http://informahealthcare.com/drt ISSN: 1061-186X (print), 1029-2330 (electronic) J Drug Target, 2014; 22(9): 769–789 ! 2014 Informa UK Ltd. DOI: 10.3109/1061186X.2014.929138 REVIEW ARTICLE Insights into drug delivery across the nail plate barrier Manish V. Saner, Abhijeet D. Kulkarni, and Chandrakantsing V. Pardeshi Department of Pharmaceutics, R. C. Patel Institute of Pharmaceutical Education and Research, Shirpur, North Maharshtra University, Maharashtra, India Abstract Topical therapy is at the forefront in treating nail ailments (especially onychomycosis and nail psoriasis) due to its local effects, which circumvents systemic adverse events, improves patient compliance and reduces treatment cost. However, the success of topical therapy has been hindered due to poor penetration of topical therapeutics across densely keratinized nail plate barrier. For effective topical therapy across nail plate, ungual drug permeation must be enhanced. Present review is designed to provide an insight into prime aspects of transungual drug delivery viz. nail structure and physiology, various onychopathies, techniques of nail permeation enhancement and in vitro models for trans-nail drug permeation studies. Updated list of drug molecules studied across the nail plate and key commercial products have been furnished with sufficient depth. Patents pertinent to, and current clinical status of transungual drug delivery have also been comprehensively reviewed. This is the first systematic critique encompassing the detailed aspects of transungual drug delivery. In our opinion, transungual drug delivery is a promising avenue for researchers to develop novel formulations, augmenting pharmaceutical industries to commercialize the products for nail disorders. Keywords Nail permeation, nail plate, onychomycosis, penetration enhancement, topical therapy, transungual drug delivery History Received 3 April 2014 Revised 9 May 2014 Accepted 25 May 2014 Published online 25 June 2014 Introduction Humans and animals alike are commonly plagued by the infiltration of microorganisms beneath the nail [1]. Topical therapeutics are desirable in the treatment of nail ailments like onychomycosis, a fungal nail infection, and nail psoriasis. These nail ailments are widely spread in the population, among elderly and immunocompromised patients. The topical treatment is an attractive option owing to its non-invasiveness, drug targeting to the site of action, elimination of adverse effects associated with systemic therapy, thereby raising the patient compliance and cutting back the treatment costs. However, topical therapy had limited success, primarily due to poor permeability of the nail plates to the topically applied therapeutics. For effective topical therapy across nail plate, ungual drug permeation must be enhanced [2]. Certainly, enhancement of ungual drug permeation can be accomplished by physical techniques (iontophoresis, acid etching, carbon dioxide laser, hydration and occlusion, electroporation, UV-light, photodynamic therapy, sonophor- esis/phonophoresis), mechanical methods (nail avulsion and nail abrasion) or by use of various chemical penetration enhancers (sulfites, mercaptans, hydrogen peroxides, urea, water, keratolytic agents, keratinolytic enzymes). In the past decade or so, several findings have been reported for transungual delivery of ticonazole [3], econazole [4], oxiconazole [5], ketoconazole [6,7], sertaconazole [8], miconazole [9], terbinafine [10–12], ciclopirox [13], and so on. The increased attention of researchers in this particular area may be ascribable to the infancy in the field, launch and success of several commercial topical antifungal nail lacquers like Loceryl Õ , Penlac Õ , Curanil Õ , and the obvious opportu- nities for research and development of new products in this previously neglected area. There are but few reports highlighting the crucial aspects of ungual and transungual drug delivery and associated limitations. Present review is a state-of-the-art collection of prominent facets that embodies the anatomy of nail apparatus, factors affecting drug transport into and through the nail plate, various diseases of nails, in vitro models to study transungual drug permeation and methods of nail penetration enhance- ment. Furthermore, various drug formulations studied, till date, across the nail plate and key commercial products marketed for nail disorders also contributes to the outline of this review. List of chemical enhancers has been updated to the most recent one. Patents pertaining to transungual drug delivery have also been listed systematically, for the first time. No literature available at present stating the current clinical perspectives on transungual drug delivery and our efforts are first endeavor in this direction. The prime objective behind designing of this manuscript is to present these latest updates before the scientific community. Address for correspondence: Chandrakantsing V. Pardeshi, Assistant Professor, Department of Pharmaceutics, R. C. Patel Institute of Pharmaceutical Education and Research, Shirpur (425405), Dist.- Dhule, Maharashtra, India. Tel: +91 2563 255189. Fax: +91 2563 251808. E-mail: [email protected]
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J Drug Target, 2014; 22(9): 769–789! 2014 Informa UK Ltd. DOI: 10.3109/1061186X.2014.929138
REVIEW ARTICLE
Insights into drug delivery across the nail plate barrier
Manish V. Saner, Abhijeet D. Kulkarni, and Chandrakantsing V. Pardeshi
Department of Pharmaceutics, R. C. Patel Institute of Pharmaceutical Education and Research, Shirpur, North Maharshtra University,
Maharashtra, India
Abstract
Topical therapy is at the forefront in treating nail ailments (especially onychomycosis and nailpsoriasis) due to its local effects, which circumvents systemic adverse events, improves patientcompliance and reduces treatment cost. However, the success of topical therapy has beenhindered due to poor penetration of topical therapeutics across densely keratinized nail platebarrier. For effective topical therapy across nail plate, ungual drug permeation must beenhanced. Present review is designed to provide an insight into prime aspects of transungualdrug delivery viz. nail structure and physiology, various onychopathies, techniques of nailpermeation enhancement and in vitro models for trans-nail drug permeation studies. Updatedlist of drug molecules studied across the nail plate and key commercial products have beenfurnished with sufficient depth. Patents pertinent to, and current clinical status of transungualdrug delivery have also been comprehensively reviewed. This is the first systematic critiqueencompassing the detailed aspects of transungual drug delivery. In our opinion, transungualdrug delivery is a promising avenue for researchers to develop novel formulations, augmentingpharmaceutical industries to commercialize the products for nail disorders.
Keywords
Nail permeation, nail plate, onychomycosis,penetration enhancement, topical therapy,transungual drug delivery
History
Received 3 April 2014Revised 9 May 2014Accepted 25 May 2014Published online 25 June 2014
Introduction
Humans and animals alike are commonly plagued by the
infiltration of microorganisms beneath the nail [1]. Topical
therapeutics are desirable in the treatment of nail ailments like
onychomycosis, a fungal nail infection, and nail psoriasis.
These nail ailments are widely spread in the population,
among elderly and immunocompromised patients. The topical
treatment is an attractive option owing to its non-invasiveness,
drug targeting to the site of action, elimination of adverse
effects associated with systemic therapy, thereby raising the
patient compliance and cutting back the treatment costs.
However, topical therapy had limited success, primarily due
to poor permeability of the nail plates to the topically applied
therapeutics. For effective topical therapy across nail plate,
ungual drug permeation must be enhanced [2].
Certainly, enhancement of ungual drug permeation can be
accomplished by physical techniques (iontophoresis, acid
etching, carbon dioxide laser, hydration and occlusion,
miconazole [9], terbinafine [10–12], ciclopirox [13], and so
on. The increased attention of researchers in this particular
area may be ascribable to the infancy in the field, launch and
success of several commercial topical antifungal nail lacquers
like Loceryl�, Penlac�, Curanil�, and the obvious opportu-
nities for research and development of new products in this
previously neglected area.
There are but few reports highlighting the crucial aspects
of ungual and transungual drug delivery and associated
limitations. Present review is a state-of-the-art collection of
prominent facets that embodies the anatomy of nail apparatus,
factors affecting drug transport into and through the nail plate,
various diseases of nails, in vitro models to study transungual
drug permeation and methods of nail penetration enhance-
ment. Furthermore, various drug formulations studied, till
date, across the nail plate and key commercial products
marketed for nail disorders also contributes to the outline of
this review. List of chemical enhancers has been updated to
the most recent one. Patents pertaining to transungual drug
delivery have also been listed systematically, for the first time.
