclear (cf. BDAG §§5605-6,8004); these appear to be overlapping but distinct phenomena. The two are closely associated in Acts 8.7 (noUol 8i nccpa4Xvgivot ical XwXcý), though again a distinction persists. L&N describe nccpc0LvTtic6; as 'pertaining to being lame and/or paralyzed' (23.17 1) and x(oXk as 'per- taining to a disability that involves the imperfect function of the lower limbs' (23.175). They provide 'lame' as a gloss for both terms. Cf also the discussion in Crossley 2004: 95-96. In modern English usage, of course, 'paralyzed' is a more totalising disability than is 'crippled', which allows for some limited, im- perfect feeling and/or use of the legs.
78 Matthew has mentioned other healings, and exorcisms, too (which suggests against E. P. Sand- ers's thesis [1993: 151-152] that 'Matthew was probably concerned to illustrate all the points of the scrip- tural proof textj; our discussion, however, focuses on the explicit links between Matt. 11.5 and the pre- ceding narrative. This is not meant to exclude those other healings, and the exorcisms, as ifjesus' summa- rising statement in Matt 11.5 par. intended to draw attention to some healings (and the message of the kingdom; cf. M. Casey 2002: 113-114) but not to others. Luke's healing narratives do not correspond so tightly with 7.22: jcsus heals a blind man (18.35-43), a paralytic (5.17-25), lepers (5.12-14; 17.11-19), a mute (ictoý6v) demoniac (11.14), raises the dead (7.11-15; 8.41-42,49-56), and brings proclamation to viflagers throughout Galilee (4.15 [cf. also 18-191,31-32,43-44; 6.18,20-26 [note dt wrwXoi; 6.20]; 8.1; 13.10,22), but note that most of these texts are found after 7.22. Funnily enough, the account, only in Luke, of the healing of the 'bent' woman (cruyKýxrovoa; 13.11-13) corresponds with the expectation of 4Q52I 2.8 Cstraightening out the twis[ted]' ([C2'M1M]Z 91MT); cf. Psa. 146.8), though Psa. 145.8 (LXX)
translates CMIZZ" qPt as &vopOdt icawppaygivou; (the Lord 'restores the brokcný. Luke, to a greater extent than the other evangelists, describes exorcistic elements as aspects ofjesus' healing activities (e. g., the woman of 13.11-13 is 'bent'bccause she nv6jict iZoua(x aoftvaia; ); pace Craghan (1967: 356- 357).
Rodriguez 139
OXjREjV), 79 it does make explicit that_7esus' healing ministry provides the answer to the Baptist's
question. 80 The coming ofJohn's 6 tax-oP6, rcPoq, and the age of fulfillment indicated by his ar-
rival, is signalled not by the restoration of sight to the blind, etc., but by such restoration at the
. 7esus. In other words, whenjohn asks, 61 hands q .f et 6 ipx6gevog; Jesus answers, Yes. 81
5.2. c. iii. Jesus and the 'Blessed' of God
Jesus' response does not end there; he finishes with a makarism similar to those for
which his teaching is famous: 'And blessed is the one who takes no offence because of rcV] Me. '82
Scholars typically read Matt. 11.6 in support of the interpretation that John, expecting a fiery,
imminent judgement of the nation, is surprised (let down? ) by the beneficent and gracious events
ofJesus' ministry. But presupposing John's 'surprise' or 'disappointment' with the events ofJe-
sus' ministry assumes a specificity injohn's prophetic message that is lacking. UndoubtedlyJohn
spoke of fieryjudgement (Matt. 3.7-12//Luke 3.7-9,15-17, but not Mark 1.7-8), and his mes-
sage, as preserved in the synoptic gospels, emphasises the coming destruction to an extent that differs fromjesus' proclamation in the same sources. But to suggest that 'restoration' or expecta-
tion of 'eschatological blessings' comprised secondary components ofJohn's preaching, or that judgement and condemnation comprised secondary emphases ofJesus' message, misrepresents
the evidence. 83 Not thatJohn expected the events ofJesus' ministry; he certainly did not. But
this is not because he expected one thing but perceived another. john's 'expectation' was unspe-
cific, so that we cannot comparejohn's prophetic message withJesus' prophetic activities in or- der to calculate the extent of John's surprise'.
79 Even here the verbal correspondence between Luke's insertion (ivýXdtq noXx6t; iXapiact'ro PXbmtv) andjesus' response (, cliýXet 6vaAbco-ticriv) is weak.
80 We should also point out that Luke's tight linking of healing ('he healed many from diseases and illnesses .. . ') and exorcism ('. .. and evil spirits') in 7.21 suggests that the distinction between the two is appropriate for modem analyses but not for ancient phenomena (cf. Fitzmyer 1981: 667). In this light, the significance ofJesus' failure to mention his exorcisms in Luke 7.22 par. comes to naught, and the con- nection between 7.22 and 11.20 par. (as, for example, in E. P. Sanders's analysis [1983: 133ff. ]) is appro- priate.
81 Cf. E. P. Sanders: 'Perhaps he hoped thatJohn would see his healings in the way that he him- self and some of his followers saw them: evidence that he was the agent of the Spirit of God.... More fully, he probably saw his miracles as indications that the new age was at hand. He shared the ezangefists'view that heftolled the hopes of the prophets - or at least that these hopes were about to be fulfilled' (1993: 168; original italics). This is an important development from his earlier (1985) treatment of Matt. 11.2-6 par.
82 Commentators note that Matt. 11.6 par. is the only makarism, other than Luke 14.14, that be- gins with the conjunctive particle icai, but, rather than discounting this logion as an utterance of the his- torical Jesus, most exegetes read icai here as linking the makarism more closely with Jesus' answer (so Fitzmyer 1981: 668; Meier 1994: 201-202, ftn 101) and, in conjunction with 6q Mv, particularising this logion as part of that answer (so Meier 1994: 202, ftn 104; pace Fitzmyer 1981: 668).
83 Cf. M. Casey 2002: 109-110; Horsley and Draper 1999: 263. ForJohn's preaching of blessing, at least for those who accept his message and baptism, cf. Mark 1.8 parr.; also, the balance in Matt. 3.12 par. between YHWH gathering wheat into his barn and burning up chaff. Critics also noteJohn's bap- tism implies thatjudgement of the wicked means vindication of the righteous, who presumably are not 'burnt up' (cf., ýý ahos, Webb 1994: 191,203-204). ForJesus' message ofjudgement, cf Matt. 11.20-24 par.; 23.13-39 par.; et aL, as well as the balanced statements in, e. g., Matt. 7.13-20 par.; 25.31-46; Luke 6.20-26; et at Cf. Wright: Jesus' 'extensive teaching ... carried a note of even greater urgency than that of that ofJohn' (1996: 169; cf. also 182-184); surely this 'greater urgency', to the extent that this is an accu- rate portrayal of the comparison betweenjesus' andjohn's proclamation, is motivated byJesus' sense of the imminence of the kingdom, including the concomitant judgement of YHWH. Bryan interprets the csign ofJonah' as a 'sign of unavoidable judgement' (2002: 43).
Rodriguez 140 Instead, another interpretation ofjesus' makarisin arises. Jesus' veiled warning in Matt.
11.6 is not, 'Do not be put off by what I am doing, even though it does not connect with what
you expected'. Rather, this beatitude bears overt connections to John's concrete situation in one
of Herod's prisons: 'Do not be put off by what I am doing, even though you find yourself in such
dire circumstances'. 84 Both Matthew and Luke agree that John was in prison when he sent his
disciples to JeSUS. 83 Jesus' reply tojohn's question asserts in rather clear terms that the poor and
the suffering now experience restoration injesus' ministry, a fact that signals the kingdom of
God (cf. Matt. 11.11). As John finds himself numbered among the people of God who suffer at
the hands of the unrighteous (which is not to say unrighteous gentiles, necessarily), he paradoxi-
cally finds himself 'blessed' (gaic6pto; ). Remember that Isa. 61.1 LXX, alluded to in Luke 7.22,
prophesies that 'the Spirit of the Lord' comes upon the 'anointed' in order IcTpý4at aixgak-
(LTot; a0EGIV. 86 If, as we have been arguing, Jesus' response invokes the entire tradition of
God's blessings in the 'new age' (rather than constructs a [textual] list of those blessings), then it
is of little significance that neither Matt. 11.5 nor Luke 7.22 mentions the release of captives.
The blessings of the kingdom belong tojohn, just as they belong to the poor, the hungry, those
who weep, and the ostracised (Luke 6.20-22), among others, insofar as he recognises in his own
oppressed and imprisoned condition the vindication which is his now (however proleptically). 87
5.3. Jesus' Reputation in Isaian Context
If we can return for a moment to our earlier discussion of reputation, 88 remembering
above all that reputation is a discursive perception constructed within the context of social inter-
action, perhaps we can begin to draw together some loose ends. Fine identified three aspects of
reputational discourse; we consider them in reverse order.
5.3. a. Placingjesus'Tradents
We can make two points regarding the evangelists' structural location (i. e., their author-
ity to constructjesus' reputational narrative in the first place). First, within the larger social con-
84 Beasley-Murray says, regarding this beatitude: 'Its appropriateness in a message tojohn is ap- parent: when one is looking for and proclaiming the coming of a representative of God tojudge the world, accompanied by all the accoutrements of theophany ... to be directed to Jesus in his ministry as the manifestation of God in his kingdom is shattering' (1986: 83). Despite Beasley-Murray's overly sharp dis- tinction between John's message (of judgement) and Jesus' message (of grace and mercy; cf. 1986: 8 1), it seems to me he has accurately captured something ofJohn's imprisoned situation.
85 As we have already seen (cf. §3.2, above), both gospels agree thatJohn was a passive recipient ofJesus' activities, suggesting John's movements (and his access to the outside world) are restricted. De- spite the lack of a reference to a ScagwTýptov in Luke's account of how the word aboutJesus reached John (cf. Matt. 11.2), Luke has already stressedJohn's arrest in a way that, by comparison with Matthew, makes it clear thatJohn is imprisoned after he baptizes Jesus (cf. Luke 3.19-20 [paralleled in Matt. 14.3- 4]; Matt. 4.12). But even apart from these textual considerations, the synoptic tradition as a whole, as it was performed before audiences and is now preserved in our written texts, portrays John as imprisoned
after he baptisesJesus. 86 Cf. Luke 4.18; 4Q521 2.8 (01"110N "I'M [also Psa. 146.7 (but not LXX)]; compare
Isa. 61.1's rilp_rij'ýM VTONý1). 87 '[Qj 7: 18-35 expresses resentment against the wealthy and powerful while proclaiming the
satisfaction of age-old longings for restoration of the people'(Horsley and Draper 1999: 260-261). 88 Cf. §3.4, above.
Rodriguez 141
text of the Greco-Roman and Jewish worlds, Jesus' tradents were nobodies propagating the
story of another nobody. Not that Jesus (and his tradents) did not attract a following. Rather,
they were especially popular amongst the peasant and artisan classes. 119 In other words, we can hardly overestimate the gulf that separates the evangelists and other tradents of the gospel tradi-
tions from the likes of, say, Philo orJosephus. The very different styles of these latter writers from the evangelists testify to the different social worlds they inhabited. Similarly, Celsus criti-
cised the gospels for being 'vulgar' literature (C Cels. 3.68), a point Origen explains but does not
refute. 9(l Though powerful men would, in time, lay hands upon the gospel texts and use them to
silence other traditions aboutJesus, we cannot anachronistically presume the evangelists wielded
such power. Whatever else the synoptic gospels are, they are (or originally were) 'little tradi-
tion'. 91
Second, within the Jewish messianic movements that would give rise to (or become)
early Christianity, the evangelists represented authoritative tradents of the stories about Jesus.
The synoptic gospels (and John, too) enjoyed widespread and early acceptance amongst Jesus'
followers and were therefore authoritative witnesses tojesus' contemporaries' response to his life
and message. 92 Theses such as Kelber's (1983) - that the extant gospel texts are radical depar-
tures from the traditional accounts that preceded them - falter on the question of why move-
ments that cherished other traditions so readily left them behind in favour of our gospelS. 93
While Kelber correctly argues that we cannot assume the pre-synoptic tradition 'evolved' inevi-
tably and resolutely toward the synoptic texts as we have them today, this does not support his
thesis that the written traditions were 'related more by contradiction ... to what has gone before'
(1983: xvi-xvii; emphasis added). The relationship between written gospel and oral perfon-nance
89 Cf. Crossan 1991: 43-46,266-282. 90 Other differences between the evangelists and otherjewish authors may suggest different social
locations between them. For example, YJutz notes that 'Luke andjosephus differ from one another on a great range of religious and ideological matters' (2004: 64) and thatJosephus and Pseudo-Philo are closer to each other than to the evangelists (2004: 64, fin 190). For Klutz's purposes, which are similar to ours, this makes all the more significant the similar demonologies of all these authors, which Klutz refers to as a 'demonological koine, a schema of assumptions and concepts which, in addition to differing considerably from that of their biblical heritage, was probably common both to them and to many of theirJewish con- temporaries' (2004: 64). Similarly, Feldman notes various processes by whichJosephus subtly differentiates between and prefers Elisha over Elijah, perhaps because Elijah 'becomes a prototype of all later zealots, including, we may presume, the revolutionaries ofJosephus' own day'. The evangelists, who did not share Josephus' indebtedness to the Roman imperial family' (Feldman 1994: 2), exhibit no concern regarding Elijah's potentially revolutionary reputation.
91 Cf. the efforts of Horsley and Draper (1999) to locate the Q traditions within the popular/little Galilean traditional milieu; cf. also the essays in Horsley 2006c.
92 Cf. Dunn 2003: 125-134,327-328. We are not here arguing for the 'uniqueness' of the ca- nonical gospels; to the extent that other gospel texts or traditions were accepted and propagated, their tradents, too, would have been authoritative in the earliest Christian communities. But this does not de- tract from the observation that the synoptic gospels (and, againJohn) were widely accepted and accorded authoritative status, and this early on. Cf. also Bauckham 2006, who presents excellent arguments for the authoritative status ofJesus' tradcnts within earlyJesus communities (though he also isolates 'the cycwit- nesscs', as individuals, from any influence from their social contexts and insists too strongly on their role as 'unique' tradents within the first generations ofJesus' followers).
93 Cf §4.3.6i., above.
Rodiiguez 142
is neither contradiction nor evolution but development along a plurality of possible trajectories. In other words, the synoptic gospels were not inevitable, but neither were they revoludonary. 94
But if the evangelists were authoritative tradents within theirjewish/Christian commu-
nities, 95 on what basis can we approach the synoptics as written texts primarily related to other
written texts? The evangelists' authoritative status makes plausible the presupposition that their
written gospels were not their'first try'at telling the story ofJesus. 9671hey were experienced per- formers of the tradition, familiar with the stories and capable of ordering and structuring their
narrative accounts according to each performance's needs. 97 Not that those performances al-
ways or necessarily resembled the texts of the gospels (either verbally or structurally), nor are
most of the important dynamics of those performances recoverable. But the gospel texts to
which we have access were originally received within the context (and as an example) of those
performances, and so analyses that read them primarily in relation to written sources - actual
or hypothetical - misconstrue their original significative contexts. 98
5.3. b. Proposingjesus' Reputation
This leads us to the second element of reputational discourse: the possibility of a credi- ble, compelling reputational narrative. Our discussion thus far has suggested two levels at which
the construction ofJesus' reputational narrative becomes interesting. On the first level, and on
the basis of the general 'authenticity' of Matt. I 1.2-6//Luke 7.18-23, we can see howjesus par-
ticipated in the construction of his own reputational narrative. 99 In a sense, this is precisely what Matt. 11.2-6 is about. John receives a report aboutjesus' accomplishments and asks about their
94 Cf. Gerhardsson 1986: 49. 95 Bauckharn goes further and argues not only that the evangelists were authoritative tradents
within the Christian communities, but also that 'as soon as the Gospels circulated around the churches they had author's names attached to them' (2006: 300-305; p. 304 quoted). The gospels, then, would have circulated under the authority of their authors. Bauckham, however, overstates the significance of named individuals as guarantors of theJesus tradition.
96 That is, the evangelists' authoritative status preceded and enabled the reception of their writ- ten texts. But whence comes this status, if not their communities' prior experiences with and reception of their performances?
97 Here our programme differs markedly from Lord's (esp. 1960; 1978), who distinguishes strongly between oral and written composition of the tradition. L. Alexander builds appreciatively on Lord's work (esp. 1978): 'Written versions of these stories could be produced "by people who were linked to the oral tradition either by actually being a part of it, or, perhaps more probably, by being close to it" - that is, "by people who heard the traditional stories but did not thentseh, es fell them: for example, a learned or semi- learned person who had heard the tala all his lfze but ne7, er had written the traditional stories or the traditional style" (L Alexander 2006: 20; citing Lord 1978: 80; emphases mine). The italicised text represents the differences between Lord's perspective and the one developed here; nevertheless, we, like Lord, find it more plausible that the evangelists, as authors of theJesus tradition, were 'actually ... a part of' the tradition or certainly at least were 'close to it'.
96 Cf. §2.3., above. 99 1 am grateful to James Dunn for reminding me, in the midst of my analyses of how Jesus'
tradents proposed, developed, and defendedjesus' reputation (esp. with regard to Mark 7.19b), thatJesus himself was involved in the struggle to determine and define the appropriate lessons to be drawn from his life and teachings (similarly, cf. Malina and Neyrey 1988: 41). C. A. Evans, too, suggests thatjesus is re- sponsible for the perspective that his ministry ought to be understood in terms of Isa. 35,61: Jesus is re- membered to have defined his ministry in terms of Isa 61: 1-2. In his reply to the imprisoned John, Jesus alluded to Isa 61: 1-2 and 35: 5-6 ... We seem to have here a work of power that was meant to exemplify the "good tidings" of Isaiah. The promise of healing and salvation is now being fulfilled' (199 7: 680). It will prove especially important to keep this in mind in the next chapter (cf. §6.4, below).
Rodriguez 143
meaning. 100 Jesus selects certain elements of his activities in Galilee, but his selection was in-
tended to resonate with Israelite tradition. 101 Indeed, resonance was the key tojesus' answer. While we cannot have access to the report given tojohn, 102 we can readily see howjesus con-
structed his own report for the Baptist. Matt. 11.5 does not necessarily make a christological ar-
gument (e. g. jesus is the [coming] Son of Man, or the Messiah), but neither does it simply point
to some events happening in first-century CE Galilee. Jesus' response specifically summons forth
particular events that are happening around hinz; jesus' location at the centre of these events isjust
as crucial as the events themselves. As Christopher Tuckett has observed, Jesus' words here imply a claim not only to be inaugurating the new age predicted by Isaiah; they also imply a claim that he himself has the role of being the agent who brings about the hoped-for events (the references to the blind seeing, the deaf hearing, etc., are echoing Isaianic texts and also referring to the activities ofjesus himself), but in addition interpret that role as that of the eschatological prophet of Isaiah 61. Tbus implicit here is a powerful claim to an (implicit) prophetic Christology. (Tuckett 2005: 54-55; original italics)
Not that Jesus' position in the midst of God's eschatological activity (however we understand
'eschatological') was unique; 103 other popularjewish prophets (e. g., Theudas or, later, Simon
bar Kokhba) placed themselves at the epicentre of God's activity. 104 But Matt. 11.2-6 becomes
particularly important for an analysis ofjesus' reception precisely because it is one of the few
accounts in whichJesus himself fields questions about and provides an account of his own repu-
tation. 105
On the second level, we can see how the evangelists (and the performers and/or authors
of the tradition before them) developed their narratives in service of a particular reputation. 106
100 Per the discussion above (cE §5.2. a. ), Matthew and his audience already had access to the sig- nificance ofjesus' accomplishments, as suggested by the nominal use of 6 Xptclr6q.
101 He did not choose all of the elements from his life (e. g., the healing of the haemorrhaging
woman [Matt. 9.20-22 parr], or any of the exorcisms). Neither did he (or his tradents; cE the next para- graph) choose all of the events that would resonate with Israelite tradition; cE the healing of the 'bent'
woman (Luke 13.11-13). 102 The evangelists clearly link that report to specific accounts ofjesus' healing activity (cf Matt.
11.2; Luke 7.17-18). 103 E. P. Sanders (1985: 160-163) is right, I think, to demur at historical conclusions ofjesus'
uniqueness in God's restorative plans (a theological rather than historical conclusion), though the possibil- ity thatjesus perceii, ed hinue! f to be a unique figure in God's restoration of Israel neither makes him unique nor is historically incomprehensible.
104 Theissen and Merz similarly suggest againstjesus' 'uniqueness' by placingjohn andjesus at 'the beginning of a series of prophets who reactivate the eschatological hope' (1996: 144); cE E. P. Sanders 1993: 239.
105 Cf. Mahna and Neyrey 1988 (esp. the discussion of Jesus the Witch' [1988: 1-32]), who spend considerable time on Matt. 12.28, another significant passage for understandingjesus' (on his own behalf) and others' (onjesus' behaM reputational efforts within discursive (conflictual) social interaction (cE Chap- ter 7, below). Dunn, taking aim at E. P. Sanders's scepticism about the significance of this passage and Luke 11.20 par., is helpful: 'If we are looking for the most distinctive feature ofjesus' exorcisms and heal- ings, it is most obviously to be found in the eschatological significance which he is recollected as attribut- ing to them' (2003: 694).
106 We are intentionally minimising the distinction often made between the evangelists' reputa- tional efforts (i. e., their 'theology' or 'christology') and that of their sources. Though traditional redaction criticism generally constructs the authors' theology on the basis of differences between the texts, with the theology suggested by the common material attributed to the earliest source (e. g., see the massive corpus of work developing around Qs theology and community), surely it must suggest something about, say,
Rodriguez 144
Matthew, especially, has structured his narrative with 11.5 in mind, such that each of the six
terms ofJesus' response has already been narrated by the time John's disciples broach the Bap-
tist's question to Jesus. But even Luke structures his narrative, which is not as tightly shaped
around Jesus' answer in 7.22, so that Jesus' response resonates not just with Israelite tradition
but also with the Jesus tradition as an organic whole. Luke's gospel narrates healings and proc- lamation to the poor, and these flesh outJesus' answer in 7.22 despite being much more scat-
tered throughout Luke's narrative than their Matthean counterparts. 107 In addition, both gospels
narrate other healings (and, of course, numerous exorcisms) that are not mentioned in Matt.
11.5. Luke 13.11-13 even narrates a healing/exorcism that reverberates with Israelite tradition
similar to that alluded to injesus' reply, but 'straightening the bent', whether in reference to Luke 11.11- 13 or Psa. 146.8, was not mentioned in 7.22. We have argued that Jesus' reputa-
tional narratives were received as performances of the tradition rather than as authoritative textuati-
sations, or text: fixations, of that tradition. 108 How are we to make sense of all of this?
If we focus our attention on the specifically textual activity going on here we run the danger of missing the much larger, more significant traditional realities involved. Matt. 11.5
does not mark out some Isaianic texts for fulfilment (sight for the blind, etc. ) at the expense of
other texts taken up with Israel's restoration (e. g., the EIijah/Elisha cycles; Psa. 146.8). 109 Only
when we approach the text post-traditionally does the reference to the cleansing of lepers be-
come odd. 110 For example, we notice Davies's and Allison's striking suggestion that, with the
mention of lepers in Matt. 11.5, 'perhaps one is to infer thatJesus' works go even beyond what
Luke's theology that he included 7.18-23, even if the wording of that account is substantially the same as in other accounts (Matthew, or Q.
107 In our analysis above we only mentioned Matthew's healings prior to Matt. 11.2-6; like Luke, Matthew also has accounts of healing and restoration scattered throughout his gospel (e. g., 12.9-13; 15.21-28; 20.29-34; which is to make no mention at all ofJesus' exorcisms).
108 Cf. Nagy 1996: 40 for a discussion of 'textualisation/text-fixation'. The difference for which we are arguing is important. As Foley (1991; 1995a) emphasises, texts rooted in a vibrant, dynamic oral tradition maintain a continui4, of reception with that tradition inasmuch as there is an audience properly posi- tioned to receive the text as performance (cf. 1995a: 8 1). If the gospels, then, are received by their original audiences as performances of theJesus tradition, we 'denature' the text by apprehending it as a bounded, fixed, textual entity (as written scripture, as ypaýý; cf. Foley 1995a: 84). When we attempt to apprehend the gospels within their originative, traditional context, statements such as the following appear to miss the point: 'In three of these texts Usa. 26.19; 29.17-19; 35.5-6; 6 1.1] judgment is also present, but that theme is conspicuously absent in Jesus' reference to them' (Snodgrass 2005: 37, ftn 28; Dunn 2003: 449-450 makes a similar move). Jesus' allusions to the Isaianic traditions would have resonated with (and called to mind) the whole of that tradition, including the theme ofjudgement. As discussed above, we misrepresent the evidence when we suggest that judgement (and its accompanying images) were not prominent aspects ofJesus' teaching and symbolic praxis.
109 Equally, Matt 11.2-6 does not mark out traditions of blessing for fulfillment whilst excluding traditions of God'sjudgement; cf. the preceding footnote.
110 Cf., for example, Fitzmyer 1981: 668: 'Two other classes of persons are also mentioned as cured, the cripples and the lepers, but their cures are not related to any promises of the OT [though cf. Isa. 33.6 LXX! ] ....
The sum total of six classes of unfortunate persons thus described, whether in allu- sions to Isaiah or not, stresses the kind of persons to whom the message of the Lucan Jesus is being brought. ' Surely more can be said about the restoration of lepers (as in, e. g., Luz 2001: 134). It may be
particularly interesting that, in at least some strands of Israelite tradition, leprosy could be a punishment for some moral failing, particularly in regard to YHWH's prophet (cf. Num. 12) or YHWH's Temple (cf. 2 Chr. 26.16-23).
Rodriguez 145
the OT anticipates' (1991: 243). "' Instead, jesus' reputational narrative, as performed byJesus'
tradents in various communal contexts comprising performer, audience, and the interaction be-
tween the two, was apprehended within and resonant with the larger Israelite tradition. Whilst
the precise 'frequencies' of that resonance are irretrievable, it is entirely possible that allusions to
the Elijah-Elisha traditions would have brought to mind YHWH's activity through a prophetic
agent during the reign of an ungodly monarch, in which God identifies and makes promises per-
taining to a remnant. ' 12 Even in the midst of Exile (or, later, Diaspora), the Lord promises that
he will restore his people, and, if an audience was predisposed to hear it, YHWH's messen-
ger/Elijah would precede his return to Zion and to his Temple. ' 13 But this is speculative. Never-
theless, jesus' reputation, developed and defended in traditional performance, would have ech-
oed amongst this traditional milieu, or one similar to it.
5.3. c. Making it Interested
With that we come to the third element of reputational discourse: the perception of self- interest and the potential to advance such interest via a reputational narrative. This element is
particularly important in reference to Matt. 11.2-6 because of the evangelists' particularly ro- bust interest in portrayingJohn the Baptist asJesus' forerunner. This interest is evident across
the synoptic tradition, even apart from the problematic charting of 'trajectories' by which much
'historical Jesus' research progresses. [ 14 Thus we can affirm the evangelists' interest in portnaying
John asJesus' forerunner. Even at this point, however, where we can find considerable consen-
sus in a field where such things are both rare and precious, the evidence demands we say more
than simply, Jesus' earliest followers were interested to subsumejohn tojesus'. Bryan has seen
this clearly: For the Gospels a crucial issue is not thatJohn andjesus fulfil established expectations of a returning Elijah who is a forerunner of a coming Messiah. Rather, together they ful- fil traditions which anticipate a returning Elijah who is a forerunner for the coming of Tahweh. ... This does not necessarily mean that the Evangelists are setting forth a straightforward equation ofJesus to Yahweh. Rather, they are suggesting that the com-
III Cf. also Neirynck (1997: 49-50), who surveys this perspective amongst other scholars. This suggestion, put forward by two otherwise careful and insightful scholars, draws attention to the problems that arise when we approach the gospels with an interest in their composition but fail to consider aspects and processes of their reception. Are we really to entertain the possibility that an audience, participating in the performance of theJesus tradition, upon hearing the reference to the cleansing of lepers and being familiar with traditional accounts of such cleansings, would have been struck by the absence of references to lepers in Isaiah (but not in Israelite tradition) and drew such an inference? We need only voice the question to realise at once how unlikely such a scenario really is.
112 Cf. I Kgs. 19.8-18; note also the discussion of Elijah and Elisha in §6.4. b., below. 113 Cf. Mal 3.1,22; Matt. 11.10 parr. 114 Cf. Crossan (1991: 232-235). Meier (1994: 101-103) also reads the texts according to a trajec-
tory 'identified' within the texts, though he, unlike Crossan, focuses his analysis on the canonical accounts ofJesus' baptism. The point here is not that Matthew, Mark, Luke, andjohn do not handle the 'embar-
rassment' ofJesus' baptism in their own way, but rather that one evangelist's method of pursuing 'damage
control' (Crossan 1991: 232; Meier 1994: 10 1) should not be understood as a development of another's (cf. J. Taylor 1997: 289). Even granting that Matthew, for example, utilised Mark as a source, there is nothing in his account ofJohn's demurring at the prospect of baptisingJesus (Matt. 3.14-15) to suggest that his
account is motivated by a perceived insufficiency in Mark's 'balance' between 'a baptism of repentance for the remission of sins with a heavenly proclamation ofJesus as the Son of God' (Meier 1994: 102).
Rodriguez 146
ing of the 1, ord anticipated by the prophets has been fulfilled byjesus. It is not for that, however, any less the awaited coming of the Lord. (Bryan 2002: 99; original italics) 115
Bryan offers a perspective in which the gospels' evidence can be made comprehensible: both
John the Baptist andjesus are portrayed in ways that evoke resonances with the returning Elijah.
But many critics suppose that the evangelists pursued their ideologically driven concern to subsumejohn the Baptist into theJesus tradition precisely because My knew it was wrong. not
only didjohn not prepare the way forJesus, but actuallyJohn's prophetic ministry, within the first half of the first century CE, was more influential and popular thanjesus'. Fredriksen, for
example, writes: Jesus heardJohn's apocalyptic message and responded to it by receiving bap-
tism. Later Christians clearly had difficulty with this fact.... Historians tend in the face of these
evangelical efforts [to mitigate this difficulty] to suspect that the opposite was true: that in their lifetimesjohn was the more popular leader' (1988: 98). "6 But, as we have seen, the historical
situation is more complicated than such analyses suggest. First, neither Fredriksen nor Cros-
san 117 offer any explanation for why Jesus was idealised and propagated as 'one greater than' John. This objection, of course, does not definitively establish thatJesus, in his lifetime, was
more widely acclaimed or popularly received than was John. But it does remind us, as questers
after the historical Jesus, that the evangelists (andjesus' tradents more generally) may have per-
ceived their task more in terms of broadcasting Jesus' greatness vis-d-visjohn rather than making
Jesus greater than John. 118 Second, John himself had predicted the coming of 6 i(; xt)p6TEp6g
gov. Tle likelihood thatJohn did in fact send his disciples tojesus to ask if he was 6 ipx6gevog
115 CC also Bryan 2002: 100-10 1. Also, 'Despite the Tendenz of the Evangelists to portrayjcsus as the central figure in Israel's eschatological drama, they nevertheless preserve traditions which seem to impute decisive significance tojohn's ministry, the ministry whose central features - the call to repen- tance and the offer of forgiveness - are closely associated with covenantal renewal' (2002: 108; original italics). Bryan's entire discussion provides an important corrective to often hostile analyses of the gospels' portrayal ofJesus andjohn.
116 Fredriksen also points out that Josephus ... apparently spoke more ofJohn than ofJesus' (1988: 98, fin 2), which is, at best, only tangentially relevant. Josephus's discussion ofJohn is in reference not tojohn's own inherent importance (or even his widespread popularity during his period of activity) but in reference to some Jews' belief that the defeat of Herod's army by Aretas, king of Petrea and Herod's (former) father-in-law, was 'a punishment' (Ttv-ogivo-u) of his execution of the Baptist (cf Ant. 18.116,119). Cf. E. P. Sanders 1985: 91-93 for a more nuanced discussion ofjcsus' andjohn's relation.
117 Crossan's point is not thatJesus was inferior, as far as first-century CEjcwish prophetic figý ures go, tojohn, but that it is only the evangelists' redactional creativity that linksJohn's 'Coming One' (Crossan capitalises this term) with Jesus. 'I have argued thatJohn the Baptist was an apocalyptic prophet preparing his followers for the imminent advent of God as the Coming One but thatJesus, after having originally accepted that vision, eventually changed his response some time after the execution ofJohn. He then emphatically contrasted a follower ofJohn and a member of the Kingdom. He never spoke of him- self or anyone else as the apocalyptic Son of Man, and a tentative hypothesis for the break betweenjohn andjesus is that the latter no longer accepted the former's apocalyptic message' (1991: 259). Tle difficulty with Crossan's hypothesis, of course, is the next point in his logical progression: not only didjesus quit John and reject his apocalyptic vision, but then others decided to followjesus (and notJohn) and then recast him as an apocalyptic prophet in the vein ofJohn the Baptist. The problems with this as a historical hypothesis have been wcll-documented (cf. Allison 1998; 2001 a; 200 1 b; 2001 c), but our criticism here is that Crossan never offers a reason why Jesus, the non-apocalyptic prophet, was chosen as a vehicle for apocalyptic memory, especially when a genuinely apocalyptic vehicle was so near at hand and, according to Fredriksen, more readily to be accepted by others.
I 18 Cf. Schwartz (2000: 67): 'T'he reputational entrepreneur's job is to make an ordinary person great, or, more commonly, to bring the person's greatness to public attention'.
Rodiiguez 147
suggests thatjohn himself came to suspectjesus may be the one of whom he spoke. jesus' fol-
lowers, too, as they announced the climactic importance, coveriantally speaking, ofjesus' life
and teachings, developed and refined their conviction thatjesus followed after and, in some
sense, 'fulfilled' the prophetic expectation characteristic of the Baptist's proclamation. Jesus' followers, vying for his reputation as 6 ipx6gevog prophesied byjohn, had come
to believe that the message of (and about) Jesus needed to be spread and saw it as their responsi- bility to do so. They were not merely fighting for status; they were expressing convictions re-
garding what they considered right and true. The traditions of Matt. 11.2-6, then, were forged
in the dialectic interplay between their memory ofjesus and their present concerns (including
any concern they felt to subordinate John's influential ministry tojesus'). 119 But, to date, 'histori-
caljesus' scholarship has tended to gloss over the complex interplay betweenjesus' reputation
as an orientating symbol and as an ideological tool, emphasising the latter and failing to admit
the former. This, however, distorts our perception of the relation betweenjesus and the sources
abouthim: Because ideology is powerful, the needs and desires of the present urgent, and the pull of the self and its attachments strong, the past is forever subject to reconstruction and re- writing to accord with present views.... All this acknowledged, it is still unsatisfactory to see dominant versions of history as nothing more than texts freely constructed by to- day's powerful gr-oups operating self-consciously and self-interestedly on the past. (Schudson 1992: 205,206)
The view thatjohn wasjesus' forerunner and witness, and thatjesus was the fulfilment ofjohn's
proclamation, was certainly discursive; Jesus' tradents are in many ways responsible for such a
view. But this view is also rooted in something prior to the evangelists' ideological interests. Inso-
far as Matt. 11.2-6 is 'authentic', the view ofJohn as Jesus' forerunner developed before argu-
ments in its favour were constructed.
119 In this context it may be interesting to ask questions about the development of a link between the expected appearance of Elijah and the coming of messiah. It has long been a stereotype within Chris- tian theological and historical scholarship that Second-Temple Judaism anticipated the appearance of Eljah prior to the advent of messiah, though the appropriate biblical text (Mal. 3.1,22 LXX) makes no mention of a messiah (Collins 1994: 103-104), and otherjewish literature takes up Elijah's eschatological function more generally. Thus, 'The notion that Elijah should return as precursor of the messiah may well have been a Christian development' (1994: 104; original italics). This development may well have been a pivotal aspect of the Christian discursive subordination of John to Jesus, by which Jesus' followers were able to express their convictions regardingJesus' relationship tojohn.
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Chapter 6 'Today this Scripture': Reading and Referencing Israelite Tradition
There seems little doubt that Luke has con- structed this scene [Luke 4.16-30] as a pro- grammatic introduction to the public ministry ofjesus, but from the perspective of this study, the choice of Isaiah as the most appropriate text to introduce Jesus' ministry poses the more in- triguing question: How didjesus read Isaiah?
