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  • NOTE TO USERS

    Page(s) missing in number only; text follows. The manuscript was microfilmed as received.

    30

    This reproduction is the best copy available.

  • HOWARD UNIVERSITY

    The Influence of Teachers Perceptions of School Climate, Individual Teacher Efficacy and Teacher Expectations on Collective Teacher Efficacy in Public Elementary Schools

    A Dissertation Submitted to the Faculty of the

    Graduate School

    of

    HOWARD UNIVERSITY

    in partial fulfillment of the requirements for the

    degree of

    DOCTOR OF PHILOSOPHY

    Department of Human Development and Psychoeducational Studies

    by

    Persephone T. Brown

    Washington, D.C. May 2009

  • UMI Number: 3369658

    INFORMATION TO USERS

    The quality of this reproduction is dependent upon the quality of the copy

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    ______________________________________________________________

    UMI Microform 3369658Copyright 2009 by ProQuest LLC

    All rights reserved. This microform edition is protected against unauthorized copying under Title 17, United States Code.

    _______________________________________________________________

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  • ii

    HOWARD UNIVERSITY GRADUATE SCHOOL

    DEPARTMENT OF HUMAN DEVELOPMENT AND PSYCHOEDUCATIONAL STUDIES

    DISSERTATION COMMITTEE

    ____________________________________

    Aaron B. Stills, Ph.D. Chairperson

    ____________________________________

    Constance M. Ellison, Ph.D.

    ____________________________________

    Gerunda B. Hughes, Ph.D.

    ____________________________________

    Velma D. LaPoint, Ph.D.

    ____________________________________

    Darren Woodruff, Ph.D. Principal Research Analyst American Institutes for Research (AIR)

    ____________________________________

    Constance M. Ellison, Ph.D. Dissertation Advisor

    Candidate: Persephone T. Brown

    Date of Defense: April 17, 2009

  • iii

    DEDICATION

    This dissertation is dedicated to my mother, Persephone LaPrince-Brown, a

    lifelong learner, master teacher and magnanimous soul. After GOD, she is the wind

    beneath my wings. I also dedicate my dissertation to my father,

    Robert Marion Brown, Jr. His love, words of wisdom and encouragement always uplift my spirit.

    I am honored and delighted to be their daughter. And, to my brother,

    Dr. Robert Marion Brown III, I dedicate this dissertation for his big brotherly love, keen eye and

    expertise, which helped propel me to a higher level of tenacity and scholarship.

    This work is in remembrance of my maternal grandparents, Joseph and Elizabeth

    LaPrince, my paternal grandparents, Robert and Delphine Brown, Aunt Hannah Katrina-

    Nelson and Uncle Alphonso Ulysses LaPrince.

    This dissertation is also dedicated to Dr. Edith Irby Jones, Senator Edward Moore

    Kennedy, the lost and living souls of Hurricane Katrina and President Barack Hussein

    Obama. Their dignity, fortitude and grace, despite considerable adversity, have and

    continue to greatly inspire me.

  • iv

    ACKNOWLEDGMENTS

    Throughout this journey, GOD has always been with me every step. GODs most

    perfect love, countless blessings and divine intervention have guided and propelled me during

    this process. I am humbly grateful and thankful for HIS everlasting grace and mercy.

    I thank Dr. Constance Ellison my dissertation advisor. It is because of Dr. Ellison that the

    researchers resolve to meet the challenges associated with this process was heightened.

    Dr. Ellison reinforced my belief that success is the result of dedication, hard work, perseverance

    and diligence. I could not have finished this process without Dr. Ellisons expertise, advice and

    guidance.

    I thank Dr. Gerunda Hughes for her meticulous statistical expertise. Over time, she

    expanded my understanding and appreciation of quantitative research. I thank Dr. Velma LaPoint

    for her knowledge of theory and policy. She broadened my perspective of those domains, which

    was beneficial for me.

    I thank Dr. Rosalie Boone for taking the time to read my dissertation proposal and

    providing positive affirmations. Her encouraging words enhanced my motivation to conduct

    quality research. I thank Dr. Aaron Stills, who filled in for Dr. Boone, without hesitation, on such

    short notice. I am very grateful for his time, support and expertise. I thank Dr. Darren Woodruff

    for being my external evaluator. I greatly appreciate his time, support and input.

    I thank my parents and brother for their unwavering support, unconditional love and

    instilling in me the importance of being my own best advocate. I thank my aunt,

    Nancy LaPrince Fordham for being a prayer warrior on my behalf, which made a great

    difference for me.

    I am also indebted to so many others who have and continue to enrich my life.

  • v

    These are very special individuals who made such a tremendous difference throughout my tenure

    as a doctoral student with their prayers, words of wisdom, loving kindness, humor and expertise.

    I thank my spiritual mentor, Madame Claudette Dean for her insight, counsel and always telling

    me that everything is in divine order. I thank my other spiritual mentor and dear friend, Ms.

    Imogene Love who prayed with me, encouraged me and when I needed it, reminded me to

    Stand. I thank Dr. Edwin Nichols for his sage advice and insight. I am very grateful for the

    time that he devoted to my dissertation process. Dr. Nichols is an erudite individual in the truest

    sense. I thank Judge and Mrs. Gadsden and Ms. Natalie Kearns for their prayers, words of

    encouragement and support. You are very dear to me.

    I thank my special friends Dr. David Graham, Dr. Alex Lugo, Dr. Nicole Huby,

    Dr. Muriel Kennedy and Mr. Derrick Hull for their constant support and wonderful friendship.

    They are stellar examples of integrity, humanity, compassion and blessings to me. I thank

    Dr. Kathy Philyaw and Dr. Alana Harris for their sisterly support, pearls of wisdom, checking on

    me with telephone calls and special outings, which I cherished. I thank Ms. Gloria Lloyd for the

    tuition scholarships and for being such a wonderful person. It is such a pleasure knowing and

    having her in my life. Thank you, Dr. Emmanuel Sikali, for your time and statistical expertise.

    I thank the principals and teachers of the Prince Georges County Public Schools.

    Despite their very hectic schedules, they took the time to complete the survey packets for my

    dissertation research. Their friendly disposition, readiness to participate in my study and the

    words of encouragement that they provided really touched my heart. I could not have done my

    research without them.

    Finally, I give very special recognition and tribute to Ms. Melanie Caldwell and

    Dr. Arega Negero. If it had not been for Ms. Caldwells assiduous recruitment of schools for my

  • vi

    study, my dissertation research would not have been completed. I greatly appreciate her

    extraordinary effort and accommodation on my behalf. Ms. Caldwell, a truly lovely lady, was a

    godsend. I could not have completed this process without her help.

    Dr. Negero, from start to finish, selflessly provided me with his time, assistance and

    expertise. I greatly appreciate the time and effort he took on my behalf, which helped to elevate

    the level of scholarship of my dissertation. Dr. Negero, is an exemplary researcher and professor.

    And, his humanity has been a considerable source of encouragement. I thank both Ms. Caldwell

    and Dr. Negero for being such great blessings to me. They have truly been my angels during this

    entire dissertation process.

  • vii

    ABSTRACT

    School climate, individual teacher efficacy, teacher expectations and collective teacher

    efficacy have been investigated in numerous studies. However, there is a dearth of research that

    has explored teachers perceptions of these school characteristics in urban public elementary

    schools. This study examined whether teachers perceptions of school climate, individual teacher

    efficacy and teacher expectations significantly influenced perceived collective teacher efficacy.

    The study sample included third grade teachers and fifth grade teachers from a large,

    metropolitan, urban school district in Maryland. The stratified variables for this study were years

    of teaching and school type (low-income, high-income). Ten low-income schools and eight

    high-income schools were randomly selected from the convenience sample. Then, a random

    sample of third and fifth grade teachers from each strata was selected. Approximately 74 third

    grade teachers and 76 fifth grade teachers participated in this study.

    Multiple regression analysis results showed that the independent variables school

    climate and teacher expectations were significant predictors of perceived individual teacher

    efficacy among the public elementary school teachers sampled (H1). School climate, perceived

    individual teacher efficacy and teacher expectations were significant predictors of perceived

    collective teacher efficacy (H4). However, multiple regression results revealed that H2, H3 were

    not supported. The demographic variables years of teaching experience and grade level were not

    significant predictors of perceived individual teacher efficacy (H2). Years of teaching experience

    and grade level were also insignificant predictors of perceived collective teacher efficacy, (H3).

