NOTE TO USERS Page(s) missing in number only; text follows. The manuscript was microfilmed as received. 30 This reproduction is the best copy available.
NOTE TO USERS
Page(s) missing in number only; text follows. The manuscript was microfilmed as received.
30
This reproduction is the best copy available.
HOWARD UNIVERSITY
The Influence of Teachers Perceptions of School Climate, Individual Teacher Efficacy and Teacher Expectations on Collective Teacher Efficacy in Public Elementary Schools
A Dissertation Submitted to the Faculty of the
Graduate School
of
HOWARD UNIVERSITY
in partial fulfillment of the requirements for the
degree of
DOCTOR OF PHILOSOPHY
Department of Human Development and Psychoeducational Studies
by
Persephone T. Brown
Washington, D.C. May 2009
UMI Number: 3369658
INFORMATION TO USERS
The quality of this reproduction is dependent upon the quality of the copy
submitted. Broken or indistinct print, colored or poor quality illustrations and
photographs, print bleed-through, substandard margins, and improper
alignment can adversely affect reproduction.
In the unlikely event that the author did not send a complete manuscript
and there are missing pages, these will be noted. Also, if unauthorized
copyright material had to be removed, a note will indicate the deletion.
______________________________________________________________
UMI Microform 3369658Copyright 2009 by ProQuest LLC
All rights reserved. This microform edition is protected against unauthorized copying under Title 17, United States Code.
_______________________________________________________________
ProQuest LLC 789 East Eisenhower Parkway
P.O. Box 1346 Ann Arbor, MI 48106-1346
ii
HOWARD UNIVERSITY GRADUATE SCHOOL
DEPARTMENT OF HUMAN DEVELOPMENT AND PSYCHOEDUCATIONAL STUDIES
DISSERTATION COMMITTEE
____________________________________
Aaron B. Stills, Ph.D. Chairperson
____________________________________
Constance M. Ellison, Ph.D.
____________________________________
Gerunda B. Hughes, Ph.D.
____________________________________
Velma D. LaPoint, Ph.D.
____________________________________
Darren Woodruff, Ph.D. Principal Research Analyst American Institutes for Research (AIR)
____________________________________
Constance M. Ellison, Ph.D. Dissertation Advisor
Candidate: Persephone T. Brown
Date of Defense: April 17, 2009
iii
DEDICATION
This dissertation is dedicated to my mother, Persephone LaPrince-Brown, a
lifelong learner, master teacher and magnanimous soul. After GOD, she is the wind
beneath my wings. I also dedicate my dissertation to my father,
Robert Marion Brown, Jr. His love, words of wisdom and encouragement always uplift my spirit.
I am honored and delighted to be their daughter. And, to my brother,
Dr. Robert Marion Brown III, I dedicate this dissertation for his big brotherly love, keen eye and
expertise, which helped propel me to a higher level of tenacity and scholarship.
This work is in remembrance of my maternal grandparents, Joseph and Elizabeth
LaPrince, my paternal grandparents, Robert and Delphine Brown, Aunt Hannah Katrina-
Nelson and Uncle Alphonso Ulysses LaPrince.
This dissertation is also dedicated to Dr. Edith Irby Jones, Senator Edward Moore
Kennedy, the lost and living souls of Hurricane Katrina and President Barack Hussein
Obama. Their dignity, fortitude and grace, despite considerable adversity, have and
continue to greatly inspire me.
iv
ACKNOWLEDGMENTS
Throughout this journey, GOD has always been with me every step. GODs most
perfect love, countless blessings and divine intervention have guided and propelled me during
this process. I am humbly grateful and thankful for HIS everlasting grace and mercy.
I thank Dr. Constance Ellison my dissertation advisor. It is because of Dr. Ellison that the
researchers resolve to meet the challenges associated with this process was heightened.
Dr. Ellison reinforced my belief that success is the result of dedication, hard work, perseverance
and diligence. I could not have finished this process without Dr. Ellisons expertise, advice and
guidance.
I thank Dr. Gerunda Hughes for her meticulous statistical expertise. Over time, she
expanded my understanding and appreciation of quantitative research. I thank Dr. Velma LaPoint
for her knowledge of theory and policy. She broadened my perspective of those domains, which
was beneficial for me.
I thank Dr. Rosalie Boone for taking the time to read my dissertation proposal and
providing positive affirmations. Her encouraging words enhanced my motivation to conduct
quality research. I thank Dr. Aaron Stills, who filled in for Dr. Boone, without hesitation, on such
short notice. I am very grateful for his time, support and expertise. I thank Dr. Darren Woodruff
for being my external evaluator. I greatly appreciate his time, support and input.
I thank my parents and brother for their unwavering support, unconditional love and
instilling in me the importance of being my own best advocate. I thank my aunt,
Nancy LaPrince Fordham for being a prayer warrior on my behalf, which made a great
difference for me.
I am also indebted to so many others who have and continue to enrich my life.
v
These are very special individuals who made such a tremendous difference throughout my tenure
as a doctoral student with their prayers, words of wisdom, loving kindness, humor and expertise.
I thank my spiritual mentor, Madame Claudette Dean for her insight, counsel and always telling
me that everything is in divine order. I thank my other spiritual mentor and dear friend, Ms.
Imogene Love who prayed with me, encouraged me and when I needed it, reminded me to
Stand. I thank Dr. Edwin Nichols for his sage advice and insight. I am very grateful for the
time that he devoted to my dissertation process. Dr. Nichols is an erudite individual in the truest
sense. I thank Judge and Mrs. Gadsden and Ms. Natalie Kearns for their prayers, words of
encouragement and support. You are very dear to me.
I thank my special friends Dr. David Graham, Dr. Alex Lugo, Dr. Nicole Huby,
Dr. Muriel Kennedy and Mr. Derrick Hull for their constant support and wonderful friendship.
They are stellar examples of integrity, humanity, compassion and blessings to me. I thank
Dr. Kathy Philyaw and Dr. Alana Harris for their sisterly support, pearls of wisdom, checking on
me with telephone calls and special outings, which I cherished. I thank Ms. Gloria Lloyd for the
tuition scholarships and for being such a wonderful person. It is such a pleasure knowing and
having her in my life. Thank you, Dr. Emmanuel Sikali, for your time and statistical expertise.
I thank the principals and teachers of the Prince Georges County Public Schools.
Despite their very hectic schedules, they took the time to complete the survey packets for my
dissertation research. Their friendly disposition, readiness to participate in my study and the
words of encouragement that they provided really touched my heart. I could not have done my
research without them.
Finally, I give very special recognition and tribute to Ms. Melanie Caldwell and
Dr. Arega Negero. If it had not been for Ms. Caldwells assiduous recruitment of schools for my
vi
study, my dissertation research would not have been completed. I greatly appreciate her
extraordinary effort and accommodation on my behalf. Ms. Caldwell, a truly lovely lady, was a
godsend. I could not have completed this process without her help.
Dr. Negero, from start to finish, selflessly provided me with his time, assistance and
expertise. I greatly appreciate the time and effort he took on my behalf, which helped to elevate
the level of scholarship of my dissertation. Dr. Negero, is an exemplary researcher and professor.
And, his humanity has been a considerable source of encouragement. I thank both Ms. Caldwell
and Dr. Negero for being such great blessings to me. They have truly been my angels during this
entire dissertation process.
vii
ABSTRACT
School climate, individual teacher efficacy, teacher expectations and collective teacher
efficacy have been investigated in numerous studies. However, there is a dearth of research that
has explored teachers perceptions of these school characteristics in urban public elementary
schools. This study examined whether teachers perceptions of school climate, individual teacher
efficacy and teacher expectations significantly influenced perceived collective teacher efficacy.
The study sample included third grade teachers and fifth grade teachers from a large,
metropolitan, urban school district in Maryland. The stratified variables for this study were years
of teaching and school type (low-income, high-income). Ten low-income schools and eight
high-income schools were randomly selected from the convenience sample. Then, a random
sample of third and fifth grade teachers from each strata was selected. Approximately 74 third
grade teachers and 76 fifth grade teachers participated in this study.