Sean Freyne Jesus, A Jewish Galilean, 92
6.1. Introduction: Reconfiguringjesus I Appearance in Nazareth
Sean Freyne, in the epigraph above as well as in his larger discussion, I recognizes Luke's
status as 'notjust a historian [but] also a literary artist' (2004: 92), by which, if I understand him
rightly, Freyne identifies not two Lukan activities (historiography and theology) but rather the
literary character of Luke's history and the historical character of Luke's creative storytelling. 2
Despite this, the question Freyne raises on the basis of Luke's account ofJesus in Nazareth re-
gards howjesus reads Isaiah; in my view, notjust Freyne's question but also his path into it is
'intriguing'. 3 For our current purposes, the 'more intriguing question' asks how (and why) Luke
turns to the Isaianic tradition to think about - and to help his readers/audience think about - Jesus. As we will see presently, though the label 'redaction' arises particularly in discussions of
Luke 4.16-30, what that label means is more problematic. Specifically, we will see that precisely
here, where Luke's reconfiguration of the past appears most robust, the construction and devel-
opment of images ofJesus takes place in the context of already-established images ofJesus. Pre-
existing images ofJesus; constrain the evangelist's creativity even as those images are taken up
into and (re)invigorated by Luke's creative (re)perfonnance. 4
Famously, Luke 4.16-30 represents the Lukan programmatic vision, bears some rela-
tion to Mark 6.1-6, and raises a number of interesting and important questions with regard to
Lukan theology, the structure and purpose of Luke-Acts, and so on. It lies well beyond the scope
of this project to attempt anything like a comprehensive survey of or involvement in these issues,
I Cf the chapter, 'Zion Beckons' (Freyne 2004: 92-12 1). 2 Geertz has drawn attention to the ways in which "anthropological writings are themselves in-
terpretations ... They are, thus, fictions; fictions, in the sense that they are "something made, " "some- thing fashioned" - the original meaning offtfid - not that they are false, unfactual, or merely "as if' thought experiments' (1973: 15). This, like Freyne's point (cf. also H. White and E. Zerubavcl), is impor- tant to keep in mind when we attempt to distinguish material that bears the influence of Luke's own hand and material that is 'historical'. That is, if accounts of historical events cannot be separated from interpre- tations of those events, then the distinction between 'authentic' and 'inauthentic' traditions may be in need of nuance.
3 Freyne's discussion of this issue is both helpful and thorough, and my comments here are not meant to disparage his work in any way. Though I disagree somewhat with his conclusion (cf. 2004: 117),
my point here is not that Freyne's work is lacking in any way, but rather that the confluence of issues pre- cisely at Luke 4.16-30 raises, for me, a whole different set of questions than for Freyne.
4 In his analysis of 'how culture works', Schudson says, 'To understand the efficacy of culture, it is essential to recognize simultaneously that (1) human beings make their own history and (2) they do not make it according to circumstances of their own choosing(1 989a: 156).
Rodiiguez 149
especially inasmuch as this project focuses on the memory ofJesus as exhibited by his sayings
regarding his therapeutic and exorcistic activities. Two factors, however, move us to look at Luke 4.16-30. First, the mention of rvý)Ldt; &v6PXcxvtv in 4.18, which accurately reflects Isa.
61.1 LXX (but not the MT), provides an explicit link to the healing traditionS. 5 Second, Jesus
reads from Isa. 61.1-2 (cf Luke 4.18-19), the same passage that climaxedJesus' answer to the Baptist in 7.22. Inasmuch as the tradition in Luke 7.18-23 originated firomJeSUS, 6 the thematic
similarities between 7.18-23 and 4.16-30 offer to shed some light on processes that we typically label 'Lukan redaction. '7
6.2. Contextualising Lukan Redaction
Let us expand this second point. We are primarily concerned with the relationships be-
tween (a) Luke 4.14-30; 8 (b) Luke 7.18-23; 9 and (c) the memory ofJesus' actual past. Scholars
have long been aware that problems plague attempts to develop a chronology forJesus' life in
any meaningful detail, primarily because the evangelists do not exhibit interest in a chronologi-
cal 'life ofjesus'. 10 Loveday Alexander has rightly noted that 'the core gospel narrative seems to be able to subsist with a minimum of geographical and chronological information', though geo-
graphical and chronological markers could be inserted into the narrative as desired. T'hus 'the
narrative is episodic but continuous. Individual episodes are loosely linked, but precise time-
notes are few and far between' (2006: 15). In addition, since Wrede scholars have often suggested
that the chronology of the gospels is itself a theological construct that does not communicate
anything reliable about the historical Jesus. In terms of chronology, then, we cannot be sure
whetherjesus fieldedJohn's question before or after his return to Nazareth. In terms of tr-adi-
tion, however, we do seem able to make somejudgements regarding historical sequence. 6.2. a. The Roots of Luke 4.16-30 in 7.18-23
If we suppose that both Luke 4.16-30 and 7.18-23 establishJesus' programme - the
former for Luke, the latter forJesus - how ought we conceive of the relationship between these
two traditions? To the extent that 4.16-30 establishesJesus' programme in Lukan performance,
5 This is made even more important in light of the programmatic force of this entire passage;, ru- OXchq 6v6pexVtv needs to be understood in relation to other programmatic episodes regardingjesus' min- istry, esp. Luke 7.18-23 par. and 11.14-23 parr. Interestingly, the restoration of sight to the blind receives special attention in another peculiarly Lukan passage (7.2 1). Additionally, the reference to the activities of Elijah and Elisha (4.25-27) and the implied comparison between them andjesus recalls two of the activi- ties referred to injesus' reply to the Baptist (VEICPet iYetpov'rat and Xup6t ica0apiCoviat, respectively) as well as the narTated episodes in which Jesus heals a (foreign) centurion's servant (7.1 -10) and raises a widow's son from death (7.11-17).
6 Cf. the previous chapter. 7 In addition to Luke 4.16-30, we will focus some attention on the two verses that introduce this
passage (4.14-13). 8 Luke 4.1+-30 is usually attributed to Lukan redaction, especially of Mark 6.1-6 (cf, Fitzmyer
1981: 526-529), though some attribute this passage to a Lukan source (see the discussion at §6.3, below). 9 Luke 7.18-23 is usually attributed to 0, with the exceptions of 7.18 and 7.20-2 1. 10 P"e Conzelmann, who supposes that once Luke 'has discovered the redemptive significance of
an event, he can go on to deduce from it the "correct" chronology, which means, among other things, that he can begin to modify Mark' (1953: 33). As we will demonstrate presently, Luke's text itself suggests that he is not concerned with chronology, and we have been arguing since Chapter 2, above, that we cannot read any of our gospels in terms of (or 'against) the others.
Rodriguez 150
Jesus' response to John at 7.18-23 functions as a part of the programme inaugurated in the Nazarene synagogue. But given 7.18-23's stronger claim to represent an actual encounter in the life ofJesus, 1 I we will focus our attention in this chapter on the relation of the traditions underly- ing 4.14-30 and 7.18-23 outside of (or prior to) their emplotment within Lukan performance. We assume here, as throughout this project, that the traditions in Luke 4.14-30 and 7.18-23
were not created for the first time when Luke was written. This must be true for 7.18-23, which is paralleled in Matthew and ascribed to Q by everyone who accepts Qs existence. But, irre-
spective of the connection between 4.16-30 and Mark 6.1-6, we propose that even if Luke
'made up' 4.14-30 it bears some relation to Luke's performative experiences Vis-d-Vis the Jesus
tradition. In other words, the tradition ofJesus' preaching in Nazareth (of which Mark 6.1-6
represents another expression) became programmatic for Lukan performance of theJesus tradi-
tion as a whole. Thus we ask two questions. First, If Luke 4.14-30 is redaction, whence comes Luke's redactional impulse? 12 Second, What relation exists between this particular redaction and the tradition already familiar to Luke? ] 3
Jesus' reply to the Baptist activates and resonates with the traditions of Israel's restor-a- tion, and this resonance characterisedJesus' activity itself Though we can setJesus' reply along-
side specific Isaianic texts, 14 the resonance ofJesus' answer transcends those specific texts. 13 Also,
the suggestion thatJesus' citation of these Isaianic passages conspicuously excises any reference
tojudgement impedes our attempt to understand Luke 7.18-23.16 Like salt and pepper, which
always 'travel' together, the tradition of Israel's restoration brings with it the judgement of Is-
rael's unffiithful and 'the nations' who oppose and oppress her. 17 The strong connection between
restoration and judgement suggested by the traditional reverberations of Jesus' reply to John
II Cf. §5.2, above; Beasley-Murray exaggerates only slightly when he says, 'The sayings in ... Matthew 11: 5-6 and Luke 7: 22-23 ... arc so characteristic of what we know ofJesus that their authentic- ity is virtually unchallenged in contemporary scholarship' (1986: 80).
12 Commentators typically answer this question, 'Luke's present' (variously expressed), especially the needs of 'Luke's community'. We will focus on the ways in which pre-established images ofjesus and performative traditions surrounding the [synoptic] Jesus tradition also factor in Lukan 'redaction' (cf. §3.3. b., above).
13 If we may anticipate the conclusion of this discussion: in the Lukan narrative 7.18-23 func- tions as part of the programme established at 4.14-30. But insofar as the tradition at 7.18-23 informs 4.16- 30, the Lukan vision ofJesus' programme developed within the context 7.18-23.
14 ViZ., Isa. 26.19; 29.17-19; 35.5-6; 61.1. Neirynck, representative of careful gospel scholarship, is too preoccupied with identifying the specific text the Q-author gazed upon as he wrote what we now call Q7.22 (cf, 1997: 47).
15 For example, allusions to the Elijah/Elisha cycle and 4Q52 1, as well as Luke 13.11-13, sug- gest that other texts (e. g. Psa. 146) would have comprised the traditional surround contextualising Jesus' reply.
16 Pace Snodgrass 2005: 37, fm 28; Fitzmyer 1981: 532,533; Bock 1994: 405. Indeed, Bock goes so far as to suggest a 'more likely' explanation forjesus' neglect of the 'day of the Lord's recompense' from Isa. 61.2: 'The ultimate time of God's vengeance is not yet arrived in this coming ofjýn& (1994: 411; my emphasis)! Even ifJesus could be imagined to structure his thought in terms of his 'first' and 'second' com- ing in this passage, how does Bock supposeJesus would have expected his audience to follow his message? Or are we to suppose Jesus was content not simply to be misunderstood but to make himself incompre- hensible?
17 Cf. §3.2. c. iii., above; also, the Isaianic texts referred to above, the proclamation ofJohn the Baptist, and evenjesus' message at other points (e. g., Matt. 7.13-20 par.; 25.31-46, among others).
Rodiiguez 151
pertain not only tojesus' healing activities, even if these are extended to include his exorcisms; 18
Jesus' hqgma also evokes the tradition of Israel's restoration, both as the announcement that this
restoration has been/is being effected and as part of that restoration itself. 19 Given the coherence betweenjesus as a first-centuryjew and the adept activation of is.
rael's traditions in the gospels' portrayal of him, we can reasonably suppose that one of the in-
terpretations of (or reputations for)jesus on offer during his Galilean ministry fmmed his proc- lamation and ministry within the hopes of Israel's restoration found and nurtured within her
sacred traditions. 20 As noted in the previous chapter, Jesus' reply to the Baptist, even as it ap-
pears in post-Easter traditional and commemorative texts (viz., Matthew and Luke), assesses his
significance and purpose in light of Israelite tradition and without reference to his crucifixion
and/or resurrection. This does not, however, mean that auditors of the Jesus tradition would have received Jesus' reply, performed in communal gatherings of Jesus' followers, outside the
light of the Easter event. As Dunn notes in his summary of the work of Moule and Lemcio, 'The
Synoptic Gospels particularly retain a clear sense of before and after Easter in the content of the
Jesus tradition which they retell. The context of the retelling everywhere implies a post-Easter
perspective' (2003b: 195; original italics). While we can only postulate that we have access to a
pre-Easter assessment ofjesus in Luke 7.18-23, we more confidently affirm that this tradition
does not distort pre-Easter perceptions ofjesus' ministry in the direction of the crucifixion and
resurrection. 6.2. b. Luke 4.16-30 in Light of theJesus Tradition
This is not so readily the case with Luke 4.14-30. On the one hand, Luke's basic pres-
entation ofJesus being received well by some of his contemporaries and rejected by others seems
plausible, even if this presentation has been emplotted within a Jew first, then the gentiles'
schema that developed upon later reflection. 21 Like the Nazareth tradition of Mark 6, the depic-
tion in 4.16-30 emphasises Jesus' rejection by his contemporaries. Might this represent Jesus'
actual reception in his hometown? 22 As we ponder this question, we note thatJesus' poor show-
18 We will shortly turn our attention to the saying in Matt. 12.28//Luke 11.20 (cf. §7.3. b. H., be- low). Luke 7.21; 13.11-13, as well as Luke's telling of the heating of Peter's mother-in-law (4.38-39; cp. Mark 1.29-31), suggest that we ought not strongly differentiate healings from exorcisms (as is the ten- dency in critical scholarship); pace Twelftree 1993: 53-56,121,138. Penney and Wise agree: '[4Q360] poses the question whether "exorcism" and "healing" were truly distinguished in the minds of the evan- gelists' (1994: 630).
19 Cf. [ical] xTwX6t 6ayyeXiOvTat; Luke 7.23 par. 20 Thus this reputation began to develop before the Easter event and its concomitant pressures
upon theJesus tradition. While this supposition seems entirely plausible, we note presently that the ex- pression of this reputation preserved in Luke 7.18-23 par., and in Lukan performance more generally, is firmly rooted in post-Easter contexts.
21 Siker (1992) rejects this notion and claims instead that, in Luke 4.16-30, 'the maxim "to the Jews first and also to the Greek" is set on its head. Luke 4.25-2 7 points to the prioriy of the proclamation to and inclusion of the Gentiles as part and parcel of Israel, God's narpt; '(1992: 84; my emphasis). Cf. my comments on 4.25-27, §6.4. b., below.
22 We should note thatJesus' reception is generally mixed in the Lukan narrative, and this is es- peciaIly true ofJesus' representatives in Acts (cEjervell 1972,1996; Esler 1987, both of whom stress the depiction ofJews responding positively, en masse, to the message ofJesus). As the depiction ofJesus' recep- tion in Nazareth is primarily - if not completely - negative (cf. Prior 1995: 98-99), it is unlikely that
Rodriguez 153
istry in the different villages and regions of Galilee, we can assume that Jesus' appearance in
Nazareth was one instance ofjesus' larger prophetic programme. But in Luke's gospel precisely
this instance establishes Jesus' programme and evidences (or foreshadows) its scope and success. Luke realises his portrayal rings somewhat artificial in that he has taken an incident from later in
Jesus' public career and retrojected it back to its beginning: 29 the summary of 4.14-15 suggests Luke knewJesus did not make a bee-line for home, and the reference in 4.23 to Kaýapvaoýg
suggests he went to Nazareth only after an important and well-known stint further north. But
the artifice of Luke's account pertains primarily to chronology, a narratological feature the
evangelists appear unconcerned to communicate. Only when we read Luke post-traditionafly,
removing the text from its oral-perforinative originative context, do we ask (in reaction to 4.23),
What hasjesus done in Capernaum, given that he has not yet been there? '30
6.2. c. The Quest of the 'Historicaljesus' and Luke 4.14-30
We cannot dismiss the Lukan account ofjesus' appearance in Nazareth as 'redactional'
(or 'inauthentic) in a quest for understanding the historical Jesus, even though it quite clearly
represents Luke's own creative reworking of existing tradition. Though the passage communi-
cates the Lukan interpretation ofjesus and his significance, scholars have been too quick to raise
the question of whether the depiction in 4.14-30 comes from Luke's own hand or from his 'spe-
cial source(s). Such a concern is blatantly not what concerns us here; rather, we are inquiring
29 Tlis is not to say that Mark's placement ofJesus' appearance in Nazareth later in his Galilean ministry accurately reflects the chronology ofJesus' actual life; as stated above, the gospels do not appear overly concerned to presentJesus' life chronologically, except in broad strokes. In fact, on the face of it, Luke's portrayal appears more probable, historically speaking. IfJesus were returning to Galilee from his journeys down south (his baptism and experiences in the wilderness, along with his experiences within the circle of the Baptist's followers), why couldn't his first port of call be ý naTpig aýT6? It is not Mark's narrative (or Matthew's, for the neo-Griesbachians) that reveals Luke's retrojection; rather, features in Luke's account itself reveal that Luke has Tronted'Jesus' appearance in Nazareth to convey his larger significance.
30 Face Bovon (2002: 152): 'In Luke 4: 14, then, the widespread recognition ofJcsus is attested, though Jesus, to this point, has not made a public appearance. Is Luke imagining that the temptation might not have remained unknown? ' In Luke's summary, traditionally apprehended, Jesus' return to Galilee signals his public appearance there (cf. the comments, below, regarding iv Tý Sw6ga ToZ nveýliaTO(;; as well as Bovon's comments [2002: 15 11). Here is textual evidence in support of the historical argument, made in Chapter four, that the evangelists and their audiences were aware of and experienced with the oral performance of the multiform Jesus tradition prior to our gospels. As Luke and his audi- ence(s) experience this particular performance of the Nazareth episode, they apprehend the account not in terms of what has come before in the written Lukan narrative. 'llie text reverberates within a larger traditional network in which connections can also be made diachronically, across multiple performances. In other words, Luke apparently has no difficulty making forward-looking references, post-traditionally speaking (cf. Bovon 2002: 149). Such references brought with them deeper resonances with earlier per- formances ofJesus' story. In this way, Luke's shuffling of events is not artificial at all but takes advantage of the traditional poetics of oral and oral-derived texts. T'hus terms like 'displacement' (cf. Bock 1994: 398) reflect our iibcr-literate perspective of texts and do not take into account the reception of the Lukan text in a [n oral] traditional context. Prior also rejects the 'privatization of the encounter between a reader and a text' and emphasises the 'communal context' of Luke's original (or, better, earlicst) audiences (1993: 16 1; original italics). Ile same problem surfaces in the interpretation of dt nap' aLr6 (Mark 3.21), of which France says, 'It must only be by a retrospective understanding in the 1ýht ofv. 31 ... that the reader, recognising the sandwich structure of the whole section, may realise just who it was who "went out" in v. 2 1; but this would be a lot to expect of afirst-time readff' (2002: 166; emphases added). Rather than via 'retrospection', ol nap' aLT61 may evoke (or invoke) its meaning via extratextual traditional poetics, as Luke 4.23 almost certainly does.
Rodriguez 154
after the relation between the reputation constructed onjesus' behalf in Luke 4.14-30 andjesus'
reputation as it was constructed and defended in the tradition prior to (or simply outside the
sphere oo Luke's redaction. Significantly, given that Luke 7.18-23 presents a pre-Lukan (per-
haps even a pr-e-Easter)31 interpretation ofjesus, 4.14-30 does not significantly alterjesus' repu-
tation, even if it re-presents it more dramatically and with a different focus. As in Luke 7.18-23,
4.14-30 developsjesus' reputation with reference to Isaianic traditions of Israel's restoration. 32
Both passages presentJesus as the epicentre of God's activity, with an emphasis on his person as
the locus of Israel's restoration rather than merely a herald of that restoration accomplished
elsewhere. Both pr-esentjesus' sphere of activity as encompassing primarily the lower strata of
society, and this precisely in line with God's truditional care for the helpless and the outcast. Luke 4.23-27 emphasises Jesus' significance for those beyond the border of national (or ethnic) Israel in a way that goes beyond the portrayal of 7.18-23, but even this, as we will see, develops
(or extends) rather than distorts (or retrojects) the Jesus tradition and its larger Israelite tradi-
tional milieu. These links between Luke 4.14-30 and 7.18-23 lead to the conclusion that Luke's re-
configuration of the tradition reworks and restates themes already present in the Jesus tradi.
tion. 33 In Luke 4.14-30 we can see how the evangelist has taken hold of a particularjesus tradi.
tion and shaped it to express the significance of the tradition as a whole. This larger significance,
which we might identify as the theological impulse driving Lukan redaction, is not unfettered
creation ofJesus tradition, as though Luke needed something like 4.14-30 and so created it to
deal with some need in his local community. Luke 4.14-30, as a striking expression ofJesus' sig-
nificance throughout the tradition itself, bears strong connections with another tradition that has
a fair claim to representJesus' own self-assessment (7.18-23). 34 This fact makes the Lukan Naz-
areth account a particularly helpful place to begin thinking about the ways past and present in-
terrelate in the collective memory of a particular segment of early Christianity.
6.3. Summarisingjesus in Lukan Memory
Fitzmyer (1981: 521) considers the summary with which the evangelist begins the ac-
count of Jesus' Galilean ministry 'most likely inspired by Mark 1: 14-15% Bovon concurs
(2002: 150). 35 Both passages provide a summary ofJesus' ministry's beginning; beyond this, how-
ever, they have in common only their subject [6 'Iriaoý; ] and that he goes/returns (the verbs
31 C. A. Evans, noting dictional, exegetical, and thematic links betweenjesus' message recorded in the gospels and the Aramaic Isaianic tradition, goes so far as to say, 'We have here every indication thatjesus understood his call and ministry in terms of the message of (Second) Isaiah' (1997: 67 1).
32 Both passages present a conflation of Isaianic references, and of course both make explicit ref- erence to Isa. 6 1.1.
33 Darrell Bock asks, 'Ifjesus can speak in terms like 7: 22, can he not preach in terms of Isa. 61: 1-2? '(1994: 398).
34 'Luke derived the Isaiah quotation in Lk. 4: 18-19 quite probably from Lk. 7: 22/Matt. 11: 5,
and thus Lk. 7: 22 is the "source" for the quotation in Luke V(Koet 2005: 83, fin 24). 35 Mark 1.14-15 reads, MF-, r& 8i 6 napaSoOhvat -r6v
'I(o6vvTlv ýXftv 6 'hjaoýq itq rýv
raWaxtav icnpýcrawv 6 6ccyyiXtov r6 Oe6 icalt Xiy(. ov 5, rt ncnXýP(wrcct o Katp6; 1calt ýYytlcev
PaoOLd'a 'r6 OC6- laravoitre icalt ntGT6VCC iV T6 6C(YYCXt'CQ.
Luke 4.14-15, that 'these verses are to be regarded as an editorial statement, composed by
Luke, who differs with his Marcan source, by which he is otherwise inspired' (1981: 521-522).
Certainly Luke 4.1+-15 is an 'editorial statement, composed by Luke'. And clearly these verses
are 'different' than Mark. But here Fitzmyer's literary, post-traditional presuppositions lead to
difficulties. What about Luke 4.14-15 suggests to Fitzmyer 'inspiration' by Mark 1.14-15? In-
stead, we prefer 'to note that Luke's version is different from that of Mark/Matthew. This pre-
vents me erecting large redactional edifices on the shaky sands of source "certainties"' (Prior
1995: 72). 37
Much of the discussion regarding Luke 4.1+-15 centres on the question of an alternate
source underlying the Lukan text. 38 Schfirmarm (1964) identified a source behind the Lukan
summary parallel to Mark 1.1+-15,21-28,32-39, as well as 6: 1-6, though Delobel (1973)
maintains that we can explain the features of Luke 4.14-15 as Lukan redaction without postulat-
ing a separate source. Nolland takes up this discussion in some detA; he sees 4.1+-15 as a 'gen-
eralizing summary' developed on the basis of Mark 1.14,28, and 39 and offers a detailed com-
parison of the Markan and Lukan texts in order to explain the features of the Lukan summary
(1989: 185). In general, Nolland's comments all concern Lukan stylistic changes. That is, the di-
vergences between Luke and Mark at these points are not theologically or ideologicaRy driven. 39
If so, then for these two verses at least we can plausibly suggest that Luke presents his own sum-
mazy of the beginnings ofjesus' activity rather than produces for the first time a summary on
36 It is also true that both summary statements follow immediately after the account of Jesus' temptation in the wilderness (Mark 1.12-13//Luke 4.1-13). Nevertheless, Fitzmyer's comment that 'the
phrase eis A Calikian depends on Mark 1: 1 4a' (1981: 522) seems a bit unreasonable. Why should such an unremarkable way of referring tojcsus' return to Galilee, the region in which he was primarily active, be dependent upon another written source? Delobel's conjecture (1973: 212) that ýiýuTl appears at Luke 4.14
under the influence of StaOrpiýEtv at Mark 1: 45 is weak, especially as Luke 4.14-15 is not connected with Mark 1.40-45 (par. Luke 5.12-16, from which Oýgq icTX. is completely absent).
37 Nor is, admittedly, writing about Luke 4.16-30 (not 4.14-15), but given the lack of verbal similarities between Luke 4.14-15 and Mark 1, his point applies here, too.
38 Cf. Schbrmann 1964; Delobel 1973; 1. H. Marshall 1978: 177; Nolland 1989: 185-186; Bovon 2002: 149-150, inter ahos.
39 E. g., Luke's LnicyTpewev for Mark's ýXftv 'reflects Lukan preference ... as well as linking v 14
with 4: 1 and ultimately with the baptismal account', rk 1rccX0Laiaq in Mark 1.28 'is omitted as repeti- tious after v 14a', or `icoý ccýT6;, "and he, " is typically Lukan' (Nolland 1989: 185). Some of Nolland's
explanations are unconvincing-, for example, 'The omission [from v. l4a] of icilpýoowv T6 6ayyiXtov
, r6 Ocoýj ... is adequately accounted for by the sample preaching to come in Nazareth'. It is doubtful
that the 'sample preaching' has any explanatory power here, for if it had been included it would be just as understandable as preparatory for what was soon to follow. Likewise for v. 15: '11)LOcv xrpýacrwv, "came
preaching, " which would not follow well on v 14b, is replaced by i8i&x(YrEv. "taught" - probably in-
spired by Mark 1: 21' (1989: 185). It is not immediately clear, however, why i'lXOcv "pýoowv (or any form of icilpýo(mv) would not fit in place of WSaaiccv, unless we are to imagine teaching a more appro- priate activity for the synagogue than preaching/proclamation (though this is not the reason given by Nol- land). Finally, Mark 1.39s ical r& Saig6vicx &OAX(ov 'may Womitted from Luke 1.15 'in light of the mighty works implicit in the use of 8ývccgt; in v 14'. But surely Luke exhibits a penchant forJesue exor- cistic activities (e. g., 4.33-39; 11.11- 13), so, while 8ývagt; may, for Luke, convey something ofjesus' ex- orcisms, it is unlikely to be the reason for Luke's 'omission'. Perhaps another model of Lukan composition is needed here?
Rodriguez 156
the basis of three different verses from Mark's opening chapter. 40 The content of Mark 1.14,28,
and 39 may have been influential upon the Lukan summary, but only with considerable effort
can we maintain a model whereby, here at least, we envisage Luke writing his gospel with one
eye on Mark. The most we can say, out of respect for dominant literary approaches to the gos-
pels, is that in 4.14-15 Luke has not redacted Mark so much as he has retold Mark. He has inter-
nalised the gospel tradition, made it his own, retold it and developed it in various ways, ways
which he did not (apparently) perceive to be contradicting his sources but which he nevertheless
preferred to them. 41
Even if we grant Markan priority and Luke's familiarity with Mark's gospel, very little in
either 4.1-13 or 4.16-30 suggests that Luke has a copy of Mark in front of him as he composes
this section of his gospel, and even less that Luke 'copies from' Mark. 42 So it seems still less rea-
sonable to insist on reading 4.14- 15 in light of Mark 1.14-15.43 Here scholarly consensus seems
to have obscured, rather than clarified, the processes by which the evangelists composed their
gospels. We have already recognised that Fitzmyer correctly identifies the summary as thor-
oughly Lukan, but only the close verbal similarities between Mark and Luke at other places44
could possibly justify reading Luke 4.14-15 as a redaction of (or in relation to) Mark 1.14-15.45
40 The appropriateness of the term 'redaction', a literary activity, comes under suspicion, and the importance of the question of sources is diminished. Bock uses the term 'supplied' (1994: 391), which is moving in the right direction, though he is still considering the question of Luke 4.14-15's origin in liter- ary terms.
41 This seems to be the best way to read the evidence of Luke's preface (1.1-4), where Luke does not criticise the attempts of the many (noUolt) who have set out to compile accounts of the things fulfilled (pace Barton 2001: 174). Indeed, he seems to suggest that those accounts were compiled 'just as' (=Oý)q) they were handed down by the eyewitnesses and ministers of the word/message (1.2), which is hardly an indictment of his predecessors' handling of the tradition. Also, throughout the gospel Luke evinces an ad- aptation and development of his sources rather than polemic against them. Conversely, compare the evi- dence ofJoscphus, who appreciatively utilises; a number of sources - A! -YunTiwv xec! XaMai(Ov ical 4)otviKwv &vaypaocA, as well as many [, ro(3oi), rot], r6v I EXXývwv auyyp(xýEiq (Apion 1.215-216) - but is openly critical of others at, e. g., Apion 1.2-4; 2.2-3; of Manetho at 1.228ff., of Cheremon at 1.288ff., of Lysimachus at 1.304ff., and of Apion at 2.9ff., among others.
42 Fitzmycr will conclude that 4.16-30 is Luke's reworking of Mark 6.1-6a (1981: 527), though others arc less convinced (cf Bovon 2002: 150: 'It is difficult to explain this as the result of Luke's use of Mark 6: 1-6ý. Even if Fitzmyer is right, it seems unlikely that the similarities between 4.16,22,24 and Luke's 'Marcan source' are enough to support the hypothesis that the evangelist (here, at least) looks upon or rewrites the Markan account. In the case of 4.16,22, the similarities with Mark 6.1-2a, 2b-3 arc pri- marily thematic. Even in 4.24, which is proverbial and for which we would expect the highest degree of verbal similarity with a Markan parallel even apart from the hypothesis of literary dependence, the word- ing diverges strikingly from Mark 6.4. The differences between Luke and Mark are not limited to Luke's
oWt; xpo0iý, cqg ftic'r6q ianv, which echoes the ivtcnor6v icupiou 8Ejcr6v of 4.19, but extends to the absence of Mark's emphatic 6 liý iv rý xaTpiSt aZroý) ical iv roýiq cruyycvdjc; tv aZTO; J Xalt iV Tiý olicig (6Toýj. 71is omission is especially poignant, especially as the latter two terms would have rein- forced Luke's emphasis throughout 4.16-30 thatJesus' own people (whether the Nazarenes specifically or theJews more generally) rejected him.
43 Nolland also denies that we should regard Luke's summary 'as a free redaction of [Mark 1.14- 151' (1989: 184), though, as we have seen, he goes on to see our passage as incorporating elements of Mark 1.14,28, and 39 (see his detailed analysis, 1989: 185).
44 E. g., Mark 1.2 1 fr //Luke 4.3 1 ff 43 Fitzmycr continues: 'In contrast to Mark 1: 14-15, these verses omit a significant element.
There is no mention at the outset ofJesus' kerygmatic proclamation of the kingdom and the gospel or of his call for repentance' (1981: 522). Besides the criticism levelled immediately above, that Luke 4.14-15 is not 'in contrast' to the Markan summary (and so the sense in which the Lukan summary can be said to
Rodriguez 157
Instead, we ought to read this Lukan summary in terms of Luke's prior experiences performing
theJesus tradition; it may even have been the type of summary Luke would have used at various
places in the tradition, though ýýaTpc-Vev seems to be uniquely appropriate for the beginning
ofJesus' Galilean activity. Other features of Luke's summary suggest they functioned as important elements of
Luke's performance of the Jesus tradition and figured in the construction ofJesus' reputation.
Some of these features appear relatively straightforward and uncontroversial, such as the fact
thatJesus' primary sphere of activity was Galilee (cf. Fitzmyer 1981: 522-523). Even this, how-
ever, could interact with other aspects of Jesus' life to become more meaningful. As was his
wont, Matthew apprehended Jesus' Galilean ministry in light of Israel's prophets, especially Isaiah. 46 Other elements of the summary were open to debate, such as Luke's comment that
Jesus returned to Galilee iv rý 810V6RE1 TOý nV64OCT0q. Here Jesus operates in the role of God's beloved Son (cf Luke 3.22) whose movements are divinely directed (cf. 4.1); 47jeSUS' (and
his followers) empowerment by the Holy Spirit is 'a Lucan theologoumenon' (Fitzmyer
1981: 513). 48 But the source ofJesus' activity (of his movements and his message, but especially of his exorcisms) will become the point of contention in Luke 11.14-20. Other elements ofJesus'
reputation in Luke 4.14-15 could be granted without necessarily assenting to the conclusions
Luke draws from them. When Luke says, for example, thatJesus 8ot(xý6gmg L6 1C6VC(t)V, 49
Jesus' opponents could admit that he was influential over the people but object at the positive
connotations of8046ýEtv. 50
6.4. Jesus Preaches in Nazareth
Luke's presentation ofjesus in the Nazareth synagogue is both breath-taking in its vision
and striking in its details. The passage as a whole is famous not simply for its programmatic force vis-d-vis Luke-Acts in general, but specifically for the ingenuity of its turn to the Hebrew
'omit' anything is somewhat contrived), it is only the separation of 4.14-13 from vv. 16-30, a separation which is helpful for writing a commentary but not necessarily for understanding Luke, that makes it possi- ble to suggest that Luke omits Jesus' kerygmatic proclamation'. 1. H. Marshall's handling seems better. 'Like Mt. and Mk., Luke stresses at the outset the fact and character of the message proclaimed byjesus in wor-d and deed' (1978: 173; cE also 177). Once 4.14-13 and 4.16-30 are linked back together, it be- comes immediately obvious that Luke expandsjesus'kerygmatic proclamation (Nolland 1989: 185).
46 Cf. Matt. 4.12-16, citing Isa. 8.23-9.1 (LXX). Here the point is not that Matthew 'distorts' the historical Jesus to conform him to the messages of the prophets, but rather that his perfonnance of the tradition emphasises traditional significances that the story ofjesus could invoke in its late-Second Temple Jewish milieu.
47 Cf. the Spirit's activity in Acts 16.6-10. 48 This point is well-made by Bovon (2002: 151): others, besidesJesus himself, 'partake of it [the
Holy Spirit], because the Spirit of prophecy and the Spirit of fulfillment are one in Luke'. 49 Within the summary itself, Jesus' being praised by 'all' (navrwv) is not in service of 'Lucan
universality' (pace Fitzmyer 1981: 522), for Luke's point is thatJesus is well received in the synagogues of the Galilean towns and villages in which he is teaching. Nevertheless, understood within the continuity of Luke's performance of theJesus tradition, it does evoke other, more powerful instances of x&q (e. g., Acts 2.21,39) and balances the completely negative portrayal ofjesus' reception at Nazareth in 4.16-30.
50 Cf. b. Sanh. 43a; josephus' portrayal of the so-called 'sign-prophets' is similar in this regard; he is able to concede their popularity among the lower classes without using any words that connote posi- tively. In fact, injosephus it is precisely their popular appeal and 'deception' of the masses that makes the sign-prophets particularly loathsome.
Rodiiguez 158
Bible to justify the later Christian movements' turn to the gentiles. 51 For this reason, scholars have generally appraised the connection between the historical Jesus and the Jesus of Luke
4.16-30 as tenuoUS. 52 TbiS project, however, has attempted to consistently resist the procedure by which scholars label traditions that serve the evangelists' present needs and interests 'redac-
tion' and separate them from any 'database' from which they then reconstruct an image of the
'historical Jesus'. Instead, on the basis of recent social memory theory researth, we have seen
that the past and the present are mutually implicating, and efforts to remove one in order to un- derstand the other - the primary modus operandi of much twentieth-century 'historical Jesus' re-
search - do not actually get us any nearer the historicaljesus. 53
Instead, we have already demonstrated that the past functions as an orientating back-
drop that enables individuals and groups to think about and act within their present circum-
stances even as present circumstances recontextualise established images of the past, bringing
new meanings to and forging new connections between events and people from the past. 54 From
this vantage point, Luke 4.16-30 generates the question, What was it about the historical Jesus,
and particularly about how he was remembered in (oral and written) performances of the Jesus
tradition, that enabled Luke and his auditors to think about both the Jesus of their past and the
needs of their present in the terms we find in 4.16-30? Questing after the 'historical Jesus', in
this perspective, involves more than simply judging Luke 4.16-30 'authentic' or 'inauthentic.
Instead, we raise the question: What couldJesus have meant, in his own context, had he turned
to Isa. 61 as he does in Luke 4.16-30, and how does this relate to Luke's intention in havingJe-
sus read from the Isaiah scroll in his (Luke's) later context? 55
6.4. a. jesus and Isaiah
Loveday Alexander has consistently highlighted the ways in which 'tradition' -a term
frequently pressed into differing, even conflicting, programmes and rarely given adequate atten-
51 For some critics, the turn to the nations is not necessarily a turn away from Israel (e. g., Esler
andjervell), whereas for others (esp. Siker), turning to gentiles necessarily entails turningfiom Israel. Esler andjervell (inter ahos) provide the better argument, not least because throughout Luke-Acts, despite oppo- sition from variousJewish individuals and groups, bothJesus and his followers nevertheless are the objects of considerable popularity amongJudeans and Galileans as well asJews in the Diaspora (cf. Luke 4.31- 37,40-44; 5.15,17-26; 7.16-17; etal.; Acts 2.5-12,41; 4.15-17; 5.12-16; 6.7; 13.42-43; dal. ).
52 Tannehill provides a clear example: 'Luke iv 23-27 did not originate within the context ofJe- sus' ministry, but within the context of the early church's debate over the Gentile mission' (1972: 60; cited in Siker 1992: 84, fin 28).
53 Cf. §3.3., esp. §3.3. c., above. 54 Schwartz frequently analyses the relationship (and entanglement) between past and present in
terms of the past as a modelfor and as a model of the present (cf. Schwartz 1996; 1998a; 2000): 'The dis- tinction between memory as a model ofand a modelfor social reality is an analytic, not an empirical, one: both aspects are realized in every act of remembrance. Memories must express current problems before they can program ways to deal with them, for we cannot be oriented by a past in which we fail to see our- selves.... On the other hand, the programming and framing functions of memory are what make its re- flexive function significant, for we have no reason to look for ourselves in a past that does not already ori- ent our lives (2000: 18,19; original italics).
55 See also Freyne's comment: Jesus'journeys to outlying areas was [sic] not solely because they were part of the land remaining but because the lost sheep of the house of Israel needed to be gathered. From the perspective of the servant's mission there was nothing to preclude a ministry to both Israel and the nations when representatives of both were encountered in the same region'(cf. 2004: 110).
