Data : All-star Analyst Coverage and IPO Spinning The data set includes the following variables: IPO DATE IPO NAME IPO CRSP PERM To use the analyst data, the following papers should be cited: To use the spinning data, the following paper should be cited: For more information about the contruction of the dataset, see Liu and R public in the U.S.. Only IPOs that have recieved analyst coverage from a least one of its lead underwriters are included. IPOs with offer price u $5, IPOs that using auctions, unit offers, ADRs, banks and S&Ls, and IPO listed on CRSP within six months of issuing are excluded. which one or more executives of the IPO firm received IPO allocations fr one of the three underwriters (SSB, CSFB, and DMG). Equals zero if the I not being spun, but is one of the 196 IPOs underwritten by SSB, CSFB, an during 1996-2000. within one year of the IPO. IPOs in year t are deemed to be covered by a all-star from October of year t-1 if this analyst initiates coverage wit 12 months of the IPO. Equals 2 if the IPO is covered by an Institutiona Investor all-star analyst (number 2) from the underwriter within one yea the IPO. Equals 3 if the IPO is covered by an Institutional Investor all analyst (number 3) from the underwriter within one year of the IPO. Equa if the IPO is covered by an Institutional Investor runner-up analyst (nu 4) from the underwriter within one year of the IPO. Equals zero if the I covered by an analyst from the underwriter, who is not ranked by institutional investor. Equals 5 if the IPO is covered by an analyst fro underwriter, but the analyst's all-star status cannot be determined. Bradley, D., Jordan, B., Ritter, J., 2008. Analyst behavior following th IPO: The ‘bubble period’ evidence. Review of Financial Studies 21, 101-1 Cliff, M., Denis, D., 2004. Do IPO firms purchase analyst coverage with underpricing? Journal of Finance 59, 2871-2901. Fang, L., Yasuda, A., 2009. The effectiveness of reputation as a discipl mechanism in sell-side research. Review of Financial Studies 22, 3735-37 Liu, X., Ritter, J., 2011. Local underwriter oligopolies and IPO underpricing. Journal of Financial Economics, forthcoming. Liu, X., Ritter, J., 2010. The economic consequences of IPO spinning. Re of Financial Studies 23, 2024-2059.
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Data : All-star Analyst Coverage and IPO Spinning
The data set includes the following variables:IPO DATEIPO NAMEIPO CRSP PERM
To use the analyst data, the following papers should be cited:
To use the spinning data, the following paper should be cited:
For more information about the contruction of the dataset, see Liu and Ritter (2010, 2011).
The data sample consists of 4,117 operating firm IPOs from 1993-2009 going public in the U.S.. Only IPOs that have recieved analyst coverage from at least one of its lead underwriters are included. IPOs with offer price under $5, IPOs that using auctions, unit offers, ADRs, banks and S&Ls, and IPOs not listed on CRSP within six months of issuing are excluded.
SPIN DUMMY: Equals one if the IPO is one of the 56 IPOs during 1996-2000 for which one or more executives of the IPO firm received IPO allocations from one of the three underwriters (SSB, CSFB, and DMG). Equals zero if the IPO is not being spun, but is one of the 196 IPOs underwritten by SSB, CSFB, and DMG during 1996-2000.
ANALYST CODE: Equals 1 if the IPO is covered by an Institutional Investor all-star analyst (either number 1 or one of the top 3) from the underwriter within one year of the IPO. IPOs in year t are deemed to be covered by an all-star from October of year t-1 if this analyst initiates coverage within 12 months of the IPO. Equals 2 if the IPO is covered by an Institutional Investor all-star analyst (number 2) from the underwriter within one year of the IPO. Equals 3 if the IPO is covered by an Institutional Investor all-star analyst (number 3) from the underwriter within one year of the IPO. Equals 4 if the IPO is covered by an Institutional Investor runner-up analyst (number 4) from the underwriter within one year of the IPO. Equals zero if the IPO is covered by an analyst from the underwriter, who is not ranked by institutional investor. Equals 5 if the IPO is covered by an analyst from the underwriter, but the analyst's all-star status cannot be determined.
Bradley, D., Jordan, B., Ritter, J., 2008. Analyst behavior following the IPO: The ‘bubble period’ evidence. Review of Financial Studies 21, 101-133.Cliff, M., Denis, D., 2004. Do IPO firms purchase analyst coverage with underpricing? Journal of Finance 59, 2871-2901.Fang, L., Yasuda, A., 2009. The effectiveness of reputation as a disciplinary mechanism in sell-side research. Review of Financial Studies 22, 3735-3777.Liu, X., Ritter, J., 2011. Local underwriter oligopolies and IPO underpricing. Journal of Financial Economics, forthcoming.
Liu, X., Ritter, J., 2010. The economic consequences of IPO spinning. Review of Financial Studies 23, 2024-2059.
ipodate PERM NAME SPIN UWCODE01 ANALYST119930120 78826 Hahn Automotive Warehouse WER-SCHRODER 119930120 78812 AutoImmune HAMBRECHT 019930121 78825 General Nutrition Companies MS 419930121 78816 Champion Industries FERRIS-BAKER 019930121 78838 Physicians Health Services DR 019930126 78815 Cell Genesys INVEMED19930126 78864 Dr Pepper/Seven-Up MS 419930126 78839 Shaman Pharmaceuticals WARBURG-SEC 019930127 78813 BioSurface Technology HAMBRECHT 019930127 78820 DF&R Restaurants DWR 019930128 78828 Kenfil PIPER-J 019930128 78836 OrthoLogic HANIFEN-IMHOFF 019930129 78817 CoCensys MONTGOMERY 019930201 78901 Norand DLJ 419930202 78912 Standard Management NOMURA-SEC-INTL 019930202 78928 Nine West Group MERRILL 019930203 78907 Powersoft GS 119930203 78894 MathSoft ALEX-BROWN 019930203 78908 Rocky Shoes & Boots BRADFORD 019930204 78877 Chesapeake Energy PSI 019930204 78890 Gupta MS 019930204 78905 Proxima LEH 019930205 78895 Molecular Dynamics HAMBRECHT 019930208 78879 Catalytica LEH 019930210 78881 Cyberonics MS 119930210 78897 Molten Metal Technology OPPENHEIMER 119930210 78889 Global Industries SAL 019930211 78876 Cryolife ROBINSON-OLD 019930212 78892 IEC Electronics NEEDHAM 019930212 78915 Universal Electronics MONTGOMERY 019930217 78916 Watson Pharmaceuticals BEAR 419930218 78937 Chic By H.I.S. NOMURA-SEC-INTL 019930218 78867 Argosy Gaming DLJ 119930223 78873 Campo Electronics Appliances PRINCIPAL 019930225 78869 Boca Research HAMBRECHT 019930225 78919 Winston Furniture WHEAT-FBS 019930225 78920 Washington Homes PAINE-W 019930226 78900 Nathan's Famous LADENBURG 019930304 78967 EquiCredit PSI 119930304 79002 ReSound MONTGOMERY 019930305 78981 Landstar System Inc ALEX-BROWN 019930305 79009 S3 LEH 019930308 79043 Payless Cashways GS 419930308 79015 Tencor Instruments LEH 019930308 79021 US Can SAL 019930309 78962 Community Health Computing MONTGOMERY 019930309 79006 Superconductor Technologies MEYERS 019930309 79022 Vical HAMBRECHT 019930310 79042 St John Knits PSI 119930311 78955 Avid Technology MS 019930311 78958 Brock Candy ROBINSON-OLD 0
19930312 78965 Energy Biosystems ALEX-BROWN 019930312 78975 Intuit MS 019930312 79008 Southern Energy Homes MONTGOMERY 019930315 78999 Pacific Sunwear of California ROBERTSON-S 019930315 79024 Wall Data BEAR 019930316 79037 Ethan Allen Interiors KP 119930316 78954 Aseco ADAMS-HARKNESS 019930316 78990 Mothers Work WHEAT-FBS 019930316 79007 Shoe Carnival MCDONALD 019930317 79053 Pillowtex DLJ 119930318 78951 Amtrol SBH 419930318 78950 Alamo Group PSI 119930318 79011 Savoy Pictures Entertainment, ALLEN 019930319 78989 McGaw ALEX-BROWN 419930319 78987 Microchip Technology ALEX-BROWN 019930319 79016 Tricord Systems ROBERTSON-S 019930323 79062 National Steel J-P-MORGAN 019930324 79061 Life Partners Group DLJ 119930324 78963 Chico's FAS BAIRD 019930325 78956 Brookstone ROBERTSON-S 019930326 78953 Applied Signal Technology COWEN 119930329 78996 Physician Corp of America BEAR 019930329 79141 Styles on Video MEYERS 019930330 78994 Orchard Supply Hardware Stores LEH 419930330 78972 Gymboree GS 019930330 78980 Leasing Solutions NEEDHAM 019930330 78998 Parallan Computer MONTGOMERY 019930331 79084 Envirotest Systems Corp GS 119930331 78959 Brock Control Systems ALEX-BROWN 019930331 78978 Liberty Technologies ROBERTSON-S 019930331 79081 Davidson & Associates DLJ 019930402 80106 Inco Homes Corp MONTGOMERY 019930407 79074 BHC Financial MONTGOMERY 119930408 79089 Fossil MONTGOMERY 019930408 79097 NFO Research WM-BLAIR 019930408 79130 Starter MERRILL 019930414 79104 Orthopedic Technology LAIDLAW-EQU 019930414 79107 Safety 1st PSI 019930414 79108 Sanmina MONTGOMERY 019930415 79085 Equinox Systems ROBINSON-OLD 019930415 79121 Wind River Systems HAMBRECHT 019930419 79077 Commander Aircraft HANIFEN-IMHOFF 019930420 79137 TIG Holdings, Inc. MS 119930421 79096 Martin Color-Fi ROBINSON-OLD 019930422 79103 O'Reilly Automotive DLJ 119930427 79093 Interlinq Software PIPER-J 019930429 79144 Geon Company GS 119930429 79068 Absolute Entertainment NEEDHAM 019930429 79094 Jabil Circuit BEAR 019930430 79086 Electronic Retailing Systems MONTGOMERY 019930503 79197 3DO MS 019930504 79210 Reinsurance Group of America SAL 1
