FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010 Report Required by the E thics in Government Act of 1978 (5 U.S.C. app. §§ 101-111) 1. Person R eporting (last name, first, middle initial) Wynn, James A. 4. Title (Article III judges indicate active o r senior status; magistrate judges indicate full- or part-time) U.S. Cir. Court Judge 7. Chambers or Office Address P, O. Box 1091 Raleigh, NC 27602 2. Court or Organization U.S. Court of Appeals, 4th Cir. 3. Date of Report 05/04/2011 5a. Report Type (check appropriate type) ] Nomination, Date [] Initial [] Annual [] Final 5b. [] Amended Report 8. On the basis of the informa tion contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date 6. Reporting Period 01/01/2010 to 12/31/2010 IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NO NE box for each part where you have n o reportable informatim~ Sign on last page. I. P 0 S I T I O N S. (Reporang individual only; see pp. 9-13 of filing instructions.) ~] NONE (No reportable positions.) POSITION 1 . Commissioner/Executive Board 2. Director 3. 4. NAME OF ORGANIZATION/ENTITY National Conference of Comm issioners on Uniform State Laws American Bar Endowment Board II . AG REEM ENTS. (Reporang indivld..t onty; see pp. 14-16 of filing instructions.) ~-] (No reportable agreements.) O N E 1.2010 2. 3. DATE PARTIES AND TERMS North Carolina Consolidated Judicial Retirement System Wvnn James A.
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James A Wynn Financial Disclosure Report for Wynn, James A
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8/3/2019 James A Wynn Financial Disclosure Report for Wynn, James A
Report Required by the E thicsin Government Act of 1978(5 U.S.C. app. §§ 101-111)
1. Person R eport ing ( las t name, f i rs t , middle ini t ia l )
Wyn n , J a m e s A.
4. T i t le (Art icle I I I judges indicate act ive o r senior s ta tus;magistrate judges indicate full- or part-time)
U .S. Ci r . Co u r t Ju d g e
7. Chambe rs or Off ice Address
P, O. B ox 1091Rale ig h , N C 2 76 02
2. Cour t or Organization
U.S. Court of Appeals, 4th Cir .
3. D a t e o f R e p o r t
05/04/2011
5a. Report Type (check appropriate type)
] N o m i n a t i o n , D a t e
[] Initial [] Annual [] Final
5b. [] Amended Report
8. On the basis of the informa t ion contained in th is Report and anymodif icat ions per taining thereto, i t i s , in my op inion, in compliancewith applicable laws and regula t ions .
Reviewing Of f ice r Date
6. Report ing Per iod
01/01/2010
to
12/31/2010
I M P O R T A N T N O T E S : The instructions accompanying this form must be followed. Complete all parts,
check ing the NO NE box for each par t where you have n o repor table in format im~ Sign on las t page.
I . P 0 S I T I O N S . ( R e p o r a n g i n d i v i d u a l only; see p p . 9 - 1 3 of filing instructions.)
~] N O N E (No reportab le posit ions.)
POSITION
1 . C o m m i s si o n e r /E x e c u t iv e B o a r d
2. Di rec to r
3.
4.
NAME OF ORGANIZATION/ENTITY
N at io n a l Co n feren ce o f Co mm iss io n ers o n U n i fo rm Sta te L aws
A m e r i c a n B a r E n d o w m e n t B o a r d
I I . A G R E E M E N T S . ( R e p o r a n g i n d i v l d . .t o n t y ; s e e p p . 1 4 - 1 6 of filing instructions.)
~-] (No reportable agreements.)O N E
1 . 2 01 0
2.
3.
DATE PARTIES AND TERMS
N o rth Caro l in a Co n so l id a ted Ju d ic ia l Re t iremen t Sys tem
8/3/2019 James A Wynn Financial Disclosure Report for Wynn, James A
V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v u l u e , ~ ,n s u c t l o n , a n c l u d e s t h o s e of s p o u s e a n d dependent children; see p p . 3 4 - 6 0 of filing instructions.)
[ ~ ] NONE (N o reportable incom e, assets, or transactions.)
P l a c e
2.
3.
4.
5.
6.
7.
8.
9.
10 .
11 .
12 .
13 .
!4.
15 .
16 .
17 .
