REVIEW published: 02 April 2020 doi: 10.3389/fonc.2020.00422 Frontiers in Oncology | www.frontiersin.org 1 April 2020 | Volume 10 | Article 422 Edited by: Masakazu Toi, Kyoto University, Japan Reviewed by: Stephen Grobmyer, Cleveland Clinic Abu Dhabi, United Arab Emirates Simona Ruxandra Volovat, Grigore T. Popa University of Medicine and Pharmacy, Romania Risal Djohan, Cleveland Clinic, United States *Correspondence: Nicola Fusco [email protected]Specialty section: This article was submitted to Women’s Cancer, a section of the journal Frontiers in Oncology Received: 02 December 2019 Accepted: 10 March 2020 Published: 02 April 2020 Citation: Invernizzi M, Lopez G, Michelotti A, Venetis K, Sajjadi E, De Mattos-Arruda L, Ghidini M, Runza L, de Sire A, Boldorini R and Fusco N (2020) Integrating Biological Advances Into the Clinical Management of Breast Cancer Related Lymphedema. Front. Oncol. 10:422. doi: 10.3389/fonc.2020.00422 Integrating Biological Advances Into the Clinical Management of Breast Cancer Related Lymphedema Marco Invernizzi 1 , Gianluca Lopez 2,3 , Anna Michelotti 3 , Konstantinos Venetis 4,5 , Elham Sajjadi 3 , Leticia De Mattos-Arruda 6 , Michele Ghidini 7 , Letterio Runza 3 , Alessandro de Sire 1,8 , Renzo Boldorini 9 and Nicola Fusco 5,10 * 1 Physical and Rehabilitative Medicine, Department of Health Sciences, University of Eastern Piedmont “A. Avogadro”, Novara, Italy, 2 School of Pathology, University of Milan, Milan, Italy, 3 Division of Pathology, Fondazione IRCCS Ca’ Granda, Ospedale Maggiore Policlinico, Milan, Italy, 4 Ph.D. Program in Translational Medicine, University of Milan, Milan, Italy, 5 Divison of Pathology, IRCCS European Institute of Oncology (IEO), Milan, Italy, 6 IrsiCaixa Foudation, Hospital Universitari Germans Trias i Pujol, Badalona, Spain, 7 Division of Medical Oncology, Fondazione IRCCS Ca’ Granda, Ospedale Maggiore Policlinico, Milan, Italy, 8 Rehabilitation Unit, “Mons. L. Novarese” Hospital, Moncrivello, Italy, 9 Pathology Unit, Department of Health Sciences, Novara Medical School, Novara, Italy, 10 Department of Oncology and Hemato-Oncology, University of Milan, Milan, Italy Breast cancer-related lymphedema (BCRL) occurs in a significant number of breast cancer survivors as a consequence of the axillary lymphatics’ impairment after therapy (mainly axillary surgery and irradiation). Despite the recent achievements in the clinical management of these patients, BCRL is often diagnosed at its occurrence. In most cases, it remains a progressive and irreversible condition, with dramatic consequences in terms of quality of life and on sanitary costs. There are still no validated pre-surgical strategies to identify individuals that harbor an increased risk of BCRL. However, clinical, therapeutic, and tumor-specific traits are recurrent in these patients. Over the past few years, many studies have unraveled the complexity of the molecular and transcriptional events leading to the lymphatic system ontogenesis. Additionally, molecular insights are coming from the study of the germline alterations involved at variable levels in BCRL models. Regrettably, there is a substantial lack of predictive biomarkers for BCRL, given that our knowledge of its molecular milieu remains extremely puzzled. The purposes of this review were (i) to outline the biology underpinning the ontogenesis of the lymphatic system; (ii) to assess the current state of knowledge of the molecular alterations that can be involved in BCRL pathogenesis and progression; (iii) to discuss the present and short- term future perspectives in biomarker-based patients’ risk stratification; and (iv) to provide practical information that can be employed to improve the quality of life of these patients. Keywords: breast cancer related lymphedema, pathobiology, genetics, breast cancer, survivorship, quality of life INTRODUCTION Breast cancer-related lymphedema (BCRL) is a particular form of secondary lymphedema occurring after axillary surgical procedures and/or irradiation in 14–54% of breast cancer survivors (1). Its clinical signs are related to an augmented volume of the upper limb due to tissue swelling and subsequent fibrosis (2). These include impaired function and strength,
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REVIEWpublished: 02 April 2020
doi: 10.3389/fonc.2020.00422
Frontiers in Oncology | www.frontiersin.org 1 April 2020 | Volume 10 | Article 422
Alessandro de Sire 1,8, Renzo Boldorini 9 and Nicola Fusco 5,10*
1 Physical and Rehabilitative Medicine, Department of Health Sciences, University of Eastern Piedmont “A. Avogadro”,
