AO 10 Rev. 1/2011 FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010 Report Required by the Ethics in Government Act of 1978 (5 U .S. C. app. ~ ~ 101-111) I. Person Reporting (last name, first, middle initial) EIrod, Jennifer W. 4. Title (Article III judges indicate active or senior status; magistrate judges indicate full- or p a r t - t im e ) Circuit Court of Appeals, Active Judge 7. Chambers or Office Address 515 Rusk Avenue, 12th Floor Houston, TX 77002-2603 2. Court or Organization Fifth Circuit Couri of Appeals 3. Date of Report 5/15/2011 5a. Report Type (check appropriate type) ] Nomination, Date [] Initial [] Annual [] Final 5b. [] Amended Report ’ 8. On the basis of the inform ation contained in this Report and any modifications pertaining theret o, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date 6. Reporting Period 01/01/2010 to 12/31/2010 IMPORTANT NOTES: The instructions accompanying this form must be followe d Complete all parts, checking the NONE box for each part where you hav e no reportable information. Sign on last page. I. POSITIONS. CR cpor, ing indiv~daa l oniy; s~,, ~,~,. 9-13 of filing instructions.) D NONE (No reportablepositions.) I. Board Mem ber and Chair-Elect 2. Board Member 3. 4. 5. POSITION NAME OF ORGANIZATION/ENTITY Texas Center for Legal Ethics Houston Urban Debate League II. AG REEM ENT S. reckoning individual only; seepp. 14-16 oyfiling instructi ons.) [~ ] NONE (No reportable agreements.) 1.2010 2.2010 3. DATE PARTI ES AND TERMS Emp loyee Retiremen t System of Texas (since 2002), no control - not vested Texas County an d District Retiremen t System (since 2002), no control - not vested Elrod Jennifer W.
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Jennifer W Elrod Financial Disclosure Report for 2010
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8/3/2019 Jennifer W Elrod Financial Disclosure Report for 2010
’ 8. On the bas is o f the in form ation conta ined in th is Repor t and anymodif ica tions per ta in ing the re to , i t is , in my opin ion , in compliance
with appl icable l aws and regulat ions .
Reviewing Officer Date
6. Repor ting Per iod
01/01/2010
to
12/31/2010
I M P O R T A N T N O T E S : The instructions accompanying this form must be followed Complete all parts,
check ing the NONE box for each par t where you hav e no repor table in formation . Sign on las t page.
I. POSITIONS. C R c p o r , in g i n d i v ~ d a a l o n i y ; s~,, ~,~,. 9-13 of filing instructions.)
D N O N E (No reportableposi t ions.)
I. B o a r d M e m b e r a n d C h a i r - E l e c t
2. B o a r d M e m b e r
3.
4.
5.
P O S I T I O N N A M E O F O R G A N I ZA T I O N / EN T I T Y
Texas Cen ter f o r Legal Eth ics
H o u s t o n U r b a n D e b a t e L e a g u e
I I . A G R E E M E N T S . r e c k o n i n g individual only; seepp. 14-16 oyfiling instructions.)
[~] N O N E (No reportable agreements .)
1 .2010
2 .2010
3.
D A T E P A R T IE S A N D T E R M S
Emp lo yee Re t i remen t Sys tem o f Tex as (s in ce 2002) , n o co n t ro l - n o t ves ted
Tex as Co un ty an d Dis t r i c t Re t i remen t Sys tem (s in ce 2002) , n o co n t ro l - n o t ves ted
8/3/2019 Jennifer W Elrod Financial Disclosure Report for 2010
I I 1 . N O N - I N V E S T M E N T I N C O M E . (Repo.ing individualandspouse; seepp. 17-24 of f i l ing instruct ions. )
A. Flier’s Non-Investm ent Incom e
~] (No reportable income.)O N E non-investment
DATE SOURCE AND TYPE
2.
3.
4.