    In addition, multivariate analysis of variance (MANOVA) results did not support H5. There were

    no significant differences between school climate, perceived individual teacher efficacy and

    teacher expectations, based on school type and teacher certification (H5). It is recommended that

  • viii

    future investigators examine the relationship between school climate, individual teacher efficacy

    and teacher expectations on collective teacher efficacy in other settings, such as non-urban public

    elementary schools (i.e., rural, suburban) to determine whether the results from these studies

    would be applicable and relevant to demographically diverse school populations.

  • ix

    TABLE OF CONTENTS

    DISSERTATION COMMITTEE ................................................................................................... ii

    DEDICATION ............................................................................................................................... iii

    ACKNOWLEDGMENTS ............................................................................................................. iv

    ABSTRACT ................................................................................................................................. vii

    CHAPTER 1: INTRODUCTION ................................................................................................ 1

    Statement of the Problem ......................................................................................................... 3

    Purpose of the Study ................................................................................................................. 4

    Theoretical Framework ............................................................................................................ 4

    Research Questions and Hypotheses ....................................................................................... 5

    Definitions of Relevant Terms ................................................................................................. 6

    CHAPTER 2: REVIEW OF RELEVANT LITERATURE ...................................................... 8

    Theoretical Framework: Ecological and Social Constructionist Perspectives ................... 9

    School Climate ......................................................................................................................... 12

    Social Cognitive Theory and Perceived Individual Teacher Efficacy................................ 16

    Teaching Experience and Grade Level Influences on Teacher Efficacy Beliefs ............... 19

    Teacher Expectations.............................................................................................................. 21

    Perceived Collective Teacher Efficacy .................................................................................. 23

    CHAPTER 3: METHODOLOGY ............................................................................................ 28

    Overview .................................................................................................................................. 31

    Description of Participants..................................................................................................... 31

    Data Collection Procedures .................................................................................................... 31

    Instrumentation....................................................................................................................... 33

  • x

    Demographic Teacher Questionnaire ................................................................................... 33

    Measure of School Climate and Teacher Expectations ....................................................... 33

    Measure of Perceived Individual Teacher Efficacy ............................................................. 34

    Measure of Perceived Collective Teacher Efficacy .............................................................. 35

    Research Design ...................................................................................................................... 36

    Data Analysis ........................................................................................................................... 36

    CHAPTER 4: RESULTS ........................................................................................................... 37

    Overview .................................................................................................................................. 37

    Demographic Information...................................................................................................... 37

    Reliability of Instruments.... Error! Bookmark not defined.Error! Bookmark not defined.

    Intercorrelations and Bivariate Relationships Among Selected Variables ....................... 41

    Inferential Statistics ................................................................................................................ 42

    Summary .................................................................................................................................. 49

    CHAPTER 5: DISCUSSION ..................................................................................................... 51

    Discussion of the Studys Findings ........................................................................................ 51

    Limitations of the Study ......................................................................................................... 58

    Conclusion ............................................................................................................................... 60

    Implications for Teachers....................................................................................................... 60

    Implications for Administrators and School Leadership .................................................... 62

    Implications for Educational Psychologists .......................................................................... 63

    Recommendations for Future Research ............................................................................... 64

    Appendix A: Approval Letters for Data Collection................................................................. 66

    Appendix B: Letter to Administrators ...................................................................................... 68

  • xi

    Appendix C: Principal Permission to Conduct Research Study Forms ............................ 71

    Appendix D: Informed Consent Form for Teachers ........................................................... 73

    Appendix E: Permission Letter for Reproduction and Distribution of Instruments ........... 77

    Appendix F: Browns Teacher Demographic Questionnaire ............................................. 79

    Appendix G: Sample Questions of the School Climate Index (SCI) .................................. 82

    Appendix H: Sample Questions of the Teachers Sense of Efficacy School (TSES) ......... 84

    Appendix I: Sample Questions of the Collective Teachers Beliefs Scale (CTBS) ............ 86

    Appendix J: Codebook for Descriptors and Measurements of Demographic, Independent

    and Dependent Variables ....................................................................................................... 88

    References ................................................................................................................................... 105

  • xii

    LIST OF TABLES

    Page

    1. Total Years of Teaching for Public Elementary School Teachers in Sample.41

    2. Years Taught in Prince Georges County Public Schools (PGCPS)41

    3. Certification Status of Public Elementary School Teachers of PGCPS42

    4. Highest Degree Obtained for Public Elementary School Teachers of PGCPS43

    5. Correlation Matrix of Predictor Variables..45

    6. Summary of Multiple Regression Analysis for Variables Predicting Individual Teacher Efficacy of Teachers...46

    7. Summary of Multiple Regression Analysis for Variables Predicting Individual Teacher Efficacy of Teachers .48

    8. Summary of Multiple Regression Analysis for Variables Predicting Collective Teacher Efficacy of Teachers..50

    9. Summary of Multiple Regression Analysis for Variables Predicting Collective Teacher Efficacy of Teachers..51

    10. Summary of MANOVA Analysis for Differences Between Criterion Variables, Based on Predictor Variables53

  • xiii

  • 1

    CHAPTER 1: INTRODUCTION

    Insufficient empirical research has investigated how factors other than socioeconomic

    demographics, including school climate, perceived individual teacher efficacy and teacher

    expectations affect perceived collective teacher efficacy and ultimately, educational outcomes,

    such as student achievement (Goddard, 2001; Goddard & Goddard, 2001). Such empirical work

    is critical because these factors can hinder and prevent students achievement. Moreover, the

    influence that teachers, school climate, individual teacher efficacy and teacher expectations have

    on each other is a complex interrelationship (Goddard, LoGerfo & Hoy, 2004). The present

    study seeks to examine these variables as an explanatory system for collective teacher efficacy.

    This research has the potential to reveal and provide a better understanding of the consequences

    that can result from the interaction between teachers perceptions of these essential school

    characteristics in public elementary schools

    Some researchers, policy-makers and even educators frequently stereotype and support

    prevailing, negative impressions and explanations of student achievement in public elementary

    schools. As a consequence, these tendencies inhibit proactive change and initiatives, limiting

    positive educational outcomes. And, few paradigms provide methods for how teachers in public

    elementary schools can empower themselves and exert influence and control over student

    achievement (Price, 2002). For public elementary schools, triumph may be getting every

    student over hurdles of the No Child Left Behind (NCLB) law, which shifted national

    educational policy to a calculated focus on rectifying low reading and math standardized scores

    and ensuring that schools make Adequate Yearly Progress (AYP). In the authors opinion, the

    latter is a tool that will continue to discredit public elementary schools and discourage their

    teachers by focusing almost exclusively on the deficits of teachers and dismissing the challenges

  • 2

    that they encounter daily. Consequently, this may negatively impact the climate of public

    elementary schools.

    The No Child Left Behind law required all teachers of core academic subjects to

    be highly qualified by June 2007 in order to improve teachers effectiveness and increase

    student achievement (McMurrer, 2007). Most school districts are reportedly in general

    compliance with NCLBs Highly Qualified Teacher (HQT) requirements. However, many

    teachers have expressed skepticism that these requirements have impacted teacher effectiveness

    or made significant difference in raising student achievement (McMurrer, 2007). When test

    results are below par, the implication is that even excellent teachers are inadequate, and

    therefore, incapable of teaching effectively, according to the mandates of NCLB. These test

    results have a direct effect on teachers evaluations, salaries, funding and job security. As a

    result, changes in teachers perceptions about their efficacy individually and collectively, for

    better or worse, may also occur.

    Despite the best efforts of teachers, the goals set by NCLB for schools to perform at the

    proficient level in reading and mathematics on standardized measures are typically unrealistic

    and prone to demoralize, rather than inspire teachers. Nationwide, teachers are forced to teach to

    the standards and test, which have reduced the goals and purposes of education to the level of all

    things measurable - test scores (Loder, 2006). When teachers teach solely to the test, rigid

    methodologies tend to be used, which hinder or even prevent creative thinking. As a result, the

    joy of teaching is diminished considerably. How does this affect teachers perceptions of their

    schools, students and themselves? When student achievement of children is not steadily

    obtained in public elementary schools, it is imperative that the factors contributing to this are

    closely examined in order to devise and implement strategies that will help alleviate this

  • 3

    pernicious problem.

