Copyright © 2017 – World Customs Organization Introduction to Project Management Principles in a Customs / TFA Context WCO Knowledge Academy 5 July 2019 AN OVERVIEW OF PROJECT MANAGEMENT IN THE CUSTOMS CONTEXT
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Introduction to Project
Management Principles in a
Customs / TFA Context
WCO Knowledge Academy
5 July 2019
AN OVERVIEW OF PROJECT MANAGEMENT IN THE CUSTOMS CONTEXT
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Definitions
A project is a series of coordinated activities aimed at bringing
about clearly specified objectives within a defined time-period
and with a defined budget.
Projects are temporary endeavors that deliver specific results
that enable Organizations to methodically adapt to emerging
demands and realities. In the modern sense, projects are “tools”
for Change Management.
PROJECTS DELIVER CHANGE!
2
Project Management Overall Concepts
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Project Management Overall Concepts
Defining a Project
SCOPE
TIME COST
Objective
action
action
action
$
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Project Management Mercator Programme Context
Project Core Competing Constraints in Customs context
e.g.
• Internal resources
• Donor resources
• International experts and
consultants
• Global Customs
community and WCO
accredited experts
e.g.
• Government /
Donor timelines
• TFA category “B”
and “C” notifications
• Internal timelines,
strategic plan
• Co-dependencies
e.g.
• Infrastructure
• Information technology, automation
• Legislation, policy and procedures
• Training and capacity building
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• To positively impact society and meet the missions of the
organization
• To improve and/or sustain the level of organizational
performance
• To effectively respond to emerging needs, demands and
opportunities
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Why do we undertake a Project?
Project Management Overall Concepts
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Drivers of Projects in the Customs Environment
Project ManagementCustoms Context
International agreements and standards
• 2017 Coming into force of the WTO TFA, Revised Kyoto Convention, regional trade agreements
New government directions
• Private sector development, international / regional competiveness, e-government, budget restrictions
Stakeholder demands and expectations
• Expectations of trading community for simplified, transparent and harmonized cross-border procedures
Availability of external resources and supports
• Increasing availability of best practices, expert resources, international funding to support Customs reform and modernization
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nVisione.g. Long-term
National Vision,
Agenda 2030
Missione.g. National Development Strategy,
Political Mission
Organizational Strategy & Objectivese.g. Institutional Strategic Plan
Functional Activitiesrecurring day-to-day work, e.g. goods
clearance, responding to inquiries
Programmes
& Project Activitiese.g. OSBP Implementation Project
ResourcesOrganizational
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Where Do Projects Fit? Example
Project Management Overall Concepts
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Objectives
Change
Teams
Timeframe
Reliance On
Management
Resources
Deliverables
Functional Activities Project Work
Consistent
Ongoing
Business/functional Processes
Organizational Management Structure
Organizational resources
Business “As Usual”
Status-Quo
Homogeneous (Functional Team)
Unique
Defined
PM Processes
Project Management Office/Project
Unit
Allocated project resources
Unique/Project Based
Catalyst
Heterogeneous (cross-cutting team)
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Project Management Project Work vs Functional Activities
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Examples of Customs Projects
Project ManagementCustoms Context
Legal Framework, Strategic Management
• Revisions to Customs law to align to TFA, Revised Kyoto Convention
• Establishment of a modernization and reform office
External Cooperation and Partnership
• Implementation of Authorized Economic Operator programme
• Implementation of a one-sop border post concept
Customs Systems and Procedures, Information Technology
• Development of a National Single Window
• Installation of a new Customs management system (i.e. ASCYUDA World)
Good Governance and Resources
• Establishment of an internal audit office
• Implementation of competency-based human resources management
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Session B11h – 12h30
Commonalities of Customs Projects
Public in nature
• Subject to domestic and international scrutiny
Linked to wider strategies
• Important component of long-term national development strategies, Poverty Reduction Strategy Papers, government strategies, Ministerial strategies
Multidisciplinary
• Require a variety of disciplines, such as IT, legal and analytical to be successful
Well-supported by the international community
• Extensive range of international support, standards and expertise, including WCO instruments and tools
Project ManagementCustoms Context
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Programme vs Project
Project Management Overall Concepts
Overall Objective
Programme
A
Programme
B
ProjectA1
ProjectA2
ProjectA3
ProjectB1
ProjectB2
ProjectB1.1
Sub-
Programme
B1
ProjectB1.2
ProjectB1.3
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A Project can also be part of several programmes…
Project Management Customs Context
National Customs
Modernization
Programme
Internationally-
financed Public
Financial
Management
Programme
WCO Mercator Support
OSBP
Project
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Module Objective
Project Management is the process of planning, organizing,
motivating, and controlling resources, procedures and protocols to
achieve specific time-based goals.