Multiple regression analysis results showed that the independent variables school
climate and teacher expectations were significant predictors of perceived individual teacher
efficacy among the public elementary school teachers sampled (H1). School climate, perceived
individual teacher efficacy and teacher expectations were significant predictors of perceived
collective teacher efficacy (H4). However, multiple regression results revealed that H2, H3 were
not supported. The demographic variables years of teaching experience and grade level were not
significant predictors of perceived individual teacher efficacy (H2). Years of teaching experience
and grade level were also insignificant predictors of perceived collective teacher efficacy, (H3).
In addition, multivariate analysis of variance (MANOVA) results did not support H5. There were
no significant differences between school climate, perceived individual teacher efficacy and
teacher expectations, based on school type and teacher certification (H5). It is recommended that
viii
future investigators examine the relationship between school climate, individual teacher efficacy
and teacher expectations on collective teacher efficacy in other settings, such as non-urban public
elementary schools (i.e., rural, suburban) to determine whether the results from these studies
would be applicable and relevant to demographically diverse school populations.
ix
TABLE OF CONTENTS
DISSERTATION COMMITTEE ................................................................................................... ii
DEDICATION ............................................................................................................................... iii
ACKNOWLEDGMENTS ............................................................................................................. iv
ABSTRACT ................................................................................................................................. vii
CHAPTER 1: INTRODUCTION ................................................................................................ 1
Statement of the Problem ......................................................................................................... 3
Purpose of the Study ................................................................................................................. 4
Theoretical Framework ............................................................................................................ 4
Research Questions and Hypotheses ....................................................................................... 5
Definitions of Relevant Terms ................................................................................................. 6
CHAPTER 2: REVIEW OF RELEVANT LITERATURE ...................................................... 8
Theoretical Framework: Ecological and Social Constructionist Perspectives ................... 9
School Climate ......................................................................................................................... 12
Social Cognitive Theory and Perceived Individual Teacher Efficacy................................ 16
Teaching Experience and Grade Level Influences on Teacher Efficacy Beliefs ............... 19
Teacher Expectations.............................................................................................................. 21
Perceived Collective Teacher Efficacy .................................................................................. 23
CHAPTER 3: METHODOLOGY ............................................................................................ 28
Overview .................................................................................................................................. 31
Description of Participants..................................................................................................... 31
Data Collection Procedures .................................................................................................... 31
Instrumentation....................................................................................................................... 33
x
Demographic Teacher Questionnaire ................................................................................... 33
Measure of School Climate and Teacher Expectations ....................................................... 33
Measure of Perceived Individual Teacher Efficacy ............................................................. 34
Measure of Perceived Collective Teacher Efficacy .............................................................. 35
Research Design ...................................................................................................................... 36
Data Analysis ........................................................................................................................... 36
CHAPTER 4: RESULTS ........................................................................................................... 37
Overview .................................................................................................................................. 37
Demographic Information...................................................................................................... 37
Reliability of Instruments.... Error! Bookmark not defined.Error! Bookmark not defined.
Intercorrelations and Bivariate Relationships Among Selected Variables ....................... 41
Inferential Statistics ................................................................................................................ 42
Summary .................................................................................................................................. 49
CHAPTER 5: DISCUSSION ..................................................................................................... 51
Discussion of the Studys Findings ........................................................................................ 51
Limitations of the Study ......................................................................................................... 58
Conclusion ............................................................................................................................... 60
Implications for Teachers....................................................................................................... 60
Implications for Administrators and School Leadership .................................................... 62
Implications for Educational Psychologists .......................................................................... 63
Recommendations for Future Research ............................................................................... 64
Appendix A: Approval Letters for Data Collection................................................................. 66
Appendix B: Letter to Administrators ...................................................................................... 68
xi
Appendix C: Principal Permission to Conduct Research Study Forms ............................ 71
Appendix D: Informed Consent Form for Teachers ........................................................... 73
Appendix E: Permission Letter for Reproduction and Distribution of Instruments ........... 77
Appendix F: Browns Teacher Demographic Questionnaire ............................................. 79
Appendix G: Sample Questions of the School Climate Index (SCI) .................................. 82
Appendix H: Sample Questions of the Teachers Sense of Efficacy School (TSES) ......... 84
Appendix I: Sample Questions of the Collective Teachers Beliefs Scale (CTBS) ............ 86
Appendix J: Codebook for Descriptors and Measurements of Demographic, Independent
and Dependent Variables ....................................................................................................... 88
References ................................................................................................................................... 105
xii
LIST OF TABLES
Page
1. Total Years of Teaching for Public Elementary School Teachers in Sample.41
2. Years Taught in Prince Georges County Public Schools (PGCPS)41
3. Certification Status of Public Elementary School Teachers of PGCPS42
4. Highest Degree Obtained for Public Elementary School Teachers of PGCPS43
5. Correlation Matrix of Predictor Variables..45
6. Summary of Multiple Regression Analysis for Variables Predicting Individual Teacher Efficacy of Teachers...46
7. Summary of Multiple Regression Analysis for Variables Predicting Individual Teacher Efficacy of Teachers .48
8. Summary of Multiple Regression Analysis for Variables Predicting Collective Teacher Efficacy of Teachers..50
9. Summary of Multiple Regression Analysis for Variables Predicting Collective Teacher Efficacy of Teachers..51
10. Summary of MANOVA Analysis for Differences Between Criterion Variables, Based on Predictor Variables53
xiii
1
CHAPTER 1: INTRODUCTION
Insufficient empirical research has investigated how factors other than socioeconomic
demographics, including school climate, perceived individual teacher efficacy and teacher
expectations affect perceived collective teacher efficacy and ultimately, educational outcomes,
such as student achievement (Goddard, 2001; Goddard & Goddard, 2001). Such empirical work
is critical because these factors can hinder and prevent students achievement. Moreover, the
influence that teachers, school climate, individual teacher efficacy and teacher expectations have
on each other is a complex interrelationship (Goddard, LoGerfo & Hoy, 2004). The present
study seeks to examine these variables as an explanatory system for collective teacher efficacy.
This research has the potential to reveal and provide a better understanding of the consequences
that can result from the interaction between teachers perceptions of these essential school
characteristics in public elementary schools
Some researchers, policy-makers and even educators frequently stereotype and support
prevailing, negative impressions and explanations of student achievement in public elementary
schools. As a consequence, these tendencies inhibit proactive change and initiatives, limiting
positive educational outcomes. And, few paradigms provide methods for how teachers in public
elementary schools can empower themselves and exert influence and control over student
achievement (Price, 2002). For public elementary schools, triumph may be getting every
student over hurdles of the No Child Left Behind (NCLB) law, which shifted national
educational policy to a calculated focus on rectifying low reading and math standardized scores
and ensuring that schools make Adequate Yearly Progress (AYP). In the authors opinion, the
latter is a tool that will continue to discredit public elementary schools and discourage their
teachers by focusing almost exclusively on the deficits of teachers and dismissing the challenges
2
that they encounter daily. Consequently, this may negatively impact the climate of public
elementary schools.
The No Child Left Behind law required all teachers of core academic subjects to
be highly qualified by June 2007 in order to improve teachers effectiveness and increase
student achievement (McMurrer, 2007). Most school districts are reportedly in general
compliance with NCLBs Highly Qualified Teacher (HQT) requirements. However, many
teachers have expressed skepticism that these requirements have impacted teacher effectiveness
or made significant difference in raising student achievement (McMurrer, 2007). When test
results are below par, the implication is that even excellent teachers are inadequate, and
therefore, incapable of teaching effectively, according to the mandates of NCLB. These test
results have a direct effect on teachers evaluations, salaries, funding and job security. As a
result, changes in teachers perceptions about their efficacy individually and collectively, for
better or worse, may also occur.
