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Interventions to Modify Health Care Provider Adherence to Asthma Guidelines: A Systematic Review abstract BACKGROUND AND OBJECTIVE: Health care provider adherence to asthma guidelines is poor. The objective of this study was to assess the effect of interventions to improve health care providersadher- ence to asthma guidelines on health care process and clinical out- comes. METHODS: Data sources included Medline, Embase, Cochrane CENTRAL Register of Controlled Trials, Cumulative Index to Nursing and Allied Health Literature, Educational Resources Information Center, PsycINFO, and Research and Development Resource Base in Continuing Medical Education up to July 2012. Paired investigators independently assessed study eligibility. Investigators abstracted data sequentially and inde- pendently graded the evidence. RESULTS: Sixty-eight eligible studies were classied by intervention: decision support, organizational change, feedback and audit, clinical pharmacy support, education only, quality improvement/pay-for- performance, multicomponent, and information only. Half were ran- domized trials (n = 35). There was moderate evidence for increased prescriptions of controller medications for decision support, feedback and audit, and clinical pharmacy support and low-grade evidence for organizational change and multicomponent interventions. Moderate evidence supports the use of decision support and clinical pharmacy interventions to increase provision of patient self-education/asthma action plans. Moderate evidence supports use of decision support tools to reduce emergency department visits, and low-grade evidence suggests there is no benet for this outcome with organizational change, education only, and quality improvement/pay-for-performance. CONCLUSIONS: Decision support tools, feedback and audit, and clinical pharmacy support were most likely to improve provider adherence to asthma guidelines, as measured through health care process out- comes. There is a need to evaluate health care provider-targeted interventions with standardized outcomes. Pediatrics 2013;132:517534 AUTHORS: Sande O. Okelo, MD, PhD, a Arlene M. Butz, ScD, RN, CRNP, b Ritu Sharma, BSc, c Gregory B. Diette, MD, MHS, b Samantha I. Pitts, MD, MPH, b Tracy M. King, MD, MPH, b Shauna T. Linn, BA, c Manisha Reuben, BS, c Yohalakshmi Chelladurai, MBBS, MPH, c and Karen A. Robinson, PhD b,c a David Geffen School of Medicine and Mattel Childrens Hospital, University of California at Los Angeles, Los Angeles, California; and b School of Medicine and c Bloomberg School of Public Health Baltimore, Johns Hopkins University, Baltimore, Maryland KEY WORDS asthma, systematic review, guidelines ABBREVIATIONS CIcondence interval EDemergency department ICSinhaled corticosteroids ORodds ratio RCTrandomized controlled trial SOEstrength of evidence Dr Okelo developed the protocol, completed data collection and data synthesis, drafted the manuscript, and critically reviewed the manuscript; Dr Butz, Ms Sharma, Drs Diette, Pitts, and King, Ms Linn, Ms Reuben, and Dr Chelladurai developed the protocol, completed data collection and data synthesis, and critically reviewed the manuscript; Dr Robinson developed the protocol, completed data collection and data synthesis, drafted the manuscript, and critically reviewed the manuscript; and all authors approved the nal manuscript as submitted. www.pediatrics.org/cgi/doi/10.1542/peds.2013-0779 doi:10.1542/peds.2013-0779 Accepted for publication Jun 20, 2013 Address correspondence to Karen A. Robinson, PhD, Medicine, Epidemiology, and Health Policy and Management, Johns Hopkins University, 1830 E. Monument St, Suite 8068, Baltimore, MD 21287. E-mail: [email protected] PEDIATRICS (ISSN Numbers: Print, 0031-4005; Online, 1098-4275). Copyright © 2013 by the American Academy of Pediatrics FINANCIAL DISCLOSURE: The authors have indicated they have no nancial relationships relevant to this article to disclose. FUNDING: Agency for Healthcare Research and Quality contract number: HHSA 290 2007 10061 I. The authors of this article are responsible for its contents, including any clinical or treatment recommendations. No statement in this article should be construed as an ofcial position of Agency for Healthcare Research and Quality or of the US Department of Health and Human Services. POTENTIAL CONFLICT OF INTEREST: The authors have indicated they have no potential conicts of interest to disclose. PEDIATRICS Volume 132, Number 3, September 2013 517 REVIEW ARTICLE
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Interventions to Modify Health Care Provider Adherence to Asthma Guidelines: A Systematic Review

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Page 1: Interventions to Modify Health Care Provider Adherence to Asthma Guidelines: A Systematic Review

Interventions to Modify Health Care ProviderAdherence to Asthma Guidelines: A Systematic Review

abstractBACKGROUND AND OBJECTIVE: Health care provider adherence toasthma guidelines is poor. The objective of this study was to assessthe effect of interventions to improve health care providers’ adher-ence to asthma guidelines on health care process and clinical out-comes.

METHODS: Data sources included Medline, Embase, Cochrane CENTRALRegister of Controlled Trials, Cumulative Index to Nursing and AlliedHealth Literature, Educational Resources Information Center, PsycINFO,and Research and Development Resource Base in Continuing MedicalEducation up to July 2012. Paired investigators independently assessedstudy eligibility. Investigators abstracted data sequentially and inde-pendently graded the evidence.

RESULTS: Sixty-eight eligible studies were classified by intervention:decision support, organizational change, feedback and audit, clinicalpharmacy support, education only, quality improvement/pay-for-performance, multicomponent, and information only. Half were ran-domized trials (n = 35). There was moderate evidence for increasedprescriptions of controller medications for decision support, feedbackand audit, and clinical pharmacy support and low-grade evidence fororganizational change and multicomponent interventions. Moderateevidence supports the use of decision support and clinical pharmacyinterventions to increase provision of patient self-education/asthmaaction plans. Moderate evidence supports use of decision support toolsto reduce emergency department visits, and low-grade evidence suggeststhere is no benefit for this outcome with organizational change, educationonly, and quality improvement/pay-for-performance.

CONCLUSIONS: Decision support tools, feedback and audit, and clinicalpharmacy support were most likely to improve provider adherence toasthma guidelines, as measured through health care process out-comes. There is a need to evaluate health care provider-targetedinterventions with standardized outcomes. Pediatrics 2013;132:517–534

AUTHORS: Sande O. Okelo, MD, PhD,a Arlene M. Butz, ScD,RN, CRNP,b Ritu Sharma, BSc,c Gregory B. Diette, MD, MHS,b

Samantha I. Pitts, MD, MPH,b Tracy M. King, MD, MPH,b

Shauna T. Linn, BA,c Manisha Reuben, BS,c YohalakshmiChelladurai, MBBS, MPH,c and Karen A. Robinson, PhDb,c

aDavid Geffen School of Medicine and Mattel Children’s Hospital,University of California at Los Angeles, Los Angeles, California;and bSchool of Medicine and cBloomberg School of Public HealthBaltimore, Johns Hopkins University, Baltimore, Maryland

KEY WORDSasthma, systematic review, guidelines

ABBREVIATIONSCI—confidence intervalED—emergency departmentICS—inhaled corticosteroidsOR—odds ratioRCT—randomized controlled trialSOE—strength of evidence

Dr Okelo developed the protocol, completed data collection anddata synthesis, drafted the manuscript, and critically reviewedthe manuscript; Dr Butz, Ms Sharma, Drs Diette, Pitts, and King,Ms Linn, Ms Reuben, and Dr Chelladurai developed the protocol,completed data collection and data synthesis, and criticallyreviewed the manuscript; Dr Robinson developed the protocol,completed data collection and data synthesis, drafted themanuscript, and critically reviewed the manuscript; and allauthors approved the final manuscript as submitted.

www.pediatrics.org/cgi/doi/10.1542/peds.2013-0779

doi:10.1542/peds.2013-0779

Accepted for publication Jun 20, 2013

Address correspondence to Karen A. Robinson, PhD, Medicine,Epidemiology, and Health Policy and Management, Johns HopkinsUniversity, 1830 E. Monument St, Suite 8068, Baltimore, MD 21287.E-mail: [email protected]

PEDIATRICS (ISSN Numbers: Print, 0031-4005; Online, 1098-4275).