Definition
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Project Management Overall Concepts
The primary challenge of
Project Management is to
achieve the project’s
purpose while keeping a
healthy balance between
the core competing
constraints: quality,
scope, time and cost.
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Communications
Module Objective
Project Management involves a wide range of management areas including
but not limited to:
Definition
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Project Management Overall Concepts
People/HR Risk
Cost / Finances
Resources
Scope
Time Integration
Procurement
QualityManagement
of …
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Project Management Overall Concepts
Three Common Causes of Project Failure
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Project Management Overall Concepts
(1) communication challenges
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Project Management Overall Concepts
(2) Problems establishing priorities and sequencing
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Project Management Overall Concepts
(3) Scope Creep
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To be successful, a project must:
Be on target (SCOPE)
• Delivering the outcomes and benefits to the QUALITY standard required by the
Organization and key stakeholders
• Adapting to changes in the way the Organization operates or the environment
• Overcoming any risks that become issues
• Involving all the right people
• Communicating with and taking into account the needs of staff and other stakeholders
who will be impacted by the changes brought about by the project
Be on TIME
Be within budget (COST)
• Making best use of resources in the Organization and elsewhere
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Project Management Overall Concepts
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Project ManagementOrganizational Project Management Framework (OPM)
The Four Pillars
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Project ManagementProject Governance Structure
Pillar 1: Strategic Alignment
Results-Based
Management (RBM)
Logic Models
(logical framework)
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Project ManagementOrganizational Project Management Framework (OPM)
Pillar 2: Project Management Methodology
Consistency
Transparency
Facilitates decision-making
Institutionalizes knowledge
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E.g. Governance Framework:
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Project ManagementOrganizational Project Management Framework (OPM)
Pillar 3: Governance
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Project
Steering
Committee
(PSC)
Project Director
Project Manager
Team 1 Team 2 Team 3
Project
IMP
LE
ME
TIN
GS
TR
AT
EG
IZIN
G
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Project ManagementOrganizational Project Management Framework (OPM)
Pillar 4: Competency Management
Project Management Competencies
Technical and non-Technical Competencies
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Project ManagementOrganizational Project Management Framework (OPM)
Role of a Project Management Office (PMO)
M
M
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These processes are to be repeated whenever necessary
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Project ManagementProject Lifecycle
Typical Project Lifecycle Phases
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Project ManagementMercator Programme Context
The tailor-made track of the Mercator Programme is a
WCO / Customs-specific application of the Project Cycle
Planning
Structured Implementation
Monitoring and Evaluation
Diagnostic Analysis
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TIME COST
Objective
action
action
action
$
QUALITY
Establishing Project Core Constraints
Project Management Lifecycle
Phase 1: Startup and Initiation
E.g. Activities:
• Define and justify the need for the
project (Project Brief)
• Ensure alignment with
strategic/Business plan
• Understand the What & Why
• Define How, When and by Whom the
project will be undertaken
• Gain approval to plan the project
E.g. Outputs:
• Project Initiation Document
o Project Brief / Logic
o Risk Register
o Stakeholder Registry
o High Level Plan
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E.g. Activities
• Specify the activities necessary to deliver
• Put the activities in a logical sequence taking
into account interdependencies
• Estimate resource requirements
• Schedule the work
• Identify and deal with risks and uncertainties
• Gain approval to proceed to implementation
SCOPE
TIME COST
Objective
action
action
action
$
QUALITY
Detailing and Defining Project Core Constraints
(Project Governance Framework)
Project Management Lifecycle
Phase 2: Planning
E.g. Outputs
• Implementation Plan
o Work Breakdown Structure
o Scheduling/ Network Diagram
o Cost estimating
o Resource planning
o Communication plan
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SCOPE
