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Gary B. Wack
Dr. Klara Lutsky
GENG 650
December 14, 2011
James Joyce’s Finnegans Wake: Unlocking the Collective
Unconscious
Carl Jung suggests that dreams are a gateway to the
primordial essence of humankind and the collective
unconscious (The Archetypes 21). In addition to dreams, Jung
posits that the presence of schizophrenia in a person may
offer him or her a key to accessing the collective
unconscious (The Archetypes 66). In Jung’s assessment of
James Joyce, Jung suggests that Joyce may have suffered from
schizophrenia (The Spirit in Man 116). Jung goes on to say of
Joyce’s Ulysses, “Even the layman would have no difficulty in
tracing the analogies between Ulysses and the schizophrenic
mentality” (The Spirit in Man 116). I believe the same can be
said of Joyce’s Finnegans Wake. Finnegans Wake is a collection
of multi-faceted characters that both reflect Joyce’s
imagination and represent different facets of his psyche.
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Archetypal characters represent these facets of Joyce’s
psyche. Explication of the archetypes will be made later as
we examine and mate each of Finnegans Wake’s characters with
their perspective archetypes. Lastly, I believe the
examination of the archetypal characters within Joyce’s
Finnegans Wake represents not only the map to Joyce’s psyche,
but also a larger map to the collective unconscious and the
cosmos. This is to say that the Finnegans Wake is a roadmap
to larger ideas that present themselves to the reader in the
form of archetypes that connect the personal unconscious
with the collective unconscious. Moreover, those larger
ideas are the symbols of our being and understanding of the
universe as we exist within it.
The main archetypal characters in the Finnegans Wake are
the fallen Finnegan who may represent Joyce himself, the
father H.C. Earwicker abbreviated HCE who may represent the
animus archetype, the mother Anna Livia Plurabelle
abbreviated ALP who may represent the anima archetype, the
twin sons of Shem and Shaun who may represent the trickster
archetypes, the daughter Isabel who may represent the over-
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developed Eros archetype, and the four old men who may
represent the Logos archetype. There are numerous
supporting and minor characters within Finnegans Wake, but
for the purpose of this study inside the unconscious of
James Joyce and his archetypal journey toward the collective
unconscious, we will limit the scope to the main
representative characters and their representative
archetypes.
The archetype of the self, or of Joyce himself can be
seen within the character Finnegan who also ties all the
rest of the characters together inside a kind of unconscious
within a collective unconscious or a circle within a circle.
This circle within a circle is a kind of dream within a
dream. William Tindall suggests that Joyce may have been
drawing upon multiple levels of consciousness to plod a road
into the collective unconscious and the cosmos. Tindall
goes on to say, “The Wake, then, would be the dream of
Everyman, or since Joyce saw himself in this capacity, of
James Joyce, a collective consciousness drawing upon the
collective unconscious” (Tindall 19). More to the point,
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Joyce may have been exploring that multiple level of the
self as representative of Finnegan who falls and all the
following characters seem to sprout from Finnegan’s psyche
just as Finnegan sprouted from Joyce’s psyche.
Joseph Campbell suggests that Finnegan is a product of
Joyce’s own psyche in the way that Finnegan’s suffering is
also Joyce’s suffering (Campbell 38). Campbell says of
Joyce, “One of the chief tasks of the artist is to provide
new sustenance for the insatiable gorgon within him”
(Campbell 358). Campbell further states “By doing so, he
incidentally satisfies the hunger of his generation where
Joyce plunges into a region where myth and dream coalesce to
form the amniotic fluid of Finnegans Wake. (Campbell 358).
The fall of Finnegan is therefore the fall of Joyce, but not
a literal fall for Joyce as it was for Finnegan. I believe
Joyce’s fall was his struggle toward enlightenment and
connection with the collective unconscious. Joyce may have
felt a frustration looming about him in his later years.
This frustration may have been a result of his failing
eyesight and limited time remaining to complete the large
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undertaking of Finnegans Wake. I believe the purpose of his
writing Finnegans Wake may have been in an attempt to find
the key to accessing the collective unconscious and the
larger cosmos. For an artist who is running out of time, he
or she tends to toil in discovering the unanswered questions
in life and what lies beyond the great unknown or the
hereafter. Campbell seems to agree as he states “Indeed,
the baffling obscurity of Finnegans Wake may be due to the
author’s determination to muddy the track of his narrative
with a thousand collateral imprints, lest we trace him to
the scene of his own life-secret, which he describes in
compulsive half-revelation” (Campbell 359). For Joyce,
Finnegans Wake may have only been half a revelation, or only
half the journey toward reaching the collective unconscious.