Copyright © 2013 by the American Academy of Pediatrics

FINANCIAL DISCLOSURE: The authors have indicated they haveno financial relationships relevant to this article to disclose.

FUNDING: Agency for Healthcare Research and Quality contractnumber: HHSA 290 2007 10061 I. The authors of this article areresponsible for its contents, including any clinical or treatmentrecommendations. No statement in this article should beconstrued as an official position of Agency for HealthcareResearch and Quality or of the US Department of Health andHuman Services.

POTENTIAL CONFLICT OF INTEREST: The authors have indicatedthey have no potential conflicts of interest to disclose.

PEDIATRICS Volume 132, Number 3, September 2013 517

REVIEW ARTICLE

Page 2: Interventions to Modify Health Care Provider Adherence to Asthma Guidelines: A Systematic Review

In the United States, an estimated 24.6million people (8.2%) currently haveasthma,1 resulting in .14 millionmissed school days every year, and∼679 000 childhood emergency de-partment (ED) visits.2 Asthma is thethird leading cause of pediatric hospi-talizations.2

A number of guidelines have beenpublished (eg, the National AsthmaEducation and Prevention Program Ex-pert Panel Report 3: Guidelines for theDiagnosis and Management of Asthma,also known as EPR-33), and followingguideline treatment recommendationsimproves clinical outcomes.4–6 How-ever, health care providers do notroutinely follow asthma guideline rec-ommendations,7,8 resulting in substan-dard care and poor health outcomes.9–14

One of the shortcomings of asthmaguidelines is the limited extent to whichhealth careproviders are providedwithtools to followtherecommendedcare.15

There have been provider-targetedinterventions,16–21 but most interven-tions have been patient-focused.22–25

There is no consensus on the mosteffective provider-targeted interven-tions to improve adherence to guide-lines.

The objective of our systematic reviewwas to assess whether interventionstargeting health care providers im-prove adherence to asthma care guide-linesandsubsequently improveoutcomes.We considered health care process out-comes, such as patients receiving appro-priate treatment, and clinical outcomes,such as hospitalizations.

METHODS

We followed the Agency for HealthcareResearch and Quality Methods Guidefor Effectiveness and Comparative Ef-fectiveness Reviews (available at www.effectivehealth care.ahrq.gov/methodsguide.cfm). Our protocol and the fullreport were subject to review.26,27

Data Sources and Searches

We searched Medline, Embase, theCochraneCentral Registerof ControlledTrials, Cumulative Index to Nursing andAllied Health Literature, EducationalResources Information Center, Psy-cINFO, and Research and DevelopmentResource Base in Continuing MedicalEducation through July 2012. No limitswere imposed based on language ordate of publication. We also completedbackward citation searching by usingScopus for each eligible article.

Study Selection

Search results were screened inde-pendently by 2 trained investigators.Disagreements about eligibility wereresolved through discussion. We in-cluded randomizedand nonrandomizedstudies. We excluded studies that wereconducted in inpatientorEDsettingsonly.Potentially eligible articles not in Englishwere identified but not included in thedata abstraction and synthesis. We se-lected the most common outcomes usedinpractice, thosereliedonbyclinicianstoguide decision-making, and those en-dorsedby theNational InstitutesofHealthWorkshop on Asthma Outcomes.28 Thesecritical outcomes are prescription ofasthma controller medicines, provisionof asthma action plan/self-managementeducation, ED visits/hospitalizations, andmissed days of school or work.29

Data Extraction and QualityAssessment

One reviewer completed data abstrac-tion and a second reviewer confirmedaccuracy. Reviewers completed risk ofbias assessment independently. Weresolved disagreements through dis-cussion and, as needed, through con-sensus among the investigators.

Risk of Bias Assessment

We used the Cochrane Collaboration’stool for assessing risk of bias.30 Forpre-post studies, we added relevant

criteria from the Cochrane EffectivePractice and Organization of Care check-list.31 Specifically, the questions ask if theintervention was likely to affect datacollection and if the intervention wasindependent of other changes.

Data Synthesis and Analysis

Heterogeneity in the studies, includingthe measures of outcomes, populationincluded, and specifics of the inter-ventions, precluded quantitative syn-thesis. Qualitative synthesis was basedon these categories of interventions:

1. decision support interventions arehealth information technology–-and/or paper-based interventionsdesigned to support/facilitate healthcare provider decision-making;

2. organizational change interven-tions are designed to change theway in which an organization pro-vides care (eg, having an asthma“champion”);

3. feedback and audit interventionsprovide performance data to healthcare providers about their quality ofcare;

4. clinical pharmacy support inter-ventions target pharmacists’ deliv-ery of care;

5. education only interventions arefocused on educating health careproviders about the content ofguidelines;

6. quality improvement/pay-for-performance interventions are focusedon quality improvement initiativesor pay-for-performance;

7. multicomponent interventions usemore than 1 type of intervention,with no intervention clearly thepredominant intervention;

8. information-only interventions pro-vide only information to health careproviders about guideline recom-mendations (eg, provide a pocketguide to guidelines).

518 OKELO et al

Page 3: Interventions to Modify Health Care Provider Adherence to Asthma Guidelines: A Systematic Review

For studies that used.1 intervention,wedetermined the predominant interven-tion. Studies in which this interventionwas unclear were discussed amongteam members to reach consensus.Some studies used multicomponentinterventions with no predominant in-tervention.

We chosemagnitudes of effect felt to beclinically meaningful. Magnitude of ef-fect was considered as small (,10%change or difference), moderate (10%–30% change or difference), and large(.30% change or difference).

We graded the strength of evidence(SOE) for each outcome by using theMethods Guide for Conducting Com-parative Effectiveness Reviews.32 We

considered 4 domains: risk of bias, di-rectness, consistency, and precision.Our judgments were first based on theability to make a conclusion (if not ableto make a conclusion, then “insuffi-cient” was assigned) and then on theconfidence in the conclusion (classifiedas low,moderate, or highwith increasingcertainty). Investigators graded the evi-dence, and this was reviewed by the leadauthor. Any disagreements were dis-cussed with the full team.

For pediatric health care providers, it ispertinent toknowifasthma interventionshave included children because thesepatients often have different naturalhistory, developmental considerations,environmental exposures, advocacy

concerns as minors, and phenotypesthanadults. In termsofproviderbehavior,there is no distinction in guidelines re-garding asthma diagnosis and manage-ment. Thus, for this summary, weconsidered studies of all providers buthave noted those described as beingconducted in a pediatric population.