Novara, Italy, 2 School of Pathology, University of Milan, Milan, Italy, 3Division of Pathology, Fondazione IRCCS Ca’ Granda,
Ospedale Maggiore Policlinico, Milan, Italy, 4 Ph.D. Program in Translational Medicine, University of Milan, Milan, Italy,5Divison of Pathology, IRCCS European Institute of Oncology (IEO), Milan, Italy, 6 IrsiCaixa Foudation, Hospital Universitari
Germans Trias i Pujol, Badalona, Spain, 7Division of Medical Oncology, Fondazione IRCCS Ca’ Granda, Ospedale Maggiore
Policlinico, Milan, Italy, 8 Rehabilitation Unit, “Mons. L. Novarese” Hospital, Moncrivello, Italy, 9 Pathology Unit, Department of
Health Sciences, Novara Medical School, Novara, Italy, 10Department of Oncology and Hemato-Oncology, University of
Milan, Milan, Italy
Breast cancer-related lymphedema (BCRL) occurs in a significant number of breast
cancer survivors as a consequence of the axillary lymphatics’ impairment after therapy
(mainly axillary surgery and irradiation). Despite the recent achievements in the clinical
management of these patients, BCRL is often diagnosed at its occurrence. In most
cases, it remains a progressive and irreversible condition, with dramatic consequences
in terms of quality of life and on sanitary costs. There are still no validated pre-surgical
strategies to identify individuals that harbor an increased risk of BCRL. However, clinical,
therapeutic, and tumor-specific traits are recurrent in these patients. Over the past few
years, many studies have unraveled the complexity of the molecular and transcriptional
events leading to the lymphatic system ontogenesis. Additionally, molecular insights are
coming from the study of the germline alterations involved at variable levels in BCRL
models. Regrettably, there is a substantial lack of predictive biomarkers for BCRL, given
that our knowledge of its molecular milieu remains extremely puzzled. The purposes of
this review were (i) to outline the biology underpinning the ontogenesis of the lymphatic
system; (ii) to assess the current state of knowledge of the molecular alterations that can
be involved in BCRL pathogenesis and progression; (iii) to discuss the present and short-
term future perspectives in biomarker-based patients’ risk stratification; and (iv) to provide
practical information that can be employed to improve the quality of life of these patients.
Keywords: breast cancer related lymphedema, pathobiology, genetics, breast cancer, survivorship, quality of life
INTRODUCTION
Breast cancer-related lymphedema (BCRL) is a particular form of secondary lymphedemaoccurring after axillary surgical procedures and/or irradiation in 14–54% of breast cancersurvivors (1). Its clinical signs are related to an augmented volume of the upper limb dueto tissue swelling and subsequent fibrosis (2). These include impaired function and strength,
Invernizzi et al. Biology of Breast Cancer Related Lymphedema
malaise, pain, comorbidities, and psychosocial frailty (3, 4). Thediagnosis of BCRL is established by the measurement of thearm volume. Over the past decades, a wide variety of strategieshave been proposed to identify and quantify alterations in theupper limb volume, including tape, perometry, bioimpedance,imaging (e.g., lymphography and magnetic resonance imaging),and augmented reality tools (5–9). BCRL prevention is centeredon general healthcare suggestions, such as physical activity,body weight control, skincare, avoidance of infections (10).However, microsurgery-based primary prevention schemes, suchas axillary reverse mapping and lymphatic-venous bypass, areshowing promising results (11). For decades BCRL has beenconsidered as an incurable condition but several therapeuticapproaches are now available, both in the setting of physicaltherapy (e.g., complex decongestive therapy, manual lymphdrainage, Qigong exercise, yoga, laser therapy, extracorporeal,shock wave therapy) and surgery (e.g., tissue excision, derivativemicrosurgery, microsurgical reconstruction, vascularized lymphnode transfer, block of sympathetic innervation) (8, 12–15). Regrettably, the pre-surgical identification of high-riskindividuals is extremely challenging.
Despite these insights, the multifaceted biology of BCRLremains poorly understood due to the substantial lack ofmolecular data. Therefore, tailored prevention and treatmentschemes are not routinely performed in these patients. In thisreview article, we seek to outline the biological and geneticchanges in the lymphatic system development and impairmentin breast cancer survivors, focusing on possible biomarkers forits risk assessment, diagnosis, prognostication, and treatment.