19930504 79209 Interpool FURMAN-SELZ 019930506 79207 E W Blanch Holdings SAL 119930510 79163 Evergreen Media DLJ 119930510 79149 Amtran SAL 019930511 79220 Zurich Reinsurance Centre FBC 419930511 79152 Auspex Systems GS 119930511 79156 Catalyst Semiconductor MONTGOMERY 119930511 79196 Telor Ophthalmic ALEX-BROWN 119930511 79212 Cross Timbers Oil GS 119930512 79175 LCI International BEAR 019930512 79183 OPTi PAINE-W 019930514 79174 IRG Technologies MONTGOMERY 019930518 79160 D.I.Y. Home Warehouse WM-BLAIR 019930518 79177 Megatest ROBERTSON-S 019930519 79198 Titan Wheel International SBH 419930519 79159 Clayton Williams Energy PAINE-W 119930519 79168 Harry's Farmers Market ROBINSON-OLD 019930519 79179 MFS Communications SAL 019930520 79181 National Home Centers A-G-EDWARDS 019930521 79195 Supreme International JOSEPHTHAL-LYON 019930524 79192 Station Casinos SAL 019930525 79201 Zaring Homes DR 119930525 79169 Hamilton Financial Services ALEX-BROWN 019930526 79188 Resource Bancshares Mortgage MONTGOMERY 419930526 79190 Santa Cruz Operation GS 119930527 79157 CDW Computer Centers WM-BLAIR 019930527 79193 Signal Technology OPPENHEIMER 019930527 79237 Sonat Offshore Drilling GS 019930528 79171 Hollywood Casino SAL 019930602 79323 Allstate GS 019930603 79314 Discovery Zone MERRILL 019930608 79301 American Safety Razor SBH 419930608 79247 Aldila ALEX-BROWN 019930608 79290 Mariner Health Group ALEX-BROWN 019930608 79299 Papa John's International MONTGOMERY 019930608 79300 Sunglass Hut International MONTGOMERY 019930608 79302 Regional Acceptance Corp INTER-JL 019930609 79289 Robert Mondavi GS 119930610 79294 Northwestern Steel & Wire LEH 019930610 79328 Department 56 GS 019930611 79249 Barrett Business Systems LADENBURG 019930615 79251 Bell Microproducts SUTRO 019930616 79291 Norwood Promotional Products ALLEN 019930617 79275 International Imaging SBH 119930617 79257 Donnkenny MABON-SEC 019930617 79336 Libbey BEAR 019930618 79271 Harvey Comics Entertainment CRUTTENDEN 019930618 79305 Rexall Sundown RAYMOND 019930622 79265 FLIR Systems HAMBRECHT 019930622 79269 Healthdyne Technologies COWEN 019930622 79297 Primadonna Resorts SAL 019930623 79349 Sithe Energies SAL 1
19930623 79296 Pittencrieff Communications RAYMOND 019930624 79337 MMI Companies SBH 419930624 79262 Electroglas LEH 019930629 79272 Huntco DLJ 119930629 79255 Delta and Pine Land DWR 019930629 79307 Shiloh Industries Inc KP 019930630 79308 Sodak Gaming RAYMOND 019930701 79435 Carr-Gottstein Foods DLJ 419930701 79367 AER Energy Resources PSI 119930701 79413 Pinnacle Micro PSI 119930701 79371 BroadBand Technologies BEAR 019930701 79416 Regal Cinemas BRADFORD 019930702 79437 Levitz Furniture Inc MS 419930702 79438 Sun Healthcare Group NATWEST-SEC 019930707 79376 Cyrk International MONTGOMERY 019930708 79444 Stone Energy Corp FBC 419930708 79409 People's Choice TV GERARD-KLAUER 019930709 79390 Genzyme Transgenics Corp PAINE-W 419930709 79423 Sundance Homes MONTGOMERY 019930712 79374 Celestial Seasonings PAINE-W 119930714 79385 Fourth Shift PIPER-J 019930715 77780 Central Garden & Pet MONTGOMERY 019930715 79386 General Atlantic Resources LEH 019930715 79421 Steck-Vaughn Publishing ROBERTSON-S 019930716 79377 Cyrix MONTGOMERY 119930716 79396 Johnstown America Industries SAL 019930716 79400 Metrocall RAYMOND 019930716 79417 Rural/Metro WM-BLAIR 019930720 79379 Dataware Technologies HAMBRECHT 019930721 79422 Stant MS 419930721 79366 Atlantic Coast Airlines ALEX-BROWN 019930721 79378 American Oilfield Divers RAUSCHER-REF 019930721 79401 MDL Information Systems J-P-MORGAN 019930721 79420 Starcraft Automotive BAIRD 019930722 79411 PetSmart DLJ 419930722 79405 MRS Technology PSI 119930722 79418 Renal Treatment Centers FBC 119930722 79370 Arrow Transportation PACIFIC-CREST 019930722 79415 Multi-Market Radio LAIDLAW-EQU 019930722 79428 United International Holdings SBH 019930722 79429 Wonderware MONTGOMERY 019930722 79455 United Meridian MERRILL 019930723 79399 Key Technology NEEDHAM 019930728 79462 AT&T Capital LEH 119930729 79387 Greenfield Industries MS 419930729 79419 StarSight Telecast SBH 119930729 79408 Omni Insurance Group STEPHENS 019930730 79375 Cygne Designs PAINE-W 019930802 79467 Actel GS 119930804 79473 Best Power Technology RAYMOND 019930805 79484 EP Technologies ALEX-BROWN 419930805 79468 Arbor Health Care ROBERTSON-S 0
19930805 79478 Conductus TUCKER 019930805 79511 National Record Mart LADENBURG 019930805 79520 Preferred Entertainment GERARD-KLAUER 019930805 79523 QuickResponse Services ALEX-BROWN 019930806 79507 Monarch Casino & Resort VOLPE-WELTY 019930809 79482 DavCo Restaurants Inc FBC 119930810 79530 Triangle Pacific DLJ 119930810 79550 Southern Pacific Rail Corp MS 119930810 79472 Aetrium DAIN-BOS 019930810 79476 CenCall Communications MERRILL 019930812 79488 EZ Communications FBC 019930812 79533 Wellcare Management Group A-G-EDWARDS 019930812 79545 Borg-Warner Automotive MERRILL 019930813 79634 Wolverine Tube FBC 119930813 79483 Elek-Tek CHICAGO 019930813 79505 Manugistics Group ALEX-BROWN 019930817 79501 Kurzweil Applied Intelligence ROBERTSON-S 019930818 79502 Landry's Seafood Restaurants DWR 119930818 79508 Multicare MERRILL 019930818 79521 CFI ProServices HAMBRECHT 019930818 79528 SPSS HAMBRECHT 019930819 79503 Level One Communications Inc ALEX-BROWN 019930819 79529 Thomas Group RODMAN 019930823 79526 Scientific Games Holdings ROBINSON 019930824 79466 A+ Communications PSI 019930824 79491 Grow Biz International DAIN-BOS 019930824 79517 Performance Food Group ROBINSON 019930826 79513 River Oaks Furniture BRADFORD 019930826 79527 Simmons Outdoor ADVEST 019930903 79597 Inbrand WM-BLAIR 019930909 79577 Cornerstone Imaging ROBERTSON-S 019930915 79616 PairGain Technologies LEH 019930916 79617 Philadelphia Consolidated WARBURG-SEC 419930916 79564 Antec DLJ 119930921 79572 Cobra Golf LEH 019930921 79603 Kenetech MERRILL 019930921 79612 NetManage ROBERTSON-S 019930922 79568 Asyst Technologies NEEDHAM 019930923 79594 HomeTown Buffet MONTGOMERY 119930923 79566 A Pea in the Pod ROBERTSON-S 019930923 79567 APS Holding CS-FB 019930923 79589 Royal Grip WM-BLAIR 019930923 79607 Monaco Coach Corp WM-BLAIR 019930923 79615 OroAmerica SUTRO 019930923 79624 Summa Four Inc WESSELS 019930927 79667 Barnes & Noble MS 119930928 79569 Broadcasting Partners ALEX-BROWN 019930928 79605 Loewenstein Furniture Group RAYMOND 019930929 79591 Allied Holdings ALEX-BROWN 019930929 79601 Kentucky Electric Steel WHEAT-FBS 019930929 79606 Lady Luck Gaming Corp BEAR 019930929 79628 Ultratech Stepper MONTGOMERY 0