INCOME
(yours , no t spouse ’s )
B . S p o u s e ’ s N o n - I n v e s tm e n t I n c o m e - If you were married during any portion of the reporting year, comp lete this section.
(Do l la r a m o u n t not required except for honorar ia . )
N O N E ( N o reportable non-investment income.)
1.2010
2 .2010
3 . 2 0 1 0
4.
DATE SOURCE AND TYPE
Sel f -emp lo yed so f tware co n sul t an t
Pr imary Serv ices - sa lary
Whi tef ence Inc . , - sa lary
I V . R E I M B U R S E M E N T S - transportation, lodging, food, entertainment.
(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)
D (No reportable reimbursements.)ONE
S O U R C E
I. Fed era l i s t Sc ty fo r Law/
Publ ic Po l icy @ S tan fo rdL a w S c h o o l
D A T E S L O C A T I O N P U R P O S E
1/25-2/26/10 Stanford, CA Speaking at law school
I T E M S P A ID O R P R O V I D E D
Tran sp o r ta t io n , mea l s
2. W a s h i n g t o n a n d L e e 3131-4/01/10 L e xin g to n , V A S p e a kin g a t la w sch o o l Tran sp o r ta t io n , ho te l , mea l s
Universi ty
3. Univer s i ty o f I l l ino is Col lege 4/I 3-4/14/10 C h ic a g o , IL Jud g in g m o o t co u rt a n d Tran sp o r ta t io n , ho te l , mea l so f Law speaking a t l aw schoo l
4. S ta te Ba r o f T exas 5 /28/10 Austin, TX S p e a k i n g a t S t a t e B a r C L E T r a n s p o r t a t i o n , m e a l ss e m i n a r
8/3/2019 Jennifer W Elrod Financial Disclosure Report for 2010
5/15/201 I I5. Texas Cen ter f o r Legal Eth ics 6/04/10 Austin, TX M ee tin g an d T e xas T ran sp o rta tio n , m ea ls
Sup reme Co ur t His to r ica lS o c i e ty D i n n e r
6. S ta te B a r o f T e xa s 7 /15/10 Sa n A n to n io , T XSpeaking a t S ta te Bar CLE Tran sp o r ta t io n , mea l s
s e m i n a r
7. FR E E Fo u n d a tio n 8 /09-8 /12 /10 Gal l a t in Ga teway, M T A t t e n d i n g e d u c a t i o n a l Tran sp o r ta t io n , ho te l , mea l ss e m i n a r
8. Bay lo r U n ive rs ity 9/I 7 /10 W aco , T X S p e ak in g a t U n ive rs ity Tran sp o r ta t io n , ho te l , mea l s
9. H a r v a r d L a w S c h o o l 10/08- I 0/I 0/I 0 C a m b r i d g e , M A S p e a k i n g a t l a w s c h o o l Tran sp o r ta t io n , ho te l , mea l s
1 0 . W a s h i n g t o n a n d L e e 10/29-10/30/10 L e xin g to n , V A Jud g in g m o o t co urt Tran sp o r ta t io n , ho te l , mea l sUniversi ty
I I . T e x a s T e c h U n i v e r s i t y 1 I/I 2/2010 Lubbo ck , TX S p e a k i n g a t l a w s c h o o l Tran sp o r ta t io n , mea l s
8/3/2019 Jennifer W Elrod Financial Disclosure Report for 2010
VII. INVESTMENTS and TRUSTS - i . . . . e , value, t ......tions (Includes those of sp ......d depend ent ch ildren; see pp . 34-60 of f i l lng ins truc tions .)