PATHOPHYSIOLOGY
Ontogenesis of the Lymphatic SystemThe lymphatic system is composed of a complex networkof vessels and organs complementary to the cardiovascularsystem (16). It plays a crucial role in several biological events,including immune response and homeostasis of interstitialfluids, cells, molecules, and tissue debris (17, 18). At earlystages of embryogenesis, the lymphatic vessels develop from theembryonic veins through the stepwise expression of numerousmolecules, including prospero-related homeobox domain 1(PROX1) and nuclear receptor subfamily 2, group F, member 2(NR2F2) (17, 19). Interestingly, the silencing of these two genesin mice prevents lymphangiogenesis (20, 21). The lymphaticsac, which is lined by lymphatic endothelial cells (LECs),represents the earliest lymphatic structure (22). The LECs expresslymphatic-specific proteins, such as vascular endothelial growthfactor C (VEGFC). The absence of this molecule in animalmodelsresults in diffuse and lethal tissue swelling (23). The separationof the lymphatic system from the blood vessels leads to theformation of the lymphatic plexus (24). This process is mediatedby a signaling pathway in which podoplanin (PDPN), expressedby the LECs, interacts with its receptor on platelets, promotingtheir aggregation (25). Subsequently, platelet microthrombi forma physical barrier that interrupts the communication betweenlymphatic and blood vessels (26, 27). Inactivating mutations inPDPN are related to defects in vascular system separation, andsubsequent abnormal shunts (24, 27, 28). The development of
a contractile component (i.e., myoepithelial cells) coupled withthat of a valve system allows for the unidirectional flow ofthe lymph fluid. This phase is characterized by the differentialexpression of PROX1, forkhead box protein C2 (FOXC2),GATA2, integrin α9 (ITGA9), and its ligand extra domain Afibronectin (29, 30). Their deficiency is associated with failurein valve formation and consequent lymphedema (31–33). Thekey molecular and transcriptional events in the lymphatic systemontogenesis are outlined in Figure 1.
Fluid Drainage and AnatomicConsiderationsThe lymph flow is determined by both intrinsic and extrinsicforces that promote lymph propulsion in the lymphatic conduct;intraluminal one-way valves minimize the backflow (34). Giventhe lack of a central pump for the lymph fluid, the flow is drivenby rhythmic contractions of smoothmuscle cells in the lymphaticvessels (35). Arterial pulsations, skeletal muscle compression,fluctuations of central venous pressure, gastrointestinalperistalsis, and respiration are also involved in this mechanism,representing the passive lymph pump. The entire interstitialdrainage process is governed by the Starling equation (Figure 2).Three types of lymphatic channels are present, namely capillaries(also referred to as initial lymphatics), pre-collecting vessels,and collecting vessels (Figure 3). Capillaries are blind-endingvessels composed of a single layer of non-fenestrated LECs, withan incomplete basal lamina. These structures have specializedjunctions and anchoring systems that act synergistically inpromoting the passage of lymph from the interstitium to thelumen (36). Pre-collecting vessels are characterized by thealternation of propulsion segments (i.e., provided with muscularcoat and intraluminal valves) and tracts with an absorbingarchitecture (i.e., irregularly-arranged of smooth muscle cellsand discontinuous basal lamina) (37). These vessels convergeinto the collecting vessels, whose functional unit is representedby the lymphangion, defined as the segment between two valves(38). Lymphangions have zipper-like junctions between LECs,continuous basement membrane, well-represented muscularlayer, and bi-leaflets one-way valves (39). It should be noted thatthe lymphatic network is asymmetric. Hence, the right lymphaticduct, which drains in the right subclavian vein, is present onlyin the right upper limb, the right side of the trunk, and the headand neck region (40), while all other territories are drained bythe thoracic duct into the left subclavian vein (41).
Understanding the Tissue Milieu:Inflammation and Matrix ResponseThe soft tissue composition is a key factor in lymphatichomeostasis, as demonstrated by the increased risk oflymphedema related to fat accumulation (8, 42, 43).Importantly, the lymphatic fluid stasis regulates the expressionof genes with regulatory functions in adipogenesis, such asperoxisome proliferator-activated receptor gamma (PPARG) andCCAAT/enhancer-binding protein alpha (CEBPA) (44). Anotherkey factor is represented by the adiponectin, a protein hormoneinvolved fatty acid breakdown, that contributes to the signalingbetween adipose and immune cells and regulates the chronicinflammatory response (44). This protein can be overexpressed
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FIGURE 1 | Key molecular and transcriptional events in the lymphatic system ontogenesis. Different stages of lymphatic system development are outlined by their
distinct stage-specific expression of different molecules. LEC, lymphatic endothelial cell.
in response to lymphatic fluid stasis, thus mediating the toleranceto proinflammatory stimuli in the case of obstruction (44, 45).Recently, adipose-derived stem cells co-cultured with humanlymphatic endothelial cells have been shown to induce mRNAexpression of lymphatic markers and proliferation/migrationof lymphatic endothelial cells, without affecting tube formation(46). These data pave the way for possible engineering therapiesto improve secondary lymphedema outcome.