I believe his toil in creating Finnegans Wake may have been
his last effort to connect with and join with the collective
unconscious.
Joyce, through Finnegan, may have represented that fall
from grace or fall from religion, as religion may not have
satisfy his larger questions about life, the cosmos and the
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collective unconscious. As Finnegan fell, the words like a
clash of thunder also fell, “The fall
(bababadalgharaghtakamminarronnkonnbronntonner-
ronntuonnthunntrovarrhounawnskawntoohoohoordenenthur-nuk!)
of a once wallstrait oldparr is retaled early in bed and
later on life down through all Christian minstrelsy” (Joyce
3). Further, “The great fall of the offwall entailed at
such short notice the pftjschute of Finnegan erse solid man,
that the humptyhillhead of humself promptly sends and
unquiring one well to the west in quest of his
tumptytumtoes: and their upturnpikepointandplace is at the
knock out in the park where oranges have been laid to rust
upon the green since dev-linsfirst loved livvy” (Joyce 3).
Markedly, the fall eschews the man of Finnegan and the man
of Joyce through what I believe is the reference to Joyce
himself as “the humptyhillhead of humself” that also travels
to the “west in quest of his tumptytumtoes”. I also believe
he may have experienced his own fall from Ireland in willing
exile to travel west toward Zurich where he would finally
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fall, never to awake as his psyche and soul finally
separated from the husk of his lifeless body.
Northrop Frye mentions a punishment and demise of the
self as transference of suffering from HCE to Finnegan and
then to Joyce (Frye 64). Frye further suggests a connection
to myth as HCE, Finnegan, and Joyce all emulate Prometheus
and his fall from grace as he was punished and bound for his
sharing of fire and sacred knowledge to the unlearned
mortals (Frye 64). Frye explains, “This myth of gods buried
under the tyranny of consciousness, nature, and reason, in
Joyce the Finnegan concealed under the blanket of HCE,
corresponds to the Greek myth of the Titans, of whom
Prometheus was one, and neatly fits the metaphysical myth we
have been tracing” (Frye 64). The final connection of
Joyce, to Finnegan, to HCE, to myth may have been the course
Joyce wished to take in order to map the road to the larger
cosmos and collective unconscious. In connection, the next
archetypal character to emulate Joyce and a part of his
psyche is HCE.
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HCE is the archetypal character of the animus or the
masculine aspect of Joyce’s psyche. Jung describes the
animus as “the soul-image” of masculinity and libido
(Psychological Types 471). Jung also suggests that this quality
is generally seen as the counter-part of the feminine or
anima archetype and may be found in the male as well as the
female, but is more prevalent in the female as the masculine
voice of her psyche (Psychological Types 472). If we are to
assume the characters of Finnegans Wake are representations
of aspects of Joyce’s psyche, then we must infer that HCE
represents the masculine father figure. As such, HCE
assumes the role of the masculine hero with the encounter
between him and the cad. HCE becomes defensive with the cad
when he approaches the cad who is carrying his “overgoat”
under his “schulder sheepside out, perhaps to feel more
comfortable, but this elicits the response of mistaken
identity from HCE. The same is said of HCE who wears
“Bhagafat gaiters”, or Indian gaiters as seen in the
Bhagavad Gita and a rain cap “inverness” (Joyce 35). They
both appear to be foreigners to each other. As such, HCE
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wonders about how different he might look to the locals or
how his dress might not match his lineage. HCE thinks to
himself, “the anniversary, as it fell out, of his first
assumption of his mirthday suit and rights in appurtenance
to the confusioning of human races” (Joyce 35). The cad
judges HCE based on his dress, but more importantly, HCE
also imitates the story of a similar hero, that of Odysseus
when he wasn’t recognized right away by the sheepherder.
The allusion that Joyce seems to make in the comparison of
HCE to Odysseus may be Joyce’s attempt at connecting the
bridge between the personal unconscious and the collective
unconscious.
