IN THE COUNTY COURT OF VICTORIA AT LATROBE VALLEY COMMON LAW DIVISION SERIOUS INJURY LIST Revised Not Restricted Suitable for Publication Case No. CI-16-00141 JOANNE LESLIE DAVID Plaintiff V VICTORIAN WORKCOVER AUTHORITY Defendant JUDGE: WHERE HELD: DATE OF HEARING: DATE OF JUDGMENT: CASE MAY BE CITED AS: MEDIUM NEUTRAL CITATION: HER HONOUR JUDGE KINGS Latrobe Valley 5 July 2016 11 August 2016 David v Victorian WorkCover Authority [2016] VCC 1125 REASONS FOR JUDGMENT Subject: Catchwords: ACCIDENT COMPENSATION Serious injury application — injury to the spine — consequences attributable to the spine from other conditions — whether plaintiff satisfies the test for economic loss — pain and suffering and loss of earning capacity damages Accident Compensation Act 1985, s134AB(37)(a) Barwon Spinners Pty Ltd & Ors v Podolak (2005) 14 VR 622; Advanced Wire & Cable Pty Ltd v Abdulle [2009] VSCA 170 Leave granted to the plaintiff to bring proceedings for damages for pain and suffering and loss of earning capacity. Legislation Cited: Cases Cited: Judgment: APPEARANCES: For the Plaintiff For the Defendant Counsel Solicitors Mr P F O'Dwyer SC with Maurice Blackburn Pty Ltd Mr G Wicks Mr P B Jens QC with Minter Ellison Ms M S Tait COUNTY COURT OF VICTORIA 250 William Street, Melbourne
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IN THE COUNTY COURT OF VICTORIA Revised AT LATROBE …€¦ · 19 In respect to the Medical Certificate for shoulder and spine pain for the period June to September 2015, the evidence
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IN THE COUNTY COURT OF VICTORIA AT LATROBE VALLEY COMMON LAW DIVISION SERIOUS INJURY LIST
Revised Not Restricted
Suitable for Publication
Case No. CI-16-00141
JOANNE LESLIE DAVID Plaintiff
V
VICTORIAN WORKCOVER AUTHORITY Defendant
JUDGE:
WHERE HELD:
DATE OF HEARING:
DATE OF JUDGMENT:
CASE MAY BE CITED AS:
MEDIUM NEUTRAL CITATION:
HER HONOUR JUDGE KINGS
Latrobe Valley
5 July 2016
11 August 2016
David v Victorian WorkCover Authority
[2016] VCC 1125
REASONS FOR JUDGMENT
Subject: Catchwords:
ACCIDENT COMPENSATION Serious injury application — injury to the spine — consequences attributable to the spine from other conditions — whether plaintiff satisfies the test for economic loss — pain and suffering and loss of earning capacity damages Accident Compensation Act 1985, s134AB(37)(a) Barwon Spinners Pty Ltd & Ors v Podolak (2005) 14 VR 622; Advanced Wire & Cable Pty Ltd v Abdulle [2009] VSCA 170 Leave granted to the plaintiff to bring proceedings for damages for pain and suffering and loss of earning capacity.
Legislation Cited: Cases Cited:
Judgment:
APPEARANCES:
For the Plaintiff
For the Defendant
Counsel Solicitors
Mr P F O'Dwyer SC with Maurice Blackburn Pty Ltd Mr G Wicks
Mr P B Jens QC with Minter Ellison Ms M S Tait
COUNTY COURT OF VICTORIA 250 William Street, Melbourne
HER HONOUR:
This is an application brought by the plaintiff for leave pursuant to
s134AB(16)(b) of the Accident Compensation Act 1985 (as amended) ("the
Act") for injury suffered by her over the course of her employment with Pita
Nominees Pty Ltd ("the employer") at the Longwarry Service Station, but in
particular an incident that occurred in November 2009.
2 The plaintiff seeks leave to bring proceedings for damages in relation to pain
and suffering and loss of earning capacity.
3 The plaintiff brings this application pursuant to clause (a) of the definition of
"serious injury" to be found in s134AB(37) of the Act.
4 There, "serious injury" is defined as meaning:
"(a) permanent serious impairment or loss of a body function."
5 The body function relied upon in this application is the spine, in particular the
plaintiff's thoracic and lumbar spine, with pain that goes into her buttocks and
predominantly left leg.
6 The plaintiff relied upon three affidavits sworn 16 June 2015, 17 June 2016 and
5 July 2016. The plaintiff was cross-examined. I have not summarised the
plaintiff's affidavits or evidence; however, I will refer to the relevant evidence in
my reasoning. In addition, both parties relied on medical reports and other
medical material which were tendered in evidence. I have read all of the
tendered material.