Fibrosis and increased subcutaneous adipose tissue volumeare the two main aspects of tissue remodeling which characterizelate-stage BCRL (47). Therapeutic interventions designed toreduce their presence can increase the lymphatic function (48).In this respect, both cytokines and immune cells promotelymphangiogenesis, with a subsequent potential therapeutic role(49, 50). Interestingly, alternatively activated macrophages (M2)are often increased in lymphedema tissues, particularly in thesetting of T helper 2 cell-mediated anti-inflammatory response infibrotic phases (45). The macrophage infiltration in lymphedemadecreases the overall inflammation and inhibits fibrosis (45).It has recently been proposed that a high capillary filtrationcoefficient coupled with increased plasma levels of VEGFC mayconstitute important biological traits of BCRL patients (51).Hence, a systemic increase in VEGFC promotes microvascularpermeability, and an overload of the remaining lymphaticdrainage capacity (52). On the other hand, the recovery ofinterstitial fluid drainage and the natural resolution of acuteBCRL are not hindered by the administration of VEGF receptorsblockers, suggesting that these processes are lymphangiogenesisindependent. Taken together, the interstitial matrix plays acentral role in the increase of lymph drainage (53).
RISK STRATIFICATION: WHO IS LIKELY TODEVELOP BCRL?
Despite early detection can improve BCRL patients’ outcome,the preventive options available to date are extremely limited
(54). The physical disruption of the arm lymphatics, suchas in case of axillary lymph node dissection (ALND), is awell-established determinant of BCRL (55). Of note, both thenumber of lymph nodes removed and the number of metastaticlymph nodes are associated with an increased risk (56, 57). Ithas been hypothesized that this could be due to the higherdose of radiations that these patients receive in the axilla(55, 57). Hence, radiation-induced necrosis is likely to beinvolved BCRL pathogenesis (58). A higher prevalence of BCRLhas also been observed in patients treated with anti-tumorsystemic drugs, such as taxanes and trastuzumab, probably dueto diminished lymphatic contractility (59–61). The correlationbetween body max index (BMI) >25 kg/m2, post-operativeweight increase, dyslipidemia, and BCRL has been widelydemonstrated (8). However, novel tumor-specific pathologicalfeatures, such as peritumoral lymphovascular invasion and theextra-nodal extension of the metastatic deposits, have recentlybeen proposed to improve BCRL risk stratification (56, 57).In general, there is a wide agreement that breast-conservingsurgery is protective against long-term complications, includingBCRL (62).
In addition to the classical mechanistic explanation, the studyof the genetics underpinning BCRL has provided intriguinginsights. Several germline alterations in genes involved atvarious levels in lymphangiogenesis have been documentedin BCRL patients, suggesting a possible role for individualpredisposition in the development of lymphedema followingbreast cancer therapy (Table 1). These genes include lymphocytecytosolic protein 2 (LCP2), spleen associated tyrosine kinase(SYK), endothelial cell adhesion proteins (i.e., promoters, growthfactors, and their receptors), interleukins, and K-channel genes(50, 63–72). Interestingly, these genes show recurrent somaticalterations in breast cancer, with a higher prevalence ofgene copy-number alterations (CNAs) than somatic mutations(Figure 4). Despite these relevant observations, no tumor-specific recurrent molecular alterations have been identified inBCRL patients.
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FIGURE 2 | Schematic representation of the fluid homeostasis based on the Starling equation. When the blood flow goes into the capillary, the capillary hydrostatic
pressure (Pc) and the interstitial oncotic pressure (πi) drive oxygen and nutrients toward body’s cells. Conversely, when blood moves toward venules, the interstitial
fluid hydrostatic pressure (Pi) along with the plasma oncotic pressure (πp), which are mainly applied by the surrounding proteins, drive wastes and carbon dioxide into
the capillary and subsequently out of the body.
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FIGURE 3 | Representative structure of the different types of lymphatic vessels. Small, branching lymphatic capillaries lined by a single file of lymphatic endothelial
cells (LEC) are connected to pre-collector lymphatic vessels, showing tracts with a discontinuous basal lamina. The collecting vessels, whose functional unit is the
lymphangion, are larger in diameter and have a prevalent propulsion function.
GENOMIC LANDSCAPE AND MOLECULARHETEROGENEITY
Genetic Determinants and Putative DriverAlterationsIt has been suggested that BCRL susceptibility might haveindividual determinants, raising the possibility that therapy-associated lymphatic injuries might heighten a pre-existingdeficit in the lymphatic function (73). Hence, among patientswith BCRL, those with the involvement of the whole arm andhand showed an impairment of lymphatic function also in thecontralateral unaffected arm (74). Following this circumstantialevidence, the detection of recurrent genetic traits is strategic toachieve the goal of precision medicine in BCRL.