Rodriguez 159
tion itself'56 - connects past and present in ways that are both stable and dynamic, consistent
and adaptable to new situations. She explores the relationship between past and present in her
examination of patterns of appeal to authority in Jewish and Hellenistic schools; 'It is no sur-
prise, then, ' she writes,
to find that quotation and exegesis of both oral and written tradition becomes a vital task in the preservation of a school's identity.... The canonical texts were not simply dead monuments of the founders' thought: "the role of scriptural authority was to pro- vide a philosophical movement with a raison ditre and a framework within which it could preserve its cohesion while continuing to inquire and debate. " In fact, the framework of exegesis allowed a wide diversity of interpretations of a matter, which often became the focus of inter-sect polemic. (L. Alexander 2001: 113,113-114; citing Sedley 1989: 101; original italics)
The link between identity and tradition was vital in the ancient Mediterranean (and elsewhere,
surely), though biblical scholars have been slow to recognise tradition as anchored to anything
other than the whims and crises of the present. Instead, tradition (like our comments about the
past in social memory theory) provided multiple ways to maintain strong and durable links with
the past and to address new situations head on. What is more, every act of accessing tradition
realised both of these functions, even when (perhaps especially when) those new situations ap-
peared irreconcilable with the remembered past. The question that drives us presently, then, is
the extent to which, irrespective of whetherjesus ever said anything like Luke 4.16-30 in any
context like that of a rural Galilean synagogue, the programme and teachings ofJesus constrain
Luke's creative adaptation of the tradition to new situations.
Current research in a number of different areas suggests that 'performance', rather than
'reading', better describes the apprehension of both written and oral tradition in first-century
Jewish and Christian circles. Ile ever-growing interest amongst biblical scholars in issues of 'lit-
eracy' and 'orality' (which this project shares) has obscured the extent to which people without
access to the skill-sets typically subsumed under the label 'literacy' nevertheless have both access
and reasons to utilise texts in their rhetorical manoeuvrings. 57 Texts, in other words, perform
functions other than preserving words for later recall, reflection, vocalisation, and inscription.
Thus Luke's portrayal ofJesus standing up to readfio? n the Isaiah scroll in the synagogue (Luke
4.16-21) appears especially problematic. On closer inspection, however, this passage becomes
an important datum for a critique of the predominant textual (or literary) approach to the syn-
optic traditions, and especially the insistence upon reading this passage as a reproduction or re- daction of another text, whether Mark 6.1-6 or one of Luke's so-called special sources. 58
56 CC our discussion of 'tradition' at §4.3., esp. §4.3. a., above. Similarly, Dunn (2003b: 173, fin 1) explicitly sets out his use of 'tradition'.
57 'Literacy is not textuality. One can be literate without the overt usc of texts, and one can use texts extensively without evidencing genuine literacy. In fact, the assumptions shared by those who can read and write often render the actual presence of a text superfluous' (Stock 1983: 7; cf. also Foley 2002; T'hatcher 1998; 2005; 2006; T'homas 1989; 1992). Cf. also the discussion in §4.2. b., above.
58 Irrespective of this passage's 'authenticity, Luke 4.16-30 raises the following questions, Does Luke's portrayal ofjcsus accessing biblical (written) traditions in a particular manner ill uminate Jesus' use of written traditions? Does Luke's portrayal reveal anything about his own use of written sources? As we
Rodriguez 160
6.4. a. i. Text and Tradition in Ancient Christianity
How texts function in modem Western (and especially academic) culture has become
second-nature for us. As a result, we assume that everyone in every culture in every historical
period uses texts in the same the culturay-specific ways we do. 59 We can then take certain things for granted when investigating texts, regardless of their cultural and historical points of
origin. Texts are widespread and easy to get a hold of Texts are relatively easy to use. The skills
required to create and access written texts are relatively common. 'To access a written text'
means to read its inscribed signs to tap into its written content. 'A text' is stable, and this stability is in marked contrast with the fluidity and malleability of oral tradition. Readers are aware of this distinction between written text and oral tradition. Differences between texts are intentional.
And so on. Even though scholars have thoroughly debunked these assumptions about texts, they
continue to inform contemporary source-, form-, and redaction-critical research. 60
In order to rid ourselves of these cumbersome assumptions, we need to ask how written
texts functioned in particular historical and cultural settings. The earlyjesus movements did not
perceive the 'text' of an oral performance of the Jesus tradition (its verbal and structural levels)
as normative expressions of that tradition; instead, oral performances actualised a tradition that
everywhere evinces the capability of multiform expression in diverse circumstances. However,
we often overlook evidence that our gospels, as written versions of theJesus tradition, were simi-
will see, in Luke 4.18-19, where we can be especially confident that Luke should be looking upon a written text (an Isaiah scroll), he appears unconcerned to replicate that text, either verbally or structurally. Per- haps more importantly, we cannot neglect to ask how strictly we can distinguish Luke's andjesus'mcthod of accessing scripture (as do Moyise and Menken: 'The quoted text [in Luke 4.18-19] omits a phrase from Isa. 6 1: 1 and introduces a phrase from Isa. 58: 6, making it extremeyl unlikely that we have the exact words of 7esus' [2005a: 3; my emphasis]). Though they probably correctly assess the status of 'the exact words ofJ
. esus',
Moyise and Menken do not address the problem of why, if Luke can conflate and omit words and phrases in his use of scriptureJesus cannot. Contrastj. Sanders, who asks, 'Why could Luke, orjcsus, mix scrip- turc Re that? ' (1982: 15 1).
59 Even when scholars are aware that other reading strategies may have been in play in other cul- tures and in other historical periods, they still tend to assume that the materials involved in the activity 'reading' are the same: physical texts with written words that are fixed and isolatable from other texts and oral performances. Thus Tomson, recognising the conflation, interpolation, and amalgamation of multi- ple texts in numerous passages, suggests, 'We could envisage a tradition of associative reading and ex- pounding in view of the messianic future' (1997: 651; cf. a similar proposal for Qumran at 1997: 653). Tomson is not unique in assuming that 'reading' happens at the level of words rather than at the level of tradition. In view of our evidence, perhaps we should envisage a completely different way of accessing, transmitting, and communicating tradition, whether written or oral, in which disparate texts are brought together not through key words but through traditional affinitics.
60J. Sanders represents one particularly striking example of the importation of contemporary views of 'text' into historical explanations of first-century phenomena: 'One might ask how Luke came to know the Old Testament so well, or ... how his congregation knew it well enough to appreciate all the subtle ways in which he used it. The answer is that new converts are usually enthusiasts.... Reports out of the new China of today give a picture of churches packed with young people seeking copies of the Bible which they then read avidly and with great hunger. One can just image in what great demand copies of the Greek Old Testament were in the Hellenistic churches springing up around the Mediterranean area' (1982: 149). Now, of course, we are much more aware of the prohibitive costs of text-materials, the diffi- culty of reading, the lack (or rarity) of private reading, and the absence of literate people capable of read- ing the text in the first place, and so such scenarios as Sanders imagines stick out as completely anachro- nistic.
Rodriguez 161
larly multiform and fluid. 61 In other words, u7iting a gospel did not fix a particular verbal expres-
sion as the normative instance of the tradition. 62 Sabrina Inowlocki has demonstrated, via the
specific case ofjosephus's claim to 'set forth' the biblical story, 'neither omitting nor adding any-
thing' (Ant. 1.17), 63 that 'in antiquity, a text (and especially a sacred text) was seen not so much
as a combination of words than as the priýihged convgor of a specific meaning (which could also be
called essence or power) transcending words and letters' (2005: 5 1; my emphasiS). 64 If the advent
of a written gospel did not result in the text-fixation of the Jesus tradition, then two questions immediately present themselves. First, what effects did a written gospel have upon the dynamics
of the Jesus tradition? And second, how were written gospels received by their original audi-
ences? This section takes up the latter question. 65
We have repeatedly argued thatjesus' earliest followers received (and produced) written
texts as traditional instances rather than as normative expressions of their traditions. 66 The as-
sumption, mentioned above, that texts in the first and the twenty-first centuries functioned simi- larly has obscured this dynamic of our texts' reception. In addition, the fascination exhibited by
historicaIjesus questers with classifying units of theJesus tradition as 'authentic' or 'inauthentic'
further obscures the fluidity of the written Jesus tradition in favour of seeing the tradition's fluc-
tuations as 'redactions' - as new textual or theological expressions. As written texts began to
proliferate in early Christian communities, Jesus' tradents did not exhibit concern for a fixed
verbal or sequential corpus but focused their energies on the story and proclamation ofjeSUS. 67
Jesus' tradents, who had previously forged the verbal and structural shape of the tradition in oral
performance and undoubtedly continued to do so, intended written texts as yet other instances
of traditional performance. 68
We can therefore explain more adequately the Jesus tradition's stability and variability (the continuities and vicissitudes of oral performance, the stasis and dynamism of social memory,
and so on) in terms of the stability and variability of early Christian social identity than on any
61 P. S. Alexander has suggested that similar dynamics, by which a tradition could evince a measure of stability separate from its verbal or textual consistency, attended to the Targumim: 'Despite the present textual fluidity, the content of the Targum in any given locality was probably always largely predetermined and traditional' (1992: 330). In a similar context, Alexander suggests what was 'predcter- mined and traditional'was not the verbal textual level of the tradition: 'The way in which the targum was transmitted would have made strict standardization difficult'(1 988: 241).
62 Cf Koester 1990: 33. On the basis of the predominant Two-Source Hypothesis, it is patently obvious that neither Matthew nor Luke felt constrained to perform or write down the tradition as it was found in Mark. If the text of Mark's gospel was not normative for later performances (either written or oral) of theJesus tradition, then it becomes unclear exactly how the entextualisation of theJesus tradition in written gospels signalled the end of the tradition's dynamic variability. In other words, the writtenjesus tradition, even in the dominant literary approach to gospels and Jesus studies, does not appear qualita- tively more stable than the oral tradition presumed to lie behind our texts.
63 josephus's text reads as f Ir ollows: rct gEv ouv 41icptOý T& iv rdtq civaypaocci; Xp6i6v 6
64 Similarly, cf Jaffee 2001: 18, cited in § 1.1., above. 65 For an interesting and thorough examination of the first of these questions, cf. Thatcher 2006. 66 Cf. esp. §4-3., above; also Sanders 1969: 36-37.
67 Cf. Schr6ter 2006: 116.
68 Cf. the discussion in §4.3. a., above.
Rodriguez 162
perceived fixity of a written text. A particular performance of tradition transmitted the same thing
as earlier performances, even if later performances did not (and could not) reproduce exactly the
verbal and sequential structure of earlier performances. We cannot, then, understand this 'same
thing' in terms of the tradition's textual shape. As A. N. Doane has aptly said, Whenever scribes who are part of the oral traditional culture write or copy traditional oral works, they do not merely mechanically band them down; they rehear them, 'mouth' them, 'reperform' them in the act of writing in such a way that the text may change but remain authentic, just as a completely oral poet's text changes from per- formance to performance without losing authenticity. (Doane 1991: 80-8 1)
Inowlocki suggests the same was true forjosephus: 'theJewish historian (like his fellowjews, he
says) gives greater place to the 8ývagtq (as he puts it) of the Scriptures than to the Xiýtq'
(2005: 59). 69 Similarly, in his preface to the Greek translation of Ecclesiasticus, the grandson of Jesus ben Sirach evidences some anxiety that his translation has altered the 8ývagtq of his ex-
emplar text and resigns himself to this distortion as a necessary consequence of translation. 70
Nevertheless, even a translated text maintained sufficient 8ývagtq to enable 'the lovers of leam-
ing' (olt ýtXogaOEI; ) to advance St& rýg ivv6goi) pt(Lacwq. This distinction between Xiýtq and 8ývagtq, phenomena which Sirach suggests were nonetheless closely related, opens up for us the
recognition that theJesus tradition encompasses the story ofjesus itself, and especially the power
conveyed through the story. As story, the tradition is unbounded, open, and flexible; it is not
confined to the bounded, fixed shape of any textual expression. 71 In this context the earlyjesus
communities wrote and received the gospel texts; in this context the tradition remained other
69 Inowlocki insists this claim is generalisable beyond Josephus to other 6lites in Greco-Roman society. 'Other authors suggest that a text comprises something which transcends its form, whether they call it 8&aptq or not. For instance, a passage of Lysias [cf X. 7] supports the idea of a contrast between meaning and words - or, in other words, form and content: indeed, he claims that the debate with which he deals in this passage should not rest on the words (6vogaTwv) but on their meaning (Stavotia; ). A sen- tence later he uses the term 8ývagtq to refer to the signification of words' (2005: 59; Inowlocki also refer- ences Thucydides on the next page). Bauckham dismisses Inowlocki's essay out of hand (2006: 209, ftn 20), but his analysis here seems naively prcjudicial againstjoscphus in favour of Papias (cf 2006: 209-210).
70 0ý y&p 1, yO3VV(Xgj'I aLr& jV jajrCIq 'WpoCioii Azy6gF-va iccet 6, rav limxoý cig iripav yXCoacyaw oý p6vov 8i raý-rct 6AX& ical aZr6; 6 v6lLo(; icalt cA xpOiiTiiat (Sir. 0.21-24). Certainly Jesus' grandson was not too anxious about the distortion produced by translation as he goes on to translate the text from Hebrew to Greek. Thus the comment about the Torah and the Prophets probably suggests a mere shrug of the shoulders rather than a criticism of attempts to render the Tanakh in Greek. Notice also his natural use of aZ-r& ... Xty6licwt in reference precisely to a written text (cf. the reference to vov &XXo)v naTpiwv PiPXi(ov [0.10] and cF-uyyp6-qcct [0.12)) even though aý, r& ... ypa061iEvce would have been just as, perhaps even more, appropriate (cf. iccet Xiyovw; iaA ypaOovTa;; 0.6).
71 The Targurnim apparently functioned similarly, in that a Targum could be circulated and studied as a written text but, 'according to Rabbinic halakah the Targum bad to be given orally in syna- gogue' (P. S. Alexander 1992: 330). Thus a written text was intended to function as oral tradition. There were, then, differences not just between oral and written tradition but even between different written tra- ditions: Ile Rabbis were concerned that Targum should be clearly distinguished from Scripture ... Targum belonged to the oral Torah, and the translator had to recite it orally in public, while the reader had to read (and be manifestly seen to read [cf Luke 4.16-17.9) the Hebrew from the scroll' (1992: 330). Alexander can nevertheless refer to how these traditions were 'intended to be read' (1992: 329; emphasis added), refcrring to a broader activity than simply scanning and/or vocalising written signs. Cf. also P. S. Alexander 1988.
Rodiiguez 163
than (or at least unrestricted to) its verbal expression. 72 As Campbell wrote with respect to actu-
alising a story (what we are calling 'tradition) from a condensed, textualised account, 'It is not a
matter of being bound to a text but bound to a story, to the opportunities that a text offered and limited for the telling of a story' (2002: 431). In this model, the written text 'cues in' the story
rather than encompasses it within its textual stratum. 6.4. a. ii. jesus Reads Isaiah
The function of texts in early Christianity affects not only our conception of the interre-
lationships of the written gospels, but also how we understand the appearance of traditions from
the Hebrew Bible in the Jesus tradition. Luke 4.16-17 labours the point that Jesus, attending
synagogue in Nazareth 'according to his custom', 'stood up to read' (&viGrT1 j(vayvCOvat; 4.16),
and that he was given 'a scroll of the prophet Isaiah' (0toXiov roý) npooýToi) 'Hadiou), which he opened (&vaxrýtqq r6 PtRkiov) to find 'the place where it was written' (T6v T61cov ot) i'iv
YCYPaAREVov; 4.17). Here Luke strains to present the image ofJesus physically handling a writ- ten text, turning the Isaiah scroll, presumably scanning the text with his eyes to find an intended
passage. Though Luke never says explicitly that Jesus read the passage aloud, vocalising the
words as his eyes scanned them, 73 the text clearly expects its auditors to imagineJesus doing pre-
cisely this. Indeed, within the dynamics of traditional referentiality74 the stress Luke places on Jesus' preparation to read (4.16-17) connotes Jesus' act of reading. What is more, the text itself
assumesJesus vocalised the reading from Isaiah. 75 Luke portraysJesus reading, eyes on text, out loud to those around him. He does not, then, perform tradition orafly; he reads a traditional
text. The words do not simply actualise the tradition at hand. The words carry their own weight;
they attract their own attention. Despite this image, the text Luke hasJesus read aloud suggests againstjesus vocalising
words he found written in one place, giving the words themselves value such as readers in the
twenty-first century routinely do. Ancient texts, which were always handwritten and never
experienced the fixity of a printed text, enjoyed a level of variability and flux foreign to our
concepts of 'text'. As George Nickelsburg has written, 'Christian writers built their exposition
and apologetic on a lively and varying tradition ofJewish exposition and scribal practice, not on
a fixed biblical text' (2003: 24). Even so, we cannot attribute the differences between Luke 4.18-
19 and the Septuaginta]76 text of Isa. 61.1-2 to 'scribal variation' because the Lukan text fuses
72 Recall the analogy of tradition as langue and an instance of traditional expression as parole, in- troduced in §4.3. a., above.
73 1 Owe this observation to an unpublished paper by Dr Hugh Pyper, presented in the post- graduate seminar of the Department of Biblical Studies at the University of Shcfficld.
74 For discussions of 'traditional r6crentiality', cf §2.3. b., above; also Foley 199 1; 1995a. 75 For one thing, jesus' audience reacts to something in v. 22, and it is difficult to see that some-
thing asJesus'silence as he gazes upon an open scroll (cf Luke's bet Tdi; k6yot; Tý; x6ptTo;; 4.22). For anotherjesus' statement in 4.21 (cF; wrpov xcn). ýpwrat ý ypaoý aZrij iv -r6tg (Latv ýgCav) is meaning- less if he has not read the text out loud to the NazareneJews gathered before him, unless Luke envisages Jesus gesturing toward the Isaiah scroll itself as he refers to ý ypaoý a; vj. In that case, Luke's citation in 4.18-19 can only refer to the Isaianic tradition as a whole, which would only reinforce our point here regarding the traditional referentiality of the actual text cited.
Rodriguez 164
the SeptuagintaJ76 text of Isa. 61.1-2 to 'scribal variation' because the Lukan text fuses together
two disparate texts, as the following table illustrates.
Luke 4.18-19: Isa. 61.1-2 (LXX): Isa. 58.6d (LXX):
ZVE61M IC-OpiO'U ig' ipi XV96JUX IC'UpiO-O k' illi
0 elVelCgV gXptCjjV77 t 01) elvelcev gxptoiv
pe Eýayyclloaaoal ge "ayyclicraaftct
Cizimaxicev ILE, d7rearalicev ILE, i6cao0at roýg auvrr, --
givou; iv c4iaet' Itivo-0; ev c4icret' xmýtat ivtcc-or6v icaXicat ivta-urO'V
loopio-O 8elcr6v. ruplou Beivrav. iccýt T'W'pav
(iv, rairo56crc(oq napaicaXioat mivrag
Tov;
ncvOoZvTaq
We cannot but be impressed with the verbal similarities between Luke 4.18-19 and Isa. 61.1-2;
58.6d. If we neglect omissions, we find only two differences between the Lukan and Isaianic
texts: (a) Luke's infinitive anOGTJXat in place of Isa. 58.6's imperative (in6areUe (explicable on
stylistic grounds), and (b) Luke's iuipý4at instead of Isa. 61.2's icaXiaat. In light of these minor
changes, we could reasonably suppose that Luke's copy of the Isaiah scroll read as we find it in
4.18-19. Luke has not, apparently, modified the text he cites. But we cannot neglect the omissions; neither can we neglect the insertion of Isa. 58.6d
into the middle of Isa. 61.1-2. Especially with regards to this insertion, we find not simply the
juxtaposition of two separate teXtS78 but the incorporation of one text into another. Here we have
to decide: given the unlikelihood that Isa. 61.1 and 61.2 inserted 58.6d between them in Luke's
copy of Isaiah (presuming he had one), does Luke intend the insertion of Isa. 58.6d (a) tofirther
reinforce the point already made by 61.1-2, (b) to expand the point made by 61.1-2, (c) to broaden
the sweep of Isaianic tradition which 'has been fulfilled' (ncnXýpwrat; 4.2 1) in Jesus' preach-
76 Hannah remarks that the I-XX version of Isa. 6 1.1 is remarkably similar to the NIT (2003: 10- 1), except that the LXX'sr-uO)Lch; jEv6OXEvtv differs markedly from the MT"s rilp-ripm O'nloxýl.
77 Given the scholarly distinction between prophetic and messianic figures (or activities), Tannc- hill's comments regarding Luke 7.22 ought to be cited here: 'These arc acts that might be expected of a prophet in the time of fulfilment but not to the Messiah. For the narrator this is probably not a problem. The one sent to "bring good news to the poor" is also the one whom the Lord "anointed" according to 4: 18, where Isa 6 1: 1 is quoted' (1996: 13 1).
78 Cf. Mark 1.2-3, which juxtaposes (but does not insert) Exod. 23.20/Mal. 3.1 with Isa. 40.3 and refers to the composite text as 6 'Haa-tia; ý xpooýTilq.
Rodriguez 165
ing, 79 or (d) for some other reason not already posited? 80 Tbough we cannot rule out option (d),
option (b) seems unlikely because 58.6d does not represent any significant advance on 61.1's
icijpýkat cýqgaX(LTotg 4wtv. Option (a), then, appears fairly automatic; 'to set the oppressed
free' reinforces Isa. 61.1-2's anticipation of the prophet's ministry of restoration. 81
But (c) may prove the most important option to consider, especially in light of the omis-
sions ofjesus' citation from Isaiah. 82 When we read Luke as an oral-derived text (that is, a text
with roots in oral performance), we are prepared to see that the wordsjesus cites do not limit the
significance ofjesus' citation. In other words, the wordsjesus 'reads' evoke rather than contain the
tradition to which Jesus refers. 85 Indeed, even if Luke had not inserted 58.6d into 61.1-2, the
8ývagtq ofJesus' citation would extend beyond the words of Isa. 61.1-2; certainly the omission
of i6cracy0m roý; ai)vrvrptpgivovq tý icapSiq does not exclude the brokenhearted from the
pale ofjesus' activity. 84 Ile amalgamation of Isa. 58.6d with 61.1-2 reinforces the hypothesis
that, despite the very concrete image ofjesus reading the Isaianic traditionjesus (and the Lukan
author) isper Yoming the tradition, actualising it via the performative dynamics of traditional pres-
entation, and that the written Isaianic tradition as u. 7ittrn tradition retains its variability and multi-
formity. 85 Ironically, precisely the forcefulness with which Luke presses home the image ofjesus
79 Below we will argue thatJesus' sermon in Luke 4.16-30 evokes simultaneously Israelite traditions of restoration andjudgement. It is interesting, in this regard, that Isa. 61.1-2 (even with the phrase Jesus omits regarding the Lord's ýplpctv &vTano86ocwq) envisages Israel's restoration, whilst Isa. 58, which Jesus does cite, delivers a divinejudgement against the people. Cf. Prior 1993: 134-133; Koct 2003: 84.
80 BcasleyýMurray's proposal is unconvincing- 'Naturallyjesus would not have switched from Isaiah 61 to Isaiah 58 and back again in his reading of scripture, but if he conjoined the two in his exposi- tion, that would suffice to have stamped the recollection of his use of the passage in the tradition' (1986: 88). Not only does this scenario take insufficient account of the stress with which Luke has por- trayedJesus, reading precisely this conflated passage from Isaiah, but it also does not account for the strong implication that this type of interpolation is typical of Luke's method of referencing Israelite scriptural traditions (and might, therefore, be somewhat analogous tojesus' method). That is, if Luke, as an author, exhibits no anxiety about referencing a written text in this manner, on what basis does Beasley-Murray suppose thatJesus, as a[n oral] prophet, would have read his text in a manner more aligned with twenty- first century Western values?
81 'Tle insertion was evidently made in order to reemphasize this concept [i. e., &#crtQ'(Tanne- hill 1996: 92).
82 Strangely (and inexplicably), Bock claims that 'this passage [it is unclear whether he means Luke 4.18-19 or 3.15-18] describes a messianic function. The messianic function also serves to make clear why Isa. 58 was added to the list. It guarantees that Jesus' mission is seen in messianic terms' (1994: 409-410). Nothing in the Lukan context or in Bock's discussion prepares Bock's readers for the reference to 'a messianic function' (except, perhaps, the verb iXptcriv, which Bock isn't discussing at this point), though he has just made a strong distinction between 'prophet' and 'deliverer': 'While a prophet could proclaim the message of liberty for the oppressed, he could not bring it to pass. It is a deliverer who brings deliverance to reality' (1994: 409). Perhaps someone ought to have letJosephus (as wen as the evan- gelists! ) in on this important theological distinction (cE Ant. 18.85-87; 20.97-99,167-168,169-172 [par. War 2.261-263], 188; also, Poitier 2003).
83 In Foley's terms, jesus' words connote more than they denote (cf 1991: xiv-xv); see also Inowlocki 2005.
84 This is undisputed (though cf. BeaslcymMurray 1986: 88, who sees the weight ofJesus' citation shifted to 'release' on account of this omission [and the interpolation of Isa. 58.6d]); even so, the number of critics who adopt this procedure for interpreting the other significant Lukan omission (viz., iccet i4ctv &v-ranWoEw; napaicakiocti nciv-raq Toýq xcv0oývw; ) is astounding, though this procedure is no less implausible for the latter instance as it is for the former.
85 Commentators have exhibited a remarkable ability to overlook the energy Luke expends por- trayingJesus as a reader of texts in order to explain the amalgamation of Isa. 61.1-2 and 58.6d. For ex-
Rodriguez 166
reading from a scroll suggests to us that performative dynamics are in play. Ile more Luke
strains to presentJesus reading words from a page, the stronger the objection thatJesus could not have been reading words from a page, simply because no page exists on which Isa. 58.6d is found
between Isa. 61.1,2.86 And once we realise this, we have only to look up to recognise thatJesus' (and Luke's) citation of Isa. 61.1-2 taps into the larger Israelite tradition of restora-
tion /vindication and the concomitant traditions about God's &vrccx68ocFtq. Luke's Jesus does
not claim to fulfil the text of Isa. 61.1-2; Luke has in view the Israelite tradition of God's restora-
tion, especially as it finds expression in the Isaianic texts.
As we continue to readjesus' interaction with the Nazarene synagogue, we find this hy-
pothesis strengthened. Anticipating their objection to his claim to fulfil the Isaianic prophetic tradition, Jesus cites proverbial wisdom in 4.23 and counters with another instance of proverbial
wisdom in 4.24. In 4.25-27, then, jesus invokes the Elijah/Elisha traditions to clarify how his
proclamation fWfils God's promise of restoration and to chastise the 'Israel' found outside the
sphere of that restoration. Jesus does not 'perform' the Elijah/Elisha cycles in 4.25-27, though
the laconic and abbreviated nature ofJesus' and theJews' interaction here makes it possible that he may have done so before antagonistic audienceS. 87 Campbell inquires whether 'independent
small story units ... function as the record of the actual performance of stories in ancient Israel
or ... provide a record of what a particular story contains by way of tradition' (2002: 428-429).
His proposition that, 'Such a record of what a story is about is an abbreviation of the telling of a
story; it is shorter than the performance. Such a record offers a base for future storytelling, or for
whatever use may be made of story tradition' (2002: 429), bears similarities to our own proposi-
tion that the text evokes rather than contains the traditional story. Jesus' reference to the Eli-
jah / Elisha traditions suggests that Jesus' followers' memory of his message and ministry was not
restricted to Isaianic traditions and especially not to a specific Isaianic text or set of texts. Jesus'
followers apprehended the significance of Isaiah's prophecy in reference to other traditions of God's activity on behalf of those in need, particularly through the agency of Elijah and Elisha.
Tlus, Isaiah's 'proclamation of good news to the poor' and 'setting free of the oppressed', for
ample, 'None of [Luke's) changes alter Isaiah's basic sense; but thy mýht indicate that Luke is summarizing textual material used by3ýsus in his gnagogue address, since a normal. Dmagogue reading would not mix passages quite like this, and the description o(Jesus' remarks here is decidedly brief and dramatic ... Jesus likely used both passages in the actual setting' (Bock 1994: 405; emphasis added). Perhaps, but Luke's presentation ofJesus in the synagogue does not suggest he is 'summarizing' anything-, he insistsJesus is readingfirom the scroll, and we cannot get round the fact that what Luke presents as 'reading' looks very unlike what we imagine 'reading' to be.
86 The emphasis of Luke's portrayal ofJcsus reading from the Isaiah scroll is especially intriguing in light of later Rabbinic expectations that the reader of the Hebrew Bible must 'be manifestly seen to read' (P. S. Alexander 1992: 330). Jesus may be 'seen to read', but what we hear him read presents prob- lcms. Thus our own culturally conditioned notions of what constitutes 'reading' may not be appropriate for apprehending what Luke intends when he writes thatJesus 6vio'cil &vayvCOvat (4.16).
87 This is, of course, speculative and, therefore, about as useful as all such speculations. Interest- ingly, Stephen's speech (Acts 7.2-53), and the circuitous answer to the charges brought against him that his speech represents (cf Acts 6.11-14), is just such a performance of Israelite tradition, in a similarly ad- versative context, and to similar purposes as we would find ifJcsus had proffered an extended perform- ancc of the Eli . ah/Elisha cycles in Luke 4.16-30. U
Rodriguez 167
example, are understood in terms of Elijah's beneficence to a Canaanite widow and Elisha's
cleansing of Naaman. 88 Herejesus' actualisation of Israelite tradition transcends the textual em- bodiment of that tradition.
6.4. a. iii. Isaiah as a Frame for Christian Memory
So what should we make of Luke's citation of Isaiah as he narrates Jesus' inaugural ser-
mon in Nazareth? 89 Here Barry Schwartz's work on memory as a social frame might provide a
productive way forward. 90 Schwartz, citing Clifford Geertz (1973: 215), starts with an important
premise: 'Every conscious perception is ... an act of recognition, a pairing in which an object (or event, act, emotion) is identified by placing it against the background of an appropriate sym- bol' (1996: 911). He then turns to two concepts, 'framing' and 'keying, to understand how
memory accomplishes its recognitive and associative functions. 'Framing' is the process by
which present experiences are integrated into a social group's shared symbolic universe: 'Shared
memories become appropriate symbols - backgrounds for the perception and comprehension
of current events - when organized into ... a "primary framework" ... A framework is pri-
mary if its existence and meaning precede the event it interprets' (1996: 911; referring to Goffman 1974). Schwartz takes the label 'primary' seriously: 'A primary event, as I narrowly define it, is not any event that is real, originating, and influential. Rather, a primary event is one
that unifies and animates a society, orients or reorients it in fundamental ways. Instead of com-
paring primary events to copies, then, I consider how participants in one primary event . in-
terpret their experience by aligning it to another primary event' (1996: 911).
'Keying', then, is 'the mechanism of this interpretive process' (Schwartz 1996: 911). By
pairing one 'primary event', experienced in the present, with another from the past, 'keying'
infuses the present with meaning and enables a social group to orientate itself in the present with
reference to the past. Importantly, this pairing process is social (rather than individual)91 and
assumes discursive forms:
Keying transforms memory into a cultural system, not because it consists of invisible mental operations, but because it matches publicly accessible (i. e., symbolic) models of the past (written narratives, pictorial images, statues, motion pictures, music, and songs) to the experiences of the present. Keying arranges cultural symbols into a publicly visi-
88 Not so implicit in both of these references is the judgement against the widows 'in Israel' dur- ing the days of Elijah and against the lepers 'in Israel' during the days of Elisha. This observation suggests against the hypothesis that it isjesus' omission of the mention of recompense in Isa. 61.2 that raises the Nazarenes' ire; it also makes it implausible thatJesus' point is that his ministry does not bring the judge- ment which featured so prominently, for example, in the message ofJohn the Baptist and otherjewish prophcts/authors of the Second Temple period. Cf. the discussion of Luke 4.25-27 in §6.4. bii., below.
89 C. A. Evans (1997: 659-661) has pointed out another eschatologically orientated reading Isa. 6 1.1 (11 QMelch), which reinforces the notion that Luke utilises traditional materials as he portrays Jesus in Nazareth, even if he does so in innovative ways (cf. also Tuckett 2003: 54).
90 Cf. Schwartz 1996. 91 It is, perhaps, significant that Schwartz highlights the social aspects of keying, as his research is
taken up primarily with American memory in the nineteenth and twentieth centuries. Given the social nature of memory in a cultural context that privileges, in many ways, the individual over the social, it would seem especially important for us to emphasise the social nature of memory in various first century settings (cf. the discussions of 'dyadic personality' in Esler 1994; Malina 1996; Malina and Ncyrcy 199 1 a, 1996).
Rodriguez 168
ble discourse that flows through the organizations and institutions of the social world. Keying is communicative movement - talk, writing, image- and music-making - that connects otherwise separate realms of history. (Schwartz 1996: 911)
As events from 'otherwise separate realms of history' are brought together, the meaning of both
the past and the present are transformed and mutually reinforced by this association. But we
ought not exaggerate the ways in which keying enables the present to remake the past in its own image; in important ways, keying results in the past making the present.
As we return to the image ofjesus reading from the Isaiah scroll, we see that at least one
early Christian community understood Jesus' significance by turning to the Isaianic tradition of God'sjudgement against Israel and his promise to restore the nation and return to Zion to reign
over the world. 92 Thus question is not simply, Didjesus turn to the Isaianic: tradition to com-
municate his own significance? or, Is Luke 4.16-21 'authentic'? Rather, we ask, What about the
Isaianic tradition enabled his followers to perceive and interpretJesus' significance and order
their behaviour in his light? In light of the pervasive presence of allusions and citations to Isaiah
in the gospelS, 93 the turn to Isaiah is certainly not peculiar to Lukan theology. Indeed, in light of Darrell Hannah's (2005) limited exploration of Isaiah in Second Templejewish literature, Isaiah
appears to meet Schwartz's criterion that a primary event not be simply 'any event that is real,
originating, and influential. Rather, a primary event is one that unifies and animates a society,
orients or reorients it in fundamental ways' (1996: 911). The Isaianic tradition was an organising
principle that enabledJews (includingjesus' early followers) in the late-Second Temple period to
understand their circumstances; it was not simply a powerful resource for ideological legitima-
tion. As we find ourselves, then, readingJesus reading the Isaianic tradition, we ought to un-
derstand Luke not simply as one who fabricates (or even falsifies) theJesus tradition in order to
transform Jesus into God's anointed prophet who proclaims good news to the poor, release to
the captives, and so on. Neither does our passage simply open the way to turn Jesus into God's
anointed prophet to the gentiles. Instead, we see Luke expressing in innovative waysjesus' status
as God's prophet whose concern was for Israel's marginalised and poor - an already important
feature of the Jesus tradition (cf. Luke 6.20b-2 1; 7.18-23) - and doing so with traditional ma-
terials. If the Isaianic tradition already unified and animatedJewish and Galilean society, orien-
tating and reorientating it in fundamental ways, then it is not surprising to find the early Jesus
movements, as native movements within first-century Judaism, understanding themselves in
92 Beaton suggests some interesting ways in which past and present interact in Matthew's use of Isaiah in his own context (e. g., 2005b: 66-67), though he does not use the language of social memory the- ory in his discussion. In another place, he writes, 'It would be simple to say that [Matthew's formula quo- tations] serve as mere proof-texts, passages that are removed from their original context and imbued with an altered meaning in their freshly contrived context. To the contrary, thg are used in a highly sophisticated manner that imports to the gospel intricate layers of meaning. They represent the exegesis of the early Christian
movement and its attempt to come to terms zt*h the Ifie, work and person of 7esus, the Messiah, son of Abraham, son of David' (2005b: 75-76; my emphases; cf. also Koet 2003).
93 And in the New Testament as a whole; cf. the essays in Moyise and Menken 2005b.
Rodriguez 169
Isaianic terms. 94 And if both non-Chrisdanjewish groups and the earlyJesus movements under-
stood and orientated themselves to the present in terms of the Isaianic tradition, it becomes all
the more likely thatJesus understood his milieu (and his role therein) in Isaianic terms. There-
fore, our text's 'appropriateness' (or 'continuity) vis-d-vis the pre-Lukan Jesus tradition and the
man who stands behind that tradition appears fairly secure. 95
6.4. b. jesus, Elijah, and Elisha
Besides the citation from Isa. 6 1, the reference to Elijah and Elisha in Luke 4.23-2 7 also functions as an important part of the programmatic function of 4.16-30. The Elijah/Elisha tra- ditions are evoked in close proximity to the Isaianic traditions, and this conjunction of traditions
resembles that found in Luke 7.18-23. Particularly in Luke's gospel, the accounts ofJesus'heal- ing the centurion's servant (7.1 -10) and raising of the son of the widow at Nain (7.11-17) evoke
the Elijah/Elisha traditions and contextualise Jesus' reply to John at 7.18-23. Klutz has also
suggested that the citation of Isa. 61.1 in 4.18 contextualises the exorcism story in 4.33-37, and
this latter story also alludes to I Kgs. 17.17-2496 and 2 Kgs. 5.1-14.97 These allusions 'all serve
to link the story tightly to biblical antecedents' (2004: 61), an impressive feat given the paucity of Hebrew biblical traditions which could contextualise exorcistic traditions in Second-Temple
texts. 98 All of these texts employ the same traditions for similar purposes: they all establishJesus'
programme in terms of Israel's traditions. But if this is the case, then the near-consensus in Lu-
kan scholarship that 4.25-27s primary significance relates to Luke's interest in the 'mission to
the gentiles' comes under question. 99
According to many Lukan scholars, the specific relation between the programmatic function of 4.16-30 and vv. 25-27 involves Luke's anticipation (and retrojection) of the mission
to the gentiles in the proclamation ofjesus. 100 Whether or notJesus could have had any interest
in a ministry extending beyond the borders of ethnic Israel, Elijah and Elisha injesus' sermon
anticipate and announce both (a) the failure of Israel to acceptJesus and his gospel and (b) the
94 Bock, too, insists that Second-Temple Judaism, like the earlyJesus movements (and, according to Luke, Jesus himself) read the Isaianic tradition - especially the traditions of restoration - in terms of its present circumstances (1994: 406, fin 22).