D (No repor tab le incom e , a s se ts , or transac t ions . )ONE
A. B. C.Description of Assets Income during Gross va lue a t e n d
( i n c l u d i n g trust assets) reporting perio d of reporting period
(I) (2) (l) (2)
Place "(X)" after each asset Am oum Type (e.g. , V a lu e V alue
exempt f rom prior disc losure Code I div. , rent, C ode 2 Method
(A-H) o r i n t . ) ( J - P ) Code 3
(Q-W)
(] )Type (e.g.,
buy , s e l l ,
r e d e m p t i o n )
T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d
(2) (3) (4)
Dat e V a l u e G a i n
m m / d d / y y Code2 C o d e I
(J-P) ( A - H )
( 5 )I d e n t i t y o f
b u y e r / s e l l e r
( i f p r i v a t e
t r a n s a c t i o n )
I. DREYFUS BOND MKT INDEX (IRA)
2. BlackRock Bond Index
B Dividend K
A Dividend K
T
4.
5.
6.
8.
9.
1 0 .
II.
12 .
13 .
14 .
15 .
16 .
Schwab M ktMgr INTL (IRA)
Schwab Sm all Cap Index Fund
Schwab Total Stk Mkt-SEL
Vanguard Gro wth Index Fund (457 Plan)
Vanguard Lifestrategy Gro wth (IRA)
Vanguard College Savings Iowa (529)
Texas County and District Retirement
System
Emplo yee Retirement System of Texas
Pricelock Corporation incentive stock option
A Dividend
A Dividend
B Dividend
L
L
L
A Dividend L
B Dividend M
A Dividend J
A I n t e r e s t J
B I n t e r e s t K
None
T Bu y
(add’l)
06/14/10
T S o l d 03/02/10
( p an )
S o l d 04/12/10
(part)
B u y 06114/I 0
( a d d ’ l )
S o l d 11111/10
(part)
S o l d I 1/12/10
(par t )
T
Expired 06/03/10
J
J
J
J
J
A
A
A
1 7 .
I. In co m e G ain C od es : A = $1,000 o r less B = $1,001 - $2,500 C = $2,501 - $5,000 D -$5,001 - $15.000
(See Columns [31 and D4 ) F =$ 50.0OI - $ 100.000 G = $ 1 0 0 . 0 0 1 - $ 1 .0 O O . 0 O O H I =$1.0OO.001 - $5.000.000 H 2 -More Ih an $ 5.000.000
2. Value Codes J $15, 000 or l ess K =$15,001 - $50.000 L =$50.001 - $100.000 M $100,001 - $250.0~1
(See Co lumns CI and D3) N =$250.001 - $500,000 O -$500.001 - $1,000,000 PI -$1.000.001 - $5.000.00~ P2 =$5.000,0~1 o $ 25.000,000
P3 = $25,000.0~1 - $50.000.0’00 P4 -More than $50.000.000
3. Value Method Codes Q =Appr a i s a l R =Cost (Real Estate Only) S =A~s c s s men t T = Ca s h Ma rk e t
( s e e C o l u m n C 2 ) U = B o o k Va lue V - O t h e r W =Estimated
E =$15,001- $50,000
8/3/2019 Jennifer W Elrod Financial Disclosure Report for 2010
I c e r t if y t h a t a l l in f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , if a n y ) i s
a c c u r a t e , t r u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f, a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a t u t o r yp r o v i s i o n s p e r m i t t i n g n o n - d i s c l o s u re .
1 f u r t h e r c e r t if y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s ~ v h i c h h a v e b e e n r e p o r t e d a r e i n
c o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S .C . a p p . § 5 0 1 e t . s e q , 5 U . S . C . § 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .
Signature: S/Jennifer W . Elrod
N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F IE S O R F A I L S T O F I L E T H I S R E P O R T M A Y B E S U B JE C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U .S . C . a p p . § 1 0 4 )
Com m ittee on Financial Disclosure
Administrative Office of the United States Cou rts
Suite 2-301
One Columb us Circle, N.E.
Washington , D.C. 20544
8/3/2019 Jennifer W Elrod Financial Disclosure Report for 2010
II1. N O N - I N V E S T M E N T I N C O M E . (Reporting individual andspouse; seepp. 17-24 of filing instructions.)