    The prevailing reform view of NCLB is that test scores are the most valid measure of

    teacher instruction, what students are learning and almost exclusive indicators of school success

    (Loder, 2006). Although the constant of school reforms presently are standards setting for

    student achievement, standards and tests alone will not improve student achievement among

    children in public elementary schools (Darling-Hammond, 2000; Kersting, 2003). Teaching to

    the test is a way of imparting learning that virtually excludes the true meaning of what education

    is supposed to accomplish. Instead, teaching, learning and student achievement all rest upon

    more profound, fundamental, human principles. This includes a sense of community within

    schools, efficaciousness and high expectations for achievement among teachers, both for their

    students as learners and of themselves as nurturers of the immeasurable potential they perceive in

    their students (Ohanian, 1999; Edwards, Gonsalves, & Willie, 2000; Goodman, Shannon,

    Goodman, & Rapoport, 2004).

    Statement of the Problem

    A plethora of literature exists that has investigated school climate, perceived individual

    teacher efficacy, teacher expectations and perceived collective teacher efficacy independently

    and inclusively (Watson, Chemers, & Preiser, 2000; Chen & Bliese, 2002; Edwards, Green, &

    Lyons, 2002; Foster, Lewis, & Onafowora, 2003). However, few studies have explored

    teachers perceptions of these school characteristics in urban public elementary schools (Pajares,

    1997; Goddard, 2001; Ross, Hogaboam-Gray, & Gray, 2004; Walumbwa, Wang, Lawler, & Shi,

    2004; Klassen, 2004; Martin, 2004; Jussim & Harber, 2005). This study investigated how school

    climate, perceived individual teacher efficacy and teacher expectations impact teachers

    perceived collective teacher efficacy in urban public elementary schools.

  • 4

    Purpose of the Study

    The present study was conducted to determine whether teachers perceptions of school

    climate, individual teacher efficacy and teacher expectations will significantly affect perceived

    collective teacher efficacy. This study also examined how the realities of teachers work

    environments and teaching experiences are conveyed, based on their obtained survey responses.

    Theoretical Framework

    The conceptual framework for this study synthesized key components of three theoretical

    perspectives - Banduras social cognitive theory (1977), Bronfenbrenners ecological systems

    theory (1979) and Vygotskys constructionist theory (1978). According to Bandura (2000), the

    mastery experiences, vicarious experiences, social persuasion and affective states of teachers as a

    group are essential for the development of their collective efficacy beliefs. When teachers work

    together to accomplish educational goals, the effort, actions and choices that they make are

    motivated by the strength of their collective efficacy beliefs. Existing research (Goddard, 2001;

    Goddard et al., 2004; Ross et al., 2004) has revealed that the practices of teachers and student

    learning are impacted by perceptions of collective efficacy.

    When analyzing the relationship between perceived collective teacher efficacy and

    student achievement, it is also necessary to examine the role of school climate as part of an

    interactive, explanatory structure. According to Bronfenbrenner (1979), the five primary levels

    of the environment are microsystem, mesosystem, exosystem, macrosystem and chronosystem.

    Schools are complex, interactive social systems whose faculties consist primarily of teachers. In

    accordance with Bronfenbrenners theory, schools are organizations at the micro-level,

    comprising teachers working together to achieve educational goals (Tschannen-Moran & Barr,

    2004). Within a school context, the relationship between the attitudes and behaviors of teachers

  • 5

    is crucial for student achievement, because their shared beliefs determine the social milieu of

    schools (Bandura, 1993; Hoy & Miskel, 1996; Tschannen-Moran & Barr, 2004). Hence, the

    present study acknowledged public elementary schools as structured organizations that support

    goal-directed outcomes, including school achievement.

    Given Bronfenbrenners socially interactive perspective about schools, Vygotskys

    contextual perspective is interdependent. Vygotsky (1978) theorized that learning and

    development are dynamic processes that are primarily social, cultural, historical and interrelated

    (Wink & Putney, 2002). Schools are a microcosm of the larger community. Teachers can

    mediate what and how their students come to know by relating to their social environment. This

    entails the utilization of pedagogical techniques like scaffolding, which is a problem-solving

    technique used to help children with understanding to support the process of learning and

    ultimately, achievement (Barab & Roth, 2006). Moreover, Vygotsky believed teaching to be an

    active process, where teachers guide their students to levels that surpass their current ability to

    problem-solve. The work of Vygotsky was vital to the present study because teachers influence

    and are influenced by the surrounding environment, namely, the school setting and are

    responsible for the provision of learning environments that foster student achievement.

    Research Questions and Hypotheses

    The present study attempted to address the following questions:

    1. Are school climate and teacher expectations significant predictors of perceived individual teacher efficacy?

    2. Are years of teaching experience and grade level significant predictors of perceived individual teacher efficacy?

    3. Are years of teaching experience and grade level significant predictors of perceived collective teacher efficacy?

  • 6

    4. Are school climate, perceived individual teacher efficacy and teacher expectations significant predictors of perceived collective teacher efficacy?

    5. Are there significant differences between school climate, perceived individual teacher efficacy and teacher expectations, based on school type and teacher certification?

    Research hypotheses for investigating research questions 1 - 5 were posited, as follows:

    H1: School climate and teacher expectations will be significant predictors of perceived individual teacher efficacy.

    H2: Years of teaching experience and grade level will be significant predictors of perceived individual teacher efficacy.

    H3: Years of teaching experience and grade level will be significant predictors of perceived collective teacher efficacy.

    H4: School climate, perceived individual teacher efficacy and teacher expectations will be significant predictors of perceived collective teacher efficacy.

    H5: There will be significant differences between school climate, perceived individual teacher efficacy and teacher expectations, based on school type and teacher certification.

    Definitions of Relevant Terms

    1. School climate - the atmosphere of a school setting experienced by teachers and students,

    which affects their attitudes, behaviors, and development (Haynes, Emmons, &

    Ben-Avie, 1997; Hoy & Sabo, 1998)

    2. Perceived individual teacher efficacy the teachers perception of his/her ability to yield

    positive outcomes in student learning and achievement (Shaughnessy, 2004)

    3. Teacher expectations the inferences that teachers make about student behavior and/or

    student academic performance (Trouilloud, Sarrazin, Martinek, & Guillet, 2002)

    4. Perceived collective teacher efficacy- the prevailing judgement in a school that the entire

    teaching faculty can organize and execute a course of action which positively impacts

    student outcomes (Goddard, Hoy, & Woolfolk Hoy, 2004)

  • 7

    5. School type- the socioeconomic status of a school (low-income, high-income), based on

    the percentage of students receiving reduced priced or free lunch, as defined by Prince

    Georges County Public Schools in Maryland

    6. No Child Left Behind (NCLB) law - the reauthorization of the 1965 Elementary and

    Secondary Education Act implemented in 2002 that mandates all students in 3rd thru 8th

    grades to perform at proficient levels in reading and math on standardized tests

    7. Highly Qualified Teacher (HQT) - all teachers of core academic subjects are required to

    have a bachelors degree, be fully certified, and demonstrate their knowledge and skills in

    the subjects they teach by having sufficient subject-matter coursework, passing a state

    test, or meeting other state criteria, according to NCLB law (McMurrer, 2007)

    8. Certified teachers have taken the required coursework, passed the Praxis exam and/or

    completed state requirements to become state certified

    9. Adequate Yearly Progress (AYP) schools meet state targets of proficiency in reading

    and math on state standardized tests, as mandated by NCLB law (McMurrer, 2007)

  • 8

    CHAPTER 2: REVIEW OF RELEVANT LITERATURE

    At this time during the twenty-first century, American public education is at a crossroads.