Lymphangiogenic and Angiogenic GenesIn the last decade, the presence of alterations in genes relatedto lymphangiogenesis, lymphatic function, and permeability hasbeen unraveled in BCRL. One of the most studied genes isLCP2, which is involved in the immune response through themodulation of the T-cell signaling pathway (75). In addition,LCP2 plays a central role in the lymphatic development,participating in the platelet-dependent mechanism of separationbetween blood and lymphatic vessels during embryogenesis(26, 76). Alterations in this gene are related to inheritedlymphedema (77, 78). Copy-number alterations in LCP2 occur
in 1.4% of breast cancer patients (Figure 4). They show astrong tendency toward co-occurrence with alterations in othergenes known to be implicated in BCRL, such as interleukins(i.e., IL4, IL10, IL13) and neuropilin 2 (NRP2), as detailedin Table 2. NRP2 is a transmembrane glycoprotein expressedin blood and LECs, which is upregulated in the presence ofischemia and/or hypoxia (79–81). This protein is consideredan important mediator of angiogenesis and lymphangiogenesis,acting as a co-receptor with VEGFC. This a molecule isencoded by two genes, namely VEGFC and Fms-related tyrosinekinase 4 (FLT4) (82–84). Somatic alterations in NRP2, FLT4,and VEGFC have a strong tendency of co-occurrence inbreast cancer (Table 2) and may predispose to secondarylymphedema (68, 69, 73). Vascular cell adhesion protein 1(VCAM1) is an adhesion molecule that promotes lymphocytetrans-endothelial migration in cytokine activated endothelium(85, 86). This adhesion molecule fosters tissue inflammationand contributes to lymphedema progression. CNAs in VCAM1occur in ∼1% of breast cancer patients (Figure 4) and theyare simultaneously present together with somatic alterationsin other genes implicated in BCRL pathogenesis (Table 2).These include interleukins, nuclear kappa factor-beta 2 (NFKB2),VEGFR/KDR, as well as the hepatocyte growth factor (HGF)and its receptor MET. Six HGF/MET mutations in the sites ofinteraction and binding domain, respectively, were identified insecondary lymphedema, suggesting that altering this pathway can
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Cell proliferation, differentiation, and phagocytosis;
Separation of newly formed lymphatic vessels from the blood vasculature.
VCAM1 Cell adhesion promoters Vascular endothelial cell adhesion and signal transduction.
HGF, HGFR/MET, VEGFC, FLT4,
VEGFR2/KDR, NRP2
Growth factors and receptors Mitogenesis and morphogenesis;
Embryonic development;
Myocardial development;
Epithelial-mesenchymal transition;
Liver regeneration.
Cardiovascular development;
Angiogenesis;
Lymphangiogenesis;
Endothelial cell growth;
Permeability of blood vessels.
NFKB2, RORC, FOXC2 Transcription factor-coding Inflammation and immune response
Lymphoid organogenesis (in mice).
Valves development.
GJC2, GJA4 Connexins Arteriogenesis;
Oocyte survival;
Oligodendrocyte development.
IL1A, IL4, IL6, IL10, IL13 Interleukins Apoptosis and cell proliferation;
Immunoregulation and inflammation;
Expressed also in endothelial cells.
KCNA1, KCNJ3, KCNJ6, KCNK3 K channel proteins Electrochemical gradient across cell membranes;
In the lymphatic system facilitate lymph flow.
FIGURE 4 | Oncoprint visualization of the somatic molecular alterations in breast cancers (n = 3,394 samples) involving 22 genes with reported germline alterations in
BCRL patients. Each column represents a sample, each row represents a gene, as reported on the left. The genes were sorted by alterations frequency (percentage
on the left). Types of alterations and study of origin (publicly available at cBioportal.com) are color-coded on the basis of the legend on the bottom.
increase individual risk of developing lymphedema after breastsurgery and thus providing a new potential therapeutic target(66). Another important gene in BCRL is represented by RAR-related orphan receptor gamma (RORC), which is known to
be implicated in lymphangiogenesis, lymph node organogenesis,immune response, and cancer (87). Regrettably, the specificfunctions of this transcription factor in humans remain poorlyunderstood. Interestingly, both somatic missense mutations and
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TABLE 2 | Significant trends in co-occurrence between pairs within genes linked to BCRL in breast cancer public datasets available at cBioPortal.
