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Accepted Manuscript 1 © The Author 2014. Published by Oxford University Press on behalf of the Infectious Diseases Society of America. All rights reserved. For Permissions, please e-mail: [email protected]. Invasive pneumococcal disease in children can reveal a primary immunodeficiency Jean Gaschignard 1,2,3 , Corinne Levy 3,4,5 , Maya Chrabieh 1,2 , Bertrand Boisson 6 , Cécile Bost-Bru 7 , Stéphane Dauger 8 , François Dubos 3,9 , Philippe Durand 10 , Joël Gaudelus 3,11 , Dominique Gendrel 3,12 , Christèle Gras Le Guen 3,13 , Emmanuel Grimprel 3,14 , Gaël Guyon 15 , Catherine Jeudy 16 , Eric Jeziorski 15 , Francis Leclerc 17 , Pierre-Louis Léger 14 , Fabrice Lesage 18 , Mathie Lorrot 19 , Isabelle Pellier 16 , Didier Pinquier 3,20 , Loïc de Pontual 3,11 , Philippe Sachs 8 , Caroline Thomas 21 , Pierre Tissières 10 , Frédéric V. Valla 22 , Philippe Desprez 23 , Véronique Frémeaux-Bacchi 24 , Emmanuelle Varon 3,25 , Xavier Bossyut 26 , Robert Cohen 3,4,5 , Laurent Abel 1,2,6 , Jean-Laurent Casanova 1,2,6,27,28 , Anne Puel 1,2 , Capucine Picard 1,2,27,29 1 Laboratory of Human Genetics of Infectious Diseases, Necker Branch, Institut National de la Santé et de la Recherche Médicale, UMR1163, Paris, France, EU 2 University Paris Descartes, Sorbonne Paris Cité, Imagine Institute, Paris, France, EU 3 GPIP, Pediatric Infectious Disease Group, France, EU 4 ACTIV, Pediatric Clinical and Therapeutic Association of the Val de Marne, Saint-Maur, France, EU 5 Clinical Research Center (CRC), Centre Hospitalier Intercommunal de Créteil, Créteil, France, EU 6 St. Giles Laboratory of Human Genetics of Infectious Diseases, Rockefeller Branch, the Rockefeller University, New York, NY, USA 7 Pediatric Unit, Grenoble Hospital, Grenoble, France, EU 8 Pediatric Intensive Care Unit, Robert Debré Hospital, Assistance Publique-Hôpitaux de Paris Paris (APHP), France, EU 9 Pediatric Emergency and Infectious Diseases Unit, CHRU, Lille University Hospital, UDSL, Lille, France, EU 10 Pediatric Intensive Care Unit, Kremlin Bicêtre Hospital, APHP, Kremlin Bicêtre, France, EU 11 Pediatric Unit, Jean Verdier Hospital, APHP, Bondy, France, EU 12 Pediatric Unit, Necker Hospital, APHP, Paris, France, EU 13 Pediatric Unit, Nantes Hospital, Nantes, France, EU 14 Pediatric and Neonatal Intensive Care Units, Armand Trousseau Hospital, Paris, France, EU 15 Pediatric Unit, Montpellier Hospital, Montpellier, France, EU 16 Pediatric Onco-Hematology Unit, Angers Hospital, Angers, France, EU 17 Pediatric Intensive Care Unit, CHRU, Lille University Hospital, UDSL, Lille, France, EU 18 Pediatric Intensive Care Unit, Necker Hospital, Paris, France, EU 19 Pediatric Unit, Robert Debré Hospital, APHP, Paris, France, EU 20 Pediatric Intensive Care Unit, Rouen Hospital, Rouen, France, EU 21 Pediatric Intensive Care and Onco-Hematology Units, Nantes Hospital, Nantes, France, EU 22 Pediatric Intensive Care Unit - Hôpital Femme Mère Enfant, Lyon, France, EU 23 Pediatric Intensive Care Unit – Hôpital Hautepierre, Strasbourg, France, EU 24 Immunology Laboratory, Georges Pompidou European Hospital, APHP, Paris, France, EU 25 National Reference Center for Pneumococci, Microbiology Laboratory, Georges Pompidou European Hospital, APHP, Paris, France, EU 26 Laboratory Medicine, University Hospitals Leven and Experimental Laboratory Immunology, Department Microbiology and Immunology, Catholic University Leuven, Herestraat 49, 3000 Leuven, Belgium, EU 27 Pediatric Hematology-Immunology Unit, Necker-Enfants Malades Hospital, Paris, France, EU 28 Howard Hughes Medical Institute, New York, NY USA Clinical Infectious Diseases Advance Access published April 23, 2014 at Rockefeller University on May 13, 2014 http://cid.oxfordjournals.org/ Downloaded from
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© The Author 2014. Published by Oxford University Press on behalf of the Infectious Diseases Society of America. All rights reserved. For Permissions, please e-mail: [email protected].