Margot Norris also compares the meeting of the cad and
HCE to the myth of Jacob and Esau where they were said to be
“provocative references to confused identity and unlawful
family descent” (Norris 59). Norris also compares HCE’s
hidden identity from the cad with Oedipus’s hidden identity
from Oedipus’s father and mother. Overall, this
interweaving of HCE with the hero myth archetypes is a
higher level of consciousness. By infusing myth into the
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archetypal character of the animus, one can see the higher
reasoning and pathway toward the divine, toward seeing the
patterns visible in the human condition and the
enlightenment gained by beholding them. This beholding of
the patterns of life inside myth brings one closer to
mergence with the collective unconscious. Samuel Becket
suggests that the image of Adam is visible in HCE as the
Biblical authority figure and the father of humanity (Our
Exagmination 20). The mention of Adam and Eve in the
beginning passage of Finnegans Wake might suggest that Joyce
was trying to reach the collective unconscious through the
doorway of merging myth with humanity or the archetypal
character of HCE with the human condition as representative
of the father figure in humankind. The masculine animus
archetype seen through the character of HCE is just one
aspect of Joyce’s psyche within Finnegans Wake that attempts
to ascend to the collective unconscious by seeing or
beholding of the patterns of myth upon humanity. What
logically follows then is the feminine or anima archetype.
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The mother, ALP, represents the feminine or anima
archetype of Joyce’s psyche in Finnegans Wake. Frye mentions
“In Joyce the central figure is female because the
containing form is ironic and cyclical” (Frye 112). The
“ironic and cyclical” aspects of ALP and the feminine anima
archetype are that her job is to reproduce and be
reproduced. This is to say that ALP will reproduce in
giving birth to her offspring of Shem, Shaun, and Isabel and
eventually her own daughter Isabel will replace her as the
reproducer, hence, the reproduction of ALP. With talk of
reproduction, it is only logical that we call ALP, the
mother archetype who could be compared to the sacred earth
mother archetype. Oswald Spengler suggests that the mother
and motherhood is the “Endless Becoming” that sees mother as
time and time as destiny (Spengler 267). Spengler also
suggests “Just as the mysterious act of depth-experience
fashions, out of sensation, extension and world, so through
motherhood the bodily man is made an individual member of
this world, in which thereupon he has a Destiny” where “All
symbols of Time and Distance are also symbols of maternity”
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(Spengler 267). This is to say that ALP may represent the
other half of the equation where Adam needs an Eve and HCE
needs an ALP. This completion of the two halves of the
equation creates a movement in time. Without ALP and others
set in the roll of motherhood, there would be no HCE, Shem,
Shaun, Isabel or Joyce. In Finnegans Wake, the statement is
made, “Abha na Life’ is said to be the “Bringer of
Plurabilities” (Joyce 104). I would infuse the word “Life”
with “Plurabilities” and see the “Bringer” as the feminine
archetype and the Eve of creation. Tindall mentions ALP as
the agent of renewal and that of Eve, the Virgin Mary,
Pandora, Noah’s wife, Napoleon’s Josephine, and the Moon”
(Tindall 249). In Finnegans Wake, HCE is referred to as the
Alpha and ALP is referred to as the Omega (Joyce 196). This
is the connection between the seed of creation and creation
itself.
The anima or the feminine archetype is named in
Finnegans Wake with literally the word “annyma” which proves
that Joyce was awakened by the feminine archetype through
his creation of Finnegans Wake in an effort to connect with
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the archetypes, the unconscious and the collective
unconscious (Joyce 426).