No literature available at present stating the current clinical
perspectives on transungual drug delivery and our efforts are
first endeavor in this direction. The prime objective behind
designing of this manuscript is to present these latest updates
before the scientific community.
Address for correspondence: Chandrakantsing V. Pardeshi, AssistantProfessor, Department of Pharmaceutics, R. C. Patel Institute ofPharmaceutical Education and Research, Shirpur (425405), Dist.-Dhule, Maharashtra, India. Tel: +91 2563 255189. Fax: +91 2563251808. E-mail: [email protected]
To reach to a valid conclusion, authors desires to mention
here that the field of transungual drug delivery is relatively
young, and vibrant and is a promising avenue for researchers
to develop novel topical formulations for transungual drug
delivery, augmenting pharmaceutical industries to commer-
cialize the products for topical therapy of nail disorders.
The human nail apparatus: structure and physiology
The nail apparatus, as illustrated in Figure 1, is composed of
the proximal nail fold (PNF), nail matrix, nail bed, and the
hyponychium, which altogether formulates the nail plate. The
nail plate (corpus unguis), produced mainly by the matrix,
emerges via PNF and is held in place by lateral nail folds.
It covers the nail bed and detaches from the latter at
hyponychium (skin under the free edge of the nail plate)
[14]. The nail plate is a thin (0.25–1 mm), hard, slightly elastic,
translucent, convex-shaped structure and is made up of
approximately 80–90 layers of dead, keratinized, flattened
cells which are tightly bound to one another via numerous
intercellular links, membrane-coating granules, and desmo-
somes. Based on the differential ultrasound transmission, the
nail plate can be divided into three macroscopic layers, namely
dorsal, intermediate and ventral. The dorsal layer is few cells
thick, while intermediate layer is softer, more flexible and
represents the thickest layer of the nail plate. The ventral layer
is very thin (consists of only 1–2 cells thick), and it connects the
nail plate to the underlying nail blade [14,15]. Often within the
proximal aspect of the nail plate, most notably on thumbs, are
the white crescent-shaped areas, called lanulae. Rich vascular
network of the underlying nail bed imparts visibly pink color to
the dorsal surface of nail unit [16]. According to Kobayashi
et al. [17], the thickness ratio of nail plate layers (dorsal,
intermediate, and ventral) is 3:5:2, respectively. On average,
the dimensions of the flattened corneocytes in the upper nail
layer are 34� 60� 2.2 mm, while those in the lower nail layer
are thicker, at 40� 53� 5.5 mm.
The chemical composition of the nail plate is depicted in
Table 1 [1]. Chemically, nail plate consists mainly of the
fibrous proteins, keratins, 80% of which are of ‘‘hard’’ hair
type keratin while the remainder is of ‘‘soft’’ skin type keratin
[18]. The hair-type keratin filaments are only concentrated in
intermediate nail layers, whereas skin-type keratin filaments
are found in the dorsal and ventral layers [19]. The keratin
filaments are thought to be held together by globular,
cysteine-rich proteins, whose disulfide links act as ‘‘glue’’
and responsible for the toughness and barrier properties of
nails [20]. The nail plate contains 7–12% of water under
normal conditions while the water content can rise up to 35%
at a relative humidity of 100%. Water content is important for
elasticity, flexibility, and opacity of the nail [21,22]. The nail
plate also contains very small amounts of lipids (0.1–1%),
Figure 1. The schematic illustration of nail apparatus. Reprinted from [16], with kind permission of the copyright holder, Elsevier, Amsterdam.
Table 1. Chemical composition and other characteristicsof nail plate [data from 1].
Characteristics Normal values
Water content 9–35%Lipid content 0.1–1%Disulfide linkage 10.60%Thickness 50–1000mMaximum swelling capacity 25%Water loss rate 1.94 mg/cm2/h
770 M. V. Saner et al. J Drug Target, 2014; 22(9): 769–789
which are organized as bilayers, oriented parallel to the nail
surface and concentrated in the dorsal and ventral nail layers
[23,24].
The nail matrix (matrix unguis) (a highly proliferative
epidermal tissue), along with minor contribution from the nail
bed, forms the entire length of the nail plate (Figure 2). It is
likewise called the nail root and lies beneath the PNF. Cell
division of nail matrix results in continuous development of
onychocytes (nail plate cells), which grows throughout the
life [25]. The nail matrix also contains melanocytes, which
pigment surrounding keratinocytes and appears as longitu-
dinal bands across the nail plate, which are often easily visible
in dark-skinned individuals [26].
The PNF has a dorsal and a ventral epithelial surface. It is a
continuation of the skin of each digit (the dorsal surface) that
folds underneath itself, resting above the nail matrix
(the ventral surface) as shown in Figure 1. At the junction
between dorsal and ventral surfaces, there exists the
eponychium (cuticle), which serves to seal off the potential
space between the PNF and the nail plate, shielding the matrix
from environmental damage [26].
The nail bed (area underneath the nail plate) is a thin, soft
and non-cornified epithelium that extends from the lanulae to
the eponychium. The nail bed serves as a holder and slide for the
growing nail plate and plays a predominant role in forming
deeper layers of the nail plate. In relation to other nail
structures, there is a noticeable decrease in cell division among
the keratinocytes within the epidermis of the nail bed [27]. Rich
vascular network of the underlying nail bed imparts visibly pink
color to the dorsal surface of the nail unit. In addition, the nail
bed is well perfused with lymphatic vessels [28].
The hyponychium is situated underneath the free edge of
the nail plate. Anatomically, it indicates the transition of the
nail bed to the normal epidermis of the fingers and toes.
A component of the hyponychium, that reflects onto the
ventral surface of the nail plate called ‘‘onychodermal band’’.
This band serves to protect the nail parenchyma from the
outside environment by providing a barrier to chemical agents
and infectious organisms.
The growth rate of nails is highly variable from individual
to individual. The average growth rate is 3 mm per month for
fingernail and 1 mm per month for toenail. A fingernail grows
out completely in around 6 months while a normal toenail in
12–18 months [20]. The growth rate of nails is highly
influenced by various factors viz. age (ageing slows the rate),
gender (growth rate is higher in males), climate (slower in
cold climate), dominant hand (growth rate is faster), preg-
nancy (faster), diseased condition (the rate may be increased
or decreased; rate is faster in psoriasis, slower in fever),
malnutrition (slower), drug administration (may increase or
decrease the rate) [14].
Physiologically, human nails have been developed to grasp
and manipulate objects. It protects the terminal phalanx and
fingertip from traumatic injury. Nails also provide enhance-
ment of fine touch and fine digital movements and also aid in
scratching and grooming. Nails are often modified or
decorated to become a cosmetic accessory. Nails are also
capable of conveying information about individual’s social
standing [29].
Disease targets for transungual drug delivery
Nails can suffer from a very wide array of diseases which can
range from relatively harmless conditions like pigmentation as
in case of heavy smokers to more painful, and devastating
conditions characterized by dystrophied, hypertrophied,
inflamed or infected nails [28]. Most commonly occurring
nail diseases and their description have been presented in Table
2 [26,30]. The two most common infectious diseases affecting
the nail apparatus are onychomycosis (a fungal infection of the
nail plate and/or nail bed) and nail psoriasis.
Onychomycosis
Onychomycosis (Tinea unguium) is a fungal nail infection,
which accounts for about 50% of nail disorders. It affects
approximately 5% of the population worldwide [31,32]. The
principal pathogens are dermatophyte fungi (Trichophyton
rubrum, T. interdigitale, and T. mentagrophyte,
Figure 2. Schematic representation of subdivisions of nail matrix and their contribution to different layers of the nail plate. The dorsal section (a) of thenail matrix contributes to the most superficial layers of the nail plate whereas the intermediate region (b) of the nail matrix forms the deeper layers.The ventral subdivision (c) is the most distal part of the nail matrix and it is contributed by the nail bed. Reprinted from [16], with kind permission ofthe copyright holder, Elsevier, Amsterdam.