The issues
7 Counsel for the defendant informed the Court that there were two main issues
for determination, which were:
• First, whether it was necessary to separate consequences attributable to
the spine from other conditions from which the plaintiff suffered which was
VCC:DC/LP/AS 1 JUDGMENT
David v Victorian WorkCover Authority
depression, neck and right shoulder pain and vertigo; and
• Second, whether the plaintiff satisfied the test for economic loss pursuant
to the Act.
The credit of the Plaintiff
8 The plaintiff's credit was not in issue between the parties. The plaintiff
answered questions directly, made concessions, gave her evidence without
embellishment and was straightforward in her presentation. There was no
suggestion by counsel for the defendant or in the medical evidence that the
plaintiff's credibility was in issue. Overall, the plaintiff impressed me as a
believable witness.
The Plaintiff's background
9 The plaintiff left school midway through Year 10 and, over the years, obtained
employment in various fields such as retail, office, cleaning, hospitality and
labouring, including cooking.
10 The plaintiff attended Gippsland TAFE and obtained her Certificate IV in Youth,
Child and Family Services. In 2000, she obtained employment as a project
officer in management and project coordinator with Try Youth Community
Services, where she worked until about 2008, managing a "Work for the Dole"
project. She then became a part-time coordinator of a program in Moe, which
was four days a week. During that period, she obtained a Certificate IV in
Workplace Training. In 2008, she enrolled at the Gippsland Education Centre
at Warragul and subsequently, obtained a Diploma in Sustainable Agriculture
in 2010.1
11 During 2008, the plaintiff obtained part-time employment at the Longwarry
Service Station, where she worked six-hour shifts on an average of four to five
days per week. She worked as a cook, which involved tasks such as attending
to delivery of stock and moving stock from the foyer area to the freezer room.2
Plaintiff's Court Book ("PCB") 9 2 PCB1 0
VCC:DC/LP/AS 2 JUDGMENT
David v Victorian WorkCover Authority
The plaintiff's evidence was that the job with the employer was shift work, which
enabled her to pursue her studies and accommodate her family responsibilities.
On occasions, she worked weekends. Upon obtaining her Diploma in
Sustainable Agriculture, it was her intention to return to full-time work.
12 The plaintiff's evidence is that, in November 2009, whilst bending over in a
confined space in the freezer and lifting a box at the Longwarry Service Station,
she injured her spine.3 She continued working with pain during December 2009
and January 2010 but in February 2010, she began to feel extreme pain in her
lower back. She sought medical attention and was off work for approximately
one month, before returning to light duties. She returned to work on various
return to work programs but ceased work due to ongoing lower back pain in
October 2011. At that time, she was working 18 hours per week but was not
managing the work.
13 The plaintiff commenced part-time employment with Headway Gippsland,
where she worked on a social support program in Warragul, working 5 hours,
one day per week. In February 2012, she increased her hours by 12 hours per
week, working Monday, Wednesday and Friday, which enabled her to rest when
she was not working. Further, she had the option of working from home, on
occasions, which she exercised. This work continued until December 2013.
She had difficulty working consecutive days. She returned to her one day per
week until September 2014, when she resigned.
14 The plaintiff gave evidence that she has been looking for suitable light work but
without success. In the meantime, she is undertaking some voluntary work as
a "Meals on Wheels" delivery driver for Baw Baw Shire Council in the Warragul,
Trafalgar and Drouin areas for approximately four hours, one day per week.4
She described this work as very light work as she merely drives the car loaded
with food, which is unloaded for her upon arrival.5 In addition, she does
3 PCB 10 4 PCB 17 5 PCB 17-18
VCC:DC/LP/AS 3 JUDGMENT David v Victorian WorkCover Authority
voluntary social assistance for the elderly one day per week for approximately
six hours.6
15 The plaintiff's evidence was that after completing her Diploma in Sustainable
Agriculture, her initial goal was to undertake consultancy work but in the long
term she wanted to develop and run an organic farm as a business.7 However,
whilst studying for her certificate, she came to the conclusion that work in the
field of sustainable agriculture was not available.8 The plaintiff said that this
forced her to seek alternative work and apply for numerous full-time and part-
time positions but without success. Counsel for the defendant focused a large
part of cross-examination on this issue. The plaintiff said that now there are
more jobs available but her career prospects are limited, as even consultancy
work has a "hands on" component, which she could not do due to her injury.9
The Plaintiff's evidence as to unrelated medical issues
16 Counsel for the defendant tendered medical certificates, which suggested that
the plaintiff was unable to work for conditions unrelated to her spine during
certain periods
17 Counsel for the defendant submitted that it was necessary for the plaintiff to
separate the consequences attributable to the spine from other medical
conditions from which she suffered, which was depression, neck and right
shoulder pain and vertigo.