TIME COST
Objective
action
action
action
$
QUALITY
Managing Core Constraints Using Agreed Framework
Project Management Lifecycle
Phase 3: Implementation
E.g. Activities
• Execute the activities to deliver the
results and achieve the purpose
• Manage the available resources
• Monitor and report progress
• Control the quality of the deliverables
• Gain approval on the project deliverables
E.g. Outputs
• Project Performance Reports
(progress and status reports)
o Delays
o Milestones
o Results deliverables
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SCOPE
TIME COST
Objective
action
action
action
$
QUALITY
Project Management Lifecycle
Phase 4: Closure and Evaluation
Adherence and Deviation to Project Core Constraints
What, Why, How?
E.g. Activities
• Close the project (including procurement,
contracts, release project resource)
• Report on the project’s overall performance
against the initial objectives
• Evaluate the project against set evaluation
criteria
• Identify learning points for the organization
• Conduct post project review
• Identify potential
improvements/changes/opportunities
E.g. Outputs
• Final Project Report
o Lessons learned
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Project ManagementProject Lifecycle
Costs across the Project Life Cycle Phases
Closing &
Evaluating
ImplementingPlanningStartup &
Initiation
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“R
ET
UR
N O
N IN
VE
ST
ME
NT
”
FO
R A
CT
IVIT
IES
Project ManagementProject Lifecycle
Return on Investment across the Project Life Cycle
Closing &
Evaluating
ImplementingPlanningStartup &
Initiation
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Closing &
Evaluating
Implementing
Planning
Startup &
Initiation
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Project ManagementProject Startup & Initiation
Project Initiation Document (PID)
Anatomy of a PID
= Why? What? How?Situation & Problem
Analysis (e.g. Problem Tree,
PEST/SWOT)
Logical Analysis (e.g. LFA, Results Chain)
Stakeholder Analysis (e.g. mapping interests)
Risk Analysis (e.g. risk register)
Activity Planning
Budgeting
Used to inform
decision to start up
the project
(assign resources)
Used as starting
point and further
detailed and
expanded in
Delivery Plan
Used (as detailed
in Delivery Plan)
to monitor and
control progress
Used to evaluate
final outcomes
against those
originally planned
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Problem/Opportunity Statement:
A concise and powerful statement that defines the problem and
its consequences/impact on the organization that convinces
decision-makers and stakeholders that the organization shall
invest into (exploring) a solution/solutions
Startup & Initiation Phase Problem and Opportunity Analysis
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Startup & Initiation Phase Problem and Opportunity Analysis
Problem statement shall contains clear and current data to
convey the severity of the problem or the potential of the
opportunity
Problems statements formulation: Keep It Simple and Smart
Simple: Concise and link it to the Strategic Plan
SMART: Explain the impact in terms of organizational
performance using Metrics
“The formulation of the problem is often more essential than
its solution…” – Albert Einstein
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Situation and Problem Identification / Analysis:
Startup & Initiation Phase Problem and Opportunity Analysis
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Political, Economic, Social, Technological , Legal,
Environmental (PESTLE) analysis
Strengths, Opportunities, Threats, Weaknesses
(SWOT) analysis
Fishbone (Ishikawa diagrammes ), Problem
tree analysis, 5 whys
Environmental Scanning
Capacity Diagnosis
Identifying root causes of a problem and solutions
Problem / Opportunity Statement
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Situation and Problem Identification / Analysis: Example
Startup & Initiation Phase Problem and Opportunity Analysis
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Political, Economic, Social, Technological , Legal,
Environmental (PESTLE) analysis
Strengths, Opportunities, Threats, Weaknesses
(SWOT) analysis
Fishbone (Ishikawa diagrammes ), Problem
tree analysis, 5 whys
Internal Capacity Diagnosis
The new bilateral agreement between country X and
country Y combined with a large international
infrastructure loan provides the legislative and financial
basis for the establishment of government offices on
neighboring states’ soil and the roll-out of a new ONE-STOP
BORDER POST in keeping with the current national
strategic focus of standardizing procedures, and which
has been proven to reduce cross-border delays by up to
50% in similar implementations in the region. Presently,
traders complain that the current two station set-up results
in unnecessary delays as they are required to provide the
same information to up to 13 different authorities on both
sides of the border, whose procedures for sharing
information with one another are inconsistent, often
incoherent and informal.
