Jay C Zainey Financial Disclosure Report for 2010

8/3/2019 Jay C Zainey Financial Disclosure Report for 2010

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FINANCIAL DISCLOSURE REPORTFOR CALENDAR Y EAR 2010

Report Required by the Ethicsin Government Act of 1978(5 U.S.C. app. 101-111)

1 . P e r s o n R e p o r t i n g ( l a s t n a m e , f i r st , m i d d l e i n i t i a l )Zainey, Jay C.

4 . T i t l e ( A r t i c l e I 1 1 j u d g e s i n d i c a t e a c t i v e o r s e n i o r s t a t u s ;magistrate judges indicate full- or p art- time)Art i c le 1 1 1 Judge - ac t ive

7 . C ha m be r s o r O f f i c e A d d r e s s500 Poydras S treetC-455New Orleans , La 70130

2 . C o u r t o r O r g a n i z a t i o nUSDC, E as te rn Di s tr i c t o f LA

1 3 . D a t e of Report05/15/2011

5a. Report Type (check app ropriate type)] N o m i n a t i o n , D a t e[] Initial [] Annual [] Final5b. [] Amended Report8. O n t h e b a s i s o f t h e i n f o r m a t i o n c o n t a i n e d i n this Repor t and anym o d i f i c a t io n s p e r t a i n i n g t h e r e t o , i t is , i n m y o p i n i o n , i n c o m p l i a n c ew i t h a p p l i c a b l e l a w s a n d r e g u l a t io n s .

6. Reporting Period01/01/2010

to12/31/2010

R e v i e w i n g Officer D a t e _

I M P O R T A N T N O T E S : T h e i n s t ru c tio ns a c c o m p a ny ing th i s f o rm mu s t b e f o llo w e tL C o mp le t e a l l p a r t s ,check ing the NO NE box for each par t where you have no repor table in format ion. S ign on las t pageo

I . P 0 S I T I O N S . ~ R e p o r a n g i n d i v id u a l o n l y ; s e e p p . 9 - 1 3 of f i l ing instructions.)~ (No reportablepositions.)O NE

POSITION NAME OF ORGANIZATION/ENTITY1 . B o a rd M e m b e r A m er i c an R ed C r o s s2. Active Participant Gods Sp ec ia l Children3. Active Participant Homeles s Exper ience Legal Pro tec t i on (HELP) Program

4. B o ard M em ber Ju d g e Jo hn B o u tall Inn o f C o u rt5. President St . Andrews Vi l lage6. Chai rman Pro Bono P ro jec t7. B o a rd M e m b e r C af e R ec on c i l e

II. A G R E E M E N T S . R e p o r a . g in d i v i d a a i o n l y ; s e t u p . 1 4 - 1 6 of f!ling instructions.)[~ N O N E (No reportable agreements .)

DATE PARTIES AND TERMS


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FINANCIAL DISCLOSURE REPORTPage 2 of 7

N a m e of Person Repor t ingZainey, J ay C .

Date o f Repo r t05/15/2011

I l L N O N - IN V E S T M E N T I N C O M E . (Reporting individual andspouse; seepp. 17-24 of filing instructions.)A. Filers Non-Investment IncomeD NONE ( N o r e p o r ta b l e n o n - i n v e s t m e n t i n c o m e . )

DATE SOURCE AND TYPE I NCOME( y o u r s , n o t s p o u s e s )1.2010 U nited States Ju d g es $161,232.742.3.4.

B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - l f you were married during a ny port ion of the report ing year, comple te this sec t ion.(Dollar amount not required except for honoraria.)~ N O N E (No r e p o r t a b le no n - i nve s t m e n t i nc o m e . )

D A T E SO U R CE A ND T Y PE1.2.

3.

4.

I V . R E I M B U R S E M E N T S - transportation, lodging, food, enter tainmen~(Includes those to spouse and dependent children; see pp. 25-27 o filling instructions.)