A. Flier’s Non-Investment Income
~] (No reportable income.)ONE non-investment
DATE SOURCE AND TYPE I N C O M E(yours, not spouse’s)
B . S p o u s e ’ s N o n - l n v e s t m e n t I n c o m e - i f you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)
D (No reportable income.)O N E non-investment
1.2010
2 .20 10
3 .20 10
4.
DA T E S O U R C E A N D T Y P E
Sel f -employed so f tware consu l t an t
Pr imary Serv i ces - sa l a ry
Wh i t e fence Inc . , - sa l a ry
I V . R E I M B U R S E M E N T S - t ranspor ta t i on, lodg i ng , food, entertainment.
(Includes those to spouse and dependent children," see pp. 25-27 of fi l ing instructions.)
D (No reportable reimbursements.)O N E
S O U R C E
1. Federa l i s t Sc ty fo r Law/
Pub l i c Po l i cy @ S tan fo rdL a w S c h o o l
D AT E S L OCAT I ON P U RP OS E
1/25-2/26/I 0 Stanford, CA Speaking at law school
IT EM S P A ID O R P R O V IDED
Transporta t ion, meals
2. Wa s h i n g t o n a n d L ee 3/31-4/0 I / I 0 L exing to n , V A S p ea king a t la w sc h ool Transpo r t a t ion , ho te l , m ea l sUniversity
3. Universi ty of I l l inois Col lege 4 /13 -4 /14 /10 C h ic a g o , IL J ud g i n g m o o t c o u r t a n d Transpo r t a t ion , ho te l , m ea l sof L aw s p eak ing a t law sc h ool
4. S ta te B a r o f T exa s 5 /28/10 Austin, TX S p e ak i ng a t S t a t e B a r C LE Tr ans p o r t a t ion , m e a l ss em i n a r
8/3/2019 Jennifer W Elrod Financial Disclosure Report for 2010
V . G I F T S . a , c tu a , s t h o s , ,o s p o u t , o n a d , p , n a , n , c h U a r c , : ~ o , p p . 2 S - 3 t of filing instructions.)
~-] N O N E (No reportable gifts.)
SOURCE DESCRIPTION
I.
2.
3.
4.
5.
V A L U E
V I . L I A B I L I T I E S . a , ~ t , d e ~ t h o s o o l s , o .~ , a n d d ~ , ,, d e , t ¢ h U d r , n ; s e ~ p p . 3 2 - 3 3 of filing instructions.)
D (No repo rtable liabilities.)O N E
CREDITOR
I. American Express CreditCard
2.
3.
4.
5.
DESCRIPTION V A L U E C O D E
K
8/3/2019 Jennifer W Elrod Financial Disclosure Report for 2010
V I I. I N V E S T M E N T S a n d T R U S T S - i .... e, value, t r a n s a c t i o n s (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
N O N E (No reportable income, assets, or transactions.)
A. B. C.D esc r i p t i o n o f A s se t s I n c o m e d u r i n g G r o s s v a l u e a t e n d
( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d
(l ) (2 ) (l) (2)
P l a c e " ( X ) " a f t e r e a c h a s s e t A m o un t T y p e ( e . g . , V alu e V alu e
e x e m p t f ro m p r i o r d is c l o s u r e C o d e I d i v . , r e n t , C o d e 2 M e t h o d
( A - H ) or in t . ) (J-P) C o d e 3
( Q - W )
O)Type (e.g.,
b u y , s e l l ,
r e d e m p t i o n )
T r a n s a c t i o n s d u r i n g r ep o r t i n g p e r i o d
(2) (3) (4)
D a t e Va lu e Gain
m m/dd/yy Code 2 Code I( J - P ) ( A - H )
(5 )
I d e n t i ty o f
buyer/seller
( i f p r i v a t e
t r a n s a c t i o n )
I. D RE Y F U S B O N D M K T I N D E X ( I RA ) B Dividend K T
2. Bl ack R o ck Bo n d I n d ex A Div id en d K T
4.
5.
6.