    By the year 2014, all schools in the United States must meet the Adequate Yearly Progress

    (AYP) requirements, as mandated by NCLB law. For most children in the U.S., public schools

    are their only viable option for obtaining an education. Hence, the fate of schools is dependent

    on how well their students perform on state standardized tests. This has placed tremendous

    pressure on teachers to teach to the standards and test and ultimately, yield test scores at levels of

    proficiency for every student. Furthermore, when students do not perform as well as expected,

    this could have a negative impact on teachers who may not feel equally efficacious for every

    teaching situation, because teacher efficacy is context specific (Goddard et al., 2000). Many

    teachers are overwhelmed, especially when students are not performing at grade level and below

    their potential.

    Determining how schools contribute to the academic achievement of students in public

    elementary schools is a major challenge for educators, administrators, educational psychologists

    and policymakers. More specifically, the quest has been to identify school properties that affect

    student achievement, even when controlling for socioeconomic status (Hoy, Tarter, & Woolfolk

    Hoy, 2006). For over thirty years, the conceptualization, measurement and investigation of

    perceptions regarding psychosocial characteristics in schools has garnered considerable attention

    (Fraser, 1989; Fraser & Walberg, 1991; McRobbie & Fraser, 1991). Rickards, Fisher and Fraser

    (1997) noted that enhancing the environment of schools by focusing on those attributes that are

    empirically linked to student achievement is critical for improvement in this area. School

    climate, perceived individual teacher efficacy, teacher expectations and perceived collective

    teacher efficacy are school factors that have the potential to influence this educational outcome.

  • 9

    This is critical, given that public awareness of differences between schools in student

    achievement has become quite prevalent during this era of accountability, teaching to the

    standards and high-stakes testing.

    This chapter presents an overview of the relevant literature pertaining to school climate,

    perceived individual and collective teacher efficacies and teacher expectations. The conceptual

    development and theoretical models of these domains will also be examined. Three major

    theoretical perspectives will serve as the foundation for understanding the interrelationship of

    these school factors which contribute to and impact perceived collective teacher efficacy - Urie

    Bronfenbrenners (1979) ecological systems theory, Lev Vygotskys (1978) constructionist

    theory, and Albert Banduras (1977) social cognitive theory. Particular emphasis will be given

    to the relationship among these variables, namely, school climate, perceived individual teacher

    efficacy, teacher expectations and perceived collective teacher efficacy as it relates to teachers in

    public elementary schools, because few studies have investigated this area. Therefore, additional

    research is required.

    Theoretical Framework: Ecological and Social Constructionist Perspectives

    Urie Bronfenbrenners (1979) ecological systems theory, which he renamed the

    Bioecological System theory, is the foundation of numerous proposed ecological models

    for schools that have adopted a systemic focus (Roach & Kratochiwill, 2004). Furthermore,

    Bronfenbrenners seminal work spearheaded the research of Australians Darrell Fisher and Barry

    Fraser on the conceptualization and assessment of school and classroom environments. Both

    ecological systems theory and the assessment of school environment are pertinent to the present

    study, because teachers perceptions of school climate in public elementary schools will be

    examined.

  • 10

    Bronfenbrenner (1979) emphasized that the ecology of human development entails the

    progressive, reciprocal adaptation between an active, growing individual and the changing

    properties of the immediate settings inhabited by that individual (Bronfenbrenner, 1979). This

    process is affected by the relationship between these settings and the larger contexts that contain

    them. Hence, children develop within a complex system of relationships that are affected by

    several levels of the surrounding environment. This consists of a series of nested structures

    where children function daily, such as home, school and neighborhood settings.

    Bronfenbrenners structure of the environment in ecological systems theory comprises

    five levels-microsystem, mesosystem, exosystem, macrosystem and chronosystem. At the

    micro-level, relations between the developing child and the immediate environment (i.e.,

    classroom) occur. The mesosystem encompasses connections between the childs immediate

    settings, including home, neighborhood and school, which foster the childs development. The

    exosystem pertains to social settings that do not contain the child, but still affect his/her

    experiences in immediate settings. This may include extended family, the Department of

    Education and federal government. The macro-level, which is a non-specific context, entails the

    values, laws, customs, and resources of a particular domain, including the No Child Left Behind

    (NCLB) law, Highly Qualified Teacher (HQT) and Adequate Yearly Progress (AYP) policies, as

    well as school climate. Finally, the chronosystem pertains to life changes that can be imposed

    externally or occur internally within the individual, who selects, modifies and creates many of

    his/her settings and experiences. This is dependent on age, physical, intellectual and personality

    characteristics, along with environmental opportunities (Berk, 2007) This is pertinent to the

    present study because at the micro-level, public elementary school teachers are products and

    producers of their environments. Therefore, both teachers and their classroom environments

  • 11

    form a network of interdependent effects.

    Based on Bronfenbrenners ecological perspective, public school systems are nested

    communities where each level helps establish the school climate, teacher efficacy (individual,

    collective) and teacher expectations (Purkey & Smith, 1982; Shulman & Shulman, 2004). Hence,

    when schools and teachers give priority to quality teaching, students learning and achievement,

    the internal support students receive from the school environment is affected. This in turn,

    impacts teachers perceptions of their efficacy, their expectations of students and, ultimately,

    student achievement.

    Lev Vygotskys (1979) social constructionist theory synthesizes Bronfenbrenners

    environmental levels into one overarching concept- culture. From a Vygotskian perspective,

    teaching, learning and development are inherently related to the sociocultural context, where

    teachers receive messages from (Wink & Putney, 2002). This may include a myriad of ideas,

    assumptions and events that can potentially influence teachers perceptions and the educational

    outcomes of their schools. This is relevant to the present study because teachers are mediators of

    development, learning and achievement within a sociocultural context. Therefore, teachers

    possess the power to create a supportive sociocultural climate, or not for themselves and their

    students (Vygotsky, 1997). Consequently, this may impact teachers perceptions of their

    collective efficacy.

    Social constructionism views learning as being based on performances that are individual

    and collaborative efforts and are assessed continuously throughout the school year in various

    situations. Vygotsky believed that the reasoning of children was socially constructed, based on

    interaction with adults and peers. Thus, when teachers anticipate and teach to the proximal level

    of children or what they are beginning to understand, higher cognitive functions emerge, and

  • 12

    understanding occurs through childrens historical, social and cultural relations with others.

    Vygotsky referred to the differences between what a child can do independently as the zone of

    proximal development. This emphasizes that learning is communicative and children eventually

    comprehend the operations they are performing, which gradually leads to academic achievement.

    However, the assertion of NCLB that learning is predictable, consistent and easily mapped

    across grade levels has resulted in handling teaching and learning as mechanical processes that

    simply attach new knowledge to old knowledge regularly (Goodman et al., 2004).

    For teachers in the current study, has NCLB laws mandated requirements of

    teaching to the standards and the test become an imposition that has effected their notions of

    what teaching, learning and achievement are supposed to be? Vygotsky (1997) noted that

    childrens learning is a process that entails cultural beliefs about the world and how to function

    efficiently within the realm of school. Therefore, the achievement of students is dependent on

    the climate of schools and teachers expectations, which directly impacts the quality of education

    that children receive and their academic achievement, or lack thereof. Teachers in public

    elementary schools who are confident about their professional knowledge regarding student

    welfare will be more efficacious in meeting the needs of their students (Wink & Putney, 2002).

    Hence, when the actual needs of children are being met in public elementary schools, test

    outcomes and collective teacher efficacy will automatically be more positive.

    School Climate

    According to Fraser (1986), school climate refers to that set of factors which influence

    the feel or personality that a school exudes. Furthermore, this characteristic describes teachers

    collective perceptions of behavior, which affect their attitudes and behavior in school (Hoy &

    Miskel, 1996). Sweetland and Hoy (2000) defined school climate as consistent organizational

  • 13

    characteristics that embody the distinctive atmosphere of a school. Nationwide, schools are

    placing more emphasis on their climate, as well as changing climate factors to enhance their

    students development (Haynes, Emmons, & Woodruff, 1998). Several factors contribute to

    student achievement. However, research conducted by Goldring (2002) and Puacharearn and

    Fisher (2004) revealed school climate to be the foundation for all aspects of schools, including

    students academic achievement and a valuable goal for education.