D (No reportable reimbursements.)O NESOURCE

Loui s iana Sta te BarAssoc i a t i on

DATES LOCATION06/I0/2010-06/13/201c, Sandestin, FL

PURPOSESeminar Lecture

ITEMS PAID OR PROVIDEDTravel

2. Am er i can Bar Assoc ia t ion 08/02 /2010-08/06 /2010 San Franci sco , CA Seminar Lec ture T ravel3.4.5.


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FINANCIAL DISCLOSURE REPOR TPage 3 of 7

N a m e o f P e r so n R e p o r t i n gZainey, Jay C.

D a t e o f R e p o r t05/15/2011

V . G I F T S . a n e l . d e s those to spo.se and dependent children; see pp. 28-31 of filing instructions.)[] N O N E (No reportable gifts . )

SOURCE DESCRIPTION1. T o m B e n so n 2 New Or leans Sain ts T i ckets f or Op ening Gam e2.3.4.5.

VALUE$340.00

V I . L I A B I L I T I E S . a n c l u d e s t h o s e o S s p o u s e and dependent children; seepp. 32-33 of filing instructions.)D NO N E (No reportable liabilities.)

CREDITOR DESCRIPTION1. w hitney Natio nal B ank C o ntinu ing Gu aran tee reg ard ing lo an to St . A nd rew s V illag e2.3.4.

5.

VALUECODEM


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N a m e o f P e r s o n R e p o r t in gZainey, Jay C.

D a t e o f R e p o r t05/15/2011

V I I . I N V E S T M E N T S a n d T R U S T S - incom e, va t , e . t r a . s ac t io , s a n e l . ~ $ t h o s e o l s p o . , a n d dependent children; see p p . 3 4 - 6 0 o f f i l i n g i n s t r u c t i o n s . )[] NONE(No reportable income, assets, or transactions.)

1. Rental Prop erty #1, Metai rie, LA E Rent N W2. Rental Property #2, New Orleans, LA D Rent M W3. Rental Property #3, New Orleans, LA E Rent M W4. J P M o r g a n A c c o u n t sI A Interest J T5. Ca p i t a l O ne A cc o u n t s I No n e J T6. Fi r s t NBC Bank (1 D Interest N T7. Hibern ia Inves tmen ts LLC None J T8. Sun Li fe F inanacia l - L i f e Insurance Pol i cy C Interest M T#19. Sun Li fe F inancia l - L i f e Insurance Po l i cy A Interest J T#21 0 . Sun Li fe F inancia l - L i f e Insurance Po l i cy A Interest J T#31 1 . Transamer i ca Li fe Ins Co D Interest N T1 2 . Sun Li fe As su rance Com pany - Li fe C Interest L TInsurance Policy #11 3 . Jackson Nat ional L i f e Ins . - Ret i r ement B Interest L TAnnuity # I1 4 . Jackson Nat ional L i f e Ins . - Ret i r ement B Interest K TAnnuity #21 5 . Jackson Nat ional L i f e Ins . - Ret i r ement B Interest K TAnnuity #31 6 . Jackson National Life Ins . - Reti rement B Interest K T

Annuity #41 7 . Jackson Nat ional L i f e Ins . - Ret i r ement A Interest K TAnnuity #5

I . i n come Ga in Cod~s~ : ~ ~li0~br Ies~ B = $1,001 - $2,500 C =$2,50i - $5,000 D =$5,001 - $15;000 E =$15,001 - $50,000(S~ ColUmfis Oi ~nd b~)$i00;000 G =$100,001 r $1,000,000 HI = $i,0~0,00i r $5,0001000 H2 =More than $5,000,000

2. Vah.e Codes J =S 15 ,000 o r i~ K --$15,001- $50,000 L ~$50~0i ~ .....( see Co l . . . .. .Cl and D3) N ~$250,001= $500,000 0 =$500,001- $1,000L000 PI --~ i!000100i i $5;0001000 ; i ~ ~$~i00010~i ~i~00,000 :~ 3 = $ 2 5 , 0 0 0 , 0 0 ~ - $ 5 0 . 0 0 0 . 0 0 0 ~,~ =M~ than $50,000:000 .....3. Value Method Codes Q =Appra i sal R =Co st (Real Estate Only) S =Asses sment : T :~Cash ~ark~t :(See Column C2) U =Book V al ue V =Othe r W =Estimated ....