The above is an example – each problem / opportunity statement is
unique to its specific context
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Logic / Results Chain
A depiction of the causal or logical relationships between the
inputs, activities, results, and purpose and overall objective of
a given policy, program, project, or initiative
Startup & Initiation Phase Introduction to RBM
Session A
9h - 10h30
Overall Objective Impact Well-being
Project Purpose Outcome/Effect Direct benefits
Results / Outputs Outputs Behavior change
Deliverables Activities Capacity change
Means / Activities Inputs Activities, reach and reaction
EU RBM UK Theory of Change
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Logical Analysis: 3 Components
Startup & Initiation Phase Introduction to RBM / Logical Analysis
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Results chain, logical framework analysis
Performance measurement,
performance indicators
Assumptions
Causal or logical relationships between the inputs, activities,
results
Demonstration of measurable results
Appreciation of externalities, inhibiting Factors
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Logic Results Chain:
Project Management Introduction to RBM
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Overall Objective
Impact
Project Purpose
Outcome
Result
Output
Activity
Change in capacity
resulting from an
activity product
Change
in behavior
Change
in state
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Logic Results Chain: Customs Example
Startup & Initiation PhaseIntroduction to RBM / Logical Analysis - Example
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Facilitated trade, economic growth, and revenue collection in line with strategic goals
by reducing time and costs for trade.
One-Stop Border Post (OSBP) effectively implemented at border, brining all agencies’
staff, systems and procedures under one roof.
Streamlined procedures, better information sharing mechanisms, and improved
infrastructure at OSBP.
Establishment of joint working groups to streamline procedures, workshops, infrastructure design and build, etc.
Overall Objective
Impact
Project Purpose
Outcome
Result
Output
Activity
Direct Benefits?
Reach and Reaction?All relevant government agencies at strategic and operational levels gaining a
better appreciation of the relative benefits of the OSBP approach
Reduced time and cost for compliant trade
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Control Along the Intervention Logic Results Chain
Startup & Initiation Phase Introduction to RBM
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e.g. Environmental Factors
e.g. Availability of materials
Within Project influence
Outside of Project influence
A single Project’s ability to influence results diminishes along the results chain,
requiring close attention to risks, assumptions, dependencies and issues.
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Control Along Logic Chain: Customs Example
Startup & Initiation Phase Introduction to RBM – Customs Example
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Activities: Establishment of
joint working groups to streamline procedures, workshops,
infrastructure design and build, etc.
Results:Streamlined
procedures, better information sharing mechanisms, and
improved infrastructure at
OSBP.
Project Purpose:
One-Stop Border Post (OSBP)
effectively implemented at border, reducing
time and costs for compliant trade.
Overall Objective:Facilitated trade, economic growth,
and revenue collection in line with
strategic goals by reducing time and
costs for trade.