Rental property, Robersonville, NC B R e n t K W
2. Value Codes J =$15~000 or less K = $ 1 5 , 0 0 1 -$50.000
(See Columns C I and D3) N ~$250~001: $500;000 O =$500 ,001- $1 ,000 000
P3 =$25,000.001 - $50,000,000R --Cost (R~al Es tate Only). V a l u e M et h o d C o d e s Q =A p p r a i s a l
( S ee C o lumn C 2 ) U =B ook V alue V =Other
C =$ 2 ; 5 o i - $ 5 , 0 o o D = $ 5 ,o o t = $ i5 ,o o o E = $ 1 5 , 0 0 t - $ 5 0 ,0 0 0
H I ~ $ 1 0 0 0 0 0 1 r $ 5 0 0 0 , 0 0 0 H 2 ~ M o r e l h an $ 5 0 0 0 0 0 0 . . . . .. . .. . ..
8/3/2019 James A Wynn Financial Disclosure Report for Wynn, James A
I c e r t i fy t h a t a l l i n f o r m a t i o n g i v e n a b o v e ( i n c lu d i n g i n f o r m a t i o n p e r t a i n in g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i sa c c u r a t e , tr u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f, a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a tu t o r yp r o v i s i o n s p e r m i t ti n g n o n - d i s c l o s u r e .
I f u r th e r c e r t i fy t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S . C . a p p . § 5 0 1 e t . s e q ., 5 U . S . C . § 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t io n s .
S i g n a t u r e
N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L LY F A L S I FI E S O R F A I L S T O F I L E T HI S R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . § 1 0 4 )
C o m m i tt e e o n F i n a n c i a l D i s c lo s u r e
A d m i n i s t ra t i v e O f f i c e o f th e U n i t e d S t a t e s C o u r t s
Suite 2-301
One Columbus Circle, N.E.
Washington, D.C. 20544
8/3/2019 James A Wynn Financial Disclosure Report for Wynn, James A
1 . P e r s o n R e p o r t i n g ( l a s t n a m e , f i r s t , m i d d l e i n i ti a l ) 2. Court or Organiza t ion 3 . D a t e o f R e p or t
W yn n , Ja m e s A . U .S . C o u rt o f A p p e a ls , 4 th C ir . 05/04/2011
4. Title (Article I11 judges i n d i c a t e a c t i v e o r s e n i o r status;m a g i s t r a t e j u d g e s i n d i ca t e f u l l - o r p a r t - ti m e )
U . S . C i r . C o u r t J u dg e
7 . C ha mbe rs o r O f f ice A d d r e s s
P . O . B o x 1 0 9 1R a l e i g h , N C 2 7 6 0 2
5a . Repo r t Typ e (c heck a ppro p r i a t e type)
] N o m i n a t i o n , D a t e
[] Initial [] Annual [] Final
5b. [] Amended Report
8. On the ba s is o f the in format ion conta ined in th is Repor t and any
mo di f ica t io n s per t a in in g ther e to , i t i s , i n my o pin io n , i n c o mpli a n c ewith appl icable l aws and regulat ions .
Reviewing Of f ice r Da te
6. Repor t ing Pe r iod
0 1 / 0 1 / 2 0 1 0
to
12/31/2010
IMP ORT ANT NO TES: The instructions accompanying this form mast be followed. Complete all parts,
checking the NON E box for each part where you have no reportable information. Sign on last page.
I . P O S I T I O N S . ( R e V o n i n g i n d i v i d u . i o n ty ; seepp. 9 - 1 3 offiling instructions.)
~] N O N E ( N o reportable posit ions.)
POSITION
1 . C o m m i s s i o n e r /E x e c u ti v e B o a r d
NAME OF ORGANIZATION/ENTITY
Nat io n a l Co n fe ren ce o f Co mmiss io n e rs o n Un i fo rm Sta te Laws
2. D ire cto r A m e rica n B a r En do w m e n t B o a rd
3.
4.
5.
I I. A G R E E M E N T S . ( R e v o ra ng individual only; seepp. 14-16 of filing instructions.)
N O N E (No reportable agreements.)
1.2010
2.
3.
DATE PARTIES AND TERMS
North Carol ina Consolidated Judicial Retirement System
8/3/2019 James A Wynn Financial Disclosure Report for Wynn, James A
I I I . N O N - I N V E S T M E N T I N C O M E . ( R e p o r a . g i .d i v l d . a l a n d s p o . s e ~ s e e p p . 1 7 - 2 4 of fillng instructions.)
A. Filer’s Non-Investm ent Incom e
D NO NE (No reportable non-investment income.)
DATE SOURCE AND TYPE I N C O M E( y o u r s , n o t s p o u s e ’ s )
1. 2010 Nor th Car ol ina Consol id a ted Jud ic ia l Re t i r em ent Sy s tem $ 3 2, 914 . 64
2.
3.
4.