DOI: 10.3109/1061186X.2014.929138 Drug delivery across the nail plate barrier 771
Epidermophyton floccosum), the non-dermatophyte molds
(Scopulariopsis brevicaulis and Scytalidium dimidiatum), and
yeasts (Candica albicans) [33]. Majority (90–95%) of the
infections are caused by dermatophytes, while the rest being
caused by yeast and molds. Toenails are affected more than
fingernails [34]. Onychomycosis is found to be more preva-
lent in elderly patients and diabetics [35]. The other risk
factor associated with onychomycosis are immunosupression,
as in Human Immunodeficiency Virus (HIV) infection and
cancer, and atopic disorders. Therefore, the incidence of
onychomycosis seems to increase due to rising elderly
population, extensive use of immunosuppressant in infections
with HIV. Current lifestyle factors such as wearing of tight-
fitting clothings, use of communal recreational facilities and
health clubs have too led to the increased prevalence of
onychomycosis [36–39].
Clinically, onychomycosis can be categorized into four
types depending on the site of infection and pathophysiology:
namely (i) distal and lateral subungual onychomycosis: fungal
infection begins at hyponychium and distal or lateral nail bed,
(ii) superficial white onychomycosis: fungal infection begins
at nail plate and white chalky patches appears on the nail
ciated with systemic therapy. However, in case of former,
drug diffusion into highly keratinized nail plate is poor
and duration of treatment is long. Currently, topical therapy
is recommended only in early stages of the disease and
when only a few nails are affected, due to its limited success
rate [2].
Table 2. Most commonly occurring nail diseases and their description [26,30].
Disease/disorder Description
Onychomycosis It is a fungal nail infection caused by dermatophytes, yeasts or non-dermatophyte molds. The prevalence rate ofonychomycosis is determined by age, occupation, social class, climate and living environment.
Nail psoriasis It is characterized by pitting (presence of small shallow holes in the nail plate), nail fragility, crumbling and nail loss.It may also result in onycholysis (separation of the nail plate from the nail bed), subungual hyperkeratosis, splinterhemorrhages and paronychia (inflamed and swollen nail folds).
Nail patella syndrome It is also known as HOOD (hereditary onycho-osteodysplasia) syndrome. It is a genetic disorder and the majorhallmarks of this syndrome are poorly developed fingernails and toenails. The lack of growth or complete absence offingernails results from the mutations in the LMX1B gene.
Subungual hematoma It is a collection of blood underneath a fingernail or toenail. It is sometimes known as runner’s toe or tennis toe. It maybe caused by horizontal separation of the nail plate from the nail bed. It is characterized, clinically, by reddish-blackdiscoloration of the nails. The nail plate may also get more compact and more brittle as a consequence of the injury(onychochauxis).
Beau’s lines Beau’s lines are deep grooved horizontal lines of darkened cells that run from side to side on the fingernail. It may beinduced by injury, illness, malnutrition or major metabolic condition or due to chemotherapy. It may be the result ofany interruption in the protein formation of the nail plate.
Pterygium unguis It is also known as dorsal Pterygium. It is the inward advance of skin over the nail plate usually the result of trauma tothe matrix due to a surgical procedure or by a deep cut to the nail plate. It results in the loss of nail plate due to thedevelopment of scar tissue.
Onychatrophia Onychatrophia is a scarring process. It is an atrophy or wasting away of the nail plate which causes it to lose its luster,shrinks and falls off. Once it is damaged, the nail won’t recover.
Onychogryposis It is also known as ram’s horn nails. It is a hypertrophy that may produce nails resembling claws or ran’s horn. It ischaracterized by thickened nail plate and often a result of trauma. It represents the inward curved nail plate, pinchingthe nail bed.
Obychorrhexis Onychorrhexis are also known as brittle nails, in which nail plate often split vertically, peel and/or have vertical ridges.It may be hereditary or may result from excessive use of strong soaps, water exposure or nail polish remover.
Leuconychia It is characterized by white lines or spots in the nail plate. The most common cause is the injury to the nail matrix.It may be caused by entrapment of tiny air bubbles in the nail plate layers due to trauma or it may be hereditary.
Melanonychia It is characterized by vertical black or brown pigmented bands, often termed as ‘‘nail moles’’, which usually form in thenail matrix. It may be a result of trauma.
772 M. V. Saner et al. J Drug Target, 2014; 22(9): 769–789
Nail psoriasis
Nail psoriasis is the second most important disease target for
the development of topical nail products as it is alleged to be
prevalent in 80–90% of patients with skin psoriasis and affects
about 1–3% of the entire population. The disease can affect
the nail plate, nail matrix, nail bed, nail folds and the
surrounding soft tissues. The psoriatic nail matrix results in
pitting (presence of small shallow holes in nail plate), nail
fragility, crumbling or nail loss. Nail bed involvement causes
onycholysis (separation of the nail plate from the nail bed),
subungual hyperkeratosis (deposition and collection of cells
under the nail plate) and splinter hemorrhages (as a result of
trauma). Psoriatic nail folds results in paronychia (inflamed
and swollen nail folds) which leads to transverse ridging of
the nail plate [45].
Nail psoriasis tends to be persistent and refractory to
treatment and hence, it is understandable that a standardized
therapeutic regimen does not currently exist. Although,
intralesional injections of cortisone into the nail fold,
topical application of corticosteroids, vitamin D3 analogs,
5-fluorouracil (5-FU), anthralin, tazarotene, phototherapy and
photochemotherapy, systemic administration of immunosup-
pressants, combination therapies and biological therapies have
shown some success [16,46]. Diseased nails may also be
chemically extracted using urea ointment. Urea ointment
(40%) upon application softens the diseased nail plate and,
after 5–10 d, the entire nail plate may be lifted off the nail bed
and trimmed behind the PNF. A disease-free nail may then
grow back [14,47].
Biofate of therapeutics following transungualapplication
The biofate of topical therapeutics after transungual applica-
tion has been pictured in Figure 3. Following topical
application, the drug is expected to partition out of the
formulation into the nail plate, diffuse through the latter,
and finally, partition into the nail bed. However, routine day-
to-day activities results in significant pre-absorptive losses of
transungually applied therapeutics. Binding of transungually
absorbed drug to the nail plate keratin reduces the amount of
regionally available drug. The absorbed drug has to partition
into the nail bed and maintain the concentrations in excess of
minimum inhibitory concentration (MIC) to be effective. The
rate at which the drug is delivered into nail plate must
compensate for the losses due to tissue binding, metabolism
and clearance of the drug from the nail bed. High drug
loading into nail and nail bed will most likely gain the success
of topical monotherapy [28].
Factors affecting drug permeation across thenail plate
The transungual drug permeation following topical applica-
tion is thought to be influenced by the permeant properties
(molecular size of permeant, lipophilicity and charge of
permeant), the formulation characteristics (nature and pH of
vehicle) and nail plate properties (disease state of nail,
hydration of nail, nail thickness and keratin content) as well as
drug–keratin interactions [2,14].
Figure 3. Biofate of topical therapeutics following transungual application. (Bulleted points show various factors related to permeant properties,formulation characteristics, and nail plate properties, which influence the permeation of topical therapeutics across the nail plate.) Modified after [28].
DOI: 10.3109/1061186X.2014.929138 Drug delivery across the nail plate barrier 773
Permeant properties
The most significant permeant property that has marked
influence on the permeation of diffusing molecules is the
molecular weight. As likely, molecular weight has an inverse
relationship with the drug permeation into nail plate. Higher
the molecular weight, harder it is for permeating molecule to
diffuse through the keratin network, and lower is the
permeation [48]. Kobayashi et al. [49] reported that the
dense keratin network of nail is found to increase the path
length of diffusing molecules by virtue of its greater pore
tortuosity. The permeation rate was found to decrease, on
account of increased friction between diffusing molecules and
the keratin network, as the molecular size of permeant
increased. Permeation of larger molecules through the pores
in the close-meshed keratin network of the nail plate is
obviously more difficult than the permeation of smaller
molecules. There exists an inverse relationship between
the permeability coefficient of several ionic and non-ionic
model drugs across human nail plate and their molecular
weight.