RESULTS

Results of Literature Searches

We identified 4217 unique citations ofwhich 68 studies were eligible (Fig 1).We present the evidence addressinghealth care process outcomes (Table 1)and clinical outcomes (Table 2). Sup-plemental Tables provide summaries

FIGURE 1Summary of search (number of articles). ERIC, Educational Resources Information Center; RDRB/CME, ResearchandDevelopment Resource Base in ContinuingMedical Education. * Total exceeds the number in the exclusion box because reviewers did not need to agree on reason for exclusion. ** Three distinct pairs ofarticles described a single intervention or cohort. For the purposes of this review, each pair was counted as a single study, yielding 68 studies reported in 73articles.

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PEDIATRICS Volume 132, Number 3, September 2013 519

Page 4: Interventions to Modify Health Care Provider Adherence to Asthma Guidelines: A Systematic Review

TABLE1

Characteristicsof

StudiesAddressing

Health

Care

ProcessOutcom

es

Intervention

Author,y

Patient

Population

StudyDesign

Type

ofProvider

No.ofP

roviders

No.ofPatients

Health

Care

ProcessOutcom

es

Prescription

forController

Medicines

Self-

managem

ent

Education/

Asthma

ActionPlan

Clinical

pharmacy

support

DeVries,2010

34Pediatrics

Nonrandomized

pre-post

ArmA:generalpractitioner;Arm

B:generalpractitioner,

pharmacists;Arm

C:general

practitioner,pharmacists,

pediatrician

9ArmA(control):3527;Arm

B(feedback):1447

↑N/A

Armour,2007

33Adults

RCT

Pharmacist

ArmA(control):25;

ArmB(PACP):32

ArmA(control):186;ArmB

(PACP):165

↑↑

Saini,2004

35Notspecified

Pre-post

ArmA:generalpractitioner,

pharmacist;ArmB:pharmacist;

ArmC:pharmacist

ArmA(control1):13;Arm

B(control2):12;Arm

C(education):NR

ArmA(control1):22;ArmB

(control2):28;ArmC

(education):52

↑N/A

Decision

Support

Bell,2010

47Pediatrics

RCT

Pediatrician

NRArmA(UPcontrol):5192;

ArmB(UPintervention):

5040;Arm

C(SPcontrol):

3843;Arm

D(UPcontrol):5375

↑∅

Cloutier,2005

39Pediatrics

Pre-post

Nurse,nursepractitioner,

pediatrician,physician

assistant,primaryhealth

care

pediatricresidents,medical

students

151

3748

↑N/A

Fairall,2010

49Pediatrics

RCT

Nurse

148

ArmB(intervention):1000

↑N/A

Halterm

an,

2006

81Pediatrics

RCT

Nursepractitioner,pediatrician,

physician

NRArmA(control):124;

ArmB(intervention):122

N/A

Lesho,2005

38Pediatrics

Pre-post

Primaryhealth

care

NR330

∅↑

Rance,2011

41Pediatrics

Pre-post

Nursepractitioner,pediatrician

441

↑N/A

Shapiro,2011

42Pediatrics

Pre-post

Nurse,physician

25ArmB(SBH

C):200;

ArmC(NYCHP):197

↑N/A

Shiffman,20004

6Pediatrics

Pre-post

Pediatrician

11ArmA(solephysicianarm;

patient

arm,pre):91;Arm

B(patient

arm):74

∅N/A

To,20088

5Mixed

(2–55

y)Pre-post

Primaryhealth

care

NR1408

N/A

↑Cho,2010

43Adults

Pre-post

Allergist,generalpractitioner,

physician

377

2042

↑N/A

Eccles

M,20024

5Adults

RCT

Generalpractitioner

NRArmA(angina):4851;

ArmB(asthm

a):4960

∅∅

Cloutier,2002

40Notspecified

Pre-post

Nurse,nursepractitioner,other,

pediatrician,physician,

physicianassistantadvanced

practicenurses,fam

ilypractice

172

860

↑N/A

520 OKELO et al

Page 5: Interventions to Modify Health Care Provider Adherence to Asthma Guidelines: A Systematic Review

TABLE1

Continued

Intervention

Author,y

Patient

Population

StudyDesign

Type

ofProvider

No.ofProviders

No.ofPatients

Health

Care

ProcessOutcom

es

Prescription

forController

Medicines

Self-

managem

ent

Education/

Asthma

ActionPlan

Davis,2010

48Notspecified

Pre-post

Physicianfamily

medicine

residents

NR180

↑N/A

Horswell,2008

36Notspecified

Pre-post

Physician

NRNR

↑↑

Kattan,20065

Notspecified

RCT

Nursepractitioner,physician

assistant,primaryhealth

care

ArmA(standardpractice):

NR;Arm

B(decision

support):435

ArmA(standardpractice):

466;ArmB(decisionsupport):471

↑N/A

Martens,20074

4Notspecified

RCT

Generalpractitioner

ArmA(Control):54;Arm

B(Guidelines

andinvolved

indevelopm

ent):53

ArmA:24

160;ArmB:35

748

∅N/A

McCow

an,20018

2Notspecified

RCT

Generalpractitioner

NRArmA(control):330;ArmB

(decisionsupport):147

N/A

Mitchell,2005

37Notspecified

RCT

Generalpractitioner

270

NR∅

N/A

Newton,2010

84Notspecified

Pre-post

Nurse,physicianpractice

managers,otherstaff

NRNR

N/A

Ruoff,2002

19Notspecified

Pre-post

Family

physicians

ArmA:17;Arm

B:17

ArmA:122;ArmB:122

N/A

↑Ragazzi,2010

83Notspecified

Pre-post

Nurse,pediatrician

26–28

NRN/A

↑Educationonly

Davis,2004

57Pediatrics

Pre-post

Primaryhealth

care

20NR

↑N/A

Blackstien-

Hirsch,

2000

58

Pediatrics

Pre-post

Physician

59195

∅N/A

Shah,20115

0Pediatrics

RCT

Generalpractitioner

150

ArmA(control):107

ArmB(PACE):110

↑↑

Brow

nR,2004

18Pediatrics

RCT

Pediatrician

ArmA(Control):11;Arm

B(Education):12

ArmA(control):122;Arm

B(education):157

∅∅

Clark,1998

52Pediatrics

RCT

Pediatrician,physician

ArmA(control):37;Arm

B(education):37

637

↑↑

Stergachis,

2002

53Pediatrics

RCT

Pharmacist

ArmA(control):NR

;Arm

B(education):35

ArmA(control):177;Arm

B(education):153

∅N/A

Sulaiman,20108

7Pediatrics

RCT

Generalpractitioner

ArmA(control):18;Arm

B(educationand

guidelines):18;Arm

C(guidelines):15

ArmA(control):121;ArmB

(educationandguidelines):

156;ArmC(guidelines):134

N/A

Prem

aratne,

1999

54Mixed

(15–50

y)RCT

Nursepracticenurses

NRArmA(control):14

410;Arm

B(education):9900

∅N/A

Holton,2011

86Adults

RCT

Generalpractitioner

ArmA(control):45;Arm

B(spirometry

training):127

ArmA(control):157;Arm

B(spirometry

training):240

N/A

Smeele,19995

1Adults

RCT

Generalpractitioner

ArmA(control):17;Arm

B(education):17

ArmA(control):223;Arm

B(education):210

∅N/A

Cowie,20015

6Notspecified

Pre-post

NRNR

ArmA(basiceducation):NR;

ArmB(intermediateeducation):