Currency exchange rate
Climatic conditions affecting
agricultural exportsPolitical will
Availability of
Project team
Speed of Internet
connectivity at border
stations
Availability of
experts
Trader
engagement in
OSBP concept
Neighboring
countries’
involvement in
OSBP
Senior-level
engagement
Within Project influence
Outside of Project influence
A single Project’s ability to influence results diminishes along the results chain,
requiring close attention to risks, assumptions, dependencies and issues.
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Startup & Initiation Phase Introduction to RBM / Logical Analysis
Logframe: is the tool/product used to present the Logical Framework Analysis
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Logic Indicators Sources of Verification Assumptions
Overall objective Impact
Change in State
How will the objective be measured: Quantity, Quality, and Time.
How will the information
be collected, when and by whom?
Project purposeOutcome
Change in Behavior
How will the purpose be measured: Quantity, Quality, and Time.
How will the information
be collected, when and by whom?
ResultsOutput
Change in Capacity
How will the result be measured: Quantity, Quality, and Time.
How will the information
be collected, when and by whom?
Activities Actions needed to
achieveResults
Project inputs (budget/time)
Project Documentation
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Indicators:
They are formulated in response to the questions:
How would we know whether or not what has been planned
is actually happening or has happened?
How do we verify success?
Project Management Introduction to Indicators
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n.b. make your logic and indicators SMART!
Specific Measurable Agreed-upon Realistic Time-bound
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Startup & Initiation Phase Introduction to RBM Examples of Indicators
Indicators: Customs Example
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Logic Indicators Sources of Verification Assumptions
OOImpact
Facilitated trade, economic growth, and revenue collection
in line with strategic goals by reducing time and costs for
trade.
Increase trade / revenue by X% from baseline after X time.
Trade / revenue statistics extracted from MIS.
PPOutcome
One-Stop Border Post (OSBP) effectively implemented at border, reducing time and costs for compliant trade.
Costs / time decreased by X% from baseline by X timeframe.
Time Release Study (TRS)CMS ReportingAssessment against WCO Maturity Model
ResultsOutput
Streamlined procedures, better information sharing
mechanisms, and improved infrastructure at OSBP.
Number of procedures reduced / workshops held, by X time
Document ReviewWorkshop Reports/FeedbackAssessment against WCO Maturity Model
Activities Establishment of joint working groups to streamline procedures, etc.
Project inputs (budget/time) utilized
Document Review
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Startup & Initiation Phase Introduction to RBM Examples of Indicators
Using Indicators to Strengthen Project Purpose
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Logic Indicators Assumptions
OOImpact
Facilitated trade, economic growth, and
revenue collection in line with strategic goals by
reducing time and costs for trade.
Increase trade / revenue by X%
from baseline after X time.
PPOutcome
One-Stop Border Post (OSBP) effectively
implemented at border, reducing time and costs
for compliant trade.
Costs / time decreased by X% from baseline by X timeframe.
“This Project will implement a OSBP which will
reduce time and costs for compliant trade at the
border by X% within X time, this will contribute to
strategic goals of facilitated economic growth and
revenue collection.”
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Indicators: Application of the WCO Maturity Model
Project Management Introduction to RBM
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Maturity level 3
Maturity Level 2
Maturity Level 1
Maturity Level 0
Change in capacity
resulting from an
activity product
Change
in behavior
Change
in state
Art
icle
8.1
Co
ord
inate
d B
ord
er
Ma
na
ge
me
nt
What is being assumed as one moves from one level to the next?
3 Member ensures that its authorities and agencies cooperate with one another and coordinate their activities in order to facilitate trade.
Member cooperates on mutually agreed terms with other Members whom it shares a common border with to coordinate procedures (sub-headings (a-e)) at
border crossings that facilitate cross-border trade.
The Customs inspection of goods takes place in coordination with other competent authorities.
2 Member ensures that its authorities and agencies cooperate with one another, however, activities are coordinated in an ad hoc manner.
Member cooperates on mutually agreed terms with other Members whom it shares a common border, with some/limited coordinated procedures (sub-
headings (a-e)) at border crossings.