The permeability of diffusing molecules through nail plate
is influenced by the permeability coefficient of the permeant.
In most instances, the permeation rate was found to decrease
with an increase in carbon-chain length or lipophilicity of the
permeant. The decrease in permeability coefficient with
increase in lipophilicity of permeant was attributed to
hydrophilic nature of the nail plate [14,28]. Walters et al.
[50] studied the permeation of a series of homologous
alcohols (C1–C12), diluted in saline, through avulsed human
nail plates. Increasing chain length from single carbon to
eight carbon atoms resulted in decreased permeability coef-
ficient, after which, increasing chain length (up to C12)
resulted in an increased permeability coefficient. The nail
plate seems to be a hydrophilic gel membrane when the
permeation of lower alcohols (5C8) is considered. The
authors have concluded that the nail plate behaves like a
concentrated hydrogel and this indicates a facilitating role of
water towards the diffusion of alcohol molecules. It is
possible that when an aqueous formulation is applied, nails
swell due to water uptake into the nail plate. Consequently,
the keratin network expands, leading to the formation of
larger pores through which diffusing molecules can permeate
more easily. Still, the increase in permeation of higher
alcohols (C10–C12) with increasing lipophilicity was sug-
gested to take place through a lipidic pathway. Despite the
lower lipid content (0.1–1%) in the nail plate, this lipidic
pathway appears to be important rate-controlling barrier to
the passage of highly hydrophobic permeant.
A surface charge of permeant seems to be a key
consideration for passive diffusion of molecules through the
nail plate. Regardless of the nature of the charge, non-ionic
permeants were found to have approximately 10-fold greater
permeability as compared to their ionic counterparts [49]. The
low permeability of the charged species was thought to be
caused by a small increase in molecular size due to the
hydration of the charged species. Reduced permeation of
the charged species was attributed to the ‘‘Donnan effect’’,
i.e. electrostatic repulsion between the charged keratin
membrane and like-charged diffusing molecule [51,52].
The nail keratin has an isoelectric point (pI) of 5.0 [53],
thus carries a net negative charge at pH 7.4 while net positive
charge at pH 2.0. At pH 7.4, the negatively charged benzoate
ion is repelled by the negatively charged keratin, resulting
in decreased diffusion of the solute through the nail
plate and thereby lowered permeability coefficient. This
reduced permeability was attributed to the decreased keratin
swelling due to charge inversion of keratin, when the
environment was altered from an acidic to a neutral or basic
one [54]. Similarly, at pH 2.0, the positively charged
pyridinium ion is repelled by the positively charged keratin,
resulting in lower permeability coefficient of the pyridinium
cation [14].
Formulation characteristics
Water plays a facilitating role in enhancing the diffusion of
water soluble permeants through the nail plate. The perme-
ability coefficients of alcohols diluted in saline through nail
plates was 5 times greater than the permeability coefficient of
neat alcohols [55]. Water hydrates the nail plate, resulting in
subsequent swelling. Considering the nail plate to be a
hydrogel, swelling results in expansion of keratin network,
leading to the formation of larger pores. Permeant molecules
can diffuse through these pores easily resulting in increased
permeability coefficient. Replacing water with non-polar
solvent, which does not hydrate the nail plate, is therefore
expected to reduce the drug permeability into nail plate. This
was demonstrated by Walters et al. [55], whose results
suggested that the addition of non-polar co-solvent such as
dimethyl sulfoxide (DMSO) and isopropanol decreased the
transungual permeation of hexanol. In short, increasing
concentration of co-solvent or decreasing concentration of
water in the medium results in decreasing permeability
coefficient of hexanol. The precise mechanism behind this has
not been well documented.
The molecules in soluble form and unionized state, in
general, have good permeation across nail plate. The pH of
the aqueous vehicle governs the extent of ionization, aqueous
solubility of the permeant and its interaction with nail plate
keratin fibers. The extent of ionization is influenced by pKa
value of the permeant and the pH of the vehicle. As a general
rule, acidic drugs are unionized at lower pH values while
basic drugs remain unionized at higher pH values. Thus, it is
estimated that acidic drugs are well permeated at low pH
values while basic drugs exhibit better permeation at higher
pH values. Soong [56] studied the permeation of benzoic acid
through a human nail plate at different pH. The donor
compartment contained a saturated solution of permeant
and receptor compartment contained permeation medium of
the same pH as of the donor. It was observed that, as the
pH of the medium increased from 2.0 to 8.5, the permeability
coefficient of benzoic acid decreased by 95.5%. This
was attributed to greater permeation of uncharged molecules
(at pH 2.0) through the nail plate compared to charged
molecules (at pH 8.5). Further, Mertin and Lippold
(1997b) [54], also observed the greater permeation of
undissociated benzoic acid at pH 2.0 across the bovine
hoof membrane compared to dissociated benzoate ion at
higher pH.
774 M. V. Saner et al. J Drug Target, 2014; 22(9): 769–789
Nail plate properties
The various nail plate properties which have significant
influence on the permeation of drug across the nail plate
includes the nail plate’s diseased state, hydration, thickness,
keratin content and permeant–keratin interactions. The nail
plate’s diseased state is expected to have an enormous
influence on nail permeability. Kobayashi et al. [49] demon-
strated comparable permeation of 5-FU in healthy nail plates
and in nail plates with mild fungal infection. Nail plate with
heavy fungal infections were not used due to their uneven
thickness and as such plates ‘‘collapsed’’ when placed in
water. However, the diseased nail plate may be heavily
thickened, which increases the distance the drug has to
permeate through the nail plate before reaching the nail bed;
this would have a negative influence on the success of topical
therapy. Also, presence of dermatophytoma (a dense focus of
fungi with thick shortened hyphae) in onychomycotic nails is
likely to change the drug diffusion through nail plate; thereby
is thought to melt off the success of topical therapy. Diseased
nail plates may also be more ‘‘crumbly’’, which could
increase the nail porosity and thereby increase the nail
permeability. The diseased nail plate can also detach from the
nail bed, and such detachment presents a huge barrier to drug
movement into the nail bed if the detachment is surrounded
by ‘‘non-detached’’ nail areas. On the other hand, if
onycholysis occurs at the proximal edge of the nail plate,
drug formulation can be applied within the detached space,
which would facilitate drug delivery into the nail bed [2].
Hydration of nail plate increases the ungual permeability
of polar compounds as the nail plate is thought to behave like
a concentrated hydrogel and the mechanism behind this fact
has already been discussed earlier [55]. De Berker et al. [57]
observed the increased toenail thickness along the nail. Mean
nail plate thickness increased progressively along the entire
length of the nail ranging between 590mm and 1080 mm. This
high thickness poses the difficulty for the permeant to
penetrate the nail structure.
Binding of permeant to keratin within the nail also
contribute to disappointing topical efficacy in nail diseases.
Binding to keratin reduces the availability of permeant,
weakens the concentration gradient and thereby limits the
deep penetration [58].
Enhancement of drug permeation into nails
Nail disorders can be successfully treated only when applied
topical therapeutics are able to permeate through the dense
keratinized nail plate and reach the deeper layers of nail
apparatus at amounts above the MIC. This can be made
practically possible using different techniques of ungual
penetration enhancement viz. physical, chemical and mech-
anical methods (Figure 4). However, effective penetration
remains challenging as the nail is thought to be made of
approximately 80–90 layers of tightly bound keratinized cells,
100-folds thicker than the stratum corneum (SC) [59].
Therefore, high nail thickness, poor drug permeation and
prolonged transport lag time contribute to unsatisfactory
outcomes in ungual topical therapy. Physical, chemical and
mechanical modes of penetration enhancement may improve
topical efficacy.
Mechanical methods of nail penetration enhancement
Mechanical methods of nail penetration enhancement
(nail abrasion and avulsion), although invasive and extremely
painful, have been used by dermatologists and podiatric
physicians since long time. Thus, current research focuses on
less invasive physical and chemical modes of nail penetration
enhancement.