Despite the best efforts of teachers, the goals set by NCLB for schools to perform at the
proficient level in reading and mathematics on standardized measures are typically unrealistic
and prone to demoralize, rather than inspire teachers. Nationwide, teachers are forced to teach to
the standards and test, which have reduced the goals and purposes of education to the level of all
things measurable - test scores (Loder, 2006). When teachers teach solely to the test, rigid
methodologies tend to be used, which hinder or even prevent creative thinking. As a result, the
joy of teaching is diminished considerably. How does this affect teachers perceptions of their
schools, students and themselves? When student achievement of children is not steadily
obtained in public elementary schools, it is imperative that the factors contributing to this are
closely examined in order to devise and implement strategies that will help alleviate this
3
pernicious problem.
The prevailing reform view of NCLB is that test scores are the most valid measure of
teacher instruction, what students are learning and almost exclusive indicators of school success
(Loder, 2006). Although the constant of school reforms presently are standards setting for
student achievement, standards and tests alone will not improve student achievement among
children in public elementary schools (Darling-Hammond, 2000; Kersting, 2003). Teaching to
the test is a way of imparting learning that virtually excludes the true meaning of what education
is supposed to accomplish. Instead, teaching, learning and student achievement all rest upon
more profound, fundamental, human principles. This includes a sense of community within
schools, efficaciousness and high expectations for achievement among teachers, both for their
students as learners and of themselves as nurturers of the immeasurable potential they perceive in
their students (Ohanian, 1999; Edwards, Gonsalves, & Willie, 2000; Goodman, Shannon,
Goodman, & Rapoport, 2004).
Statement of the Problem
A plethora of literature exists that has investigated school climate, perceived individual
teacher efficacy, teacher expectations and perceived collective teacher efficacy independently
and inclusively (Watson, Chemers, & Preiser, 2000; Chen & Bliese, 2002; Edwards, Green, &
Lyons, 2002; Foster, Lewis, & Onafowora, 2003). However, few studies have explored
teachers perceptions of these school characteristics in urban public elementary schools (Pajares,
1997; Goddard, 2001; Ross, Hogaboam-Gray, & Gray, 2004; Walumbwa, Wang, Lawler, & Shi,
2004; Klassen, 2004; Martin, 2004; Jussim & Harber, 2005). This study investigated how school
climate, perceived individual teacher efficacy and teacher expectations impact teachers
perceived collective teacher efficacy in urban public elementary schools.
4
Purpose of the Study
The present study was conducted to determine whether teachers perceptions of school
climate, individual teacher efficacy and teacher expectations will significantly affect perceived
collective teacher efficacy. This study also examined how the realities of teachers work
environments and teaching experiences are conveyed, based on their obtained survey responses.
Theoretical Framework
The conceptual framework for this study synthesized key components of three theoretical
perspectives - Banduras social cognitive theory (1977), Bronfenbrenners ecological systems
theory (1979) and Vygotskys constructionist theory (1978). According to Bandura (2000), the
mastery experiences, vicarious experiences, social persuasion and affective states of teachers as a
group are essential for the development of their collective efficacy beliefs. When teachers work
together to accomplish educational goals, the effort, actions and choices that they make are
motivated by the strength of their collective efficacy beliefs. Existing research (Goddard, 2001;
Goddard et al., 2004; Ross et al., 2004) has revealed that the practices of teachers and student
learning are impacted by perceptions of collective efficacy.
When analyzing the relationship between perceived collective teacher efficacy and
student achievement, it is also necessary to examine the role of school climate as part of an
interactive, explanatory structure. According to Bronfenbrenner (1979), the five primary levels
of the environment are microsystem, mesosystem, exosystem, macrosystem and chronosystem.
Schools are complex, interactive social systems whose faculties consist primarily of teachers. In
accordance with Bronfenbrenners theory, schools are organizations at the micro-level,
comprising teachers working together to achieve educational goals (Tschannen-Moran & Barr,
2004). Within a school context, the relationship between the attitudes and behaviors of teachers
5
is crucial for student achievement, because their shared beliefs determine the social milieu of
schools (Bandura, 1993; Hoy & Miskel, 1996; Tschannen-Moran & Barr, 2004). Hence, the
present study acknowledged public elementary schools as structured organizations that support
goal-directed outcomes, including school achievement.
Given Bronfenbrenners socially interactive perspective about schools, Vygotskys
contextual perspective is interdependent. Vygotsky (1978) theorized that learning and
development are dynamic processes that are primarily social, cultural, historical and interrelated
(Wink & Putney, 2002). Schools are a microcosm of the larger community. Teachers can
mediate what and how their students come to know by relating to their social environment. This
entails the utilization of pedagogical techniques like scaffolding, which is a problem-solving
technique used to help children with understanding to support the process of learning and
ultimately, achievement (Barab & Roth, 2006). Moreover, Vygotsky believed teaching to be an
active process, where teachers guide their students to levels that surpass their current ability to
problem-solve. The work of Vygotsky was vital to the present study because teachers influence
and are influenced by the surrounding environment, namely, the school setting and are
responsible for the provision of learning environments that foster student achievement.
Research Questions and Hypotheses
The present study attempted to address the following questions:
1. Are school climate and teacher expectations significant predictors of perceived individual teacher efficacy?
2. Are years of teaching experience and grade level significant predictors of perceived individual teacher efficacy?
3. Are years of teaching experience and grade level significant predictors of perceived collective teacher efficacy?
6
4. Are school climate, perceived individual teacher efficacy and teacher expectations significant predictors of perceived collective teacher efficacy?
5. Are there significant differences between school climate, perceived individual teacher efficacy and teacher expectations, based on school type and teacher certification?
Research hypotheses for investigating research questions 1 - 5 were posited, as follows:
H1: School climate and teacher expectations will be significant predictors of perceived individual teacher efficacy.
H2: Years of teaching experience and grade level will be significant predictors of perceived individual teacher efficacy.
H3: Years of teaching experience and grade level will be significant predictors of perceived collective teacher efficacy.
H4: School climate, perceived individual teacher efficacy and teacher expectations will be significant predictors of perceived collective teacher efficacy.
H5: There will be significant differences between school climate, perceived individual teacher efficacy and teacher expectations, based on school type and teacher certification.
Definitions of Relevant Terms
1. School climate - the atmosphere of a school setting experienced by teachers and students,
which affects their attitudes, behaviors, and development (Haynes, Emmons, &
Ben-Avie, 1997; Hoy & Sabo, 1998)
2. Perceived individual teacher efficacy the teachers perception of his/her ability to yield
positive outcomes in student learning and achievement (Shaughnessy, 2004)
3. Teacher expectations the inferences that teachers make about student behavior and/or
student academic performance (Trouilloud, Sarrazin, Martinek, & Guillet, 2002)
4. Perceived collective teacher efficacy- the prevailing judgement in a school that the entire
teaching faculty can organize and execute a course of action which positively impacts
student outcomes (Goddard, Hoy, & Woolfolk Hoy, 2004)
7
5. School type- the socioeconomic status of a school (low-income, high-income), based on
the percentage of students receiving reduced priced or free lunch, as defined by Prince
Georges County Public Schools in Maryland
6. No Child Left Behind (NCLB) law - the reauthorization of the 1965 Elementary and
Secondary Education Act implemented in 2002 that mandates all students in 3rd thru 8th
grades to perform at proficient levels in reading and math on standardized tests
7. Highly Qualified Teacher (HQT) - all teachers of core academic subjects are required to
have a bachelors degree, be fully certified, and demonstrate their knowledge and skills in
the subjects they teach by having sufficient subject-matter coursework, passing a state
test, or meeting other state criteria, according to NCLB law (McMurrer, 2007)
8. Certified teachers have taken the required coursework, passed the Praxis exam and/or
completed state requirements to become state certified
9. Adequate Yearly Progress (AYP) schools meet state targets of proficiency in reading
and math on state standardized tests, as mandated by NCLB law (McMurrer, 2007)
8
CHAPTER 2: REVIEW OF RELEVANT LITERATURE
At this time during the twenty-first century, American public education is at a crossroads.