A B Neither A not B B not A Both log2 O.R. p-value q-value
LCP2 FLT4 2756 26 35 14 >3 <0.001 <0.001
LCP2 IL13 2785 34 6 6 >3 <0.001 <0.001
LCP2 IL4 2782 34 9 6 >3 <0.001 <0.001
LCP2 GJC2 2476 27 315 13 1.92 <0.001 0.003
LCP2 IL10 2490 30 301 10 1.463 0.009 0.034
LCP2 NRP2 2737 34 54 6 >3 <0.001 0.001
NRP2 KCNA1 2687 50 84 10 2.678 <0.001 <0.001
NRP2 IL13 2762 57 9 3 >3 0.002 0.01
NRP2 IL4 2759 57 12 3 >3 0.003 0.017
NRP2 KCNJ6 2739 56 32 4 2.612 0.006 0.028
NRP2 KCNJ3 2750 57 21 3 2.785 0.013 0.045
MET NRP2 2733 38 56 4 2.361 0.011 0.039
VEGFC NRP2 2727 44 53 7 >3 <0.001 <0.001
VEGFC FLT4 2739 43 41 8 >3 <0.001 <0.001
VEGFC RORC 2465 35 315 16 1.839 <0.001 0.001
VEGFC IL10 2484 36 296 15 1.806 <0.001 0.002
SYK VCAM1 2774 29 25 3 >3 0.004 0.017
VCAM1 NFKB2 2781 25 22 3 >3 0.002 0.01
VCAM1 GJA4 2784 25 19 3 >3 0.001 0.008
VCAM1 HGF 2774 25 29 3 >3 0.004 0.017
VCAM1 IL13 2793 26 10 2 >3 0.006 0.026
VCAM1 KDR 2763 25 40 3 >3 0.008 0.033
VCAM1 IL4 2790 26 13 2 >3 0.009 0.034
VCAM1 MET 2766 23 37 5 >3 <0.001 <0.001
MET KDR 2753 35 36 7 >3 <0.001 <0.001
MET KCNA1 2700 37 89 5 2.035 0.012 0.04
HGF MET 2763 26 36 6 >3 <0.001 <0.001
SYK MET 2760 29 39 3 2.872 0.011 0.039
RORC GJC2 2377 126 123 205 >3 <0.001 <0.001
RORC IL10 2372 148 128 183 >3 <0.001 <0.001
RORC KCNA1 2432 305 68 26 1.608 <0.001 <0.001
RORC GJA4 2485 324 15 7 1.84 0.01 0.036
KDR RORC 2470 30 318 13 1.751 <0.001 0.006
FLT4 RORC 2467 33 315 16 1.925 <0.001 <0.001
NFKB2 GJA4 2787 22 19 3 >3 <0.001 0.006
NFKB2 IL10 2502 18 304 7 1.678 0.015 0.049
GJA4 IL10 2505 15 304 7 1.943 0.007 0.03
FLT4 GJA4 2763 46 19 3 >3 0.006 0.026
GJC2 IL10 2423 97 80 231 >3 <0.001 <0.001
FLT4 GJC2 2475 28 307 21 2.596 <0.001 <0.001
gene amplification in RORC are highly recurrent in breastcancers, being detected in up to 12% of patients (Figure 4).Alterations in this gene can be observed in patients that harboralterations in other BCRL genes, such as FLT4, IL10, andVEGFR2/KDR (Table 2).
Immunomodulation and Inflammatory ResponseVariations in pro-inflammatory (e.g., IL1, IL2, IL8, IL17, NFKB2)and anti-inflammatory (e.g., IL4, IL10, IL13) cytokines havebeen found in the circulating DNA of patients with BCRL(50). Among these, the single nucleotide polymorphisms (SNPs)
significantly related to the development of unilateral armswelling are those targeting NFKB2, IL10, and IL4. In particular,NFKB2 is a transcription factor involved in a multitude ofbiological processes, including (but not limited to) angiogenesis,cell proliferation, inflammation, tumorigenesis, and tumorprogression (88). Alterations in this gene are relatively rare(∼0.8%) in breast cancers and display the strong propensitytoward co-occurrence with those targeting IL10, that are highlyrecurrent (12%), as shown in Figure 4 and Table 2. IL10 isan anti-inflammatory cytokine that acts downregulating theexpression of Th1 cytokines, MHC class II antigen-presenting
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Invernizzi et al. Biology of Breast Cancer Related Lymphedema
molecules, and costimulatory molecules on macrophages (48).In particular, IL10 influences active transcription factor bindingsites that are involved in lymphangiogenesis. Most importantly,this interleukin induces immunosuppression and tumor escapefrom immune surveillance, particularly in breast cancers lackingthe expression of the estrogen receptor (89). Alterations in IL4have also been detected in the circulating DNA of BCRL patients.This pleiotropic cytokine is produced by CD4+ T-cells and it hasan important role in B-cell immune response modulation (48).This pathway is thought to be involved in alterations observedin lymphedematous tissues, such as fibrosis, adipose deposition,and lymphatic dysfunction (48, 90). Interestingly, it has beenrecently observed that cyclooxygenase (COX)2 and its productprostaglandin (PG)E2 are overexpressed in breast cancer stroma,having a possible role in lymphangiogenesis and metastaticspread s through lymphatics (91). Specifically, PGE2 activatesthe EP4 receptor in cancer cells and macrophages, promotinglocal VEGF-C/D overexpression, and LECs proliferation (91). Allthis information opens new avenues in BCRL risk stratification,providing that further prospective clinical studies will bedesigned to investigate whether NFKB2, IL10, IL4, and EP4can be employed as circulating biomarkers for pre-surgicalrisk assessment.