Nail abrasion
Out of three layers of nail (dorsal, intermediate and ventral,
that vary in thickness in the proportion of 3:5:2, respectively),
the dorsal layer is found to be the major barrier for permeation
of drug into the nail plate. One of the methods employed to
mechanically enhance the transungual drug delivery is filing
the surface of the nail plate using an abrasive. Filing removes
the dorsal layer of nail plate, thus reduces the barrier that
drugs have to permeate through to reach the deeper nail
layers. Filing has shown to double the permeability
coefficient of 5-FU and flurbiprofen through the nail plate
in vitro [17]. In clinical trials, filing the nail plate prior to the
application/re-application of drug-loaded formulations were
found to be indispensable for the success of topical therapy
[60,61]. Nail abrasion, sometimes, involves sanding of the
nail plate to thin out its thickness or destroy it completely.
Depending on the required intensity, sandpaper number 150
or 180 can be utilized for sanding purpose. The sanding must
be performed on nail edges and should not cause discomfort.
An efficient instrument for sanding is a high-speed
(350 000 rpm) sanding hand piece. Nail abrasion, using
sandpaper nail files, prior to antifungal nail lacquer treatment
may reduce the critical fungal mass and thereby aids in
effective penetration [62,63].
More aggressive abrasion of dorsal surface of nail plate
using electrical equipment or nail drilling using dentist’s drill
has proved to be beneficial in clinics for improving the
efficacy of topical antifungal treatment [63–66]. Sumikawa
et al. [67] performed the drilling to reduce nail thickness to
1–2 mm in thickened nail areas and studied the influence of
foot care intervention on topical therapy of distal-lateral
subungual onychomycosis in diabetic patients.
Nail avulsion
Total nail avulsion (surgical removal of entire nail plate) or
partial nail avulsion (partial removal of the affected nail plate)
is usually carried out under local anesthesia. Keratolytic
agents (urea or a combination of urea and salicylic acid),
which softens the nail plate, have been utilized for non-
surgical nail avulsion in clinical studies, prior to topical
treatment of onychomycosis [68].
Physical methods of nail penetration enhancement
Iontophoresis
The application of electric current (electromotive force) has
proved to enhance the diffusion of charged molecules through
the hydrated keratin network of a nail and found to cause a
large increase in ungual drug flux compared to passive
transport [58,69]. Transungual transport of uncharged per-
meants depends on electroosmosis while that of ionic
DOI: 10.3109/1061186X.2014.929138 Drug delivery across the nail plate barrier 775
permeants relies on electrophoresis, with a small contribution
from electroosmosis. Influence of electric current on nails are
reversible in vitro; nail plates return to their normal after
iontophoretic treatment [59]. Several factors responsible for
enhancement of iontophoretic drug flux includes: electro-
phoresis/electrorepulsion (interaction between electric field
and charge of ionic permeant), electroosmosis (convective
solvent flow in preexisting and newly charged pathways),
permeabilization/electroporation and electric-field induced
pore induction [58,59].
Murthy et al. (2007a) was the first to demonstrate the
feasibility of transungual iontophoresis. The authors system-
atically studied in vitro transport of salicylic acid (SA) across
the human nail plate using specifically-designed diffusion
cells [58]. Iontophoresis significantly enhanced drug flux
through the nail compared to passive transport. Iontophoretic
trans-nail flux improved with higher SA concentration
(up to 2 mg/ml), higher current density (up to 0.5 mA/cm2),
higher buffer ionic strength (50–100 mM) and higher pH.
Findings of Murthy et al. (2007b) stated increased
transungual glucose and griseofulvin flux with higher pH
(pH45) in anodal iontophoresis [69]. Cathodal iontophoresis
followed the opposite trend for pH-dependent transport
(i.e. increased drug flux at lower pH). SA flux was enhanced
�16-fold while of griseofulvin �8-fold with iontophoresis
[58,69].
Hao and Li (2008a) accomplished in vitro iontophoresis
experiments on human nails with neutral and charged
molecules. Anodal iontophoresis at 0.3 mA enhanced manni-
tol (MA) and urea (UR) transport compared to passive
transport. Also, findings suggested only a marginal contribu-
tion of electroosmosis in anodal iontophoretic transport
of MA and UR at low electric currents (�0.3 mA). The
contribution of electroosmosis increased with permeant’s
molecular size and current strength [59]. For a positively
charged permeant, tetraethylammonium ion (TEA), pene-
tration was significantly enhanced �29-fold with anodal
iontophoresis at only 0.1 mA. Moreover, the contribution
of electroosmosis was less than 10% of electrophoresis in
TEA [59].
Figure 4. Illustrative representation of the various techniques of nail penetration enhancement.
776 M. V. Saner et al. J Drug Target, 2014; 22(9): 769–789
Hao and Li (2008b) [70] also examined the influence of
pH and ionic strength on the electro-osmotic transungual
transport of neutral molecules. When pH was below pI
(pH55), the nail plates were positively charged and electro-
osmotic flow occurred from cathode to anode. On the
contrary, when pH was above pI (pH 45), the nail plates
were negatively charged and electro-osmotic flow occurred
from anode to cathode. In addition, electroosmosis improved
significantly from pH 7.4 to 9.0 in anodal iontophoretic
transport. As discussed earlier, electro-osmosis contribution
was greater in MA than UR due to increased molecular size.
Furthermore, the significant electro-osmotic enhancement
was seen only in MA, not UR, with pH changes (anodal
transport at pH 7.4 and 9.0 and cathodal transport at pH 3.0).
Electroosmosis correlated inversely with ionic strength,
decreasing former by four times when the solution ionic
strength increased from 0.04 to 0.7 M.
Manda et al. [71] investigated the plausibility of ionto-
phoretic delivery of terbinafine hydrochloride (TH) to the nail
matrix via PNF. In vitro drug permeation studies were
performed in Franz diffusion cell across folded porcine
epidermis as a model for PNF. A custom-designed foam-pad-
type patch system was used for iontophoresis across excised
cadaver toenails. The amount of drug delivered into the nail
matrix following iontophoresis for 3 h at 0.5 mA/cm2 was
significantly higher than the MIC of TH. The study concluded
that the iontophoresis across the PNF could be developed as a
potential method to target drugs to nail matrix.
Acid etching
Application of surface-modifying chemical etchants (10%
phosphoric acid gel or 20% tartaric acid solution) onto the
dorsal surface of nail clippings was used in vitro to modify the
nail plate surface, resulting in formation of profuse micro-
porosities, prior to application of topical formulations, such as
adhesive polymeric films [7,72]. These microporosities
increases the wettability and surface area and decreases the
contact angle; thereby provide an ideal surface for bonding
materials. They improve interpenetration and bonding of a
polymeric delivery system and facilitate interdiffusion of
topical therapeutics [7]. Atomic force microscopy (AFM)
revealed that application of abovementioned etchants
increased the mean surface roughness by 1.3 and 1.7 times,
respectively. Etching the nail plate surface with phosphoric
acid gel also increased the adhesion of drug-loaded polymeric
films onto the nail plate surface and drug diffusion
(the latter by �6-fold) through the nail plate. Improved
bioadhesion and drug permeation were thought to be
attributed to the increased nail plate surface area, providing
‘‘greater opportunity for the polymer chains (of therapeutic
films) to bond with the nail plate and for drug diffusion’’. The
latter also benefited from a decreased membrane thickness of
the etched nail plate, as studied on hot-melt extruded (HME)
hydroxypropyl cellulose (HPC) films loaded with ketocon-
azole as a model drug, across human nails in vitro [72,73].
Pulsed laser/carbon dioxide (CO2) laser
Natural barriers that limits the permeation of topical
therapeutics have been abandoned by pulsed laser systems.
Following topical application, laser energy would be
absorbed by the keratin network in the nail plate and
scattered heat lead to vaporization and thus, removal of nail
layers.