Invasive pneumococcal disease in children can reveal a primary immunodeficiency Jean Gaschignard1,2,3, Corinne Levy3,4,5, Maya Chrabieh1,2, Bertrand Boisson6, Cécile Bost-Bru7, Stéphane Dauger8, François Dubos3,9, Philippe Durand10, Joël Gaudelus3,11, Dominique Gendrel3,12, Christèle Gras Le Guen3,13, Emmanuel Grimprel3,14, Gaël Guyon15, Catherine Jeudy16, Eric Jeziorski15, Francis Leclerc17, Pierre-Louis Léger14, Fabrice Lesage18, Mathie Lorrot19, Isabelle Pellier16, Didier Pinquier3,20, Loïc de Pontual3,11, Philippe Sachs8, Caroline Thomas21, Pierre Tissières10, Frédéric V. Valla22, Philippe Desprez23, Véronique Frémeaux-Bacchi24, Emmanuelle Varon3,25, Xavier Bossyut26, Robert Cohen3,4,5, Laurent Abel1,2,6, Jean-Laurent Casanova1,2,6,27,28, Anne Puel1,2, Capucine Picard1,2,27,29

1Laboratory of Human Genetics of Infectious Diseases, Necker Branch, Institut National de la Santé et de la Recherche Médicale, UMR1163, Paris, France, EU 2University Paris Descartes, Sorbonne Paris Cité, Imagine Institute, Paris, France, EU 3GPIP, Pediatric Infectious Disease Group, France, EU 4ACTIV, Pediatric Clinical and Therapeutic Association of the Val de Marne, Saint-Maur, France, EU 5Clinical Research Center (CRC), Centre Hospitalier Intercommunal de Créteil, Créteil, France, EU 6St. Giles Laboratory of Human Genetics of Infectious Diseases, Rockefeller Branch, the Rockefeller University, New York, NY, USA 7Pediatric Unit, Grenoble Hospital, Grenoble, France, EU 8Pediatric Intensive Care Unit, Robert Debré Hospital, Assistance Publique-Hôpitaux de Paris Paris (APHP), France, EU 9Pediatric Emergency and Infectious Diseases Unit, CHRU, Lille University Hospital, UDSL, Lille, France, EU 10Pediatric Intensive Care Unit, Kremlin Bicêtre Hospital, APHP, Kremlin Bicêtre, France, EU 11Pediatric Unit, Jean Verdier Hospital, APHP, Bondy, France, EU 12Pediatric Unit, Necker Hospital, APHP, Paris, France, EU

13Pediatric Unit, Nantes Hospital, Nantes, France, EU 14Pediatric and Neonatal Intensive Care Units, Armand Trousseau Hospital, Paris, France, EU 15Pediatric Unit, Montpellier Hospital, Montpellier, France, EU 16Pediatric Onco-Hematology Unit, Angers Hospital, Angers, France, EU 17Pediatric Intensive Care Unit, CHRU, Lille University Hospital, UDSL, Lille, France, EU

18Pediatric Intensive Care Unit, Necker Hospital, Paris, France, EU

19Pediatric Unit, Robert Debré Hospital, APHP, Paris, France, EU 20Pediatric Intensive Care Unit, Rouen Hospital, Rouen, France, EU 21Pediatric Intensive Care and Onco-Hematology Units, Nantes Hospital, Nantes, France, EU 22Pediatric Intensive Care Unit - Hôpital Femme Mère Enfant, Lyon, France, EU 23Pediatric Intensive Care Unit – Hôpital Hautepierre, Strasbourg, France, EU 24Immunology Laboratory, Georges Pompidou European Hospital, APHP, Paris, France, EU 25National Reference Center for Pneumococci, Microbiology Laboratory, Georges Pompidou European Hospital, APHP, Paris, France, EU 26Laboratory Medicine, University Hospitals Leven and Experimental Laboratory Immunology, Department Microbiology and Immunology, Catholic University Leuven, Herestraat 49, 3000 Leuven, Belgium, EU 27Pediatric Hematology-Immunology Unit, Necker-Enfants Malades Hospital, Paris, France, EU 28Howard Hughes Medical Institute, New York, NY USA

