INITIAL ENDODONTIC THERAPY OUTCOMES: A NA VAL POSTGRADUATE DENTALSCHOOL ANALYSIS by Jason L. Hicks LieutenantCommande1·, Dental Corps United StatesNavy A thesis submitted to the Faculty of the Endodontics GI'aduate Program Naval Postgraduate Dental School UniformedServicesUniversity of the Health Sciences in partial fulfillmentof the requirements fo1· the degree of Master of Science in Oral Biology June 2018
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INITIAL ENDODONTIC THERAPY OUTCOMES: A NA VAL
POSTGRADUATE DENTAL SCHOOL ANALYSIS
by Jason L. Hicks
Lieutenant Commande1·, Dental Corps United States Navy
A thesis submitted to the Faculty of the Endodontics GI'aduate Program
Naval Postgraduate Dental School Uniformed Services University of the Health Sciences
in partial fulfillment of the requirements fo1· the degree of Master of Science in Oral Biology
June 2018
Naval Postgraduate Dental School Uniformed Services University of the Health Sciences
Bethesda, Maryland
CERTIFICATE OF APPROVAL
MASTER'S THESIS
This is to certify that the Master's thesis of
Jason L. Hicks
has been approved by the Examining Committee for the thesis requirement for the Master of Science degree in Oral Biology at the June 2017 graduation.
Research Committee: CAn~ Thesis Supervisor and Chail'man, Endodontics
The authol' hereby certifies that the use of any copyrighted material in the thesis manuscript titled:
"INITIAL ENDODONTIC THERAPY OUTCOMES: A NAVAL POSTGRADUATE DENTAL SCHOOL ANALYSIS"
is appropriately acknowledged and, beyond brief excerpts, is with the permission of the copyright owner.
Jason L. Hicks Endodontics Graduate Program Naval Postgraduate Dental School June 2018
NAVAL POSTGRADUATE DENTAL SCHOOL JASON L HICKS
2018
This thesis may not be re-printed without the expressed written permission of the author.
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Distribution Statement
Distribution A: Public Release. The views presented here are those of the author and are not to be construed as official or reflecting the views of the Uniformed Services University of the Health Sciences, the Department of Defense or the U.S. Government.
ABSTRACT
INITIAL ENDODONTIC THERAPY OUTCOMES: A NAVAL POSTGRADUATE DENTAL SCHOOL ANALYSIS
JASON L. HICKS D,D,S., ENDODNTICS, 2018
Directed by: CAPT Terry Webb, D.D.S., M.S. Naval Postgraduate Dental School
Introduction: Initial non-sm·gical rnot canal treatment (NSRCT) has been examined with
multiple endodontic studies and shown to be associated with high clinical outcomes. Numerous
patient and treatment variables affecting endodontic outcomes have been identified. However,
few studies have examined military populations. This retrospective study evaluated the outcomes
and affecting factors of initial NSRCT performed by U.S. Navy Endodontists and endodontic
residents, Methods: 600 subjects, that received root canal therapy, had follow-up examinations
performed at a minimum of 1-year post treatment, Clinical and radiographic data were obtained
from the initial NSRCT appointment at the follow-up examination. Data were analyzed using
Fisher's Exact test to determine the healed rate and odds ratios to evaluate the influence of
covariate factors on endodontic outcomes. The endodontic outcome was calculated as healed
and functional. Healed was defined as the absence of a radiographic lesion and no clinical
symptoms. Functional was defined as the complete absence of clinical symptoms. Results:
Analysis determined the healed rate to be 72.0% and the functional rate to be 93, 1 %, Further
analysis revealed a negative effect on endodontic outcomes for those subjects presenting with a
pre-operative sinus tract, a pedapical lesion, lesions larger than 5 mm, a diagnosis of pulp
necrosis, and teeth that experienced procedural complications. Conclusions: Retrospective
analysis of initial NSRCT indicated a healed rate of 72.0% with a functional rate of 93, 1 %. The
pre-treatment status of the tooth was found to be the most significant predicto1· of endodontic
outcomes.