    School climate is an ever changing and essential part of the teaching faculty in every

    school (Freiberg, 1998). Additionally, school climate has the capacity to dictate whether a

    teaching staff promotes the development of students learning and academic achievement,

    actively inhibits it, or is neutral (Walberg, 1976; Walberg, Fraser, & Welch, 1986; Shulman &

    Shulman, 2004). Therefore, an emphasis on academic achievement has the potential to greatly

    influence the normative and behavioral climate of schools for both teachers and students. The

    greater the schools academic emphasis, the greater the norms will be for student achievement,

    especially in math and reading (Goddard et al., 2000). Haynes, Emmons, and Ben-Avie (1997)

    examined school factors that influence student achievement and found school climate to

    critically impact this school outcome, as well as how teachers support and develop students

    capacity for achievement. Haynes et al. (1997) further noted that a focus on school climate,

    along with the quality of interactions among and between students and teachers, were

    explanations of student achievement.

    Educators and school reformers advocate positive school climate as a specific way of

    improving student achievement (Brandt, 1986; Hoy, 1990; Skrtic, 1991; Goldring, 2002;

    Strahan, 2003; National School Boards Association, 2006). Emmons, Comer, and Haynes

    (1996) noted that even highly qualified teachers need a supportive school climate to increase

  • 14

    student achievement. Given the prevalence of school reform, determining how teaching norms

    within schools influence teachers need to be considered in order to better understand how

    schools function (Angelides & Ainscow, 2000). From an ecological perspective, teachers are

    products, as well as producers of their environments. Moreover, this reciprocal relationship

    forms a network of interdependent effects (Sweetland & Hoy, 2000; Shulman & Shulman, 2004).

    Teachers contribute to the formation of school norms, practices and incentives. Therefore, in

    public elementary school settings, it is imperative that teachers work consistently to help create

    and maintain a positive school climate, which will increase their morale and self-efficacy, as well

    as high expectations, learning and achievement of children (Haynes et al., 1997; Kratzer, 1997).

    An academically effective school characterized by a positive school climate, is

    distinguished by attitudes, behaviors, and organizational structure, as well as values and norms

    that propel both teachers and students toward successful teaching, learning and achievement

    (Purkey & Smith, 1982; Rojewski, J. W. & Wendel, F. C., 1990; Deemer, 2004). Deemer (2004)

    found school climate perceptions to be correlated with the instructional approaches of teachers,

    along with their individual and collective teaching efficacy at elementary schools. Teachers who

    viewed their school environment as generally facilitative, reported higher levels of efficacy and

    promoted more mastery-oriented practices within their classrooms, compared to teachers who

    perceived their school environment as competitive and supportive only of certain teachers

    (Deemer, 2004). Thus, a healthy school climate is characterized by positive student, teacher and

    administrator interrelationships in general, but specifically, an open, collegial and professional

    environment that is focused on student achievement (Sweetland & Hoy, 2000). This in turn,

    promotes student learning and academic success.

    Public elementary schools are complex and dynamic organizations whose climate should

  • 15

    be enriching and supportive for students to flourish. This corresponds with Vygotskian theory,

    which stresses the provision of environments that meet students emotional, aesthetic,

    intellectual and physical needs. Teachers take the whole child into consideration, rather than just

    teaching to the test. Empirical work by Goddard et al.(2000), which examined the importance of

    a school climate characterized by high levels of academic emphasis, found school climate to be

    systematically related to student achievement in public elementary schools. These results proved

    that having a strong academic emphasis in schools has a positive effect on the achievement of

    poor and minority children. In contrast, an unhealthy school climate typically entails conflict

    and being counterproductive, which can have a dismal effect on both teachers and students

    (DiPaola & Hoy, 1994). ONeil (1997) stressed how difficult it is to internalize a sense of

    well-being and a passion for achievement when schools are dysfunctional and characterized by

    low expectations for students. Therefore, obtaining feedback from teachers about the climate of

    their schools for this study may be essential for school improvement efforts. Having insight

    about teachers perceptions of school climate can pinpoint problem areas that need to be

    addressed and rectified within public elementary school settings.

    Social cognitive theory suggests that school climate may impact individual self-efficacy

    and is positively related to teachers perceptions of their efficaciousness, as well (Henson, 2001).

    In a one-year study that examined the effect of participatory teacher research on teacher efficacy

    and empowerment, Henson (2001) found perceptions of school climate to be related to teacher

    efficacy. Strong self-efficacy beliefs create a positive school climate, which influences student

    achievement (Gibson & Dembo, 1984; Tschannen-Moran & Barr, 2004). Furthermore,

    increased levels of individual teacher efficacy have been related to the health and organizational

    climate of a school, such as teacher empowerment and collaboration, more effective instruction

  • 16

    and high expectations for students (Moore & Esselman, 1992; Ross, 1992).

    Social Cognitive Theory and Perceived Individual Teacher Efficacy

    Teacher efficacy, which is a derivative of self-efficacy, comprises teachers beliefs about

    their skills and abilities to generate desirable student outcomes. Teacher efficacy, a construct

    that has been studied for roughly 30 years, emerged from a 1976 Rand Corporation study that

    evaluated teachers beliefs of whether they could control the reinforcement of their own actions,

    based on the effectiveness of reading programs (Armor, D., Contory-Oseguera, P., Cox, M.,

    King, N., McDonnell, L., Pascal, A., Pauly, E., & Zellman, G., 1976). Rotters (1966) locus of

    control theory was the foundation of this early work, which assumed that student learning and

    motivation were pertinent in reinforcing teaching behaviors. However, social cognitive theory,

    which is a unified theory of behavioral change, specifies that efficacy beliefs evolve based on

    individual cognitive processing that assesses the influence of efficacy-shaping information

    (Goddard, 2002; Goddard et al., 2004). From this, a second conceptual model evolved from the

    seminal research of Bandura (1977), whose concept, self-efficacy, was essential to his theoretical

    framework. Bandura (1977) defined self-efficacy as an individuals beliefs in his or her

    capabilities to organize and execute actions necessary to yield given attainments. These beliefs

    were viewed as the primary mediators for an individuals behavior and behavioral changes

    (Henson, 2001). Bandura (1997) further postulated that self-efficacy beliefs were geared for

    perceived abilities, given certain tasks. Such efficacy beliefs are powerful predictors of

    behavior, such as teaching, learning and academic performance (Pajares, 1996; Henson, 2001).

    Teacher efficacy impacts the amount of expended effort, persistence and resilience when

    facing difficulties or failures, as well as stress encountered when dealing with demanding

    situations (Goddard, Hoy, & Woolfolk Hoy, 2000; Tschannen-Moran & Woolfolk Hoy, 2000,

  • 17

    2002; Tucker, Porter, Reinke, Herman, Ivery, Mack & Jackson, 2005). According to Bandura

    (1997), the four major influences on efficacy beliefs are verbal persuasion, vicarious

    experiences, physiological arousal and mastery experiences. Each one conveys information that

    influences the perceptions of teachers about school. However, mastery experiences probably

    have the most powerful effect on fostering efficacy because this influence determines teachers

    sense of competence in the classroom. Goddard, Hoy and Hoy (2004) noted that the distinction

    between perceived versus actual competence or performance is critical, particularly when

    considering efficacy among teachers. Typically referred to as teacher efficacy, this term can be

    misleading, based on the assumption that it is synonymous with teacher effectiveness or

    successful teaching. Thus, consideration of the context in which the teaching task is occurring is

    important, as well as the assessment of teachers strengths and weaknesses for accomplishing the

    task at hand (Goddard et al., 2000; Onafowora, 2004). Utilizing a term such as perceived

    individual teacher efficacy rather than teacher efficacy is crucial because the former connotes

    judgement about capabilities to accomplish tasks, according to self - referent efficacy

    perceptions (Goddard, et al. 2004).

    Empirical research on perceived individual teacher efficacy has shown that the

    implications of this construct are very complex. For instance, studies have shown perceived

    individual teacher efficacy to be consistently related to an array of positive teaching attitudes and

    behaviors (Henson, 2001; Onafowora; 2004; Shulman & Shulman, 2004; Tschannen-Moran &

    Barr, 2004). Teachers who perceive themselves as highly efficacious, are typically more

    enthusiastic and experience greater satisfaction in their profession, adapt well to changes and are

    open to new ideas (Tschannen-Moran & Barr, 2004). These teachers are typically confident,

    passionate and caring about their profession and foster innovative teaching and student learning.