19930929 79668 Belden DR 019930929 79669 Capital Guaranty MERRILL 019930929 79670 Corrpro Companies NATWEST-SEC 019931004 79674 Atchison Casting PSI 119931004 79698 Gartner Group MS 019931005 79722 National Picture and Frame WM-BLAIR 019931006 76799 International CableTel DLJ 119931008 79716 Micro Component Technology TUCKER 019931012 79724 OM Group Inc LEH 119931012 79723 N-Viro International ROBERTSON-S 019931013 79701 Insignia Financial LEH 019931014 79712 LodgeNet Entertainment OPPENHEIMER 119931014 79686 Deckers Outdoor PAINE-W 019931014 79695 Friedman's KP 019931015 79742 Ultimate Electronics PIPER-J 019931015 79757 Aprogenex MEYERS 019931015 79758 Boyd Gaming SAL 019931018 79681 Club Car DLJ 119931018 79729 Pollo Tropical MONTGOMERY 119931018 79703 InSite Vision MS 019931019 79766 Aquila Gas Pipeline DLJ 119931019 79684 Crossmann Communities MCDONALD 019931019 79707 Iwerks Entertainment ROBERTSON-S 019931020 79685 Davel Communications Group CHICAGO 019931020 79689 EnSys Environmental Products ALEX-BROWN 019931022 79740 Triad Guaranty INTER-JL 019931026 79781 Paul Revere SAL 119931026 79687 Duracraft ADAMS-HARKNESS 019931026 79704 Illinois Superconductor GRUNTAL 019931026 79725 Opinion Research Corporation ADVEST 019931026 79739 Seda Specialty Packaging SUTRO 019931027 79720 Masland Holding GS 019931028 79700 Holophane Corp SAL 119931028 79780 Exide MS 119931028 79683 Credence Systems SBS 019931028 79726 Penn-America Group CHICAGO 019931028 79728 PetroCorp OPPENHEIMER 019931029 79718 Mercury Interactive HAMBRECHT 019931029 79782 Regency Realty SAL 019931102 79819 DM Management WESSELS 019931102 79876 Transnational Re ALEX-BROWN 019931102 79909 M/I Schottenstein Homes PAINE-W 019931103 79903 Harte-Hanks Communications GS 119931103 79817 Penederm VOLPE-WELTY 019931103 79831 Mountasia Entertainment COMMONWEALTH-A 019931104 79839 Itron CS-FB 019931104 79862 Gibraltar Steel Corp SAL 019931108 79804 Boston Chicken MERRILL 019931109 79795 Ameristar Casinos MONTGOMERY 119931109 79858 Purus OPPENHEIMER 119931109 79881 Urban Outfitters SBS 119931109 79835 Golden Systems WEDBUSH-M 0
19931110 79927 Vesta Insurance Group MS 119931110 79878 Universal Forest Products ALLEN 019931110 80109 Petstuff KP 019931111 79915 Newfield Exploration GS 119931111 79886 Zytec Corp HAMILTON-INV 019931111 79908 Louis Dreyfus Natural Gas MS 019931115 79875 Tower Air GS 119931115 79866 Schnitzer Steel Industries GS 019931116 79861 Roberds KP 119931116 79788 Allied Capital Lending LEH 019931116 79829 FTP Software MONTGOMERY 019931116 79841 Landair Services ALEX-BROWN 019931116 79860 Quaker Fabric SBS 019931116 79868 Safeskin Corporation SBS 019931117 79850 Mikohn Gaming OPPENHEIMER 119931117 79883 Welbilt DLJ 119931117 79789 Allied Life Financial ALEX-BROWN 019931117 79803 Bollinger Industries WM-BLAIR 019931118 79863 RailTex Inc. MS 119931118 79882 United Video Satellite Group PAINE-W 019931119 79809 CableMaxx Inc OPPENHEIMER 419931119 79786 Atlantic Beverage HAMILTON-INV 019931119 79794 Arris Pharmaceuticals MONTGOMERY 019931119 79884 West Marine MONTGOMERY 019931123 79799 Advanced Technology Materials NEEDHAM 019931123 79807 Clintrials BRADFORD 019931123 79847 Martek Biosciences HAMBRECHT 019931123 79854 Photonics Corp MEYERS 019931123 79880 Union Switch & Signal LEH 019931124 79808 Cable Design Technologies SBS 019931130 79797 Airport Systems International FAHNESTOCK 019931130 79935 Alliance Semiconductor HAMBRECHT 019931201 79977 Human Genome Sciences LEH 019931202 80094 PacTel SAL 019931206 79950 Cellstar Corp LADENBURG 019931207 79971 Foamex International DLJ 119931207 79973 Gateway 2000 GS 119931207 80104 UTI Energy BEAR 019931208 80032 Shaw Group SBS 419931208 80055 Veritas Software COWEN 019931209 79942 Brothers Gourmet Coffees DLJ 019931209 79951 CMC Industries COWEN 019931209 80027 Q-Steaks KINNARD 019931209 80037 Sylvan Learning Systems ALEX-BROWN 019931209 80076 Coastcast BEAR 019931209 80103 Thermo Remediation NATWEST-SEC 019931210 79940 Asante Technologies SBS 019931210 79941 American Telecasting ALEX-BROWN 019931210 79959 Digidesign ROBERTSON-S 019931210 80009 Oxford Resources PSI 019931210 80028 Racotek ALEX-BROWN 019931213 79991 Macromedia DLJ 4
19931213 80049 TriQuint Semiconductor MONTGOMERY 119931213 80030 SangStat Medical S-G-WARBURG 019931213 80036 American Mobile Satellite DLJ 019931214 79948 C Brewer Homes DR 119931214 79932 ABC Rail Products KP 019931214 79933 Active Voice WM-BLAIR 019931214 79997 MK Gold Co. ROBERTSON-S 019931215 79968 Flair WER-SCHRODER 119931215 80026 Quickturn Design Systems MS 119931215 79954 Conso Products INTER-JL 019931215 80020 Proxim VOLPE-WELTY 019931215 80042 Stimsonite ROBERTSON-S 019931215 80091 Home Holdings LEH 019931216 80012 Planar Systems SBS 119931216 79949 Communications Central RAYMOND 019931216 79962 ENCAD WEDBUSH-M 019931216 80001 Navarre HAMILTON-INV 019931216 80050 UFP Technologies GERARD-KLAUER 019931216 80053 Viagene ALEX-BROWN 019931217 79938 American Recreation Company DLJ 119931220 79975 Gryphon Holdings SBS 419931220 79943 Interpore International PSI 019931220 79957 CareLine ROBERTSON-S 019931220 80000 National Dentex ADVEST 019931222 80018 Premiere Page NOMURA-SEC-INTL 019931222 80046 TFC Enterprises WHEAT-FBS 019940113 80158 Sweetwater ALLEN 019940119 80185 Plantronics SBS 019940120 80126 Great Lakes Aviation ALEX-BROWN 019940121 80113 Celadon Group FURMAN-SELZ 019940121 80159 Tufco Technologies HAMILTON-INV 019940121 80161 Deflecta-Shield WM-BLAIR 019940124 80132 Hilite Industries FAHNESTOCK 019940125 80134 Hugoton Energy DLJ 119940125 80114 CMG Information Services PIPER-J 019940125 80123 Gametek OPPENHEIMER 019940125 80138 LA T Sportswear ROBINSON 019940125 80145 Anesta MONTGOMERY 019940126 80189 Security-Connecticut GS 119940126 80186 Playtex Products MERRILL 019940127 80135 Interim Services GS 019940127 80165 Telular LEH 019940128 80146 NeXagen ALEX-BROWN 019940128 80153 Anchor Gaming LADENBURG 019940131 80235 Digital Link BEAR 019940201 80252 MapInfo ROBERTSON-S 019940201 80262 ParcPlace Systems ROBERTSON-S 019940202 80239 Equity Marketing JOSEPHTHAL-LYON 019940202 80242 Esmor Correctional Services JANNEY 019940202 80249 IGEN GS 019940202 80289 USA Mobile Communications NOMURA-SEC-INTL 019940203 80271 Renaissance Communications GS 1
19940203 80293 Youth Services International FERRIS-BAKER 019940204 80222 Alantec HAMBRECHT 019940208 80231 Consep PSI 419940208 80290 Webco Industries KP 119940208 80248 InterCel ROBINSON 019940208 80264 International Post Group FURMAN-SELZ 019940208 80285 Trism ALEX-BROWN 019940209 80192 American Paging GS 119940209 80238 Eltron International CRUTTENDEN 019940210 80233 Daktronics CRAIG-HALLUM 019940210 80236 DSP Group OPPENHEIMER 019940210 80272 Softdesk HAMBRECHT 019940210 80279 Sonic Solutions HAMBRECHT 019940214 80199 Harveys Casino Resorts DLJ 419940214 80292 Xpedite Systems PSI 119940216 80204 Martin Marietta Materials MS 119940216 80258 Neurobiological Technologies VAN-KASPER 019940217 80286 Tractor Supply DLJ 119940217 80226 CAI Wireless Systems GERARD-KLAUER 019940217 80245 Hirsch International JANNEY 019940217 80250 Integrated Silicon Systems WESSELS 019940217 80257 Natural Microsystems FIRST-ALBANY 019940222 80297 Emmis Broadcasting MS 019940223 80221 Arden Industrial Products DAIN-BOS 019940223 80237 Electric Fuel CJ-LAW-DEUTSCHE 019940223 80243 FinishMaster PACIFIC-GROWTH 019940224 80229 Concord Holding BEAR 019940224 80244 Global Village Communication MONTGOMERY 019940225 80240 Effective Management Systems DAIN-BOS 019940228 80344 Norton McNaughton MABON-SEC 019940301 80359 Quality Dining MORGAN-KEEGAN 019940302 80361 Rock-Tenn MS 019940303 80306 BioCryst Pharmaceuticals DR 019940303 80313 Cidco ALEX-BROWN 019940303 80322 CSL Lighting Manufacturing T-JAMES 019940303 80325 Electronic Fab Technology DAIN-BOS 019940303 80333 Health Power RONEY 019940308 80327 Just For Feet MONTGOMERY 119940309 80372 UroMed PAINE-W 119940310 80375 Olympic Steel SAL 119940310 80358 Prophet 21 WM-BLAIR 019940310 80371 TransTexas Gas JEFFERIES 019940311 80324 Drypers CS-FB 119940314 80386 Emphesys Financial Group GS 119940315 80388 Executive Risk DLJ 119940315 80343 NN Ball & Roller MCDONALD 019940316 80320 Copart OPPENHEIMER 019940316 80396 Jalate MEYERS 019940317 80352 Petco Animal Supplies PAINE-W 119940317 80316 CIBER HANIFEN-IMHOFF 019940317 80370 Triple S Plastics MCDONALD 019940318 80345 Northwest Airlines LEH 1