95jens Schr6ter argues for a similar approach to the gospels and the question ofJesus; for exam- ple, 'It is less important ... whether one ascribes a saying tojesus himself or to the early community. Of greater importance is the question of how to determine the mutual relationships between the different early Christian views and their answers to the ongoing relevance of Jesus also in post-Easter times' (1996: 156).
96 Compare Luke 4.34s ia, ri Tig-tv icalt uoi, followed by a vocative and a form of Xo a+ ýp gt an infinitive of purpose, with I Kgs. 17.18'sti ig6t iccet coi, followed by the same grammatical construc- tions.
97 FJutz refers to 'the conceptual link between the impure demon in [Luke] 4.33 and the prophet Elisha's purification of Naaman the Syrian' (2004: 6 1).
98 CC §§7.3. b.; 7.4., below. 99 Eric Eve notes a similar conjunction of traditions in Ben Sira: 'Moreover, since Ben Sira's
survey includes many of the healing and resuscitation miracles associated with Elýah, Elisha, and Isaiah, it might we be natural for someone who performed healing miracles to be seen as a prophet in that tradi- tion' (2002: 116). What is more, this particular conjunction of traditions shows 'that prophets and miracles could be quite closely associated in theJewish mind, even to the extent that the miracles could come to be seen as the most important activity of the prophet' (2002: 113).
opportunity created by their failure for gentiles to hear and accept the gospel. Additionally,
whereas thejews will prove unfaithful by rejectingjesus, the gentiles by contrast will believe in large numbers. Tlius Marshall says,
Whenjesus goes on to speak by implication of the preaching of the gospel and the per- formance of mighty works among the gentiles, Nazareth begins to take on the symboli- cal meaning of theJewish nation. So the narrative takes on a more than literal signifi- cance; it becomes a paradigm not merely of the ministry ofJesus but also of the mission of the church. For the story shows how the words of grace spoken byJesus met with re- jection from his own people. They cried out for confirmatory signs to be done in their midst, since they could not believe the bare words of the son of Joseph - he could hardly be a real prophet. Jesus answered their unbelief with the threat of departure to other people who would (it is implied) be more responsive. God's plan would find fulfil- ment in the extension of God's mission to the gentiles. This was more than the people of Nazareth could bear; they were filled with anger and would have done away withJesus, but he escaped unharmed from their midst. (Marshall 1978: 178)101
Thus the significance of 4.25-27 for the mission to the gentiles: Elijah and Elisha, as prophets of Israel's God, take the blessings intended for Israel to foreigners because the people of Israel have
proven unfaithful and unworthy of their election. 102 Jesus translates this point into his own day.
Whereas Israel in the days of Elijah and Elisha had turned to the gods of her neighbours, the indictment against 'Israel' in Nazareth is their failure to apprehend God's activity through the
prophetJesus. Fidelity to YHWH in Luke 4.16-30 is conceivable solely on the basis of their re-
sponse tojesus.
This is entirely plausible, especially as Luke demonstrates his interest in the gentiles' ac-
cess to the gospel and the community of God's people. But does the reference to Elijah and El-
isha necessarily legitimise the mission to the gentiles? The perception of 'Christianity' and Juda-
ism' as distinct entities rather than divergent expressions of a larger entity has factored into this
interpretation of Luke 4.25-27.103 In this light, jesus, as one who has 'leftJudaism behind', 104
101 Marshall does not divorce this passage from the context ofJesus' ministry; the significance for the so-called 'mission to the gentiles' is additive ('more than literal significance) rather than transformative. That is, Jesus, in Marshall's analysis, comes to mean more in Luke than he did in Galilee, rather than meaning something dffierent. Siker reads this passage transformatively (Luke reconfigures, rather than adapts, the image ofJesus), but similarly to Marshall understands Nazareth as a cipher for 'Israel' (cf. 1992: 83). Siker then goes even further and interprets the reference to Capernaum (4.23) as a cipher for 'the nations/gentiIes' (cf. 1992: 86; similarly, Conzelmann 1953: 34). Tannehill's position, which does not equatý Capernaurn with gentiles, is better (cf. 1996: 94). Todd Klutz, discussing the 'repetition' of cr-Ov- (xy(oyll in Luke 4.16-37, says rightly, 'The foregrounding of avvccywyA therefore draws attention to the conflicting responses whichJesus evokes in the synagogues. As for the irony, whereas the crvvaywyý of Nazareth virtually demonisesJesus, treating him as a danger that ought to be cast outside the city (4.29), the crvvcrY(x)YA of Capernaum is itself demonised, having to rely onjesus to cast an unclean spirit from its midse(2004: 34). Klutz's reading of Nazareth and Capernaurn in Luke 4 is clearly superior to Siker's, in- sofar as Klutz's reading does not rely so heavily on Christian theological agenda whereby Capernaum can evoke 'the nations /gentiles'!
102 Cf. C. A. Evans (198 7: 79): 'The religiously upright assumed that not only would the Gentiles be cast out, but their apparently less devoted fellowJews would be excluded as well. The upright were the true children of Abraham and so anticipated God's blessings. But in Luke this thinking is challenged. ... As it now stands, Luke 4: 16-30 provides a prophetic challenge to first-centuryJewish assumptions regard- ing election, and central to this passage are the references to Elijah and Elisha. '
103 Cf. the discussion of 'lumping' and 'splitting' in E. Zerubavel 199 1; cf. also §7.1., below. 104 Cf. the references to 'the Jewish nation', 'his own people', etc. in the quote from Marshall,
above.
Rodriguez 171
critiques Judaism' and uses Israel's traditions to call attention to her failings. The mission to the
gentiles, clearly an important feature of Lukan theology, becomes a peculiarly Christian (= non-
or un-Jewish) enterprise that Luke retro ects intojesus' life and legitimises on the basis of Israel-
ite traditions about Elijah and Elisha. 105 But can we understand Luke 4.25-27 apart from this
Christian theological perspective? If Jesus could have evoked Elijah and Elisha in a manner
similar to Luke 4.25-27 in a context similar to Luke 4.16-30, wouldJesus and his audience have
attributed this significance to the Elijah/Elisha tradition? 106
6.4. b. i. Elijah and Elisha in Israelite Memory
Tle Elijah/Elisha traditions in I Kgs. 17.8-24 and 2 Kgs. 5.1-19, referenced byJesus
in Luke 4.25-27, are relevant forJewish beliefs regarding election, but in their biblical contexts
they are not critiques of Israel itself Israel, in these traditions, does not lose her election; YHWII
does not turn to the nations as a result of Israel's obduracy. In I Kgs. 17.8-24, we ought to un- derstand the story of YH1VH sending Elijah to the widow in Sidonian Zarephath in relation to
the account given in I Kgs. 16.29-33.107 After introducing Ahab the son of Ormi in 16.29, the
author adamantly condemns Ahab for doing 'evil in the sight of the LORD more than all who
were before him' (16.30). Verse 31 is almost incredulous in its description of Ahab's marriage to
Jezebel, 108 which leads then to the king's service of Ba'al and Asherah (16.31-33). Thus, 'Ahab
did more to provoke the anger of the LORD, the God of Israel, than had all the kings of Israel
who were before him' (16.33). The famine announced in 17.1ff., as well as the subsequent ac-
counts of Elijah's activities, results directly from the covenant unfaithfidness of some Israelites,
particularly Israel's monarchy and its allies, to the detriment of the people. Tamis Renteria
(1992) and Wesley Bergen (1992), among others, read the Elijah and Elisha narratives as explicit
critiques of Israel's Ormid dynasty and as political legitimation or propaganda forJehu's coup (2
Kgs. 9-10). Notice that the story of Elijah serves intramural ideological interests, unlike the
dominant interpretation of the reference to Elijah in Luke 4. Inasmuch as references to Israelite
tradition incorporate 'layers of meaning' within their New Testament contexts, 109 neitherjesus'
nor Luke's audience were likely to perceive a critique of Israel in Luke 4.25-26.
105 Of course, the sense in which the various expressions of the Jesus movement in the first cen- tury continued to be also expressions ofJudaism has become a vibrant topic of scholarly research. As far back as 1977james Dunn was able to remind us: 'The OTis an important unoing eleement in earliest Christiani4y
and in the earliest Christian literature.... In this sense all Christianity in the NT isjewish Christianity, that is
to say, the influence of the OT pervades the whole, determines the meaning of its categories and concepts' (1977: 8 1; original italics).
106 Prior (1993: 142-143), too, is unsure that the scholarly consensus regardingJesus' reference to Elijah and Elisha and Luke's interest in the mission to the gentiles (at ]cast, an exclusively gentile mission) is
very helpful. 107 Thomas Brodie (2000: 1), for instance, reckons 'the Ehjah-Elisha narrative' comprises I Kgs.
16.29-2 Kgs. 13.25. Thus the account of Ahab's ascent to the throne and the summary of his wickedness are important features of the account of Elijah's prophetic activities.
)08 1 Kgs. 16.3 1 a: 'And as if it had been a light thing for him to walk in the sins ofJcroboam son
ofNcbat'(C=: -I= =T nNN'Dr7Z lr)Dý ýP: 77 TM). 109 Cf. Beaton 2005b: 75-76 for the phrase 'layers of meaning'; Beaton is discussing the use of
Isaiah in Matthew, but his point is more broadly applicable. Richard B. Hays, for example, has boldly
asked, 'How did Paul read Isaiah? ', in an intentional effort to demonstrate the ways 'Paul read any indi-
Rodriguez 172
11is point applies also to the reference to Elisha in 4.27. In 2 Kgs. 5.1-14, the author
starkly contrasts Elisha on the one hand and the unnamed 'king of Israel' (5.5,6,7,8) on the
other. Ile king receives the letter about Naaman, tears his clothes, and exclaims, 'Am I God, to
give death or life, that this man sends word to me to cure a man of his leprosy? Just look and see how he is trying to pick a quarrel with me' (2 Kgs. 5.7). Elisha, on the other hand, questions the king's behaviour and orders the king: 'Let him come to me, that he may learn that there is a
prophet in Israel' (5.8). Here it is precisely Naaman's action of coming to Israel that has facili-
tated his cleansing. The tradition dramatically contrasts Naaman (and Elisha) with the king of Israel. 110 Elijah and Elisha, therefore, provided intemal critiques of Israel; they condemned apos-
tasy within Israel (particularly within her leadership), but they did not announce Israel's 'un-
election'. As traditional figures, they certainly did not represent the election of YHWH going to
the nations. Indeed, in the case of Naaman and Elisha, Naaman is cleansed because he conzes to
Israel'sprophet and waghes in theJordan River. Even Elijah, after ministering to the widow and raising her son from the dead (I Kgs. 17.8-24), returns to Israel to confront Ahab and Baal's prophets (I Kgs. 18). In the context of Israelite tradition, Elijah and Elisha signify the judgement and res-
toration of Israel: ' II judgement against the Omrid dynasty and the establishment of a new king
over Israel (2 Kgs. 9), judgement against idolatry and the restoration of Yahwism. 112
6.4. b. ii. Elijah and Elisha injesus' Preaching
We have thus established an important point: even if Luke portrays Jesus referencing Elijah and Elisha in order to pave the way for a later mission to the gentiles, this does not ex- haust the significance of Elijah and Elisha within theJesus tradition. Jesus' statement about Eli-
jah and Elisha, and the presence of widows and lepers in Israel when Elijah and Elisha provided
YHNVH's blessing upon a Canaanite woman and an Aramean captain, makes sense apart from
its employment in service of a programme to include gentiles among God's people. Too much has been made of the supposed expectation on the part of theJews, particularly in Nazareth,
that the eschaton (or, in Jesus' parlance, the coming of God's kingdom), whether signalled by the
return of YH1VH himself to Zion or by the advent of his prophet/king/messiah, would signal
vidual OT book as a literary or theological unity' rather than 'as a collection of oracular proof texts' (2005: 23; cf. Hays's conclusions regarding 'Paid's reading of Isaiah' on pp. 47-49).
110 Cf 2 Kgs. 9.1-3, where Elisha sends his servant to start the rebellion against the Omridic dy-
nasty. III Pace Nolland (1989: 203): 'I'lie conversation moves a stage further with the introduction of
scenes from the ministry of the prophets Elijah and Elisha (vv 25-27). Here were instances ofprophetic ministg fiom which the Israelites had not benefited: the many needy widows and lepers in Israel remained without help. So too the people of Nazareth will not benefit since they have chosen by their unbelief to be outsiders to what God is presently doing' (emphasis added). Green provides a more nuanced perspective: 'Neither the Scriptures nor the current narrative presents these prophetic figures as programmatically oriented to the Gentiles; nor arc they portrayed as having turned their backs on Israel' (1997: 218). Our analysis confirms this point, which Green correctly makes but does not argue.
112 Cf. the conclusion of the Elijah/Elisha narrative (2 Kgs. 13.20-25): 'But the Lord was gra- cious to Fsracl] and had compassion on them; he turned toward them, because of his covenant with Abraham, Isaac, andjacob, and would not destroy theni; nor has he banished thanfion: hispresence until now' (13.23;
my emphasis). Bock, who picks up on the expression ofjudgement in I Kgs. 17-18 ('Such unfaithfulness brought Israel underjudgement at this time'; 1994: 417), misses that restoration does not come simply afler judgement but is theflip side of it.
Rodriguez 173
good times for Israel and bad times for the gentiles. ' 13 Scholars then use this expectation to ex-
plain the Jews' rejection ofJesus, especially in Nazareth, because he proclaimed bad times for
Israel and good times for the gentiles. For example, They gews in Nazareth] held it to be axiomatic that the Mebasser (the Announcer) of the good news would introduce both the liberation of Israel and judgment upon the Gen- tiles, and yetJesus stated that the very opposite would occur: Israel was facingjudgment and exclusion by the Announcer, and the Gentiles were being offered the emancipation of the kingdom. The rage of the Nazarenes at this preaching would have been dupli- cated in every synagogue in Israel where it was heard. (Beasley-Murray 1986: 90; origi- nal italics)
Both Jesus and the Israelite tradition orientating him exhibit considerably more sophistication
than this scenario suggests. As we have seen, the Elijah/Elisha traditions functioned as internal
critiques of Israel that were intended to motivate repentance and result in the restoration pre-
cisely of1srael! 114 Certainly traditions of Israel's restoration involved and were bound up with the
anticipation of God's judgement of her enemies, but to construct a rigid Israel/gentile dichot-
omy and equate that dichotomy with the similar Israel/Israel's enemies dichotomy ignores the fact that our texts evince considerable debate regarding who Israel's enemies were. 115
Instead, we ought to interpret Luke's portrayal ofJesus' message in 4.16-30 and specifi-
cally in 4.25-27 as a complicated pronouncement of restoration andjudgementforlsraeL116 Ste-
ven Bryan has recently put forward a compelling argument that Jesus did pronounce judgement
over the nation as had many of the prophets before him'. This, according to Bryan, 'had little
place in the restorationism ofJesus', but nevertheless Jesus' message ofjudgement at the same
time 'evoke [d] hopes of restoration' (2002: 6). Though the mechanics of how a Second-Temple
prophetic figure could pronounce judgement and restoration at the same time are, apparently,
113 Tannehill has brought attention to the ways in which Luke-Acts is concerned for both Israel and the nations; 'The Abraham promise is a promise of blessing for Israel that will also bring blessing to the Gentiles' (1999: 327-328; quote from p. 328).
114 Bryan (2002: 96), making another point, cites Tg. Fseudojonathan, which is also instructive for understanding how Elijah, as a figure who stands-in for internal critiques of Israel, could also resonate with expectations of Israel's restoration: 'Bless, Lord, the possessions of the house of Levi ... and accept with good will the sacrifice from the hand of Elijah, the priest, who offered up at Mount Carmel. Break the loins of Ahab his enemy, and the (neck-joint of the false prophets who arose against him so that there will not be for the enemies of Yohanan, the high priest, a foot to stand on' (Tg. Fs. -J. Deut. 33.11).
I IS Cf. also Koet (2005: 100): 'Although it is often said that Luke seems to write the Jews off, we would suggest that Luke finds in Isaiah an authority for his defence of the gentile mission. Together with Israel's glory, jesus' mission will include salvation for the gentiles' (similarly, Prior 1995: 142). It also seems very problematic to universalise Jesus' message, at least at this early stage. For example, 'When one cited Isa. 6 1, the audience would think immediately of the coming of God's new age of salvation. . .. 7he time of deliverancefir humankind is present. It is a time when much of what the prophets called for can be realized among those who respond' (Bock 1994: 407; my emphasis). Bock obscuresJesus' point and aligns him with later Christian thinking about the gospel. jesus' message was precisely judgement and restorationfir Israel, and though Jesus (and especially his followers) linked closely the nations' fate with Israel's, it is still Israel (not 'humanity) at the centre of God's activity. PaceJ. Sanders: Jesus was saying to the congregation that God was not a Jew' (1982--154); This is problematic on a number of levels, though Sanders rightly insists on readingJcsus in Luke 4.16-30 in the context of Isaiah.
116 Bock makes too much ofjcsus' use of oý&giav and oaitq and suggests, 'This double usage stresses that no Israelite received positive benefit from the prophets' presence in this period' (1994: 417). This may be possible on the basis of the denotative value of the words of Luke 4.25-27 alone, but this interpretation requires everyone involved (including us! ) to understand Elijah and Elisha completely out- side their traditional contexts.
Rodiiguez 174
somewhat perplexing to modern critics, the evidence in our texts suggests that precisely this
characterised the messages ofJesus and other contemporary prophetic figures. 117 Luke's por-
trayal of Jesus referring to Elijah and Elisha continues this dynamic of judgement-and-
restoration injesus' message and programme. 'I'liat is, Elijah and Elisha already evoked conno-
tations ofjudgement and restoration of Israel, as we have seen, and the negative tone of the ref-
erence in Luke 4.25-27 is appropriate for the prophets' condemnation of the Omrid dynasty.
But to emphasise the condemnatory overtones of Luke 4.25-27, supposing that Luke shuts the door to Israel and opens one to the nations, to the neglect of the emphasis on fulfilment and res-
tor-ation in 4.16-21 will not do. ' 18 Instead, the negative message of 4.25-27 does indeed intend
judgement against Israel, as is clear, but it does so as part ofJesus' message of Israel's restora-
tion, of the fulfilment of the prophetic promises (e. g., Isa. 61.1-2; 58.6d), and the re-
establishment of YHWH's reign in Zion (i. e., the kingdom of God).
117 Bryan's analysis of Jesus' vineyard parables, and especially the parable of the tenants (2002: 47-37) is a breath-taking exposition of the mechanics of the judgement-and-restoration prophetic discourse which was both a feature ofJewish prophetic tradition and a striking feature ofJesus' discourse. Regarding the parable of the tenants and its problematic referential shift (in which Israel, originally identi- fied as the vineyard, is later linked to the tenants), Bryan establishes that the parable 'dcpict[s] simultane- ously both Israel's destruction (through the fatc of the tenants) as well as the preservation of all that it meant to be Israel (through the giving of the vineyard to others). Ile point must be stressed: it is the vine-
yard which is given to others; the power of the vineyard's opening association with Israel now reasserts itself; quiescent through the bulk of the parable, the vineyard again comes to the fore at the climax! Like a camival shell game, just when one is sure Israel has dropped off the table, it appears again under the cup marked "vineyard". Thus through the deft movement of metaphorical meaning, the parable affirms the continuity of God's commitment to the vineyard even if the nature of that continuity is markedly different from that suggested by Isaiah 27'(2002: 56; original italics).
118 Neither can we suppose that Luke intended an emphasis on Israel's restoration in 4.16-21 but switched his emphasis in 4.23-30 toward God's judgement of Israel. Though 4.22 is difficult to interpret, Jesus' message of theJubilee year of restoration carries across both halves of 4.16-30, particularly in the link between the iwawr6v icupiou 3eicr6v of 4.19 and the proverbial statement, oWtc, npoýýTn; Ujr- r6q iartv iv -tý ncurpt& aýT6 in 4.24. What is more, as Poirier has pointed out, 'Isa. 61: 1-5 [came] to be identified with Elijah's endtime return' (2003: 229-230). If Isa. 61 and Ehjah could be evoked within Second-Temple Jewish tradition in terms of each other, the presence of both in Luke 4.16-30 reinforces the notion that Luke 4.16-21 and 4.23-30 move in the same direction. C. A. Evans, too, links Luke 4.25- 27 with the citation of Isa. 61.1-2 (1987: 78). These observations, I should think, suffice to dispel theories that Luke has awkwardly joined disparate sources; given the coherence of Luke's final product, all evi- dence for such rough treatment of literary sources vanishes.
Rodriguez 175
Chapter 7 'No City or House Divided against Itself: Exorcism as Israelite Tradition
We have to assume that such events [exorcisms] were witnessed, put into oral form, and circu- lated amongjesus' followers (and more widely); otherwise the strength and extent ofjesus' repu- tation as an exorcist are hardly possible to ex- plain.
James D. G. Dunn Jesus Remenzbered, 677
The Lucan account of the Beelzebul conflict is shaped to highlight the significance of Jesus' ministry (in particular his exorcisms) as the ful- filment of the promise of the prophet like Moses (Deut 18: 15,18). Not only has the eschatologi- cal exodus been inaugurated through Jesus, who like Moses backs his claim with miracles, but he also meets resistance in the same way Is- rael rebelled in the Exodus.
Martin Emmrich 'The Lucan Account of the Beelzebul Controversy', 278-279
7.1. Introduction: Mark, Q, and Beelzebul
We will shortly turn to the 'Beelzebul controversy' to analyse the discursive forces sur-
rounding the development ofjesus' reputation in the gospels, written texts that continue to ex- hibit the effects of their relation to oraljesus tradition. Before we do so, however, let us address
some source-critical issues. Scholars widely, even consensually, agree that both Mark and Q
contained versions of this controversy. That our two earliest written sources preserve versions of
the Beelzebul controversy has played a significant role in the affirmation of this story's historic-
ity. I Here we consider the consensus of a 'Mark-Q overlap' in light of how New Testament
scholars have differentiated the source-critical data. 2 In his discussion of the processes by which human beings make distinctions in everyday life, E. Zerubavel identifies two basic tasks integral
to our perception of the wide world. Creating islands of meaning entails two rather different mental processes - lumping and splitting.... It involves grouping 'similar' items together in a single mental cluster - sculptors and Mmmakers ('artists% murder and arson ('felonies% foxes and camels ('animalsý. At the same time, it also involves separating in our mind 'different' mental clusters from one another - artists from scientists, felonies from misdemeanors, animals from humans. In order to carve out of the flux surrounding us meaningful entities with
I In this chapter we are especially interested in Matt. 12.28//Luke 11.20; despite the fact that this passage, in the Two-Source Hypothesis perspective, occurs only in Q, scholars have nearly unani- mously affirmed its 'authenticity' (cf. §7.3. b. ii., below).
2 E. g., E. Zerubavel says, '11ings assume a distinctive identity only through being differentiated from other things, and their meaning is always a function of the particular mental compartment in which we place them. Examining how we draw lines will therefore reveal how we give meaning to our environ- ment as well as to ourselves' (1991: 3). The question being pursued here regards how scholars have differ- entiated issues of Qs existence from Qs content and how the patterns of similarities and differences be- tween our texts have been compartmentalised within this differentiation.
Rodriguez 176
distinctive identities, we must experience them as separate from one another. (E. Zeru- bavel 1991: 21)3
Though these processes inevitably result in the 'distortion' of the continuous, undifferentiated
reality of human experienCe, 4 Zerubavel points out that 'the ability to ignore the uniqueness of items and regard them as typical members of categories is a prerequisite for classifying any
group of phenomena. Such ability to "typify" our experience is therefore one of the cornerstones
of social reality' (1991: 17). 5
What is true of objects also pertains to time. In his discussion of 'the social shape of the
pase, 6 Zerubavel adopts a structuralist perspective of meaning as 'a product of the manner in
which serniotic objects are positioned relative to one another' and suggests that 'the historical
meaning of events basically lies in the way they are situated in our minds vis-A-vis other events. Indeed, it is their structural position within such historical scenarios that leads us to remember past
events as we do' (2003: 12; original italics). If we take the pattern of similarities and differences
between the synoptic reports of the Beelzebul controversy as themselves a single 'semiotic ob- ject', we notice that the vast majority of New Testament scholars 'lump' this object within the
sphere of other textual 'facts' relevant to Qs content and 'split' it from that sphere relevant to Qs existence. 7 When we bring the issue of the 'overlaps' in line with the question of Qs exis-
tence, a rather different meaning arises from the fact of the pattern of similarities and differences
between Matthew and Luke. In answer to the question, 'If Luke knew Matthew, why does he
never use Matthew's additions to Mark in triple tradition material? ', Mark Goodacre answers,
3 When we perceive and interpret the world we do not simply impose somewhat arbitrary distinc- tions on the phenomena that assault our senses; we also exaggerate and reib, those distinctions, forgetting that we ourselves (and not the objects of our perceptions) have made them. Regarding exaggeration, 'Whereas lumping involves playing down mental distances within entities, splitting entails widening the perceived gaps between entities so as to reinforce their mental separateness'; regarding reification: 'Such rcification of the purely conventional is a result of our tendency to regard the merely social as natural. Despite the fact that they are virtually mental, most gaps - as well as the quantum leaps necessary for crossing them - arc among the seemingly inevitable institutionaIised "social facts" that constitute our social reality. As such, they are in fact "real" in more than just an experiential sense, which explains how we come to perceive the insularity of purely mental entities as a natural, rather than a merely conven- tional, fact' (E. Zerubavel 1991.27,28-29; cf also Berger and Luckmann 1966).
4 'Distortion' in the sense established in §3.3., esp. §3.3. a., above. 5 JJIC generic relationships between Q and the Gospel of 7homas, as they have been presented in
current scholarship and as they have been facilitated by processes of 'lumping' and 'splitting', present an interesting topic of research (cf. Goodacre 2002: 17 1).
6 Cf. E. Zerubavel 2003: 11-36. 7 As one intriguing example, notice the following from Michael Goulder(! ): 'There are some
thirty considerable passages where Mark has a wording close to Q... How then arc these "overlap" pas- sages to be explained? Was Mark familiar with Q... or have Mark and Q independently produced ver- sions of a common oral tradition? ' (1997: 193). Certainly Goulder employs a type ofprosopopoeia (compare Goulder 1996: 676-678), but it is significant that Fleddermann, too, does not consider the ramifications of the 'overlaps' for arguments of Qs existence: 'The doublets ... do not just help establish the existence of Q. They show further that the two sources - Mark and Q- overlap, and they raise the question of the relationship of these sources to each other' (1995: 2). Goodacre is relevant here: Q'is forgetting its origin as a hypothesis, indeed a derivative hypothesis ... Many books and articles on Qnow fail to mention this key element in Qs identity, dispensing with the word "hypothesis" and treating Q simply as part of the established literature of early Christianity' (2002: 3). As one striking example of what Goodacre decries, Robinson boldly states, 'Now Qneed no longer remain purely hypolhetira4 a mere postulate lurking unattainabýy behind Matthew and Luke' (2000: xix; emphasis added)!
Rodriguez 177
'He does. Luke prefers Matthew to Mark in several triple tradition instances ... The challenge
which such accounts pose to the Q Hypothesis goes unnoticed because they are placed in a
separate (and problematic) category of their own called "Mark-Qoverlap"'. 8 The phenomena of Mark-Qoverlaps presents a problem for proponents of the Qhypothesis; it knocks down one of the pillars of the Qhypothesis: that Matthew and Luke do not agree significantly against Mark. 9
Goodacre's argument suffers, however, in that we can find no a p7iori reason why Mark
and Qcould not have overlapped. 10 If Matthew and Luke independently used both Mark and Q
any 'Mark-Q overlaps' would manifest themselves as divergences from Mark in Matthew
and/or Luke. For example, scholars have noted that both Matthew and Luke have the saying, 6
gý 6v geT' igoý) Kae igoý) icyTtv, ical 6 gý avvay(ov ttcT' ijioZj aKopniCct (Q 11.23), which Mark does not have, and have taken this as evidence that Q like Mark, contained a version of
the Beelzebul controversy (which Mark did not know). II Both Matthew and Luke (again, inde-
pendently) chose to incorporate this saying after their divergent accounts of the parable of the
strong man. If Matthew and Luke drew upon Mark and Qindependently, it would be more dif-
ficuIt to detect Qs influence in those instances (unverifiable but theoretically entirely reasonable)
when one author retains Qs wording while the other goes another way, whether with Mark,
another source, or his own redactional interests. Tlius Q may have contained the parable of the
strong man, 12 and either Matthew or Luke may have preserved Qs reading of this parable more 'accurately'. If Luke does not reflect Qs reading, then Q 11.21-22 and Mark 3.27 read simi-
8 http: //www. ntgateway. com/Q/faq. htm, accessed 22 June 2007. In answer to the question, 'What is the problem with Mark-Q overlaps? ', Goodacre says: 'One of the standard arguments for the existence of Q is that Matthew and Luke never agree with each other against Mark in order and (substan- tial amounts oý wording. T'his argument is false: Matthew and Luke do have major agreements between each other against Mark, in both wording and order. The theory of an overlapping between Mark and Q obscures this observation, leaving the standard argument unchallenged. It is because of recourse to Mark- Qoverlaps that those sceptical about Qhave to lay stress instead on the Minor Agreements between Mat- thew and Luke against Mark. ' Cf. also Goodacre 2002: 54-59, and: 'Luke regularly includes Matthew's substantive additions to Mark, but these tend to get placed into a special category of their own labelled "Mark-Q overlap"' (2002: 163). Amongst the commentaries on the Beelzebul controversy, Gundry agrees with Goodacre: 'T'he frequent agreements of Matthew and Luke against Mark include a number of Mattlicanisms and suggest Luke's use of Matthew'(1 982: 230-23 1).
9 Interestingly, Goodacre divides the arguments adduced in support of Qs existence into two categories ('negative ones ... and positive ones) and then suggests, 'While the positive arguments need to be taken seriously, they are essentially secondary in character... TIc most important arguments have been those in the first category, and the foundation of the Q hypothesis remains the independence of Matthew and Luke' (2002: 46). Cf Goodacre's citation of C. M. Tuckett to similar effect (2002: 47, citing Tuckett 1996: 4,7).
10 Cf. Boring 1992: 615. Notice that we are not here siding with either Goodacre or the propo- nents of Q. As will be shown below, the textual data themselves do not demand one interpretation over the other, so that a critical component of Goodacre's case against Q is the application of Occam's Razor (e. g., Goodacrc 2002: 18,7 7). 'nie probative value of Occam's Razor, however, is (or ought to be) in ques- tion: 'Occam's razor is actually of dubious value in historical explanation' (P. S. Alexander 2007: 663). We, following E. Zerubavel, maintain that the narratives sustaining and propelling New Testament schol- arship, and not simply 'the facts' relevant to that scholarship, determine the meaning of those facts.
II Fleddermann (1995) argues that the Mark-Qoverlaps betray Mark's familiarity with Q. 12 The Critical Edition of Q does not print any text in the Q column, but the footnotes ask, first: 'Is
Luke 11: 21-22 par. Matt 12: 29 in Qor from Mark? ' (Robinson, et al. 2000: 234, ftn 0), and second, 'Is the Q text that of Luke or Matthew? ' (2000: 234, ftn 1).
Rodtiguez 178
larly. Nevertheless, according to the Two-Source Hypothesis when Matthew and Luke differ in
their readings we cannot come to a conclusive deten-nination of Qs reading. 13
This entire scenario is historically reasonable. But scholars often forget, despite Good-
acre's clarion call, that one of the load-bearing pillars keeping the Q hypothesis upright is the
absence of significant agreements between Matthew and Luke against Mark, agreements which
themselves would call into question Qs existence. In an earlier period of New Testament schol-
arship, when Qs existence was the stuff of debate more than a basis for further hypothesizing,
the recognition of Matthew-Luke agreements should have presented important obstacles to the
existence of Q. How peculiar, then, that this situation did not obtain. For example, Since Streeter, the standard explanation for the [pattern of similarities and differences in the Beelzebul controversy] has been the overlapping of Mark and Q in this pericope. For this to be a coherent explanation for this and similar passages, Q must be posited for these passages, at least. But once posited as a hypothesis to account for these pas- sages, it is not necessary to limit Q to these passages, nor is it inherently likely that the extent of Qis confined to those passages that overlap with our Mark. 7'hus the overlapphe- nomenon becomes aidencefor the existence of Q. 7here appear to have been overlaps; butfor there to have been overlaps, there must have been a Q. This is what Streeter meant, or should have said, in his too-easily-caricatured statement that 'to put it paradoxically, the overlapping of Mark and Q is more certain than the existence of Q. (Boring 1992: 614-615, citing Streeter 1924: 186; my emphasis)
As a rhetorical move, however, this argument has to 'forget' that one of the arguments that al- lowed for the postulation of 'Q: was the lack of significant agreements between Matthew and Luke against Mark, which is what the theoty of overlapping Mark and Q attanpis to explain. Once New
Testament scholarship entered a new 'period', 14 scholars can emplot these agreements in a dif-
13 At this point we ought to keep some concrete definition of 'Q: in mind. Christopher Tuckett
says, 'In other parts of the tradition where Matthew and Luke are parallel (the "double tradition'j, the agreements between those two gospels arc explained by their dependence on common source material. 7his material ij usually known as "Q. "... It is clearly possible that ... some passages available to both evan- gelists may have been omitted by one (or both) of Matthew and Luke. Speculation about Q material which is in neither Matthew nor Luke is clearly futile. However, several have argued that in various cases, some passages which occur only in Matthew or Luke might be Qmaterial which the other evangelist has
omitted (Schiinnann). Nevertheless, such theories must remain slightly speculative. Further, thg usualo depend quite heavily on a prior understanding of Q as a whole into which the passage in question fits easily (1992: 567; emphases added). ANison refers to 'all the Matthean passages with paraBels in Luke but not Mark' (1997: ix). Inasmuch as 'Q: refers to the material common to Matthew and Luke but absent from Mark, there is no instance in which Matthew or Luke but not both preserve Q in such hypothetical in-
stances 'Q: simply ceases to exist, unless we choose, as some have, to abandon this verifiable definition of 'Q: in favour of one without the inconvenience of normative controls (cf. Dunn 2003b: 147-160, passim, who uses the sigla 'q' and 'Q: to refcr to the material common to Matthew and Luke and the hypothetical document, respectfully). Interestingly, I could not find an explicit definition of 'Q: in Streeter 1924; Alli-
son 1997; Koester 1990; Robinson, et al. 2000; Robinson 2000. Kloppenborg (1987: 1-40) begins immedi-
ately with a discussion of Qs genre, a move which suggests he views problems of Q: s definition in terms of genre rather than existence. Given the continued status of Q as a hypothesis (pace Robinson 2000: xix), this lack ought to signal some alarm. Despite Streeter's failure to provide a careful definition of Q he does
stress its hypothetical status, which, 'though highly probably, fallsjust short of certainty' (1924: 184; empha- sis added).
14 Which is to say, since New Testament scholars have pcriodised their discipline in such a way that a particular fact (viz., the existence of significant agreements between Matthew and Luke against Mark) no longer restilts in the weakening of the Q hypothesis but rather results in the further hypothesis,
on the assumption that Qs actual existence has been sufficiently established, that Q and Mark sometimes preserved the same traditional unit but with different wording. The latter hypothesis, however, is clearly
Rodriguez 179
ferent narrative structure, one which accepts Qs existence and has moved on to consider its
content. 'For the [Two-Document Hypothesis]', says Boring, 'the existence of Q is a given, and
given the existence of Q the overlap of Q and Mark is an inherent probability' (1992: 615).
However, these data are not themselves part of the decision to emplot them in one narrative rather than the other,
scholars have imposed this decision upon the data subjectively, from without. 15
Is the Q hypothesis, then, a matter of personal preference? Or do external factors en-
courage us to accept or reject Q? 16 We can hardly answer this question here, but we can make a
few observations. First, the near-consensus amongst biblical scholars regarding Qs existence
within biblical studies for 'questioning Q, even amongst those who prefer the hypothesis to its
alternatives. 18 Second, Horsley (2006d) especially has drawn our attention to the ways in which
our emphasis on Qs written status obscures the ways in which Q (and written texts in general)
participated in oral traditional dynamics in the early Christian communities. 'Even if we con-
tinue to imagine that the Q speeches evident in parallel passages in Matthew and Luke were in
some way composed in writing, it is necessary to work toward a sensitivity and an approach that
enables us to appreciate how their composition was embedded in oral communication, emerged
from periodic oral performance, and "worked" in oral performance' (Horsley 2006a: 19; cf also
2006d: 43). Horsley, taking his lead from Foley and others, reminds us that the ways we concep-
tualise, perceive, and utflise texts do not necessarily - do not even probably - approximate the
ways people of other cultures in other historical periods view and use texts.