By the year 2014, all schools in the United States must meet the Adequate Yearly Progress
(AYP) requirements, as mandated by NCLB law. For most children in the U.S., public schools
are their only viable option for obtaining an education. Hence, the fate of schools is dependent
on how well their students perform on state standardized tests. This has placed tremendous
pressure on teachers to teach to the standards and test and ultimately, yield test scores at levels of
proficiency for every student. Furthermore, when students do not perform as well as expected,
this could have a negative impact on teachers who may not feel equally efficacious for every
teaching situation, because teacher efficacy is context specific (Goddard et al., 2000). Many
teachers are overwhelmed, especially when students are not performing at grade level and below
their potential.
Determining how schools contribute to the academic achievement of students in public
elementary schools is a major challenge for educators, administrators, educational psychologists
and policymakers. More specifically, the quest has been to identify school properties that affect
student achievement, even when controlling for socioeconomic status (Hoy, Tarter, & Woolfolk
Hoy, 2006). For over thirty years, the conceptualization, measurement and investigation of
perceptions regarding psychosocial characteristics in schools has garnered considerable attention
(Fraser, 1989; Fraser & Walberg, 1991; McRobbie & Fraser, 1991). Rickards, Fisher and Fraser
(1997) noted that enhancing the environment of schools by focusing on those attributes that are
empirically linked to student achievement is critical for improvement in this area. School
climate, perceived individual teacher efficacy, teacher expectations and perceived collective
teacher efficacy are school factors that have the potential to influence this educational outcome.
9
This is critical, given that public awareness of differences between schools in student
achievement has become quite prevalent during this era of accountability, teaching to the
standards and high-stakes testing.
This chapter presents an overview of the relevant literature pertaining to school climate,
perceived individual and collective teacher efficacies and teacher expectations. The conceptual
development and theoretical models of these domains will also be examined. Three major
theoretical perspectives will serve as the foundation for understanding the interrelationship of
these school factors which contribute to and impact perceived collective teacher efficacy - Urie
Bronfenbrenners (1979) ecological systems theory, Lev Vygotskys (1978) constructionist
theory, and Albert Banduras (1977) social cognitive theory. Particular emphasis will be given
to the relationship among these variables, namely, school climate, perceived individual teacher
efficacy, teacher expectations and perceived collective teacher efficacy as it relates to teachers in
public elementary schools, because few studies have investigated this area. Therefore, additional
research is required.
Theoretical Framework: Ecological and Social Constructionist Perspectives
Urie Bronfenbrenners (1979) ecological systems theory, which he renamed the
Bioecological System theory, is the foundation of numerous proposed ecological models
for schools that have adopted a systemic focus (Roach & Kratochiwill, 2004). Furthermore,
Bronfenbrenners seminal work spearheaded the research of Australians Darrell Fisher and Barry
Fraser on the conceptualization and assessment of school and classroom environments. Both
ecological systems theory and the assessment of school environment are pertinent to the present
study, because teachers perceptions of school climate in public elementary schools will be
examined.
10
Bronfenbrenner (1979) emphasized that the ecology of human development entails the
progressive, reciprocal adaptation between an active, growing individual and the changing
properties of the immediate settings inhabited by that individual (Bronfenbrenner, 1979). This
process is affected by the relationship between these settings and the larger contexts that contain
them. Hence, children develop within a complex system of relationships that are affected by
several levels of the surrounding environment. This consists of a series of nested structures
where children function daily, such as home, school and neighborhood settings.
Bronfenbrenners structure of the environment in ecological systems theory comprises
five levels-microsystem, mesosystem, exosystem, macrosystem and chronosystem. At the
micro-level, relations between the developing child and the immediate environment (i.e.,
classroom) occur. The mesosystem encompasses connections between the childs immediate
settings, including home, neighborhood and school, which foster the childs development. The
exosystem pertains to social settings that do not contain the child, but still affect his/her
experiences in immediate settings. This may include extended family, the Department of
Education and federal government. The macro-level, which is a non-specific context, entails the
values, laws, customs, and resources of a particular domain, including the No Child Left Behind
(NCLB) law, Highly Qualified Teacher (HQT) and Adequate Yearly Progress (AYP) policies, as
well as school climate. Finally, the chronosystem pertains to life changes that can be imposed
externally or occur internally within the individual, who selects, modifies and creates many of
his/her settings and experiences. This is dependent on age, physical, intellectual and personality
characteristics, along with environmental opportunities (Berk, 2007) This is pertinent to the
present study because at the micro-level, public elementary school teachers are products and
producers of their environments. Therefore, both teachers and their classroom environments
11
form a network of interdependent effects.
Based on Bronfenbrenners ecological perspective, public school systems are nested
communities where each level helps establish the school climate, teacher efficacy (individual,
collective) and teacher expectations (Purkey & Smith, 1982; Shulman & Shulman, 2004). Hence,
when schools and teachers give priority to quality teaching, students learning and achievement,
the internal support students receive from the school environment is affected. This in turn,
impacts teachers perceptions of their efficacy, their expectations of students and, ultimately,
student achievement.
Lev Vygotskys (1979) social constructionist theory synthesizes Bronfenbrenners
environmental levels into one overarching concept- culture. From a Vygotskian perspective,
teaching, learning and development are inherently related to the sociocultural context, where
teachers receive messages from (Wink & Putney, 2002). This may include a myriad of ideas,
assumptions and events that can potentially influence teachers perceptions and the educational
outcomes of their schools. This is relevant to the present study because teachers are mediators of
development, learning and achievement within a sociocultural context. Therefore, teachers
possess the power to create a supportive sociocultural climate, or not for themselves and their
students (Vygotsky, 1997). Consequently, this may impact teachers perceptions of their
collective efficacy.
Social constructionism views learning as being based on performances that are individual
and collaborative efforts and are assessed continuously throughout the school year in various
situations. Vygotsky believed that the reasoning of children was socially constructed, based on
interaction with adults and peers. Thus, when teachers anticipate and teach to the proximal level
of children or what they are beginning to understand, higher cognitive functions emerge, and
12
understanding occurs through childrens historical, social and cultural relations with others.
Vygotsky referred to the differences between what a child can do independently as the zone of
proximal development. This emphasizes that learning is communicative and children eventually
comprehend the operations they are performing, which gradually leads to academic achievement.
However, the assertion of NCLB that learning is predictable, consistent and easily mapped
across grade levels has resulted in handling teaching and learning as mechanical processes that
simply attach new knowledge to old knowledge regularly (Goodman et al., 2004).
For teachers in the current study, has NCLB laws mandated requirements of
teaching to the standards and the test become an imposition that has effected their notions of
what teaching, learning and achievement are supposed to be? Vygotsky (1997) noted that
childrens learning is a process that entails cultural beliefs about the world and how to function
efficiently within the realm of school. Therefore, the achievement of students is dependent on
the climate of schools and teachers expectations, which directly impacts the quality of education
that children receive and their academic achievement, or lack thereof. Teachers in public
elementary schools who are confident about their professional knowledge regarding student
welfare will be more efficacious in meeting the needs of their students (Wink & Putney, 2002).
Hence, when the actual needs of children are being met in public elementary schools, test
outcomes and collective teacher efficacy will automatically be more positive.
School Climate
According to Fraser (1986), school climate refers to that set of factors which influence
the feel or personality that a school exudes. Furthermore, this characteristic describes teachers
collective perceptions of behavior, which affect their attitudes and behavior in school (Hoy &
Miskel, 1996). Sweetland and Hoy (2000) defined school climate as consistent organizational
13
characteristics that embody the distinctive atmosphere of a school. Nationwide, schools are
placing more emphasis on their climate, as well as changing climate factors to enhance their
students development (Haynes, Emmons, & Woodruff, 1998). Several factors contribute to
student achievement. However, research conducted by Goldring (2002) and Puacharearn and
Fisher (2004) revealed school climate to be the foundation for all aspects of schools, including
students academic achievement and a valuable goal for education.