Clinical Infectious Diseases Advance Access published April 23, 2014 at R

ockefeller University on M

ay 13, 2014http://cid.oxfordjournals.org/

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29Center for the Study of Primary Immunodeficiencies, APHP, Necker Hospital, Paris, France, EU Corresponding author: Capucine Picard, MD, PhD, Laboratory of Human Genetics of

Infectious Diseases, INSERM U.980, Necker Medical School, IMAGINE Foundation, 75015

Paris, France, UE Phone: 33 1 44 49 50 88, Fax: 33 1 42 73 06 40, E-mail:

[email protected]

Short summary:

The prospective inclusion of 163 children hospitalized in France for an invasive

pneumococcal disease revealed that at least 10% of these children had a primary

immunodeficiency. We advocate systematic immunological exploration for all children

hospitalized for an invasive pneumococcal disease.

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Abstract Background: About 10% of pediatric patients with invasive pneumococcal disease (IPD) die

from the disease. Some primary immunodeficiencies (PIDs) are known to confer

predisposition to IPD. However, a systematic search for these PIDs has never been carried out

in children presenting with IPD.

Methods: We prospectively collected pediatric cases of IPD requiring hospitalization,

between 2005 and 2011, in 28 pediatric wards throughout France. IPD was defined as a

positive pneumococcal culture, PCR result and/or soluble antigen detection at a normally

sterile site. The immunological assessment included abdominal ultrasound, whole-blood

counts and smears, determinations of plasma Ig and complement levels, and the evaluation of

pro-inflammatory cytokines.

Results: We included a total of 163 children with IPD (M/F sex ratio: 1.3, median age: 13

months). Seventeen children had recurrent IPD. Meningitis was the most frequent type of

infection (87%), others were pleuropneumonitis, isolated bloodstream infection,

osteomyelitis, endocarditis and mastoiditis. One patient with recurrent meningitis had a

congenital cerebrospinal fluid fistula. The results of immunological explorations were

abnormal in 26 children (16%) and a PID was identified in 17 patients (10%), including one

case of MyD88 deficiency, three of complement fraction C2 or C3 deficiencies, one of

isolated congenital asplenia and two of Bruton’s agammaglobulinemia. The proportion of

PIDs was much higher in children older than two years than in younger children (26% vs 2%,

p < 0.001).

Conclusions: Children with IPD should undergo immunological investigations, particularly

those older than two years, as PIDs may be discovered in up to 26% of cases.

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Introduction

Streptococcus pneumoniae is an almost ubiquitous Gram-positive encapsulated

bacterium. Cross-sectional studies have shown that, at any given time, 20 to 50 % of healthy

children harbor at least one serotype of this bacterium in the rhinopharynx, whereas

longitudinal have reported that almost all children can be shown to carry this bacterial species

1,2. S. pneumoniae is a leading cause of benign conditions, such as otitis media 3, but may also

cause more serious illnesses, such as pneumonitis 4, and it therefore constitutes a public health

burden worldwide for young children 5. In rare cases, S. pneumoniae may even cause severe,

life-threatening diseases, such as arthritis 6, peritonitis 7, septicemia and meningitis 8,

collectively known as invasive pneumococcal disease (IPD) 9. The greatest risk factor for IPD

in children, apart from young age, is IPD itself, as this condition has a recurrence rate of 2 to

4% 10. The rarity of IPD, despite the asymptomatic carriage of S. pneumoniae, strongly

suggests that host factors play a key role in the pathogenesis of this disease 11–14. Indeed, a

number of acquired and inherited host factors conferring predisposition to IPD have already

been identified. The best known acquired factors determining susceptibility to recurrent IPD

are co-infection with human immunodeficiency virus 9,15 and splenectomy 16. Other acquired

factors include certain cancers 17 and traumatic cerebrospinal fluid fistulas 18–20. Host genetic

factors have also long been known to confer predisposition to IPD, as in sickle cell disease 21

or certain primary immunodeficiencies (PIDs) 22.

PIDs known to underlie clinical disease caused by encapsulated bacteria, such as S.

pneumoniae, include congenital asplenia 23,24, complement deficiency 22,25, and antibody

deficiency 22. Fourteen years ago, hypomorphic mutations of NEMO were identified in

patients with anhidrotic ectodermal dysplasia with immunodeficiency (EDA-ID) 26,27. In these

patients, impaired NF-κB signaling results in susceptibility to multiple pathogens, including S.

pneumoniae in particular 28,29. The molecular genetic basis of a more selective predisposition

to IPD remained elusive until the identification of children with mutations of IRAK4 or

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MYD88 genes 30,31. These two genes encode proteins specifically involved in the Toll-like and

interleukin receptors (TIRs) superfamily signaling pathway. However, the pathogenesis of