Third, the assumptions that have governed our approach to Q(and which Horsley co-
gently critiques) were responsible for the need to postulate 'Q in the first place. While Horsley's
not the only interpretation available for Matthean-Lukan agreements, even if it is the most widely ac- cepted. The language of 'periodisation' here does not imply temporal sequence.
15 This discussion neither 'proves' that Qdid not exist nor undermines the consensus that Qand Mark overlap. Rather, we hope to problematise the confidence with which scholars hold to these conscn- suses and employ them in service of other programmes. Meier provides a responsible corrective: 'Unlike
many writers on Q today, I feel obliged to begin my treatment by stressing that the existence of the Q document during the first two Christian generations is a hypothesis, and only a hypothesis' (1994: 17 7; cf. his 'Excursus on the Q Document', pp. 17 7-18 1). Neither is the reference to 'subjectivity' meant to deni-
grate some researches whilst promoting others (particularly mine). Rather, we emphasise, again, the con- tingency that has always existed at the heart of gospels and 'historical Jesus' research.
16 Eugene Boring (1992) has mounted an impressive defence of the Two-Source Hypothesis on the basis of this passage's pattern of synoptic similarities and differences. His nuanced and precise study clearly establishes the issues he thinks must be addressed from any sourcc-critical perspective. It is, there- fore, all the more interesting to compare the cogency of his rebuff of the Griesbach Hypothesis (1992: 608-612) with his much more anaernic demonstration against the Farrer-Goulder Hypothesis (1992: 612-614). Boring's redaction-critical discussion of Farrer's theory appeals to Q in his attempt to call into question the 'Matthean character' of the 'Major Agreements'.
17 E. g., Barrett (1942) and M. Casey (2002) both subscribe to a 'chaotic' model of Q Horsley (2006a; 2006d), Draper (2006; cf. also Horsley and Draper 1999), and Kelber (2006) each, in their own ways, both question and assume the documentary status of Q while Dunn (2005b) argues that Fjoppen- borg's'Q! ' 'is best understood as oral tradition'. This, of course, is in addition to the variant stratigraphics of YJoppenborg (1987) and Allison (1997), the alternative compositional proposal of Kirk (1998), and the 'lazy believers' in Q (mentioned in Goodacre 2002: 16 (cf. the discussion of 'A Fragile Consensus' in 2002: 15-18). Cf. also Bellinzoni 1985a: 18.
18 Robinson (2000: lxvi-lxvii, fin 155) acknowledges this, admitting 'Current opinion is of course widely divided' and citing Schr&ter 1997: 132-136; Horsley and Draper 1999; and Z6clder 1999.
Rodriguez 180
essays, cited in the previous paragraph, do not address the question of Qs existence, Draper's
(2006) and Foley's (2006b) do. Draper seems to allow for a written Q19 but he explicitly rejects Kloppenborg's claim that an 'oral Q: 'collapses in the face of four considerations' (1987: 42). 20
Unlike Goodacre, whose 'Q scepticism' prefers another literary solution to the Synoptic Prob-
lem, Draper's apparent 'Q scepticism' is based on the assumption
that the search for an original text of oral-derived text is an illusion that indeed results in neutering the tradition and systematically mis-understanding its performative signifi- cance. This is because the coherent discourse of oral-derived text depends, like all com- munication, in fact, though more intensively, on discerning the discourse register. Words do not mean in and of themselves, but only in combination with other words in particu- lar communicative events, in particular communicative contexts, between particular senders and receivers, and in particular communicative genres. (Draper 2006: 77; origi- nal italiCS)21
As a result, Draper displays a healthy agnosticism with respect to the written source Q but he
quite rightly suggests that 'there are strong grounds for arguing that the oral features of the
covenantal discourse are entrenched in his [viz., Luke's] performance' (2006: 96). Draper's essay illustrates a much more responsible use of Q in New Testament research than standard ap-
proaches. Foley, whose work critically informs Draper's, goes even further in supposing (perhaps
naively) that biblical scholars are 'willing to start from the beginning and ask [the] disarming
question' of why we presume Q behind the extant gospel texts (2006b: 124). The Q hypothesis
itself, says Foley, rests upon an ideological perspective vis-d-vis texts that is both ingrained in
scholady inquiry and inappropriate to the phenomena we research. 22 Foley's comments deserve
citing in full:
Witness after witness steps forward - whether Byzantine Greek romance, Anglo-Saxon poetry, South Slavic oral epic, or others - to put the lie to lock-step stemmata that as- sume the simplex. model of one text giving birth to another, par-thenogeneticaHy it would seem. We may have depended on an unchaflengeable (because unexamined) textual procedure to order the shards of once-living traditions into what we conceive of as their original form, but the phenomena of oral transmission, subjective transcription, and even re-composing during "mechanical" copying reveal that we have been insisting on an outdated, misleading Newtonian approximation when we should be confronting the Einsteinian complexity of the situation.
19 E. g., 'Oral tradition continues to be performed even where it exists already in written form as an aidt memoire.... Thus multiple forms of an oral tradition could co-exist side by side with a written text of the same tradition, and emerge in rival texts as well' (Draper 2006: 73).
20 These 'considerations' are: 'the presence of strong verbal agreements of Matthew and Luke, the use of peculiar or unusual phrases by both evangelists, agreements in the order of Q pericopae and the phenomenon of doublets' (Kloppcnborg 1987: 42, cited in Draper 2006: 75; cf. Draper's refutation of each [2006: 75-761).
21 Note also the peculiar title of Draper's essay: Jesus' "Covenantal Discourse" on the Plain (Luke 6: 12-7: 17) as Oral Performance'. Though the essay, like the book in it which appears, focuses on 'Q tradition', Draper avoids rcifying Q and examines instead the Lukan text ofjesus' 'Covenantal Dis-
course' as a performance of Q (hence his inclusion of the narrative frames [Luke 6.12-20a; 7.1-17]; cf. also 2006.96).
22 Here is a serious lacunae in Horsley's recent work: he properly appraises the 'documentary as- sumptions' driving our interpretation of Q, but (at least as far as I am aware) he does not attempt a sus- tained analysis of the ways in which these very assumptions led to the 'Qhypothesis' in the first place.
Rodriguez 181
From a comparative perspective, then, there seems little reason to place one'sfaith in an Ur-lext called Qas the literal and lettered source of the gospel correspondences, no matter how similar the it, ording may be [emphasis added]. In fact, there is every reason not to do so [original ital- ics]: in the period during which the gospels took shape, the nature of literacy and, more fundamentally, of the technology of text-creation, -transmission, and -consultation was vastly different from the default set of textual practices in place today. Consider what didn't exist: the familiar and comfortable concepts of the standard work or mass reader- ship for that work, the single ubiquitous printed form (available from online booksellers at a mere click), legal copyright or some other inertial force that privileges the single ver- sion and constrains variability, and so forth ... They didn't have the technology, they didn't have the concept, and even if they miraculously managed to construct such an anachronism they couldn't have mustered a readership. (Foley 2006b: 124-125)
Though Foley later acknowledges the possibility that the non-Markan traditions shared by Mat-
thew and Luke may have been written down at some point, he consistently refuses to reify Q as 6a thing'. 23 Rather, Foley speaks of a 'media-mix' in which neither oral nor written versions of
the tradition tyrannise the other: 'Oral traditional entities are by their very nature instances rather
than items. That is, they figure forth one version of an idea or story by enacting its potential, but
they do not - indeed cannot - serve as the sole basis for the next version or generation of the idea or story' (2006b: 125; emphases added). As we saw in Chapter 4, above, this conceptualisa-
tion of 'oral tradition' and its influence on our written texts represents a significant advance on
the standard gospel-criticism concept of 'oral tradition' as a 'source' of our gospelS. 24 Our prob- lem, then, with Q (and any literary approach to the synoptic problem) lies not with the idea of a
written document underlying our extant gospels but rather the use to which we have put that
idea.
As should be abundantly clear, I am suspicious of the Two-Source HypotheSiS. 25 As a
historical hypothesis - that Mark was written before Matthew and Luke, and the latter two
were written independently of each other but with some level of awareness of both Mark and
another 'sayings source', Q- it is not implausible. The idea that the Matthean and Lukan
evangelists went about writing their gospels roughly as I am writing now, with references open
on the table before me, this is highly implausible. 26 In light of the problems posed by the 'Mark-
Qoverlaps', we can interpret the literary evidence in ways that problematise Qs very existence,
23 Uc can start by classifying Q as likewise a voiceftom the past, a designation that effectively rein- forces the status quo. Under this rubric Qis understood as a text with roots in oral tradition; we would be both insisting on an oral-written media-mix and concurrently declaring an honest agnosticism about the particular details of its history and provenience' (Foley 2006b: I 38f; original italics). Cf. §4.3. d. i., above, for a discussion of 'voices from the past'.
24 In his even-handed reference to the 'Goulder-Farrer' perspective, Meier betrays this conceptu- alisation by assuming that oral traditions were 'things' (items) that could be 'collected' like written sources (1994: 177, though in fairness this language is standard in New Testament scholarship and certainly not unique to Meier; cf the references to 'cycles of oral tradition' in Streeter 1924: 183-184). Twelftrec even refers to 'oral ... tradition-histor[ies]' (1993: 55), mythical creatures akin to griffins and chupacabras! Given this literary perspective on oral phenomena, it is not surprising that 'oral tradition' has been widely overlooked as a causative factor in the 'Synoptic Problem', despite the fact that the majority of source- critical hypotheses have postulated strikingly ahistorical behaviour of early Christian authors, as Foley has just pointed out.
25 Cf §2.2.6., above; also, see the essays in Goodacre and Perrin 2004. 26 Cf the essays and responses in part one ('Oral Performance and Popular Tradition in Qý of
Horsley 2006c.
Rodriguez 182
even if most scholars opt for alternative interpretations. The primary problem, however, centres
on finding a solution to the synoptic problem as plausible as the Two-Source Hypothesis. We
obviate (or sheepishly avoid) this problem because, irrespective of the source hypothesis we pre- fer, both earlier gospels and those which are dependent upon them demonstrate dynamic roots in oral tradition and performance, and these roots pertain to our gospels' composition and recep-
tion. Our gospels' originative historical contexts, discussed in Chapter 4, mitigate the impor-
tance of which evangelist knew which gospel. The exegetically significant factor involves how
oral performative dynamics surround and envelop each of our gospels, their composition as well
as their reception. Even if Matthew had read Mark and was intimately familiar with Mark's
structure, content, even wording, Matthew must have been a perfonner of the gospel traditions
before he was an author of them. His written gospel bears more direct roots in his performative
experiences than to any sources with which he may have been familiar. The same point, mulatis
mulandis, applies to Luke.
7.2. Patterns of Similarities and Differences
The Beelzebul controversy begins with a narrative introduction that varies across all
three accounts and extends at least through the parable of the strong man's house (Luke =
aýXý) and the saying on blaspheming the Holy Spirit. T'hough the analysis below will take ac-
count of this entire passage, for reasons of space we wifl only discuss (a) the accusation against
Jesus and his response in terms of (b) divided houses/kingdoms and (c) the Spirit/finger of God.
When we look at the verbal similarities and differences between the synoptic accounts of the
Beelzebul controversy, all three gospels have a significant amount of material in common, Mat-
thew and Luke have a remarkable amount of material in common that Mark does not have, and
the pattem of similarities between Matt. 12.22-32 and Mark and Luke (Q? ) are roughly (though
certainly not cleanly) alternating. 27 The following table makes visible the verbal similarities and differences between our textS. 28
Mark 3.20-26: Matt. 12.22-28: Luke 11.14-20: 20 Kdt ineTai ei; o'; ticov-
27 Though Matt. 12.22-25a is somewhat helter-skelter, 12.25b-26a is largely similar to Mark 3.25-26 (cf. Luke 11.17b-18), Matt. 12.26b-28 is largely similar to Luke (Q) 11.18b-20, Matt. 12.29 is similar to Mark 3.27 (cf Luke 11.21-22), Matt. 12.30 is similar to Luke (Q) 11.23, and Matt. 12.31-32, like 12.22-25a, mixes language found in Mark and Luke. Similarly, Matt. 9.33 is similar to Luke (Q) 11.14, wHe Matt. 9.34, Mark 3.22, and Luke 11.15 are all similarto each other.
28 Bold words appear in all the relevant texts (e. g., in Matthew, Mark, and Luke, orjust in Mat- thew and Luke if Mark lacks a parallel); underlined words appear in multiple texts but in different mor- phological forms, and bold and underlined words appear in two texts in identical morphological forms but not in the parallel in the third text. Also, for reasons of space I have omitted Matt. 9.32-34, though the pattern of emboldened and underlined words takes it into consideration (e. g., IA bi Oaptadtot [Matt. 12.24] is bold and underlined [cf. Matt. 9.34], as is ilakrjacv 6 xwok icalt i0aýgaactv oi 5XXot [Luke 11.14; cf Matt 9.33]).
ßoG1 iCßolii(D ca 8atilovict, oi viol Qý ulicav iv Tivt iicßci). -
). ovatv; 81& ro1510 aýTO1 irptlat" icovzat ý; ItaV. 28 ei 8i iV
nveýgan gEoý iy(3 i1cßcc7. ). w rc; 8atjldvtcc, (! p a geocccrev ie, ý)Iläg j ßctotleia Toý) 0E0-3.
if' iawrav StEpepicoll, %63; ocaoiclerat i Pacitleict ccý, rof). * 5Tt Xiym iv BcFAWoýX iOA4tv gc T& Satg6vta. 19 F. 1 8i iy6 iv Bcc). ýe- Oo, U,; L ilcodmw 'ra 8atpovta, ol vioi ýp6v ev ctvt elcooix- lo-jotv; 8ta coGco aý, rot' ýg6v icptral iclorral. "' et, 8i iv sajcrýxw oso-3 [iy6l ilcodlim '[d 8atgdvta, Jpot Efoccoev if" Zpa;
Pact; Leta ro6 Oeo-5.
Despite the similarities between these texts and the conclusions scholars have drawn from them
we note that a number of these similarities are irrelevant (or less relevant) to theories of literary
dependence. A number of words in bold or underlined typeface need only suggest thematic simi- larities. For example, we can understand Matthew's and Luke's use of jcwý6v to describe the
demon [-possessed man] (Matt. 9.32; 12.22; Luke 11.14) in terms of Matthew's and Luke's
shared content apart from a literary relationship. Indeed, we must explain that Matt. 12.22 (but
not 9.32) says the demon-possessed man wasvuOk6v icoýt icwOov apart from any theory of liter-
ary dependence, either in terms of the evangelist's 'redaction' or in reference to the tradition's
multiformity. Thus some of the differences as well as some of the similarities make sense when we
envisage the relationship between Mark 3.20-30 and its parallels in oral-performative terms.
When we discuss the Beelzebul controversy, we will continue to refer to oral-performative dy-
namics contextualising the texts rather than explaining textual features in terms of chirographic
praxis. 7.3. Jesus, Beelzebul, and the Kingdom of God
As we resume our analysis ofjesus' statements regarding his therapeutic and exorcistic
activities and their significance, the Beelzebul controversy looms especially large for a number of
reasons. 29 First, scholars have become increasingly aware of the centrality of exorvism in the ac-
tivities and reception of the historical jesus. 30 Second, scholars note that this passage preserves a hostile interpretation ofjesus and his activities, andjesus' own response to this hostile interpre-
tation may likewise be preserved here. In other words, like Matt. 11.2-6//Luke 7.18-23 but
unlike Luke 4.16-30, New Testament scholars broadly agree that we have herejesus'own asser-
tion of his reputation. 31 Beasley-Murr-ay says boldly, '[Matt. 12.28//Luke 11.20] is one of the
few logia in the gospel traditions relating to the kingdom of God that is universally acknowledged
to be authentic' (1986: 75; emphasis added). 32
Besides the consensus that our two earliest sources preserve accounts of the Beelzebul
controversy, two other factors support the conclusion that these accounts are broadly 'authentic'
(even if the details still require analysis). First, scholars often suggest thatjesus' earliest followers
were unlikely to invent such an accusation as we find in Mark 3.22.33 While we might agree, we
ought to exercise caution when we pronounce upon whatjesus' tradents were 'unlikely' to do.
The question arises, Why, if they were unlikely to invent the story ofjesus being accused of de-
monic possession, were they so keen to preserve such an accusation? 34 Instead, we ought to no-
tice thatjesus' adversaries' accusations, here and throughout the gospels, do serve the evangel- ists' intereStS. 35 Precisely because Jesus' opponents (scribes, Pharisees, or whoever) accuse Jesus
29 Dunn refers to Jesus' response to John the Baptist (Matt. 11.2-6 par.; cf. Chapter 5, above) and the Beelzebul controversy as the 'key data' regarding the attestation ofJesus' success as a healer and exorcist in the sayings tradition (2003b: 6 7 1). He is undoubtedly correct.
30 Credit here must be given especially to Twelftree 1992; cE also Hollenbach 1981: 568-569; Dunn 1988; as well as those sources listed in C. A. Evans 2002: 12-13, ftns 21,22.
31 Humphries is one notable exception; e. g., 'Although it is not impossible thatJesus was at one time charged with belonging to the Beelzebul camp, it is unlikely that this particular chreia preserves an actual historical encounter. The rhetoric is simply too calculating and suggests a period of reflection. Uke most chreia, it is a rhetorical device not a historical narrative. Yet, as indicated above, the chreia's attribu- tion to a character should be apt. We may have here an apt portrayal of one who manifests wisdom at the level of verbal repartee. Jesus' retort may be a small reminder of his way with words' (1999: 31). CE the judgements of the Jesus Seminar (Funk, Hoover, et aL 1993: 185,329-330), who print Luke 11.17-22 in pink (but not, curiously, the parallel material in Matt. 12.25-26, which is printed grey; compare Mark 3.23-26 [1993: 51], also grey: 'The difference of one or two words, or a subtle nuance, often results in different ratings for parallel passages' [1993: 52]).
32 Beasley-Murray does address the lack of consensus regarding the interpretation and signifi- cance of this logion. Meier agrees, though he says 'Beasley-Murray may be exaggerating slightly' (1994: 404).
33 E. g., Twelftree 1993: 105; Wright simply says, 'The church did not invent the charge thatJesus was in league with Beeizebul'(1996: 187).
34 Besides the texts in the synoptics that we are currently considering, cf. John 7.20; 8.48,52; 10.20.
35 Compare Humphries 1999: 21-22.
Rodriguez 185
of exorcising demons 'by the prince of demons', the gospels demonstrate not onlyJesus' rhetori-
cal prowess over against his Jewish opponentS36 but also the decisive role Jesus plays in the ad-
vent and establishment of the kingdom of God. Far from being an 'embarrassment' to the early Christians, the accusation thatJesus conspires with Beelzebul becomes a vehicle for the embar- rassment ofJesus' opponents.
Second, with regard to Jesus' status ('reputation) as an exorcist, critics frequently note thatJesus' opponents accept thatJesus exorcises demons; the debate driving our texts centres on the means, and therefore the significance, ofJesus' exorcistic success. This, too, has been some-
what overstated; more accurately, the gospels portray Jesus' opponents as accepting the fact of Jesus' exorcisms. I do not doubt thatJews other thanjesus and his followers were willing to ad- mit of demonic forces at work within the world and to acknowledge certain people and/or tech-
niques as especially helpful for warding off those forces. 37 For these reasons the gospels' testi-
mony appears plausible, that (many of) Jesus' opponents objected to the significance (and popular- ity) of his exorcistic reputation and not thefact of that reputation. But, like the accusation of de-
monic collusion itselfjesus' opponents' acceptance of his success as an exorcist works with the
evangelists' interests.
At the same time, we cannot label the Beelzebul controversy 'inauthentic' and be done
with it. 38 Rather, we should recognise the arbitrariness of our classifications 'authentic' and 'in-
authentic'. Of course, jesus either did say or do something, or he did not; some determination of
authenticity or inauthenticity seems in order. But we do not have the actual deeds or sayings of Jesus before us but rather reports of those deeds and sayings. Here the distinctions begin to blur. if
Jesus was embroiled in controversies regarding the source of his exorcistic power, the accounts before us could still conceivably fail to communicate anything of those controversies. Con-
versely, if somewhat counterintuitively, perhaps no one ever gave a second thought to Jesus' ex-
orcistic power; the gospels may nevertheless communicate something 'authentic' about the 'real'
JeSUS. 39 Our point is not that we can never know for sure. Rather, our gospels arose in the con-
text of other known and accepted images ofjesus. Perhaps Mark (or Q) activated new potentiali- ties forjesus' memory amongst his followers, some of which emphasised the image ofJesus the
exorcist. 40 But even if so, Mark's 'innovation' took place in a context in which this development
made s ense ofJesus to his audience. In other words, this 'innovation' communicated something
36 Cf. the discussions of'challenge and riposte' in Guijarro 1999. 37 Famously, evenjosephus fits this description (cf, Ant. 8.45-49; cf, also Ant. 13.415). 38 Meier points out how trusting scholars have been vis-d-vis this saying (Luke 11.20 par. ), being
for the most part content to note that Bultmann accepted its authenticity. Ever aware of unargued asser- tions, Meier provides his own detailed argument in favour of authenticity; cf. 1994: 413-417.
39 As an example, it is surely 'inauthentic', according to the typical use of the term, to call Abra- ham Lincoln the 'father of the civil rights movement', but this in no way detracts from this label's ability to communicate something powerful, useful, even 'authentic', about the sixteenth American president (Schwartz 2000: 1-8).
40 Emmrich, who points to the central role exorcisms played injesus' ministry, lists 'seven distinct instances ofjesus' performance of an exorcism' narrated in the synoptic gospels (2000: 268; cf. fin 9), though he does not include the Lukan portrayal ofjesus' healing of Simon's mother-in-law (4.38-39) and of the'bent'woman (13.11-13), both of which have exorcistic han-nonics.
Rodriguez 186
aboutjesus that Mark's audience already knew (or were already predisposed to know). 41 Even if
the Beelzebul controversy were 'inauthentic', we could not simply excise it from our Jesus data-
base' in order to quarantine the 'historicaljesus' from statements he never said. 7.3. a. Jesus' Opponents and Their Accusation against Him
All three synoptic gospels provide fairly consistent accounts of the charge: Cv [Bcc%ýc-
poý%]42 C6 " xovTt -z6v Baigovi(ov c'O6XXct -z& 8ottg6vta (Mark 3.22 and parallels). The . CCP
evangelists' do not, however, consistently identify Jesus' opponents. Luke never identifies Jesus'
antagoniStS; 43 they simply speak out from among the crowds who express amazement that the
formerly deaf man now speaks plainly. Mark is more specific: scribes who have come down from
Jerusalem speak againstjesus. Additionally, Jesus' family has come to opposeJesus, though their
charge is somewhat less serious than the scribes' (France 2002: 168). Matthew, somewhat pre- dictably, says that while 61 6X), ot are amazed byjesus and shout out exclamations of praise, 44 ol
(Daptaditot accuse him of demonic collusion. 45 Gui arro claims we cannot confidently identify
who brought this accusation against Jesus; 'All we can say is that Luke's anonymous accusers
and Mark's scribes are to be preferred to Matthew's Pharisees' (1999: 120). While this coheres
with the current ethos of New Testament scholarship, in which we interpret the Pharisees' oppo-
sition to Jesus in the gospels in terms of later communities' conflict with the synagogues, is this
really all we can say?
7.3. a. i. Mark's rPAMMATEIL and Matthew's (DAPII: AIOI
Actually, Luke's anonymous accusers presents the most problems. Does Luke simply not identify who accusedJesus of working with Beelzebul, or does he suggest the accusation came from some in the crowd who remained anonymous? The former is more likely; Jesus' response
to his accusers in all three accountS46 suggests he knew who amongst the crowds spoke against
serves remains unclear, as is what effect, if any, it ought to have in the texts' interpretation. 47 In
Mark 2.6//Matt. 9.3 Jesus' opponentS48 question 'in their hearts' (iv rat; icap8itat; (ArCov), so
41 Cf. my comments about Luke's treatment of tradition in 4.16-30 in the previous chapter. 42 We should note that BEEXýEpoýX, indeclinable in Greek, functions differently in Mark than in
Matthew and Luke: in the latter, BccXWoýX, in the dative case, identifies the power by which Jesus is said to exorcise the demons. In Mark, BceXtooýX takes the accusative case: the accusation here is that Jesus is possessed by [iXet] BF_F_Xýcpoý%, not simply that he is in league with him.
43 Cf. Luke 11.15: uviq 8i i4 ctý, rCov. 44 Cf. the discussion at §7.3. b. i., below. 45 E. P. Sanders (1985: 198) seems to equate 'scribes' with 'the Pharisees' and/or 'the haberim'. 46 Matt. 9.32-34 contains the Pharisees' charge againstjesus, but in this passageJesus doesn't re-
spond. 47 Luz characterises this detail as 'not very important' for the same reasons noted here, though he
supposesJesus' 'soveriegn[ty] and superior[ity]' are heightened by it (2001: 203). 48 As we consider Guijarro's judgement that Luke's anonymous accusers or Mark's 'scribes' are
preferable to Matthew's 'Pharisees', due to Matthew's redactional tendencies, perhaps we ought to note that Mark 2.6/ /Matt. 9.3 identifyjesus' opponents as -rtw; r6)v ypaggariwv, while Luke 5.21 names ol ypccggcvretg ical ol (DapicrcCtot. The close associations between the groups ot yp(xggaTitq and olt Oapt- aoCtot suggests that sharp distinctions between them are unjustified (cf. the discussion immediately below).
Rodriguez 187
Jesus' apparent access to their inner musings serves a narratological purpose. 49 In the Beelzebul
controversy, however, the texts suggestJesus heard his opponents' (voiced) accusation of casting
out demons iv MXýEROýX. Why, then, shouldJesus (or those with him) not know who his ac-
cusers were? Luke emphasises the accusation itself, not the accusers; Mark and Matthew, despite
their identification ofJesus' opponents, likewise draw our attention to the controversy at hand
and not to the parties involved therein. Neither Mark nor Matthew make anything further of
Jesus' opponents' identities. Jesus does not, for example, go on about how 'you Pharisees' fail to
properly interpret his actionS. 50 In both Mark and Matthew, as in Luke, the charge and counter-
suit focus on the means and significance ofJesus' exorcisms. What is more, Alan Kirk has dem-
onstrated that the identity ofJesus' accusers does not remain anonymous in Q 11; in the Woes
(11.39-48,52) 'any residual ambiguity with regard to the identity of Jesus' challengers disap-
pears. They are concerned with working out and scrupulously observing purity and dining rules
(11: 39-42). Their claim to positions of honor in public assemblies ... and deferential public
greetings (11: 43) shows them positioned atop a hierarchical system based on prestige, privilege,
and ostentatious display of status differences' (2006: 187-188). 51 If Luke's audience would have
received 11.1+-23 in conjunction with 11.37-53, then Luke does identifyjesus' opponents as oi
ypaggerriiq (compare Mark) and olt (DaptuoCtot (compare Matthew). 52 For sundry reasons some
commentators have happily referred tojesus' opponents simply as 'Pharisees'. 53 Whether or not
this is, in the final analysis, historically precise, the identification ofJesus' opponents as Pharisees
involves more than simply accepting uncritically Matthew's redactional manoeuvre. 54
The mention of olt yp(xggaTJg mx! olt (DccptcFcCtot in Luke 11.53 raises the question
whether Luke intended these as two distinct groups, both of whom became hostile tojesus' mis-
sion, or whether both labels identify a single group. Matthew frequently pairs 'scribes and Phari-
In this light, Matthew and Mark may agree on Jesus' opponents' identity. How far, then, we should as- cribe ot OaptcroCtoi in Matt. 9.34 and 12.24 to Matthew's 'redactional impulses' is not clear at all.
49 Notice that Matthew uses c&q Mugý(Yctq aý, rCov in 9.4, just as he has in 12.23. ivGgllal;
appears only in these two passages and in Acts 17.29 and Heb. 4.12. 50 Contrast this withJesus' polemic in Mark 7.1-23 par. 51 Kirk concludes, 'those who accuseJesus belong among the elites of a temple city' (2006: 188).
Kirk's meaning is not very clear. Does he intend to link Qs portrayal ofJesus' opponents with Mark's (61
ypagga, cit; or c; x6 7EpoaoAtýpwv Karafidvreg; 3.22), whom we should more appropriately call 'retain-
ers' than 'elites', or does he mean to imply that Jesus' opponents in QII belong to the (high? ) priestly class?
52 Pace Twelftree 1993: 104, who sees in Mark and Matthew a 'tendency for tradition to take on proper names during its transmission' and says Luke 'often drops such specific references from his
sources'. In light of Luke 11.3 7-53, Twelftree's assessment of Luke's redactional 'tendencies' requires a selective reading of the evidence.
53 Cf. Hollenbach 1981; 1. H. Marshall 1978: 470-480. Maccoby is almost defensive in his pro- posal that Jesus' historical conflicts with Jewish leaders was with Sadducces and not with Pharisces (1989: 45-46). He recognises thatJesus; and the Pharisces actually had much in common, but this recogni- tion does not cut off the possibility of conflict between them (cf Stemberger 1991: 38). Maccoby's proposal assumes the Sadducces had more influence outsidejerusalcm andjudea than is historically likely.
54 For discussions on dt (Nxptodiot, cf Neusner 1983; Saldarini 1988; Maccoby 1989; Stem- berger 1991. Maccoby's discussion is sympathetic to the Pharisces but then rcads the evidence - from Josephus as well as from the New Testament - without nuance (cf. esp. Maccoby 1989: 38-5 1).
Rodriguez 188
sees', especially in his 'woes', 55 but this is certainly not unique to that gospel. Mark also pairs
them, 56 even speaking at 2.16 of olt ypaggwriig VýV 41)aptc; aiwv, in which 'scribes' refers to a
professional vocation or role that could attach to various socio-political identitieS. 57 Besides
11.53, Luke, too, can pair these two labeIS; 58 in his parallel to Mark 2.16 Luke reads, 'the Phaii-
sees and their scribes' (5.30; emphasis added). If, then, 'scribes' and Tharisees' referred to two distinct groups, the synoptic evangelists all suggest some measure of overlap between them. We
should also notice that, of the fifty-three uses of the plural olt ypaggaTit; in the synoptic gos-
pels, 59 the scribes appear with another group forty times (if we exclude Mark 2.16). 60 Other than
some version of olt yp(xggaT6tg ical o7i (Nxptuditot, the gospels pair 'scribes' most commonly
with 01 &pxtF_pE7tg or dt npEcYPý, rcpot or both, especially in the passion narratives. As a group, then, the 'scribes' seem especially prone to further identification, whether
Pharisaic 'scribes' or'scribes' more closely associated with theJerusalern Temple administration. This proclivity to further specification may be due in part to the wide socio-economic and politi-
cal functions a ypaggar6q could serve, from the highly exalted persona of Ben Sira 38.24-
39.11 to the servants of the royal court found, for example, in Ant. 6.120 to the lowly village
scribes who enjoyed very little status (cf. War 1.479). As Saldarini has said, 'Some scribes had
low status and others very high status during the Herodian period' (1988: 263). 61 Even in non- Christian Judaic usage dt ypaggaui; could be identified with other labels, a feature which has
caused confusion in texts other than our gospels. For example, I Macc. 7.12 refers to auvaywyý
ypaggaTiwv, but in the very next verse ot 'Aot8cCiot are on stage. 62 Despite the difficulty schol-
ars have had deter-mining the historical events underlying I Macc. 7.12-14, the pro-Hasmonean
author of I Maccabees apparently had no problems writing of ypaggaul; and 'Act8ditot as if
the relationship between them would have been widely understood, whether they were one,
overlapping, or distinct groups.
55Cf Matt. 5.20; 12.38; 15.1; 23.2,13,15,23,25,27,29. 56 Cf Mark 2.16; 7.1,5. 57 Cf. SaIdarini 1988: 256. We should also recognise the similarity between Mark 3.22, which re-
fers to scribes o7t c66 'ftpoooXýgwv vcaTaO, 6v-rK, and Mark 7.1, which refers to ot (Daptoodot ical n- vE; rCov ypaggctT&ov OL06VTF; (66 ICPOGOLýgwv. The difference, then, between Mark 3.22 and Matt. 12.24 is probably not as great as many redaction-critical studies have suggested.
58 Cf Luke 5.17 Pý vOAo8t8a(; jcaXot], 21,30; 6.7; 11.53; 15.2. 59 1 have not counted rCov ypaggaTiwv in Mark 12.28, as the text is referring to 'one of the
scribcs'(Et; E& ypagga-rhov). 60 The references of oit ypaggaTet; by themselves are at Matt. 7.29; 9.3; 17.10; Mark 1.22; 2.6,
16 [4; t ypaggwrit; T6v (Daptoaicov]; 3.22; 9.11,14; 12.35,38; Luke 20.39,46. 61 The same was true of the Pharisees. Despite his romanticised view of the Pharisees (or perhaps
because of it), Maccoby nearly rightly comments, 'Whereas the leaders of the Sadducces came from the rich and from the hereditary priestly aristocracy, the leaders of the Pharisees were drawn from all strata of society, including the poorest of artisans and agricultural labourers' (1989: 38-39). Though those who identified themselves as Pharisces almost certainly were drawn from multiple socio-cconomic strata (per- haps including the powerfid but tiny social elite), the 'leaders of the Pharisces' were almost certainly all from society's higher strata. Maccoby's complaint that the gospels do not 'hint' at this fact is imprecise: the gospels do portray the Pharisees as present in multiple socio-economic situations, even if they do not draw attention to this fact.
62 Cf. SaIdarini 1988: 251-254 for a discussion of this passage.
Rodriguez 189
Similarly, Matthew's identification ofjesus' opponents as 01 (DaptuoCtot may be less a
function of his communities' conflict with local synagogues than of how the 'scribes' were in-
stalled in early Christian memory and oral performance. 63 Not that we should prefer Matthew's
(Daptacitot over Mark's yp(xjigatf7tq or Luke's Ttvcg. Rather, in terms of the interactive per- formance of theJesus tradition, in which embodied performers of the tradition conspired with
concrete audiences to actualiseJesus' story, 0 three labels appear to have evoked (or pointed to)
the same group. We misconstrue the significance of Matthew's ol (DccptacCtot when we catego-
rise it as 'redaction', a problem exacerbated by the common assumption that 'authentic' repre-
sents the most appropriate opposite of 'redaction'. Matthew's o! (Daptacdot does not take the
Jesus tradition in new directions (as the label 'redactional' would imply); it makes sufficient sense
as an instance of the tradition of which Mark 3.22 and Luke 11.15 represent two other in-
stances. 64 As a consequence, Matt. 12.24 (and other similar passages) cannot be read as evidence
of conflict between Matthew's communities and local synagogues, though 12.24 (and similar
passages) would become especially relevant in the presence of such conflict (established on other
grounds). 65
One more thing: SaIdarini argues, 'Tbe synoptic gospel writers see the scribes as a uni-
fied group in opposition to Jesus but say very little about them' (1988: 266). Certainly 61 ypag-
ttauig represent one of the primary (and ultimately fatal) sources of opposition to Jesus in the
gospels, though we should not overlook more ambiguous texts such as Matt. 8.19; 13.52;
17.1 0//Mark 9.11; Mark 12.28-34; Luke 20.39, in which the scribes are portrayed neutrally or,
in some cases, quite positively. SaIdarini's main proposition - that the scribes appear as a uni-
fied group in the synoptics - does not find any support in the gospels and is, ultimately, an as-
sertion supported only by the observation that 'the scribes' are usually opposed to Jesus. 'Mark
presents them', says SaIdarini, 'as a unified, political group because for him their salient, unify-
ing characteristic is opposition to Jesus. Actually, the scribes probably stand for a plethora of
Jewish community officials (many of them scribes) who opposedJesus' claim to authority and
growing following' (1988: 266). 'Opposition tojesus', however, does not support the conclusion
63 Saldarini suggests, on the basis of the Maccabean literature, that 'the use of scribe as a title for
the learned guardians of the law was a Palestinian usage, not found in the diaspora'(1988: 254). Matthew is clearly not averse to referring to ot ypaggctTEig (twenty-two uses), but if Saldarini is correct, perhaps Matthew's pairing of ypaggcETiiq with other prominentJewish groups contextualiscs the term, giving it an appropriate meaning for his audiences.
64 From a rcdaction-critical perspective, there is one reason to suspect Mark's identification ofje- sus' opponents as oi ypagg(xTEig as a feature supplied by the evangelist. In his account ofJesus' exorcism in a synagogue in Cajýemaum, the crowd is amazed atjesus' authority. The narrator explains the reason for their amazement: 11v y&p BiMaic(t)v otýTo-ýg (;; kouaiav ZX(ov icdt oýX (;; oll YPcC1. tgaTi1; (Mark 1.22; compare the onlookers' statement at 1.27). Thus Mark has already established the debate regarding
Jesus' authority and his exorcisms as being between him and ot ypaggaTit;. I would not suggest that Mark's identification of Jesus' opponents should be attributed to his redactional interests; rather, we should notice that the variations across the three extant instances of 'the Beelzebul controversy' do not obscure the underlying unity of those three instances as 'the Bcclzebul controversy'. What is more, Gui- jarro's point (1999: 120, cited above) that Mark and/or Luke are to be preferred over Matthew clearly has its own problems.