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N a m e o f P e r s o n R e p o r t in gZainey, Jay C.

D a t e o f R e p o r t05/15/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a lu e , ~ a ~ a c t i o . s a n c l u d e s t h o s e o l s p a .s e a n d d e p ~ n d ~ t children; seepp. 3 4 - 6 0 o f f i l lng ins t ru llo ns .)N O N E (No reportable income, assets, or transactions.)

Descript ion of Assets(including trust assets)

Place "(X)" after each assetexempt from prior disclosure

B.C. D.Income during Gross v alue at end Transactions during reporting period

reporting period of report ing.period(1) (2) (1 ) (2) (1 ) (2) (3) .... (4 ) ( 5 )

A m o u nt T y p e ( e . g . , Value Va lue T y p e ( e . g ., Date V a l u e Gain I d e n t i t y o fI p d e 1 d i v . , r e n t , C o d e 2 M e t h o d buy, sell , m m / d ~ , ,, C o d e 2 Co d e 1 buyer /seller(A-H) : : :or in t . ) (J,E) C o ~ 1 ~ 3 r e d e m p t i o n ) 0~P) ( A - H ~ ( i f p r i v a t e( Q -W ) t r a n s a c t i o n )

1 8 . Jack son Nat i ona l Li fe In s . o R e t iremen t AAnnuity #61 9 . Jackson National Life Ins . Reti rement AAnnui ty #720 . Jackson National Life Ins . Reti rement B

Annuity #821 . Jack son Nat i ona l Li fe In s . o R e t iremen t AAnnui ty #922 . IRA # 1 - State Street Bank and Trus t - JP CM o rg a n23 . IRA #2- State Street Bank and Tru s t o JP BM o rg a n24 . Sun Li fe F inancia l - Common Stock A

I n t e r e s t K

I n t e r e s t K

I n t e r e s t KI n t e r e s t JI n t e r e s t K

I n t e r e s t JDividend K

T

TTTTTT

25 . R e l i an c e G r oup H o l d i n g s , l n c . - C om m o n No n e J TStock26 . U nited S tates A ntig en C o rp o ratio n No ne J W27 . Kho der In ternat i onal B rokerage No n e J W

L i n e b ~ e G a i n C o d e s i A = $ L b o o o r le s s B - - $ 1 , 9 0 1 - $ 2 , 5 0 0 ~ $ 2 ; 5 0 1 - $ 5 , 0 ~i S ~ i C ~ i f im n s B i a ~ d O ~ ) F - - -$5 0 10 0 J ! $10 0 .0 0 0 G~$100:001:~$1;000,000 H i = $ 1 , 0 0 0 0 0 i ~ : $ 5 ; 0 0 0 , 0 ~ 0 H 2 = M o r e t h a n $ 5 . 0 0 0 ,0 0 0

2 . V a l u e C o d e s J = $ 1 5 , 0 0 0 o r l e s s K = $15,001 : $50;000 . . . .. L = $ 5 0 i 0 0 1 ~ $ 1 0 0 ~ 0 0 0 M = $ 1 0 0 , 0 0 1 ~ $ 2 5 0 , 0 0 0( S e e C o l u m n s C I a n d D 3 ) N = $ 2 5 0 , 0 0 1 ~ $ 5 0 0 . 0 0 0 O = $ ~0 0 1 0 0 i ~ $i ,0 0 0 ~ 00 0 a l ~ $ i 0 0 0~ 00 i ~ $ 5 ; 0 0 0,0 0 0 P 2 ~ $ ~ i 0 0 0 i 0 0 1 q $ 2 5 , 0 0 0~ 0 0 0p 3 = $ 2 5 , 0 0 0 . 0 0 1 - $ 5 0 , 0 0 0 , O 0 0

3 . V a l u e M e t h o d C o d e s Q - - - A p p r a i sa l R = C o s t ( R e a l E s t a t e O n l y ) . . . .. . . . S T ~ a s h M a r k et( S e e C o l u m n C 2 ) U = B o 0 k V a l u e V - ~ 3 t h e r W = E s ti m a te d

E =$15,00| - $50,000


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FINANCIAL DISCLOSURE REPORTP a g e 6 o f 7

Name of Person Report ingZainey, Jay C.