18 In respect to the Medical Certificate of 2 May 2014 for vertigo, the plaintiff's
evidence was that while working at the Longwarry Service Station she had an
operation on her ear. As a result, on occasions, she suffered vertigo and
tinnitus. She was registered with Centrelink and was required to perform 15
hours of voluntary work. At the time, in May 2014, she was doing voluntary
work of 6 hours. She had symptoms of tinnitus and because she did not think
she could work two to three days per week, she obtained a certificate from her
doctor as a precaution. She could not explain why the Medical Certificate did
not refer to her spinal problems.
19 In respect to the Medical Certificate for shoulder and spine pain for the period
June to September 2015, the evidence was that the plaintiff sought treatment
from the Warragul Osteopathic Clinic from November 2010 until May 2016 due
to her work injury. In July 2015, she reported low-back pain and shoulder pain
and was treated for both. A balanced reading of the osteopathic reports confirm
that she was seeking treatment for a variety of things but principally for her
back.
20 The plaintiff's evidence was that any problems she had in the past with her neck
and shoulder did not affect her ability to perform physical work, in particular,
gardening.1° She does not take medication for her neck or shoulder.11
21 Finally, there were Medical Certificates relating to depression for 23 September
201410 November 2014. Both certificates referred to the plaintiff's chronic low-
back pain as a secondary related condition. The plaintiff's evidence was that
she was under pressure with work at that time. Furthermore, I accept that the
plaintiff's low-back pain was referred to on these certificates and the plaintiff's
claim relates to the fact that she cannot work more than part time because of
her spine condition.
22 I accept that the plaintiff has separated the consequences attributable to the
spine from other conditions from which she suffered.
The legislative framework
23 In order to succeed, the plaintiff must prove, on the balance of probabilities,
that:
10 T84, L18 11 T86
VCC:DC/LP/AS 5 JUDGMENT
David v Victorian WorkCover Authority
(a) "the injury" suffered by her arose out of, or in the course of, or due to the
nature of, her employment with the employer;12
(b) "the injury" with its resulting impairment must be permanent, in the sense
that it is likely to continue into the foreseeable future;13
(c) "the consequences" to the plaintiff of her impairments to the spine in
relation to "pain and suffering consequences" or "loss of earning capacity
consequences" must be "serious" — that is, "when judged by comparison
with other cases in the range of possible impairments ... be fairly
described as being more than significant or marked and as being at least
very considerable".14
24 In addition, in relation to "loss of earning capacity consequences", the plaintiff
has a specific burden to establish:15
(a) that at the date of hearing, she had a loss of earning capacity of 40 per
cent or more, measured (subject to certain irrelevant exceptions) as set
out in paragraph (f) of s134AB(38) of the Act;16
(b) that after the date of hearing, she will continue permanently to have a loss
of earning capacity which will be productive of a financial loss of 40 per
cent or more;17
(c) that the conditions set down in s134AB(38)(e)(i) and (ii) are cumulative;
and
(d) that even with rehabilitation and retraining, she will still sustain a loss of
40 per cent or more.15
12 Section 134AB(1) of the Act and Barwon Spinners Pty Ltd & Ors v Podolak (2005) 14 VR 622 at paragraph [11] 13 Barwon Spinners (supra) at paragraph [33] 14 Section 134AB(38)(b) and (c) 15 Section 134A8(19)(b) and 38E of the Act 16 Section 134AB(38)(e)(i) of the Act 17 Section 134AB(38)(e)(ii) of the Act 18 Section 134AB(38)(g) of the Act
VCC:DC/LINAS 6 JUDGMENT
David v Victorian WorkCover Authority
25 The expression "suitable employment" which appears in s134AB(38)(f) and in
s134AB(38)(g) is defined in s 3 of the Workplace Injury Rehabilitation and
Compensation Act 2013 in the following terms:
suitable employment, in relation to a worker, means employment in work for which the worker is currently suited —
(a) having regard to —
(i) the nature of the worker's incapacity and the details provided in medical information, including, but not limited to, the certificate of capacity supplied by the worker; and
(ii) the nature of the worker's pre-injury employment; and
(iii) the worker's age, education, skills and work experience; and
(iv)the worker's place of residence; and
(v) any plan or document prepared as part of the return to work planning process; and
(vi)any occupational rehabilitation services that are being, or have been, provided to or for the worker; and
(b) regardless of whether —
(i) the work or the employment is available; and
(ii) the worker or the employment is of a type or nature that is generally available in the employment market.