65 Pace Maccoby 1989: 39.
Rodiiguez 190
that Mark imagines the scribes as a unified group. The various descriptions of ol Yp(x4AccTi1q in
Mark - as coming from Jerusalem, as linked with o7t Octptadiot, as linked with 01 a'PxtcPEtg
and with ot npcaOý-rcpot, and even as at least potentially sympathetic tojesus and his teaching
- suggest a social identity only loosely centred round scribal activities, including teaching, pre-
serving, transcribing, and transmitting traditional materials. We have already seen that Saldarini's comments vis-d-vis 'the scribes' in other Hellenis-
ticJewish literature are appropriate to the gospels, from their varied socio-economic location to
their identification with other groups and even their general role as 'one leamed in the Jewish
law' (1988: 266). Saldarini seems to notice his central assertion lacks any read evidence: he ac- knowledges the likelihood of the scribes' presence in Galilee 'both as village scribes ... and as low level government officials', as implied by Mark. He also recognises the gospels' portrayal of
the scribes as 'low level officials and judges both in Jerusalem and in the towns and villages of
the country' and that we can read the gospels' scribes 'as bureaucrats and also as experts onjew- ish life' (1988: 267). 66 Luke, too, suggests an 'understanding of the scribes [as] either vague ... or
guided by the general functions of scribes in the Greco-Roman world' (1988: 267). In his sum-
mary of the gospels' evidence, Saldarini recognises, 'Such functionaries would not have made a
coherent social class or organization opposed tojesus' but then adds without argument, 'as the
gospels understand them' (1988: 267-268). In sum, Saldarini's description of o! ypccpgaTEig is
better than his description of the gospels. 7.3. a. ii. jesus the Deviant Exorcist
We can responsibly speak of a consensus among New Testament scholars, with a hand-
fid of exceptions, that some ofJesus' opponents accused him of casting out demons by the power
of Beelzebul. 67 Scholars, however, have not come to a consensus regarding the intentions of
those who thus accused him. Certainly the most common interpretation centres on interpreting
the charge, iv Tý BccXW6)L &pxovrt T6v 8(xtgovi(ov, in terms of 'deviance. In his seminal
essay, Jesus, Demoniacs, and Public Authorities', Paul Hollenbach, citing George Rosen
(1968: 101-121,90), writes, 'Behavior of this kind, on the "fringes of sanity, " shows that the line
between sanity and insanity was not always easily determined. Ile result is that, to an extent, "whether or not a person is considered mentally ill depends on the degree to which his behavior
is disturbed, and the attitudes of the members of his social group towards deviant behavior"'
(1981: 570-571). Owing at least in part to the considerable literature on the sociology of devi-
ance, 68 scholars have subjected the Beelzebul controversy to intense sociological analySiS. 69
Unfortunately, the analysis ofJesus as a deviant tends to over-emphasise Jesus as an in-
dividual, even studies that draw attention to the ways ancient social structures differed from
66 Notice the similar description of the Pharisces in Neusner 1983: 64, where Ncusner summarises the evidence ofjosephus's Life.
67 Cf Dunn 1998; 2003b: 455-461,670-673; Meier 1994: 413-417; inýr ahos. 68 Esp. Becker 1963. 69 Cf., inter alios, Ileissen 1974; Hollenbach 1981; Malina and Ncyrey 1988; Guijarro 1999;
2002; Crossan 1995; Kirk 2006.
Rodriguez 191
Western, north Atlantic individualistic culture(s). 70 Guijarro, for example, correctly insists: 'devi-
ance is a socially assessed phenomenon [because] deviant behavior can only be defined and en- forced by reference to the values and rules of a given society.... The values and boundaries of
the society are then the framework in which deviant behavior can be understood as such' (1999: 122). Nevertheless, Guijarro's analysis focuses exclusively uponjesus and his opponents'
efforts to impute to him 'a new self of a negative kind' (1999: 123). 71 Despite his correct under-
standing of deviance as a 'socially assessed phenomenon', Guijarro spends very little effort ex-
plaining the socio-cultural consequences at stake. 72 Similarly research typically (and accurately) identifies honour and shame as dynamics in the social labelling of deviance, 73 and both honour
and shame are certainly socially ascribed values. 74 Tlie Beelzebul controversy, however, ad- dresses deeper issues than simply, Shouldjesus be considered a social deviant? At the centre of
the Beelzebul controversy we findjesus' exorcisms 'posing a serious threat to the social, cultural,
and religious world of his day' (Wright 1996: 190). The accusation levelled againstjesus, and his
response to it, takes up the much larger question, What is the current condition of Israel? This
latter question must take a more prominent role in our discussions of the Beelzebul charge. Tlie
need for this shift in perspective comes into clearer focus when we consider more closely the ac-
cusation thatjesus exorcises demons iv Berlýefloý, J. 75
7.3. a. iii. Beelzebul, the Prince of Demons
Very early in Christian history BeckýEooýX became obscure as the name of a demon, as evidenced by the textual problems associated with this name in the manuscript evidence. 76 'Me
70 1 would not deny the existence of the concept 'individual' in ancient collectivist cultures, as some social scientific analyses appear to do. The problem being identified here is an overly narrow focus onjesus as an individual apart from the wider socio-political dynamics that would have attached to him in a controversy like the Beelzebul controversy. Cf. Lawrence 2003, cited in Bauckham 2006: 173, fin 46, for a critique of New Testament social scientific analysis from a thoroughly social scientific perspective.
71 Malina and Neyrey, too, focus onjesus the individual, and the social processes swirling about him, without considering the wider social issues at stake; e. g., 'The accusation of demon possession against Jesus, then, was intended to dishonor and discredit him' (1988: 28). But is this really all the accusation was intended to do? The problem is rooted in their definition of key terms, esp. 'labelling': 'Labelling might be described as the successful identification of a pffson and hisAer pffsonhood with some trait or behavior' (1988: 35; emphasis added).
72 Kirk 2006 provides a corrective to these individualising tendencies and keepsjesus as well as his interaction with his opponents in its wider socio-political context.
73 E. g. Crossan 1995: 70, though we should note that Crossan is discussingjesus' open commen- sality.
74 The discussion of honour/shame in 'Mediterranean cultures' is vast; cf, Malina and Neyrey 1991b; Plevnik 1993; Esler 1994: 25-29; Moxnes 1996; deSilva 2000; Malina 2001: 27-57.
75 We saw that Israel's current state was also a factor in the interpretation of 4Q52 1; cf. §5.2. c. i., above.
76 N and B both read BecýcpoýX, which Twelftree explains as 'an assimilation of I to the C' (1992: 164; Stanton [1994: 169-191] consistently prints BeEtAoýX without explanation, though he also prints the English form 'Beelzebul'; cf. also Huck §§59,85-86). More significantly, the Syriac tradition (the Vetus Syra (syr4 (not at Matt. 12.27), syr-c (not at Mark 3.22)] and the Peshitta [syrP]), the Old Latin (itau,; itfn [at Matt. 12.24,27], but not at Mark 3.22), and the Vulgate assimilate BCEXWOý% with the name of Ekron's god, BEEXWOýP (2 Kgs. 1; compare Ant. 9.19; cf. Twelftree 1992: 164). MacLaurin falsely claims, 'In only one of [the occurrences of BeekVpoýX in the NT] is there any textual variant; this is Mtt. x 25'(1978: 156). NA27'S textual apparatus shows the same pattern of variants for Matt. 10.25 as for
Rodriguez 192
secondary literature typically translates BEF_XýEpoýk as 'lord [ba'al of heaven [Ybul' (e. g,
Twelftree 1992: 164), which is then often read in especially theological termS, 77 if it is given any
significance at all. 78 Bietenhard contends: 'most probably, Bee(])zeboul comes from ba & zibblyl
(from post-OT Heb. zebel manure, dung; zibbill meaning an idolatrous sacrifice) - lord of the
idol-sacrifice - which is at once equalled to dung' (1978: 469). Aitken likewise understands Be-
EXýEpoýk in ternis of monotheistic polemic. He takes zebu] as a reference to heaven and argues
that, 'inasmuch as in each of the important non-Jewish religions of the period one god held a
preýminent place, and he a sky-god, and a foreign god was considered by the Jews to be a de-
mon, the name Beelzebul - ie. Lord of Heaven - was properly applied to the chief of the de-
mons' (1912: 34; cf. 50-5 1). MacLaurin judges it 'quite clear' that 'the N. T. phrase BccXWoýX
&pxov, rt rCov Scugovim refers to Ba'al's position as ruler of the angelic sons of God - destined
to become "fallen angels" - and ruler of the underworld after he had defeated Mot'
(1978: 159). 79 Indeed, MacLaurin argues that oZKoSEan6Ti1g represents a translation of BEEXOE-
Po'UX, both of which feature in Matt. 10.25: 'In B[iblical]H[ebrew] Aul means te? npk, and this
may also represent OIKO- - house- in Mtt. x 25; the phrase byt YHWH being very frequently
used for the Hebrew temple' (1978: 156-157; original italics). In these theological terms 'Beelze-
bul', whether or not we accept the evangelists' equation with 'the ruler of the demons', connotes
one of the (primary? ) rivals to YHWH, the God of Israel. 80
BukýcpoýX, as an entity of theological import, would also have had political resonances
in social conflict over his influence and/or possession of a popular healer/exorcist. We gain a
more significant (because more deeply signifying) reading of the charges brought against Jesus
when we take account of these resonances. 81 MacLaurin, for example, refers to the appearance
the other NT uses of Bcc)LýEooýX. Though Foerster (1964: 605-606) adjudges BcF_XWoýX as 'the normal form', he seems to understand the meaning of BccXWoýX = BceXVOoýo.
77 E. g., 'The meaning "lord of heaven" for the prince of demons (Mt 12: 24) would have been
well understood as a euphemism for Satan in light of the LXX substituting "demons" for "idols" in Psalm 96: 5 [95: 5]' (Twelftree 1992: 164). This is consistent with Twelftree's entire approach to 'demon [s], Devil, Satan', which is implicitly theological: 'ForJesus and the Gospel writers the Devil, or Satan, is the chief enemy ofjesus and the establishing of the kingdom of God. In his ministry, especially in his exorcisms, Jesus engages in the first stage of the defeat of Satan in casting out his evil minions. Jesus' complete defeat of the Devil and his exorcisms is expected in the eschaton' (1992: 163). Cf. also Boring 1995: 285, who seems to interpret Jesus' and the Pharisces' 'vie [ing] for the loyalty of "the crowds... in terms of modern religious propaganda. Compare France (2002: 169): 'Ile ultimate significance of the exorcisms is chris- tological'.
78 Foerster explicitly states: 'The meaning of the name is of little importance in the NT' (1964: 606). Similarly, cf. Marshall 1978: 473; cited in Humphries 1999: 13.
79 MacLaurin's discussion, in referring to the defeat of Mot, points to Canaanite mythology. 80 Again, to cite MacLaurin: 'The rabbis saw in zbl something with non-Yahwistic associations.
ThusJcrus. Berachoth fol. xii 2 ... took zb1 to mean dung or dunghill (obviously a derogatory substitution comparable to bosheth for ba'al ctc. )' (1978: 157, fin 8; original italics). Malina and Neyrey, however, re- mind us of the need 'to describe and explain the behavior of group members, not disembodied ideas or concepts' (I 988. xii).
81 Douglas Oakman early on raised similar questions: 'What was at stake politicafly in exorcism? What was so offensive in the healing of bodies? Politics and religion were thoroughly fused in the ancient mind. Can we not expect to find some substantive connection between bodily exorcism and flaat)Lcia, "reign, " (or ý OaatXcia Toi) Oco; ), "the reign of God")? Indeed, there are overtones of the exorcism of
Rodriguez 193
of zb] ba'al aq ('the prince, the lord of the earth) in some Ugaritic texts, 82 which could be sim-
plified zb] b cl. 83 The possibility arises, therefore, that BeOLVOoýX, inasmuch as it would have
retained its connotative value as a cipher for a rival deity to YHIVH, would have been received
not simply as 'lord of heaven' but also (and simultaneoUS]y? 84) as 'lord of the earth. Humphries
also turns to the Ugaritic zb] 0 ars and suggests that, if 'the Beelzeboul in our text is the equiva- lent to zb] 0, then perhaps what we have here is a local manifestation of "prince Baal" - that is, "the prince, the lord of the earth"' (1999: 20). 85 His suggestion that since 'the earth is often
considered the abode of demons' this designation r1ord of the earth') led to the identification of Beelzebul as 'lord of the demons' is unpersuasive. We can nevertheless agree with Humphries
that 'it is quite likely that the worshipers of Yahweh would label this foreign and rival deity as a "ruler of demons"'. The conclusion: 'Beelzebul is identified with the shortened form of zb] b7-
" arýs (that is, 0 zbý and thus associated with the ancient Canaanite deity "prince Baal, lord of
the earth"' (1999: 20).
Many scholars, not least Richard Horsley and John Dominic Crossan, have drawn our
attention to the ways in which the Galilean populace experienced muld-layered systems of op-
pression under the Romans and their Herodian client-kings, and New Testament scholarship
exhibits increasing sensitivity to the ways in whichjesus' message and activities gained a hearing
in this context. 116 Israel found itself hopelessly mired in the vortices of varyingly 'global' empires
for six centuries prior tojesus' activities in Galilee, and Rome, like those empires that came be-
fore, explained itself internally and externally in terms of salvation and peace for the whole
world. 87 In the context of an empire that hailed ý yeviffltog ýgýpa roý Ocoý in terms of good
news for the world (cCot x6agwt TCov St' aýT6v EýayyEkiwv), 88 the claim that ajewish exorcist
cast out demons iv Bcc)LýEPoý)L may have been heard by otherjews as more than collusion with
one of God's enemies of old. Invoking the name BcOLWoý)L, with its theological and political
the body politic in the exorcism of bodies. Exorcisms drew crowds. Exorcism in that context was an act with larger ramifications' (1988: 112).
82 Cf. the references in MacLaurin 1978: 157; also, cf Held 1968: 91. 83 Cf Held 1968-9 1; Humphries 1999: 20,30; the latter cited injohnson-DeBaufre 2006: 202, fln
3. 84 The link between heaven and earth is the status of each as the dwelling place of the divine (cf.
Aitken 1912: 39). 85 Cf. also Twelftree 2006: 418 for the translation 'Baal-Prince'. 86 France comes close to realising the political resonances ofjesus' parable of the strong man by
referring to Isa. 49.24-26: 'Since the "prey" taken from the strong man there represents God's people rescued from their oppressors, we should perhaps understand the strong man's oimýTl here as represent- ing the people rescued (be exorcism) from Satan's oppression' (2002: 173). This explanation has merit, but Jesus' parable and its employment of the Isaianic imagery should have suggested to France that 'Satan'
and his kingdom would have been received in terms of the pagan empires that had subjugated Israel in
exilic times as well as in the first century. 87 Cf. Horsley 2003: 15-34, though Horsley's insistence on explaining the rise and effects of
Roman imperial power in terms appropriate to discussions of contemporary American foreign policy - e. g., 'superpower', 'pacification', 'terrorism /-ist(s)', 'globalization', etc. - encourages an analogical thinking that disrupts both discourses. See especially the discussions of the Priene Calendar Inscription in Horsley 2003: 23-24; C. A. Evans 2000: 67-8 1.
88 OGIS 2.458; quoted in C. A- Evans 2000: 69.
Rodriguez 194
resonances, may have been an economical way of chargingJesus of participating in the oppres-
sion of Israel by foreign pagan (especially Roman) power. 89 The charge of 'deviance' levelled
againstjesus would not have simply excluded him beyond the pale of 'us'; to the extent thatJe-
sus' opponents could successfully label him a 'deviant' he would have been aligned all the more
closely with Israel's enemies, among whom Rome (and herjewish collaborators) loomed quite large indeed. 90 'Tbatjesus viewed the Herodian dynasty as doomed to apocalyptic annihilation becomes clearer from a consideration of the Beelzebul controversy in its political and cultural
context' (Freyne 2004: 14 7). 91
7.3. b. Jesus' Riposte
All three accounts ofJesus' response to the charge of opposition to Israel's God and ex-
orcising via the power of BcE). ýEooýk (= 'prince Baal, lord of the earthý begin with the parabolic
manipulation of the images of a divided kingdom and a divided house. If we continue our inter-
pretation of the Beelzebul controversy with an eye out for socio-political resonances, Jesus' ma-
nipulation of precisely these images - viz., kingdom and house - stands out as strikingly apro-
pos. Contrary to the judgement of some scholars that Jesus' response shifts the ground from
which his opponents levelled their accusation against him, Jesus confronts the logic of his accus-
ers directly and head on. Guijarro, for example, supposes that Jesus' first response'92 was not
originally a part of the tradition of the Beelzebut controversy, in part because 'it does not answer [the accusation] directly' (2002: 161). 93 Ilkewise, Humphries claims that, 'whilejesus' retort ap-
pears to respond to the accusation, it does not address the intent of the accusation directly.
There is nothing contained in the twin images of a divided kingdom and house that counters the
implicit charge of deviance. On the contrary, the retort targets the surface of the accusation, not its intent, and thereby simply attacks its logic' (1999: 30-31).
Humphries's logic, however, confuses etic explanations of the charge againstjesus with
emic explanations. 'Deviance' as an analytic category opens up questions and avenues of inves-
89 YJutz, who discusses the rhetorical tendency to demonise one's adversary's deity, says, Wher- ever inter-religious conflict erupted in this milieu - indeed, even where the conflict was intra-religious - accusations of dcmon-worship had opportunity to fly, with the preferred deity of the opponent being cas- tigated as an inferior spirit of evil' (2004: 247; original italics). In both inter- or intra-religious polemics, the result of such accusations was to cast one's opponents beyond the pale of 'us' (cf Jesus' comment on the 'unpardonable sin', Mark 3.27 parr. ).
90 Pace Malina and Neyrey, whose analysis peculiarly neglects the political dimension of conflict despite their emphasis on social processes: 'The negative label definingJesus as demon-possessed was an act of social retaliation againstjesus. It was aimed at decanonizing him, that is, proving that he was assur- edly and permanently a non-saint or a minion of God's enemy, the Devil. If such labelling were succcssful, jesus would have become in fact what he was called. For all concerned he would have become a permanent "outsider, " rightly ostracizedfiom the synagogue and fromjewish society' (1988: 54-57; emphases added). CC Klutz's poetic image to illustrate his point that 'an audience familiar with the use of Satg6vtov and nv6g(x &icctO&pTov in the LXX could easily have associated the demon in this story with notions of Gcn- tile religion and idolatry' (2004: 78).
91 Cf. also 711eisscn (1974: 256), who says of Matt. 12.28 par., 'The rule of demons is alien rule. The casting out of demons restores the rule of God, and this also means the end of Roman rule, though not of that only'.
92 By which he means Matt. 12.25-26 parr. 93 Similarly, cfi Luz 2001: 200-201, who sees in Matt. 12.27 Jesus' original answer to the accusa-
tion.
Rodriguez 195
tigation for our own analyses of the Beelzebul controversy, but we cannot suppose that Jesus,
facing an 'implicit charge of deviance', avoids that charge by refraining the accusation in terms
of kingdoms and houses. Instead, when we recall BcEXCEPoýVs multiple connotations (cf. Hum-
phries 1999: 21-22), all of which centre round the idea of opposition to Israel's God (and to Is-
rael's people), the kingdom and house images make not-so-subtle claims of innocence vis-a-vis the charge of exorcising by the power of Beelzebul. Jesus manoeuvres to locate himself squarely
within Israelite socio-political and theological traditional boundaries and claims, indirectly, to belong within the undivided 'kingdom'Phouse' of God. 94 Despite Humphries's dismissal of Matt. 10.25 as 'most certainly the work of Matthew' (1999: 18), we cannot avoid the striking link
between 13ceXýc0o@L and olic- imagery in the synoptic tradition. 95 In every New Testament ap-
pearance, Beelzebul arrives clothed in household imagery. If the link between Beelzebul and household imagery is popular rather than peculiar to the New Testament, 96 then Matthew's
(and Jesus) employment of obc- imagery appears exactly relevant. However, the expansion from olicia to OacrtWcc requires some attention.
Uwis, summarising Aitken (1912) and Gaston (1962), writes, 'the meaning of z6bdl was "dwelling" and often the exalted dwelling of [sic] par excellence of God, i. e., heaven.... the chief
rival of Yahweh in the Hellenistic period was the heavenly Baal' (1992: 639). Building on this
insight, we notice that the notion of 'house' and 'household' in the ancient world was not the
privatised concept familiar in contemporary Western perspectives. The 'house' functioned as a
metaphor for thinking about the domain over which the head of the house exercised his (typi-
cally) authority. 97 For this reason, paraenetic instruction regarding household management dou-
bled as a vehicle for thinking about the proper workings of wider social structures, from the level
ofpolis to that of empire. 98 Given (a) the referential flexibility of zbl/owicc, (b) the agonistic na-
ture of Israel's Yahwistic polemic against the influence of the Baals, and (c) the specific features
of the social conflict betweenjesus and his accusers, the pairing of OýaatWcc and olicia images
94 Recall that Luke has already made gestures toward this point at 2.41-51, esp. 2.49 (oLx ýftvrc &rt iv rdig '16 RaTp6q gou 86 elvai ge-, ). Despite the absence of the key vocabulary (viz., oticog or its equivalent), the translation 'in my Father's house' makes sense linguistically as well as contex- tually, wherejesus' parents found him in the Temple (cf. Marshall 1978: 129).
95 Stanton doubts the significance of the wordplay in Matt. 10.25: 'Even if this is the correct in- terpretation of rather complicated linguistic evidence, Matthew has failed to unravel the word play for his readers, few of whom are likely to have known Hebrew or Aramaic' (1994: 17 6, fin 1). If Stanton's doubt is warranted, Matthew's 'failure' can be read to suggest that 10.25, which Stanton also dismisses as Matthean redaction (1994: 173), comes from a pre-Matthean context in which the Aramaic and Greek connotations of the BeEXýEOoWo1jco8Ecrx6, rrjq wordplay would have been appreciated.
96 The etymological discussions of BccXýEooýX provides a basis for this link other than the cvan- gelists' ideological interests; cf. Aitken 1912; Foerster 1964; Gaston 1962; Held 1968; MacLaurin 1978; Lewis 1992; Twelftree 1992; Humphries 1999: 13-22.
97 The discussion of Oticog in BDAG refers to 'temple', 'city', 'the human body', and 'the Chris- tian community', among others, as the metaphorical references to which olicog could point. Cf also the discussions at L&N §§7.2; 11.58. Compare Oakman 1988: 114 (discussing Luke 11: 24): 'Uticoq is a possible metaphor for the human body, but as Luke 11: 17b = Mark 3: 25 demonstrates oticog and om (c ix an equally well refer to the ruling house or houses'.
98 Cf. the discussions of the 11austafeln in Balch 1992; Fitzgerald 1992.
Rodriguez 196
appears natural, if not quite inevitable. Indeed, the pairing of these images directs their recep-
tion: whenjesus responds, KoA n6caa n6Xtq i oluci(x mto0itoa K(xo' 6v, 6; oL crrCLOTIOcTat (Matt. 12.25b), the text instructs us to take olicia's reference as parallel with 0aatXct'0E (and, in
Matthew, as parallel with n6%t; ). 99 'Oriental rulers like Herod and his sons, as well as the Ro-
man emperors, thought of their domains as "households" or by metonymy "houses"' (Oakman
1988: 114). Inasmuch, then, as Jesus' opponents accuse him of being beyond the pale of 'us' -
of the house and people Israel, over whom YHWH functioned as head - the images of a di-
vided kingdom and a divided house explicitly address the issue at hand.
Of course, as the gospels present these images, Jesus does not invoke the king-
dom/house of God. Clearly the text refers to the Occat), cia/01ticia of Satan, something the Mar-
kan performance underscores by havingJesus begin his response with, rICu; 8ýv(xaxt 1ar(xv6c;
I; a, r(xv&v &00.4tv; (3.23b). The gospels maintain the link between Satan and the king-
dom/house images through the use of io' iavT6v igepiaO71100 in connection with all three
terms. Even so, the two images in Mark 3.24-25 are undoubtedly gnomic in character and rep-
resent the general truth of which the application to Satan's OaatWa and oit6x represents a
particular instance. The reference to 6 Zarav&; addresses specifically the charge to cast out demons iv BeCXýCooO,, but the logic ofjesus' response applies to any kingdom, whether Sa-
tan's, YHWH's, Israel's, Rome's, whatever. 10 1 And inasmuch as I(xc(xv&; had political as well as theological import, Jesus' response in terms of 'Satan' continues the political resonances of Te-
elzebul' and his reign over the demons (who are explicitly identified as Acyt(j')v at Mark 5.9).
Thus Jesus' response overtly (if yet implicitly) understands the accusation as complicity with
Rome's (pagan) oppression of Israel, the true people of God (cf. Theissen 1974: 253-239).
Jesus' manipulation of the DaatXcia/olicia imagery encompasses not merely the theo-
logical topics 'kingdom of God' and 'kingdom of Satan' but also the political concepts 'kingdom
of Israel' and 'Roman empire'. Satan's kingdom, in Jesus' response, cannot be divided against
itself because it continues to demonstrate its strength, typically via demonic influence on the
hapless populace. Jesus' audience, however, could be forgiven for thinking of Rome's very visi-
bIe domination of Israel (indirectly through 'native' rulers and ruling classes), and Rome, as Sa-
tan's kingdom, certainly continued to demonstrate its strength. Indeed, in the wake of the divi-
sion of Herod's kingdom in 4 BCE, Rome's unity and Israel's division might have appeared to
go hand-in-hand. When we consider the 'discursive surround' envelopingjesus' interaction with
99 Cf. Foley 1991: 38-60; 1995a: 42ff.; also Foley's discussion of 'self-tutorials' (I 995a: 140-14 1). 100 Matt. 12.25 has the participial geptaOitaa icccO' iavrfi; (twice); Luke has StegFpicrOij in
11.18; in 11.17 he has used the participial Stagcptc; Oitcra. 101 The gospels' shift from BccXWoýX to Earavaq has occasioned some discussion, especially by
those who see injesus' response an attempt to switch the ground of the dispute (e. g., Humphries 1999). Penney and Wise, however, find a similar move in 4Q560 (cf. 1994: 633-634), which would suggest that the link between BmXCAoý% and EaT(xv&q is more traditional than redactional and may even represent one plausible response open to the historicaIjesus.
Rodriguez 197
his interlocutors (as well as the early perfon-nances of this tradition), division clearly plagues the kingdom of Israel and not the kingdom of her enemies.
7.3. b. i. 'YIOI; AKrIA and Jesus' Exorcistic Activities
According to Matthew, n6vuq o! 6XXot, after being amazed byjesus' successful expul-
sion of a blind and deaf demon, ask, ttýn o"L')T6q i(yTtv 6 ul6g AaviS; Boring reads the crowds
as moving 'a step further in the direction of discipleship, entertaining the possibility thatjesus
might indeed be the hoped-for Son of David, despite the fact that his merciful deeds do not corre-
spond to thepopular image of what the Son ofDavid uill be'(1 993: 285; emphasis added). But the refer-
ence to 6 1)16; AccviS in the context ofjesus' exorcistic activities and a discussion about divided
kingdoms must represent more than simply yet another piece in Matthew's Davidic christology. Boring's comments miss the force of )! 6g A(XUj8.102 Davies and Allison provide a valuable cor-
rective: In Matthew's gospel, Jesus several times heals as David's ulk (9.27; 12.23; 15.22; 20.30-1). Ibis intrigues because, with one exception, ben Djwid1-LA6q A(nAS is always, in the OT, used of Solomon, who was later renowned as a mighty healer, exorcist, and magician. Espe- cially significant in this regard is the Testament of Solomon (second century A. D.? ). 103 Its use ofu! 6g AauiS in connexion with Solomon the healer does not appear to be un- der Christian influence (cf the title; 1.7; 5.10; 20.1; 26.9). Matthew, it seems reasonable to suppose, both knew the Jewish legends about Solomon's powers and probably in- tended to presentjesus in their light. (Davies and Allison 1991: 135-136)104
Tle point here concerns not simply Matthew's redactional or theological interests; the concep-
tion (and acclamation) of Solomon as a powerful and successful healer and exorcist apparently
enjoyed popular and widespread acceptance. Duling says in his introduction to the Testament of Solomon: 'One of the historicafly important features of the testament is that it represents a popu- lar heflenisticjewish-Christian view of King Solomon.... The view that Solomon was a magi-
cian goes back to ancient interpretations of I Kings 4: 29-34 (5: 9-14 in Heb. )', and he places this 'popular hellenistic Jewish-Christian view' of Solomon in Palestine, among other places (1983: 945). Torijano, too, says, 'Already in the first century BCE a new portrait of Solomon
arose that described him as endowed with secrets and esoteric knowledge, i. e., as a powerful ex-
orcist. From then on Solomon and demonology appeared together and this new perception of the character enjoyed great popularity' (2002: 4 1).
102 Gundry's comments are even more surprising: 'rhc conflation of the two stories offers a dou- ble witness tojesus' Davidic sonship and deipv' (1982: 178; emphasis added).
103 Klutz, who prefers ms P in his analysis of Test. Sol., writes, 'Nly own view is that a document quite simflar to P probably existed early in the third century CE, and perhaps even as early as the last quarter of the second century' (2005: 34). Torijano (2002.55), on the other hand says, 'Preisendanz [1956] thought that the original composition went back to third century CE. However, the fourth century C. E. can be viewed as the likely date for the composition of the Testament, since there is no sound basis for the earlier date. Whatever the date of composition may be, the traditions included within the Testament are very likely at least as old as the first century C. E., as the traditions preserved byjoscphus'3eýh Antiquities, Wisdom of Solomon and II QPsApR suggest. '
104 Davies and Allison make an important point, even if their discussion of the titular use of ul6q AOEIAS in the TesL SoL is somewhat imprecise; cf. the works of Duling, cited in the bibliography, for more careful discussion.
Rodtiguez 198
Likewise Davies and Allison, whose discussion emphasises Matthew's role as redactor
and shaper of the tradition, rightfidly point out, ""David's son' was the address applied tojesus
at ihe Level oftradition when he was to heal or exorcize in a manner reminiscent of Solomon". Ilat
is, Jesus was addressed as David's son because he was known to be descended from David and because he, like Solomon, was a skilled healer' (1991: 136; citing Chilton 1982: 97; emphasis
added). The extent to which i; t6q AcnAS as a successful exorcist should be kept distinct from a
messianic expectation forut6q AauiB (see Ps. Sol. 17; esp. 17.21) is unclear. Torijano, in refer-
ence to Collins and Nickelsburg 1980, suggests a temporal taxonomy:
We find this type of dialogue between past, present and future also in the traditions cen- tered around the figure of Solomon; thus the characterization of Solomon as the "son of David" could be connected at the same time with the glorious past (the building of the Temple), the future (as ideal messianic figure) and the present (when exorcistic powers were viewed as attributes of Solomon as Son of David, and later on ofjesus as Son of David and Messiah). (Torijano 2002: 6)
Given the unsystematic theologising of much popular thought in the ancient world, the images
of an exorcistic iA6q AaviS 'may have influenced the expectation regarding the royal Messiah.
That the eschatological "son of David" might have power over evil spirits, like the first son of David, would probably not cause too much surprise for many ofjesus' contemporaries' (Dunn
2003b: 668).
If the view of i; t6q AmAS as the source of sapiential and exorcistic prowess - that is, as
Solomon'05 - was common in the early first century CE, then we ought to consider this per-
spective as part of the reception (or recognition) ofJesus' activities in addition to later theologis-
ing on (or interpretation oo Jesus' activities. Dunn has argued that the 'shared memory of a
miracle' belongs to the earliest reports ofiesus healing and exorcistic activities; 'there are no ob-
jective events of people being healed, no non-miracles to be uncovered by clearing away layers
of interpretation.... In such cases, we may say, the first "historical fact" was a miracle, because
that was how the event was experienced, as a miracle, by the followers ofJesus who witnessed it'
(2003b: 673). Our point is similar. not just the miraculous element but also the Ut6q AccuiS ele-
ment were part of the original recognition ofJesus' healings and exorcisms, and this element
both developed and was pressed into the service of other theological agenda. Certainly Mat-
thew, in contrast to Mark and Luke, provides the titular i; t6q AwAS in the crowds' hopeful
question. 106 But even if Matthew must bear responsibility for conjoining the motifs of Jesus'
status as 1; t6q AauiS and his exorcistic reputation, 107 certainly the popular tradition of i; t6q
105 Cf. the discussion in Dunn 2003b: 667-668, who rightly points out that 'both David and Solomon had reputations as exorcists'.
106 The commentaries frequently note that, although gin typically assumes a negative answer, in the context of the Pharisces' response to their question the crowd's inquiry is hopcful/cautious/uncertain (cf. Davies and Allison 1991: 335; Gundry 1932: 23 1; Boring 1995: 285; Luz 2001: 202; inter alios)-
107 Some scholars have helpfully distinguished between Tavidic descent', wl&h is clearly claimed forjcsus in Matthew and Luke and probably intended in Mark, and acclamation as i; t6q AauiS, a title that can bear significances other than Davidic descent (cf. Chilton 1982: 97, cited in Davies and Allison 1991: 136; Duling 1975; 1992).
Rodriguez 199
AaviS as a fount of exorcistic wisdom can help explain how Matthew expected his innovation to
gain widespread acceptance. 108 Mark, of course, has the vocative i; te AaUiS in conjunction with jesus'healing blind Bartimaeus (10.46-52), and Duling (1978) has drawn attention to Matthew's
interest in expanding the significance of the titular -ok Aa-UiS beyond exorcism to include
therapeutic acts more generally. Thus Matthew's 'redactional impulse' may have been more to continue and expand a
feature he found in his Markan source than to take theJesus tradition in a new direction (viz., to
emphasise Jesus as Israel's Davidic messiah). 109 Thus we should probably understand Matt.
12.23 less as the evangelist's 'shaping' or 'editing'jesus tradition and more his expressing the sig-
nificance that many already attached to the stories ofjesus' exorcistic and healing activities. 110
In Matthew, then, the possibility thatjesus' exorcisms do not remove him beyond the pale of 'true' Israel has already been broached by the crowds; in fact, the Pharisees' accusation against Jesus responds at least as much to the crowds' question as to Jesus' exorcism. III This leads us to Jesus' counter-definition of his exorcisms, recorded in Matthew and Luke but not in Mark.
7.3. b. ii. The Spirit/Finger of God
Matthew 12.27-28//Luke 11.19-20 has rightly engendered much discussion, and it
seems that just these two verses impact a surprising number of issues. Besides the question of Mark-Qoverlaps, these verses raise questions of tradition-composition (whether these two verses
originally belonged together, if not, why they were later juxtaposed), interpretation ofJesus' ex-
orcisms and their relation tojewish (or Pharisaic) exorcisms, Jesus' exorcisms and their relation
to his message of the kingdom of God, the nature ofJewish (or Pharisaic/Rabbinic) opposition
tojesus and/or the early Christian communities, details of the so-called 'parting of the ways',
and others besides. We certainly cannot address all of these issues here. Our interests focus on
the question of the juxtaposition of Matt. 12.27,28, whether byJesus himself, by someone tell- ing the story ofJesus in oral performance prior to the writing of our texts, or by the author of
one of our gospels or their sources, I 12 and what significance these statements might have had for
Jesus and for those who later remembered him.
108 Pace Gundry: TheJews did not expect the Davidic Messiah to perform healings or exorcisms. ... It may therefore be otiose to appeal tojewish belief in Solomon, David's son, as a master of exorcism' (1982: 231).
109 1 am, for the moment, assuming a literary perspective on the gospels' composition because it does not affect the point being made. In terms more characteristic to this project, Matthew's fondness for ul6q AaviS language probably characterised his oral performance of theJesus tradition and contextual- ised the reception of his written gospel. In other words, the vt6; AauiS language written within his gospel does not move theJesus tradition in a particular direction as much as it expresses the direction in which theJesus tradition was already moving. Importantly, that movement seems to depend much more heavily onjesus' healing and exorcistic (= prophetic? ) reputation than on his reputation as the Davidic messiah.
110 For the appropriateness of considering Jesus' healing activities within the rubric of Jesus' reputation as v! 6; AwAS, cf, Mark 10.46-52 and the Matthean texts discussed in Duling 1978; compare the restorationist resonances of Matt. 11.2-6 par., discussed in Chapter 5, above.