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TABLE OF CONTENTS
Page
LIST OF TABLES..................................................................................................... vi
LIST OF FIGURES................................................................................................... vii
CHAPTER
I. REVIEW OF THE LITERATURE ........................................... .. 1
II. MATERIALS AND METHODS ... ,,,,, .. , ..... ,,,,.llltllllllllllfllt;,,, ••••.• 5
>4mm were 6.6 times less likely to heal. However, one potential limitation in this study could
have been the method for lesion measurement was not standardized. Non-vital pulp diagnosis
revealed a healed rate of only 57%, whereas vital teeth healed at a rate of 81.6%. Pulpal status
has been reported to be a predictor of healing in numerous other studies (12, 20, 26). This
investigation found a healed rate for teeth with a procedural complication to be 53.5%.
Fractured instruments, non-instrumented canals due to calcification, and perforations were the
most common reported procedural complications, DeChevigny et al. and Azim et al. also
reported procedural complications to be significant (11, 20).
Another key investigational factor in assessing endodontic outcomes is the length of time
between treatment and outcome assessment. Strindberg proposed that follow-up examinations
should be conducted at 6-month intervals during the first 2 years and every year thel'eafter (5).
Sjogren stated, "The recovery of the periapical tissues to a healthy condition is a dynamic
process and it is possible that a premature evaluation ofperiapical healing might include teeth in
which the repair process has not yet stabilized" (27), Friedman proposed 90% of teeth that
would eventually heal following NSRCT may take up to 5 years, However, only 50% of those
would be completely healed after 12 months (27).
Follow-up time is one of the greatest variables in outcome study design, and has been shown
to significantly impact the outcome rate of studies with a strict criteria ( 4). The follow-up time
for this study was a minimum of 1 year, with the median follow-up time of 13 months. The
overall healed rate by strict criteria was 72%. A study by Peale et al., with a similar 1-year
minimum follow-up using strict criteria, reported a healed rate of 57% (14). A review by Ng et
al reported a pooled healed rate of 5 investigations using strict criteria with a 12 month recall rate
resulting in a weighted healed rate of 67.7% (4). With an increased follow-up time, there is a
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trend toward increased healed rates seen in outcomes literature. For example, a 2 to 4-year study
by Ng and others reported a healed rate of 83% (17). DeChevigny et al had a 4 to 6-yea1· follow
up period with a reported healed rnte of 86%. Therefore, by extending the follow-up period of
10-17 years to 20-27 years, Molven et al discovered an additional 11 % healed rate (28),
With a closer look at this investigation's results, that trend of increased healing over time
can be observed as well. 64 subjects analyzed from the current study had a follow-up period of 2
years or greater. The strict healed rate for those 64 subjects improved to 75%. The trend can also
be observed when examining the subpopulation of subjects with a pre-existing lesion. 151 teeth
with a pre-operative radiolucency were evaluated at the 1-year follow-up exam, and 54.3% were
fully healed. This finding is similar to Orstavik's prospective analysis which found 51 % of cases
fully healed after 1 year (29). In this study, over 40% of the cases that had not fully healed at 1
year showed definite signs of healing, with the PAI score improving from a 5 to a 4 in 45 of 109
possible cases. Orstavik observed continued healing as well, with that study reporting 88% of
the subjects were healing at the 12 month time interval, with complete healing observed up to 4
years in some cases (29). The 13-month median follow-up time is a limitation to this
investigation because it was not possible to calculate a healed rate at longer time intervals.
However, there are two observable trends in this study, the first was extending the follow-up
time to 24 months yielding an incl'eased healed rate of 7 5%. The second was 41 % of non-healed
lesions improved their PAI score, indicating an increased follow-up time for this study would
likely yield an increased healed rate as seen in longer-term outcome investigations.
Another observed trend from this investigation is related to the statistically significant
variables that were shown to affect outcomes. Teeth presenting with sinus tracts were the least
likely group to be healed at 1 year, followed by large lesions (>4mm), any size lesion, and
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necrotic pulp (sinus tract> large lesion> any size lesion> necrotic pulp), It was noted that
chronic apical abscesses were least likely to heal and noticed a continual improvement in healed
rate from the presence of a lesion to necrosis without a lesion, Therefore, the more chronic the
infection, the less likely the lesion is to be healed at a 1-year follow-up.
V. CONCLUSIONS
The outcome of initial non-surgical root canal treatment by Navy endodontists and
residents was noted to be 72.0% healed rate with a 93, 1 % functional/clinical success rate,
Factors with a negative impact on outcome included presence of a sinus tract, presence and size
of a pre-operative radiographic lesion, non-vital pulp, and procedural complications,
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