B . S p o u s e ’ s N o n - I n v e s tm e n t I n c o m e - i f you were m arried daring any po rtion of the reporting year, complete this section.
(Do l lar amount no t requ ired ex cep t fo r honoraria . )
D N O N E (No reportable non-investment income.)
D A T E S O U R C E A N D T Y P E
1. 2010 Sta te of Nor th C ar ol ina - s a l a r y
2.
3.
4.
I V . R E I M B U R S E M E N T S - tr a ns p or ta a o n , lodging, food, entertainmenL
( I n c lu d e s t h o s e t o s p o u s e a n d d e p e n d e n t c h i l d r e n ; s e e p p . 2 5 - 2 7 o f f !l in g i n s t ru c t i o n s . )
[~] N O N E (No reportable reimbursements.)
S O U R C E D A T ES L O C A T I O N
1 . A m e ri ca n B a r E ndo w m en t N o ve m be r 3 -7 , 2 01 0 B i r m i n g ha m , A L
2.
3.
4.
5.
PURPOSE ITEMS PAID OR PROVIDED
B o a r d o f D i r e ct o rs M e e t in g T r a n sp o r ta t io n , h o te l , m e al s
8/3/2019 James A Wynn Financial Disclosure Report for Wynn, James A
V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v e l u e , transactions (Includes those of spouse and dependent children; see pp. 34-60 of f!ling instructions.)
[~ NONE(N o reportable income, assets , or transactions.)
2.
3.
4.
5.
6.
7.
8.
9.
I0 .
1 1 .
12 .
13 .
14 .
15 .
!6.
17 .
Rental property, Robersonv ille, NC
W achovia Bank & Trust (Y)
USAA Federal Savings B ank (Y)
NC State Emp loyees Credit Union (Y)
Colonial: W hole Life Insurance Policy (Y)
R e n t K W
1 . I nc ome G a i n C odes : ~ ~$!;060 6g !egS B--S1 ~00! -$2;500 c =$2,501 - $5,000 D =$5 , 001 - $15 , 000 E =$15,001 - $50,000
(S ee C0i ~ mf l ~ B I h~ d D 4) ~$3~i00i $i~i000 ~ ~$ i 6 0 ~0 0 1 ~ $ i . 0 0 0 . ~0 HI~$[ ~,~lr $5:~ 000 H2 ~M0re thhn $5 ~0 ~0: ..............
2 . V a lu e C o d ~ J = $ 1 5 , ~ 0 o r I ~ s K ~$15,001 - $50.000
(Sec Col ....C 1 a n d O 3 ) N~$250001Z$5~ 0 ~ $ 5 0 0 , ~ 1 ~ $ t ~ 0 , 0 0 0 PI ~$ ~i-$5090~0 :
P 3 = $ 2 5 ~ 0 ~ - $ 5 0 0 0 0 ~ 0 0 0
3 . V a l u e M e t h o d C ~ e s Q = g p p ~ i s a [ R =C os t (Rea l E s ta t e O nl y) S = A s ~ s S m e h t
( S e e C o lu m n C 2 ) ~ = B o o k V a l u e V ~ 0 1 h ~ W~E~ mated .... .......
8/3/2019 James A Wynn Financial Disclosure Report for Wynn, James A
I c e r ti f y t h a t a l l i n f o r m a t i o n g i v e n a b o v e ( i n c l u di n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i ld r e n , i f a n y ) i sa c cu r a t e , t r u e , a n d co m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e ca u s e i t m e t a p p l i c a b l e s t a tu t o r yp r o v i s io n s p e r m i t ti n g n o n - d is c lo s u r e .
I f u r t h e r c e r ti f y t h a t e a r n e d i n c o m e f r o m o u t s i de e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p ta n c e o f g i f t s w h i ch h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p r o v is i o n s o f 5 U . S . C . a p p . § 5 0 1 e t . s e q ., 5 U . S . C . § 7 3 5 3 , a n d J u d ic ia l C o n f e r e n c e r e g u l a t i o n s .
Signature
N O T E : A N Y I ND I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F IE S O R F A I L S T O F I L E T H IS R E P O R T M A Y B E S U B J EC T T O C I V ILA N D C R I M IN A L S A N C T I O N S ( 5 U . S . C . a p p . § 1 04 )
C o m m i t t e e o n F i n a n c i a l D i s c l o s u r eA d m i n i s t ra t i ve O f f i ce o f t h e U n i t e d S t a t e s C o u r t sSu i t e 2 -3 01O n e C o l u m b u s C i r cl e , N . E .W a s h i n g t o n , D . C . 2 0 5 4 4