Tindall suggests that ALP is also the river Liffey from
its source in Wicklow to Island Bridge, just below
Chapelizod (Tindall 250). Just as Spengler notes a
correlation of motherhood with time, so does Joyce suggest
the flow of the river as the feminine archetype that passes
with time. In the Finnegans Wake, Joyce mentions the river
as the “Brook of Life” as it flows through its “microchasm”
(Joyce 229). This flow of the river of life is the creator
of the microcosm of life through the carrying of that life
into the larger sea that awaits it. A microcosm of anything
is a small representation of a larger whole and perhaps it
is Joyce’s intention to connect the small with the larger by
connecting ALP to the river Liffey and the river Liffey with
the collective unconscious. Tindall suggests that all the
other characters are representatives of either the father
HCE or the mother ALP (Tindall 250). This is to say that
the father animus archetype and the mother anima archetype
are a necessary kinetic energy that moves the story along
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just as the river moves along the banks toward the sea
beyond it. Without the father and mother, there is no
creation, and without creation, there is no movement of time
and perception of time through aging. Campbell suggests
that HCE and ALP both represent a primordial male-female
polarity (Campbell 10). This is to say that the two coexist
in a kind of constant flux between the ebb and flow of space
and time as can be seen in the constant flow of the feminine
Liffey against the masculine banks of land. It also stands
to reason that without the mother anima archetype, and her
ability to create time literally through the birth canal
there would be no movement of civilization, time or
existence.
Frye remarks “the last page of Finnegans Wake describes
the sinking of ALP into her “old feary father, as the Liffey
river finally reaches the sea” (Frye 107). Frye couples the
idea of the connection of the river to the sea with the
continuation of the cycle as seen through the fall and rise
given by the feminine archetype to the continuation of life
(Frye 107). Frye concludes by saying “As Finnegans Wake goes
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around in a circle, this event immediately precedes the fall
of Finnegan on the first page, and corresponds exactly to
the first event of The Four Zoas, the sinking of Enitharmon
into the sea-god Tharmas, an event immediately followed by
the fall of Albion” (Frye 107). This is to say that Frye
connects the feminine archetype of Finnegans Wake with that
of William Blake’s The Four Zoas and the fall and rise, or
death and renewal of life. As such, each archetypal element
within Joyce’s Finnegans Wake seems to add a piece of the
puzzle to the collective whole. Furthermore, each
archetypal component seems to complete Joyce’s psyche and
nudge him toward enlightenment and the collective
unconscious.
ALP’s progeny in the story, Shem and Shaun add another
dimension to Joyce’s psyche, that of two dueling forces.
These dueling forces of Shem and Shaun are representative of
the trickster archetypes. Jung calls the trickster
archetypes, the darker side of the psyche or the conflicting
side of the psyche vying for control (The Archetypes 38).
Jung also states that this vying for control is the work of
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the conscious self unable to connect with the unconscious
self (Symbols of Transformation 341). As a result, the self is
unable to transcend toward enlightenment and the collective
unconscious (Symbols of Transformation 341). Shem and Shaun may
represent the dueling forces within Finnegans Wake and within
Joyce’s own psyche. In Finnegans Wake, HCE calls the union
of Shem and Shaun an “amallgamated” (Joyce 308). This
amalgamation may be a mixing of two opposites, but Campbell
goes further by suggesting, “Shem and Shaun represent a
subordinate, exclusively masculine battle polarity which is
basic to all history” (Campbell 10). Campbell also suggests
that these “Opposing traits, which in their father were
strangely and ambiguously combined, in these sons are
isolated and separately embodied” (Campbell 10). More to
the point, the two twin sons of Shem and Shaun are two sides
of the same coin which were printed and spat from the
presses of HCE and ALP, but they seem to possess the
opposing traits that exist buried within their father. More
of this conflict can be seen between Shem (Glugg) and Shaun
(Chuff) when we see them playing outside the pub with Isabel
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and her twenty-eight friends. Shem and Shaun play a game as
opposite roles, Shem plays the devil and Shaun plays an
angel (Joyce 259). In book two, chapters 1 and 2 of
Finnegans Wake, we see yet another example of the differences
between Shem and Shaun. Shem (Jerry), the Penman, is seen
as the introvert, the rejected man, and the chance taker
(Campbell 10). Shem is also the artist, the philosopher and
the dreamer. Shaun (Kevin), the Postman, is the opposite of
Shem (Jerry) in that he is “the folk-shepherd brother, the
political orator, prudent, unctuous, economically successful
favorite of the people, policemen of the planet, conqueror
of rebels and the bearer of white man’s burden (Campbell
11). Shaun is also the practical one who judges and has the
power to deliver what Shem has written. Campbell says it
best when he states:
Shem’s business is not to create a higher
life, but merely to find and utter the
Word. Shaun, on the other hand, whose
function is to make the Word become flesh,
misreads it, fundamentally rejects it,
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limits himself to a kind of stupid
concretism, and while winning all the
skirmishes, loses the eternal city
(Campbell 12).