NR;Arm

C(intensive

education):NR

∅N/A

REVIEW ARTICLE

PEDIATRICS Volume 132, Number 3, September 2013 521

Page 6: Interventions to Modify Health Care Provider Adherence to Asthma Guidelines: A Systematic Review

TABLE1

Continued

Intervention

Author,y

Patient

Population

StudyDesign

Type

ofProvider

No.ofProviders

No.ofPatients

Health

Care

ProcessOutcom

es

Prescription

forController

Medicines

Self-

managem

ent

Education/

Asthma

ActionPlan

Mahi-Taright,

2004

55Notspecified

Pre-post

Generalpractitioner

5049

∅N/A

Feedback

and

audit

SchneiderA.,

2008

67Mixed

RCT

Generalpractitioner

96ArmA(traditionalquality

circle):NR

;Arm

B(benchmark

quality

circle):NR

;Arm

C(com

binedarms):256

∅↑

Suh,2001

65Mixed

(4–55

y)Pre-post

NRNR

ArmA(intermittentasthm

a):

566;ArmB(persistent

asthma):1050

↑N/A

Sondergaard,

2002

69Mixed

(6–45

y)RCT

Generalpractitioner

ArmA(control):141;Arm

B(individualpatient

count

datafeedback):77;Arm

C(aggregatedatafeedback):74

6437

∅N/A

Veninga,1999

59Adults

RCT

Generalpractitioner

ArmA(Netherlands):181;Arm

B(Sweden):204;ArmC

(Norway):199;ArmD

(Slovakia):81

NR↑

N/A

Feder,1995

60Adults

RCT

Generalpractitioner

NRArmA(diabeteseducation):NR;

ArmB(education,reminders

andaudit):NR

↑↑

Veninga,2000

61Adults

RCT

Generalpractitioner

ArmA(UTI):91;Arm

B(educationandfeedback):90

ArmA(UTI):NR

;Arm

B(educationandfeedback):NR

↑N/A

Baker,2003

66Notspecified

RCT

Generalpractitioner

ArmA(guidelines

only):27;

ArmB(guidelines

with

auditcriteria):27;ArmC

(guidelines

with

audit

criteriaandfeedback):27

ArmA(guidelines

only):483;Arm

B(guidelines

with

auditcriteria):

510;ArmC(guidelines

with

audit

criteriaandfeedback):489

↑∅

Coleman,20036

3Notspecified

Pre-post

Pharmacistp

rescriber

NRArmA(patient

specificinform

ation:

prescriberswith

patientson

“high

dose”):510;Arm

B(patient-specific

inform

ation:prescriberswith

patientson

“low

dose”):135

∅↑

Richman,20006

4Notspecified

Pre-post

Pediatrician

29228

Nostatistical

testingof

results

for

thisoutcom

e

Herborg,2001

68Notspecified

Non-RCT

Generalpractitioner,other,

pharmacistpharm

acyassistant

ArmA(control):64;Arm

B(TOM

):75

NR↑

N/A

522 OKELO et al

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TABLE1

Continued

Intervention

Author,y

Patient

Population

StudyDesign

Type

ofProvider

No.ofProviders

No.ofPatients

Health

Care

ProcessOutcom

es

Prescription

forController

Medicines

Self-

managem

ent

Education/

Asthma

ActionPlan

Hoskins,1997

62Notspecified

Pre-post

Generalpractitioner

91Before

intervention:782;

Educationandfeedback

intervention:669

Unableto

discriminate

whatcom

ponent

ofmultifaceted

intervention

was

effective

N/A

Inform

ation

only

Bryce,1995

71Pediatrics

RCT

Generalpractitioner,nurse

NRArmA(control):1563;Arm

B(rem

inders

andtools):1585

∅N/A

Martens,20067

0Notspecified

RCT

Generalpractitioner

ArmA(control):54;Arm

B(guidelines

andinvolved

indevelopm

ent):53;ArmC

(guidelines

only):26

NR↓

N/A

Multi- component

Hagm

olen,

2008

72Pediatrics

RCT

Generalpractitioner

ArmA(guidelines

only):34;Arm

B(educationandguidelines):

34;Arm

C(educationand

guidelines

andindividualized

treatm

entadvice):38

ArmA(guidelines

only):98;Arm

B(educationandguidelines):

133;ArmC(educationand

guidelines

andindividualized

treatm

entadvice):131

↑N/A

Frankowski,

2006

88Pediatrics

Pre-post

Nurse,pediatrician,primary

health

care

NREducationandfeedback:150

N/A

Lob,2011

78Pediatrics

Pre-post

Physician,nursepractitioner

NRLongitudinalevaluationgroup,

patient-levelinterview

:761

↓↓

Cross-sectionalrandomsample,

clinic-levelchartreview

,time1:

680;Cross-sectionalrandom

sample,clinic-levelchartreview

,tim

e2:680;Cross-sectional

random

sample,clinic-levelchart

review

,time3:680

Cloutier,2012

75Adults

RCT

Nursepractitioner,pediatrician,

physicianassistant

ArmA(control):44;Arm

B(physician-directed

interventions):44

NR∅

Daniels,2005

73Notspecified

RCT

Generalpractitioner,internist,

nursepractitioner,pediatrician,

physician,physicianassistant

staff

163

ArmA(control):136079;

ArmB(education):90555

∅∅

REVIEW ARTICLE

PEDIATRICS Volume 132, Number 3, September 2013 523

Page 8: Interventions to Modify Health Care Provider Adherence to Asthma Guidelines: A Systematic Review

TABLE1

Continued

Intervention

Author,y

Patient

Population

StudyDesign

Type

ofProvider

No.ofProviders

No.ofPatients

Health

Care

ProcessOutcom

es

Prescription

forController

Medicines

Self-

managem

ent

Education/

Asthma

ActionPlan

Lundborg,19997

4Notspecified

RCT

Generalpractitioner

ArmA(control):104;Arm

B(educationandfeedback):

100

ArmA(control):1333;Arm

B(educationandfeedback):1121

∅N/A

Yawn,2008

77Notspecified

Pre-post

Nursepractitioner,physician,

physicianassistant

Educationandfeedback:211

Educationandfeedback:840

↑↑

Bender,20117

6Notspecified

Pre-post

Nurse,physician,physician

assistantmedicalassistants,

practicemanagers,office

staff

372

15508

↑↑

Organizational

change

Finkelstein,

2005

79Pediatrics

RCT

Pediatricmedicalprovider

228

ArmA(control):1531;Arm

B(PLE

intervention):2003;Arm

C(planned

care

intervention):

1635

∅N/A

Glasgow,20038

9Pediatrics

RCT

Generalpractitioner

ArmA(control):12;Arm

B(intervention):12

ArmA(control):73;ArmB

(intervention):101

N/A

Patel,2004

90Mixed

(4–55

y)Pre-post

Physicians,nurses

NR451

N/A

↑Thyne,2007

80Notspecified

Pre-post

“Pediatricmedicalproviders,”

“urgentcareclinicians”

NRArmA(time1,2002–2003):NR

;ArmB(time2,2003–2004):NR

;ArmC(time3,2004–2005):NR

↑N/A

Quality

improvem

ent

Fox,2007

92Pediatrics

Pre-post

Nurse,nursepractitioner,

physiciancaregivers,

administrativestaff

NRChartreviewsample:280;

Interviewsample:405

N/A

Homer,20059

1Pediatrics

RCT

Nurse,physicianfrontoffice

staff

NRArmA(control):337;Arm

B(learningcollaborative):294

N/A

Mangione-Sm

ith,

2005

93Notspecified

Pre-post

“Health

care

providers”

NRArmA(control):126;Arm

B(learningcollaborative):385

N/A

NR,notreported;NYCHP,New

York

Children’sHealthProject;PACE,Physician

AsthmaCareEducation;PACP,Pharm

acyAsthmaCareProgram;PLE,PeerLeader

Education;SBHC,SouthBronxHealthCenter;SP,suburban

practice;TOM,therapeuticoutcom

esmonitoring;UP,urbanpractice;UTI,urinarytractinfection.↑,Statisticallysignificantincrease

inoutcom

eofinterest.↓,Statisticallysignificantdecrease

inoutcom

eofinterest.∅

,Difference

betweeninterventionandcontrolgroupsor

betweenpre-and

postinterventionnotstatisticallysignificant.