School climate is an ever changing and essential part of the teaching faculty in every
school (Freiberg, 1998). Additionally, school climate has the capacity to dictate whether a
teaching staff promotes the development of students learning and academic achievement,
actively inhibits it, or is neutral (Walberg, 1976; Walberg, Fraser, & Welch, 1986; Shulman &
Shulman, 2004). Therefore, an emphasis on academic achievement has the potential to greatly
influence the normative and behavioral climate of schools for both teachers and students. The
greater the schools academic emphasis, the greater the norms will be for student achievement,
especially in math and reading (Goddard et al., 2000). Haynes, Emmons, and Ben-Avie (1997)
examined school factors that influence student achievement and found school climate to
critically impact this school outcome, as well as how teachers support and develop students
capacity for achievement. Haynes et al. (1997) further noted that a focus on school climate,
along with the quality of interactions among and between students and teachers, were
explanations of student achievement.
Educators and school reformers advocate positive school climate as a specific way of
improving student achievement (Brandt, 1986; Hoy, 1990; Skrtic, 1991; Goldring, 2002;
Strahan, 2003; National School Boards Association, 2006). Emmons, Comer, and Haynes
(1996) noted that even highly qualified teachers need a supportive school climate to increase
14
student achievement. Given the prevalence of school reform, determining how teaching norms
within schools influence teachers need to be considered in order to better understand how
schools function (Angelides & Ainscow, 2000). From an ecological perspective, teachers are
products, as well as producers of their environments. Moreover, this reciprocal relationship
forms a network of interdependent effects (Sweetland & Hoy, 2000; Shulman & Shulman, 2004).
Teachers contribute to the formation of school norms, practices and incentives. Therefore, in
public elementary school settings, it is imperative that teachers work consistently to help create
and maintain a positive school climate, which will increase their morale and self-efficacy, as well
as high expectations, learning and achievement of children (Haynes et al., 1997; Kratzer, 1997).
An academically effective school characterized by a positive school climate, is
distinguished by attitudes, behaviors, and organizational structure, as well as values and norms
that propel both teachers and students toward successful teaching, learning and achievement
(Purkey & Smith, 1982; Rojewski, J. W. & Wendel, F. C., 1990; Deemer, 2004). Deemer (2004)
found school climate perceptions to be correlated with the instructional approaches of teachers,
along with their individual and collective teaching efficacy at elementary schools. Teachers who
viewed their school environment as generally facilitative, reported higher levels of efficacy and
promoted more mastery-oriented practices within their classrooms, compared to teachers who
perceived their school environment as competitive and supportive only of certain teachers
(Deemer, 2004). Thus, a healthy school climate is characterized by positive student, teacher and
administrator interrelationships in general, but specifically, an open, collegial and professional
environment that is focused on student achievement (Sweetland & Hoy, 2000). This in turn,
promotes student learning and academic success.
Public elementary schools are complex and dynamic organizations whose climate should
15
be enriching and supportive for students to flourish. This corresponds with Vygotskian theory,
which stresses the provision of environments that meet students emotional, aesthetic,
intellectual and physical needs. Teachers take the whole child into consideration, rather than just
teaching to the test. Empirical work by Goddard et al.(2000), which examined the importance of
a school climate characterized by high levels of academic emphasis, found school climate to be
systematically related to student achievement in public elementary schools. These results proved
that having a strong academic emphasis in schools has a positive effect on the achievement of
poor and minority children. In contrast, an unhealthy school climate typically entails conflict
and being counterproductive, which can have a dismal effect on both teachers and students
(DiPaola & Hoy, 1994). ONeil (1997) stressed how difficult it is to internalize a sense of
well-being and a passion for achievement when schools are dysfunctional and characterized by
low expectations for students. Therefore, obtaining feedback from teachers about the climate of
their schools for this study may be essential for school improvement efforts. Having insight
about teachers perceptions of school climate can pinpoint problem areas that need to be
addressed and rectified within public elementary school settings.
Social cognitive theory suggests that school climate may impact individual self-efficacy
and is positively related to teachers perceptions of their efficaciousness, as well (Henson, 2001).
In a one-year study that examined the effect of participatory teacher research on teacher efficacy
and empowerment, Henson (2001) found perceptions of school climate to be related to teacher
efficacy. Strong self-efficacy beliefs create a positive school climate, which influences student
achievement (Gibson & Dembo, 1984; Tschannen-Moran & Barr, 2004). Furthermore,
increased levels of individual teacher efficacy have been related to the health and organizational
climate of a school, such as teacher empowerment and collaboration, more effective instruction
16
and high expectations for students (Moore & Esselman, 1992; Ross, 1992).
Social Cognitive Theory and Perceived Individual Teacher Efficacy
Teacher efficacy, which is a derivative of self-efficacy, comprises teachers beliefs about
their skills and abilities to generate desirable student outcomes. Teacher efficacy, a construct
that has been studied for roughly 30 years, emerged from a 1976 Rand Corporation study that
evaluated teachers beliefs of whether they could control the reinforcement of their own actions,
based on the effectiveness of reading programs (Armor, D., Contory-Oseguera, P., Cox, M.,
King, N., McDonnell, L., Pascal, A., Pauly, E., & Zellman, G., 1976). Rotters (1966) locus of
control theory was the foundation of this early work, which assumed that student learning and
motivation were pertinent in reinforcing teaching behaviors. However, social cognitive theory,
which is a unified theory of behavioral change, specifies that efficacy beliefs evolve based on
individual cognitive processing that assesses the influence of efficacy-shaping information
(Goddard, 2002; Goddard et al., 2004). From this, a second conceptual model evolved from the
seminal research of Bandura (1977), whose concept, self-efficacy, was essential to his theoretical
framework. Bandura (1977) defined self-efficacy as an individuals beliefs in his or her
capabilities to organize and execute actions necessary to yield given attainments. These beliefs
were viewed as the primary mediators for an individuals behavior and behavioral changes
(Henson, 2001). Bandura (1997) further postulated that self-efficacy beliefs were geared for
perceived abilities, given certain tasks. Such efficacy beliefs are powerful predictors of
behavior, such as teaching, learning and academic performance (Pajares, 1996; Henson, 2001).
Teacher efficacy impacts the amount of expended effort, persistence and resilience when
facing difficulties or failures, as well as stress encountered when dealing with demanding
situations (Goddard, Hoy, & Woolfolk Hoy, 2000; Tschannen-Moran & Woolfolk Hoy, 2000,
17
2002; Tucker, Porter, Reinke, Herman, Ivery, Mack & Jackson, 2005). According to Bandura
(1997), the four major influences on efficacy beliefs are verbal persuasion, vicarious
experiences, physiological arousal and mastery experiences. Each one conveys information that
influences the perceptions of teachers about school. However, mastery experiences probably
have the most powerful effect on fostering efficacy because this influence determines teachers
sense of competence in the classroom. Goddard, Hoy and Hoy (2004) noted that the distinction
between perceived versus actual competence or performance is critical, particularly when
considering efficacy among teachers. Typically referred to as teacher efficacy, this term can be
misleading, based on the assumption that it is synonymous with teacher effectiveness or
successful teaching. Thus, consideration of the context in which the teaching task is occurring is
important, as well as the assessment of teachers strengths and weaknesses for accomplishing the
task at hand (Goddard et al., 2000; Onafowora, 2004). Utilizing a term such as perceived
individual teacher efficacy rather than teacher efficacy is crucial because the former connotes
judgement about capabilities to accomplish tasks, according to self - referent efficacy
perceptions (Goddard, et al. 2004).
Empirical research on perceived individual teacher efficacy has shown that the
implications of this construct are very complex. For instance, studies have shown perceived
individual teacher efficacy to be consistently related to an array of positive teaching attitudes and
behaviors (Henson, 2001; Onafowora; 2004; Shulman & Shulman, 2004; Tschannen-Moran &
Barr, 2004). Teachers who perceive themselves as highly efficacious, are typically more
enthusiastic and experience greater satisfaction in their profession, adapt well to changes and are
open to new ideas (Tschannen-Moran & Barr, 2004). These teachers are typically confident,
passionate and caring about their profession and foster innovative teaching and student learning.