  • 18

    Furthermore, these teachers emphasize mastery instructional strategies for students, foster their

    cognitive development, set more challenging goals, convey high student expectations, as well as

    proficient instructional planning and organization. Shulman and Shulman (2004) asserted that

    being willing, engaged, motivated and ready to teach actively, along with learning from

    experience and reflection, are additional teaching characteristics that are derived from positive

    perceived individual teacher efficacy. Moreover, positive perceived individual teacher efficacy

    results in more time spent on instruction by teachers, less time on student discipline and fewer

    referrals of low SES students for special education (Podell & Soodak, 1993; Soodak & Podell,

    1993).

    Goddard and Goddard (2001) noted that the relationship between perceived individual

    teacher efficacy and student achievement appeared to be indirect, with the former influencing the

    latter. However, over the past 26 years, research has established significant correlations between

    teacher efficacy and teacher behaviors that foster student achievement. Gibson and Dembo

    (1984) utilized factor analysis responses from elementary school teachers on an efficacy scale,

    which revealed task persistence and effective classroom management to contribute to student

    achievement. Ashton and Webb (1986) proved that high teacher expectations increased student

    achievement, based on a hierarchically organized, multidimensional model of teacher efficacy.

    Woolfolk and Hoy (1990), who used correlation and regression analyses to examine

    relationships between teacher efficacy and aspects of a healthy school climate, found that

    teachers efficacy perceptions increased when more emphasis was placed on academics.

    Furthermore, Tschannen-Moran and Barr (2004) noted teacher planning, responsibility and

    persistence in challenging situations to foster student achievement and reinforce efficacy beliefs

    among teachers. Armor et al. (1976) were the first researchers to verify this relationship in a

  • 19

    study of reading progress among students in Los Angeles schools (Goddard & Goddard, 2001).

    Based on reading scores obtained from the California Test of Basic Skills in 1974 and 1975,

    Armor et al. (1976) discovered that higher efficacy among teachers resulted in higher reading

    gains among their students.

    Since that initial study, other scholars have provided additional evidence that establishes

    the importance of perceived individual teacher efficacy on student achievement. This is a likely

    relationship because of differences in teacher behavior. The empirical work of Goddard and

    Goddard (2001), Henson (2001), Tschannen-Moran and Woolfolk Hoy (2001, 2002) and

    Taimalu and Oim (2005) are examples that support this significant finding. Moreover, in their

    dissemination of findings about a teacher-training program designed to promote teacher efficacy

    in relation to culturally diverse students, Tucker et al. (2005) demonstrated that teacher efficacy

    is one of the few characteristics that is consistently related to student achievement. In addition to

    yielding positive cognitive learning outcomes, teachers with high efficacy perceptions also

    enhance their students self-esteem, motivation, self-direction, as well as their pro-social and

    healthy attitudes about school (Taimal & Oim, 2005). Perceived individual teacher efficacy

    beliefs also depend on the extent of teaching experience (Taimalu & Oim, 2005).

    Teaching Experience and Grade Level Influences on Teacher Efficacy Beliefs

    According to Darling-Hammond and Sykes (2003), research has shown that teachers

    experience makes a vital difference in student learning. The influence of teacher experience has

    been examined in numerous studies (Milner, H. R. & Hoy, A. W., 2003; Hoy, A. W. & Spero, R.

    B., 2005; Tournaki, N. & Podell, D. M., 2005; Huang, X., Liu, M., & Shiomi, K., 2006; Huang

    & Liu, 2007). For instance, Huang and Liu (2005) found that perceived individual teacher

    efficacy levels of experienced teachers were higher than new teachers. This finding was

  • 20

    consistent with Banduras self-efficacy theory, which suggests that an individuals performance

    influences efficacy beliefs. As such, teachers classroom experiences tend to increase their

    perceptions of individual teacher efficacy, which renders differences between experienced

    teachers and new teachers.

    Research conducted by Ghaith and Shaaban (1999) revealed that beginning teachers who

    possessed low individual teacher efficacy were concerned about the task of teaching and their

    effect on students, compared to highly experienced and more efficacious teachers. Furthermore,

    hard-to staff schools typically experience the largest exodus of new teachers due to insufficient

    preparation for what they encounter in classrooms (Ingersoll, 2001). This diminishes overall

    education productivity, given that teacher efficacy increases considerably after the first few years

    in the classroom (Darling-Hammond & Sykes, 2003). In a study conducted by Taimalu and Oim

    (2005), the respondents with longer teaching experience had higher individual teacher efficacy

    perceptions. Teachers with several years of teaching experience, ranging from 6 to 21+ years,

    had significantly higher levels of teacher efficacy beliefs compared to their less experienced

    counterparts (Taimalu & Oim, 2005). The researchers noted that the discrepancy between

    experienced teachers and beginning teachers may be accounted for by the latters inexperience

    with teaching difficulties and other problems. However, over time, more teaching experience

    enhanced their teacher efficacy perceptions.

    Along with years of teaching, grade level is another factor that determines perceived

    individual teacher efficacy (Taimalu & Oim, 2005). The prevalence of perceived individual

    teacher efficacy, based on grade level can vary. Tschannen-Moran and Woolfolk Hoy (2002)

    found that elementary school teachers have higher efficacy beliefs than middle school teachers.

    The grade level a teacher instructs significantly correlates with perceived individual teacher

  • 21

    efficacy (Lin, Gorrell & Taylor, 2002; Wertheim & Yona, 2002). Taimalu and Oim (2005)

    confirmed this, reporting that the individual teacher efficacy perceptions of third grade teachers

    was higher than fifth grade teachers. When years of teaching result in positive teacher efficacy

    beliefs, which are integrated with high teacher expectations and aligned with the values and

    attitudes of schools, student achievement is more likely to increase.

    Teacher Expectations

    Like teacher efficacy, teacher expectations of students have the capacity to render

    educational outcomes that are either positive or negative. Trouilloud et al. (2002) defined teacher

    expectations as teachers inferences regarding future behavior or academic performance of

    students, based on objective (e.g. previous achievement) or subjective (e.g. teachers prejudices,

    stereotypes) cues. In particular, the latter may be persuaded by students biologically and

    socially influenced characteristics, such as their physical attributes, dispositions and capacities.

    These attributes also affect teachers behavior, including both perceived individual and collective

    teacher efficacies and teacher expectations.

    Determining the amount of effort that teachers need to expend in order to achieve

    educational outcomes like student achievement is an evolving process for many in the

    profession. Teachers are constantly selecting diverse educational goals for students, collecting

    information about how to increase students mastery of tasks and how they performed on those

    tasks compared to other students (Tollefson, 2000). Not only do teachers have perceptions about

    their teaching capabilities, but they have beliefs regarding students capabilities, as well.

    Angelides and Ainscow (2000) observed that teachers categorize students based on perceptions

    of their ability to learn, in general. This may stem from how teachers define intelligence,

    whether it is viewed as a malleable, cultivated entity or one that is fixed and controllable

  • 22

    (Dweck, 2000). Both perspectives influence teachers interpretations and reactions to learning

    situations with their students.

    Brandt (1986) explained that in order to reach students, the climate of schools has to

    enable teachers to have high expectations. Educators who have low expectations of students,

    initially, can develop high expectations when working in a healthy and supportive environment.

    Teachers have described an effective school as one that is characterized by high, but reasonable

    expectations of students with high norms of achievement (Purkey & Smith, 1982; Goldberg,

    1997; Willie, 2000; Pressley, Gaskins, Solic, & Collins, 2006). This entails opportunities for

    students optimal learning with clear goals related to their academic achievement. Teachers

    expectations of students, which tend to develop early during the school year, are typically

    perceived by students. When a teacher expects specific achievement from students, that teacher

    will behave and teach in certain ways. As a result, the level of achievement that the teacher

    expects from them is conveyed to students, which can affect their self-concept, achievement

    motivation and level of aspiration (Comer, Haynes, Joyner, & Ben-Avie, 1996). Consistent

    teacher behavior and instruction over time and little, if any change or resistance from students

    will shape their achievement. Ultimately, the achievement of students will conform increasingly

    to what was expected from them by the teacher.