524 OKELO et al

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TABLE2

Characteristicsof

StudiesAddressing

Clinical

Outcom

es

Intervention

Author,y

Patient

Population

Study

Design

Type

ofProvider

No.ofProviders

No.ofPatients

ClinicalOutcom

es

EDVisits/

Hospitalization

MissedDays

ofSchool/Work

Clinicalpharmacy

support

Weinberger,

2002

94Adults

RCT

Pharmacist

NRArmA(control):165;ArmB(peakflow

meter

monitoring

controlgroup):233

∅N/A

Decision

support

Lesho,2005

38Pediatrics

Pre-post

Primaryhealth

care

NR330

↓N/A

Shiffman,20004

6Pediatrics

Pre-post

Pediatrician

11ArmA(solephysicianarm;patientarm,pre):

91;Arm

B(patient

arm):74

↓N/A

To,20088

5Mixed (2–55

y)Pre-post

Primaryhealth

care

NR1408

↓↓

Cloutier,2009

96Not specified

Pre-post

Pediatrician

NR3298

↓N/A

Horswell,2008

36Not specified

Pre-post

Physician

NRNR

↓N/A

Kattan,20065

Not specified

RCT

Nursepractitioner,physician

assistant,primaryhealth

care

ArmA(standardpractice):NR;

ArmB(decisionsupport):

435

ArmA(standardpractice):466;Arm

B(decisionsupport):471

↓∅

McCow

an,20018

2Not specified

RCT

Generalpractitioner

NRArmA(control):330;ArmB(decision

support):147

∅N/A

Mitchell,2005

37Not specified

RCT

Generalpractitioner

270

NR↓

N/A

Newton,2010

84Not specified

Pre-post

Nurse,physicianpractice

managers,otherstaff

NRNR

↓N/A

Renzi,2006

95Not specified

RCT

Primaryhealth

care

NRNR

↓N/A

Educationonly

Blackstien-

Hirsch,20005

8Pediatrics

Pre-post

Physician

59195

∅N/A

Brow

n,2004

18Pediatrics

RCT

Pediatrician

ArmA(control):11;Arm

B(education):12

ArmA(control):122;ArmB(education):157

↓a∅

Clark,1998

52Pediatrics

RCT

Pediatrician,physician

ArmA(control):37;Arm

B(education):37

637

∅N/A

Stergachis,

2002

53Pediatrics

RCT

Pharmacist

ArmA(control):NR

;Arm

B(education):35

ArmA(control):177;ArmB(education):153

∅∅

Sulaiman,20108

7Pediatrics

RCT

Generalpractitioner

ArmA(control):18;Arm

B(educationandguidelines):

18;Arm

C(guidelines):15

ArmA(control):121;ArmB(educationand

guidelines):156;ArmC(guidelines):134

∅N/A

Cabana,20061

7Pediatrics

RCT

Primaryhealth

care

ArmA(control):43;Arm

B(PACE):51

ArmA(control):452;ArmB(PACE):418

∅N/A

Shah,20115

0Pediatrics

RCT

Generalpractitioner

150

ArmA(control):107;ArmB(PACE):110

N/A

∅Holton,2011

86Adults

RCT

Generalpractitioner

ArmA(control):45;Arm

B(spirometrytraining):127

ArmA(control):157;ArmB(spirometry

training):240

N/A

Cowie,20015

6Not specified

Pre-post

NRNR

ArmA(basiceducation):NR;Arm

(intermediateeducation):NR;ArmC

(intensive

education):NR

∅∅

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PEDIATRICS Volume 132, Number 3, September 2013 525

Page 10: Interventions to Modify Health Care Provider Adherence to Asthma Guidelines: A Systematic Review

TABLE2

Continued

Intervention

Author,y

Patient

Population

Study

Design

Type

ofProvider

No.ofProviders

No.ofPatients

ClinicalOutcom

es

EDVisits/

Hospitalization

MissedDays

ofSchool/Work

Feedback

and

audit

Schneider,2008

67Mixed

RCT

Generalpractitioner

96ArmA(traditionalqualitycircle):NR

;Arm

B(benchmarkquality

circle):NR

;Arm

C(com

binedarms):256

∅N/A

Richman,20006

4Not specified

Pre-post

Pediatrician

29228

∅∅

Inform

ationonly

Bryce,1995

71Pediatrics

RCT

Generalpractitioner,nurse

NRArmA(control):1563;Arm

B(rem

indersand

tools):1585

∅N/A

Multicom

ponent

Lob,2011

78Pediatrics

Pre-post

Physician,nursepractitioner

NRLongitudinalevaluationgroup,patient-level

interview:761;Cross-sectionalrandom

sample,clinic-levelchartreview

,time1:

680;Cross-sectionalrandomsample,

clinic-levelchartreview

,time2:680;

Cross-sectionalrandomsample,clinic-

levelchartreview

,time3:680

↓↓

Organizational

change

Finkelstein,

2005

79Pediatrics

RCT

Pediatricmedicalprovider

228

ArmA(control):1531;Arm

B(PLE

intervention):2003;ArmC(planned

care

intervention):1635

∅N/A

Glasgow,20038

9Pediatrics

RCT

Generalpractitioner

ArmA(control):12;Arm

B(intervention):12

ArmA(control):73;Arm

B(intervention):101

∅∅

Patel,2004

90Mixed (4–55

y)Pre-post

Physicians,nurses

NR451

↓N/A

Thyne,2007

80Not specified

Pre-post

“Pediatricmedicalproviders,”

“urgentcare

clinicians”

NRArmA(time1,2002–2003):NR

;Arm

B(time

2,2003–2004):NR

;Arm

C(time3,2004–

2005):NR

↓bN/A

Quality

improvem

ent

Homer,20059

1Pediatrics

RCT

Nurse,physicianfront

office

staff

NRArmA(control):337;ArmB(learning

collaborative):294

∅N/A

Mangione-Sm

ithR.,20059

3Not specified

Pre-post

“Health

care

providers”

NRArmA(control):126;ArmB(learning

collaborative):385

∅∅

NR,notreported;PACE,PhysicianAsthmaCare

Education;PLE,Peer

Leader

Education.↑,Statisticallysignificantincrease

inoutcom

eofinterest.↓,Statisticallysignificantdecrease

inoutcom

eofinterest.∅

,Difference

betweeninterventionandcontrol

groups,orbetweenpre-andpost-interventionnotstatisticallysignificant.

aReductioninED

visitforsubgroup

oflow-incomeparticipantsonlybutreductioninannualrateofhospitalizationforentiregroup.

bReductioninED

visitbutP

valuenotreported

instudy.