The Customs inspection of goods takes place in coordination with selected/few competent authorities.
1 Member in the process of establishing forums and mechanisms for its authorities and agencies cooperate with one another and coordinate their activities in order
to facilitate trade.
Member negotiating cooperation on mutually agreed terms with other Members whom it shares a common border with to facilitate cross-border trade.
The Customs inspection of goods rarely takes place in coordination with other competent authorities.
0 Member yet to ensure that its authorities and agencies cooperate with one another and coordinate their activities in order to facilitate trade
Member does not have instruments or documents in place to cooperate and coordinate procedures on mutually agreed terms with other Members whom it
shares a common border with to facilitate cross-border trade.
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Project Management Introduction to Risk
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Risks, Assumptions, Issues and Dependencies
Risks Issues
Assumptions Dependencies
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Assumptions:
Startup & Initiation Phase Introduction to RBM
Overall
Objective
Assumptions
51
Overall Objective
Impact
Project Purpose
Outcome
Result
Output
Activity
The flow between the levels represent assumptions (about why the outputs or
outcomes from one level should lead or contribute to the changes at the next
level, and about existing conditions, including risks, which may affect the
achievement of the outcomes.
Assumptions
Assumptions
AssumptionsAssumptions are
external factors
which could affect the
progress or success
of the project, but
over which the
project
manager/team has
no direct control.
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Assumptions: Customs Example
Startup & Initiation Phase Introduction to RBM
Overall
Objective
Assumptions
52
Facilitated trade, economic growth, and revenue collection in line with strategic goals by reducing time and costs for trade.
One-Stop Border Post (OSBP) effectively implemented at border, reducing time and costs for compliant trade.
Streamlined procedures, better information sharing mechanisms, and improved infrastructure at OSBP
Establishment of joint working groups to streamline procedures, etc.
Customs projects carry a wide range of assumptions, taking into account
political / senior management engagement, adequate legislation, stakeholder
collaboration, expert availability, infrastructure availability, etc.
Assumptions: enabling legislation, adequate resources,
senior management engagement, proper process analysis
Assumptions: appropriate expertise, participation,
commitment, etc.
Assumptions: adequate border infrastructure, adequate
training on procedures; effective coordination with other
border agencies, etc.
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Startup & Initiation Phase Introduction to RBM Examples of Indicators
Logical Framework: Customs Example
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Logic Indicators Verification Assumptions
OOImpact
Facilitated trade, economic growth, and revenue collection in
line with strategic goals by reducing time and costs for trade.
Increase trade / revenue by X% from
baseline after X time.
Trade / revenue statistics extracted
from MIS.
PPOutcome
One-Stop Border Post (OSBP) effectively implemented at
border, reducing time and costs for compliant trade.
Costs / time decreased by X% from baseline by X timeframe.
Time Release Study (TRS)
CMS ReportingAssessment against WCO Maturity Model for TFA article 8, 12
adequate infrastructure on
other side of border, critical
mass of compliant traders,
compliance culture, etc.
ResultsOutput
Streamlined procedures, better information sharing mechanisms,
and improved infrastructure at OSBP.
Number of procedures reduced / workshops held, by X time
Document ReviewWorkshop
Reports/FeedbackAssessment against WCO Maturity Model for TFA article 8, 12
enabling legislation,
adequate resources, senior
management engagement,
proper process analysis,
etc.
Activities Establishment of joint working groups to streamline procedures, etc.
Project inputs (budget/time) utilized
Document Review appropriate expertise,
participation, commitment,
etc.