IPD in most children remains unknown. Sporadic, isolated childhood IPD, which is generally

described as “idiopathic”, may be favored by undetected, underlying PIDs conferring a

selective predisposition to IPD. The proportion of children presenting IPD with known

inherited susceptibility factors, including conventional PIDs in particular, has never been

precisely evaluated. In 2005, we set up a collaboration with GPIP/ACTIV to address this

question, by creating an observatory comprising French pediatric hospitals. These hospitals

were asked to collect blood samples prospectively from children who had recovered from

IPD. In this study, we aimed to carry out systematic explorations of the immunity of

hospitalized children with IPD, by looking for both known and unknown PIDs.

Methods

Definitions and data collection

The National Observatory for IPD was created by the GPIP/ACTIV network and

brings together 28 pediatric units across France, which included all children hospitalized for

IPD. Children with sickle cell disease and HIV-positive children were excluded. Children

who died were included whenever immunological explorations had been performed before

death. IPD was defined as an infection requiring hospitalization confirmed by the isolation of

S. pneumoniae from a normally sterile site (blood, cerebrospinal fluid, synovial fluid, pleural

fluid, but not sputum). If pneumococcus was isolated from blood, signs of hemodynamic

shock were required for inclusion.

The following data were collected: family and patient history, pneumococcal

vaccination status, clinical signs, microbiological data, abdominal ultrasound, whole-blood

cell (WBC) counts with smears, and determinations of immunoglobulins (Ig) and

complement. Most children also underwent IL-6 determinations after stimulation. All children

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with recurrent meningitis underwent brain MRI to rule out the possibility of cerebrospinal

fistula. Children with normal results for abdominal ultrasound, WBC counts, smears, plasma

Ig levels, classical and alternative complement studies and evaluations of IL-6 production by

WBC were considered not to have a PID. If any of these examinations had not been carried

out or the results were missing, the patient was classified in the “incomplete exploration”

category. We considered two time periods: 2005-2009 (before the introduction of the 13-

valent pneumococcal vaccine - PCV13) and 2010-2011 (after PCV13 implementation), 2010

being the year in which French national authorities recommended switching from PCV7 to

PCV13 for antipneumococcal immunization.

Microbiology

S. pneumoniae was identified, by standard methods, in the microbiology laboratories

of the various participating hospitals. Serotyping was performed with latex particles sensitized

with antisera purchased from the Statens Serum Institut (Copenhagen, Denmark), mostly at

the national reference center.

Immunological explorations and whole-blood activation

Classical and alternative complement tests were carried out with standard techniques,

by ELISA (Wielisa®-kit, Lund Swenden) or nephelometry (Dade Behring, Paris La Defense,

France). Whenever complete lack of CH50 or AP50 was identified, genetic tests to determine

which component was missing were carried out. The IgG subclasses were assessed by ELISA

methods 32. Total IgG antibody levels against multiple pneumococcal serotypes (23 serotypes)

were assessed by multiplexed bead assay or standard ELISA techniques (binding site assay,

Birmingham, UK) 33. Children with a persisting defect in the production of antibodies specific

for pneumococcal capsular antigens with normal Ig after the age of two years were considered

to have “specific polysaccharides antibody deficiency” (SPAD). Patient’s blood sample was

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diluted 1:2 in RPMI 1640 medium (Gibco-BRL, Invitrogen, USA) and incubated at 37°C in

several different sets of conditions for 48h: with medium alone, with 20 ng/ml IL-1β (R&D

Systems), 1 ng/ml LPS (Sigma, USA), 100 µg/m PAM2CSK4 (Invivogen, USA), 107

particles/ml SAC (Invivogen, USA), 5 x 106 particles/ml heat-killed pneumococcal strains or

10-7M PMA (Sigma, USA) and 10-5M ionomycin (Sigma, USA). Supernatants were collected

and IL-6 levels were assessed by ELISA (Sanquin kit), according to the kit manufacturer’s

instructions and read with an MRX microplate reader (Thermo Lab Systems, USA).

Statistical analysis

We used standard statistical tests implemented in R v2.15.1 software to compare

categorical variables and means. Values of P<0.05 were considered statistically significant.

Ethics

This study was conducted in accordance with the Helsinki Declaration, with informed

consent obtained from each patient or the patient’s family. The study was approved by the

local ethics committee of Necker-Enfants Malades Hospital, Paris, France.

Results

Epidemiology

Between January 2005 and December 2011, 163 pediatric cases of IPD were collected.