526 OKELO et al

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of the evidence by outcome. Twenty-fiveof the 68 studies were conducted inpediatric-only populations. The tablesindicate if the patient population in-cluded children only, adults only,a mixture of children and adults, or ifthe patient population is unknown.

Outcome: Prescription ofController Medicines

Clinical Pharmacy Support

We identified 3 studies.33–35 In a ran-domized controlled trial (RCT), phar-macists trained in risk assessment,medication adherence, and spirometryreported increased dispensation ofasthma controller medicines (oddsratio [OR]: 3.80; 95% confidence in-terval [CI]: 1.40–10.32; P = .01).33 In 2non-RCTs,34,35 clinical pharmacy sup-port increased controller medicationprescribing by 20%35 and 6%34 (P, .05for both studies). In the controlled pre-post study, the intervention was a spe-cialized asthma service provided bycommunity pharmacies: patient appoint-ments, assessment and intervention ofpatient medication needs, and goal-setting with the patient.35 In the latterstudy, pharmacists were encouraged tomeet with local practitioners to discusspediatric asthma care guidelines.34

SOE: moderate.

Decision Support

Fifteen studies were identified that in-cluded the provision of asthma guide-lines in a more accessible format (eg,“pocket” versions),36–38 use of a specificalgorithm, pathway, or flow sheet,37–40

a structured template for taking a his-tory,41,42 a reminder system to raiseawareness about the patient’s asthmastatus,5,43,44 and computer systems.36,43–48

Ten of the studies reported significant-ly increased prescribing of asthmacontroller medicines,5,36,39–43,47–49 from2% to 34%, and 5 reported no statisti-cally significant effect.37,38,44–46

SOE: moderate.

Education Only

The 10 education-only interventions weidentified18,50–58 included small-groupasthma education programs,51 struc-tured training,58 seminars,52 and grandrounds.58 Certain interventions alsoemphasized more general skills, suchas training in communication.50,52 Thestudies reported increased prescribingof 3.5% to 50.3%, although statisticallysignificant increases were reported onlyin 3 of the studies.

SOE: low.

Feedback and Audit

We identified 11 studies; most assesseda multifaceted intervention combinedwith provider education,59–65 prioritizedreview criteria for audit,66 benchmark-ing (comparison with peers or otherpractices),66,67 or pharmacy monitoringof fill data and feedback.68,69

Increased prescribing of asthma con-trollermedicineswasreported forRCTsusing (1) targeted key guideline mes-sages (eg, “use inhaled corticosteroids[ICS] promptly”; 5%–12% increase, P =.05),59 (2) prioritized guideline reviewcriteria on a card,66 (3) prompts forannual review of asthma manage-ment,60 or (4) individualized feedbackon prescribing and decision strate-gies.61 The 2 RCTs reporting no effecton prescribing of asthma controllermedications involved mailed feedbackof prescribing data69 and a trial ofperformance feedback (a “benchmark”group, whose prescribing behaviorwas compared with a performancebenchmark or with other prescribers,versus a traditional or individualfeedback group, which did not receivecomparison with other prescribers).67

The observed effects between 3 groups(guidelines alone, prioritized guidelinereview criteria, and review criteria plusfeedback on actual prescribing behav-ior) was a 15.9% increase in controllerprescribing in the review criteria plusfeedback group, compared with an 11%

increase in the review criteria only andno change (0%) in the guideline onlygroup.66 A positive but nonsignificant2.7% difference (95% CI: –14.4 to 19.7)was noted in the proportion of patientsin practices with asthma “prophylaxis”compared with practices provided withdiabetes guidelines.60

Three of 5 pre-post studies reportedincreased prescribing of controllermedications (52%–104%): change inprescribing over time (52%), a 104.4%in patients with intermittent asthmabut a decrease by 10.8% in patientswith persistent asthma.

SOE: moderate.

Information Only

Two RCTs were assessed informationonly.70,71 One study, which randomizedpatients to have asthma managementinformation and treatment guidelinesinserted into their medical records forprovider use, reported no benefit.71 Thesecond study randomly selected pro-viders to participate in developing localasthma guidelines mailed to providersin both intervention and comparisongroups.70 Intervention providerswrote 8fewer prescriptions per 1000 patients(P, .01).

SOE: insufficient.

Multicomponent

We identified 7 studies of multicompo-nent interventions.72–78 All interventionsincluded information, education, and atleast 2 of the following: organizationalchange, decision support, and feed-back and audit. Two of the 3 pre-poststudies reported 25% to 49% increasesin prescribing rates.76,77 Three of the 4RCTs reported no statistically signifi-cant effects.

SOE: low.

Organizational Change

The 2 studies of organizational changefocused on pediatric providers.79,80 An

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RCT assessed the use of an asthmanurse educator,79 and the pre-poststudy evaluated use of a communityhealth worker.80 The RCT reported nosignificant increase in prescriptionsfor ICS or asthma controller medi-cations (4%–16%).79 In the pre-poststudy, investigators observed a 12%increase in ICS prescriptions (noP value reported).80

SOE: low.

Quality Improvement and Pay-for-Performance

No studies were identified.

SOE: insufficient.

Outcome: Self-ManagementEducation and Asthma Action Plans

Clinical Pharmacy Support

We identified 1 RCT in which patients ofpharmacists in the Pharmacy AsthmaCare Program had increased asthmaaction plan possession (40.4%; 95% CI:31.9–48.9; P, .001); however, there areno data for the control group.33

SOE: moderate.

Decision Support

We identified 10 studies19,36,38,45,47,81–85

that includedcomputerizedsupport,36,45,47,82,84

a flow sheet/algorithm,19,85 and/or theprovision of guidelines.38 Two of the 3studies focused on pediatricians.81,83

Seven studies reported statisticallysignificant increase in the provision ofpatient education/asthma action plansof 14% to 84% (all reported as statis-tically significant).19,36,38,81,83–85 Three ofthe 4 RCTs reported no significant dif-ference.45,47,82

SOE: moderate.

Education Only

Of the 5 RCTs of education-only inter-ventions,18,50,52,86,87 1 focused on pedia-tricians and used small-group asthmaeducation programs, structured train-ing, and interactive seminars. Two

studies increased use of asthma actionplans by 10% (P = .03)52 and 15% (P =.046).50 The other 3 studies reported noincrease.18,86,87

SOE: low.

Feedback and Audit

Five studies evaluated feedback andaudit.60,63,64,66,67 Significant increasesin provision of self-managementeducation/asthma action plans (1%–40%) were reported in 4 studies.60,63,64,67

For peak flow meter use, one studyreported a 3.6% decrease, while asecond study reported a minimal in-crease of 0.7% (95% CI: –15.2 to 16.7)after practices received asthma guide-lines.60 A moderate increase was notedfor inhaler technique, 12.9% (95% CI:1.9 to 23.9),51 and a small increase inchange of asthma action plan use(7.6%) in a benchmarking feedbackgroup.67

SOE: low.

Information Only

No studies were identified.

SOE: insufficient.