IIIE. g., Boring 1995: 285. 112 We should not forget that authors of written collections ofJesus tradition (whether one of our
gospels, or 'Q: or some other pre-gospel written source) were in all likelihood also oral performers of the
Rodriguez 200
Source-critical approaches to the question of how Matt. 12.27,28 relate to each other have assumed particular interpretations of both verses, whereas narratological approaches to the
'final form' of Matthew's text have allowed the text itself to influence the interpretation of its
constituent units. The problem with such source-critical procedures, of course, lies precisely in
the assumption that individual words or phrases contain within themselves an inherent meaning independent of contextual factors. Twelftree, for example, has rightly steered clear of 'Bult-
mann's hypothesis that verse 19 is a late insertion from the controversies of the early community
with its Jewish opponents' (1993: 107; citing Bultmann 1921: 14; Creed 1930: 160; Carlston
1975: 18; inter alios). Davies and Allison argue similarly, saying, The inference made in 12.28 is not from exorcisms in general to the presence of the kingdom. How couldJesus ever have contended that the kingdom of God had come simply because a few demons had been cast out? If exorcisms were not exactly everyday affairs, they were hardly unknown until Jesus. No, the force of his assertion must lie elsewhere, and that can only be in his very presence. What matters is thatjesus casts out demons. (Davies and Allison 2004: 199-200; original italics)
Arguments such as these take seriously the final form of our gospels (and Q. The more disjunc-
tive our interpretations of Luke 11.19,20, the more pressing becomes the question how (or why)
any early Jesus tradent would have juxtaposed them so tightly. If, however, these two sayings formed a coherent unit in the traditional performances of Matthew and Luke, then the possibil- ity that they could have flowed coherently fromjesus'lips opens Up. 113
If these two sayings originally belonged together, perhaps the sharp distinction typically
drawn between them arises because of the secondary, scholarly interpretation of them rather
than because of any inherent disjunction between them. In other words, the problem may stem
more from, for example, Bultmann's interpretation of Matt. 12.27-28114 than from the text it-
self Hollenbach noted the significance of the accusation itself. 'That the Pharisees take particu- lar notice ofJesus as an exorciser is indicated by their accusation that as an exorciser he prac-
tices witchcraft and is himself a demoniac'. Given that 'exorcising could be and was a regular
part of the medical establishment's practice', Hollenbach correctly recognises the question re-
quiring address: 'Why is it then thatJesus' exorcisms go beyond the acceptable limits? How do
they exceed the limits? ' He then proposes two possible answers: Jesus interýreted exorcisms and
practiced exorcisms differently from the Pharisees and was thus regarded as a deviant' (1981: 582;
original italics). Hollenbach's point thatJesus' opponents first attributed some special status to
Jesus' exorcistic activities (even if only to oppose him) ought to receive greater attention. What-
ever else it does, Matt. 12.28//Luke 11.20 does not pioneer a unique significance forJesus' exor-
cisms. When it came to Jesus' exorcisms and the social meanings they obtained, Jesus' oppo-
tradition. Recall the emphasis from Chapters 2 and 4, above, that our extant written texts bear direct and genetic relationships to oral performative contexts.
113 Hagner (1993: 343), too, allows these two verses to stand together. 114 'The two sayings placed together in Q haz)e nothing to do with each other orýinalyl' (Bultmann
1921: 162; emphasis added); Bultmann's position, which continues to find adherents today, fails to explain whatjesus' tradents might have thought Matt. 12.27,28 had to do with each other.
Rodiiguez 201
nents themselves (and perhaps also the on-looking crowds? ) felt something to be atypical. Jesus'
exorcisms, then, stood out not for being exorcisms but for generating conflict. 115
Alan Kirk has found Hollenbach's argument more persuasive than Humphries's reading thatJesus claims to be but anotherjewish exorcist. Indeed, in the context of Qs Mission In-
struction, Luke 11.19 exacerbates rather than ameliorates the distinction between Jesus and
otherjewish exorcists. 116 Jesus' mentioning of other, uncontroversial exorcisms calls attention to
the fact that his exorcisms give rise to conflict, and hence exposes the double standard of his in-
terlocutors' (Kirk 1998: 189-190, fin 154). A disjunction, then, does exist in our text, but not be-
tween Luke 11.19,20. Rather, according to our texts, Jesus' opponents themselves recognise Jesus' exorcisms (or his claims for them) as unusual and refuse to see in them God's power breaking into first-century Galilean socio-political realities. 117 Jesus did not attribute a dffierent
meaning to his exorcisms; he attributed significantly more meaning to his exorcisms. 118 Again,
Matt. 12.27 does not suggest thatJesus' exorcisms were the same as his opponents' 'sons' exor-
cisms, butJesus does reject the possibility that the latter could be interpreted positively whilst his
own exorcisms were interpreted negatively. ] 19
What can we say, then, about this 'more meaning' thatJesus was remembered to have
attributed to his exorcisms? 120 Here Luke 11.20 becomes central. Sanders suggests, when think-
115 Our emphasis onjesus' exorcisms' generation of conflict as the unusual feature of those exor- cisms does not exclude the claim, preserved in Matt. 12.28//Luke 11.20, thatJesus' exorcisms stood out on account of the power by which they were accomplished (i. e., the Spirit/finger of God). E. g., Dunn claims, 'What marked outJesus' exorcisms was notjust their success but the power by which he achieved that success'; (2003b: 439; cf. also ftn 364). Twelftree has aptly said, 'Therefore, it is only half correct to say "Where the Spirit is there is the kingdom. " Jesus' understanding is better reflected by saying that where the Spirit is operative injenu there is the kingdom' (1993: 218; original italics).
116 The possibility that Luke 11.19,20 both make distinctions betweenjesus' exorcisms and those of otherjewish exorcists problematises claims such as, 'The thrust of the two sayings is notably different' (Meier 1994: 409). Meier bases his judgement, at least in part, on the formal differences between our verses: 'The tone and thrust of Matt 12: 2811 Luke 11: 20 differ notably from the preceding verse. Instead of a rhetorical question and an ad hominem argumentjesus makes a flat claim in a declarative conditional sentence that contains nothing that he considers really hypothetical' (1994: 409). But Meier never explains whyJesus should be expected to follow the rhetorical question of Luke 11.19 with another rhetorical ques- tion and not precisely this type of 'declarative conditional sentence'.
117 1 am aware that this paragraph sounds especially theological. I am not necessarily claimingJe- sus' exorcisms were God's power coming upon first-century Galilee, only that the evangelists were so argu- ing (as wasJesus, inasmuch as our texts accurately communicateJesus' response to the charge of collusion with Beelzebul). The point here is that the evangelists (and, again, Jesus) were making a coherent point rather than clumsily juxtaposing originally contradicting traditions.
118 Pace Sanders 1985: 135. 119 For a similar interpretation, cf. Twelftree 1993: 109. Those who would split Matt. 12.27,28
need to explain why such obviously contradictory traditions were later brought together (cf. Meier 1994: 409-410, whose analysis is compelling in raising this question but never addresses it). This may not be an exceedingly difficult task. But to the extent that some tradent (whether the Matthean or Lukan evangelists or the author of Q) thought these verses appropriate together, we must allow for the possibility that the reception of these two sayings was orýainalyl continuous and not disjunctive.
120 Though scholars regularly point out Sanders's hyper-anxiety about the saying at hand, and he certainly exhibits a peculiar angst about precision of details that he does not exhibit elsewhere (e. g., about the saying in the Temple [cf. 1985: 74-75]), we should note that Sanders rightly asks, 'But does the special emphasis [that Jesus attached to his ministry] fall on his ability to exorcize demons? ' (1985: 135). We should follow Sanders in 'demystifying' exorcism (i. e., Jesus' exorcisms did not make him unique in first- century Judaism); but he goes too far in assuming that the signYwance of exorcism in the first century was
Rodriguez 202
ing about whyJesus performed healings and exorcisms, that we ought to drop 'the idea that ex-
orcisms necessarily implied to Jesus' audience the presence of the reign of God, and that in per- forming thernJesus was, in effect, proclaiming that presence' (1983: 160; emphasis added). But
we are not here championing any 'necessary implication'. Rather, onlookers could understand the significance ofJesus' (and, indeed, anyone else's) exorcisms according to a finite number of interpretations. 121 While Sanders knows this and admits that 'the miracles themselves do not dictate their own meaning', he inexplicably suggests, 'it is entirely reasonable to assume thatJe-
sus' following, and perhapsJesus himself, saw them as evidencing his status as true spokesman for God, since that sort of inference was common in the Mediterranean' (1985: 172). Why Sand-
ers should turn to a 'common inference' rather than the discursive interpretationjesus' tradents
remembered him providing for his exorcisms and healings is not at all clear. 122 But we ought to
note thatJesus and/or his later tradents remembering him did not construct a significance for
his exorcisms from foreign materials. Despite the relative newness of exorcism as a component
of Second-Temple Judaic belief and praxis, 123 Jesus' exorcisms are interpreted in the context of the central themes ofJewish theological, social, and political discourse. But this makes them all the more striking, 'in that they formed a part neither of the regular Old Testament predictions,
nor of first-century Jewish expectations' (Wright 1996: 195). As we will see shortly, Matt. 12.28
and parallel becomes an interesting text not simply for thinking about howJesus' tradents 'dis-
torted' him to make him relevant for later contexts; we have here a striking instance in which Israelite tradition was shaped to accommodate the development of a new (and increasingly
widespread) phenomenon (viz., exorrism). 124
Arguments regarding the 'originality' of Luke's 'finger' versus Matthew's 'Spirit',
whether we attribute that 'originality' to Jesus or to Q, need not detain us here. 125 We should
note that both sides present strong redaction-critical arguments (cf. Dunn 2003b: 149, fin 39;
459, fin 365). Despite the claim that Luke would not have changed 'Spirit' to 'finger' given Luke's 'overpowering interest in the Holy Spirit' (Gundry 1982: 233), others have noted that
not itself subject to discursive forces. Rather, as other scholars have demonstrated, Matt. 12.28//Luke 11.20 can be helpfully located within this discursive rield (e. g., Dunn 1988; Meier 1994, inter alias).
121 Twelftree draws two 'natural conclusions': 'First, in declaring no reliance on a power- authority .... 7esus' technique of exorcism, if not innovative, would have at least been veiy conspicuous. Secondly,
. fhis own resources, at the same time, he believed that it was God who was to .
7esus believed that while he was operating out a be seen as operative in his activiy' (1993: 164,165; original italics).
122 Indeed, Sanders recognises that 'We cannot say thatJesus proffered his miracles to his audi- ence as bearing this significance ... because of the tradition that he refused to give a sign' (1985: 172). But why shouldJesus refuse to offer his healings and exorcisms as signs if that is precisely what he considered them to be? Sanders's interpretation, then, is anything but an 'entirely reasonable' assumption. Instead, Jesus' 'mighty works will have been interpreted within the context of his overall proclamation' (Wright 1996: 191).
123 Cf. the discussion in Meier 1994: 405. 124 Cf. also I QapGen 20.16-29; Ant. 8.45-49, as well as texts that highlight Solomon as a source
of effective exorcistic technique, often building upon an interpretation of I Kgs. 5.9-14 (=; cf. Duling 1973).
125 7-he Critical Mition of Qreconstructs Q 11.20 as 6 8i tv [SaivrýXwl Oe6 cy(o' ix0axXoi 'ra aatg6via, 6pa 40ccaev ie ýRk ý PaatXcia Toý Oc6, but the footnote at 8aicTýXq? simply says, 'Luke's 8cm, 64? or Matthew's nv6gmt' (Robinson, et al, 2000: 232-233).
Rodriguez 203
Luke avoids attributingjesus' healings and exorcisms to the Spirit. ] 26 NVby Matthew should have
sacrificed Luke's rhetorically effective allusion to Exod. 8.15 (LXX) is unclear, though Matthew,
too, exhibits an interest in the Spirit of God. 127 TJIUS we can understand why Matthew should
read 'Spirit of God', but why he should not read 'finger of God', if he was looking at a text that
read as such, seems less explicable. Ilie problem involves more than the difficulty of deciding
upon a definitive conclusion vis-d-vis the ipsissima verba jesu. Rather, we should consider the pos-
sibility that Matt. 12.28 and Luke 11.20 ought not be read 'against' each other or 'against' a hypothetical exemplar (viz., Q) in search of the 'original reading'. Instead, these verses suggest
the variability with which the Jesus tradition could be expressed and the various ways that tradi-
tion could invoke different aspects of the ambient Israelite tradition to evoke Jesus' perceived
significance, which appears more stable than the wording used to express it.
Scholars have recognised that Luke 11.20, Ei 8i iv ScciaýX(q Ocoý) [iy(ý] ioaXX(o 'ra
Scag6vta, &pa iOOaaev ij ig&g ý OccatXctia roý) Oc6, evokes the story of Moses encounter
with Pharaoh. 128 The phrase 8(XKT*J7LOg OEoi) iaTtv ioý, ro (Exod. 8.15 ) 29 OCC sa =I ur at
dramatic turning point in Exodus's narrative: Moses and Aaron have performed three mjg6a
ical CjpCCTa13O in the presence of Pharaoh and his officials. Pharaoh's bcaotBoi successfully re-
produce Moses' and Aaron's deeds, and Pharaoh remains unimpressed. Upon the third
plague, 131 after Aaron stretches out his rod and strikes T6 X6ga Týq *yý; and ot (YKVtOEq cover
the people and the four-legged animals, Pharaoh's kaot8oi attempt to reproduce Aaron's feat
, rcdq OapgaKEiatq aLv7)v but fail to produce the gnats. Upon this their first failure to match
Moses and Aaron feat for feat, Pharaoh's enchanters declare to him 'the finger of God'. Thus
commentators frequently note the significance of the phrase Barrv? Lo;
[Toýj Ocoý in reference
to YHNVH's victory over magical powers (Tdt; OapgaKciatg). We should also note that 86im)-
Xoq [roý] Ocoý resonates politically: the 'finger of God' overcomes not just 'magic' nebulously
conceived; it defeats 'magic' as the power through which a pagan nation oppresses, enslaves,
and taxes the people Israel. While these connotations of Sarn)Xo; [, roý] Ocoý, which describe
YHNVH's victory over Israel's enemies, make sense within the context of the Beelzebul contro-
126 E. g., Dunn 1988: 39, ftn 24, who also notes Lukc's 'clear Exodus typology'. Twelftree rou- tinely refers to the 'Spirit/finger of God'rathcr than choosing one over the other (1993: 164-167; passim).
127 Gundry rightly points to Matt. 12.18's reference to Isa. 42.1 (1982: 235), though it could be that Matthew's performance of 12.28, and his reference tojesus exorcising'by the Spirit of God', is what attracted the explicit reference to Isa 42.1 to precisely this context. Gundry's other explanations are less convincing.
128 One question, raised by the issue of traditional reception but which we cannot answer here, is, Docsjesus' exorcistic success iv SaicTýXw Ocoý) resonate in any way with traditions regarding the exor- cistic power effected iv 8covcu)Lt(t) I: oX6gwvog (cf. Ant. 8.45-49).
'N DZSX, both of which occur only 129 86ICTIAO; [Toý] Ocoý) translates the Hebrew
three times in the Hebrew Bible (cf the discussion later in this paragraph). 130 Exod. 7.3 (LXX; also at 7.9); note also God's promise ical itko) t7z)v Jvvvýurt pov r6v
Xa6v gou T6q x; toý; lapaýX iic yýq Aiyýxcov oýv i0txýoct IiEyATI in 7.4. 131 The first oTui6tov (Aaron's staff becomes a Spcimov) precipitates the ten plagues (cf. Exod.
7.3).
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versy, we should also note the other appearances of our phrase. We find 86icn)Xog 'Coý Oeoý at Exod. 31.18; Deut. 9.10, both of which refer tor&; Sýo nX&ica; XtOiv(x; yeypaggiva; iv r6) 8aicc0w? roý Ocoý. If, negatively, BaKTI)Xo; [roý] Ocoý refers to God's judgement of and vic- tory over Israel's enemies, positively it evokes traditions of God's establishment, restoration, re- demption, and presence among his people. 132
We have already said that the accusation levelled againstjesus, and his response to it,
takes up the much larger question, What is the current condition of Israel? 133 Jesus' response in
Matt. 12.28//Luke 11.20 has important implications forJesus' understanding of Israel's condi- tion. We have seen the dangerous political evocations of the charge to exorcise demons iv Be-
0. ý&ýX: Jesus has not simply stepped beyond the pale of socially acceptable relzýious praxis but has turned in his status as a 'son of Ismel'134 and become a foreigner. Jesus, however, has re- versed the accusation. Not only have Jesus' opponents seriously misapprehended the significance of his activities by charging him with complicity in Israel's oppression by foreign powers (politi-
cal and theological), but in fact they are exactly wrong. Jesus enacts - literally rather than sym- bolically - the liberation of the children of Israel from the oppressive, foreign powers and at the
same time enacts God'sjudgement against those powers. In the Lukan performance as we have it actualised in our written gospel, jesus claims in the face of the charges against him that God is (re)establishing his covenant with his people and that this covenant is established precisely in
Jesus' restorative activities. 135 Whether Luke's audiences would have understoodJesus as inau-
gurating a 'new covenant' in line with Jer. 38.31 (LXX; MT = 31.3 1) or reaffirming an 'old
covenant' is probably not significant. In Exodus God makes a 'new covenant' with Israel at Si-
nai, 136 but this new covenant must surely to be understood as a fulfilment and continuation of YHWH's covenant with Abraham (cf. Gen. 15, also 12.1-3). Even if, then, a 'new covenant' is
intended, this was almost surely not understood injesus' (or the Lukan evangelist's) day as over
against God's previous covenants. Ifjesus in Luke reaches back to the Exodus narrative to describe the significance of his
exorcisms, in Matthewjesus looks back only as far as Israel's hope for restoration from exile. 137
132 Thus Luke's 861Cr1)XOq -r6 &6 evokes resonances of bothjudgement and restoration. CC Bryan 2002, who consistently and admirably understands judgement and restoration as two sides of one coin (rather than two distinct phenomena; cf. 2002: 6; 127-129; passim).
133 Cf. §7.3. a. i., above. 134 The reference to 'son' of Israel is intentional; even in Matt. 12.27, in which we have already
been told thatJesus addresses oi (Dapteditot, the reference to ol violt ýV(Bv surely has broader, ethnic implications and means, at its broadest level, 'the children of Israel' (pace Shirock 1992).
135 Herejesus' 'restorative activities' refers especially to his exorcisms, but the similarities withJe- sus' response to the Baptist, discussed in Chapter 5, above, and to Luke's elaboration of the tradition in the account ofJesus at Nazareth, discussed in the previous chapter, are clear.
136 Remember the two 86icTv%oq T6 OE6 passages (Exod. 31.18; Deut. 9.10) in which this 4new covenant' is written on stone tablets by God himself.
137 1 am not importing Wright's 'end-of-exile' schema here, though inasmuch as he argues that Jews perceived a serious socio-political problem with the current situation of Israel, and that this was also a theological problem, he can be fruitfully followed. Bryan, however, has offered a cogent if appreciative critique of Wright's 'end-of-exile' typology that helpfully demonstrates howJews who thought of the exile
Rodriguez 203
The 'more meaning'Jesus ascribed to his exorcisms in Matthew stems from their accomplish-
ment EV nV6gWlt Ocoý), a phrase which echoes the evangelist's commentary at 12.15-21. After
summarisingjesus' activity healing the 'many crowds' that followed him, the performer tums to
the audience and makes explicit the meaning that ought to attach to his activity: 138
KCA TCO Mgcat aLwZ iOvil b0noýatv. (Matt. 12.17-21)139 I
17he Lord's announcement, Oýaw T6 nvF_Ztt6 gov iný aýT6V, 140 reminds us of the Spirit's de-
scent afterjesus' baptism and the voice declaringJesus God's well-pleasing son (Matt. 3.16-17).
Isaiah 42's Spirit-led announcement to the nations resembles Moses' redemptive 'signs and
wonders' (Exod. 7-8), which functioned to undo Pharaoh's power, for in the same Isaianic con-
text God describes himself- lrltýp 913 1=77 "IDD: ) Irl' 011 11=ý in'
(Isa. 41.2b). 141 Like Exod. 7-8, then, Isaiah emphasises God's victory over foreign powers
Gudgement) as he prophesies God's protection over Israel (restoration; cf. also Isa. 41.10-16).
Jesus' exorcisms iv nv6gau Ocoý manifest the justice of YHWH: the restoration of Israel and
the subduing of kings prophesied by Isaiah. Tbus ý Oaat4ia roZ OeoZ, which Luke contrasts
with Egypt as the archetypal oppressive kingdom, evokes in Matthew God's victory over the
kingdoms of the exile (Assyria and Babylon). God's kingdom - and not the oppressive king-
as ended could still entertain hopes of restoration (cf. 2002: 12-20). Rather, Isaiah's prophetic activities, which were more immediately relevant for those awaiting the end of exile, could still be evoked to express the wider hope of restoration characteristic of Israel in the Second-Templc cra. Thus Matthew evokes a return-firom-exile typology to express this wider hope of restoration, in contrast to Luke, who evokes an exodus typology.
138 Ile language of a 'performer turn[ing) to the audience' is figurative with respect to our writ- ten gospels. But inasmuch as an 'oral-derived text', which we discussed in §§2.3. b.; 4.3. c., above, instructs its 'readers' on its appropriate reception, such language is both accurate and useful for reminding us that texts functioned differently in cultural contexts other than the Western academic context in which this project is written (and received).
139 Matt. 12.18-21 is significantly distinct from the LXX, which identifies 'laice; P as God's xcitq andlaprxý?. as God's ixWcrk (Matt. 12.18 = ;v ýpiuaa). Ile differences between Matt. 12.18-21 and Isa. 42.1-4 (LXX) continue until iccA rý 6v6gau aý'r6 iOvn iXnto; jcrtv, which they share almost ver- batim (LY_X adds ini after icai).
110 Recall Luke 4.18ff.: xv6geE icupiou in' igi ... 141 As with Isa. 42.1-4, the MT and LXX of Isa. 41.2 are significantly difTerent, and given Matt.
12.18-2 I's proximity to the NIT (cf. the previous ftn) I have supplied the Masoretic text-form of Isa. 41.2. Abegg, el aL, translate I QJsaa's reading of Isa. 41.2 as, Who has roused victory from the cast and sum- moned it to his path and delivers nations before him and byings down kings, and makes their swords like dust, their bows like wind-driven chafP' (1999: 334-335), where the three appearances of 'and' that have been italicised are found in I Q1sa- but not the MT; the other two italicised phrases use different forms in I Q1saa than the reading found in the MT.
Rodiiguez 206
doms of Israel's enemies, asjesus' opponents have charged - ioOccacv Eý ýAaq. Tlat is, jesus'
exorcisms are part of the restoration prophesied by Isaiah. We can see now the rhetorical effec-
tiveness of Matthew's iv nvEýgccu Ocoý), which linksjesus' exorcisms with the Isaianic vision of
restoration, despite the fact that exorcisms do not figure in the Isaianic vision! In light of the
widespread consensus that the evangelists and other earlyjesus tradents createdjesus tradition
on the basis of the Hebrew scriptures, it is surely significant here to note that the Hebrew scrip-
tural traditions could be moulded to fit the memory ofjesus. 7.4. Rememberingjesus' Exorcisms
Hollenbach pointed out over twenty-five years ago that the colonial presence of Rome
in first-century Galilee must have been a compelling factor in the experience of demon-
possession, and thus Rome factored into any successful programme of exorcism. Ducharme and Fine have also commented upon the efrects of external pressures upon an ingroup's apprehen-
sion of undesirable behaviour and mobilisation of resources to counter such behaviour:
Under threat from outside, societies often increase their rejection of internal deviance. Collective reactions against deviance ultimately foster increased social solidarity. Thus, the punishment of deviance may not be strictly a factor of the inherent negative qualities of the act; punishment may itself depend on externally provoked shifts in the society's moral boundaries. (Ducharme and Fine 1995: 13 10)
Here lies a key to the puzzle Hollenbach sought to fit together, that 'it is directly in connection
with [Jesus' exorcistic activities] that all the prominent public authorities manifest extreme hos-
tility toward him' (1981: 569). Certainly the gospels do not present the picture of 'prominent
public authorities' largely appreciative ofjesus but coming into conflict with him because of his
exorcisms. jesus' exorcisms, in the context of his proclamation of God's kingdom throughout the
villages of Galilee and its environs, contributed but one piece against which Jesus' opponents
reacted. But opposition tojesus in the Beelzebul controversy was not merely a reaction tojesus'
exorcistic programme. Behind the challenge-and-riposte of our passage looms the inescapable
presence of Rome. Not thatJesus sought to reawaken in Israel a commitment and zeal to her
ancestral traditions while his opponents attempted to maintain a faqade of Israelite identity
while appeasing Rome and her client rulers. We can attribute to bothJesus and his opponents
positive intentions and honest convictions in the debate over the cause of his exorcistic success. In this light, Jesus' opponents were involved in processes of 'increas [ing] their rejection of inter-
nal deviance'. As Rome's presence loomed over the Galilean (and Judean) populace Jewish
leaders must have felt the need to consolidate the populace along lines that both preserved the
ancestral heritage and was viable in light of Roman power. Tbus the threat posed byJesus: not
that Rome might react negatively against him but that crowds of people were already respond- ing positively to him, and Rome was bound to notice and respond. Matthew's account preserves
this aspect of the controversy explicitly: the crowd begins to wonder out loud, Pý'rt O'UT6q Cam 6 -j! 6; AauiS; (12.23), but Mark 3.20 and Luke 11.14 both agree, at least implicitly.
Rodriguez 207
At stake, then, in the Beelzebul controversy was Israelite tradition and identity itself. On
the one hand, scribes or Pharisees, perhaps fromjerusalem, demurred atjesus' proclamation of ý PaatXet'a Toý &6 amidst the brutal and irresistible empire of Rome. With Jerusalem and her Temple under Roman control, the idea that God was ushering in his kingdom under pre- cisely these circumstances must have sounded preposterous. For those who looked for the resto- ration of Israel and the reestablishment of the proper throne and priesthood over the people (as
we see, for example, in Ps. Sol. 17 and, in another form, in I QSa ii), other courses of action - whether a more stringent practice of purity, a more zealous stance against Roman dominance, a retreat into theJudean wilderness - must have seemed more appropriate. ForJesus, however, it was precisely in acts of healing and exorcism, along with public teaching and an apparently unrestricted practice of table fellowship, that the coming of God's kingdom was most clearly visible. 142 Uke the Pharisees, the Essenes and Qumranites, and evenjosephus's 'Fourth Philoso-
phy', Jesus most likely did not conscientiously set out to introduce innovations in the ancestral traditions. Despite the absence of exorcisms from Israelite tradition, 143 we have seen the ways thatjesus' exorcisms were nevertheless rendered resonant with Mosaic and Isaianic traditions of God's covenantal presence with his people. 144 Indeed, in the traditional dynamics underlying the Beelzebul controversy, the seams between past and present are so finely smoothed over that we
should doubt whether Jesus or his later tradents perceived the differences between their own
experiences and that of their traditional ancestors. Both Jesus and his opponents, then, used traditional tools to answer traditional ques-
tions in an imperial context that exerted pressure upon the integrity of Israelite tradition. Both
Jesus and his opponents sought to maintain that integrity in the face of Rome's tyrannising pres-
ence. This is not 'the invention of tradition' (pace Klutz 2004: 66-67), though it certainly is the
142 Klutz aptly says, 'As the impure spirit in this story [Luke 4.31-37] therefore represents on a vertical axis almost everything that was dangerous tojewish identity and distinctiveness on the concrete level of socioreligious and political experience, the "holy" figure that successfully expels it can be viewed as a zealous champion of traditional Jewish boundaries and modes of self-definition' (2004: 78). This is exactly the point we have been making regarding the dynamics driving the accounts of the Beelzebul con- troversy.
143 But remember lQapGcn 20.16-29 and Ant. 8.45-49, in which late Second-Tcmple views of exorcism are rooted in older traditional materials. Cf. also the 'curious recension' of Psa. 91 preserved in I IQPsApa (cf. Duling 1975: 239; for a discussion of I IQPsApa, see Torijano 2002: 43-53). David and Solomon, and also Abraham, could be credibly associated with exorcistic technique in Second Temple Jewish memory, though this represents a striking instance of the past being reforinulated in terms of the present. Even so, we ought to notice that stories of Abraham's, David's, or Solomon's exorcisms were not fabricated out of whole cloth. Rather, traditional stories were reinterpreted in terms of later beliefs and concerns regarding exorcism. For that matter, it is interesting that other figures (Moses, Elijah, Daniel, d aL) were not transformed into exorcising exemplars in later tradition. Torijano says, 'The pervasive inter- est in the Bible and the traditions that surround it characterizes theJewish literature of the Second Tem- ple period; almost every preserved text is in dialogue with biblical traditions, transforming and adapting them to the changing times and concerns of theJewish community' (2002: 1).
144 Klutz, interacting with KirschIdger 1981, refers to 'the inadequacy ofJewish Scripture as an explanatory resource for the demonological and exorcistic assumptions of Luke-Acts' (2004: 5). The He- brew Bible clearly does not evince the robust demonology and reflection on exorcistic technique as do Second-TempIe (and later) texts, but we have seen that later texts continue to frame exorcistic discourse within interpretive traditions attached to Hebrew biblical texts (cf. the previous footnote).
Rodriguez 208
manipulation of tradition in light of problems and perspectives that arose relatively recently. Even so, the turn to Abraham, David, and Solomon (and Elijah and Elisha; cf. Klutz 2004: 61
on Luke 4.33-37) to understand and respond to exorcism in Second-Temple times was a turn to
the past as past rather than remaking the past in terms of the present. 145 In this light it is surely
significant that Luke, as well asJosephus, Pseudo-Philo, and the author of I QapGen, appropri-
ate tradition (e. g., the story of David and the nv6ga novv6v 7tap& icupiou [I Sam. 16.14])
and reinterprete it in the light of an ever-changing context. That is, our Second-Temple era
authors are turning to a past that already orientates and constitutes their stance vis-d-vis the pre-
sent even as they reconfigure that past to understand their present. 146 What we have, then, is not 'invented tradition' so much as 'reconfigured tradition', but it is no less 'tradition' for being re-
configured. Jesus' exorcistic activities and his debates with other first-century Jews regarding those
activities illustrate the interface between the heightened demonology of Second-Templejuda-
isms and the concerns generated by Rome's presence overjudean and Galilean society. Jesus
and his opponents understood that interface in terms of Israelite tradition which enabled them
to orientate themselves in a difficult present, but that interface also transformed the tradition's
significance. Theissen has drawn our attention to the ways in which politics and exorcisms inter-
acted: 'Within a society which can express its problems and intentions in mythical language,
social and political pressure can be expressed as the rule of demons. Or, to put it more carefully,
political control by a foreign power and the resulting socio-cultural pressure can intensify the
experience expressed in belief in demons' (1974: 256). This connection between Rome and de-
mons bubbles up into the polemical discourse we find in the Beelzebul controversy. BothJesus
and his opponents engaged in processes of ascribing negative reputations to the other in order to
reaffirm the vitality of Israel and her traditions. Ducharme and Fine are again relevant: While
similarities exist among all forms of commemoration, differences occur in the specific processes
by which heroic acts and villainy are remembered' (1995: 1311). 147
Ducharme and Fine identify two factors that characterise the memory of the villainous: demonisation and the transformation into nonpersonhood. 'Demonization', overtly relevant in
the case of the Beelzebul controversy, 'refers to a process in which ambiguities of moral charac-
ter are erased, so that the commemorated figure is seen as fully, intensely, and quintessentially
evil' (1995: 1311). Sanders's (1985) and Maccoby's (1989) objection that Pharisees in particular
145 If YJutz is correct that Luke frames the exorcistic account of Luke 4.33-37 in terms of, among other things, the reference to Elijah and Uisha in 4.23-27, and I think he is, we can see another potential evocation of Elisha in an exorcisticJesus tradition. Both Matthew and Luke includcJesus' statement 6 pý 6v pET' igoý icaT7 igoý ianv, icoý 6 ;, Lý oi)v6ywv pvc' ig6 oicopxiýn (Matt. 12.30 par. ). This state- ment does not bear any verbal similarities to 2 Kgs. 6.16 and so does not cite that text, but the rhetorical pattern ofjcsus' statements bears similarities to Elisha's nkEio-uý dt AEO' ýACOV Lnip 'roýq tia' ctý'rCov (LXX). Interestingly, 2 Kgs. 6.16 happens in the context of divine giving, taking, and restoring of sight (6.17-28,20 LXX); cf. §5.2. c. i. and Koet 2005: 99J. Sanders 1982: 148-149, cited there.
146 Cf §3.3., above. 147 Cf §3.4. c. i., above.
Rodriguez 209
would have been enthusiastic supporters of an itinerant rabbi provoking repentance among the
populace or working healings even on the Sabbath loses its potency precisely here. Taken in
isolation, Jesus' opponents would almost certainly have agreed with certain aspects ofjesus' ac- tivities and teachings. But in the context of his larger programme, some Pharisees, scribes, and
other potential leaders within first-century Galilean Judaism could not support Jesus' teaching
and activities. Similarly, the Babylonian Talmud relates a story in which R. Eliezer ben Hyr-
canus, after being arrested by the Romans, 'interprets his arrest as punishment for improperly
close contact with followers ofJesus; ... [and] believes he deserves punishment for listening to,
and approving of, Yaakov's quotation ofjesus' midrash' (Kalmin 1994: 157). 148 The demonisa-
tion ofjesus meant that even actions that would have otherwise been received positively take on
negative significances. 149 Opposition tojesus' proclamation of repentance and his healings and
exorcisms were precisely opposition to Jesus, not opposition to repentance, healing, and exor- dSM. 150 Whereas Philip Alexander has written, 'Ile vilification ofjesus ... already seems to have begun in the second century C. E. ' (2007: 683), the gospels, especially vis-a-vis the Beelzebul
controversy, attests this process even in the first century, whether actually or in the narratives' (and therefore in the churches) symbolic universes.
The 'transformation into nonpersonhood' performs a similar function. Despite the am- biguities that accompany the actual history of any person's life, which invariably encompasses
positive and negative elements, groups essentialise historical reputations into either positive or
negative narTatives. Essentialisation is especially important in the construction of negative, or
vi]Wnous, reputations. Most villains are known for a single highly condemned act.... The construction of vil- lainous reputations depends upon society's ability to negate positive actions and charac- teristics and to see only those deeds and qualities that confirm the malefactor's trans-
148 b. Aboda Zar. l6b-I 7a; cf. also b. Ber. 17a-b, cited in Kalmin 1994: 157, fins 8-9. We do not refer to Rabbinic texts here to illuminate or explicate historical realities regarding eitherjesus or the gos- pels. Rather, we see in them an analogy for understanding the dynamics we propose were operative in the conflicts betweenjesus and first-centuryJews as those conflicts were remembered in communities ofJesus' followers. Cf. also P. S. Alexander 2007 for a similar discussion.
149 Philip Alexander raises the intriguing possibility that 'the rabbinic version of the Amidah may have been a response tojewish Christians attempting to introduce the Paternoster into the synagogue service'. The problem, from a non-Christian Jewish perspective, with the Lord's Prayer is not the prayer itself but rather that it is 36w' prayer. Indeed, as Alexander has noted, 'There is nothing intrinsically ob- jectionable to anyJew, rabbinic or not, in the Paternoster, and it would not have been out of place in pub- lic worship. That would have made it all the more dangerous in rabbinic ges. The problem would not have been the content of the prayer but its source. It would have been the prayer ofJesus, and any congregation reciting it and saying "Amen" to it would have been aligning itself with the Christian party in the syna- gogue' (2007: 674-675; emphasis added).
150 Similarly Kalmin: 'The message of this story in its diverse contexts [e. g., b. Aboda Zar. 16b- 17a) is that nonrabbis and outsiders pose a serious threat to rabbinic Judaism. Even, or especially, when these outsidcrs state opinions and offer interpretations that suit rabbinic tastes, thg art to be avoided at all costs. They are dangerous, in no small part because of the attractiveness of their words to manyJews and/or rabbis .... Jesus and his followers know how to talk like rabbis, claims the story, and therefore close contact with them is all the more to be avoided' (1994: 157,159; emphases addcd). Note also the tension, de- scribed by Kalmin, in 'several early Palestinian sources [that] urge avoidance of minim and Christians, contact with whom is depicted as dangerous but sought after because of their skill as healers and the at- tractiveness of their "words"' (1994: 160; original italics).
Rodriguez 2 10
formed identity. In this transformation, the self is essentialized, so all that remains from the public's perspective is the evil core. 'Nonpersonhood' describes, not the erasure of the whok person, but the denial of the virtuous aspects of self in the villain's commemo- ration. (Ducharme and Fine 1993: 1311-1312; original italics)
We can see this transformation clearly enough in the gospels, as in the otherwise surprising reac-
tion of Pharisees and scribes tojesus' preaching of repentance and increased piety towards God.
Jesus' transformation into nonpersonhood continued beyond his lifetime and is evident in later,
non-Christian texts. For instance, the charge thatJesus achieved his exorcisms by socially (and
politically) unacceptable powers in Mark 3.22 and parallels finds a counterpart in the Babylo-
nian Talmud's accusation thatJesus 'practised and enticed Israel to apostasy' (b. Sanh. 43a). The
gospels are somewhat ambiguous in their charge; What should be done about Jesus if iv -Tý
(ipxov, rt r6v Satgoviwv &06Uct T& Satg6vta (Mark. 3.22 and par-allels)? What should hap-
pen to those who were sent out to preach and perform exorcisms in like manner (Mark 6.6b-
13)? In b. Sanh. 43a the description of Yeshu as a beguiling magician who led Israel astray pro-
vides explanation for why he was hanged on the eve of Passover, and this precisely in the con-
text of a discussion about the proper method for administering capital punishment. 151
Here the significance ofjesus' social status appears in crisp focus, as in other Rabbinic
texts, especially in early Palestinian sources. For example, after Elazar ben Dama has been bit-
ten by a snake, he asks to be cured 'in the name ofJesus. Elazar ben Dama asserts that the To-
rah permits his cure, but he dies before revealing his proof. At the conclusion of the story Elazar
ben Dama's uncle, R. Yishmael, expresses joy that his nephew died without transgressing the
words of the rabbis' (Kalmin 1994: 160-16 1). Elazar ben Dama's death is interpreted as a divine
blessing and 'shows the hand of God, who intervenes at precisely the proper moment to insure
removal of the temptation to follow heresy' (1994: 161). Not only halakhic judgements but also healing power are considered suspect not because of their content or their efficacy but because
of their source. The polemical dynamics behind the Beelzebul controversy are thus evident even in these much later texts. 152
151 Interestingly, b. Sank. 43a twice affirms that Yeshu was hanged, but the herald who an- nounced his impending execution is reported to have cried, 'He is going forth to be stoned' (emphasis added). Here is yet another example of the past and present interacting in messy ways, in whichJesus' historical death via Roman methods could be appealed to in a discussion ofJewish capital punishment (i. e., stoning) but without falsifying the fact of the crucifixion. Certainly the memory ofJesus' crucifixion in the Babylonian Talmud was influenced (even restrained? )'by the emphasis on the crucifixion (and the cross as its symbol) in Christian preaching, art, and literature. But b. Sank. 43a suggests thatJews could nevertheless co-optjesus' death as an instance ofjezviýh capital justice and group boundary maintenance.