18
Furthermore, these teachers emphasize mastery instructional strategies for students, foster their
cognitive development, set more challenging goals, convey high student expectations, as well as
proficient instructional planning and organization. Shulman and Shulman (2004) asserted that
being willing, engaged, motivated and ready to teach actively, along with learning from
experience and reflection, are additional teaching characteristics that are derived from positive
perceived individual teacher efficacy. Moreover, positive perceived individual teacher efficacy
results in more time spent on instruction by teachers, less time on student discipline and fewer
referrals of low SES students for special education (Podell & Soodak, 1993; Soodak & Podell,
1993).
Goddard and Goddard (2001) noted that the relationship between perceived individual
teacher efficacy and student achievement appeared to be indirect, with the former influencing the
latter. However, over the past 26 years, research has established significant correlations between
teacher efficacy and teacher behaviors that foster student achievement. Gibson and Dembo
(1984) utilized factor analysis responses from elementary school teachers on an efficacy scale,
which revealed task persistence and effective classroom management to contribute to student
achievement. Ashton and Webb (1986) proved that high teacher expectations increased student
achievement, based on a hierarchically organized, multidimensional model of teacher efficacy.
Woolfolk and Hoy (1990), who used correlation and regression analyses to examine
relationships between teacher efficacy and aspects of a healthy school climate, found that
teachers efficacy perceptions increased when more emphasis was placed on academics.
Furthermore, Tschannen-Moran and Barr (2004) noted teacher planning, responsibility and
persistence in challenging situations to foster student achievement and reinforce efficacy beliefs
among teachers. Armor et al. (1976) were the first researchers to verify this relationship in a
19
study of reading progress among students in Los Angeles schools (Goddard & Goddard, 2001).
Based on reading scores obtained from the California Test of Basic Skills in 1974 and 1975,
Armor et al. (1976) discovered that higher efficacy among teachers resulted in higher reading
gains among their students.
Since that initial study, other scholars have provided additional evidence that establishes
the importance of perceived individual teacher efficacy on student achievement. This is a likely
relationship because of differences in teacher behavior. The empirical work of Goddard and
Goddard (2001), Henson (2001), Tschannen-Moran and Woolfolk Hoy (2001, 2002) and
Taimalu and Oim (2005) are examples that support this significant finding. Moreover, in their
dissemination of findings about a teacher-training program designed to promote teacher efficacy
in relation to culturally diverse students, Tucker et al. (2005) demonstrated that teacher efficacy
is one of the few characteristics that is consistently related to student achievement. In addition to
yielding positive cognitive learning outcomes, teachers with high efficacy perceptions also
enhance their students self-esteem, motivation, self-direction, as well as their pro-social and
healthy attitudes about school (Taimal & Oim, 2005). Perceived individual teacher efficacy
beliefs also depend on the extent of teaching experience (Taimalu & Oim, 2005).
Teaching Experience and Grade Level Influences on Teacher Efficacy Beliefs
According to Darling-Hammond and Sykes (2003), research has shown that teachers
experience makes a vital difference in student learning. The influence of teacher experience has
been examined in numerous studies (Milner, H. R. & Hoy, A. W., 2003; Hoy, A. W. & Spero, R.
B., 2005; Tournaki, N. & Podell, D. M., 2005; Huang, X., Liu, M., & Shiomi, K., 2006; Huang
& Liu, 2007). For instance, Huang and Liu (2005) found that perceived individual teacher
efficacy levels of experienced teachers were higher than new teachers. This finding was
20
consistent with Banduras self-efficacy theory, which suggests that an individuals performance
influences efficacy beliefs. As such, teachers classroom experiences tend to increase their
perceptions of individual teacher efficacy, which renders differences between experienced
teachers and new teachers.
Research conducted by Ghaith and Shaaban (1999) revealed that beginning teachers who
possessed low individual teacher efficacy were concerned about the task of teaching and their
effect on students, compared to highly experienced and more efficacious teachers. Furthermore,
hard-to staff schools typically experience the largest exodus of new teachers due to insufficient
preparation for what they encounter in classrooms (Ingersoll, 2001). This diminishes overall
education productivity, given that teacher efficacy increases considerably after the first few years
in the classroom (Darling-Hammond & Sykes, 2003). In a study conducted by Taimalu and Oim
(2005), the respondents with longer teaching experience had higher individual teacher efficacy
perceptions. Teachers with several years of teaching experience, ranging from 6 to 21+ years,
had significantly higher levels of teacher efficacy beliefs compared to their less experienced
counterparts (Taimalu & Oim, 2005). The researchers noted that the discrepancy between
experienced teachers and beginning teachers may be accounted for by the latters inexperience
with teaching difficulties and other problems. However, over time, more teaching experience
enhanced their teacher efficacy perceptions.
Along with years of teaching, grade level is another factor that determines perceived
individual teacher efficacy (Taimalu & Oim, 2005). The prevalence of perceived individual
teacher efficacy, based on grade level can vary. Tschannen-Moran and Woolfolk Hoy (2002)
found that elementary school teachers have higher efficacy beliefs than middle school teachers.
The grade level a teacher instructs significantly correlates with perceived individual teacher
21
efficacy (Lin, Gorrell & Taylor, 2002; Wertheim & Yona, 2002). Taimalu and Oim (2005)
confirmed this, reporting that the individual teacher efficacy perceptions of third grade teachers
was higher than fifth grade teachers. When years of teaching result in positive teacher efficacy
beliefs, which are integrated with high teacher expectations and aligned with the values and
attitudes of schools, student achievement is more likely to increase.
Teacher Expectations
Like teacher efficacy, teacher expectations of students have the capacity to render
educational outcomes that are either positive or negative. Trouilloud et al. (2002) defined teacher
expectations as teachers inferences regarding future behavior or academic performance of
students, based on objective (e.g. previous achievement) or subjective (e.g. teachers prejudices,
stereotypes) cues. In particular, the latter may be persuaded by students biologically and
socially influenced characteristics, such as their physical attributes, dispositions and capacities.
These attributes also affect teachers behavior, including both perceived individual and collective
teacher efficacies and teacher expectations.
Determining the amount of effort that teachers need to expend in order to achieve
educational outcomes like student achievement is an evolving process for many in the
profession. Teachers are constantly selecting diverse educational goals for students, collecting
information about how to increase students mastery of tasks and how they performed on those
tasks compared to other students (Tollefson, 2000). Not only do teachers have perceptions about
their teaching capabilities, but they have beliefs regarding students capabilities, as well.
Angelides and Ainscow (2000) observed that teachers categorize students based on perceptions
of their ability to learn, in general. This may stem from how teachers define intelligence,
whether it is viewed as a malleable, cultivated entity or one that is fixed and controllable
22
(Dweck, 2000). Both perspectives influence teachers interpretations and reactions to learning
situations with their students.
Brandt (1986) explained that in order to reach students, the climate of schools has to
enable teachers to have high expectations. Educators who have low expectations of students,
initially, can develop high expectations when working in a healthy and supportive environment.
Teachers have described an effective school as one that is characterized by high, but reasonable
expectations of students with high norms of achievement (Purkey & Smith, 1982; Goldberg,
1997; Willie, 2000; Pressley, Gaskins, Solic, & Collins, 2006). This entails opportunities for
students optimal learning with clear goals related to their academic achievement. Teachers
expectations of students, which tend to develop early during the school year, are typically
perceived by students. When a teacher expects specific achievement from students, that teacher
will behave and teach in certain ways. As a result, the level of achievement that the teacher
expects from them is conveyed to students, which can affect their self-concept, achievement
motivation and level of aspiration (Comer, Haynes, Joyner, & Ben-Avie, 1996). Consistent
teacher behavior and instruction over time and little, if any change or resistance from students
will shape their achievement. Ultimately, the achievement of students will conform increasingly
to what was expected from them by the teacher.
