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Institutional structures in the governance of grasslands in western China Scott Waldron & Colin Brown China Agricultural Economics Group, The University of Queensland Zhao Yutian Research Centre for the Rural Economy Ministry of Agriculture ACIAR Project LPS2001/094 “Sustainable development of grasslands in western China” Workshop
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Institutional structures in the governance of grasslands in western China Scott Waldron & Colin Brown China Agricultural Economics Group, The University.

Dec 18, 2015

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Page 1: Institutional structures in the governance of grasslands in western China Scott Waldron & Colin Brown China Agricultural Economics Group, The University.

Institutional structures in the governance of grasslands in western China

Scott Waldron & Colin Brown China Agricultural Economics Group,

The University of Queensland

Zhao YutianResearch Centre for the Rural Economy

Ministry of Agriculture

ACIAR Project LPS2001/094“Sustainable development of grasslands in western China” Workshop

Page 2: Institutional structures in the governance of grasslands in western China Scott Waldron & Colin Brown China Agricultural Economics Group, The University.

• Simple overview provided here

• Substance in Brown et al. (Sept. 2008)

Page 3: Institutional structures in the governance of grasslands in western China Scott Waldron & Colin Brown China Agricultural Economics Group, The University.

3. The State

2. Collectives

1. Households

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Institutional structures in the governance of grasslands

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Page 4: Institutional structures in the governance of grasslands in western China Scott Waldron & Colin Brown China Agricultural Economics Group, The University.

Control-release cycles in grassland management

Central Planning era - 1950-80s Post reform era - 1980-1990s 2000-mid term future Mid-longer term future??

Cent

ralis

ation

Dece

ntra

lisati

on

Commune era,monopolymarketing

, but nomads

HPRS, marketingreforms

Policy & legalinterventions

Page 5: Institutional structures in the governance of grasslands in western China Scott Waldron & Colin Brown China Agricultural Economics Group, The University.

1. Individual households

• Re-included in the decision making process in the reform era

• Obviously important for on-farm management decisions

• Obviously more needs to be done to strengthen understanding & capacity of households

Page 6: Institutional structures in the governance of grasslands in western China Scott Waldron & Colin Brown China Agricultural Economics Group, The University.

Household decisions but …..forged by their institutional environment

In the areas of:

• Which genetics & when

• Which disease prevention / treatment & when

• Stock numbers and type

• Where to graze & when

• How to pen-feed & when

• Timing and assistance with shearing and turnoff

Function of:

• Household decisions

• Service provision

• Policy

Page 7: Institutional structures in the governance of grasslands in western China Scott Waldron & Colin Brown China Agricultural Economics Group, The University.

2. CollectivesTownship (State)

Natural village

Other kinship & grazing groups, associations, co-ops

Administrative village

Households (individual)

Party

Page 8: Institutional structures in the governance of grasslands in western China Scott Waldron & Colin Brown China Agricultural Economics Group, The University.

Collective decisions

• Especially important in collective grazing systems– In remote areas– In areas without perimeter fencing on spring/summer

pastures, water access etc.

• Local leaders / elders traditional role in – Governing grazing access and monitoring– Dispute resolution

• Local livestock technician – service delivery

Page 9: Institutional structures in the governance of grasslands in western China Scott Waldron & Colin Brown China Agricultural Economics Group, The University.

Local level collective/household co-management systems

• Decreasing role in grassland management due to:– Perceived failure – in managing grasslands & livestock

– Conflicts of interest – in supervision & production

– Ability to cope with changing / modernising demands

– Lack of understanding & capacity

• Acts as argument for capacity building at local levels– Most effective level of management

– Micro-level and traditional knowledge

Page 10: Institutional structures in the governance of grasslands in western China Scott Waldron & Colin Brown China Agricultural Economics Group, The University.

But until local level capacity building happens:

• The State is re-assuming control

• To provide immediate solutions to immediate problems

• Through a powerful “carrot-stick” approach / strategy, measures include:– Grazing bans / restrictions– Pen-feeding– Adjustment of herd/flock structures– Settlement & resettlement– Increasing access to off-farm infrastructure, services & jobs

• To – Intensify systems– Get people & livestock off the grasslands!– Bring about structural adjustment of the pastoral region

• Providing potential – For on-leasing and increased farm sizes– But an aging herder demograhic?

Page 11: Institutional structures in the governance of grasslands in western China Scott Waldron & Colin Brown China Agricultural Economics Group, The University.

3. The State sector

ChineseCommunist Party

Ministries

Implementation

Central administrativeunits

Central service units PCC farms

Professionalrelations

Local administrativeunits

Local state-farmsLocal service units

Ownership

Leadershiprelations

Ownership

Direction Evaluation

Professionalrelations

Leadershiprelations

Laws

State Council

National People'sCongress

&Chinese People's

Political ConsultativeConference

Page 12: Institutional structures in the governance of grasslands in western China Scott Waldron & Colin Brown China Agricultural Economics Group, The University.

Mobilisation of the State• Highest echelons have directed “macro-control” (cross-

sectoral) departments to deal with the pastoral region

• E.g. ministries / commissions of

– Development & Reform– Science & Technology– Environmental Protection– Land Resources– Civil Affairs– Poverty Alleviation– Etc.

Page 13: Institutional structures in the governance of grasslands in western China Scott Waldron & Colin Brown China Agricultural Economics Group, The University.

But ….. Ministry of Agriculture

• Retains jurisdiction over grasslands, especially the AHB– Administrative units to county level– Service units / stations to township level

• MoA as a “specialised” (sectoral) based department– Therefore potential conflict of interest – in increasing production while

engaged in environmental monitoring- e.g. AHB leadership relations with grasslands stations

• But some strengthening in “macro-control” functions of MoA– E.g. food safety, disease, information, marketing, environment/grasslands– E.g. creation of Grasslands Monitoring Centre – service unit of MoA– Furthermore, direction reflected in AHB service, extension, supervision

systems

Page 14: Institutional structures in the governance of grasslands in western China Scott Waldron & Colin Brown China Agricultural Economics Group, The University.

Implications (a)

• Can’t assume independent household decision making – Pastoral areas different to agricultural areas

• Reasons for State control– Perceived failure of local level collective/household co-management– Immediate solutions to immediate problems– State changing outlook to pastoral area – environmental and social issues

• Paternalistic “top down” governance – Both on-farm and off-farm

Page 15: Institutional structures in the governance of grasslands in western China Scott Waldron & Colin Brown China Agricultural Economics Group, The University.

Implications (b)• However …. • Local level individual/collective co-management

work critical– State needs feedback to refine policies

• Enormous potential for impact through dissemination into State systems

– Limits to State intervention – logistics & dispersed nature of grasslands

– State may “release” control in the medium term future • In which case will need “bottom up” capacity

Page 16: Institutional structures in the governance of grasslands in western China Scott Waldron & Colin Brown China Agricultural Economics Group, The University.

Decentralisation of grasslands managements??

Central Planning era - 1950-80s Post reform era - 1980-1990s 2000-mid term future Mid-longer term future??

Centr

alisa

tion

Dece

ntrali

satio

n

Commune era, but nomads

HPRS, marketingreforms

Policy & legalinterventions

?????Structural

adjustment,increased local

capacity,admin costs &

constraints,fencing,

co-operatives????????