152 Cf. also b. Sank. 107a7-107b, discussed in P. S. Alexander 2007: 699-701. Alexander's conclu- sion is both nuanced and instructive: 'The convergence of the story with Christian sources suggests that it
echoes real debate. Already in the New TestamentJesus is described by his Pharisaic opponents as a "de- ceiver" (Matt 27: 63-64), and as a magician who cast out demons by the power of Beelzebul (Mark 3: 28; Matt 12: 31). The latter charge is seen by the Christian sources as constituting the unforgivable sin' (2007: 701). Though the polemical dynamics characterising Christian-Jewish relations in antiquity vary in their expression, the dynamics are evident on both sides and across centuries.
Rodriguez 211
Much more complicated, from the perspective ofJesus' social value in ajewish context, isjosephus' testimony (Ant. 18.63-64). 153 The description ofJesus as 'a wise man' and 'a doer of
startling deeds' is striking and not at all negative, and Josephus portrays Jesus' followers in a
similarly positive light. 154 Why doesJosephus presentJesus and his followers neutrally (at worst)
or positively (at best), especially if the gulf between Jews and Christians was widening when Jo-
sephus was writing his apologia forJews to Romans at the close of the first century? Certainly be
could have includedJesus among the y6rlu.; and &nC(, rECOVE; 155 he elsewhere blames for theJew-
ish revolt. Whatever the reasons forjosephus's sympathetic portrayal ofJesus, the debate over
the lattees significance for Israel found dramatic expression in the Beelzebul controversy and
continued to be addressed in future performances of that controversy within later Christian con-
texts. Jews; who rejected claims - whetherjesus' or his followers' - ofJesus' central role in the
inauguration of the kingdom of God likewise continued this debate, as is clear from the Rab-
binic texts cited above. Josephus's testimony, being roughly contemporary with the gospels and
certainly earlier than the Rabbinic texts, suggests that in Rome at the end of the first century CE
the need to distanceJesus and his followers firornJudaism. was not universally felt.
Ile memory of Jesus' exorcisms continued to function as an essential aspect of the
memory ofJesus'itself, Tlis is especially true insofar asiesus in Rabbinic memory reflects ongo- ing interaction with a growing Christian presence in the Roman empire rather than a lingering
memory of aspects ofjesus' actual life. Hadjesus' exorcisms and healing abilities ceased to carry
any social currency amongst his followers or others who recognised the potency ofJesus' name for exorcistic purposes, we likely would not read of them in Rabbinic texts. In light of the evi- dence from Paul's letters, Acts, and other early Christian writings, the memory of Jesus as a healer and an exorcist seems to have been all out of proportion with the significance of healings
and exorcisms in later Christian contexts, though miraculous elements of other sorts appear fre-
quently in Christian martyrdom teXtS. 156 The most plausible explanation for this must certainly be that the significance ofJesus' healings and exorcisms, expressed in conjunction with Israelite
(and especially Isaianic, but also Mosaic and of Elijah/Elisha) traditions of restoration and re-
newal, continued to be communicated in other Christian practices, as we will suggest in the clos- ing chapter.
153 For thorough discussions of this passage, cf. especially Meier 1991: 56-111 and Vcrmes 1987. 154 Le., as 'people who received the truth with pleasure', 'those who had loved him previously',
and 'the tribe of Christians'. 155 E. g., Ant. 18.97; 167. The New Testament never uses &naraýv (though it does use jcn6"
[seven times] and 6nctT6w [three firnes]), but nX6voq occurs four times, including one reference tojesus (Matt. 27.63).
156 Miracles in Christian martyrdom texts (e. g., Acts ofFaul and 7hecla; Gregory of Nyssa's homily on Theodore the Recruit, inter alia) typically authenticate the martyr's innocence and the guilt of the power(s) that are trying and torturing Christ's witnesses; cf. MacDonald 1983: 19; Leemans et al. 2003: 89 for examples.
Part IV: Conclusion
Rodriguez 213
Chapter 8 Rememberingjesus Speaking
I have said that we have nothing better than our memory to assure us of the reality of our memories - we have nothing better than tes- timony and the criticism of testimony to ac- credit the historian's representation of the past.
Paul Ricoeur, Memog, HistoV, Forgetting, 278
8.1. Looking Back
Thankfully, scholarship has moved beyond the days in which the most pressing ques- tions regardingJesus' unusual healings and exorcisms (as well as his other 'miracles) centred upon the philosophical debate over the possibility of 'divine interTuptions' of natural processes. I Even if we agree that 'miracles' do not - because they can not - happen, questions persist re-
garding why people thought they received or witnessed a miraculous healing. Similarly, scholars have rightly recognised that the narratives of miraculous events convey meanings beyond merely, Vhat happened was humanly impossible; God must have accomplished this. ' Indeed, narra- tives of healings and exorcisms bear the marks of being cr-afted precisely to communicate addi- tional meanings, and many scholars now take into consideration the contextual nature of mi-
r-aculous events, includingJesus' 7tap68ota. 2 For example, stories such as Mark 1.21-28 do not
merely claim forJesus the power to exorcise demons; they position him vis-d-vis an entire tradi-
tional universe in which such actions acquire (or can be ascribed) meaning and significance. Similarly, the narrator's comment at Mark 1.22, ical itenXimovTo ElEt Tý WaXfi (&roý- ýv
y&p 8t86aicwv aý, roý; 6; itovaiccv ýtwv icoA oýX 6q ot ypaggaulq, does not simply ele-
vateJesus above the scribes (and any other group responsible for preserving and transmitting Jewish tradition). Rather, the comment locates bothjesus and the scribes withinjewish tradition itself (We should note that this exacerbates rather than ameliorates the polemical nature of Mark 1.22. )
The analyses conducted in Part III, above, emphasised the ways in which the memories
ofjesus' discourse regarding his healings and exorcisms both resonated with Israelite tradition
and communicated something ofjesus' significance in an early first-century Galilean context. With respect to the traditions preserved in Matt. 11.2-6//Luke 7.18-23, we spoke ofjesus' an-
swer to the Baptist resonating with 'traditions of Israel's restoration' (cf. Chapter 5, above). We
I Vincent Taylor pleaded for a movement precisely in this direction when he called for 'complete frankness' with respect to the 'Miracle-Stories': 'There is the frankness of those who are prepared to de- fend the miracles of the Gospels against all comers; and there is the frankness of those who leave us in no doubt about their wholehearted rejection of the miraculous. There is, however, another manner of ap- proach which is bent less on winning a verdict than on facing all the facts of the case, and which leads the inquirer to accept conclusions when the evidence is clear, and also to confess ignorance and uncertainty when unknown factors are met. This is the kind of frankness I desire to display in the present lecture' (1933: 119). Cf. the characteristically careful discussion regarding the possibility of 'miracles' in both the ancient and modems worlds in Meier (1994: 509-534; 535-575).
2 Cf. Eve 2002 for a thorough discussion ofJesus' miracles firmly within theirJewish universe.
Rodriguez 214
employed this cumbersome phrase, rather than the easier 'Isaianic tradition, primarily because
the extant Isaianic texts make no mention of the third term of Jesus' response, Xeicpol
iccftpt'ýov, rat. We noted, however, the tradition preserved at 2 Kgs. 5.1-19a in which Elisha
instructs the Syrian commander, Naaman, how to be cleansed (implicitly: by YHWH, the God
of Israel) of his leprosy. Thus the Elijah/Elisha cycle of tradition provide the textual link be-
tweenjesus' reference to cleansing lepers and the traditional milieu in which he made that refer-
ence. Our use of the phrase 'traditions of Israel's restoration' served another purpose. Implic-
itly throughout, and explicitly in places, we did not explain Jesus' answers in terms of texts, a
term which continues to suggest fixed, bounded entitieS, 3 but in terms of tradition. Whilst our ac-
cess to ancient tradition may be mediated solely through texts, we saw in §§2.3 and 4.3., above,
the interpretative violence that results when we forget that the tradition transcended and contex-
tualised our texts in dynamýic and robust ways. In this sense our argument regarding the six
terms ofjesus' response to the Baptist would not have collapsed without the appeal to 2 Kgs.
5.1-19a because, inasmuch as XEnpot icaOapiýovTat would have been received alongsideru-
ýXolt &vapXinovaiv, Xw%et 7mptnaroýatv, and so on, as instances of restoration, the cleansing
of lepers 'fit' within the Isaianic tradition despite its absence from Isaianic texts. Jesus' answer
thus evoked traditional realities much larger than any textual expression. Inasmuch as a similar
invocation of Israel's traditions of restoration appears in 4Q521, we can see that the traditional
image of YHWH's provision for and protection of the 'prisoners', of 'strangers', and of 'the op-
pressed' conveyed in Psa. 146 could be evoked along with and at the same time as Isaianic expres-
sions of restoration. This would seem incidental, especially inasmuch as Psa. 146 does not ap-
pear to be particularly important for the New Testament authors. But 4Q52 I's reference to
'straightening the bent' (compare Psa. 146.8) does call to mind Luke 13.11-13, in which Jesus
heals a woman T'Iv avyicmovaa. I do not suppose Luke knew 4Q52 I; neither does Luke cite
Psa. 146.8. But certainly the same traditional realities figure in both texts. In this light, the exor-
cistic overtone of Luke 13.11-13, as well as Luke's otherwise strange mention that Jesus
i0CP6nCVCYCV noxxoýq 66 ... nve-uji6Twv 7rovilp6v at 7.21, raise the possibility that exor-
cisms, too, belonged under the rubric 'traditions of Israel's restoration'.
With respect to the traditions preserved in Matt. 12.28//Luke 11.20, the traditional
resonances ofjesus' answer to the charge of casting out demons iv BeeXýcpoýX were more
complicated but no less effective. The first difficulty, of course, concerns whetherjesus claimed
to exorcise demons iv 6arcrýAcy Oeoýj or iv zvctýparz Oeoý. Even posing the question in these
terms, however, reveals the extent to which processes of editing and printing texts have affected
our thinking. As we stated in the previous chapter, the redaction-critical arguments for the
3 We emphatically stressed in various places, especially in Chapter 4, that texts in the ancient world were anything but fixed and bounded, as can be seen in the various textual traditions preserved at Qumran or by the Rabbis (cf. the discussions in Nickelsburg 2003 andjaffee 2001). When New Testa. ment scholars speak of 'texts', however, they continue to hear (and mean) 'fixed texts'.
Rodriguez 215
originality of either reading are strong. But certainly we can imagine Jesus discussing his exor-
cisms' significance on multiple occasions in terms of either the Spirit or the finger of God. Why
Jesus should feel any pressure to consistently speak of his exorcisms, using only 'the Spirit of God' or 'the finger of God' to do so, is not clear. It seems more plausible that any pressurejesus
would have felt would have been to speak of his exorcisms in traditionally significant terms. This
is precisely what we find in Matthew and Luke. We are not arguing that Jesus was accused of
exorcising iv BeekýcpoýX on multiple occasions, though perhaps he was. Rather, nothing about
PaatXeta roýj &6 (Matt. 12.28//Luke 11.20) is restricted to the Beclzebul controversy. If we
consider the text of Matt. 12.28 and Luke 11.20 as the evangelists' presentation of the type of re-
sponseJesus would have given to his opponents in this type of situation, rather than the verbatim
record of that response, then the force ofJesus' response, rather than the wording, becomes promi-
nent. 4 As performers of the tradition, Matthew, Luke, and anyone else authorised within the
community to actualise thciesus tradition may have rccognised in elt 8i Ev nveýgan/5aiaýX(q
OE6 ... an appropriate response to opposition tojesus' exorcisms. Contrary to the rcconstruc-
tive procedures of the so-called 'New Quest', the texts of Matt. 12.28//Luke 11.20 preserve not
the wordsjesus spoke but a more encompassing image ofJesus speaking. As critical scholars we
can accept or reject that image on cvidentiary grounds, but we cannot suppose an early tradent
preserved 0sissima verbajesu apart from any overarching and contextualising view ofjeSUS. 5
The contextualisation ofJesus' exorcisms in 'traditionally significant terms' was not a
straightforward task. Exorcism was not an authentically ancient aspect of Israelite tradition.
Raphael instructed Tobias, for example, to secure the heart, gall, and liver of a fish, which are
'useful as medicine', explaining to Tobias that at the smoke of the fish's buming heart and liver
devery affliction will flee away and never remain' (Tobit 6.3,8 NRSV). 6 On his wedding night
Tobias 'put [the fish's liver and heart] on the embers of the incense' to drive away the demon
Asmodeus (8.2). Tobit's relatively late date (second or third century B. C. E. )7 helps explain cxor-
cism's presence within the narrative: exorcism became a more prominent traditional theme in
the Second Temple period. It is striking, however, that Tobit expends no energy trying to cx-
4 Inowlocki refers to the text's 8ývccgt;, a term which 'conveys meanings other than "force" or "power", among which are the "use, meaning or significance of a word" (2003: 6 1; citing Ujý. Cf, Hud- son-Williams on Thucydides's approach to speech-writing: 'Thucydides uses the same methods in discov- ering the gist of what was actually said as he does in discovering the exact truth about historical events (22.2). In the case of the speeches he can only get at the gist because it is difficult to remember the exact words. So far Tbucydides is "objective". He then expands this by his own conception of what was demanded by the various occasions. It is here that he begins to be "subjective"' (1948: 79; original italics).
5 Cf. Wright's critique of inductive 'historical Jesus' programmes, referred to in §2.2. a. ii., above. 6 The Septuagint reads differentir. ical EtnFv aý'rCy h icap8ia iccet r6 Tlicap Mv Ttvct 6X%ý
Satg6vtov j nv6ga 7covilp6v raý, ra Sit icanvicat iv6ntov &vop6nou j y1waticog icat ovKin oý gý 6XXlnOfi (Tob. 6.8).
7 Helyer (2000: 1239) considers Tobies internal evidence to suggest a date of composition be. tween 250-175 BCE.
Rodiiguez 216
plain Raphael's exorcistic recipe in traditional terms (for example, as a recipe divinely revealed to Solomon). 8
Contrast Tobit's rough contemporary, I QapGen, 9 which expands the story of Abram's
sojourn in Egypt (Gen. 12). The biblical story speaks only of YHWH 'afflicting Pharoah and his house with a great plague', 10 a condition which apparently was reversed when Pharoah gave Sarai back to Abram. Genesis ApocVvphon recasts YHWH's 'affliction with a great plague' in de-
monic terms: 'Tbat night, the God Most High sent [Pharaoh] a chastising spirit, to afflict him
and all the members of his household, an evil spirit that kept afflicting him and all the members
of his household' (I QapGen 20.16-17; Garcia Martinez and Tigchelaar 1998: 43). After consult- ing all the wise men, wizards, and healers of Egypt, Pharaoh discovers Sarai is Abram's wife and returns her to him (20.27-28). Sarai's return, however, does not suffice to ease Pharaoh's and his household's suffering, and he pleads with Abram, 'But now pray for me and for my household
so that this evil spirit will be banished from us. I prayed that [he might be] cured and laid my hands upon his [hea]d. The plague was removed from him; the evil [spirit] was banished [from
him] and he recovered' (20.28-29).
Thus the tradition portrays Abram in exorcistic terms. II This portrayal must reflect the
author's social context, which included anxieties over the malevolence of evil spirits, rather than
any 'authentic' feature of Abraham's life. It is significant, however, that I QapGen accomplishes
the transformation of Abram from merely a person who experiences YHWH's protection to an
exorcist whose prayers banish evil spirits by refmming an existing image rather than through the
wholesak 5nvention of traditioný Despite Klutz's positive appropriation of Hobsbawrn 1983a
(2004: 67), which we are qualifying here, we can appreciate this 'reconfiguration of tradition'
even as it pertains to the conjunction of exorcistic and purity traditions in some streams of Sec-
ond-Temple Judaism that Klutz identifies at work in Luke 4. 'And finally', says Klutz,
both through the lexis of holiness and impurity within [Luke 4.33-37] itself and through the link between this emphasis and the reference in the antecedent co-text to Elisha's cleansing of Naaman, potentially significant but largely ignored interfaces emerge in this
8 In this same context, however, Tobit's prayer on his wedding night expresses the significance of marriage and prays for the safety of the newly married couple in terms of the traditional origins of mar- riage found in Gen. 2 (Tob. 8.5-8).
9 For the text and translation of I QapGen, see Garcia Martinez and Tigchelaar 1998: 28-49. to U112 11KI Clý"U CID13 i-WID rIN i"N'll DIVI (Gen. 12.17); the LXX only slightly ex.
pands this phrase: ical jTacev 6 Oc6q 6v (Dapa6 iraugdt; pcycixot; iccet icovTlp6t; ical r6v oltKov ainoý. The = does not import exorcistic overtones into this story, unless the reference to kaagdi;
... nowipch; would have been evocative of nv6jia novilp6v (cf. LY-Xjud. 9.23; 1 Sam. 16.14,16,23; Tob. 6.8). Perhaps any reading community with a pre-established demonology would have accessed this layer
of meaning, but the text does not require it. I-XX Hos. 12.2 translates Vlp 9111 MI"I as Rovilp6v nv6lia Ww4v; this may have demonological significance (cf. TkA SoL 22; discussed in Klutz 2005: 7).
11 Klutz points out that Pharaoh does not instruct Abram to utter the exorcistic command (IM) but rather to pray that it would be uttered (2004: 193-194), but note that Abram participates in the exor- cism, not least via his efficacious prayer and the laying on of hands on Pharaoh's head.
Rodriguez 217
story between demonology and impurity on the one hand, and between exorcism and rituals of purification on the other. (2004: 80-81)12
Tradition could, of course, be invented (cf Test. Sol. 1.1-7), 13 but we should not be quick to as-
sume that the ancients had to falsify the past to address present concerns. In this sense, we should realise that Abraham could be reconfigured in exorcistic terms precisely because he al-
ready functioned as an orientating symbol injewish tradition. Our text, then, continues to speak 'authentically' about Abraham to its present context. We miss this dynamic when we simply label
lQapGen's portrayal of Abraham 'inauthentic' and brush it aside. 14
This leads us back to Luke 4.1&-30, which we discussed in Chapter 6, above. Scholars
have largely concluded that, apart from the odd 'authentic tradition', this passage arose from
Luke's redactional work with his sources. On this basis, the image ofjesus scholars have seen behind Luke 4.1 &-30 has relied at least as strongly - though in fact even more strongly - on the rest of Luke-Acts than on 4.16-30 itself. Our analysis suggested two alternative observations. First, when analysed apart from later salvation-historical conclusions regarding the 'mission to
the gentiles', elements of Luke 4.16-30 (esp. 4.25-27) appear completely coherent within the
context of ajeNvish prophet's programme of announcing and effecting Israel's restoration. Sec-
ond, when analysed in terms of Israel's traditions of restoration, we see that Luke's creativity was
already constrained by existing expressions of theJesus tradition and images ofjesus. Luke has
certainly transformed the story of Jesus in Nazareth into a frame for the Jesus tradition as a
whole, but the significance he draws from the tradition by doing so was already an aspect of the
tradition. Tbus we see Luke emphasisingjesus' healings (and exorcisms; cf 7.2 1) and their reso-
nance with restorative traditions in new ways. But the Lukan Jesus continues to be recognisable
as the same Jesus known in other Christian communities. These continuities and vicissitudes
within early images ofJesus do not pa against each other; rather, they enable Jesus in his fol-
lowers' memory to both continue as images of_7esus and to speak relevantly and dynamically to
new and unpredictable cultural situations. What, then, does all of this aflow us to say about the 'historical Jesus', if anything at all?
We have seen thatJesus' healings and exorcisms resonated with various aspects of Israel's tradi-
tions of restoration and judgement, and Jesus' sayings overtly activate this resonance. Indeed,
diis resonance seems to provide notjust the meaning but also the purpose forJesus' healings and
12 Cf Klutz 2004: 125-137 for a detailed discussion of interfaces between exorcism and purity. 13 Cf. Mutz 2005: 5. But even in this instance of 'invented tradition', in which a story about
Solomon and the construction of the First Temple was developed in order to explain the origins of Solo- mon's exorcistic prowess, Solomon's pre-established reputation as a source of exorcistic tradition con- strains the newly invented tradition. That is, Solomon already functioned as an orientating symbol for third- and fourth-century Jews and Christians with concerns regarding exorcism; thus, the 'invention of tradition' ought not send us enthusiastically into 'presentist' analyses without recognising the complex dialectic by which past and present inform each other in collective memory (cf §3.3., above).
14 We should note one important difference between the story from Tobit 6,8 and I QapGen xx. Tobit narrates an exorcism and does so without overt references to biblical tradition; the Genesis Apayphon narrates a traditional story and includes exorcistic overtones. This may help account for the differences between these texts vis-d-vis what we have called 'traditionally significant terms'.
Rodriguez 218
exorcisms, at least insofar as the sayings contextualise Jesus' healings and exorcisms in terms of ý
PactXcia r6 &6 (Matt. 12.28//Luke 11.20, but see also Matt. 11.5//Luke 7.22.; Luke
4.16-30). Jesus was not merely acting out of compassion for sick and oppressed individuals; 15 he
conceptualised his therapeutic work in terms of God's restored reign over Israel and, through her, over the nations. The relationship betweenjesus' healings and exorcisms, on the one hand,
and Israelite tradition, on the other, could be expressed in various ways and manipulated to em-
phasise different aspects ofiesus' significance. But the link between the healings/exorcisms and Israelite tradition was an established aspect of theJesus tradition, and this almost certainly be-
cause Jesus himself under-stood his therapeutic and exorcistic programme in terms of Israelite
tradition. This may not make Jesus 'unique' (per E. P. Sanders) or 'distinctive' (pace the Jesus
Seminar), but it does make him eminently understandable. T'his may seem like modest gains, for certainly others have been pointing to ways in
which notjust theJesus tradition butJesus himself are illuminated within their hellenisticJewish
context (and vice versa). What is more, others have been pointing in these directions precisely in
reference to the texts considered in this project (with the exception, perhaps, of Luke 4.16-30).
As we stated in Chapter 1, however, this project is not 'about' the healings and exorcisms in the
sayings traditions; rather, these latter comprise the 'field' in which we have put to the test larger
hypotheses concerning the historicalJesus and the gospels. With this in mind we can make two
more significant statements vis-d-vis our access to the historicalJesus.
First, we have not based ourjudgement thatJesus himself understood his therapeutic
and exorcistic programme in terms of Israelite tradition on any of the criteria of authenticity. Like otherjesus scholars, we could appeal to the criterion of multiple attestation in thatJesus' healings and exorcisms occur in multiple gaftngen (miracle stories, pronouncement stories, and in the sayings tradition). But the fact that the image ofJesus as an exorcist appears in multiple forms of the tradition suggests little more than that that image exhibited some flexibility of ex-
pression. Perhaps more importantly, Jesus' healings and exorcisms are attested in multiple
sources, especially our two earliest sources, Mark and Q. But aside from the anachronistic view
of texts and tradition upon which this conclusion depends, the fact that the image ofJesus as a healer appears in our earliest sources suggests little more than that that image achieved wide-
spread popularity amongstjesus' followers in the first decades afterjesus' death. We could even
appeal to the criterion of 'embarrassment' in that we might suppose Jesus' followers were un- likely to invent the image ofJohn questioningJesus orJesus facing charges of demon-possession.
But nothing in the texts we examined suggest thatJesus' tradents were 'embarrassed' byJohn's
question or the Pharisees' accusation. Indeed, these set up the situation so thatJesus can express
the significance he attributed to his healings and exorcisms. Thus none of the criteria move us from the data aboutJesus to our reconstructions ofJesus in any direct way. Many scholars mask
this disconnect between data and reconstruction by appealing to 'scholarly consensus' as if this
15 Cf. E. P. Sanders 1985: 160.
Rodriguez 219
reduces the idiosyncrasies and subjectivity of our scholarship. In fact the appeal to consensus builds into the 'historicaljesus' a high level of collective subjectivity. 16
Second, ourjudgement thatJesus himself understood his therapeutic and exorcistic pro-
gramme in terms of Israelite tradition is rooted in the theoretical perspective, established in
Chapter 3, above, that past and present are mutually constitutive. Social memory theory enables
us to see the past not simply as a tool for addressing the present but also as the field within which
present concerns are addressed. At the same time, however, we always perceive and reconstruct
the past in light of the interests, concerns, and needs of the present, a fact that, as the example of
nineteenth-century 'Ufe ofJesus' scholarship makes clear, applies not simply to 'oral' or 'tradi-
tional' scwieties. 17 But 'historical Jesus' scholars often fail to allow that the location of presenta-
tions of the past squarely in the present does not disqualify these as images of the past, either in
real life or in 'historical Jesus' scholarship. This explains why different aspects of the past can be
highlighted or neglected, celebrated or mourned, depending upon present concerns. The past
and present inform one another. 'Historical Jesus' scholars have overlooked this point and as-
sumed (a) that at least some 'authentic' traditions illustrate the past imposing itself tyrannically
upon the present (e. g., Jesus" acceptance ofJohn's baptism of repentance) and (b) that 'inauthen-
tic' traditions illustrate the present imposing itself tyrannically on the past (e. g., Jesus' anticipa-
tion of the 'mission to the gentilesl. The discussions in Part 111, above, have suggested these are overly simplistic ways of
thinking about 'authentic' and 'inauthentic' traditions. Instead of conceptualising 'historical Je-
sus' research as a programme of distinguishing and categorising tradition into 'authentic' and
'inauthentic' bins, our research in the future will have to attend more closely to the gospels as we have them and as we can reconstruct their function within their originative contexts. When we
realise, then, that in the first century nothing guaranteed thatJesus' speaking about his miracles
in terms of Isaiah, Elijah, and Elisha would enjoy long-term success, we have to ask, Why did
16 Ile point about 'collective subjectivity' requires emphasis. As 'historical Jesus' scholars we not only read the same books, attend the same conferences, and analyse the same texts. We also ask largely
the same questions and think with the same tools. Certainly we have developed a vibrant diversity of im-
ages ofjesus, but we have also minimised the extent to which these diverse images ofJcsus remain recog- nisable to us asJesus. Despite the different reconstructions of, say, Horsley and Funk, Dunn and Crossan,
or Wright and Patterson, as participants in 'historical Jesus' scholarship we still perceive the debates be- tween these figures as intramural. This does not delegitimise 'historical Jesus' scholarship in any way, but it does call into question the significance of 'scholarly consensus'. As both Meier (1994: 413-417 and Dunn (1988) had to face with respect to Luke 11.20 par., an appeal to a consensus does not a historical argu- ment make. Indeed, becauseJesus scholars do form a social group with common interests and perspec. tives (again, with considerable diversity), a consensus regarding any traditional unit usually says more about the community of 'historical Jesus' scholars than it does about the historical Jesus or the texts that mediate him to us. This point is immediately recognisable with respect to, for example, scholarship from
the nineteenth century, which did not accord much significance to Jesus' healings and exorcisms. Do we really think it any less true of ourselves? Cf Mathiesen 2005 for a discussion of 'collective subjectivity'.
17 Wc refer here (and in the previous footnote) to nineteenth-century scholarship not because it
was manifestly flawed in comparison to our own scholarship but because it may be easier for us to see the connection between past and present in their scholarship than in our own. Of course, this mutual rcla- tionship characterises our own historical reconstructions, too.
Rodriguez 220
Jesus' healings and exorcisms 'work'? 18 The answer this project has proposed centres on Jesus'
activities' evocation of Isaiah, the Elijah/Elisha cycles, and other traditions of Israel's restora- tion. But this evocation hardly explains why any first-centuryJew should be 'susceptible' toje-
sus' message and interpretation of his actions. Here Rome's domination over the nation must factor into whyJesus could be positively
received on any mass scale. 19 The social pressures on the Galilean (andjudean? ) populace ren- dered that populace susceptible to messages of restoration. Josephus complains about this very
thing. 20 Rome's colonial presence in Palestine factored into the phenomena of demon-
possession, as Hollenbach has already pointed out (1981: 572-580); we have emphasised that Rome also factored intojesus' exorcisms (and debates about his exorcisms). Our qualifications
of Kvalbein's reading of 4Q521 (1998) remind us that notjust exorcisms but also the healing of
physical ailments (blindness, deafness, leprosy, etc. ) take on significance vis-d-vis Israel's subjec- tion to foreign empires. But a second factor presents itself, especially when we ask not just why Jesus' contemporaries were susceptible to respond to him but also why his followers were posi- tively received in the last seven decades of the first century and beyond. ThoughJesus' reputa- tion would centre on his healing and exorcistic prowess in some circleS, 21 in the New Testament
his salience centres on his crucifixion and resurrection. As a phenomenon in itself resurrection did not necessitate Jesus' status as messiah or guarantee him a healing with onlookers. 22 But in
New Testament traditions the traditional significance of Jesus' healings and exorcisms trans- ferred onto his death and resurrection, so that these latter, like Jesus' exorcisms, took on 'more
significance' (see §7.3. b. ii., above). In this latter case, Isaiah continued to function as a vital re-
pository of tradition, but here texts like Psa. 22 also came into play. Though we cannot pursue
this avenue of inquiry here, the way is thus opened up for us to not only understandjesus'heal- ings and exorcisms within the context ofjesus' overarching PacrtXEia roý Oeoý programme but
also to understand the connections between the historicaIjesus and the memory ofjesus among his followers.
18 Michael Schudson has already raised similar questions: 'Sometimes culture "works" and some- times it doesn't. ... Why? What determines whether cultural objects will light a fire or not? How does culture work? ... That is the question I ask here - so long as it is understood that the answer has to do notjust with features of the cultural "organism" but also with the susceptibility of people to it, and notjust with their "natural" susceptibility but their variable susceptibility depending on the circumstances of their life at a given moment' (Schudson 1989a: 158).
19 Cf. HoIlenbach 198 1; §7.4., above. 20 Famously, josephus explains the destruction ofJerusalem and the Temple as God's judgement
against the people and those who deceived them: St6t roýc' olgat icoA 6v Oe6v gtaýcravrcc Týv &; ý3e- tav aý, r(Bv &noacpaýývat giv ip@)v rýv n6%tv ... r6c giv o-L)v r(Zv %7,1ar(Bv ýpya Totaýxiiq &vocrt6-
21 Note the discussions ofJesus' reputation as an effective source of heafings in some Rabbinic lit- erature referred to in the previous chapter and in Kalmin 1994 and P. S. Alexander 2007, as well as ref- erences tojesus' name in magical papyri and incantation bowls. Cf. also Acts 19.13-20.
22 E. P. Sanders is emphatic here: 'A teacher who comes into conflict with the Pharisees over the law and who offends the priests by striking at their revenue (the main-line depiction ofJesus), but who appears in visions after his death, does not seem to deserve the title "Mesiah"' (1985: 409, fin 49).
Rodriguez 221
8.2. Looking Ahead
If our synthesis of social memory theory and oral-traditional approaches to ancient texts
sheds any light on the gospels and the historical Jesus, to which areas of New Testament re-
search might we fruitfully apply these methods in the future? We have already suggested that the
approach advocated here has the potential to illuminate and relate stable and dynamic aspects
ofJesus' reputation across the Easter-event. Even more importantly, perhaps, social memory theory offers us the possibility of seeing larger issues of Christian origins, and especially the
processes by which first- and second-century expressions of Christianity andjudaism differenti-
ated themselves from one another, in a new light. 23 Specifically, Paul's identity as a Jew, ex-
pressed in str-ong terms even as late as Phil. 3, at least raises questions concerning the validity of
more traditional analyses that assume the Pauline 'mission to the gentiles' signalled the end of Christianity asJewish phenomena. Also, the ways in which present concerns affect our appre- hension of the past raise hermeneutical questions regarding the significance of our own socio-
religious context, in which Christianity and Judaism are two distinct (though not monolithic)
social structures, for our readings of the New Testament. Specifically, how does the classification
of the New Testament as 'Christian' literature result in different readings of New Testament
documents than if we understood them as documentary evidence for a loosely coherent expres-
sion of first-century Judaism? Also, do the New Testament documents themselves exhibit this
change in perspective, or have we used them as vehicles for that change despite themselves? In addition, this project has suggested throughout that scholars ought to revisit questions
of our gospels' sources. Here two possibilities present themselves. First, and negatively, we need
to press the criticisms levelled against source-critical analyses that have assumed a pfioii a literary
approach to the synoptic problem to see if those criticisms can be sustained throughout the en-
tire gospel tradition. This project has focussed on two instances in which our texts exhibit a high
degree of the verbal similarity (Matt. 11.2-6 and parallel; Luke 11.14-20 and parallel [s]. ) and
one instance in which source-critical questions have struggled with their predominantly literary
perspective (Luke 4.1+-30). Though source critics have insisted that such questions have to be
addressed at the level of detailed analysis of the text (cf. Boring 1992), such approaches have
assumed that we know what 'texts' are and that the evangelists perceived 'texts' in the same way
we do. While source critics do have to engage the text in considerable detail, they have exhibited
a nalvet6 with respect to larger historical and social issues.
Second, and positively, source critics need to familiarise themselves with current litera-
ture regarding oral traditional poetics. The field has developed considerably since Bultmann,
Dibelius, and Schmidt first attempted to apply the insights of folkloristics to the synoptic tradi-
23 The recently published volume, javish Befia, ers injaw (Skarsaune and Hvalvik 2007) continues a trend in scholarship that promises to illuminate ancientjewish and Christian relations in more sophisti- cated terms than 'mother-daughtce or even 'sister-sister' (cE also Boyarin 1999; 2004). As many of the important questions this scholarship needs to address concern issues of identity, social memory theory would seem an especially apropros perspective from which to address these questions.
Rodriguez 222
tion. Anthropological and comparative research has shed light on the almost overwhelming va-
riety of expression 'oral tradition' can take, and source criticism can no longerjustify its reifica- tion of oral tradition as one potential 'source' of gospel tradition in competition with physical,
written texts. Indeed, research into oral traditional dynamics have called into question the extent to which we can treat even written texts as 'things; as we noted in §6.4. a., above, '11teracy is not textuality. One can be literate without the overt use of texts, and one can use texts extensively
without evidencing genuine literacy' (Stock 1983: 7). Thus the possibility arises that the written
texts of a gospel (say, Mark) factored into the composition of another gospel (say, Matthew)
without the latter evangelist ever consulting a written manuscript. Inasmuch as traditional
source criticism has assumed the widespread availability of written texts to be consulted in the
production of other texts, source critics also have to explain how our evangelists would have
pursued such unusual behaviour in light of what we now know concerning the prohibitive ex-
pense and effort required to access written texts. Finally, and perhaps most importantly, source
critics have to take care to define such basic concepts as 'text', 'word', 'agreement', 'parallel',
and so on, and they also have to explicitly address a model by which they envisage the evangel- ists to have written the gospels. Only after these issues have been addressed can we be sure we
are talking about the same things when we actually do engage the text. What is more, tradition criticism appears to be a much more problematic endeavour.
We have suggested that the concept of oral performance actualising thejesus tradition calls into
question the very idea of 'tradition history', a concept that relies on print-based editorial proce- dures in which texts give birth to texts. Instead, in the early communities ofjesus' followers, je-
sus tradition was actualised in events that were in some senses constrained by previous perform-
ances but in other senses were each autonomous events. It is unclear, then, that the programme
of reading one gospel against another, or a gospel against any real or hypothetical written
sources, actually ifluminates the gospels as first-century expressions of the Jesus tradition. In-
deed, theJesus tradition was not actualised solely in oral performances; inasmuch as continuities
of composition, performance, and/or reception linked oral and written expressions of the Jesus
tradition the written texts themselves appear as actualisations of that tradition rather than reac-
tions to or editions of each other. Even if our instincts here are wrong and the quest for tradition
histories is historically appropriate, the breadth and condition of our evidence does not at all
appear sufficient to sustain such an enterprise.
8.3. Concluding Remarks
Richard Bauckharn has recently written rather eloquently about the evidentiary value of
testimony in historical-critical research (2006: 472-508), and of course he identifies the gospels
(especially Mark and John) as eyewitness testimony to the historical Jesus. Whatever problems
and pitfalls scholars point out with respect to Bauckham's theses, 24 'historical Jesus' scholars will
have to account for the gospels as coherent, culturally conditioned and relevant portrayals of
24 Cf my review ofjesus and the Eyeuitnases (forthcoming).
Rodriguez 223
Jesus. We still require critical analysis of the texts in order to properly apprehend them as
authentic cultural artefacts in their own right as well as to assess their testimony to the historical
Jesus. But the programme of atomising, decontextualising, and recontextualising snippets of the
gospel tradition in order to critically reconstruct the 'historical Jesus' has been exposed as cul-
turally and historically inappropriate. It still remains for scholars to determine how much and
how far they will accept the evangelists' portrayals of Jesus. But the question of whether we
ought to take them seriously as instances of theJesus tradition has been answered. Unless we
decide to give up the historical analysis ofjesus and of Christian origins, we have no other op-
tion.
Rodriguez 224
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