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Project ManagementRisk Response
Avoid
Four main response strategies for negative risks:
Transfer (ie: to 3rd party)
Mitigate (reduce to acceptable level)
Accept Passive (do nothing)
Active (contingency)
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Project ManagementBasic Risk Register
Risk
Description
Probability
Low, Medium,
High
Assigned
to
Impact
Low, Medium,
High
Mitigation /
ResponseStatus
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Risk Register:
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Project ManagementBasic Risk Register
Risk
Description
Probability
Low, Medium,
High
Assigned
to
Impact
Low, Medium,
High
Mitigation /
ResponseStatus
There is a risk that some border
agencies will resist measures
that undermine their authorityLow High
Maintain political
engagement
through NTFC and
bilateral fora
NTFC
Secretariat, Min
of Trade, Min of
Foreign Affairs
Accepted,
with
contengies
for high-level
engagement
There is a risk that long-standing
informal coordination practices
will persist despite new
infrastructure
High Medium
Ensure active and
ongoing training
and sensitization of
all front-line
officers
National Training
Centre
In process of
being
mitigated
There is a risk of system
incompatibility between the two
statesLow High
Assess two
countries’ systems
against WCO Data
Model and
UN/CEFACT
IT Division, CG
Office
Transferred
to expert
team for
review
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Risk Register: Customs Example
Etc…
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Startup & Initiation PhaseStakeholder Identification
For each stakeholder consider:
• What is their interest in
the project?
• How important are they to the
project?
• What is their impact on the
success or failure of the project?
Will the project affect such things as:
• The way they work (e.g. new processes,information or technology)?
• Their attitudes (e.g. to customers,suppliers, employers, the public)?
• The speed/productivity of their work?
• The people they work with and/orcommunicate with?
• Their level of accountability/responsibility/authority?
• The timing of events in their working day, or its duration?
• The working environment or the location(s) of their work?
• Which aspects of the project might they wish to/try to influence in some way?
• How much power do they possess to influence the project in some way?
• Are they mostly for or against the project?
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Startup & Initiation PhaseStakeholders Analysis
Stakeholder Identification: Identify all stakeholders relevant
information, such as roles, departments, interests, knowledge
levels, expectations and influence levels
Stakeholder Analysis: Analyze and classify the potential impact
of each stakeholder to define an approach strategy:
•Power/interest grid
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Startup & Initiation PhaseBasic Stakeholder Register
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List of
Stakeholders
Describe
Interest (+/-)
Level of Interest
(H/L)
Power / Influence
(H/L)
Stakeholder Register: Power / Interest Grid
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Startup & Initiation PhaseBasic Stakeholder Register
List of
Stakeholders
Describe
Interest (+/-)
Level of Interest
(H/L)
Power / Influence
(H/L)
IFI in-country
office overseeing
border
infrastructure loan
Ex. Delivering on regional commitment to
build regional value chains and promote
employment growth High High
National Roads
Authority
Ex. Collecting revenue to finance national
transportation master plan, which
emphasizes urban roads developmentLow High
Customs brokers
association
Ex. Providing value-added to trading
community; improving training and
business prospects for Customs brokers;
maintaining internal business interests /
demand for broker services
High Low
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Stakeholder Register: Customs Example
Etc..
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Startup & Initiation PhaseStakeholders Analysis & Mapping
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Five main modes of stakeholder engagement
Startup & Initiation PhaseModes of Engagement
• Informing (keeping stakeholders informed about important regulations)
• Consulting (asking stakeholder opinions for improved decision making)
• Involving (work with stakeholders to ensure their needs and concerns are met)
• Collaborating (actively partner with stakeholders to consider options and make
decisions)
• Empowering (place final decision making in the hands of the stakeholder)
Another mode of engagement that is also accepted:
• Monitoring (observe stakeholder behaviors and compliance)
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• Secure buy-in and support for your reform agenda
• Stakeholder needs are listened to and incorporated in various delivery programs to make them more operational
• Less time spent on crisis-management and conflict resolution
• Customs is seen as modern proactive actor by other actors in a fast changing business environment
Manage Stakeholder Engagement helps you obtain or confirm their
• Commitment to the project
• Manage their expectation
• Address their concerns and
• Clarify or resolve issues that they have been identified
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Startup & Initiation PhaseBenefits of Stakeholders Engagement