D a t e o f R e p o r t05/15/2011

VIII . ADDITIONAL INFOR MATION OR EXPLANATIONS. (Indlcatepart of report.)


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FINANCIAL DISCLOSURE REPOR TPage 7 of 7

Name of Person R eport ingZainey, Jay C.

Date of Repor t05/15/2011

IX. CE RTIFICATION.I c e r t if y t h a t a ll i n f o r ma t i o n g i ve n a b o ve ( i nc l u d i ng i n f o r m a t io n p e r t a i n ing t o m y s p o u se a nd m i no r o r d e p e nd e n t ch i l d r e n , if a ny ) i sa c cu r a t e , t ru e , a nd co m p l e t e t o t h e b e s t o f m y kno w l e d g e a nd b e l i e f , and t h a t a ny i n f o r m a t io n no t r e p o r t e d w a s w i t h h e l d b e ca u se i t m e t a p p l i ca b le s t a t u t o r yp r o v i s i o n s p e r m i t ti ng no n - d i s c l o s u r e .I f u r t h e r c e r t if y t h a t ea rn ed in c om e f r o m ou t s i de em p l oy m en t an d hon o r a r i a and t he a c c ep t an c e o f g i f t s wh i c h hav e been r epo r t ed a r e i ncom pl iance wi th t he p rovi s ions o f 5 U .S .C. app . 501 e t . seq . , 5 U.S .C. 7353, and Jud icia l Confe rence regu la t ions .

Signature: S/Jay C. Zainey

N O T E : A N Y I N D IV I D U A L W H O K N O W I N G L Y A N D W I L F U L LY F A L S I F IE S O R F A I L S T O F I L E T H IS R E P O R T M A Y B E S U B J E C T T O C I V ILA N D C R I M I N A L SA N C T I O N S ( 5 U .S .C . app . 1 0 4 )

C o m m i tt e e o n F i n a n c ia l D i s c l o s u r eA d m i n is t r a ti v e O f f i c e o f t h e U n i te d S t a t e s C o u r t sS u i t e 2 - 3 0 1One Columbus Circle, N.E.W a s h i n g t o n , D . C . 2 0 5 4 4


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FINANCIAL DISCLOSURE REPOR TFOR CALENDAR YEAR 2010

Report Required by the E thicsin Government Act of 1978(5 U.S.C. app. 101-111)

1 . P e r s o n Repor ting ( las t name, f ir s t , middle init ial)Za i ne y , Ja y C .

4. Ti t le (Art ic le I I l judges ind ica te ac t ive o r sen io r s ta tus;magistrate judges indicate full- or part- time)Art i c l e 1I I J udge - ac t ive

7. Chambers or Of f ice A d d r e s s500 P oydra s S t r e e tC - 4 5 5New O r leans , La 70130

2. Court or Organizat ionUSDC, Eastern Dist r ic t of LA

5a. Repor t Type (check appropr ia te type)] N o m i n a t i o n , D a t e[] Initial [] Annual [] Final5b. [] Amended Report

! 8 . On the bas is of the informat ion conta ined in th is Repor t and anymodif ica t ions per ta in ing there to , i t is , in my opinion, in com pl iancewith appl i cable l aws and regula t ions .

Reviewing Office r Date

3. Date of Report05/15/2011

6 . R e p o r t i n g P e r i o d01/01/2010

to12/31/2010

I M P O R T A N T N O T E S : The instructions accompanying this form must be f o t l o w e d . Com ple te a ll par ts ,check ing the NONE box for each par t where you have no repor table in format ion. S ign on las t page.