Teachers high expectations for students achievement is one of the fundamental
principles of education. Empirical research on teacher expectations has a span of 36 years, which
has clearly established its influence on student achievement. Research conducted by Jussim and
Eccles (1992) showed that teacher expectations predicted student achievement, based on
correlations between the former and standardized achievement test scores by 80%. Additionally,
empirical work done by Trouilloud et al. (2002) revealed that the higher the teacher expectations
23
were of students, the higher was student achievement. Madon, Jussim and Eccles (1997) also
found positive expectancy effects to be generally more powerful than negative expectancy
effects, which disproportionately benefited low expectancy students. However, Price (2002)
noted that teaching students with considerable challenges can be arduous for teachers year after
year. When these students are also low-achieving, this may result in some teachers eventually
expecting less from their students. Research, therefore, has verified that the power of beliefs
(i.e., teacher expectations) to create reality (i.e., low or high student achievement) has the
potential to equal or exceed the opposite-the power of reality to create teachers beliefs of
students in public elementary schools.
Perceived Collective Teacher Efficacy
Bandura (1997) broadened his social cognitive theory to include the organizational level
and group capabilities. The control groups exert, based on their actions as a whole, is powerfully
influenced by the strength of their efficacy perceptions (Goddard et al., 2004). Hence, perceived
collective teacher efficacy refers to teachers perceptions that the capabilities of the school
faculty as a whole will have a positive impact on students academic progress (Bandura, 1997;
Goddard et al., 2000; Hoy et al., 2002). Goddard, Hoy, and Woolfolk Hoy (2004) defined this
construct as the judgement of teachers that, as a group, can organize and execute the necessary
courses of action to positively influence student achievement. Schools are agentive because they
are steadfast in pursuit of educational goals, such as student achievement. Efficacy is vital to the
operation of schools, because teachers are more prone to pursue educational activities that they
believe they are capable of succeeding in. As a result, the beliefs of teachers regarding their
abilities to positively impact student learning as a group is another powerful construct that affects
the actions and achievement of schools at varying degrees. Furthermore, the decisions made by
24
teachers, including the exertion of their personal endeavors, are greatly influenced by collective
efficacy beliefs (Goddard et al., 2004). Agency pertains to action, cognitive and affective
factors, as well as environmental events that operate as interacting determinants of human action.
Although perceived collective teacher efficacy is also a derivative of social cognitive
theory, it is conceptually distinct from perceived individual teacher efficacy (Goddard &
Goddard, 2001). Perceived collective teacher efficacy is a distinct construct, theoretically, and
has incomparable effects on educational decisions and student achievement (Goddard, 2001;
Goddard & Goddard, 2001). Specifically, perceived collective teacher efficacy pertains to
expectations regarding the effectiveness of the staff a teacher is a part of, whereas perceived
individual teacher efficacy pertains to the expectations about a teachers own teaching ability.
The former is equally as important for student achievement in schools.
Perceived collective teacher efficacy is an emergent group-level attribute that is the
product of the interactive dynamics of teachers, which essentially help create the schools
normative environment (Goddard et al., 2000; Strahan, 2003). Consequently, teachers
perceptions have the capacity to create an organizational climate that has either vitalizing or
demoralizing effects on the perceived efficacy of teaching staff (Bandura, 1997). For example,
in some instances, teachers internalize what they hear about their colleagues and other schools,
based on discussions with each other regarding their work in formal and informal settings
(Strahan, 2003). When this input is positive and feasible, the schools climate becomes more
optimistic and encouraging. Perceived collective teacher efficacy influences the outlook and
functioning of teachers in other ways as well, including improved mastery class instruction,
classroom management and student motivation (Bandura, 1993, 2000). Greater collective
efficacy also causes more effort and persistence, which renders better performance (Bandura,
25
2000; Tschannen-Moran & Barr, 2004). School faculties with very positive levels of perceived
collective teacher efficacy have the conviction that all students can learn and achieve at high
levels during instruction, as well as on state and national tests of language and mathematical
proficiency (Tschannen-Moran & Barr, 2004). The opposite is true, as well. Consequently, the
collective efficacy of a public school becomes a stable component of the climate, which requires
considerable effort to change, whether student learning is enhanced or inhibited. Thus, the more
teachers believe in their collective efficacy, the more they will exert themselves as a group with
accomplishing educational goals. However, the converse is also true. The less teachers believe in
their collective efficacy, the less they will persevere and work together as a group towards
academic achievement.
The perseverance of teachers is not the only factor that determines collective efficacy.
The sources of efficacy-shaping information, namely, mastery experience, vicarious experience,
social persuasion and affective state are also critical for the development of collective efficacy
beliefs (Bandura, 1986, 1997). Goddard (2001) found that mastery experience was a significant,
positive predictor of differences among schools in perceived collective efficacy. This supported
the socio-cognitive assumption that this construct is strongly informed by mastery experience. In
addition, schools do learn vicariously (i.e., vicarious experience) about their proficiency, based
on the observation and replication of other schools that are successful and whose goals,
opportunities and constraints are similar. Expectations for action that are established by
collective efficacy beliefs are a vital part of school socialization, along with central aspects of a
schools climate and its impact on group member performance (i.e., social persuasion) (Goddard
et al., 2004). Finally, effective states can influence how schools interpret and respond to the
plethora of challenges that they experience. In general, cognitive processing is pivotal in the
26
interpretation of efficacy input, because collective perceptions of efficacy occur due to cognitive
and meta-cognitive processing of mastery and vicarious experiences, social persuasion and
affective states. Different teachers may have different efficacy beliefs about the same
experiences, based on individual interpretations.
Teachers perceptions of their efficacy and the academic achievement of their students
are not autonomous. Empirical research indicates that there is a strong, dependent and reciprocal
relationship between perceived collective teacher efficacy and students academic achievement
in schools (Bandura, 1993, 1997; Hoy, Sweetland & Smith, 2002; Ross et al., 2004; Tschannen-
Moran & Barr, 2004). According to Banduras (1997) principle of organizational agency,
schools that choose to value student achievement act with the intent of reinforcing its importance
among teachers, based on numerous collective efforts (Goddard et al., 2000). This is the premise
of Banduras (1997) assumption of reciprocal causality - both facilitate and enhance the other.
This also entails making classrooms conducive for learning, which is a primary focus. As a
result, teachers will be compelled to work diligently as a group for student excellence. Several
researchers (Bandura, 1993, 1997; Goddard et al., 2000; Goddard, Sweetland, & Hoy, 2000; Hoy
et al., 2002; Hoy et al., 2006) have identified the collective efficacy of schools as one of the few
organizational properties that consistently predicts student achievement, even after controlling
for socioeconomic status. In fact, TschannenMoran and Hoy (2001) found collective efficacy
to be a stronger predictor of achievement than student SES. Based on empirical work examining
school achievement, Hoy et al. (2002) successfully found the variable, collective efficacy, to be
more significant than SES in explaining school achievement. This finding is significant, because
it is easier to change the collective efficacy of a school than it is to influence the SES of a school
(Hoy et al., 2002; Manthey, 2006).
27
During this era of accountability and state standards, teachers are often required to work
collectively within schools, rather than independently. Student achievement, which is a primary
goal for educators, has been linked with three types of efficacy-students self-efficacy
judgements, teachers beliefs of their own instructional efficacy, and teachers beliefs about the
collective efficacy of their school (Bandura, 1997). Empirical evidence has shown that
perceived collective teacher efficacy is systematically related to teachers perceived efficacy and
student achievement differences among schools (Goddard, 2001). Another significant research
finding by Ross et al. (2004) was that the pattern at the collective levels was the same as the
reciprocal relationship between individual teacher efficacy and student achievement. Studies
have further shown the likelihood for perceived collective teacher efficacy to account for
differences between schools in student achievement levels (Bandura, 1993; Goddard et al., 2002;
Hoy, Sweetland, & Smith, 2002; Ross et al., 2004). In a study conducted by Goddard (2001),
collective efficacy explained 47 50% of between-school variance in reading and mathematics
achievement. Similar results were yielded in studies by Goddard, Hoy, and Hoy (2000),
Tschannen-Moran and Goddard (2001) and Goddard, Hoy, and LoGerfo (2003) for various
grades and subjects. The central argument was that collective teacher efficacy influences student
achievement by creating school norms and sanctions that motivate persistence (Ross, Hogaboam-
Gray, & Gray et al., 2004). Hence, perceived collective teacher efficacy is a powerful predictor
of student achievement (Ross, et al., 2004) and a promising construct for promoting
understanding of how schools can foster school achievement (Tschannen-Moran & Barr, 2004).