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19990226 86725 Invitrogen Corp DLJ 019990305 86748 Boyds Collection Ltd DLJ 419990305 86780 Neon Systems Inc DLJ 019990308 86794 Argosy Education Group Inc 0 SALOMON-SMITH 119990308 86784 RoweCom Inc JPM 019990312 86774 Eagle Supply Group Inc BARRON-CHASE 019990316 86775 FlashNet Communications Inc BOSTON-ROBERTS 019990317 86779 Multex.com Inc BOSTON-ROBERTS 019990318 86777 iVillage Inc GS 119990319 86769 Cheap Tickets Inc WM-BLAIR 019990322 86766 Autoweb.com 1 CS-FB 019990324 86795 MiningCo.com Inc BEAR 019990325 86782 OneMain.com Inc BT-ALEX-BROWN 019990326 86763 Autobytel.com Inc BT-ALEX-BROWN 019990326 86790 Valley Media Inc JPM 019990329 86768 Critical Path Inc BOSTON-ROBERTS 019990329 86778 MKS Instruments NATION-MONT-SEC 119990329 86783 Priceline.com Inc MSDW 119990330 86762 ZDNet GS 119990330 86756 Pepsi Bottling Group, Inc. MERRILL 019990405 86840 PLX Technology Inc MERRILL 019990406 86862 Rhythms NetConnections 0 MERRILL 019990406 86522 Claimsnet.com Inc CRUTTENDEN-ROTH 019990407 86839 Optibase Ltd UNTERBERG 019990408 86848 US Internetworking Inc 0 CS-FB 119990408 86822 Extreme Networks MSDW 119990408 86810 Trex Co Inc BRADFORD 019990408 86849 Value America Inc BOSTON-ROBERTS 019990409 86847 iTurf Inc BT-ALEX-BROWN 019990413 86835 MIH Ltd MERRILL 019990414 86844 Sagent Technology Inc DLJ 019990415 86809 StanCorp Financial Group Inc GS 119990415 86813 Accredo Health Inc HAMBRECHT 019990415 86850 WorldGate Communications Inc GERARD-KLAUER 019990419 86841 Proxicom Inc BT-ALEX-BROWN 019990421 86866 Tuesday Morning Corp (Madison) MERRILL 119990421 86858 Buca Inc US-PIPER 019990422 86819 CompuCredit Corp PAINE-W 419990422 86815 Aremissoft Corporation CRUTTENDEN-ROTH 019990422 86833 Log On America Inc DIRKS-CO 019990423 86863 Statia Terminals Group NV BEAR 019990423 86832 Launch Media Inc HAMBRECHT 019990423 86838 Net Perceptions Inc BOSTON-ROBERTS 019990426 86842 Razorfish Inc 0 CS-FB 019990426 86829 Immtech International Inc WESTPORT-RES 019990427 86827 Heidrick & Struggles Intl LEH 019990428 86830 Informatica Corp 1 CS-FB 019990429 86836 Marimba Inc MSDW 119990429 86860 Mpath Interactive Inc BOSTON-ROBERTS 019990430 86799 Consol Energy Inc JPM 019990430 86816 AppliedTheory Corporation BEAR 019990504 86889 Direct Focus Inc DAVIDSON 0
19990504 86893 FlyCast Communications BT-ALEX-BROWN 019990504 86903 MapQuest.com Inc BOSTON-ROBERTS 019990505 86916 Radio One Inc CS-FB 419990505 86888 Destia Communications Inc MSDW 119990505 86905 NorthPoint Communications Grp GS 119990505 86913 Portal Software Inc GS 119990505 86918 Silknet Software Inc 0 CS-FB 019990505 86884 COMPS.COM INC VOLPE-BROWN 019990506 86932 Latitude Communications Inc 0 CS-FB 119990507 86902 Media Metrix Inc DLJ 119990507 86877 AdForce Inc HAMBRECHT 019990507 86904 NetObjects Inc BT-ALEX-BROWN 019990510 86924 TheStreet.com GS 119990510 86900 Maker Communications Inc LEH 019990511 86926 Time Warner Telecom Inc MSDW 019990511 86876 WESCO International Inc LEH 119990511 86883 CareerBuilder Inc 0 CS-FB 019990512 86885 Copper Mountain Networks Inc MSDW 019990512 86887 DAG Media Inc PAULSON 019990512 86931 BiznessOnline.com Inc JOSEPH-STEVENS 019990513 86895 Intelligent Life Corp ING-FURMAN 019990513 86928 Scient Corporation MSDW 019990514 86907 Nextcard Inc DLJ 119990514 86878 Alloy Online Inc BOSTON-ROBERTS 019990517 86914 Redback Networks Inc MSDW 119990518 86934 Nextera Enterprises Inc DLJ 019990519 86891 eToys Inc GS 119990519 86908 OneSource Information Services WM-BLAIR 019990520 86922 TenFold Corp GS 119990520 86879 @plan.inc HAMBRECHT 019990520 86882 CAIS Internet Inc BEAR 019990521 86886 David's Bridal Inc DLJ 419990521 86892 Fashionmall.com GRUNTAL 019990521 86906 Newgen RESULTS Corp HAMBRECHT 019990521 86935 Rubio's Restaurant Inc THOMAS-WEISEL 019990524 86881 Brocade Comm Sys Inc MSDW 119990525 86930 barnesandnoble.com inc GS 119990525 86920 Star Media Network Inc GS 119990525 86898 Juno Online Services Inc 0 SALOMON-SMITH 019990525 86912 Prism Financial Corporation WM-BLAIR 019990525 86915 US Concrete Inc SCOTT-STRING 019990526 86897 Inet Technologies Inc GS 119990526 86890 Edgar Online Inc UNTERBERG 019990526 86910 Private Business Inc BT-ALEX-BROWN 019990526 86936 ZipLink Inc JEFFERIES 019990527 86919 SalesLogix Corp HAMBRECHT 019990528 86929 AudioCodes Ltd CIBC-WORLD 019990602 86956 Capital Environmental Resource CS-FB 119990603 86974 iXL Enterprises Inc MERRILL 119990603 87011 Zany Brainy Inc DLJ 119990604 86972 High Speed Access Corp LEH 019990604 87009 Wit Capital Group Inc BEAR 1
19990604 86964 F5 Networks Inc HAMBRECHT 019990604 86988 Online Resources & Commun JPM 019990604 87018 Network Access Solutions Corp DLJ 019990607 86954 BackWeb Technologies Ltd GS 119990608 86980 drkoop.com Inc BEAR 119990609 86982 Litronic Inc BLUESTONE-CAP 019990609 86937 Azurix Corp MERRILL 419990609 86949 Skechers USA Inc BT-ALEX-BROWN 019990609 86959 Ditech Communications Corp BT-ALEX-BROWN 019990609 86993 The Pantry Inc MERRILL 019990610 86990 Phone.com Inc 1 CS-FB 119990611 86981 onlinetradinginc.com WERBEL-ROTH 019990614 86967 GenesisIntermedia.com Inc MILLENNIUM-FIN 019990615 86955 CareInsite Inc(Synetic Inc) MERRILL 419990616 86996 SBA Communications Corp LEH 419990616 87015 ESPS Inc HAMBRECHT 019990617 87007 Viant Corp GS 119990617 86953 AppNet Systems Inc 0 CS-FB 019990617 86983 Mail.com Inc 0 SALOMON-SMITH 019990617 86997 Streamline.com Inc BA-SEC-LLC 019990617 87006 United Therapeutics Corp BT-ALEX-BROWN 019990618 86968 Goto.com DLJ 119990618 86999 Student Advantage Inc BOSTON-ROBERTS 019990622 87013 Ariba Inc MSDW 119990622 86986 Netivation.com Inc EBI-SEC 019990622 86994 Ramp Networks Inc BOSTON-ROBERTS 019990623 87001 Software.com Inc 1 CS-FB 019990623 86958 CyberSource Inc MERRILL 119990623 86950 TD Waterhouse Group Inc 0 CS-FB 019990623 86969 Globespan Semiconductor Inc BOSTON-ROBERTS 019990623 86989 Quepasa.com Inc CRUTTENDEN-ROTH 019990624 86977 Internet.com Corp US-PIPER 019990624 86979 Juniper Networks GS 019990625 86991 Persistence Software Inc BOSTON-ROBERTS 019990625 86998 US Search Corp.com BEAR 019990625 87000 Stamps.com Inc BOSTON-ROBERTS 019990628 86961 E-Loan Inc GS 119990628 87008 Women First Healthcare Inc ALLEN 019990629 87019 Network Plus Corp GS 119990629 87021 Seminis Inc GS 119990629 87022 ShowCase Corp MERRILL 119990629 86978 Digital Island Inc BEAR 019990629 86985 nFront Inc HAMBRECHT 019990629 87023 VaxGen Inc PSI 019990630 87016 I D Systems Inc GILFORD 019990701 87121 Salem Communications Corp DEUTSCHE-ALEX-B 019990701 87102 Clarent Corp 1 CS-FB 119990701 87103 Commerce One Inc 0 CS-FB 019990701 87049 Yankee Candle Co Inc MSDW 019990701 87100 Ask Jeeves Inc MSDW 019990701 87126 Primus Knowledge Solutions Inc BOSTON-ROBERTS 019990707 87072 Musicmaker.com Inc FERRIS-BAKER 0
19990707 87073 Interliant Inc MERRILL 019990709 87076 Liquid Audio Inc LEH 019990709 87077 MCM Capital Group Inc CIBC-WORLD 019990712 87093 Keith Companies Inc WEDBUSH-M 019990713 87129 China.com Corp LEH 019990713 87061 CommTouch Software Inc US-PIPER 019990714 87092 TIBCO Software Inc GS 119990714 87041 Provantage Inc(ShopKo Stores) MERRILL 019990715 87065 Efficient Networks Inc 1 CS-FB 119990715 87087 Ravisent Technologies Inc BEAR 119990715 87066 National Info Consortium Inc HAMBRECHT 019990716 87051 Audible Inc 1 CS-FB 119990716 87085 Paradyne Networks Inc DLJ 019990719 87104 Convergent Communications Inc GS 119990719 87122 Talk City Inc LEH 019990720 87110 Insight Communications Co Inc DLJ 419990720 87108 Gadzoox Networks Inc 0 CS-FB 119990720 87106 Engage Technologies Inc GS 119990720 87031 Genentech Inc JPM 019990720 87099 Art Technology Group Inc HAMBRECHT 019990720 87101 Be Inc VOLPE-BROWN 019990721 87109 Hoover's Inc JPM 019990721 87115 MP3.COM Inc 0 CS-FB 019990721 87089 Scientific Learning MERRILL 019990721 87123 Voyager.Net Inc DLJ 019990722 87074 Insweb Corp GS 119990722 87091 Tanning Technology Corp 1 CS-FB 019990722 87095 Troy Group Inc CRUTTENDEN-ROTH 019990723 87075 JFAX Com Inc DLJ 019990723 87078 Allscripts Inc GS 119990723 87056 BioMarin Pharmaceutical Inc US-PIPER 019990726 87058 Chemdex Corp MSDW 119990727 87111 Liberate Technologies 0 CS-FB 119990727 87124 Quokka Sports Inc MERRILL 019990728 87107 Focal Communications Corp 1 SALOMON-SMITH 119990728 87105 Drugstore.com Inc MSDW 119990728 87060 Creo Products Inc 0 SALOMON-SMITH 019990728 87027 American National Can Group CS-FB 019990728 87034 Lennox International Inc MSDW 019990728 87116 National Medical Health Card RYAN-BECK 019990728 87118 Packeteer Inc BOSTON-ROBERTS 019990729 87062 Digex Inc BEAR 019990729 87081 NetIQ Corp 0 CS-FB 019990729 87038 Peace Arch Entertainment Group SEIDLER-COS 019990729 87052 Aironet Wireless Communication DAIN-R-WESSELS 019990729 87059 Continuus Software Corp US-PIPER 019990729 87083 N2H2 Inc CIBC-WORLD 019990729 87086 Perficient Inc GILFORD 019990730 87036 MIIX Group Inc FIRST-UNION-CAP 019990730 87050 Accrue Software Inc BOSTON-ROBERTS 019990730 87057 Biopure Corp JPM 019990730 87082 Net2Phone Inc HAMBRECHT 0