Seven hospitals reported 10 or more cases and four hospitals included between five and nine

children. The M/F sex ratio was 1.3 (91 male and 72 female patients, p=0.14). Median age

was 13 months (range 1 month – 15 years), with a peak in the number of cases between the

ages or three and six months. There was seasonal variation in the number of cases, with a

peak in February. Meningitis was the most frequent type of infection in this cohort (n=142;

87%), followed by pleuropneumonitis (n=11; 7%), bloodstream infection (n=6; 4%),

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osteomyelitis (n=1), arthritis (n=1), endocarditis (n=1) and mastoiditis (n=1). Seventeen

patients (10%) had recurrent IPD. The proportion of patients with meningitis seemed to be

higher in children under the age of two years (n=98/109, 90%) than in older children

(n=44/54, 81%) (p = 0.21, ns). Overall vaccination coverage with the conjugate vaccine

against S. pneumoniae was 71% for the children included in the study (n=114/160, data

missing in three cases). Vaccination coverage increased from 69% (n=81/118) during the

2005-2009 period to 79% (n=33/42) during the 2010-2011 period (p=0.31, ns). This trend was

observed both in children under the age of two years and in children over the age of two

years: 81% and 41%, respectively, in 2005-2009, increasing to 88% and 65%, respectively, in

2010-2011 (ns) (Table 1).

Ten patients were from families known to be consanguineous. No underlying

conditions (including PIDs) had previously been identified in these children. However, 17

patients had already been hospitalized for IPD: 11 for meningitis, four for pleuro/pneumonitis,

one for osteoarthritis and one for septicemia. In addition, four children had previously

presented with another severe infectious disease: one with regional BCG-itis, one with

encephalopathy due to Mycoplasma pneumoniae and two with ethmoiditis for which the

causal microbe was not identified but was probably bacterial, given the response to antibiotic

treatment observed. Nine children (6%) between the ages of three months and nine years died,

all secondary to pneumococcal meningitis (recurrent in one case). We identified a

cerebrospinal fluid fistula in an eight-year-old girl hospitalized for her third episode of

meningitis due to S. pneumoniae, on brain MRI, despite the normal results obtained for a

brain scan after the second meningitis.

Bacteriology

Infection was documented by culture (154 cases), PCR (two cases) or the presence of

soluble antigens (seven cases), and S. pneumoniae serotype was available for 130 isolates

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(Table 1). Nine children correctly vaccinated for age developed infection due to a serotype

included in the vaccine (five for PCV7 and four for PCV13). The proportion of infections due

to a serotype included in the PCV7 vaccine decreased between the 2005-2009 and 2010-2011

periods (n=12/100 to 1/30, ns), as did the proportion of infections due to serotype 19A after

the introduction of PCV13 (n=30/100 vs. 5/30, ns). Overall, in this study, the serotypes

included in the PCV7 vaccine accounted for 10% (n=13/130) of infections, and those included

in the PCV13 vaccine accounted for 63% of infections (n=82/130). The distribution of

serotypes differed between children under and over the age of two years, with a higher

proportion of children over the age of two years presenting infections with serotypes included

in the PCV7 vaccine (n=4/91 vs. 9/39, p<0.01). Patients with and without PID were infected

equally frequently with non-vaccine serotypes (8/20 vs. 39/110, p=0.89 – serotype data

missing for five children in the PID group and 28 children in the non-PID group).

Immunology

All immunological explorations were carried out for 127 patients, whereas these

explorations were incomplete for 35 patients (Table 1). The patient with the cerebrospinal

fluid fistula was excluded from the immunological analysis. Abnormal immunological

responses were discovered in 26 children (16%) (Table 2). These patients included 17 (11%)

displaying a persistent immunodeficiency after the age of two years. One patient displayed

impaired IL-6 production in response to TIR agonists. This led to the identification of the first

case of MyD88 deficiency in this 11-month-old boy 31. This patient had previously had

ethmoiditis, at the age of eight months. Low complement levels led to the identification of

three genetically confirmed complement (two C2 and one C3) deficiencies in children aged

one, three and seven years. Blood smears revealed the presence of Howell-Jolly bodies in a

three-year-old boy with meningitis, and isolated congenital asplenia in this patient was

confirmed by an abdominal ultrasound scan and splenic scintigraphy.