Collectively, teachers experience school successes, as well as failures. The former
empower teachers beliefs in the facultys capability, whereas the latter usually undermines
group competency. Goddard et al. (2004) discussed that if success is obtained often and too
28
easily, failure will probably render discouragement. Moreover, students who are placed in low
academic classes may foster low perceived efficacy among individual teachers. Consequently,
perceived collective teacher efficacy may be diminished (Raudenbush, Rowen, & Cheong,
1992). However, schools which are confident in their group potential persevere in the midst of
pressure and crises. When facing obstacles, teachers with high levels of collective efficacy tend
to improve their momentum, develop more efficient instructional strategies for increasing student
achievement and persist with problem-solving (Bandura, 2000; Goddard et al., 2000; Strahan,
2003). These teachers accept responsibility for the academic outcomes of their students.
Furthermore, they do not comply with the notion that low student achievement is the result of
low socioeconomic status, family background or lack of ability (Tschannen-Moran & Barr,
2004). Instead, these teachers are resilient, which enables them to overcome difficulties
(Bandura, 2000; Goddard et al., 2004; Shulman & Shulman, 2004; Wheatley, 2005). Using
structural equation modeling, which comprises various statistical techniques that distinguish
between latent and observed variables, Goddard et al. (2004) found perceived collective teacher
efficacy to be the cause of student achievement in reading, writing and social studies regardless
of minority student enrollment, urban environment, SES, school size or prior achievement.
Teachers are also motivated about what they decide to do together, the amount of effort they put
forth, and their staying power when collective work does not always yield the results they are
aiming for (Brooks & Brooks, 1999 Tschannen-Moran & Bar, 2004; Walumbwa et al., 2004).
Overall, the collective efficacy of public elementary schools will determine whether or not they
function in a proactive or dysfunctional manner, whatever challenges they encounter. Such
reactions will result in the likelihood of success or failure for teachers and ultimately, the
academic achievement or underachievement of students.
29
Although the aforementioned empirical work is quite extensive, more research about
teachers perceptions of school characteristics and how that impacts their perceived collective
efficacy is needed. This study hopes to explicate trends and patterns of teachers perceptions of
school climate, individual teacher efficacy and teacher expectations in public elementary school
settings. Furthermore, the nature of this study can potentially reveal some salient elements of
public elementary schools in this area, thus, adding to the body of existing literature.
31
CHAPTER 3: METHODOLOGY
Overview
This chapter explains the procedures that were utilized to examine the proposed research
questions in Chapter 1. This includes: (1) research design, (2) variables under investigation, (3)
participant description, (4) instrumentation, (5) data collection procedures, and (6) data analysis.
Description of Participants
The population included third grade teachers and fifth grade teachers from approximately
18 public elementary schools of a large, metropolitan, urban school district in Maryland. The
stratified variables for this study were years of teaching (0 -5 years, 6 15 years) and school type
(low-income, high-income). According to the Prince Georges County Public School System,
school type pertains to the socioeconomic status of a school, based on the percentage of students
eligible for reduced price or free lunch. Schools of each type were randomly selected from the
convenience sample. Ten schools were low-income and eight schools were high-income. Then, a
sample of third and fifth grade teachers from each strata was randomly selected. There were
approximately 74 third grade teachers and 76 fifth grade teachers, which ensured representation
of defined groups in the public elementary school teacher population. The rationale for using
teachers of these grade levels was that the No Child Left Behind (NCLB) law requires
standardized testing in third and fifth grades.
Data Collection Procedures
Permission was obtained from the Director of Research & Evaluation of Prince Georges
County Public Schools to collect data for the present study, as required (See Appendix A.) A
synopsis of the study was provided in a permission letter to conduct the study, which included
information regarding the data collection procedures that pertained to the research.
32
Once the schools participating in the study were confirmed, the principals were contacted
by letter and telephone explaining in detail the study and to obtain their written permission to
recruit teachers for participation. Thereafter, a formal letter was delivered to the principals and
participating teachers to schedule a meeting to discuss the studys purpose and procedures,
answer any questions that they might have and finalize dates and times for administration of the
surveys. (See Appendices B and D.)
Teachers were informed that their participation in the study would be voluntary and
signed letters of consent. The researcher assured the participants that their responses and all
materials would be kept strictly confidential. Additionally, the researcher assigned each
participating teacher an identification number to guarantee that their anonymity was maintained.
Principals, colleagues and other school personnel would not have access to the completed
surveys at any time. (See Appendices F - I.)
The Teacher Survey Packet consisted of three brief self-report instruments that were
administered by the researcher - the School Climate Index (SCI), the Teachers Sense of Efficacy
Scale (TSES), the Collective Teacher Beliefs Scale (CTBS) and a demographic teacher
questionnaire. Typically, the teacher survey packets were group administered, given the time
constraints of teachers during and after the school day. The researcher supplied the survey
packets, followed by reading the directions for each survey. The survey packets took teachers
approximately 15 minutes to complete, and data was collected from the participating teachers at
their elementary schools. For their input and time, teachers at each school had a selection of
options to choose from as a group for their compensation. Upon completion of the survey packet,
each teacher was given an item worth $10, such as a giftcard from Target, Staples or Starbucks, a
DVD, Lindt or Ferrero Rocher chocolates or snackbags.
33
Instrumentation
Four instruments were used in the present study and administered to the participating
teachers- the School Climate Index (SCI), the Teachers Sense of Efficacy Scale (TSES), the
Collective Teacher Beliefs Scale (CTBS), and a demographic teacher questionnaire.
Demographic Teacher Questionnaire
An 11 - item measure was developed by the researcher for the purpose of obtaining
information regarding teachers ethnicity, gender, age, teaching credentials and experience, as
well as their students.
Measure of School Climate and Teacher Expectations
The School Climate Index (SCI) measured both teachers perceptions of school climate
and teacher expectations of students in public elementary schools. Developed by Tschannen-
Moran (2005), the SCI is a 28-item instrument comprising four subscales that measure the
perceptions of teachers about the climate of their schools Collegial Leadership, Teacher
Professionalism, Academic Press (i.e., teacher expectations), and Community Engagement. The
first subscale, collegial leadership, refers to the principals behavior as being collegial and
supportive, rather than perceived as overly directive or restrictive (Tschannen-Moran, Parish, &
DiPaola, 2006). The second subscale, teacher professionalism, pertains to teacher relationships,
as well teachers commitment to their work and willingness to work together cooperatively.
Academic press (i.e., teacher expectations), the third subscale, is essentially the school-wide tone
that is serious, orderly and academically focused on students performance (Tschannen-Moran et
al., 2006). The final subscale in the consolidated framework, community engagement, delves
into the positive relationships of schools with their communities.
Each of the items of the SCI requires respondents to assess how often statements are true
34
of their schools. Overall, the alpha coefficient of the SCI is .96, and is therefore an excellent
measure of perceived individual teacher efficacy. The reliability scores for the subscales are also
high: Collegial Leadership (.93), Teacher Professionalism (.94), Academic Press (.92), and
Community Engagement (.93). These scores confirm that the SCI is a robust instrument for
measuring teachers perceptions of school climate and their expectations of students. The
statements of the SCI are based on a five - point Likert scale with a ra