7.
8.
9.
1 0 .
1 1 .
1 2 .
1 3 .
1 4 .
1 5 .
1 6 .
S c h w a b M k t M g r I N T L ( I RA )
S c h w a b S m a l l C a p I n d ex F un d
Schwab To t a l S tk Mkt -SEL
Vangua rd Growth Index Fund (457 P l an )
Vangua rd Li fes t r a t egy Growth ( IRA )
V a n gua r d C o l l ege S a v i n g s I o w a ( 5 2 9 )
Texas Cou n ty and Di s t r i c t Re t iremen tSystem
Emp loyee Re t iremen t Sys t em o f Texas
Pricelock Corporat ion incent ive stock opt ion
A Dividend
A Dividend
B Dividend
L
L
L
A Dividend L
B Dividend M
A Dividend J
A Interes t J
B Interest K
N o n e
T Bu y 06/14/10
(add ’ l )
T
T Sold 03/02 /10
( p a r t )
Sold 04/12/10
(part)
Bu y 06/14/101
( add’ l )
Sold I I/I 1/10
(par t)
Sold 11/12/10
(part)
T
T
T
T
T
Expi red 06/03/I 0
J
J
J
J
J
A
A
A
1 7 .
I . In c o m e G a i n Co d e s : A -$1.000 or less B =$1,0 0 1 - $2 ,50 0 C =$2,501 - $5,000 D = $ 5 , 0 0 1 - $ 1 5 , 0 0 0
( S ee C o lu m ns B I a n d D 4 ) F =$50 .0 ~ 1 - $1 0 0 ,0 0 0 G =$10 0 .0 0 1 - $1 .0 ~ 0 ,0 ~ 0 H I =$1 .0 0 0 ,0 0 1 - $5 ,0 0 0 ,0 0 ~ H2 = M o re t h a n $ 5 . 0 0 0 . 0 0 0
2 . V a lu e Co d e s J =$15 ,0 0 0 o r l e s s K = $ 1 5 . 0 0 1 - $ 5 0 , 0 0 0 L $50,001 - $100,000 M =$100.001 - $250,00 0
(SceColumnsCI and D3) N =$250 .0 ~1 - $50 0 .0 9 0 O $5t~0.001 - $1,000,0~0 P I =$1 ,0 0 0 .0 0 1 - $5 ,0 0 0 ,0 0 ~ P 2 =$5,0 0 0 .0 0 1 - $25 ,0 0 0 ,0 0 0
i c e r t if y t h a t a l l i n f o rm a t i on g i v e n abov e ( i nc l u d i ng i n f o r m a t i on p e r t a in i ng t o m y s p ou s e a nd m i nor o r de p e nde n t ch i l d r e n , if any ) i s
a c cu r a t e , t r u e , and com p l e t e t o t he be s t o f m y k no wl e dg e and be l i e f, and t h a t any i n f o r m a t i on no t r e p o r t e d was w i t hhe l d be cau s e i t m e t ap p l i c ab l e s t a t u t o ryp r ov i s ions p e r m i t t i ng non -d i s c l o s u r e .
1 f u r t he r c e r t i fy t h a t e a r ne d i ncom e f r om ou t s i de e m p l oy m e n t an d honor a r i a and t he a c c e p t ance o f g i f t s wh i ch ha v e be e n r e p o r t e d a r e i ncom pl iance w i th the p rov is ions of 5 U.S .C . app . § 501 e t . seq . , 5 U.S .C . § 7353, and Jud ic ia l Conference regu la t ions .
Signature: S/Jennifer W. Elrod
N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S IF I E S O R F A I L S T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U .S .C . a pp . § 1 0 4 )
Com m i t te e on F i nanc i a l D isc l o su r eA d m in is t r a t ive O f f i c e o f t he U n i t ed S t a t e s C o u r t sSu i te 2-301
O n e C o l u m b u s C i r c l e, N . E .W a sh in g to n , D .C . 20544