Laser application on the nail plate in vitro resulted in the
formation of craters whose shape, size and other properties,
such as crater wall smoothness, the presence of cracks and of
melted and re-solidified tissue depended on the nature of laser
system employed. The effect of different laser systems on nail
plate ablation rates, ablation efficiencies and subsequent
crater morphologies has been studied by Neev et al. [74].
Among four laser systems studied, the ultrashort pulsed laser
system was found to display best ablation efficiencies without
cracks or thermal damage to the nail plate. However, the
efficacy of laser on transungual drug permeation in vivo is yet
to be established [74].
CO2 laser treatment may produce positive, but unpredict-
able, results. One method involves avulsion of diseased nail
portion followed by laser treatment at a density of 5000 W/
cm2. Thus, underlying tissue is exposed to direct laser
therapy. Penetrating the nail plate with CO2 laser beam
followed by daily topical antifungal treatment, penetrating
laser-induced puncture holes is another method of nail
penetration enhancement based on CO2 laser-treated ablation
of nail plate [75].
Microporation
PathFormer is an FDA-approved hand-held microcutting
(nail trephination) device (developed by Path Scientific,
Carlisle, USA) used to drill a hole (microconduite) of specific
depth in the nail plate without affecting the nail bed in order
to drain subungual hematomas [76]. Figure 5 depicts the
PathFormer device, its components and the microconduites
drilled in toenail using PathFormer [77]. This device uses
the electrical resistance of the nail bed as a feedback to stop
and retract the drill when it has penetrated through the nail
plate. Besides, it eliminated the need for anesthesia. The nail
plate is drilled using a 400-mm diameter tissue cutter in a
hand-held device driven by two small electrical motors.
The depth of the hole created by the device is said to be
precisely controlled by the electrical resistance; the electrical
resistance of the highly keratinized nail plate decreases upon
microcutting from 5 MX (undrilled) to 10–20 kX (upon
reaching the nail bed) as each successive layer of nail tissue
is removed [78]. Microconduites of varying depths corres-
ponding to the electrical resistances ranging from 90 to 25 kXwere drilled to assess the tolerability of the technique
in healthy adult subjects. The procedure was well tolerated,
with regard to pain and pressure felt by the volunteers,
when five microconduites (of diameter 400 mm and depths
corresponding to electrical resistance of 90–25 kX) were
drilled in each patient’s toenail, without penetrating the
nail bed.
Boker and co-workers employed the same device in their
clinical studies to drill microconduites prior to application of
terbinafine cream and placebo cream. Though transungual
permeation of terbinafine was increased, the number of
microconduites drilled and the extent of enhancement
obtained is not revealed [79].
DOI: 10.3109/1061186X.2014.929138 Drug delivery across the nail plate barrier 777
Low-frequency ultrasound
The potential of low frequency ultrasound as a physical nail
penetration enhancement technique has been evaluated on
whole nail plates and on bovine hoof membranes [80,81].
Torkar and co-workers applied a low frequency ultrasound
(20 kHz) to the hoof membranes using a 13-mm ultrasound
probe held at a distance of 13 mm from the surface through a
liquid coupling medium and employed a 50% intensity level
as a pretreatment procedure for 1 min in a pulsatile fashion.
Their findings suggested an enhanced drug permeation
through hoof membrane and it was attributed to the
ultrasound-induced disruption of the hoof membrane [81].
Although the mechanism of membrane disruption has not
yet been clearly interpreted, it is possible that inertial
cavitation or pit formation is involved, as has been proposed
for low frequency ultrasound-assisted transdermal drug
delivery [82,83]. Cavitation (formation and collapse of gas
bubbles) occurs when low frequency ultrasound waves are
applied in a liquid. Cavitation may be stable (periodic bubble
growth and oscillations) or inertial (violent growth and
collapse). The violent collapse of a very large number of gas
bubbles in the liquid medium generates shock waves, which
travel through the membrane and impact on the membrane
(Figure 6a). This results in asymmetrical pressure and the
formation of liquid microjects which impact on (Figure 6b)
and penetrate through the membrane (Figure 6c). This leads
to the formation of pits on the membrane surface, which could
act as conduites or microconduites for ungual drug flux.
Hydration and occlusion
Hydration may increase the pore size of nail matrix, thereby
enhances the transungual penetration. Again, hydrated nails
are more elastic and permeable. Hydration aids in enhanced
iontophoretic transungual drug delivery [59], whereas solu-
tion pH and ionic strength have no significant influence on
nail hydration [70].
Human nails can retain water �25% of its weight, twice of
its normal water content (10–15%), and has a pronounced
effect on drug penetration in the region of high water content
(RH480%) [84]. Gunt and Kasting reported that increasing
ambient relative humidity (RH) from 15% to 100% enhanced
permeation of [3H]-ketoconazole by �3-folds in vitro, as
studied on excised human nail plates. Flux increased from
0.175 mg/cm2/h at 15% RH to 0.527 mg/cm2/h at 100% RH [85].
Figure 5. Diagram demonstrates: (a) the PathFormer (nail trephination) device, consisting of power supply circuite, foot of PathFormer, and sensingelectrodes. (b) Application of PathFormer on a fingernail: The sensing electrodes are attached to the skin prior to the procedure. The circuite verifiesthat the electrodes are in good contact with the skin. The foot of the PathFormer stabilizes the device during 3–5 s procedure. (c) Close up view of thePathFormer’s foot (shown in inset). The electrically conducting foot encloses, but does not contact the cutter. The cutter is held tightly by the chuck.The blue switch on the top activates the device, and (d) a row of five openings (microconduites) drilled in toenail with PathFormer. Each opening is0.4 mm in diameter, and created in less than 3 s. Reproduced from [77], with kind permission from PathScientific, Carlisle, MA.
778 M. V. Saner et al. J Drug Target, 2014; 22(9): 769–789
Susilo et al. revealed in their in vivo experiments
examining sertaconazole-loaded nail patches, a remarkable
enhanced nail penetration (40–50%) with mean sertaconazole
concentrations above the MIC at 2, 4 and 6 weeks [8].
Transonychial water loss, decrease in ceramide concentration
and water binding capacity may result from onychomycosis.
Occlusion may resolve these changes via reconstitution of
water and lipid homeostasis in dystrophic nails. In addition,
sertaconazole was able to amass in substantial subungual
concentrations under occlusion [8].
Miscellaneous methods
A patent has been filed on ONYCHOLASER� – a micro-
surgical laser unit which is used to make holes in tissues,
especially fingernails and toenails [86]. Antifungals are then
topically applied to these holes for the treatment of
onychomycosis.
A recent patent on the application of heat and/or UV light
to fingernails or toenails that are afflicted by onychomycosis,
discusses the different devices and methodologies which may
effectively provide exposure. It involves heating the nail,
exposing it to UV light and subsequently treating with topical
(ALA-PDT) is a medical treatment based on a combination
of a sensitizing drug and a visible light used together for
destruction of cells. Donnelly et al. [88] developed a
novel bioadhesive patch containing ALA and conducted
in vitro penetration studies across the human nail. Their
findings suggested that, if sufficient concentrations of ALA
could be achieved within the nail matrix and at the nail
bed, PDT may open the new vistas for treatment of
onychomycosis.
Chemical methods of nail penetration enhancement
Many chemical permeation enhancers that facilitate
transdermal penetration have not been effective in enhancing
the transungual drug permeability. As earlier mentioned
in ‘‘The nail apparatus’’, the lipid content of the nail plate is
0.1–1%. This very low lipid levels explain why transdermal
enhancers, many of which are known to act by fluidizing
the skin lipids, have been unsuccessful as transungual
penetration enhancers. Chemical enhancement of nail
plate permeability has therefore been focused on the cleavage
of chemical and physical bonds that maintain the integrity
of nail plate keratin. The disulfide, peptide, hydrogen and
polar bonds were identified as potential targets for
ungual chemical penetration enhancers. The chemical
enhancer may be applied to the nail plate prior to or
concomitantly with the drug formulation. The various
chemical enhancers exploited till date have been quoted in
Table 3.
