A0· 10 R ev. l/Q (5 U SC op p §§ 101 llll . . . 3. GARAU FTS. lICHOLAS G EAS TERN DISTRIC OF NEW YORK 7/10 05 ., Title (Article Il l Judge indi˘l ( uiv o senio r Jtatus; ; . Reyp (ch eck :ippror i:L c ty) 6. Rep oting Peo 121/( 8. On t h basi s o t infonmtio omi n e i n this Rcpn an y K Ot< . -ffl· . .. . • • C l t ' . · ₍. .: • . ) : . . . • ; " . " ' ··=- ,,•• .• �� .*. .. . <·. \. . · .. . �- .. $ " ! ·q4. : » . :,> . , . . . . esmoN N6ME OF ORG AN IONEI Spu Pblhg Cmpay, Ic P RTI E A N D T RMS C 0 .. = = ( . ,,. m m ,.,( < <) -B .- .. n < . , . · · · " . . 0 . " !' . .. .- - 't: ;.�·" .. '. = NON · Con:˙bkpit0) I. ?. 3. Mem. B oOt Me�r. Etv Comitte Unit Stie Tconis As1o 0 FINANCIAL DISCLOSU REPORT FOR CALENDAR YEAR 200- Reort Rcquircd by th Ethic In Gov""t AC or 19S l. P Reng (Wt n:une. Frt n:unc. Middle in i ti al ) ₎ Con or Ornizo Dor Rcpn ëgicuejudr6 iudiête full· o part-time) Q 1omntio, Dte 2800 1 1 110 l S DI J to Q Inital @ AnuJ Q Ar 7. Clb o Ofc Adrs lS DIl CURT E mfctioos prtining tereto. it is. in my opinio, in comp li :cc 'ith applicbl I"' a rlations. ffi CAM P E BRO LYN. " 11201 RiewingOfficu . , .. .."· CPRTA NOTE: The inttios acompanying Ws fom must b flw Cpan p, cecking tNONE b for eh p weyo h no rei afnatioa. Sig o la p:g. .{? -:·- ;-:. $ ' (·"$ L POSIDONS. (Reng ioviduoly; se p 9·13 o fling insctions) I. AGRE1S. (Rconing inividual oly. see pp. 1416 orlitiasiastctiosl : NONE · \No rcportoblc agrtl.) 1. 009S ABC, IC. PE."SION P MOlfiLY SURVIVOR BEEF. CITY OF NEW YORK DEFERRED OMPENSATN PLAN. .-., = c- C ( ()Z c> I =Z r ) rn · O . , U
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A0 ·10 R ev. l/?QO.I
(5 U SC opp §§ 101 llll . . .
3. GARAU FTS. l\"ICHOLAS G EASTERN DISTRICT OF NEW YORK 7/3112005
.i , Title (Article Il l Judges indic l ( utive or senior Jta.tus; ; . RepoctTypc: (check :ippropri:Ltc type) 6 . Reporting Period
12131/2()(µ 8. On the basis of the" infonmtion ooamined in this Rcpon and y
Me�:r. E."<ecutive Committee United St3.ie:s Tconis Assoc111.tion
0
FINANCIAL DISCLOSURE REPORT
FOR CALENDAR YEAR 200-t
Report Rcquir-cd by the Ethics
In Govern"°""t ACI or 197S
l. Person Reporting (Wt n:une. First n:unc. Middle initial) Coun or Orpniz:aDon D:ueor Rcpon
giscr.uejud 6 iudi te full· or part-time) Q 1'omin:1tioa, Date 212812000 11112004
l�ITEO STATES DISTRICT JUDGE t oQ Initial @ Annu;aJ Q Arol
7. Cll:unbers or Office Address
l:S DISllUCT COURT EONY mocUficatioos pertaining thereto. it is. in my opinion, in compli:incc 'With applicable IJ"''S and regulations.
CADMAJ\" PLAZA EAST BROO LYN. "SY 11201 Reviewing Officu
., .. .:.."· CMPORTANT NOTES: The instnactions accompanying Ws form mu.st be followed. Completean pa.ru, checking theNONE box for each p:art where you have no rcporuble iafonnatioa.. Sign oo last p:ige.
.{�.�?' -:·- ;f,Z-:. '7(·" L POSIDONS. (Reporting iodividu>.Iooly; see pp. 9·13 of filing instructions)
Il. AGREE1'.1ENTS. (Rcponing individual only. see pp. 14-16 orlitiasiastructionsl
::J NONE · \No rcportoblc agrttmenl5.)
1.