I . P O S I T I O N S . ( R e p o r a n g ~ . a iv ~ d . n t o . i y ; s e e ~ . 9 - 1 3 of filing instructions.)D N O N E (No reportable posit ions.)

POSITION NAME OF ORGANIZATION/ENTITY1. B o a r d M e m b e r A m e r i ca n R e d C r o s s

2. Act ive Par t i c ipant G o d s Sp e c i a l C h i l d r e n

3. A c tive P artic ip an t H o m e le ss Exp e rie n c e L e g a l P ro te c tio n (H EL P ) P ro g ra m

4. B o a rd M e m be r Ju d g e Jo hn B o u ta l l In n o f C o u r t5. P r e s i d e n t St . An d re w s V i l l a g e6. C h a i r m a n Pro Bono Project

7. B o a rd M e m be r C a re R ec o n c ile

II. AGREEMENTS. m e r o r t io g ~ . a i v ~ a . a t o ~ t y ; s ,e r p . 1 4 - 1 6 of filing instructions.)~] N O N E (No reportable agreements.)

DATE PARTIES AND TERMS


9/14


N a m e o f P e r s o n R e p o r t in gZainey, J a y C .

D a t e o f R e p o r t05/15/2011

I I I . N O N - IN V E S T M E N T I N C O M E . (Reporting i n d i v id u a l a n d s p o u s e ; see p p . 1 7 - 2 4 of filing instructions.)A. Filers Non-Investment Incom e

~] NONE non - inves tmen t i ncome. )N o reportableDATE SOURCE AND TYPE

2.

3.

4.

I N C O M E( y ou r s , no t s pou s e s )

B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - l f you were married during an y portion of the reporting year, complete this section~(Dollar amount not required except for honoraria.)

~] N O N E (No r e p o r t a b l e no n - i nve s t m e n t i nc o m e . )DATE SOURCE AND TYPE

1.2.

3.

4.

I V . R E I M B U R S E M E N T S - transportation, lodging, food, entertai .... t.(Includes those to spouse and dependent children; see pp. 25-27 of f!ling instructions.)

D (No reportable reimbursements.)O N ES O U R C E

Lou i s i ana S t a t e BarAssoc i a t i on

D A T E S LOCATION06 / 1 0 / 201 0- 06 / 1 3 /201 C , S a n d e s t i n , F L

P U R P O S ES em i na r L ec t u r e

ITEMS PAID OR PROVIDEDT r a ve l

2. A m e ri ca n B ar A s so c ia ti on 0 8 /0 2 /2 0 10 -0 8 /0 6 /2 0 1 Sa n F ra n ci sc o , C A S em in a r L e ctu re T rave l3.4.5.


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N a m e o f P e r s o n R e p o r t in gZ a i n e y , J a y C .

D a t e o f R e p o r t05/15/2011

V . G I F T S . a n c i u d e s those to spouse and depen dent children; see pp. 28-31 of fi l ing instructions.)[~ N O N E (No reportable gifts.)

SOURCE DESCRIPTION1. T o m B e n s o n 2 New O r leans Sa in t s T icke t s fo r Opening Game2.3.4.5.

V A L U E$ 340. 00

V I . L I A B I L I T I E S . a n c l u d e s t h o s e o / s p o n s e e n d dependent chi ldren; see p p . 3 2 - 3 3 o f f ! l ing ins t ruc t i o ns . )D NO N E (No reportable liabilities.)

CREDITOR DESCRIPTION1. Whi t ne y N a t i ona l Ba nk C ont inu ing Guaran tee rega rd ing loan to S t . Andrews V i l l age2.3.

4.5.

VALUECODEM


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N a m e o f Person Report ingZ a i n e y , J a y C .