26 If the plaintiff satisfies the test laid down by the Act in relation to loss of earning
capacity, then she is at large to make a claim for damages; that is, for both pain
and suffering and loss of earning capacity.19
27 Accordingly, it is appropriate for me to first look at the various tests for loss of
earning capacity, which must be satisfied by the plaintiff in respect to the spine
injury.
Loss of earning capacity — the 'narrative test'
28 It was not in issue between the parties that the plaintiff suffered a work-related
injury to her spine.
19 Advanced Wire & Cable Pty Ltd v Abdulle [2009] VSCA 170 at paragraph [63]
VCC:DC/LP/AS 7 JUDGMENT
David v Victorian WorkCover Authority
29 In respect of loss of earning capacity, it is necessary for me to consider the
plaintiff as at the present time.
30 The up-to-date medical evidence of the plaintiffs capacity for employment was
expressed by Dr Slesenger, occupational physician, Mr O'Brien and Mr Dooley,
orthopaedic surgeons, and Dr Agaskar, general practitioner.
31 In April 2016, Dr Slesenger diagnosed an aggravation of the degenerative
disease of the lower thoracic and upper lumbar spine. He formed the opinion
that, as a result of her spinal injury, the plaintiff had a residual capacity, with the
following restrictions:
• no push, pull, carry or lift over 5 kilograms;
• no repetitive bending or twisting;
• sit and stand as required; and
• fours a day for four days per week.
32 It was Dr Slesenger's opinion that the above restrictions are permanent. He
thought that the plaintiff had the capacity for work, working up to 16 hours per
week, and anticipated that she would be able to continue to work on a consistent
and reliable basis. He was of the opinion that her incapacity for work is unlikely
to change in the foreseeable future. He expressed reservations with regard to
her experience and ability to deploy her qualifications in training and assessing
sustainable agriculture and youth and family services. He was concerned as to
her previous employment experience in clerical/managerial roles and the
transferability of the experience in an open job market. He described her
prognosis as guarded. He noted the length of her occupational impairment and
disability and her poor response to treatment.
33 In May 2016, Mr O'Brien, orthopaedic surgeon, said the plaintiff reported
moderate disability associated with a chronic low-back pain. He said she is
VCC:DC/LP/AS 8 JUDGMENT
David v Victorian WorkCover Authority
certainly limited in relatively heavy physical tasks and is quite incapable of
undertaking employment which does involve manual-type duties. She is not
physically capable of undertaking pre-injury employment but has a capability of
undertaking light suitable employment which should be limited to approximately
20 hours per week. He described her prognosis as poor.
34 The plaintiff's general practitioner, Dr Agaskar, provided five letters, dated 12
May 2015, 5 November 2015, two dated 21 June 2016 and one dated 30 June
2016. The two letters dated 21 June 2016 expressed different opinions on the
number of hours the plaintiff could work. They were identical except the hours
stated were different. He said, after considering the plaintiff's chronic lumbar
spine injury and pain and her age, he concurred with specialist recommendation
that the plaintiff could return to work. Initially, he said four to six hours a day,
four days a week, with restrictions of no push-pull-lift objects of more than 5
kilograms in weight and no twisting and no repeated bending, squatting or
kneeling. She would require rest breaks as needed and could not stand or sit
for long periods of time. In the next letter, he limited the hours of work to four
to five hours a day, four days a week, with the same restrictions.
35 In the further letter dated 30 June 2016, Dr Agaskar said he consulted with the
plaintiff, who said she was happy to work in the range of hours mentioned in the
report and that she had one specialist recommending four hours a day and the
other recommending five hours a day. I accept that Dr Agaskar is referring to
the reports of Dr Slesenger and Mr O'Brien.
36 Mr Dooley, orthopaedic surgeon, said he believed the plaintiff could return to
suitable work on a graduated basis and that she would have the capacity to
return to full-time work. He said the plaintiff would continue to note intermittent
low-back pain and lower limb pain.
37 The plaintiff's evidence was that she thought she could work up to 17 hours a
week, although she indicated that her pain increased when she worked on
VCC:DC/LP/AS 9 JUDGMENT
David v Victorian WorkCover Authority
consecutive days. In re-examination, counsel asked the reason the plaintiff
could only engage in part-time work, where she said:
"Because of my back. Because I can't sit down for too long. I can't stand up for hours, particularly on concrete floors ... So there's only limited work I can apply for."2°
38 I also note that the plaintiff's evidence was that when she worked 17 hours, she
had an employer who enabled her to perform some of her work from home.