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Twelve children had a primary antibody deficiency: two boys aged seven and four had

Bruton’s disease (XLA) with a hemizygous BTK mutation, four children had

hypogammaglobulinemia, two had an IgG2 production deficiency and four had a SPAD,

established after confirmation of the deficiency following immunization with pneumococcal

polysaccharide vaccine. Isolated IgG deficiency was identified in nine children under the age

of two years considered to have “transient IgG deficiency”, either because spontaneous

correction of the deficiency was observed after the age of two years, during follow-up, or

because these children have not yet been checked. The cases of transient deficiency included

four children with impaired total Ig production, one with impaired IgG2 production, one with

IgG3 deficiency, two children aged 12 and 18 months with combined IgG2 and IgG4 subclass

deficiencies and a 14-month-old child had both IgG and IgA deficiencies. Finally, eight

children had isolated low levels of IgA production (below the 3rd percentile for age); six of

them were younger than one year, and the two remaining were two and five years old. These

patients were not included in the “abnormal immunological responses” group.

PIDs were more frequently detected in children over the age of two years (1/53, 26%)

than in younger ones (3/109, 3%) (p < 0.001). Immunological deficiencies other than those

affecting antibodies were rare among children over the age of two years. PIDs were detected

more frequently in boys than in girls (15/91 vs. 2/71, p < 0.01), even when X-linked defects

were retrieved, and this trend persisted when both transient and permanent deficiencies were

considered (20/91 for boys vs. 6/71 for girls, p=0.03). Patients from consanguineous families

were more likely to have a PID than patients from non-consanguineous families (4/10 vs.

13/152, p=0.01). The proportion of patients with detectable PIDs did not differ significantly

between the pleuropneumonitis group (3/11) and the meningitis group (23/141) (p=0.40).

Finally, the proportion of patients found to have a PID was similar in children hospitalized for

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their first episode of IPD (15/146) and in children hospitalized for recurrent IPD (2/16)

(p=0.68) (Table 3). Follow-up of patients is available in the Supplementary data.

Discussion

We provide the first detailed description of the immunological features of children

presenting with IPD. All but 16 of the patients were included after a first episode of

pneumococcal infection, meningitis in most cases. Between 2005 and 2008, the incidence of

IPD in France was 23 and 5/100,000 in children under and over the age of two years,

respectively 35. Over this period, we included 94 children (59 under and 35 over the age of

two years). These figures are similar to those reported in other developed countries, such as

the USA 36, Scotland 37 and Australia 38. The introduction of conjugated pneumococcal

vaccines has reduced the burden of IPD in developed countries, in both vaccinated and

unvaccinated populations (due to herd immunity) 39–41. Routine infant immunization with

PCV7 was introduced in France in 2006, 42 and there was a switch to the use of PCV13 in

2010. Vaccination coverage in children of two to three years of age had reached almost 93%

by 2011 43. Although not designed for this purpose, our study highlighted a clear impact of

pneumococcal vaccination on serotype distribution, with the serotypes included in the PCV7

vaccine accounting for only 10% of the cases of IPD included in this report. This study was,

nevertheless, subject to several limitations. First, the non-inclusion of some of the children

who died made it impossible to determine the true proportion of children suffering from IPD

with a PID. This proportion may exceed 10%, as the prognosis of IPD might be more severe

in children with PIDs. Second, mortality in our cohort (n=9/162, 6%) was below the 12%

overall death rate following IPD in the most active hospitals (those including more than five

patients) (n=23/194, p=0.04, data not shown) and below the 11% fatality rate after

pneumococcal meningitis observed in France between 2001 and 2008 44. Third, there was

probably an overrepresentation of meningitis and an underrepresentation of sepsis in our

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cohort, because most of the patients were included during/after a stay in a pediatric intensive

care unit.

In our study, 10% of children with IPD were found to have a PID, and this proportion

rose to 26% in children over the age of two years. The main deficiency identified was primary

antibody deficiency (12 patients, including two XLA patients), followed by innate immunity

deficiencies (five cases, including two patients with C2 deficiency, one with C3 deficiency,

one with MyD88 deficiency, and one asplenic patient). The C3 and MyD88 deficiencies were

identified in patients from consanguineous kindreds. Two other children with primary

antibody deficiency and two with normal immunological findings were from consanguineous

kindreds and are currently the subject of genetic studies based on whole-exome sequencing

(WES). PID could have been suspected in four patients before the episode of IPD: the two

patients with XLA had suffered previous episodes of IPD, and the patient with MyD88

deficiency had previously had ethmoiditis. For the other 16 children with a history of severe

bacterial infection, complete immunological explorations were carried out and the results

were normal. WES will be performed for these patients, to identify new genetic disorders, as

in the discovery of many other novel PIDs 45–47,34. Eight children from our cohort were found

to have low levels of IgA: this proportion (5%, 8/162) is greater than would be expected from

findings for the general population (1/600) 48 but the clinical impact of these low levels of IgA

on infection status has yet to be determined.