19990730 87097 Watchguard Technologies Inc DAIN-R-WESSELS 019990802 87162 1-800-Flowers.com Inc GS 119990802 87187 SplitRock Services Inc BEAR 119990802 87157 BigStar Entertainment Inc PSI 019990803 87139 Fairchild Semiconductor Intl 0 CS-FB 019990803 87183 Quotesmith.com Inc HAMBRECHT 019990804 87165 Homestore.com Inc MSDW 119990804 87181 Pivotal Corp MERRILL 119990804 87174 Mission Critical Software Inc HAMBRECHT 019990805 87189 Tumbleweed Communications Corp 1 CS-FB 019990805 87159 Cobalt Group Inc BOSTON-ROBERTS 019990805 87167 Internet Capital Group MERRILL 019990805 87168 Internet Gold-Golden Lines Ltd LEH 019990805 87171 Interactive Pictures Corp JPM 019990806 87160 Datalink Corp NEEDHAM 019990809 87191 US Interactive Inc LEH 119990810 87134 Blockbuster Inc(Viacom Intl) 0 SALOMON-SMITH 119990810 87158 Braun Consulting Inc DLJ 019990810 87166 Hotjobs Com LTD DEUTSCHE-ALEX-B 019990811 87184 Red Hat Inc GS 119990811 87175 Mortgage.com Inc 0 CS-FB 019990811 87169 InterWorld Corp INVEMED 019990812 87155 Active Software Inc GS 119990812 87161 IXnet Inc(IPC Information) 0 DLJ 019990812 87179 NetScout Systems Inc DEUTSCHE-ALEX-B 019990813 87150 US Aggregates Inc DEUTSCHE-ALEX-B 019990813 87182 Quest Software Inc BOSTON-ROBERTS 019990817 87197 SilverStream Software Inc MSDW 119990818 87193 Wink Communications Inc DLJ 019990818 87178 NovaMed Eyecare Inc DLJ 119990818 87180 Netro Corporation MERRILL 019990819 87153 Agile Software Corp MSDW 119990819 87173 LookSmart Ltd GS 119990819 87140 LaBranche & Co 0 SALOMON-SMITH 019990819 87164 HeadHunter.NET Inc FIRST-UNION-CAP 019990819 87176 MyPoints.com Inc BOSTON-ROBERTS 019990820 87172 Lionbridge Technologies PSI 019990825 87156 Bamboo.com Inc PSI 019990826 87195 ImageX com Inc VOLPE-BROWN 019990913 87249 Purchasepro.com Inc PSI 019990915 87232 Garden.com Inc HAMBRECHT 019990915 87244 Leisure Time Casino's &Resorts SCHNEIDER 019990915 87260 NETsilicon CIBC-WORLD 019990916 87265 Vitria Technology Inc 1 CS-FB 019990916 87259 Luminant Worldwide Corp DEUTSCHE-ALEX-B 019990921 87241 Kana Communications Inc GS 119990921 87228 E.piphany Inc 1 CS-FB 019990921 87234 HI-Q Wason NUTMEG-SEC 019990922 87264 Interactive Intelligence Inc MERRILL 119990922 87222 Broadbase Software Inc DEUTSCHE-ALEX-B 019990922 87225 Cybergold Inc SG-COWEN 019990922 87258 Yesmail.com Inc DEUTSCHE-ALEX-B 0
19990923 87221 Alteon Websystems Inc LEH 019990923 87261 NetZero Inc GS 119990923 87220 Ashford.Com Inc GS 019990923 87224 Bluestone Software Inc DEUTSCHE-ALEX-B 019990923 87227 eGain Communications BOSTON-ROBERTS 019990923 87239 Webstakes.com Inc BEAR 019990923 87240 Jore Corp DAVIDSON 019990924 87212 Manulife Financial Corp CS-FB 019990924 87237 Interspeed Inc US-PIPER 019990924 87242 Keynote Systems Inc BOSTON-ROBERTS 019990927 87246 Medscape Inc DLJ 119990927 87229 Foundry Networks Inc DEUTSCHE-ALEX-B 019990927 87230 FreeShop.com Inc DEUTSCHE-ALEX-B 019990927 87238 ITXC Corp LEH 019990927 87248 AirGate PCS Inc DLJ 019990928 87254 Spinnaker Exploration Co CS-FB 119990928 87226 FTD.COM INC BEAR 019990928 87247 NetSolve Inc BOSTON-ROBERTS 019990929 87236 InterNAP Network Services MSDW 119990929 87251 Radware Ltd 0 SALOMON-SMITH 019990929 87255 TiVo Inc 0 CS-FB 019990929 87216 Perfumania.com Inc CRUTTENDEN-ROTH 019990929 87219 Acme Communications Inc DEUTSCHE-ALEX-B 019990929 87243 Loislaw.com Inc PSI 019990929 87253 ShopNow.com Inc DAIN-R-WESSELS 019990929 87256 Telemate Net Software Inc SOUNDVIEW-TECH 019990930 87314 Digital Insight Corp MSDW 019991001 87295 Williams Communications Group 1 SALOMON-SMITH 119991001 87358 American Home Mrtg Hldgs Inc FRIEDMAN-B 019991001 87233 Golden Telecom Inc DEUTSCHE-BANK 019991001 87267 BlackRock Inc MERRILL 019991001 87313 Daleen Technologies Inc BOSTON-ROBERTS 019991001 87353 Vixel Corp BOSTON-ROBERTS 019991004 87357 XM Satellite Radio Inc BEAR 419991004 87301 Altigen Communications Inc CIBC-OPPEN 019991005 87345 Silicon Image Inc 1 CS-FB 019991005 87304 Breakaway Solutions Inc MSDW 019991006 87284 Neuberger Berman Inc GS 119991006 87309 Calico Commerce Inc GS 119991006 87336 PlanetRx.com Inc GS 119991006 87316 DSL.net Inc DEUTSCHE-ALEX-B 019991006 87347 SmartDisk(Toshiba,Fischer) BOSTON-ROBERTS 019991007 87327 Interwoven Inc 1 CS-FB 019991007 87323 Homeservices Com Inc US-PIPER 019991007 87326 Illuminet Holdings Inc MSDW 019991007 87350 TriZetto Group Inc BEAR 019991008 87319 E-Stamp Corp DLJ 119991008 87331 Jupiter Communications Inc DLJ 119991008 87355 Vitaminshoppe.com Inc THOMAS-WEISEL 019991013 87334 Netcentives Inc 0 CS-FB 019991014 87365 Women.com Networks MSDW 119991014 87325 Igo Corp BOSTON-ROBERTS 0
19991014 87335 NetRadio Corp GERARD-KLAUER 019991014 87341 ReSourcePhoenix com BOSTON-ROBERTS 019991014 87360 Jacada Ltd LEH 019991014 87364 QuickLogic Corp BOSTON-ROBERTS 019991015 87312 Cysive Inc THOMAS-WEISEL 019991018 87277 Martha Stewart Living MSDW 119991018 87351 Radio Unica Communications Cor 1 SALOMON-SMITH 119991018 87356 World Wrestling Federation BEAR 019991018 87361 PC-Tel Inc BA-SEC-LLC 019991019 87310 Crossroads Systems Inc SG-COWEN 419991019 87302 BSquare Corp 1 CS-FB 119991019 87328 Zapme Corp MERRILL 019991020 87298 Aether Systems Inc MERRILL 119991020 87306 Charlotte Russe Holding Inc BOSTON-ROBERTS 019991022 87332 MCK Communications Inc BOSTON-ROBERTS 019991022 87333 Navisite Inc BOSTON-ROBERTS 019991022 87343 Sycamore Networks Inc MSDW 019991026 87359 InterTrust Technologies Corp 0 CS-FB 019991026 87317 ECtel Inc HAMBRECHT 019991026 87329 JNI Corp DLJ 019991026 87338 Pentastar Communications Inc SCHNEIDER 019991026 87352 Viador Inc BEAR 019991027 87349 Triton PCS Holdings Inc MSDW 019991027 87342 Spanish Broadcasting System LEH 019991027 87315 Data Return Corp BEAR 019991027 87363 Predictive Systems Inc BOSTON-ROBERTS 019991028 87300 Allied Riser Communications Co GS 119991028 87321 Gaiam Inc TUCKER 019991028 87337 Plug Power Inc GS 019991029 87299 Akamai Technologies Inc MSDW 019991029 87305 Cavion Technologies Inc NEIDIGER 019991103 87376 Be Free Inc DLJ 119991103 87422 Tickets.com MSDW 119991103 87407 Pac-West Telecomm Inc BEAR 019991104 87430 Wireless Facilities Inc 1 CS-FB 119991104 87380 Cobalt Networks Inc GS 119991104 87428 WebVan Group Inc GS 119991104 87379 Collectors Universe Inc NEEDHAM 019991108 87378 Charter Communications Inc GS 119991108 87395 KPNQwest MSDW 019991109 87455 Next Level Communications 1 CS-FB 419991109 87388 Expedia Inc MSDW 119991109 87383 Data Critical Corp DLJ 119991109 87447 United Parcel Service Inc MSDW 119991109 87403 Netzee Inc ROBINSON 019991110 87375 ASD Systems Inc BEAR 019991110 87392 ibasis Inc BOSTON-ROBERTS 019991110 87419 SonicWALL Inc BEAR 019991110 87450 Edison Schools Inc MERRILL 019991111 87457 Somera Communications Inc LEH 419991111 87390 Finisar Inc MERRILL 019991111 87416 Sage Inc BOSTON-ROBERTS 0
19991112 87382 CVC Inc LEH 119991112 87394 Immersion Corp HAMBRECHT 019991112 87415 Rudolph Technologies Inc BOSTON-ROBERTS 019991112 87454 Netcreations Inc FRIEDMAN-B 019991116 87427 Virata Corp 0 CS-FB 019991116 87411 Quintus Corp DLJ 019991117 87432 Agilent Technologies Inc MSDW 119991117 87373 Alaska Communications Systems GS 119991117 87414 Rainmaker Systems Inc DLJ 019991117 87412 Retek Inc(HNC Software Inc) 0 CS-FB 019991117 87393 iManage Inc BOSTON-ROBERTS 019991117 87400 MetaSolv Software Inc MSDW 019991117 87429 Web Street Inc FAHNESTOCK 019991118 87377 CacheFlow Inc MSDW 119991118 87418 Symyx Technologies Inc 0 CS-FB 019991118 87401 Metron Technology BV BA-SEC-LLC 019991118 87439 Intelli-Check Inc GUNNALLEN-FINL 019991119 87420 SciQuest.com Inc DLJ 119991119 87396 Lifeminders.Com Inc HAMBRECHT 019991119 87399 Mediaplex Inc LEH 019991119 87431 Exactis.com Inc THOMAS-WEISEL 019991122 87423 TeleCorp PCS Inc 0 SALOMON-SMITH 119991122 87391 Getthere.Com Inc DLJ 119991122 87385 Digital Impact Inc 1 CS-FB 019991122 87384 Deltathree Com Inc LEH 019991122 87424 Management Network Group HAMBRECHT 019991123 87406 OpenTV Corp(MIH Ltd) MERRILL 019991123 87409 PNV Inc CIBC-WORLD 019991123 87417 SmarterKids com Inc HAMBRECHT 019991123 87456 Official Payments Corp DLJ 019991201 87496 Knot Inc 0 CS-FB 019991201 87504 Metalink LTD BA-SEC-LLC 019991202 87500 McAfee.com Corp MSDW 119991202 87482 Digimarc Corp BOSTON-ROBERTS 019991202 87510 PFSweb Inc HAMBRECHT 019991206 87494 Harris Interactive Inc LEH 019991207 87491 Healthcentral.com Inc LEH 019991207 87474 AirNet Communications Corp 0 SALOMON-SMITH 119991207 87480 Classic Communications Inc GS 119991207 87484 E-Cruiter.com Inc WHALE 019991208 87473 AGENCY.COM Ltd GS 119991208 87490 Fogdog Sports Inc 1 CS-FB 019991208 87507 NetRatings Inc LEH 019991208 87527 Preview Systems Inc BOSTON-ROBERTS 019991209 87502 MedicaLogic Inc DLJ 119991209 87498 VA Linux Systems Inc 0 CS-FB 019991209 87495 Interep National Radio Sales BOSTON-ROBERTS 019991209 87513 Tularik Inc LEH 019991210 87489 Freemarkets Inc GS 019991210 87497 El Sitio International Corp 1 CS-FB 019991210 87468 Plastic Surgery Co CRUTTENDEN-ROTH 019991210 87483 Ebenx Inc BOSTON-ROBERTS 0