Multicomponent

Of the 6 studies we reviewed,73,75–78,88

most included an educational compo-nent but also included (1) training incommunication techniques with pro-vision of a spirometer and training inuse of the spirometer76; (2) laminatedposters of guidelines and medicationswith feedback on asthma action planuse and monthly calls from an in-tervention team to troubleshoot com-munication problems88; (3) asthma kits(peak flow meters, spacers, educa-tional materials) and systems-levelchanges (flow sheets and standingmedication orders)73; (4) systematicuse of a patient questionnaire and anasthma management algorithm77; (5)an asthma coordinator and feedbackon performance as part of continuousquality improvement efforts; or (6) an

educational toolbox with seminars,teleconferences, mini fellowships, opin-ion leader visits, clinician-specific feed-back, and pay for performance.75 Thepre-post studies reported increasesin the provision of action plans(27%–46%).76–78,88 Both RCTs reportednonsignificant increases in patienteducation/asthma action plans (7% in1 study; relative risk = 1.82 in the otherstudy).73,75

SOE: low.

Organizational Change

We identified 2 studies.89,90 A pre-poststudy (instituting a registry to trackasthma patients and an asthma casemanager) reported a 10% increase inpatient education (P, .001) and a 14%increase in asthma action plan dis-pensations (P , .001).90 In the RCT (arestructured clinical protocol for howasthma patients are cared for duringambulatory care encounters; “3+ visitplan”), there was a 10% increase in theprovision of asthma education (P =.01).89

SOE: low.

Quality Improvement and Pay-for-Performance

Three studies, each including pediatrichealth care providers, were identi-fied.91–93 Two studies assessed par-ticipation in a Breakthrough SeriesCollaborative,91,93 and 1 study asses-sed a combination of continuous qualityimprovement and the addition of acommunity health worker.92 One ofthese studies showed a difference of33% in the intervention arm.93 Two ofthe 3 studies showed a 28% to 32% in-crease in the proportion of patientswhohad received an asthma action plan.92,93

These 2 studies enrolled practices thathad already joined a quality improve-ment initiative93 or were part of a dem-onstration project.92

The RCT showed no significant effect,witha3%lowerrate for the intervention

528 OKELO et al

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versus control group.91 However, therewere decreases in participation and inoutcome reporting over time. In thecontrolled pre-post study, documentedself-management education increasedby 21%.93

SOE: low.

Outcome: ED Visits/Hospitalizations

Clinical Pharmacy Support

In an RCT, pharmacists were providedwith patient specific clinical data,training about asthma management,patient educational materials, resourceguides, and pragmatic strategies.94 Pa-tients of intervention pharmacists weremore likely to have a reduction in EDvisits/hospitalizations compared withpatients seen by pharmacists who re-ceived peak flowmeter instruction only(OR: 2.16; 95% CI: 1.76–2.63) but notcompared with patients of the usualcare control group (OR 1.08; 95% CI:0.93–1.25).94

SOE: insufficient.

Decision Support

For the 10 studies addressing this out-come,5,36–38,46,82,84,85,95,96 decision sup-port interventions included computersystems,36,46,82,84 checklists,95 supple-mental feedback protocols,5 and struc-tured pathways/algorithms.37,96 Severalstudies included children.5,37,46,85,96

Nine studies reported a reduction in EDvisits or hospitalizations5,36–38,46,84,85,95,96

(5%–60%) among pre-post studies (allstatistically significant) and 1% to 7%among the RCTs.5,37,95

SOE: moderate.

Education Only

We identified 7 studies17,18,52,53,56,58,87

involving interactive seminars, struc-tured training, and medical grandrounds. One study reported statisti-cally significant reduction in ED visits(only in a subgroup of low-incomeparticipants; –1.23 visits per year,

P = .001) and in the overall annualhospitalization rate.18

SOE: low.

Feedback and Audit

We identified 2 studies: (1) an RCT ofa traditional quality circle interventionof provider feedback on individualperformance and the aggregate per-formance of the provider group wascompared with a benchmark qualitycircle intervention (feedback on pro-viders’ individual performance wasexplicitly compared with a performancebenchmark)67; and (2) a pre-post studycomparing individual providers’ prac-tice patterns with their peers plus pro-viding asthma education to office staff.64

Patients in the benchmark quality circlehad a 6.7-point decrease in ED visits,although patients in the traditional qual-ity circle intervention had a 12.2-pointdecrease (P = .064).67

No significant change in ED visits (1%decrease) or hospitalizations (2% de-crease) was reported in the pre-poststudy.64

SOE: insufficient.

Information Only

The 1 study identified randomized pa-tients to have information about as-thma guidelines inserted in theirmedical records for provider use; eachprovider thusmanagedpatients in bothintervention and control arms simul-taneously.71 No differences in rates ofED visits or hospitalizations were ob-served between intervention and con-trol arms of the study.

SOE: insufficient.

Multicomponent

One study included quality improve-ment, decision support, organizationalchange, and feedback-and-audit.78 Thisstudy reported a 69% reduction in EDvisits and hospitalizations. However,44% of the patient sample was lost to

follow-up, and significant heterogene-ity in results was seen across partici-pating sites.

SOE: insufficient.

Organizational Change

We identified 4 studies,79,80,89,90 whichincluded restructured asthma carevisits,89 supplemental trained person-nel, and provider education.79,80,90

Three studies focused on pediatricproviders.79,80,89

Only 1 of 4 studies, a pre-post study,reported a significant reduction in EDvisits: a 41% reduction in ED visits and54% reduction in hospitalizations (P,.001 for both).90 The other pre-poststudy reported a 4% reduction in hos-pitalizations (no P value reported).80

The 2 RCTs reported 1% (P. .05)79 and7% (P = .06)89 reductions.

SOE: low.

Quality Improvement and Pay-for-Performance

One RCT91 and 1 controlled pre-poststudy93 evaluated a Breakthrough Se-ries Collaborative quality improvementstrategy among pediatric providersin community health centers. Neitherstudy showed a significant reduction ineither outcome. However, in the RCT,when analyses were limited to the 9practices that attended all 3 learningsessions, significant reductions in EDvisits were reported.91

SOE: low.

Outcome: Missed Days of Work/School

Clinical Pharmacy Support

No studies identified.

SOE: insufficient.

Decision Support

An RCTreported no reduction inmissedschool (0.05 days; P = .4) after mailingpatient-specific asthma morbidity infor-mation to their health care provider.5

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A pre-post study reported a 49% re-duction (P , .001) in school absentee-ism and a 51% reduction in the odds ofmissed work (OR: 0.49; 95% CI: 0.34–0.71) after using an asthma care map,a treatment flowchart, program stand-ards, management flowchart, and ac-tion plan.85 Both studieswere conductedin a pediatric population.

SOE: insufficient.

Education Only

Five studies evaluated the effect ofprovider education onmissed school ormissed work.18,50,53,56,86 Three RCTsused structured training, seminars,and workshops for health care pro-viders to examine the effects onmissedschool. They reported small but sta-tistically nonsignificant reductions inmissed school (0.6–4 days). To evaluatethe impact on missed work, 2 RCTs50,86

and 1 pre-post study56 provided work-shops and training in how to performspirometry, and 1 study comparedasthma program development witha nurse educator program to continu-ing education. All studies reportedsmall, statistically nonsignificant reduc-tions in missed school or work.

SOE: insufficient.

Feedback and Audit

We identified 1 pre-post study thatprovided asthma education to officestaff and observed an 11% reduction inschool days missed and a 0% reductionin parent workdays missed.64

SOE: insufficient.

Information Only

No studies were reviewed.

SOE: insufficient.