The identification of new genetic etiologies of IPD by WES would provide further

evidence that IPD results from a group of single-gene inborn errors of immunity, at least in

some children 49,50. It would also make it possible to determine the proportion of pediatric IPD

cases attributable to human monogenic variants in this cohort of patients. It would, thus,

provide fundamental new insight into the genetic basis of childhood IPD at the patient and

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population levels. This information would make it possible for physicians to provide patients

with a molecular diagnosis and their families with genetic counseling. It would also provide a

basis for new avenues of treatment. Going beyond IPD, our findings should lead to a

paradigm shift in the field of PIDs, by providing proof-of-principle that a life-threatening

infectious disease striking otherwise healthy patients may actually result from a new group of

PIDs, specifically impairing immunity to S. pneumoniae. Finally, this new information should

pave the way for investigations of the molecular genetic basis of other pediatric infections. In

conclusion, we advocate systematic immunological exploration for all children hospitalized

for IPD. These explorations should include abdominal ultrasound scans, whole-blood cell

counts with blood smears, the determination of plasma Ig levels (and IgG subclasses for

patients older than two years), classical (and alternative) complement pathway analysis and

checking for a traumatic cerebrospinal fistula if the patient has been diagnosed with

meningitis, particularly in cases of recurrent meningitis. This would make it possible to detect

a non-negligible number of PIDs and to provide the affected patients with the best preventive

treatment available. However, we are fully aware that WES and, in the near future, whole-

genome sequencing, will prove to be more powerful for both the diagnosis of known genetic

etiologies and the discovery of new ones.

Acknowledgments

We thank the children and their families for participating. We thank, in particular, Pegah

Ghandil and Mélanie Migaud for technical assistance Alexandre Bolze and Josette Raymond

for fruitful advice. Reinhart Wurzner kindly provided his expertise for complement

explorations. This work was funded by GIS-maladies rares 2003, Le programme hospitalier

de recherche clinique (PHRC) 2006, Agence Nationale de la Recherche (ANR), Programme

Pluriannuel de Recherche sur les Maladies Rares (MRAR) 2007,The French National

Research Agency (ANR) under the “Investissement d’avenir” program (grant number ANR-

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10-IAHU-01),and Fondation pour la Recherche Médicale (FRM) grant number

DMI20091117320, as well as the National Institute of Allergy and Infectious Diseases grant

number P01AI061093, the March of Dimes grant number 1-FY12-440, the National Center

for Research Resources and the National Center for Advancing Sciences of the National

Institutes of Health grant number 8UL1TR000043, the St. Giles Foundation, the Rockefeller

University, INSERM, and Paris Descartes University.

The authors have no conflict of interest to declare.

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Table 1: Epidemiology of the cases pre PCV13 post PCV13 Total Total Time period 2005-2009 2010-2011 2005-2011 Age <2 >2 <2 >2 <2 >2

Demographics Total number 82 37 27 17 109 54 163 Sex = F 38 17 13 4 51 20 72 Sex = M 44 20 14 13 58 33 91 Median age (months) 7 48 6 72 7 55 13 Range (months) [1-22] [24-162] [2-23] [37-185] [1-23] [24-185] [1-185] Type of infection Meningitis 73 29 25 15 98 43 142 Pneumonia 3 7 0 1 3 8 11 Bloodstream infection 4 1 0 1 4 2 6 Osteomyelitis/arthritis 1 0 1 0 2 0 2 Mastoiditis 0 0 1 0 1 0 1 Endocarditis 1 0 0 0 1 0 1 Vaccination YES 66 15 22 11 88 26 114 NO 15 22 3 6 18 28 46 NA 1 0 2 0 3 0 3 Pneumococcal serotypes PCV7 (4, 6B, 9V, 14, 18C, 19F and 23F) 4 8 0 1 4 9 13 1 3 3 0 0 3 3 6 3 3 2 0 0 3 2 5 5 1 0 0 0 1 0 1 6A 2 0 1 0 3 0 3 7F 12 2 4 1 16 3 19 19A 25 5 4 1 29 6 35 Other* 18 11 13 5 32 16 48 NA 13 6 5 9 18 15 33 Abnormal results for immunological explorations YES 10 10 1 5 11 15 26 NO 55 20 19 7 74 27 101 Incomplete explorations** 17 6 7 5 24 11 35

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*Other: three 8, two 10A, one 11A, five 12F, three 15B, one 22F, four 33F (total of 19

included in the 23-valent non-conjugated pneumococcal vaccine); one 6C, one 9N, three 15A,

one 15C, four 16F, two 17F, two 21, one 23A, one 23B, five 24F, two 25A, one 31 and four

35B (total of 29 not included in the 23-valent vaccine).