Figure 6. Proposed mechanism of transungual penetration enhancement by low-frequency ultrasound. Cavitation of gas bubbles in the liquid mediumresults in generation of shockwaves which impact on the membrane (a), while gas bubbles collapse near the membrane results in the formation of liquidmicrojets which impact on membrane (b), and even penetrate through the membrane (c). Reprinted from [83] after slight modifications, with kindpermission of the copyright holder, Elsevier, Amsterdam.
Table 3. Chemical enhancement of ungual drug permeation (Modified after [2]).
Chemical enhancer Permeant Methodology Ref
Sodium sulfite 5,6-Carboxyfluoresceine Diffusion cells [2]2-n-Nonyl-1,3-dioxolane Econazole EcoNail� lacquer [4]N-acetylcysteine (15%) Oxiconazole Drug applied on human nail
Labrasol, mercaptoethanol, Transcutol are found to increase
the ungual drug permeation through the bovine hoof mem-
brane. Inorganic salts such as sodium metabisulphite, sodium
citrate, potassium phosphate and ammonium carbonate were
found to increase the drug load as well as the drug uptake rate
of terbinafine HCl. Additionally, sodium dodecyl sulfate and
Figure 7. SEM photomicrographs showing influence of keratinase solution on nail plate. (A) Nail corneocytes ‘‘lift off’’ the nail plate, owing toenzyme action on the intercellular cement after incubation of nail clippings in a keratinase solution. (B) Keratinase seems to ‘‘corrode’’ the surface ofindividual corneocytes, possibly due to the action of keratinase on the interfilamentous matrix. Reprinted from [97], with kind permission of thecopyright holder, Elsevier, Amsterdam.
DOI: 10.3109/1061186X.2014.929138 Drug delivery across the nail plate barrier 781
polyethylene glycols were identified as potential transungual
enhancers. Sodium phosphate was found to be the most
effective inorganic salt to enhance the transungual permeation
of terbinafine HCl, due to increased hydration of the nail plate
and higher thermodynamic activity of the drug in the presence
of inorganic salt [104].
Murthy and co-workers [105] assessed the influence of
polyethylene glycols (PEGs) on the in vitro transungual
permeation of terbinafine by passive and iontophoretic
processes using gel formulations containing different molecu-
lar weight PEGs (30% w/w). Passive delivery using low
molecular weight (LMW) PEGs (200 and 400 MW) indicated
moderate enhancement of drug permeation and drug load in
the nail plate whereas iontophoresis delivery significantly
enhanced the drug permeation and drug load into the nail
plate. Little or no effect on drug permeation and was observed
with high molecular weight PEGs (1000–3350 MW) in
passive or iontophoretic processes. This study concluded
that the enhancement in drug permeation by LMW PEGs is
likely due to their ability to lead to greater water uptake and
swelling of nail and LMW PEGs are indeed a promising
transungual permeation enhancer.
TranScreen-N�: Method for rapid screening oftransungual penetration enhancers
Topical monotherapy of nail diseases (onychomycosis and
nail psoriasis) has been abandoned due to poor permeability
of the human nail plate to topical therapeutics. Chemical
enhancers are likely to improve the drug delivery across
the nail plate. Selecting the most effective chemical
enhancer for the given drug and formulation is highly
crucial in determining the efficacy of topical therapy of nail
diseases [106].
Nail swelling alone cannot always be considered as an index
for the increased transungual permeation since, many transun-
gual penetration enhancers are not likely to promote the
swelling of the nail plate. Besides, most of the screening
methods cannot be used to predict the extent of permeation
from lipophilic systems, which may fail to hydrate or swell the
nail plate. Screening the big pool of enhancers using currently
followed diffusion cell experiments would be tedious and
expensive. In this context, TranScreen-N was devised as a high
throughput method of screening transungual penetration
enhancers. It is a rapid microwell plate-based technique
which involves two different procedures; the simultaneous
exposure treatment and sequential exposure treatment [107].
Murthy and co-workers (2009c) screened several chemical
enhancers using TranScreen-N employing diffusion studies
using Franz diffusion cell. In TranScreen-N technique, the
enhancers can be categorized according to whether they need
to be applied before or concomitantly with drugs (or by either
procedure) to enhance the transungual drug delivery.
TranScreen-N technique can significantly reduce the cost
and duration required to screen transungual drug delivery
enhancers. The treatment procedures adopted by Murthy and
co-workers for screening of chemical enhancers is presented
in Figure 8 [106].
Vaka et al. [108] studied the effect of pretreatment using
five different chemical etchants on the delivery of TH and
5-FU into and across the human cadaver fingernail plates
using TranScreen-N technique. The dorsal surface of nail
plate was pretreated with these chemical etchants in gel
formulation for a period of 60 s and evaluated for drug load
and in vitro permeation. Of the five chemical etchants – lactic
techniques were also being investigated using human cadaver
nail plates [11].
Murthy et al. (2009b) have revealed an improvement in the
permeation of terbinafine HCl when sodium sulfite and other
inorganic salts were used as penetration enhancers. Permeation
studies were performed across human cadaver nail plates
mounted on the nail adapter in the vertical Franz diffusion cell.
They observed that permeation was enhanced by�3–5-folds in
the presence of salts [104].
Figure 8. Schematic representation of sequence of procedures in TranScreen-N. It is micro-well plate-based technique of screening transungualpermeation enhancers. This involved ‘‘simultaneous exposure’’ and ‘‘sequential exposure’’ procedures run in parallel for screening of chemicalenhancers. Reprinted from [106] after slight modifications, with kind permission of copyright holder, John Willey and Sons Ltd., Hoboken, NJ.
DOI: 10.3109/1061186X.2014.929138 Drug delivery across the nail plate barrier 783
Recently, Vejnovic et al. performed the permeation studies
across human cadaver nail plates using specially designed
modified Franz diffusion cell. Hydrophobins were used as
permeation enhancers and caffeine was employed as model
permeant. The permeability coefficient of caffeine was found
to increase by �3.6-folds in the presence of salts [113].
Hao and Li (2008a) studied the passive and the
iontophoretic transport of model permeants such as mannitol,
urea and tetraethylammonium ion across fully hydrated,
excised human cadaver nail plates with respect to location
(fingernail or toenail) and concluded that there is large
individual variability in nail permeation [59].
Nair et al. [114] evaluated the effect of iontophoresis on
the transungual delivery of TH using two ex vivo models viz.
nail on agarose model with human cadaver toe nails and a
surrounding ‘‘skin-like’’ barrier membrane and separately
with intact cadaver toe model. The drug was loaded into two
different applicator (nail-only and nail-and-skin applicator).
In the nail on agarose model, the amount of TH permeated
through the nail or nail and skin increased linearly with an
increase in the electrical dose for both the applicators, with
higher permeation observed using the nail-and-skin applicator
because of the increased skin delivery. The study concluded
that the iontophoresis improved TH permeation through and
load into the nail, and achieved levels above the MIC of TH
for dermatophytes. This may offer a novel treatment option
for onychomycosis.
Intact toes
Murthy et al. (2009a) have used excised toe as a model for
in vivo transungual permeation studies [11]. However, the
drug clearance from the nail bed and the nail matrix is lacking
in this model. Nonetheless, the cadaver toes simulate the
in vivo in many aspects and is one of the most appropriate
model for transungual drug delivery experimentations [28].
Opto-thermal transient emission radiometry(OTTER): Tool for estimation of solvent diffusioninto nails in vivo
Xiao et al. first described an infrared remote sensing
(OTTER), to probe the extent to which solvents permeate
through the human nail plate in vivo. They examined the
efficiency of OTTER using decanol, glycerol and butyl
acetate as model solvents. Preliminary experiments have been
conducted on human volunteers using OTTER to examine the
uptake of the solvents that could potentially be used to deliver
active ingredients across the nail plate. Their findings
demonstrated the potential of OTTER as a tool to investigate
and optimize excipients to target drugs to the human nail
tissues in vivo [115].