0<>0919S
ABC, INC. PE."SION Pl.AN MOl'ffiiLY SURVIVOR BENEFIT.
CITY OF NEW YORK DEFERRED OMPENSATION PLAN.
.-..,, = c- C> (')(J)Zc> I ="Z r
)> rn
· O ., U'I
:ame of Petson Rc:pof'tiog
SO\'RCE AND TYPE
-YC Deferred Comp ensa tion
ABC lnc. Retirement Plan
GROSS 1:-;COME
S2,S33
S t3, 0S;
SOI !RCE AND TYPE
2004 S<lf-emptoy ed • Coasullant
DESCRIPTlON
U . S . Tennis A$Soc:i tion Rcctived S.562 expense reimburse ment to attend the Annual UST A Meeting
- 2004
. . ..... ... . -·····-··· -----·
FINANCIAL DISCLOSURE REPORT
QARAUFIS. NICHOLAS()
Ill NON-INVESTlVlEJ'lfT INCOi:vm. {Reporting individu:tl "'1dspouse: s<e pp. 17-24 of filing insuuetions)
A. Filer's Non -Investment Income
C NONE · lNO rcpon:i.blc non·investment income.)
I.
0.1te of Rq1on
7131/2005
()'OW$, not spouse's)
B. Spouse's Non-Investment Income. (If you V1Crc m:uried durin& any portion of the n:portiogyc;lf. please complete this section. Doll::tr amount not rcqu.ircd except for bonoraria.)
CJ NONE - (No reportab!c non·invescmcnt income.)
I.
IV. REIMBURSE1\1ENTS -- lr.lllspom1ion, 1o<1g;ng. roo<1,cn"'13inmcn1.
(Includes those lO .spouie 3nd dependent chiklrcn. Sec pp. 25·27 of instrui:tioas.)
Gain lJcnDty of bllycrlsc:11cr (li private !r'J.llSaCtioa,
{S« C"olumrw Bl ;rnd ().ll = .OOl·SI00.000
!. V;ih:ie Codc5; =SJ$,000« Im
(Se.: Colutn111 Cl ;u1d 03> =S2.SO.OOO·SS00.000
pj =s .ooo.oot-S50.ooo..ooo
;\.Value: M. d:.id CUI.ks =Appr-.usal
•Sl.OOl·S1. . .SOO
c =SIOO.OOJ-Sl.()C(l.<XX>
K = SIS.001 .000
0 =SSOO.OCll·Sl.000,000
R =Cost tRcat Es.ttie On!y)
(' • S .SOl·S!'i,000 D = SS.001-SIS.ClOO
HI = Sf,OO(>,OCU.SS.000.000 H? = r-.1cn than SS..000.WO
L =SSQ.OOl·SI00. 000
l'I =Sl.OOO.OOl·S.1.000.000
P4 =$.\t 11un Sl0.000,000
S =A nen!
�1 = SIOO.OOl·CW.000
=S.1.000.001.s=s.ooo.ooo
T • C.a$1�1:artct
E wSIS.001.$50. 000
Nam ¢. Q t' Pe rson Rtponing
1 •••• under•
FINANCIAL DISCLOSURE REPORT DaltofRtpM
GARAUAS. NICHOU\S G minoo:
�"";"'""'"01R<pon.l VDI. ADDmONALINFORMATION OR EXPLANATIONS
VU, Page I. line 16: Trusl #l is funded with an Equitable Life Insurance Company life insurance policy with a cash surrender value :u 12131/04 ofS4S.1SO
vn. P>gc 1. Lio< 17: ABC. Inc. Pension Plan. lam designated to receive monthly pensioo. benefits ension plaa. Section lll. Line 2 for income received. These paymeau will cease u.poa my death.
O:itc of R pon
Date A_...,.__f_3 1_lo_D_ __
FINANCIAL DISCLOSURE REPORT
GARAUFlS. NICHOLAS G 11311200S
IX. CERTIFICATION.
I cenify that all information given above (including information pertai ning 10 my spouse and minor or dependent children, if any) is accurate, 1tue, and complete to the best of m y knowledge and belief. and that any information not reponed \VOS wilhheld . because it met applicable staiutory provisions permitting non-disclosure.
I funher certify !hat earned income from outside employment and honor.ma and the acceptance of gifls which have been reported are in compliance with the provisions of 5 U.S.C. § 501 eL seq., 5 U.S.C. § 7353, and Judicial Conference regulations.
Signa.ture
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULL y FALSIFIES OR FAILS TO FILE nns REPORT MAy BE SUBJECT TO CNIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)