    Teachers high expectations for students achievement is one of the fundamental

    principles of education. Empirical research on teacher expectations has a span of 36 years, which

    has clearly established its influence on student achievement. Research conducted by Jussim and

    Eccles (1992) showed that teacher expectations predicted student achievement, based on

    correlations between the former and standardized achievement test scores by 80%. Additionally,

    empirical work done by Trouilloud et al. (2002) revealed that the higher the teacher expectations

  • 23

    were of students, the higher was student achievement. Madon, Jussim and Eccles (1997) also

    found positive expectancy effects to be generally more powerful than negative expectancy

    effects, which disproportionately benefited low expectancy students. However, Price (2002)

    noted that teaching students with considerable challenges can be arduous for teachers year after

    year. When these students are also low-achieving, this may result in some teachers eventually

    expecting less from their students. Research, therefore, has verified that the power of beliefs

    (i.e., teacher expectations) to create reality (i.e., low or high student achievement) has the

    potential to equal or exceed the opposite-the power of reality to create teachers beliefs of

    students in public elementary schools.

    Perceived Collective Teacher Efficacy

    Bandura (1997) broadened his social cognitive theory to include the organizational level

    and group capabilities. The control groups exert, based on their actions as a whole, is powerfully

    influenced by the strength of their efficacy perceptions (Goddard et al., 2004). Hence, perceived

    collective teacher efficacy refers to teachers perceptions that the capabilities of the school

    faculty as a whole will have a positive impact on students academic progress (Bandura, 1997;

    Goddard et al., 2000; Hoy et al., 2002). Goddard, Hoy, and Woolfolk Hoy (2004) defined this

    construct as the judgement of teachers that, as a group, can organize and execute the necessary

    courses of action to positively influence student achievement. Schools are agentive because they

    are steadfast in pursuit of educational goals, such as student achievement. Efficacy is vital to the

    operation of schools, because teachers are more prone to pursue educational activities that they

    believe they are capable of succeeding in. As a result, the beliefs of teachers regarding their

    abilities to positively impact student learning as a group is another powerful construct that affects

    the actions and achievement of schools at varying degrees. Furthermore, the decisions made by

  • 24

    teachers, including the exertion of their personal endeavors, are greatly influenced by collective

    efficacy beliefs (Goddard et al., 2004). Agency pertains to action, cognitive and affective

    factors, as well as environmental events that operate as interacting determinants of human action.

    Although perceived collective teacher efficacy is also a derivative of social cognitive

    theory, it is conceptually distinct from perceived individual teacher efficacy (Goddard &

    Goddard, 2001). Perceived collective teacher efficacy is a distinct construct, theoretically, and

    has incomparable effects on educational decisions and student achievement (Goddard, 2001;

    Goddard & Goddard, 2001). Specifically, perceived collective teacher efficacy pertains to

    expectations regarding the effectiveness of the staff a teacher is a part of, whereas perceived

    individual teacher efficacy pertains to the expectations about a teachers own teaching ability.

    The former is equally as important for student achievement in schools.

    Perceived collective teacher efficacy is an emergent group-level attribute that is the

    product of the interactive dynamics of teachers, which essentially help create the schools

    normative environment (Goddard et al., 2000; Strahan, 2003). Consequently, teachers

    perceptions have the capacity to create an organizational climate that has either vitalizing or

    demoralizing effects on the perceived efficacy of teaching staff (Bandura, 1997). For example,

    in some instances, teachers internalize what they hear about their colleagues and other schools,

    based on discussions with each other regarding their work in formal and informal settings

    (Strahan, 2003). When this input is positive and feasible, the schools climate becomes more

    optimistic and encouraging. Perceived collective teacher efficacy influences the outlook and

    functioning of teachers in other ways as well, including improved mastery class instruction,

    classroom management and student motivation (Bandura, 1993, 2000). Greater collective

    efficacy also causes more effort and persistence, which renders better performance (Bandura,

  • 25

    2000; Tschannen-Moran & Barr, 2004). School faculties with very positive levels of perceived

    collective teacher efficacy have the conviction that all students can learn and achieve at high

    levels during instruction, as well as on state and national tests of language and mathematical

    proficiency (Tschannen-Moran & Barr, 2004). The opposite is true, as well. Consequently, the

    collective efficacy of a public school becomes a stable component of the climate, which requires

    considerable effort to change, whether student learning is enhanced or inhibited. Thus, the more

    teachers believe in their collective efficacy, the more they will exert themselves as a group with

    accomplishing educational goals. However, the converse is also true. The less teachers believe in

    their collective efficacy, the less they will persevere and work together as a group towards

    academic achievement.

    The perseverance of teachers is not the only factor that determines collective efficacy.

    The sources of efficacy-shaping information, namely, mastery experience, vicarious experience,

    social persuasion and affective state are also critical for the development of collective efficacy

    beliefs (Bandura, 1986, 1997). Goddard (2001) found that mastery experience was a significant,

    positive predictor of differences among schools in perceived collective efficacy. This supported

    the socio-cognitive assumption that this construct is strongly informed by mastery experience. In

    addition, schools do learn vicariously (i.e., vicarious experience) about their proficiency, based

    on the observation and replication of other schools that are successful and whose goals,

    opportunities and constraints are similar. Expectations for action that are established by

    collective efficacy beliefs are a vital part of school socialization, along with central aspects of a

    schools climate and its impact on group member performance (i.e., social persuasion) (Goddard

    et al., 2004). Finally, effective states can influence how schools interpret and respond to the

    plethora of challenges that they experience. In general, cognitive processing is pivotal in the

  • 26

    interpretation of efficacy input, because collective perceptions of efficacy occur due to cognitive

    and meta-cognitive processing of mastery and vicarious experiences, social persuasion and

    affective states. Different teachers may have different efficacy beliefs about the same

    experiences, based on individual interpretations.

    Teachers perceptions of their efficacy and the academic achievement of their students

    are not autonomous. Empirical research indicates that there is a strong, dependent and reciprocal

    relationship between perceived collective teacher efficacy and students academic achievement

    in schools (Bandura, 1993, 1997; Hoy, Sweetland & Smith, 2002; Ross et al., 2004; Tschannen-

    Moran & Barr, 2004). According to Banduras (1997) principle of organizational agency,

    schools that choose to value student achievement act with the intent of reinforcing its importance

    among teachers, based on numerous collective efforts (Goddard et al., 2000). This is the premise

    of Banduras (1997) assumption of reciprocal causality - both facilitate and enhance the other.

    This also entails making classrooms conducive for learning, which is a primary focus. As a

    result, teachers will be compelled to work diligently as a group for student excellence. Several

    researchers (Bandura, 1993, 1997; Goddard et al., 2000; Goddard, Sweetland, & Hoy, 2000; Hoy

    et al., 2002; Hoy et al., 2006) have identified the collective efficacy of schools as one of the few

    organizational properties that consistently predicts student achievement, even after controlling

    for socioeconomic status. In fact, TschannenMoran and Hoy (2001) found collective efficacy

    to be a stronger predictor of achievement than student SES. Based on empirical work examining

    school achievement, Hoy et al. (2002) successfully found the variable, collective efficacy, to be

    more significant than SES in explaining school achievement. This finding is significant, because

    it is easier to change the collective efficacy of a school than it is to influence the SES of a school

    (Hoy et al., 2002; Manthey, 2006).

  • 27

    During this era of accountability and state standards, teachers are often required to work

    collectively within schools, rather than independently. Student achievement, which is a primary

    goal for educators, has been linked with three types of efficacy-students self-efficacy

    judgements, teachers beliefs of their own instructional efficacy, and teachers beliefs about the

    collective efficacy of their school (Bandura, 1997). Empirical evidence has shown that

    perceived collective teacher efficacy is systematically related to teachers perceived efficacy and

    student achievement differences among schools (Goddard, 2001). Another significant research

    finding by Ross et al. (2004) was that the pattern at the collective levels was the same as the

    reciprocal relationship between individual teacher efficacy and student achievement. Studies

    have further shown the likelihood for perceived collective teacher efficacy to account for

    differences between schools in student achievement levels (Bandura, 1993; Goddard et al., 2002;

    Hoy, Sweetland, & Smith, 2002; Ross et al., 2004). In a study conducted by Goddard (2001),

    collective efficacy explained 47 50% of between-school variance in reading and mathematics

    achievement. Similar results were yielded in studies by Goddard, Hoy, and Hoy (2000),

    Tschannen-Moran and Goddard (2001) and Goddard, Hoy, and LoGerfo (2003) for various

    grades and subjects. The central argument was that collective teacher efficacy influences student

    achievement by creating school norms and sanctions that motivate persistence (Ross, Hogaboam-

    Gray, & Gray et al., 2004). Hence, perceived collective teacher efficacy is a powerful predictor

    of student achievement (Ross, et al., 2004) and a promising construct for promoting

    understanding of how schools can foster school achievement (Tschannen-Moran & Barr, 2004).