19991210 87487 eSPEED Inc WARBURG-DR 019991210 87503 MotherNature.com Inc BEAR 019991213 87516 Tritel Inc GS 019991214 87526 Optio Software Inc MERRILL 119991214 87492 Healthextras Inc WARBURG-DR 019991214 87521 eCollege.com BA-SEC-LLC 019991215 87518 Z-Tel Technologies Inc CS-FB 119991215 87478 Caliper Technologies Corp 0 CS-FB 019991215 87465 Infonet Services Corp MERRILL 019991215 87517 Xpedior Inc DLJ 019991215 87523 GRIC Communications Inc CIBC-WORLD 019991216 87499 Maxygen Inc GS 119991216 87486 Egreetings Network Inc 1 CS-FB 019991216 87515 Truetime Inc UNTERBERG 019991217 87479 C-bridge Internet Solutions BOSTON-ROBERTS 019991217 87509 Ondisplay Inc BOSTON-ROBERTS 020000124 87574 Neoforma.com Inc MERRILL 320000124 87564 Regent Communications Inc PSI 020000125 87561 HealthGate Data Corp SG-COWEN 020000126 87536 John Hancock Financial Svcs MSDW 120000126 87572 Extensity Inc DEUTSCHE-ALEX-B 020000126 87576 T/R Systems Inc FLEET-BOSTON 020000127 87539 NATCO Group Inc DLJ 120000127 87571 Aspect Medical Systems Inc MSDW 120000127 87569 724 Solutions Inc 0 CS-FB 020000127 87541 Packaging Corp of America GS 020000128 87562 interWAVE Communications 0 SALOMON-SMITH 120000128 87559 Caminus Corp DEUTSCHE-ALEX-B 020000128 87563 L90 Inc SG-COWEN 020000201 87632 Sequenom Inc WARBURG-DR 420000201 87630 SkillSoft Corp 0 CS-FB 120000201 87634 Telaxis Communications Corp 0 CS-FB 120000201 87655 Quantum Effect Devices Inc MSDW 120000201 87610 IMPSAT Fiber Networks Inc MSDW 020000201 87638 Turnstone Systems Inc GS 020000202 87595 Centra Software Inc FLEET-BOSTON 020000203 87618 Mediacom Communications Corp 1 CS-FB 420000203 87639 Therma-Wave Inc BA-SEC-LLC 420000203 87598 Dobson Communications Corp LEH 420000203 87588 Avanex Corp MSDW 120000203 87585 Alamosa PCS Holdings Inc 0 SALOMON-SMITH 020000203 87583 Antigenics Inc US-PIPER 020000204 87603 Emerge Interactive Inc ADAMS-HARKNESS 020000204 87604 eOn Communications Corp NEEDHAM 020000204 87605 FirePond Inc FLEET-BOSTON 020000204 87647 WorldQuest Networks Inc KAUFMAN 020000207 87591 Buy.com Inc MERRILL 120000208 87615 Landacorp Inc CHASE-HQ 020000208 87640 Vicinity Corp JPM 020000208 87830 Fastnet Corp ING-BARINGS 020000209 87624 Organic Inc GS 120000209 87597 Cypress Communications Corp BEAR 1
20000209 87648 XCarenet Inc BOSTON-ROBERTS 120000209 87646 Witness Systems Inc CHASE-HQ 020000209 87650 Delano Technology Corp FLEET-BOSTON 020000210 87617 Lightspan Partnership Inc 0 CS-FB 120000210 87606 Fargo Electronics Inc PSI 120000210 87644 webMethods Inc MSDW 120000210 87654 Pets.com Inc MERRILL 120000210 87616 Lante Corp 1 CS-FB 020000210 87625 Precis Smart Card Systems Inc BARRON-CHASE 020000211 87642 VIA NET.WORKS Inc DLJ 020000211 87607 Flag Telecom Holdings Ltd 0 SALOMON-SMITH 120000211 87589 Beasley Broadcast Group Inc CS-FB 020000214 87633 Savvis Communications Corp MERRILL 020000214 87601 Diversa Corp BEAR 420000214 87631 Sunhawk.com Corp GUNNAR 020000215 87636 LendingTree Inc MERRILL 120000215 87613 Jeremy's Microbatch Ice Creams FIRST-MONTAUK 020000215 87641 Vantagemed Corp ADVEST 020000215 87643 VarsityBooks.com Inc FLEET-BOSTON 020000215 87649 Chordiant Software Inc BOSTON-ROBERTS 020000216 87651 Eloquent Inc US-PIPER 020000217 87611 Inforte Corp GS 120000217 87586 Apropos Technology Inc CHASE-HQ 020000217 87608 Gigamedia Ltd GS 020000218 87628 ESafetyWorld Inc KASHNER 020000222 87623 Nextel Partners Inc GS 120000224 87599 Digitalthink Inc 1 CS-FB 120000224 87612 Intersil Holding Corp 0 CS-FB 020000225 87627 Hotel Reservations Network Inc DLJ 120000228 87587 Avenue A Inc MSDW 120000228 87621 Niku Corp GS 120000229 87797 Onvia.com Inc 1 CS-FB 020000229 87622 net.Genesis Corp HAMBRECHT 020000301 87800 Palm Inc(3Com Corp) GS 020000301 87793 MatrixOne Inc GS 020000302 87817 Switchboard Inc FLEET-BOSTON 020000302 87825 UTStarcom Inc MERRILL 420000302 87752 AsiaInfo Holdings Inc MSDW 020000302 87802 Prime Response Inc FLEET-BOSTON 020000302 87806 Register.com Inc DEUTSCHE-ALEX-B 020000303 87826 Versata Inc THOMAS-WEISEL 020000306 87796 Net 2000 Communications Inc GS 120000306 87778 IFCO Systems NV LEH 020000307 87783 iprint.com Inc 1 CS-FB 020000307 87770 FirstWorld Communications Inc LEH 020000309 87772 GT Group Telecom Inc 0 GS20000309 87814 Selectica Inc 1 CS-FB 120000309 87775 HomeGrocer.com MSDW 120000309 87798 OraPharma Inc FLEET-BOSTON 020000310 87799 OTG Software Inc 1 CS-FB 020000313 87763 Digitas Inc MSDW 120000313 87768 FairMarket Inc DEUTSCHE-ALEX-B 0
20000313 87808 RADVision Ltd LEH 020000315 87790 Loudeye Technologies Inc FLEET-BOSTON 020000315 87780 ImproveNet Inc 0 CS-FB 020000316 87804 PSi Technologies Inc CHASE-HQ 020000316 87823 Universal Access Inc GS 020000317 87779 Integrated Information Systems FLEET-BOSTON 020000317 87795 Netpliance Inc DLJ 020000320 87815 Snowball.com Inc GS 420000321 87748 Aclara Biosciences Inc DEUTSCHE-ALEX-B 020000321 87756 Caldera Systems Inc FLEET-BOSTON 020000322 87754 Blaze Software Inc FLEET-BOSTON 020000322 87755 BreezeCOM Inc CIBC-WORLD 020000322 87782 inSilicon Corp FLEET-BOSTON 020000322 87803 Partsbase.com Inc ROTH-CAPITAL 020000323 87666 Sun Life Finl Svcs of Canada MSDW 120000323 87668 Viasystems Group MSDW 120000323 87812 Silicon Laboratories Inc MSDW 120000324 87764 e Machines Inc 1 CS-FB 120000324 87765 Eprise Corp DEUTSCHE-ALEX-B 020000324 87766 ETINUUM INC CHASE-HQ 020000324 87785 Intermune Pharmaceuticals Inc WARBURG-DR 020000327 87791 Moldflow Corp ADAMS-HARKNESS 020000327 87751 ARTISTdirect Inc MSDW 120000327 87758 Comple Tel Europe NV 1 SALOMON-SMITH 020000327 87750 Allos Therapeutics Inc SG-COWEN 020000327 87777 IntraBiotics Pharmaceuticals DEUTSCHE-ALEX-B 020000327 87827 Websense Inc CHASE-HQ 020000328 87819 Telocity Delaware Inc MERRILL 120000330 88207 Valueclick Inc GS 420000330 87829 ArrowPoint Communications Inc GS 120000330 87789 Luminex Corp WARBURG-DR 020000404 87842 Metropolitan Life Insurance Co CS-FB 120000404 88172 Krispy Kreme Doughnuts Inc DEUTSCHE-ALEX-B 020000404 88152 Cabot Microelectronics Corp GS 120000404 88202 Ulticom Inc LEH 120000404 88185 Oratec Interventions Inc MERRILL 020000404 88204 Vyyo Inc BA-SEC-LLC 020000406 88193 Saba Software Inc GS 120000406 88165 GoAmerica Inc BEAR 020000406 88169 i3 Mobile Inc DEUTSCHE-ALEX-B 020000406 88174 LivePerson Inc CHASE-HQ 020000406 88195 Sangamo BioScience Inc LEH 020000406 88199 Tanox Inc CIBC-WORLD 020000407 88173 Lexicon Genetics Inc JPM 020000407 88178 Numerical Technologies Inc 1 CS-FB 420000407 88184 Opus360 Corp FLEET-BOSTON 020000410 88159 Exelixis Inc GS 120000410 88181 Nova Measuring Instruments CHASE-HQ 020000411 88155 DDi Corp 0 CS-FB 020000411 88167 HealthStream Inc FLEET-BOSTON 020000411 88168 Asiacontent.com Ltd GS 020000412 88153 Corillian Corp 0 CS-FB 1
20000412 88180 Nuance Communications Inc GS 120000412 88196 Sina.com MSDW 020000419 88201 360networks Inc GS 020000419 88157 Embarcadero Technologies Inc DLJ 420000419 88186 Packard BioScience Co MERRILL 020000419 88187 PEC Solutions Inc DLJ 020000420 88192 Rockford Corp DAIN-R-WESSELS 020000426 87831 AT&T Wireless Group 0 GS 420000426 88176 Metawave Communications MERRILL 020000426 88190 Praecis Pharmaceuticals Inc 0 SALOMON-SMITH 120000426 88194 Stratus Services Group Inc HWNT 020000427 88182 ON Semiconductor MSDW 120000427 88198 Software Technologies Corp MSDW 120000501 88263 Sonic Innovations Inc GS 120000502 88271 Virologic Inc CIBC-WORLD 020000503 88246 Crown Media Holdings Inc DLJ 020000504 88255 Orchid BioSciences Inc CS-FB 020000505 88256 Paradigm Genetics Inc CHASE-HQ 020000505 88346 Genomic Solutions Inc UBS-WARBURG 020000512 88265 Sequoia Software Corp LEH 420000517 88254 New Focus Inc 0 CS-FB 120000517 88251 iBeam Broadcasting Corp MSDW 120000517 88270 US Unwired Inc DLJ 020000518 88260 Pixelworks Inc 1 SALOMON-SMITH 420000519 88247 coolsavings.com inc CHASE-HQ 020000522 88275 Integrated Circuit Systems Inc 0 CS-FB 020000523 88237 Universal Compression Holdings MERRILL 020000523 88248 Centillium Communications Inc 0 CS-FB 020000524 88264 Sonus Networks Inc GS 020000525 88262 Stanford Microdevices Inc DEUTSCHE-ALEX-B 020000530 88232 NRG Energy Inc 0 SALOMON-SMITH 020000531 88249 First Horizon Pharmaceutical CHASE-HQ 020000531 88364 ONI Systems Corp GS 020000601 88333 CrossWorlds Software Inc CHASE-HQ 020000602 88342 Exult Inc MERRILL 120000607 88383 Ubiquitel Inc DLJ 020000608 88284 Community Health Systems Inc MERRILL 120000612 88316 Take To Auction.com Inc NOBLE-INV 020000613 88352 Intuitive Surgical Inc LEH 020000614 88366 Osca Inc(Great Lakes Chem) 0 SALOMON-SMITH 420000614 88324 August Technology Corp NEEDHAM 020000615 88337 Echapman.com Inc CHAPMAN 020000616 88335 Dendreon Corp PRU-VEC-HC 020000620 88347 Handspring Inc 0 CS-FB 120000621 88331 Cepheid UBS-WARBURG 020000622 88321 Accelerated Networks Inc 0 CS-FB 420000622 88330 Clicksoftware Ltd LEH 420000623 88281 Charles River Labs Int Inc DLJ 020000623 88370 Qualstar Corp VAN-KASPER 020000626 88338 eFunds Corp LEH 020000626 88329 Click Commerce Inc MSDW 120000626 88360 Marvell Technology Group Ltd GS 1