D a t e o f R e p o r t05/15/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i . co ,~e , v . i . e , , r. n s o c t lo , ~ a n d ~ d ~ ~ l ,o ~ o S s . o . s ~ . n d d ~ p e n d e n , children; see pp. 34-60 of filing instructions.)~-] NONE income, assets, or transactions.)N o reportable

1. Renta l Pr oper ty # 1 , M eta i r ie , LA E R e n t N W2. Re n t a l P rope r t y #2 , N e w O r l e a ns , L A D R e n t M W3. Re n t a l P rope r t y #3 , N e w O r l e a ns , L A E R e n t M W4. JP M orga n Accoun t s (5) A Interest J T5. Ca p i t a l O ne Accoun t s (3 ) N o n e J T6. First NBC Bank (3) D Interest N T7. H ibern ia In v e stm e n ts L L C N o n e J T8. Sun Li fe F inanac i a l - L i fe I ns u rance Pol i cy C Interest M T#19. Sun Li fe F inancia l o Li fe I ns u rance Pol i cy A Interest J T#2

1 0 . Sun Li fe F inancia l - L i fe I ns u rance Pol i cy A Interest J T#31 1 . T rans amer i ca Li fe I ns C o D Interest N T1 2 . S un L i f e Assura nce Com pa ny - L i f e C Interest L TIn sura nce P o l i cy #11 3 . J acks on Na t iona l Li fe I ns . - Re t i rement B Interest L TAnnuity #11 4 . J acks on Na t iona l Li fe I ns . - Re t i rement B Interest K TAnnu i ty # 21 5 . J acks on Na t iona l Li fe I ns . - Re t i rement B Interest K TAnnu i ty # 31 6 . Ja ckson N a t i ona l L i f e In s . - Re t i r e m e n t B Interest K T

Annu i ty # 41 7 . J acks on Na t iona l Li fe I ns . - Re t i rement A Interest K TAnnu i ty # 5

1. Income Gain Codes: A = $ 1 ~ 0 0 0 0 r l e s s(See Columns Bl and D4):

2 . V a l ue C o d es J =$15,000 or less( S ee Colu mns CI and D 3) N =$250,001 - $500,000

P3 =$25,000.00 i , $50,000,0003. Value Metho d C o d es Q =A p p raisa l

( S e e C o h m m C 2 ) U =Book Value

B -$1,001 - $2,5000 =$100,0Ol - $1,090~000K =$15,001 - $50,000O =$500,001 - $I ,000,000R =Cost (Real Estate Only)V - Othe r

C --$2,501. $5;000 D ~$5~00i r $15,000 E =$15,001 - $50.090H I = $ 1 , 0 0 0 , 0 9 1 = $5;000 ,~00 tt2 ~M0r than $5,090,~ ...................

P4 LM0r~tha~$50i~6!0~ ; :S = As s es s n ien t : T = ~ h M ~ r k etW =Esti~ai~d ....


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N a m e o f P e r s o n R e p o r t in gZ a i n e y , J a y C .

D a t e o f R e p o r t05/15/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a l u e , t r a ,~ a c t i o n s a n d . d e s t h o s e o f s p o u s e a n d d ~ p e n d c n t chi ldren; see p p . 3 4 - 6 0 of filing instructions.)~] (No reportable income, assets, orO N E transactions.)

1 8 . Ja ckson N a t i ona l L i f e In s . - Re t i re m e n t AAnnu i ty # 61 9 . Ja ckson N a t i ona l L i f e In s . - Re t i re m e n t AAnnu i ty # 720 . Ja ckson N a t i ona l L i f e In s . - Re t i re m e n t B

Annu i ty # 821 . Ja ckson N a t i ona l L i f e In s . - Re t i re m e n t AAnnu i ty # 922 . IRA #1 - S t a t e S t r e e t Ba nk a nd Trus t - JP CM orga n23 . IRA #2- S t a t e S t r e e t Ba nk a nd T rus t - JP BM orga n24 . S u n L i f e F i n a n c ia l - C o m m o n S t o c k A

Interest K TInterest K T

Interest K TInterest J T

Interest K T

Interest J TDi vi de nd K T

25 .26 .

27 .