Multicomponent

One study implemented decision sup-port, organizational change, and feed-back and audit. This study foundsignificant reductions inmissed days ofschool (53%) andwork (72%). However,

44% of the patient sample was lost tofollow-up, and significant heterogeneityin results was reported.78

SOE: insufficient.

Organizational Change

One RCTof organizational change basedon restructuring the clinical protocolforpatient careduringambulatorycareencounters (“3+ visit plan”)89 did notreduce missed school days (OR: 0.8;95% CI: 0.5–1.2; P = .3).

SOE: low.

Quality Improvement and Pay-for-Performance

One controlled pre-post study reportedthat patients of providers participatingin the Breakthrough Series Collabora-tivequality improvementstrategyshowedno significant reduction in the meannumber of school days or parentalworkdays missed.93

SOE: insufficient.

DISCUSSION

Of the 68 studies we identified, a mi-nority of studies focused on pediatrichealth care providers or involved chil-dren (14 studies assessing clinicaloutcomes; 24 studies assessing healthcare process outcomes). We acknowl-edge that there are a number of ways inwhich providing care for children isdifferent fromproviding care foradults:(1) physiology; (2) disease presen-tation, natural history, and morbidity;(3) the need to consider congenital,genetic, and developmental issues; and(4) support structure, including thatchildren are minors so parents area necessary element to any medicaldecision-making process. However,there are a few reasons that findings ofprovider-targeted asthma interven-tions should be applicable across thehealth care provider spectrum: (1)asthma guideline recommendationsgenerally do not distinguish different

types of providers; (2) a number ofprovider behaviors in asthma careare universal (eg, assessing asthmacontrol/severity; prescribing controllermedications for persistent asthma;providing self-management education);(3) the goals for patient outcomes arethe same (eg, reducing acute care visitsfor exacerbations; limiting missedschool/work); and (4) the mainstaytreatment options are the same (eg,inhaled steroids and short-actingbronchodilators). Therefore, for pedi-atricians, as with other providers, it isreasonable that the decision to chooseand implement a given intervention toimprove their adherence to asthmaguidelines be based on (1) the data onthe effectiveness of the intervention, (2)the feasibility of implementing the in-tervention within their own practicesetting, and (3) the sustainability of theintervention. There is always a need forpediatric-focused studies, but we be-lieve that the findings of our reviewmayprovide lessons for all providers.

Decision support, feedback/audit, andeducation only were the most commoninterventionsandwere tested foreachofthe outcomes we evaluated. Conversely,organizational change, clinical phar-macysupport, quality improvement/pay-for-performance, information only, andmulticomponent strategies were lessconsistently tested (see Table 3). Evi-dence suggests that some of the inter-ventions are not effective in achievingspecific outcomes: education to in-crease prescribing of asthma controllermedications or to reduce ED visits/hospitalizations; organizational changeto reduce ED visits/hospitalizations or toreduce missed days of school/work; andquality improvement to reduce ED visits/hospitalizations. Notably, these findingswere limited by having only a few studies,typically nonrandomized, on which todraw conclusions. Most of the studiesused a pre-post design, whichmore oftenreported abeneficial effect than theRCTs.

530 OKELO et al

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There wasmuchmore evaluation of thehealth care process than the clinicaloutcomes; most common was the pre-scribing of asthma controller medi-cations, and least common was misseddays of work/school. Three interven-tions were not assessed in terms ofmissed days of work/school. There wasinsufficient evidence to comment on theeffectiveness of many of the inter-ventions, particularly formissedschoolor workdays.

Heterogeneity, such as variation inpersonnel delivering and length of in-tervention, made it challenging to drawconclusions. Future studies should thusinclude standardization of outcomemeasures, more information about thedose and frequency of the intervention,improved description of the studypopulations, and more use of RCTs to

isolate the effectiveness of each in-tervention. The interventions may alsoneedtomorecomprehensivelymeet theneeds of health care providers to de-liver asthma care (ie, help providerscomplete multiple elements of pro-viding asthma care, eg, prescribe con-trollermedicationsandprovideasthmaaction plans).

CONCLUSIONS

We found more information about theeffect of interventions on health careprocess outcomes than for clinicaloutcomes. There is low to moderateevidence to support the use of decisionsupport, feedback and audit, and clin-ical pharmacy support to improve theadherence of health care providers toasthma guidelines and to improve

clinical outcomes. There is a need tofurther evaluate health care provider–targeted interventions with a focus onstandardized measures of outcomesand more rigorous study designs.

ACKNOWLEDGMENTSWe acknowledge the continuing sup-port of our Agency for HealthcareResearch and Quality Task Order Offi-cer, Christine Chang, MD, MPH. We ex-tend our appreciation to our KeyInformants and members of our Tech-nical Expert Panel, all of whom pro-vided thoughtful advice and inputduring our research process. TheEvidence-based Practice Center thanksOluwatosin Ikotun, Nelson BiodunOlagbuji, and Oluwaseun Omole fortheir assistance with screening arti-cles and data abstraction.

TABLE 3 Summary of SOE for Interventions Designed to Modify Clinician Adherence to Asthma Guidelines

Intervention Outcome: Prescription ofController Medications

Outcome: Self-managementEducation/Asthma Action Plans

Outcome: EDVisits/Hospitalizations

Outcome: Missed Days ofWork/School

Clinical pharmacysupport

Benefit within 3 studies withmoderatemagnitude of effect;SOE moderate

Benefit in 1 study with moderatemagnitude of effect; SOEmoderate

Unable to make a conclusionbased on 1 study withimprecise results; SOEinsufficient

No studies; SOE insufficient

Decision support Benefit with large magnitude ofeffect; SOE moderate

Studies consistently favorintervention with largemagnitude of effect; SOEmoderate

Benefit with moderatemagnitude of effect (larger inpre-post studies); SOEmoderate

Unable to conclude due toinconsistent results; SOEinsufficient

Education only No benefit; SOE low Small to moderate increases ina minority of studies; SOE low

No benefit; inconsistent results(reductions and increases);low SOE

No conclusion due toinconsistent and impreciseestimatesof effect in5studies;SOE insufficient

Feedback and audit Benefit with moderatemagnitude of effect; SOEmoderate

Benefit with low magnitude ofeffect; SOE low

Noconclusion couldbemadedueto conflicting results in fewstudies; SOE insufficient

No conclusion due toinconsistent results in 1included study; SOEinsufficient

Information only Unable to make conclusion; SOEinsufficient

No studies; SOE insufficient Unable to make conclusion; nodifference seen, but studyquality was low; SOEinsufficient

No studies; SOE insufficient

Multicomponentinterventions

Benefit with moderatemagnitude of effect; SOE low

Benefit, with moderatemagnitude of effect (larger inobservational studies); SOElow

Unable to make conclusion;although the 1 study reporteda large reduction, the studyquality was low; insufficientSOE

No conclusion; 1 study reporteda large reduction, but studyquality was low; SOEinsufficient

Organizational change Benefit with small magnitude ofeffect; SOE low

Two studies show benefit withmoderatemagnitude of effect;SOE low

No benefit with range ofmagnitudes of effect; SOE low

No benefit (for missed schooldays); SOE low

Quality improvementand pay-for-performance

No studies; SOE insufficient Observational studies showedbenefit, but the RCT did not;benefit with moderatemagnitude of effect; SOE low

No benefit; SOE low Unable to draw conclusions; 1study (with high risk of bias)reported a nonsignificantreduction in schooldaysmissed; SOE insufficient

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