20000626 88377 Stratos Lightwave Inc LEH 020000627 88345 Genuity Inc 0 MSDW 020000627 88327 BusyBox.com Inc BARRON-CHASE 020000628 88385 Virage Inc 1 CS-FB 020000628 88320 Accord Networks Ltd CIBC-WORLD 020000628 88328 CareScience Inc DEUTSCHE-ALEX-B 020000628 88332 Capstone Turbine Corp GS 020000629 88340 Exfo Electro Optical MERRILL 020000629 88369 Precise Software Solutions Ltd MERRILL 020000629 88378 Storagenetworks Inc GS 020000630 88359 Mobility Electronics Inc DEUTSCHE-ALEX-B 020000710 88417 Axcelis Technologies Inc GS 420000710 88439 Entegris Inc MERRILL 420000711 88472 Divine Interventures Inc FLEET-BOSTON 020000712 88474 Triton Network Systems Inc 1 CS-FB 120000712 88467 Sohu.com Inc 0 CS-FB 020000712 88469 Sunrise Telecom Inc CHASE-HQ 020000713 88448 I Many Inc FLEET-BOSTON 020000713 88457 Network Engines Inc DLJ 020000713 88462 Pain Therapeutics Inc THOMAS-WEISEL 020000714 88458 Omnivision Technologies Inc FLEET-BOSTON 020000718 88468 Support.com Inc 1 CS-FB 020000718 88432 deCode Genetics Inc MSDW 020000718 88471 Transgenomic Inc CHASE-HQ 020000719 88419 Airspan Networks Inc 1 CS-FB 120000719 88475 Vascular Solutions Inc 0 SALOMON-SMITH 020000719 88418 Argonaut Technologies Inc UBS-WARBURG 020000720 88470 Talarian Corp LEH 420000720 88431 Corio Inc GS 120000720 88466 SMTC Corp LEH 020000721 88476 Variagenics Inc CS-FB 020000724 88425 Blue Martini Software Inc GS 120000724 88440 Evoke Communications Inc 1 SALOMON-SMITH 020000725 88447 Interland Inc BEAR 120000726 88415 TyCom Ltd(Tyco Intl Ltd) 0 GS 120000726 88420 Applied Molecular Evolution CIBC-WORLD 020000727 88463 Rita Medical Systems Inc 0 SALOMON-SMITH 020000727 88434 Discovery Partners Int'l Inc CHASE-HQ 020000727 88477 ValiCert Inc DEUTSCHE-ALEX-B 020000727 88478 Webex Communications Inc GS 420000727 88430 Corvis Corp 0 CS-FB 120000727 88423 Avici Systems Inc MSDW 120000727 88441 Genencor International Inc MERRILL 120000727 88446 Illumina Inc GS 120000727 88454 Lexent Inc 0 CS-FB 020000727 88456 Mainspring Inc MSDW 020000728 88421 Arena Pharmaceuticals Inc ING-BARINGS 020000728 88427 Camtek Ltd CIBC-WORLD 020000728 88451 Keryx Biopharmaceuticals Inc ROTH-CAPITAL 020000731 88585 Western Multiplex Corp 0 SALOMON-SMITH 120000731 88512 Convergent Group Corp FLEET-BOSTON 020000731 88580 Virage Logic Corp LEH 0
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SMSMSMSMSMSMSMSMSMCB MSDW 0 CCSMSMJB MSDW 0 JBSMSMSMSMSMSMSMSMSMSMSMSMCB DLJ 0 CCSMJB SALOMON-SMITH JBSMSMSMSMJB DEUTSCHE-ALEX-B JBCB MSDW 0 CCSMCB JPM 0 CCSMSMSMSMSMSMSMSMSMJB SALOMON-SMI 1 JBSMSMSMSMSMSM
SMCB CHASE-HQ 0 CCSMSMSMSMSMSMJB WARBURG-DR JBSMSMSMSMSMCB RBC-DOM CCCB CS-FB C3 CHASE-HQ C3SMSMSMSMSMCB A-G-EDWARDS 0 CCSMJB GS JBSMSMSMCB CS-FB CCSMSMSMJB GS 4 JBCB JPM 0 CCSMSMSMSMSMSMSMSMSMSMCB CS-FB 0 CCSMSMSMSMCB FLEET-BOSTON 4 CCSMSMSM
SMSMCB DLJ 0 CCSMSMSMSMJ3 MERRILL 1 J3 SALOMON-S 1 J3CB SALOMON-SMI 1 CCSMSMCB CHASE-HQ CCSMSMSMSMSMSMSMSMSMSMSMCB DEUTSCHE-ALE 0 CCSMSMCB SALOMON-SMI 4 CCSMSMSMSMSMSMSMSMSMSMSMSMSMSMSMSMSMSMSMSMCB LEH 0 CCJB NEEDHAM 0 JBCB BEAR 1 CCSMSM
SMJB SALOMON-SMI 0 JBSMSMSMSMSMSMSMSMSMCB MSDW 1 CCSMSMSMSMSMSMSMSMSMSMSMSMSMSMSMSMSMJB RBC-DOM JBSMSMSMCB THOMAS-WEIS 0 CCJ3 SALOMON-SMITH J3 MERRILL 0 C3SMCB FLEET-BOSTON 0 CCCB LEH 0 CCJB MERRILL 0 JBCB DEUTSCHE-ALEX-B CCSMSMSMSMSMSMSMSMSMCB LEH 1 CCSMSM
CB DEUTSCHE-ALEX-B CCSMSMSMB3 CS-FB 4 C3 MERRILL 1 C3CB FLEET-BOSTON 0 CCJB DEUTSCHE-ALE 0 JBSMSMSMCB MONNESS CCCB MSDW CCSMSMSMSMSMSMJB SALOMON-SMI 0 JBCB LEH 0 CCSMSMSMJB DLJ 1 JBCB FLEET-BOSTON 0 CCSMSMSMSMSMSMJB DEUTSCHE-ALEX-B JBSMSMCB DEUTSCHE-ALEX-B CCSMSMCB CHASE-HQ CCSMSMSMCB LAZARD 0 CCSMSMSMSMSMSMSMSMSMSM
CB JPM 0 CCCB CS-FB 0 CCSMSMSMSMSMSMSMSMSMCB SALOMON-SMITH CCSMSMSMSMSMSMSMCB CS-FB 1 CCCB STEPHENS 0 CCJB MSDW JBSMCB BA-SEC-LLC 1 CCSMCB FLEET-BOSTON 0 CCSMSMSMSMSMJB MERRILL JBSMSMSMSMCB MSDW 1 CCSMJB DLJ JBSMSMJB XXXXX XYJB MSDW 1 JBSMCB AMER-FRONTEER CCSMSMSMCB SALOMON-SMI 0 CCSMSMSM
SMSMCB UBS-WARBURG CCSMSMCB JPM 0 CCCB DEUTSCHE-ALEX-B CCSMSMSMSMCB LEH 0 CCSMSMSMSMSMSMSMSMCB LAZARD 0 CCSMSMJB CS-FB 1 JBSMSMJB DEUTSCHE-ALEX-B JBSMSMSMSMSMSMSMCB CS-FB 1 CCCB CIBC-WORLD 4 CCCB ALPHA-FINANC 0 CCJB GS 0 JBSMCB CS-FB 4 CCSMSMCB JPM 0 CCJB MERRILL 1 JBCB CS-FB 0 CCSMJB SALOMON-SMI 1 JBCB THOMAS-WEIS 0 CCCB DEUTSCHE-ALE 0 CCSMJB SALOMON-SMI 1 JBCB MERRILL 1 CC
SMSMSMJB SALOMON-SMI 0 JBCB ABN-ROTHSCHILD CCJB CIBC-WORLD 0 JBSMSMCB MERRILL 4 CCSMCB SALOMON-SMI 0 CCCB NEEDHAM 0 CCSMJB MORGAN-STAN 1 JBSMJB BA-SEC-LLC 0 JBSMJB DEUTSCHE-ALEX-B JBSMCB CS-FB 0 CCSMCB SALOMON-SMI 0 CCJB CITIGROUP-SS 1 JBCB CS-FB 0 CCSMSMCB CITIGROUP-SS 1 CCSMSMSMJB BA-SEC-LLC 0 JBJB CS-FB 1 JBJB UBS-WARBUR 0 JBCB GS 1 CCCB MORGAN-KEE 0 CCCB JPM CCSMCB GS CCCB JPM 0 CCJB GS 0 JBSMCB SG-COWEN 0 CCCB PSI CCSMJB GS 0 JBSMCB THOMAS-WEIS 0 CCSMSMJB CITIGROUP-SS 0 JBJB MERRILL 0 JBSM
CB UBS-WARBUR 1 CCSMJB MORGAN-STAN 4 JBSMCB CS-FB 0 CCSMCB MERRILL 0 CCJB CS-FB 0 JBSMCB BEAR 1 CCCB MERRILL 0 CCSMCB MORGAN-STAN 0 CCJB DEUTSCHE-BK- 0 JBJB CIBC-WORLD 4 JBCB CS-FB 0 CCSMSMJB LEH 0 JBJB MERRILL 1 JBSMSMCB RAYMOND 0 CCSMCB GS 0 CCSMSMCB UBS-WARBUR 0 CCSMSMJB BEAR 1 JBSMSMSMSMJB UBS-WARBUR 0 JBSMJB LEH 1 JBSMJB CS-FB JBCB US-PIPER 0 CCJB MERRILL 0 JBJ3 BA-SEC-LLC 0 J3 CS-FB 4 J3SMSMJB JPM 0 JBJ3 BEAR 1 J3 BA-SEC-LLC 0 J3J3 MERRILL 1 J3 CITIGROUP-S 0 J3SMSMSMJB DEUTSCHE-BK-SEC JB
SMCB JEFFERIES 0 CCSMSMJB CITIGROUP-SS 1 JBCB SG-COWEN 0 CCSMSMJB MERRILL 1 JBSMSMJB CIBC-WORLD 0 JBJB CITIGROUP-SS 0 JBSMSMCB CS-FB 0 CCSMSMCB CS-FB 1 CCSMCB JEFFERIES 0 CCJB MERRILL 4 JBCB JPM 0 CCJ3 GS 0 J3 LEH 1 C3JB BAIRD 0 JBJB MERRILL 0 JBSMSMJB UBS-INV-BANK 0 JBSMSMJB JPM 0 JBSMJ3 MORGAN-STAN 1 J3 CITIGROUP 4 C3CB JPM 0 CCJB JPM 0 JBCB JPM 0 CCJB BEAR 1 JBSMCB MERRILL 4 CCSMCB A-G-EDWARDS 0 CCSMJB SG-COWEN 0 JBCB BEAR 1 CCJB GS 0 JBJB SUNTRUST-RH JBSMSMSMJ3 GS J3 DEUTSCHE-BK-SEC C3CB CS-FB 1 CC
JB BA-SEC-LLC JBJB CS-FB 4 JBJB UBS-INV-BANK 0 JBSMSMSMCB CS-FB 0 CCSMSMJB GS 0 JBSMSMSMSMJB MORGAN-STAN 0 JBJ3 CS-FB 0 J3 JPM 0 J3SMB3 CS-FB 4 C3 MERRILL 1 C3JB BB-T-CAP 0 JBSMSMSMB3 BA-SEC-LLC 4 C3 MERRILL 0 C3CB MERRILL 0 CCSMCB LEH 1 CCJB BEAR 0 JBJB LEH 0 JBCB LEH 0 CCJB DEUTSCHE-BK- 0 JBJB JPM 1 JB CS-FB C3JB LEH 1 JBCB RBC 0 CCCB SG-COWEN CCCB JPM 0 CCCB JEFFERIES 0 CCCB PIPER-JAFFRAY 0 CCSMSMJB UBS-INV-BANK 0 JBCB SG-COWEN CCCB PIPER-JAFFRAY 0 CCSMJB WM-BLAIR 0 JBSMCB CS-FB CCJB GS 0 JBCB BA-SEC-LLC CCSMCB LAZARD CCB3 LEH 4 C3 UBS-INV-BA 4 C3CB MERRILL 0 CC
CB MCDONALD 0 CCJB LEH 0 JBJB JPM 1 JBCB BEAR 0 CCJB MORGAN-STAN 4 JBCB PIPER-JAFFRAY 0 CCCB RAYMOND 0 CCSMSMCB THOMAS-WEIS 0 CCSMJB LAZ 0 JBJB CS-FB 1 JBCB DEUTSCHE-BK- 0 CCJB JPM 0 JBCB MERRILL 1 CCCB DEUTSCHE-BK-SEC CCJB MERRILL 0 JBSMJB BA-SEC-LLC 4 JBJB JPM 0 JBJB BA-SEC-LLC 0 JBCB DEUTSCHE-BK-SEC CCCB NEEDHAM 0 CCSMSMCB CITIGROUP 0 CCJB JPM 0 JBCB THOMAS-WEIS 0 CCSMSMJB MERRILL 0 JBSMCB LEH 0 CCSMJB CITIGROUP 4 JBSMJB MERRILL 0 JBSMSMJ3 CITIGROUP 4 J3 JPM 0 J3SMSMJ3 LEH 1 J3 MERRILL 0 J3CB MORGAN-STAN 0 CCJB BA-SEC-LLC 0 JBSMSMSMSMSMSM
SMJB LEH 0 JBSMCB THOMAS-WEIS 0 CCSMJB MERRILL 0 JBSMJ3 JPM 0 J3 DEUTSCHE-B 4 J3CB BEAR 4 CCCB JPM 0 CCSMSMJB MERRILL 1 JBCB WM-BLAIR 0 CCSMJB RBC-CAP-MKT 0 JBJB MERRILL 0 JBCB MORGAN-STAN 0 CCJB MERRILL 0 JBSMSMJB WACHOVIA-SE 0 JBCB LEH 0 CCJB UBS-INV-BANK 0 JBJB JPM 0 JBSMSMJB DEUTSCHE-BK- 0 JBCB RBC-CAP-MKT 0 CCJB PIPER-JAFFRAY 0 JBSMSMJB PIPER-JAFFRAY 0 JBSMCB LEH 1 CCCB CS-FB 0 CCJB MERRILL 1 JBJB CITIGROUP 0 JB JPM 0 C3JB JPM 0 JBJB PIPER-JAFFRAY 0 JBJB MERRILL 0 JBJB JPM 0 JBJB JEFFERIES JBJB DEUTSCHE-BK- 1 JBJ3 CITIGROUP 4 J3 JPM 4 J3CB DEUTSCHE-BK- 0 CCJB JPM 0 JBJ3 MERRILL 0 J3 CIBC-WORLD 0 C3JB BEAR 0 JBSMCB MERRILL 1 CCJB CS-FB 0 JB