Transmembrane Diffusion and Inter-cellular
CommunicationConnexins are a family of specialized transmembrane proteinsthat form the gap junctions between cells (70). They are crucialfor both blood and lymphatic vessel homeostasis (70). Manyauthors have suggested that connexins may be implicated inthe initial development of the lymphatic system, particularlyin the formation of the lymphatic valves and sac (92, 93).Mutations in genes encoding the connexins 47 and 37, namelygap junction protein gamma 2 (GJC2) and gap junction proteinalpha 4 (GJA4), have been linked to both primary and secondarylymphedema (67, 72, 94). Intriguingly, GJC2 CNAs are highlyrecurrent in breast cancer, being present in 12% of cases inthe cBioPortal, as depicted in Figure 4. Furthermore, CNAs inGJC2 and GJA4 are significantly present together with somaticalterations in other BCRL genes, such as RORC, IL10, and FLT4(Table 2). So far, these gap junction proteins represent promisingbiomarkers in both breast cancer and BCRL prognostication.
Membrane Action Potential and Smooth Cell
ContractionSeveral potassium channel genes were found to be the targetof SNPs in the setting of secondary lymphedema. These genesinclude potassium voltage-gated channel subfamilies A member1 (KCNA1), J member 3 (KCNJ3), 2 (KCNJ6), and K member3 (KCNK3) (71). In particular, KCNA1 is a transmembraneprotein selective for potassium-positive ions; its functions areto shape the action potential and promote the return of thedepolarized membrane to its resting state. KCJN3 and KCJN6are inward rectifying channels that act in an opposite way tovoltage gated-channels, supporting the flow of positively chargedpotassium ions into the cell and stabilizing the resting membraneof cells (38, 71). Finally, KCNK3 is another relevant tissue factorthat contributes to the maintenance of the resting potential,
giving rise to the background or outward leak potassium-positive currents (38). Despite the great efforts that have beenmade to determine the influence of genetic predisposition inBCRL pathophysiology, these analyses have several limitations.Larger sample sizes could reveal additional associations betweenpolymorphisms and BCRL.
Biological Characteristics of the PrimaryTumorsThe possible existence of molecular indicators evaluable in apre-operative/operative setting remains one of the key topicssurrounding BCRL. For this aim, a search on the publicgenomic database cBioPortal has been conducted to determinewhether genetic alterations associated with both congenital andpostsurgical lymphedema occurred also in breast cancer. Acorrelation between lymphedema candidate genes and mutationsin the primary tumor could be useful as an indicator ofpatients’ individual susceptibility, along with the well-knowntreatment-related risk factors. A query was submitted in orderto search genetic alterations of literature driven genes in 2,509breast cancer samples from METABRIC (Molecular Taxonomyof Breast Cancer International Consortium) project. Notably,in almost all cases genetic alterations found in candidate geneconsist of gene amplification, while previous genetic studiesindividuated single nucleotide polymorphisms associated withBCRL. Most genes were altered in a small percentage of tumorsamples, ranging from 0.1 to 2.5%. However, three of themwere amplified in at least one-fifth of the breast cancer cases.Specifically, the RORC gene was amplified in 20%, GJC2 in 24%and IL10 in 25% of samples.
To date, the function of RORC’s encoded protein in humansremains poorly understood. However, there are several lines ofevidence to suggest that this gene may play a part in lymphoidorganogenesis and thymopoiesis regulation (87). In addition,RORC protein plays a role in the expression of some clockgenes and its expression has been linked to breast cancersurvival outcomes (95). RORC overexpression seems to increasedistant metastasis-free survival in breast cancer patients (96–98).However, given the lack of knowledge on its precise functionand interactions in humans, it is not possible to speculateon the role of RORC in BCRL pathogenesis, preventing alsoany consideration of the correlation between its amplificationand lymphedema occurrence. Connexins are widely expressedin the normal mammary glands, where gap junctions havedistinct functions in development and homeostasis, such asmodulation of cell proliferation and lactation (99). In advancedbreast neoplasms, they are believed to increase the capacity oftumor cells to metastasize through enhancing their invasionand adhesion ability as well as by protecting tumor cells fromhypoxia-induced death (100–102). Furthermore, some subtypesof connexins, namely Cx26, Cx32, and Cx43 are overexpressed inmetastatic lymph nodes of ductal carcinomas (103, 104). Thesefindings suggest that, in later stages, connexins facilitate themetastatic involvement of locoregional lymph nodes. However,further studies are required to support this hypothesis.