    Collectively, teachers experience school successes, as well as failures. The former

    empower teachers beliefs in the facultys capability, whereas the latter usually undermines

    group competency. Goddard et al. (2004) discussed that if success is obtained often and too

  • 28

    easily, failure will probably render discouragement. Moreover, students who are placed in low

    academic classes may foster low perceived efficacy among individual teachers. Consequently,

    perceived collective teacher efficacy may be diminished (Raudenbush, Rowen, & Cheong,

    1992). However, schools which are confident in their group potential persevere in the midst of

    pressure and crises. When facing obstacles, teachers with high levels of collective efficacy tend

    to improve their momentum, develop more efficient instructional strategies for increasing student

    achievement and persist with problem-solving (Bandura, 2000; Goddard et al., 2000; Strahan,

    2003). These teachers accept responsibility for the academic outcomes of their students.

    Furthermore, they do not comply with the notion that low student achievement is the result of

    low socioeconomic status, family background or lack of ability (Tschannen-Moran & Barr,

    2004). Instead, these teachers are resilient, which enables them to overcome difficulties

    (Bandura, 2000; Goddard et al., 2004; Shulman & Shulman, 2004; Wheatley, 2005). Using

    structural equation modeling, which comprises various statistical techniques that distinguish

    between latent and observed variables, Goddard et al. (2004) found perceived collective teacher

    efficacy to be the cause of student achievement in reading, writing and social studies regardless

    of minority student enrollment, urban environment, SES, school size or prior achievement.

    Teachers are also motivated about what they decide to do together, the amount of effort they put

    forth, and their staying power when collective work does not always yield the results they are

    aiming for (Brooks & Brooks, 1999 Tschannen-Moran & Bar, 2004; Walumbwa et al., 2004).

    Overall, the collective efficacy of public elementary schools will determine whether or not they

    function in a proactive or dysfunctional manner, whatever challenges they encounter. Such

    reactions will result in the likelihood of success or failure for teachers and ultimately, the

    academic achievement or underachievement of students.

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    Although the aforementioned empirical work is quite extensive, more research about

    teachers perceptions of school characteristics and how that impacts their perceived collective

    efficacy is needed. This study hopes to explicate trends and patterns of teachers perceptions of

    school climate, individual teacher efficacy and teacher expectations in public elementary school

    settings. Furthermore, the nature of this study can potentially reveal some salient elements of

    public elementary schools in this area, thus, adding to the body of existing literature.

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    CHAPTER 3: METHODOLOGY

    Overview

    This chapter explains the procedures that were utilized to examine the proposed research

    questions in Chapter 1. This includes: (1) research design, (2) variables under investigation, (3)

    participant description, (4) instrumentation, (5) data collection procedures, and (6) data analysis.

    Description of Participants

    The population included third grade teachers and fifth grade teachers from approximately

    18 public elementary schools of a large, metropolitan, urban school district in Maryland. The

    stratified variables for this study were years of teaching (0 -5 years, 6 15 years) and school type

    (low-income, high-income). According to the Prince Georges County Public School System,

    school type pertains to the socioeconomic status of a school, based on the percentage of students

    eligible for reduced price or free lunch. Schools of each type were randomly selected from the

    convenience sample. Ten schools were low-income and eight schools were high-income. Then, a

    sample of third and fifth grade teachers from each strata was randomly selected. There were

    approximately 74 third grade teachers and 76 fifth grade teachers, which ensured representation

    of defined groups in the public elementary school teacher population. The rationale for using

    teachers of these grade levels was that the No Child Left Behind (NCLB) law requires

    standardized testing in third and fifth grades.

    Data Collection Procedures

    Permission was obtained from the Director of Research & Evaluation of Prince Georges

    County Public Schools to collect data for the present study, as required (See Appendix A.) A

    synopsis of the study was provided in a permission letter to conduct the study, which included

    information regarding the data collection procedures that pertained to the research.

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    Once the schools participating in the study were confirmed, the principals were contacted

    by letter and telephone explaining in detail the study and to obtain their written permission to

    recruit teachers for participation. Thereafter, a formal letter was delivered to the principals and

    participating teachers to schedule a meeting to discuss the studys purpose and procedures,

    answer any questions that they might have and finalize dates and times for administration of the

    surveys. (See Appendices B and D.)

    Teachers were informed that their participation in the study would be voluntary and

    signed letters of consent. The researcher assured the participants that their responses and all

    materials would be kept strictly confidential. Additionally, the researcher assigned each

    participating teacher an identification number to guarantee that their anonymity was maintained.

    Principals, colleagues and other school personnel would not have access to the completed

    surveys at any time. (See Appendices F - I.)

    The Teacher Survey Packet consisted of three brief self-report instruments that were

    administered by the researcher - the School Climate Index (SCI), the Teachers Sense of Efficacy

    Scale (TSES), the Collective Teacher Beliefs Scale (CTBS) and a demographic teacher

    questionnaire. Typically, the teacher survey packets were group administered, given the time

    constraints of teachers during and after the school day. The researcher supplied the survey

    packets, followed by reading the directions for each survey. The survey packets took teachers

    approximately 15 minutes to complete, and data was collected from the participating teachers at

    their elementary schools. For their input and time, teachers at each school had a selection of

    options to choose from as a group for their compensation. Upon completion of the survey packet,

    each teacher was given an item worth $10, such as a giftcard from Target, Staples or Starbucks, a

    DVD, Lindt or Ferrero Rocher chocolates or snackbags.

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    Instrumentation

    Four instruments were used in the present study and administered to the participating

    teachers- the School Climate Index (SCI), the Teachers Sense of Efficacy Scale (TSES), the

    Collective Teacher Beliefs Scale (CTBS), and a demographic teacher questionnaire.

    Demographic Teacher Questionnaire

    An 11 - item measure was developed by the researcher for the purpose of obtaining

    information regarding teachers ethnicity, gender, age, teaching credentials and experience, as

    well as their students.

    Measure of School Climate and Teacher Expectations

    The School Climate Index (SCI) measured both teachers perceptions of school climate

    and teacher expectations of students in public elementary schools. Developed by Tschannen-

    Moran (2005), the SCI is a 28-item instrument comprising four subscales that measure the

    perceptions of teachers about the climate of their schools Collegial Leadership, Teacher

    Professionalism, Academic Press (i.e., teacher expectations), and Community Engagement. The

    first subscale, collegial leadership, refers to the principals behavior as being collegial and

    supportive, rather than perceived as overly directive or restrictive (Tschannen-Moran, Parish, &

    DiPaola, 2006). The second subscale, teacher professionalism, pertains to teacher relationships,

    as well teachers commitment to their work and willingness to work together cooperatively.

    Academic press (i.e., teacher expectations), the third subscale, is essentially the school-wide tone

    that is serious, orderly and academically focused on students performance (Tschannen-Moran et

    al., 2006). The final subscale in the consolidated framework, community engagement, delves

    into the positive relationships of schools with their communities.

    Each of the items of the SCI requires respondents to assess how often statements are true

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    of their schools. Overall, the alpha coefficient of the SCI is .96, and is therefore an excellent

    measure of perceived individual teacher efficacy. The reliability scores for the subscales are also

    high: Collegial Leadership (.93), Teacher Professionalism (.94), Academic Press (.92), and

    Community Engagement (.93). These scores confirm that the SCI is a robust instrument for

    measuring teachers perceptions of school climate and their expectations of students. The

    statements of the SCI are based on a five - point Likert scale with a ra