39 Counsel for the defendant relied upon the general practitioner's report and
submitted the plaintiff could work 24 hours a week.
40 Given the state of the medical evidence, I tend to favour the evidence of the
occupational physician, Dr Slesenger. He is the expert/specialist in
occupational health and safety qualifications or experience, as to the hours of
work and the type of work that the plaintiff can undertake. His view is the plaintiff
can work up to 16 hours per week with restrictions. Mr O'Brien said 20 hours
per week and the general practitioner said between 16 and 24 hours per week.
The plaintiff has been working 17 hours per week, although she has had
difficulty working consecutive days. She had the option to work from home,
which she exercised. Taking all the evidence into account, I consider
somewhere between 16 and 17 hours per week is the plaintiff's capacity in
suitable work.
41 The plaintiff's evidence is that she has worked in physical employment since
leaving school. She can no longer work in pre-injury employment. To her credit,
she has undertaken study but had hoped that she would be able to pursue a
career in sustainable farming. She has come to the conclusion that that is not
possible. The plaintiff cannot return to pre-injury employment. Given her age
of fifty-nine years, and the fact that there are restrictions imposed on the type
of work the plaintiff can obtain, I consider this represents a loss to the plaintiff.
42 I am satisfied that the plaintiff's impairment is permanent, given the medical
20 T111, L26-28
VCC:DC/LP/AS 10 JUDGMENT David v Victorian WorkCover Authority
evidence of Dr Slesenger, Mr O'Brien and Mr Dooley. I note that the impairment
has remained since 2010.
43 I am satisfied it is fair to describe the consequences of this plaintiff's loss of
earning capacity as being "more than significant or marked" and properly
described as "very considerable" when judged by comparison with other cases
in the range. The plaintiff, therefore, satisfies the narrative test. In reaching the
finding, I have made a comparison with other cases in the range of possible
impairment. No element of mental component is taken into account in this
assessment; indeed, the mental component is required to be excluded by
s134AB(38)(h) of the Act.
44 In addition to satisfying the narrative test for loss of earning capacity, the plaintiff
must also satisfy the statutory test for loss of earning capacity.
Statutory test — loss of earning capacity
45 The statutory test under the Act requires that the worker to have a loss of
earning capacity of 40 per cent or more measured by comparing the worker's
gross income before her injury and after the injury.
46 It was accepted by both parties that the work the plaintiff was performing at
Headway was suitable employment.
47 I accept that the plaintiff's "without injury" earning figure before injury is $31,280
gross per annum. Sixty per cent of that figure is $18,768. At the time of her
injury, she was working during the week and during the weekend. The hourly
rate of pay was $21.72 on weekdays and $28.38 on weekends. If the plaintiff
worked 25 per cent weekends and 75 per cent week days, she would earn
701.18 in a 30-hour week. That being the number of hours she was working
at the time of her injury that is annualised to be $36,461.36. Sixty per cent of
that figure is $21,876.
48 I accept that the plaintiff can work up to 17 hours per week. If she can work 17
hours per week at the hourly rate she was receiving at Headway of $21.66 per
VCC:DC/LP/AS 11 JUDGMENT
David v Victorian WorkCover Authority
hour, that is $368 per week and annualised, that is $19,147. Accordingly, I
conclude that the plaintiff has greater than 40 per cent loss.
49 I am also required to consider issues of retraining and rehabilitation pursuant to
ss(g) of the Act. No retraining has been offered or provided by the defendant.
The plaintiff has undergone her own retraining. There is no evidence that
rehabilitation would assist the plaintiff. Accordingly, I am satisfied that the
plaintiff will continue permanently to have a loss of earning capacity which will
be productive of a financial loss of 40 per cent or more.
50 Therefore, I am satisfied the plaintiff has satisfied the 40 per cent requirement
and has sustained an injury within s134AB of the Act.
51 The above position is reached purely by reference to the plaintiff's physical
condition; namely, her spine. No element of the mental component is taken into
account in this assessment. Indeed, the mental element is required to be
excluded by s134AB(38)(h) of the Act.
52 In view of my findings in relation to the physical injury, it is not necessary for me
to consider the plaintiff's claim under paragraph (c) of the definition of "serious
injury" to be found in s134AB(37) of the Act.
53 In such circumstances, the plaintiff's application seeking leave to bring
proceedings for damages for pain and suffering and loss of earning capacity is