Immunoregulatory cytokines, such as IL10, are importantactors in tumor microenvironment associated with breast cancer.Specifically, IL10 is a pleiotropic anti-inflammatory cytokine with
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Invernizzi et al. Biology of Breast Cancer Related Lymphedema
a dual role in breast cancer, exhibiting both pro- and anti-tumoractivities (105). Its intricate molecular pattern of interactions hasnot been fully elucidated yet, however, this regulatory moleculeis thought to take part in tumor initiation and progression,promoting immunosuppression and tumor immune evasion.IL10 predominantly displays a tumor-inhibiting activity throughthe activation of NK cells, enhancement in surface expression ofMHC antigen and promoting tumor infiltration by neutrophiland macrophages (106). In the opposite way, IL10 may alsoreduce immune response against cancer, mainly decreasing theantigen presentation capacity and modulating the productionof several cytokines. Hence, higher levels of IL10 may increasetumor immune escape and this hypothesis is consistent with theobservation of increased IL10 concentration in serum of breastcancer patients, particularly in case of metastatic disease (89).Hypothesizing that gene amplification leads to an increase inprotein expression, IL10 immunosuppressive properties couldthe metastatic potential of breast cancer, increasing the riskof lymph node involvement, which represents a well-knownpredisposing factor for BCLR. These assumptions on the possibleprognostic value of IL10 amplification for lymphedema riskprediction remain largely speculative. However, some studiesfound higher IL10 levels in metastatic lymph nodes and IL10polymorphisms associated with increased expression in patientswith lymph node-positive breast cancer (107, 108). Interestingly,high IL10 levels were also found in inflammatory breast cancer,a particularly aggressive and highly metastatic form of breastcancer, in which this cytokine correlates with the presence oflymphovascular invasion (109). This parameter has been recentlyassociated with an increased risk of BCRL in patients with leftside localization.
In summary, there is no specific evidence to date thatgenetic alterations in primary tumor play a direct role inBCRL pathogenesis. However, the correlation between somaticmutations and higher rates of nodal involvement could indirectlylead to more aggressive therapeutic schemes, including ALNDand axillary radiation, and thus increasing the odds of developingpost-surgical lymphedema.
LYMPHANGIOGENESIS-RELATEDMECHANISMS AS POTENTIALLYDRUGGABLE TARGETS
All these novel data suggest that novel individualized therapeuticstrategies can be realistically implemented. In particular,the crucial role of VEGF and the observation of BCRLimprovement in patients treated with anti-VEGF monotherapyprovided evidence for the possible role of anti-angiogenicdrugs in lymphedema treatment (110). In particular, a pilotstudy was conducted in order to evaluate the efficacy andsafety of bevacizumab, a monoclonal antibody directed againstVEGF, in patients with lymphedema following breast cancertreatment (110). The working hypothesis was that VEGF-inhibitors could significantly reduce interstitial fluid collectionthrough the modulation of vascular permeability, resultingin an indirect improvement of lymphatic obstruction and
drainage. Preliminary study results confirmed the hypothesisthat Bevacizumab has a role in interstitial fluid pressure andextracellular fluid volume reduction (NCT00318513). However,many aspects limit its use in clinical practice for breast cancerpatients. To date, Bevacizumab is no longer approved for breastcancer treatment and there is only partial evidence regardingthe use of VEGF-inhibitors in subjects without active cancer.Lymph fluid collection represents the starting point of BCRL,which is worsened by chronic inflammatory tissue response toprotein-rich fluid accumulation. The modulation of immunesignalmolecules, such as interleukins, could reduce inflammationand tissue reaction, preventing lymphedema chronicization. Inthis setting, a trial is ongoing to test the efficacy of peripheralintravenous injections of a combination of two monoclonalantibodies that neutralize the biologic activity of IL4 and IL13(NCT02494206). Further clinical studies are needed to developtargeted therapies directed to improve lymphatic regenerationand function, together with the modulation of inflammatorypathways. An appropriate medical treatment combining physicaland molecularly targeted drugs administered early on aftersurgery in high-risk individuals could become the key strategyto prevent lymphedema formation.
CONCLUSIONS
BCRL is a complex and underdiagnosed condition, withpotentially devastating consequences on the quality of lifeof breast cancer survivors. Several genetic, anatomical,biological, and clinical factors might intervene in itsdevelopment, supporting the hypothesis of a multifactorialetiopathogenesis. Impairment of the lymphatic systemembryogenetic differentiation mechanisms, anatomicalvariations, alterations of the lymphatic pacemaking system,mechanisms of phasic contractions of the lymphatic vessel, andsystemic inflammation might act synergistically. In addition,mutations in genes encoding inter-cellular communicationhave been linked to both primary and secondary lymphedema.There is no evidence that genetic alterations related to thedifferent molecular subtypes of breast cancer could influenceBCRL pathogenesis. On the other hand, medical, surgical, andradiation therapies are crucial factors in its development andprogression. Further research is needed in order to clarify,according to a novel multidisciplinary approach, the strictcorrelation between clinical and biological aspects of BCRL. Theidentification of specific molecular targets, novel biomarkers, andvalidated risk stratification tools could prove significantly crucial,bringing us closer to achieving the goal of precision medicinefor BCRL.
AUTHOR CONTRIBUTIONS
MI and NF: study concept and design. MI, RB, and NF:supervision. GL, AM, AS, and LR: manuscript writing (firstdraft). AM: bibliography. GL, KV, and ES: iconography. LD andMG: first draft revision. All authors: revision and approval of thefinal draft.
Frontiers in Oncology | www.frontiersin.org 9 April 2020 | Volume 10 | Article 422