Re l i a nce G roup H o l d i ngs , Inc . - Com m onS t ockUni t e d S t a t e s An t i ge n Corpo ra t i on

Khoder I n t e rna t iona l Broke rage , LLC -Inact ive

N o n e J TN o n e J W

N o n e J T

1. Income Gain Codes: A :$ I .0 0 0 or l es s B =$1.001 - $2.500[ See C o l um n s B I an d D41 F =$50 .001- $I 00 .000 G =$100.001 - SL000,000

2 . Va lue C o d es J =$15 .D00 or le ss K =$15.001 - $50.000( See C o l um n s C 1 an d D3 1 N =$25 0.001 - $5 00.00 0 O =$ 50 0.0 01 - $1.00 0.0 00

P 3 = $ 2 5 . 1 1 0 0 . 0 0 1 - $ 5 0 . 0 0 0 . 0 0 03. Va lue Method C od es Q =A ppraisal R =Cost (Real Estate Only)( See C o l um n C 21 U =Book Value V =Other

=$2.501 - $5,000 D =$5,001 - $15.0001 =$1,000,001 - $5.000.000 H2 =More lhan $5,000.000=$50.001 - $100.000 M =$100.001 -

PI =$1.000.001 - $5.000.000 P2 =$5,000.001 - $25.000.000P4 =More than $50.000.000

=Assessment : T - -C ash M ar k e tW =Estimated

E = $ 1 5 . 0 0 1 - $ 5 0 , 0 0 0


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FINANCIAL DISCLOSURE REPOR TP a g e 6 o f 7

N a m e o f P e r s o n R e p o r t i n gZ a i n e y , J a y C .

Date o f R e p o r t05/ !5/2011

V III. ADDITIONAL INFORMATION OR EX PLANATIONS. and~catepano/re~,o,~.)Amending report in response to le t te r of inquiry da ted July 22, 2011.Cha nge d P a r t I I I , A . , L ine 1 . Re m ove d com pe nsa t i on fo r cur r e n t e m p l oym e n t by t he Un i t e d S t a t e s s i nce i t i s no t r e q ui re d t o be d i sc l o se d .In P a r t VII , pa ge 5 , l ine 27 , "K hode r In t e rna t i ona l Broke ra ge , L L C" i s no t a s t ock b roke ra ge com pa ny . I t i s a n L L C fo rm e d by se ve ra l po t e n t i a l pa r tne r s . The re i sno bus i ne ss , no a sse t s , no de b t , no e m p l oye e s a nd ha s ne ve r be e n a c t i ve . Th i s com pa ny r e m a i ns i na c t ive .


14/14

FINANCIAL DISCLOSURE REPORTP a g e 7 o f 7

Name of Pe r son Repor t ingZ a i n e y , J a y C .

Date of Report05/15/2011

IX. CERTIFICATION.

I c e r t i fy t h a t a l l i n f o r m a t i o n g i v e n a b o v e ( i n c lu d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i sa c c u r a t e , tr u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a tu t o r yp r o v i s i o n s p e r m i t ti n g n o n - d i s c l o s u r e .I f u r th e r c e r t i fy t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i nco mp l ian ce wi th the p ro vi s io n s o f 5 U.S .C. ap p . 501 e t . s eq . , 5 U.S .C. 7353 , an d Jud ic ia l Co n feren ce reg ula t io n s .

Signatur e: S/Jay C. Zainey

N O T E : A N Y I N D I V ID U A L W H O K N O W I N G L Y A N D W I L F U L LY F A L S I F IE S O R F A I L S T O F I L E T H IS R E P O R T M A Y B E S U B J E C T T O C I V ILA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . 1 0 4 )

C o m m i t te e o n F i n a n c i a l D i s c l o s u r eA d m i n i s tr a t iv e O f f ic e o f t h e U n i t e d S t a t e s C o u r t sS u i t e 2 - 3 0 1One Columbus Circle, N.E.W a s h i n g t o n , D .C . 2 0 5 4 4

Jay C Zainey Financial Disclosure Report for 2010

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