Drug formulations studied across nail plate
A plenty of literature supports the investigational studies
being undertaken by scientists working particularly on
transungual drug delivery systems. The prime objective
might be the treatment of major onychopathies, in particular,
onychomycosis and nail psoriasis. Table 4 highlights a current
outlook on the role of various pilot molecules loaded in a
variety of topical formulations applied across the nail plate as
investigated in different research laboratories around the
globe.
Key commercial products available on market fornail disorders
A wide range of formulations has been developed for ungual
and transungual applications. In Table 5, authors have tried to
present a comprehensive coverage of all key commercial
products available on market for addressing the treatment of
nail disorders. Promising success to the development of
topical nail formulations and a good response to such
products in the pharmaceutical market enrolled these on the
list of pharmaceutical industries which have been looking for
further development to bring better therapeutic outcomes in
topical therapies.
Patents pertaining to transungual drug delivery
Despite the fact that many of them have not reached the
pharmaceutical market so far, a good number of patents have
been received on transungual drug delivery. Due to the
challenge of poor permeation across nail plate, only few
patents have been transferred into commercial marketed
products. However, there are some patents on the methods
Table 4. Drug formulations studied across nail plate as investigated indifferent research laboratories (Modified after [28]).
Pilot molecule Formulation/s Ref
Tioconazole Topical nail solution [3]Econazole Nail lacquer [4]Oxiconazole Nail lacquer [5]Ketoconazole Gel [6]Ketoconazole Films [6,7]Sertaconazole Nail patch [8]Miconazole Powder [9]Terbinafine Combination of oral &
topical solution[10]
Terbinafine Aqueous solution [11]Terbinafine HCl Topical gel [11]Terbinafine HCl Bilayered nail lacquer [12]Ciclopirox Topical gel [13]Chloramphenicol Nail lacquer [48]5-aminolevulinic acid Nail patch [88]Clobetasol-17-ropionate Nail lacquer [101]Caffeine Solution [113]Tioconazole & Griseofulvin Topical nail solution [116]Dimethyl sulfoxide Topical nail solution [117]Panthenol Non-lacquer film &
nail solution[118]
Glutaraldehyde Topical nail solution [119]Amorolfine/Ciclopirox Nail lacquer [120–123]Naftifine HCl Gel [124]Clotrimoxazole Cream [124]Ketoconazole/Ciclopirox Cream [125]Juglans regia
(Walnut hulls extract)Cream [126]
Voriconazole Nail lacquer [127]Keratin Thick film [128]Ketoconazole Nail lacquer [129]Triamcinolone &
Ciclopirox olamineAqueous nail lacquer [130]
Terbinafine HCl Liposome gel,Ethosome gel
[131]
Geraniol & Nerol Gel [132]
784 M. V. Saner et al. J Drug Target, 2014; 22(9): 769–789
and devices employed to enhance the transungual permeabil-
ity and they would, no doubt, handover new formulations, in
the near future with major nail ailments at their crux. Selected
patents related to transungual drug delivery systems are
briefly outlined in Table 6.
Clinical status of transungual drug delivery
Substantial advancement has been built in this expanse of
research at the clinical level and some topical formulations
have been approved by FDA for clinical purpose. Table 7 lists
the transungually applied therapeutics that are either clinically
approved or in advanced phases of clinical trials [149].
Concluding remarks and future directions
Transungual drug delivery is indeed a reality, but its
therapeutic value is still under question. The permeability of
the dense, highly keratinized nail plate to topical therapeutics is
quite poor as such. This demonstrates poor delivery of
permeant molecules into the nail bed, which is believed to be
a primary site for many onychopathies (more often onycho-
mycosis and nail psoriasis). The permeant molecule must have
low molecular weight and remain undissociated in order to
permeate through the nail plate. However, there have been
contradictory findings and conflicting reports in the literature
about the influence of other variables relevant to permeant
(size, surface charge and hydrophilicity/hydrophobicity) and
formulation (nature and pH of the vehicle) on the transungual
drug permeation. This may be due to inadequate exploration of
factors affecting, and mechanisms involved in transungual
permeation. Under these circumstances, nail plate permeabil-
ity is modulated by an array of permeation enhancement
techniques that overcome the relatively impermeable nail plate
barrier and improve the therapeutic potential of topical cargos.
Table 5. Key commercial products available on market for transungual drug delivery.
Pilot molecule Formulation Brand name Manufacturer
Ciclopirox Cream (1%) Loprox� Sanofi-Aventis (Paris, France)Ciclopirox olamine Cream (0.77%) Fougera� Fougera Pharmaceutical Inc. (Melville, NY)Ciclopirox Topical solution (8%) Rejuvenail� Menarini (Florence, Australia)Ciclopirox (8%) Nail lacquer Ciclopoli� Polichem SA (Pazzallo, Switzerland)Amorolfine (5%) Nail lacquer Loceryl� Roche Laboratories (Basel, Australia)Amorolfine (5%) Nail lacquer Curanil� Galderma (Lausanne, Switzerland)Econazole (5%) Nail lacquer EcoNail� Macrochem Corp. (Lexington, MA)Urea (40%) Nail film Umecta� Jsj Pharmaceuticals (Charleston, SC)Sertaconazole nitrate Nail patch Zalain� Labtec GmbH (Langenfeld, Germany)Sertaconazole nitrate (2%) Cream Ertaczo� OrthoNeutorgena (Los Angeles, CA)Tazarotene (0.1%) Gel Tazorac� Allergan Inc. (Irvine, CA)Tazarotene (0.05% & 0.1%) Topical gel Zorac� Allergan Inc. (Irvine, CA)Tazarotene Cream Avage� Allergan Inc. (Irvine, CA)Ticonazole Topical solution Trosyl� Pfizer Ltd. (Tadworth, UK)Salicylic acid Nail paint Phytex� Pharmax Healthcare Ltd. (Bexley, UK)Methyl undecenoate Nail paint Monphytol� LAB (UK)
Table 6. Patents pertaining to ungual and transungual drug delivery systems.
Drug Therapeutic application Drug delivery system Patent no. Ref
Griseofulvin Onychomycosis Nail lacquer US 005487776 A (1996) [133]Ciclopirox olamine Onychomycosis Topical solution US 005840283 A (1998) [134]Butenafine HCl Onychomycosis Gel US 006143794 A (2000) [135]Fluconazole NS Nail lacquer, Solution US 006585963 B1 (2003) [136]Antifungal topical agents Onychomycosis Topical gel & cream US 006846837 B2 (2005) [137]Antimycotic agents Onychoschizia Nail lacquer US 0134039 A1 (2006) [138]Benzalkonium chloride NS Lotion, ointment, nail polish US 7198794 B1 (2007) [139]Clotrimazole, Amorolfine, Terbinafine NS Topical solution & Cream US 0166249 A1 (2007) [140]Terbinafine HCl Onychomycosis Dual action nail coat US 7462362 B2 (2008) [141]Antifungal agents Onychomicosis Solution, Solid/semisolid implants,
like iontophoresis have displayed promising results in
facilitating transungual drug delivery. Although, thiols/mer-
captans (N-acetylcysteine, mercaptoethanol) and keratolytic
agents (urea) have shown remarkable permeation enhance-
ment, but efforts to endeavor the transungual permeation
using other chemical enhancers have not been convincing
so far.
The field of transungual drug delivery is relatively young
and there is ample opportunity for researchers to develop
novel topical formulations for transungual drug delivery,
urging pharmaceutical industries to commercialize the prod-
ucts for topical therapy. In addition, late-stage clinical trials of
topical antimycotics authenticate the research in this field.
The escalated filing and granting of patents on drug delivery
devices, permeation enhancers, and enhancement techniques
necessitates radical advancements in transungual drug deliv-
ery system so as to boost the therapeutic outcome. The
authors strongly believe that the future will lie in the
comprehensive resolution of unhampered challenges of nail
penetration enhancement. Aforementioned research perspec-
tives on transungual drug delivery are currently under
investigation of our research group.
Declaration of interest
The authors report no conflicts of interest. The authors alone
are responsible for the content and writing of the article.
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DOI: 10.3109/1061186X.2014.929138 Drug delivery across the nail plate barrier 789