As noted by Cambell, Shem and Shaun are indeed two different
personalities with an increasing ebb and flow between them.
One other example of the differences between Shem and Shaun
crop up in the elusive letter addressed to HCE where Shaun
claims the credit for the work of his brother. “What Sim
sobs todie I’ll Reeve tomorry” (Joyce 408). Later, it is
Shem who steals the letter back and the feud continues
(Joyce 424). It is also thought that these two brothers
represent differences in the way they approach life. Stuart
Gilbert believes that Shem, as the Penman, represents the
artist, the philosopher, and the dreamer, while Shaun
represents the practical man, the pragmatic, and the
grounded (Our Exagmination 127).
The psychic link of Shem and Shaun to Joyce is evident
through Shem and Shaun as representatives of the trickster
archetypes that vie for control within the psyche. This
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control brought about by the trickster archetypes are the
battling forces of the conscious and the unconscious vying
for control of the psyche. The practical is always trying
to win out over the dreamer. This is one of the daily
struggles common to all humankind. This is also the
struggle of the body and the mind, where the body is
grounded to the earth in all its sensual tangible
surroundings while the mind is projected inside the
metaphysical intangible chaos of the great wandering
unknown. This trickster archetype is only one more piece to
the puzzle of Joyce’s psyche and one more neuroses to heal
before his own transcendence can be made into the collective
unconscious.
The next archetypal character is Isabel who represents
the Over-Developed Eros archetype. Jung calls this “over-
developed Eros” a byproduct of the daughter suffering from
the mother-complex, as her feminine instincts are either
over-developed or under-developed (The Archtypes 86). In the
case of Isabel, the fluctuation of the feminine archetype
may be too far to the feminine, or what Jung calls the
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hyper-trophy (The Archetypes 87). Jung also calls this a push
of the daughter’s psyche toward craving acceptance and
sometimes the negative aspects that go along with it are
manifested in a hyper-sexual awareness of the self (The
Archetypes 88). In chapter ten of Finnegans Wake, Isabel
begins to assume the role of the archetypal over-developed
Eros through examples of defiance where she doodles what
appear to be cross bones and a thumbing of the nose (Joyce
308). Tindall sees this doodle as “Isabel’s ambiguous
hieroglyph of a skull and crossbones and a thumbing of the
nose as a “a woman’s opinion of eggheads – or the readers of
Joyce, maybe” (Tindall 284). The doodle is referred to in
Finnegans Wake as a “skool and crossbuns” (Joyce 308). If
one were to adjoin the archetype of the playful over-
developed Eros of Isabel with Joyce, one might subsume that
it was Joyce doing the thumbing. Maybe Joyce was thumbing
his nose at the critics of his time. Chapter twelve of
Finnegans Wake expounds on Isabel’s archetypal character of
the over-developed Eros when we draw inference through the
reference of Shaun referring to Isabel as having “bedroom
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eyes” and being his darling (Joyce 397). Tindall alludes to
this strange interconnection of brother and sister as a
“reversal” of morality calling Isabel, “the boneheaded
princess with ‘bedroom eyes’” (Tindall 288).
Norris looks at the role of Isabel in a different
light, that of redemption and maternal salvage (Norris 64).
Norris continues by suggesting that Isabel is actually the
repeat and continuum of ALP (Norris 64). This is to say
that Isabel is becoming a woman and in that way, she is
reaching her rite of passage into adulthood that includes
with it, a sexual awakening. Campbell looks at it from a
different point-of-view and states that he believes Isabel
to be just another aspect of Joyce’s anima or feminine
archetype. Frye believes that Isabel is simply an extension
of her mother and thus, “Mother Earth” who takes on the
identity of the daughter who will usurp her mother ALP, just
as Shem and Shaun will usurp their father HCE (Frye 110).
One could say that this is just one more leap into the
unconscious for Joyce as he strove to connect with the
collective unconscious inside both the over-developed Eros
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of Isabel and the extension of the anima archetype of ALP.