J3 CS-FB 0 J3 UBS-INV-BA 4 J3JB FELTL 0 JBJ3 CITIGROUP 0 J3 UBS-INV-BA 1 C3JB CS-FB 0 JBSMJB JPM 0 JBSMSMCB MORGAN-STAN 0 CCJB UBS-INV-BANK JBSMCB JPM 0 CCSMSMSMSMJB MORGAN-STAN 1 JBJB LEH 0 JBJB CITIGROUP 0 JBB3 BA-SEC-LLC C3 WACHOVIA-S 0 C3SMSMCB LEH 0 CCSMJ3 LEH 1 J3 GS 0 J3JB UBS-INV-BANK 0 JBSMJB MERRILL 0 JBCB MERRILL 0 CCJB JEFFERIES 0 JBJB JEFFERIES 0 JBSMSMJ3 GS 0 J3 BA-SEC-LLC 4 J3JB JPM 0 JBJB UBS-INV-BANK 0 JBJB CIBC-WORLD 0 JBSMJ3 BA-SEC-LLC 4 J3 JPM 0 J3J3 CITIGROUP 0 J3 MERRILL 0 C3J3 GS 1 J3 JPM 0 J3J3 GS 0 J3 BEAR 4 C3JB PIPER-JAFFRAY 0 JBJ4 CS-FB 4 J4 MERRILL 1 J4SMJB CITIGROUP 0 JBSMJ3 CS-FB 0 J3 MERRILL 0 J3CB GS 1 CCSMJB MORGAN-STAN 0 JBCB CIBC-WORLD 0 CC
J3 CITIGROUP 0 J3 MERRILL 0 J3SMJB CITIGROUP 0 JBSMCB SG-COWEN 0 CCJB GS 0 JBSMJ3 DEUTSCHE-BK- 4 J3 UBS-INV-BA 0 J3JB LEH 1 JBB5 CITIGROUP C5 MERRILL 1 C5 MORGAN-STANLEYJB PIPER-JAFFRAY 0 JBSMJB LEH 1 JBJ3 MORGAN-STAN 1 J3 LEH 1 J3J3 MERRILL 0 J3 CIBC-WORLD 0 C3SMJB CITIGROUP 0 JBCB DEUTSCHE-BK- 0 CCJB CS-FB 0 JBSMSMSMJB BA-SEC-LLC 0 JBSMJ3 BEAR 0 J3 CITIGROUP 0 J3JB DEUTSCHE-BK- 0 JBSMSMJB JEFFERIES 0 JBSMJ3 CS-FB 0 J3 JPM 0 J3JB W-R-HAMBREC 0 JBCB GS CCCB DAVIDSON 0 CCJB MORGAN-STAN 0 JBJB MORGAN-STAN 4 JBSMJB CITIGROUP 4 JBJB MORGAN-STAN 4 JBSMJB CS-FB 0 JBJ3 CS-FB 0 J3 MORGAN-ST 1 J3JB JPM 0 JBJ3 DEUTSCHE-BK- 0 J3 LEH 4 J3SMCB WM-BLAIR 0 CCSMJB BA-SEC-LLC 0 JBSMSMSMJB CITIGROUP 0 JB
JB JEFFERIES 0 JBCB THINK CCJB PIPER-JAFFRAY 0 JBSMJB LEH 1 JBJB WACHOVIA-SE 0 JBJB MERRILL 0 JBSMJ3 LEH 0 J3 CS-FB 0 J3CB JPM 0 CCSMJ3 GS 0 J3 BA-SEC-LLC 0 J3JB JPM 0 JBSMJB JEFFERIES 0 JBJ3 CS-FB J3 LEH 1 J3SMSMJ3 LEH 0 J3 CIBC-WORLD 0 J3JB LEH 0 JBJB JPM 0 JBSMJB UBS-INV-BANK 0 JBJB SG-COWEN 0 JBSMB3 MERRILL 0 C3 JPM 0 C3JB THOMAS-WEIS 0 JBJB LEH 0 JBJB CITIGROUP 0 JBCB BEAR 0 CCJB UBS-INV-BANK 0 JBSMJ3 DEUTSCHE-BK- 0 J3 JEFFERIES 0 J3JB MERRILL 0 JBSMJB JPM 0 JBJB RAYMOND 0 JBJB CITIGROUP 0 JBSMSMSMCB STANFORD-GR 0 CCSMSMJB JPM 0 JBSMSMJ3 CITIGROUP 4 J3 MORGAN-ST 0 C3J3 DEUTSCHE-BK- 0 J3 JPM 1 J3JB GS 0 JBJB LEH 1 JBSM
SMJB JPM 0 JBCB JEFFERIES 0 CCJB LEH 0 JBSMSMJB CS-FB JBB3 JPM 0 C3 WACHOVIA-SEC C3CB CIBC-WORLD 0 CCCB JPM 4 CCJB GS 0 JBJB JPM 0 JBCB JPM 0 CCJB CS-FB 0 JBCB KEYBANK CCSMJB DEUTSCHE-BK- 0 JBJB BEAR 0 JBJB SG-COWEN 0 JBJB MORGAN-STAN 4 JBJB UBS-INV-BANK 1 JBSMJB UBS-INV-BANK 0 JBJB PIPER-JAFFRAY 0 JBJB BA-SEC-LLC 1 JBCB SG-COWEN 0 CCJ3 CITIGROUP 1 J3 UBS-INV-BA 0 J3J3 JPM 0 J3 LEH 1 J3JB ALLEN JBJB THOMAS-WEIS 0 JBJB BEAR 1 JBJ3 BEAR 0 J3 GS 1 J3CB PIPER-JAFFRAY 0 CCSMSMSMJB MERRILL 0 JBJB RBC-CAP-MKT 0 JBJB LEH 4 JBJB PACIFIC-GRO 0 JBJB LEH 1 JBSMJB RBC-CAP-MKT 0 JBSMSMSMJ3 MERRILL 1 J3 GS 0 J3SMJ3 JPM 0 J3 BA-SEC-LLC 0 J3J3 JPM 0 J3 UOB J3CB PACIFIC-GRO 0 CCJB BA-SEC-LLC 1 JB
JB UBS-INV-BANK 0 JBSMSMJB BEAR 0 JBJB MERRILL 0 JBJ3 GS 0 J3 BEAR 0 C3JB CITIGROUP 0 JBJB COWEN 0 JBJB COWEN 0 JBSMSMSMJ3 CITIGROUP 0 J3 GS 0 J3JB CREDIT-SUISSE 0 JBJB CREDIT-SUISSE 4 JBJ3 DEUTSCHE-BK- 0 J3 UBS-INV-BA 1 J3J3 CITIGROUP 4 J3 HSBC-SECURITIES J3J3 MORGAN-STAN 4 J3 LEH 4 J3JB DEUTSCHE-BK- 0 JBJB DEUTSCHE-BK- 0 JBJB FIRST-AL-CAP 0 JBSMSMCB CREDIT-SUISSE 1 CCJB LEH 4 JBJB PIPER-JAFFRAY 0 JBJB JPM 0 JBSMCB DEUTSCHE-BK- 0 CCCB COWEN 0 CCJB MORGAN-STAN 4 JBJB BEAR 0 JBJB JPM 0 JBCB CREDIT-SUISSE CCJ3 FRIEDMAN-B 0 J3 GS 1 J3B3 CITIGROUP C3 JPM C3J3 CREDIT-SUISSE 0 J3 MERRILL 1 J3J3 LEH 0 J3 UBS-INV-BA 0 J3SMJ3 JPM 0 J3 MERRILL 0 J3SMJ3 BEAR 1 J3 CITIGROUP 0 J3B3 GS 0 C3 JPM 0 C3SMB3 CITIGROUP 4 C3 DEUTSCHE-B 0 C3CB PIPER-JAFFRAY 0 CCJ3 CREDIT-SUISSE J3 JPM 0 J3JB GS 0 JBSMCB STIFEL 0 CCCB CIBC-WORLD 0 CCSM
JB CITIGROUP 0 JBJB BEAR 1 JBJB MERRILL 0 JBJB BEAR 0 JBSMJB KEEFE 0 JBSMCB WACHOVIA-SEC CCCB JPM CCSMJB GS 0 JBSMCB DEUTSCHE-BK- 0 CCJB WACHOVIA-SEC JBSMJB CREDIT-SUISSE 0 JBCB THOMAS-WEIS 0 CCJB JPM 1 JBJ3 BEAR 0 J3 UBS-INV-BANK J3CB MORGAN-STANLEY CCCB BA-SEC-LLC 3 CCJ3 MERRILL 1 J3 BA-SEC-LLC C3JB LEH JBJB CITIGROUP JBSMJ3 JPM J3 BEAR J3SMSMCB COWEN 0 CCJB JPM 1 JBCB DEUTSCHE-BK- 0 CCJ3 LEH J3 MERRILL J3J3 GS J3 UBS-INV-BANK J3JB MERRILL 0 JBJ3 LEH J3 JPM J3JB MORGAN-STANLEY JBJ4 GS J4 LEH 4 J4 MERRILLJ3 GS J3 MORGAN-STANLEY J3SMJ3 UBS-INV-BANK J3 JEFFERIES J3 CIBC-WORLDSMJB WACHOVIA-SE 0 JBSMSMB3 WACHOVIA-SE 0 C3 A-G-EDWARD 0 C3JB LEH JBSMJB JPM 0 JBJ3 MORGAN-STAN 0 J3 CITIGROUP C3SMJB MERRILL 0 JBJB PIPER-JAFFRAY 0 JB
SMSMJB THOMAS-WEISEL JBJB BA-SEC-LLC JBSMSMJB LAZARD-CAP- 0 JBSMCB WUNDERLICH CCSMSMJB UBS-INV-BANK 0 JBSMJB MORGAN-STAN 0 JBSMSMSMJB JEFFERIES 0 JBJ4 CITIGROUP J4 DEUTSCHE-B 0 J4 MERRILLJB LEH 0 JBJ4 JPM 0 J4 LEH 0 J4 MORGAN-STANLEYJ3 UBS-INV-BANK 0 J3 PIPER-JAFFR 0 C3JB JPM 0 JBJB JEFFERIES 0 JBJ4 LEH 0 J4 BA-SEC-LLC 0 J4 CITIGROUPJB THOMAS-WEIS 0 JBJB JEFFERIES 0 JBSMB3 CIBC-WORLD 0 C3 JPM 1 C3SMSMJ4 MORGAN-STAN 1 J4 JPM 1 J4 WACHOVIA-SECSMJB MERRILL 1 JBJB BA-SEC-LLC 0 JBSMCB LEH 0 CCSMJB LEH 1 JBJB CITIGROUP 0 JBJB W-R-HAMBRECHT JBJB CITIGROUP 0 JBSMJB LEH 0 JBSMJ4 BA-SEC-LLC 1 J4 MERRILL 0 J4 MORGAN-STAJB JPM 0 JBJ4 CREDIT-SUISSE 4 J4 MERRILL 0 J4 MORGAN-STANLEYJB CANTOR JBSMJB UBS-INV-BANK 0 JBJB LEH 1 JB
SMSMCB PIPER-JAFFRAY 0 CCJ3 MERRILL 0 J3 UBS-INV-BA 0 J3J3 MERRILL 1 J3 KEEFE 0 J3CB BA-SEC-LLC 0 CCJB JPM 0 JBJB MERRILL 0 JBJB MERRILL 0 JBSMJ3 UBS-INV-BANK 0 J3 BA-SEC-LLC 1 J3JB LEH 4 JBJB LEH 1 JBSMJB MERRILL 1 JBJB MORGAN-STAN 0 JBJ3 MORGAN-STAN 0 J3 LEH 1 J3SMSMSMJB UBS-INV-BANK 4 JBJB MERRILL 4 JBJB LEH 1 JBJB LEH 0 JBSMCB MORGAN-STAN 0 CCJB LEH 0 JBJB BA-SEC-LLC 1 JBJ3 CITIGROUP 0 J3 A-G-EDWARD 0 J3J4 CITI 0 J4 MERRILL 1 J4 CREDIT-SUISSEJB MORGAN-STAN 0 JBSMSMJB DEUTSCHE-BK- 0 JBSMJB JPM 1 JBJB MORGAN-STAN 0 JBJ4 JPM 0 J4 LEH 0 J4 MERRILLJB MORGAN-STAN 0 JBSMJ4 GS 1 J4 LEH 4 J4 JPMJB LEH 0 JBSMJB MERRILL 1 JBJB MERRILL 0 JBSMSMJB MERRILL 1 JBJB MERRILL 1 JBJ3 CITI 0 J3 JPM 0 J3JB MERRILL 0 JBJ3 BA-SEC-LLC 0 J3 LEH 0 C3
SMSMJ3 DEUTSCHE-BK- 0 J3 CITI 0 J3SMJB CREDIT-SUISSE 0 JBJB MORGAN-STAN 0 JBJB MERRILL 0 JBSMJ4 JPM 0 J4 LEH 0 J4 CREDIT-SUISSEJB MERRILL 0 JBJB UBS-INV-BANK 0 JBJB THOMAS-WEIS 0 JBJB MORGAN-STAN 4 JBSMSMJB WACHOVIA-SEC JBJ3 MERRILL 0 J3 BEAR 1 J3JB PIPER-JAFFRAY 0 JBJB DEUTSCHE-BK- 0 JBSMJB UBS-INV-BANK 0 JBJB WACHOVIA-SEC JBJB SUNTRUST-CAP JBJB LAZARD-CAP- 0 JBSMJB COWEN JBJB THOMAS-WEIS 0 JBSMSMSMJ3 GS 0 J3 BA-SEC-LLC 0 J3JB PIPER-JAFFRAY 0 JBB3 GS C3 JPM 0 C3SMCB WACHOVIA-SEC CCJB MERRILL 0 JBSMSMJ4 LEH J4 MERRILL 0 J4 MORGAN-STANLEYJ3 JPM 0 J3 MORGAN-ST 0 J3JB MORGAN-STAN 0 JBSMJB CREDIT-SUISSE 0 JBSMSMJB GS 0 JBJB BAIRD 0 JBJB UBS-INV-BANK 0 JBJB LEH JBJ3 WM-BLAIR 0 J3 BA-SEC-LLC J3JB CREDIT-SUISSE 1 JBJB LEH 1 JB
SMSMJ3 GS 4 J3 BA-SEC-LLC 3 J3JB JEFFERIES 0 JBJB CREDIT-SUISSE 0 JBCB LEH 0 CCJB MORGAN-STAN 0 JBSMSMJ8 GS 0 J8 UBS 2 J8 BACJ3 MERRILL 0 J3 MORGAN-ST 0 J3J3 CITI 2 J3 MERRILL 0 J3J3 LEH 0 J3 UBS-INV-BA 0 J3SMJB CITI 1 JBJB CREDIT-SUISSE 0 JBJB BA-SEC-LLC 0 JBJB BA-SEC-LLC 0 JBJB CREDIT-SUISSE 2 JBJB UBS-INV-BANK 0 JB BA-SEC-LLC 0 C3JB MERRILL 0 JBJ5 MORGAN-STAN 0 J5 BA-SEC-LLC 4 J5 CREDIT-SUISSJB JPM 1 JBJB WM-BLAIR 0 JBJB JPM 0 JBJ3 GS 0 J3 MORGAN-ST 0 J3SMJB CREDIT-SUISSE 0 JBJB BARCLAYS-CAP 4 JBJ4 BARCLAYS-CAP 0 J4 MORGAN-ST 0 J4 CITIJ3 JEFFERIES 0 J3 WELLS-FARG 0 J3J4 GS 0 J4 UBS-INV-BA 0 J4 BARCLAYS-CAJB GS 0 JB MERRILL 0 C4 DEUTSCHE-BKCB MERRILL 0 CCJB OPPENHEIMER 0 JBJ4 MS 0 J4 JPM 0 J4 MERRILLJ4 GS 0 J4 CITI 4 J4 JPMJ6 JPM 1 J6 MERRILL 0 J6 BARCLAYS-CAJB CREDIT-SUISSE 0 JBJB MORGAN-STAN 0 JBJ3 CREDIT-SUISSE 4 J3 MERRILL 2 J3CB WEDBUSH 0 CCJ4 CITI 0 J4 DEUTSCHE-B 0 J4 MORGAN-STAJ5 CITI 4 J5 DEUTSCHE-B 0 J5 LEERINK-SWAJB WEST-PARK-CAP JBJ4 MERRILL 4 J4 DEUTSCHE-B 0 J4 WELLS-FARGOJ3 MERRILL 0 J3 BARCLAYS-C 1 J3JB OPPENHEIMER 0 JBB3 DEUTSCHE-BK- 0 C3 JPM 1 C3JB MERRILL 0 JBCB ROTH-CAPITAL 0 CCJB GS 0 JB
J3 GS 0 J3 JPM 1 J3J5 GS J5 MERRILL 0 J5 JPMJ3 JPM 0 J3 DEUTSCHE-B 0 J3J3 MORGAN-STAN 0 J3 RBC-CAP-MK 0 J3JB WM-BLAIR 0 JBSMJ4 CREDIT-SUISSE 0 J4 MERRILL 3 J4 JPMJ3 GS 4 J3 JPM 4 J3J4 GS 0 J4 BARCLAYS-C 1 J4 CITIJ4 MERRILL 4 J4 MORGAN-ST 0 J4 OPPENHEIME
ANALYST4 UWROLE04
MORGAN-STANLEY C5
1 J4
L4
0 C4
MORGAN-STANLEY J4
J4
WACHOVIA-SEC C4
1 J4
MORGAN-STANLEY J4
CREDIT-SUISSE J4
J4
1 J4
CREDIT-SUISSE J4
MORGAN-STANLEY J4
3 J8
0 J5
0 J4
1 J40 C4
0 J41 J44 J6
0 J40 J5
0 J4
2 J5
1 J4
2 J40 J4
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