**Determinations of IgG, A and M were missing for 14 patients and IgG subclass data for 8

children over the age of two years; CH50 and AP50 data were missing for 8 patients, AP50

data alone for two patients and IL-6 production data for 5 patients

NA: not analyzed

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Table 2: Primary immunodeficiencies identified

Sex

Year

Age

Consan- guinity

History

Infection

Serotype

Vaccinated (number of injections)

Innate immunity deficiency

Asplenia M 2011 3y no no Meningitis 12F no C2 deficiency M 2011 11m no no Meningitis 24F no C2 deficiency F 2008 3y no no Meningitis 24F PCV7 (4)C3 deficiency M 2008 7y yes no Meningitis 15B no MyD88 deficiency M 2005 11m

yes Ethmoiditis

Meningitis 19A no

Antibody deficiency

XLA M 2006 4y no Osteoarthritis

(Sp) Meningitis

6B no

XLA M 2011 7y no Pleuropneumo

nitis (Sp) Meningitis

NA no Hypogammaglobulinemia M 2008 5y

yes Ethmoiditis

Meningitis Ag no

Hypogammaglobulinemia M 2010 4y

no no

Meningitis NA

PCV13 (1)

Hypogammaglobulinemia M 2006 9y

no no

Meningitis 18C no

Hypogammaglobulinemia M 2011 3y

no no

Meningitis NA

PCV13 (NA)

Subclass IgG2 deficiency F 2005 2y

yes no

Meningitis 19F PCV7 (3)

Subclass IgG2 deficiency M 2005 2y

no no

Meningitis 17F no

SPAD M 2009 22m no no Meningitis 7F PCV7 (4)SPAD M 2005 3y no no Meningitis 14 no

SPAD M 2005 3y no

no Pleuropneumonitis 1 no

SPAD M 2008 6y no

no Pleuropneumonitis 1 no

Transient immunoglobulin deficiency Hypogammaglobulinemia F 2007 2m

no no

Meningitis 19A no

Hypogammaglobulinemia M 2011 8m

no no

Meningitis 33F no

Hypogammaglobulinemia F 2009 14m

no no

Meningitis 12F PCV7 (4)

Hypogammaglobulinemia M 2008 14m

no no

Meningitis 23F no

Hypo IgG2 and IgG4 F 2005 12m

yes no

Meningitis 19A no

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Hypo IgG2 and IgG4 F 2005 18m

yes no

Meningitis 6A PCV7 (2)

Hypo IgG2 M 2005 2y no no Meningitis 17F PCV7 (2)

Hypo IgG3 M 2005 20mno

no Pleuropneumonitis Ag PCV7 (3)

Pneumococcal antibody deficiency F 2005 3m

no

no

Meningitis

18C PCV7 (3)

XLA: X linked agammaglobulinemia, Ag: pneumococcal antigen; SPAD: Specific polysaccharide antibody deficiency; NA: not analyzed

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Table 3: Description of patients with recurrent IPD (N = 17)

Age Sex Prior pneumococcal infections (serotype)

Infection upon inclusion (serotype)

Vaccinated (nb of injections)

Identified PID Outcome

4m F Meningitis and cerebral abscess Meningitis (AG) yes (3) no alive 4m M Meningitis Meningitis (6A) yes (2) no alive 8m F Meningitis x 2 Meningitis (14) yes (3) no dead 9m M Meningitis Meningitis (NA) yes no alive 14m F Maternofoetal infection Sepsis (NA) yes (3) no alive 19m M Meningitis Meningitis (19A) yes no alive 3y M Meningitis (19A) Meningitis (6B) yes (3) no alive 3y F Pneumonitis Sepsis (7F) yes (4) no alive 4y F Pleuropneumonitis Pleuropneumonitis (AG) no no alive 4y F Meningitis Meningitis (NA) yes no alive 4y M Osteoarthritis and maxillary abscess Meningitis (6B) no XLA alive 6y F Pleuropneumonitis Pleuropneumonitis (NA) yes no alive 7y M Meningitis (15B) Meningitis (22F) yes (3) no alive 7y M Pleuropneumonitis Meningitis (NA) no XLA alive 8y F Meningitis x 2(22F and 9) Meningitis (11A) no Cerebrospinal fistula alive 10y M Meningitis and arthritis Meningitis (23A) no no dead 15y M Meningitis Meningitis (17F) no no alive

XLA: X linked agammaglobulinemia, Ag: pneumococcal antigen; NA: not analyzed

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