Norris has a different view however, when she refers to
Shaun as the profane Christ and Isabel as the profane Mary
(Norris 66). I would agree with Norris as her observation
of Isabel as a profane Mary falls in line with my premise
that Joyce may have intended a connection of the characters
with their representative archetypal characters, and finally
to the larger archetypes that swing one from the simple
dreams of the unconscious into the great beyond of the
collective unconscious. This is to say that Isabel could be
thought of as simply a sexual deviant, but that conclusion
would not satisfy the premise. The premise would be to look
deeper into the unconscious in order to discover the hidden
archetypal character of the over-active Eros and linking
that archetypal character to the larger archetype of the
profane Mary in order to complete the journey to the
collective unconscious. In summary, the collective
unconscious could be reached if the smaller character
archetype, such as Isabel as representative of the over-
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developed Eros is connected with the larger archetype of
Mary.
The final archetypal characters we will discuss here
are the four old men that crop up here and there throughout
Finnegans Wake. These old men are representative of the
Logos archetype. Frye refers to the Logos as word and
metaphor creating order and knowledge, and referring to
reasoned discourse (Frye 282). Jung describes the
archetypal old man as the wise old man who generally appears
to counsel women, but is also seen as a calming force
against the tumult of nature (The Archetypes 388). The four
old men are the embodiment of the Jungian wise old men and
the Logos archetype. The old men appear in chapter twelve
of Finnegans Wake as representatives of the a much larger
archetype, that of the apostles. These representatives of
the larger archetype are the apostles John, Mark, Luke and
Mathew. Tindall calls these four “peepers” who “tell the
same story from four different points of view, but not in
the usual order” (Tindall 287). This is to say that the
first three are what Joyce calls “synoptic” which involves
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the love of wisdom as it is reflected by the coherence of
everything together (Joyce 383). The last one is considered
“better than optic” which could refer to his ability to see
on the physical plain of existence, but not on a
metaphysical one. You could also subsume that perhaps the
last one will act as the seer for the rest of them where
understanding in a different way is required. Tindall
suggests that the reversal of the order of the apostles
suggests a renewal (Tindall 287). This renewal is what Jung
calls a rebirth of the psyche and the resurrection of the
hero (Symbols of Transformation 171).
The renewal and rebirth of the hero is what occurs in
Finnegans Wake when Finnegan returns or awakens by turning
the page to where the last sentence of the last page ends to
the first page where the first sentence begins. In the end,
but not really the end of Finnegans Wake, the words vibrate,
“Finn, again!” (Joyce 628). At this point, Finnegans Wake
may be a symbolic rebirth of the text and the characters as
they are renewed and begin again. This renewal of character
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and text is what Jung calls the God-image (Symbols of
Transformation 176).
The God-image is the anticipated conclusion of the hero
in transcendence toward the collective unconscious. As Jung
puts it, the archetypes are just vessels for the transport
of the psyche toward the collective unconscious. This is
what I believe Joyce had in mind when he wrote Finnegans
Wake. The archetypal characters of Finnegans Wake drive the
reader toward an epiphany of higher symbolic forms where the
smaller archetypal characters transform into larger more
recognizable archetypes bringing one closer to communing
with the collective unconscious.
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Works Cited
Beckett, Samuel. Our Exagmination Round His Factification For
Incamination Of Work In Progress. New York: New Directions,
1962. Print.
Campbell, Joseph. A Skeleton Key to Finnegans Wake. New York:
Harcourt, Brace and, 1944. Print.
Frye, Northrop. Northrop Frye on Twentieth-Century Literature.
Toronto: University of Toronto, 2010. Print.
Joyce, James. Finnegans Wake. New York: Penguin, 1999. Print.
Jung, C. G. Symbols of Transformation. Princeton, NJ: Princeton
UP, 1956. Print.
---. The Archetypes and The Collective Unconscious. Princeton:
Princeton UP, 1980. Print.
---. The Spirit in Man, Art, and Literature. Princeton: Princeton UP,
1971. Print.
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---. Two Essays on Analytical Psychology. Princeton: Princeton UP,
1966. Print.
---. Psychological Types. London: Routledge, 1991. Print.
Norris, Margot. The Decentered Universe of Finnegans Wake: A Structuralist
Analysis. Baltimore: Johns Hopkins UP, 1976. Print.
Spengler, Oswald. The Decline of the West. New York: Knopf, 1989.
Print.
Tindall, William Y. A Reader's Guide to James Joyce. New York:
Noonday, 1977. Print.
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