IFAN Brokerage October to December 2015 (Payables) B-15 [Compatibility Mode]

7/26/2019 IFAN Brokerage October to December 2015 (Payables) B-15 [Compatibility Mode]

1/24

R R RRLICLEBROKERGESRURE

IFAN

BROKERAGE STRUCTURES (Payable)

Valid from October to December 2015-

NOTES:

1. Entire brokerage that is clawed back by the AMC shall be subject to claw back from theAss oci ates bro kerage. (In cas e of Upf ron t if an y)

2. The Upfront brokerage slabs will be computed on all mobilizations3. Annualized brokerage will be computed on outstanding AUM and paid every Monthly.

4. The Brokerage structure is gross of applicable taxes.

5. IFAN reserves the right to change the brokerage structures at any time, without any notice.

6. Above brokerage structure is applicable only for registered IFAN associates with valid ARN No. & EUIN No.

7. Vide SEBI circular dated November 28, 2002, and AMFIs subsequent guidelines, intermediaries are not entitled tobrokerage on their own investments. While we have identified your own investments to the best of our ability andeliminated payment, you are requested to let us know of any errors in either identifying third party investments asyour own or in not identifying some of your own investments. Please note that receiving brokerage on owninvestments will be a violation of the SEBI Regulation.

8. Annexure D of Associate Agreement

IFAN Finserv Private Limited (Erstwhile ING Financial Services Pvt. Ltd.), 304, VIP Plaza, Veera Industrial estate, Off Link Road, Andheri (W), Mumbai- 400 053, India.Email: [email protected] or Toll Free : 1 800 22 6784 [applicable only from BSNL/MTNL telephones] or call 022 - 4061 7990 www.ifan.co.in

1


2/24

R R RR

AXIS

MUTUAL FUND

LICLEBROKERGESRURE

AxisMutualFundBrokerageRatesfor1stOctoberto31stDecember 2015

ApplicableforB15cities(LumsumandSIP)

Payable

NameoftheScheme Upfront 1stYearTrail 2ndYearTrail 3rdyearTrail

AxisEquityFund,Axis MidCap Fund,Axis Focused25Fund,Axis TripleAdvantageFund,Axis LongTerm

,

1.35 1 1 1

AxisEnhancedArbitrageFund

NIL 0.6(From4thMonth

onwards) 0.6 0.6

AxisIncomeSaver 1.35 0.85 0.85 0.85

AxisIncomeFund

NIL 0.7 0.7 0.7(0.4from4thyear

onwards)

NIL 0.9 0.9 0.9(0.60from4thyear

onwards)

AxisShortTermFund NIL 0.55 0.55 0.55

AxisFixedIncomeOpportunities Fund0.7 0.30from 4th ear

NIL 0.7 0.7

onwards)

AxisBankingDebtFund,AxisTreasuryAdvantageFundNIL 0.08 0.08 0.08

AxisConstantMaturity10YearFund NIL 0.15 0.15 0.15

AxisLiquidFund NIL 0.01 0.01 0.01

NOTES:







8. Annexure D of Associate Agreement2


3/24

R R RR

AXIS

MUTUAL FUND

LICLEBROKERGESRURE

AxisMutualFundBrokerage from(1stNovemberto31stDecember2015 )

ApplicableforT15(LumsumandSIP)

Payable

NameoftheScheme Upfront TrailYear1 TrailYear2Onwards TrailYear3onwards

Lumsum NIL 1 1 1

SIP 1000to9999(For3yearsandAbove) 1.35 0.6 0.6 0.6

AxisEquityFund,AxisMidCapFund,AxisFocused25Fund,AxisTripleAdvantage

Fund,Axis LongTermEquityFund,AxisEquitysaverFund,

SIP 10000andabove(For3yearsandAbove) 1.35 1 1 1

SIP 1000to9999(Forlessthan3years) 1.35 1 1 1

SIPfrom 37thMonthonwards 1.35 1 1 1

Lumsum 1.35 0.9 0.9 0.9

AxisIncomeSaverFund

SIP 1000to9999(For3yearsandAbove) 1.35 0.6 0.6 0.6

SIP 10000andabove(For3yearsandAbove) 1.35 0.9 0.9 0.9

SIP 1000to9999(Forlessthan3years) 1.35 0.9 0.9 0.9

SIPfrom 37thMonthonwards 1.35 0.9 0.9 0.9

AxisEnhancedArbitrageFund NIL 0.6 From4th

Monthonwards) 0.6 0.6

AxisIncomeFund NIL 0.7 0.7 0.7(0.4from4thyear

onwards)

AxisDynamicBondFund NIL 0.9 0.9 0.9(0.60from4thyear

onwards)

AxisShortTermFund NIL 0.55 0.55 0.55

NIL 0.75 0.75

. . rom year

onwards)

AxisBankingDebtFund,Axis TreasuryAdvantageFund NIL 0.08 0.08 0.08

AxisConstantMaturity10YearFund NIL 0.2 0.2 0.2

AxisLiquidFund NIL 0.01 0.01 0.01

AxisGoldFund NIl 0.6 0.6 0.6

NOTES:









4/24


5/24

R R RR

CANARA REBECO

MUTUAL FUND

LICLEBROKERGESRURE

Canara Robeco MutualFundBrokeragefrom(1stOctober to31stDecember2015)

ApplicableforB15cities(lumsumandSIP)

SchemeName Payable

Upfront TrailYear1onwards Trailfrom2ndyearonwards

CanaraRobecoEquityDiversified 1.75 1.25

1.25

Canara Robeco LargeCap+,Canara Robeco FORCE,Canara Robeco EmergingEquities,Canara Robeco Infrastructure 1.25 1.35 1.35

CanaraRobecoBalance,CanaraRobecoEquityTaxSaver 1.25 1.25 1.25

CanaraRobecoIncome

Nil 1.15 1.15

, , . . .

CanaraRobecoYieldAdvantageFund Nil 0.9 0.9

CanaraRobecoDynamicBondFund Nil 1.05 1.05

CanaraRobecoShortTermFund Nil 0.55 0.55

CanaraRobecoMediumTermOpportunities FundNil 0.6 0.6

. .

CanaraRobecoGiltPGS Nil 0.6 0.6

CanaraRobecoGiltAdvantageFund Nil 0.35 0.35

CanaraRobecoSavingsPlusFund Nil 0.15 0.15

CanaraRobecoTreasuryAdvantageRegularPlanNil 0.35 0.35

CanaraRobecoLiquidRegularPlan Nil 0.01 0.01

NOTES:









6/24

R R RR

DSP

MUTUAL FUND

LICLEBROKERGESRURE

DSP Mutual Fund Brokerage Structure (1st October to 31st December 2015)

ApplicableforB15cities (LumsumandSIP)

Payable

Equity Upfront 1st year Trail 2nd Year Trail 3rd year Trail

DSPBR Focus 25 Fund NIl 1.25 1.2 1.2

DSPBR NRNE Fund

DSPBR Technology.com Fund1.85 1.15 1.1 1.1

DSPBR Tax Saver Fund

2.1 1.15 1.1 1.1

DSPBR Top 100 Equity Fund

DSPBR Equity Fund

DSPBR Small and Midcap Fund

DSPBR India TIGER Fund

DSPBR Micro Cap Fund

1.85 1 1 1

DSPBR Opportunities Fund 1.6 1.15 1.1 1.1

DSPBR Global Allocation Fund

DSPBR US Flexible Equity Fund

DSPBR World Agriculture Fund

DSPBR World Gold Fund

DSPBR World Mining Fund

0.85 0.9 0.9 0.9

DSPBR World Energy Fund 0.85 0.9 0.9 0.9

DSPBR Balanced Fund1.1 1.15 1.1 1.1

DSPBR MIP Fund1.85 1.15 1.1 1.1

DSPBR Global Allocation Fund 0.85 0.95 0.85 0.85

DSPBR US Flexible Equity Fund

DSPBR World Agriculture Fund

DSPBR World Gold Fund

DSPBR World Mining Fund

DSPBR World Energy Fund

0.85 0.95 0.85 0.85

DSPBR Dynamic Asset Allocation Fund 1.6 1.25 1.2 1.2

DSPBR Bond Fund 1.85 1.1 1 1

DSPBR Income Opportunities Fund 1.35 0.95 0.85 0.85DSPBR Strategic Bond Fund NIL 0.6 0.6 0.6

DSPBR Banking and PSU Debt Fund NIL 0.35 0.35 0.35

DSPBR Government Securities Fund NIL 0.6 0.6 0.6

Constant Maturity 10 Year GSEC f und NIL 0.1 0.1 0.1

DSPBR Money Manager Fund NIL 0.6 0.6 0.6

DSPBR Liquidity Fund NIL 0.03 0.03 0.03

DSPBR Ultra Short Term Fund NIL 0.15 0.15 0.15

DSPBR Treasury Bill Fund NIL 0.1 0.1 0.1

DSPBR Short Term Fund NIL 0.7 0.65 0.65

NOTES:









7/24


8/24

R R RR

FRANKLIN TEMPLETON

MUTUAL FUND

LICLEBROKERGESRURE

FranklinTempletonMutualFundBrokeragefortheperiodof(1stOctober to31stOctober2015)

ApplicableforB15(LumsumandSIP)

Payable

Scheme Upfront 1st year Trail 2nd year Trail 3rd Year Trail Trail from 4th

year onwards

Franklin India Income Builder Account (FIIBA) Plan A NIL 1.05 0.55 0.55 0.55

Franklin India Government Securities Fund (FIGSF) Composite/PF/LT PlansNIL 0.8 0.55 0.55 0.55

E- Income Funds - Short Term

ran n n a av ngs us un . . . .

Franklin India Low Duration Fund (FILDF) NIL 0.15 0.15 0.15 0.15

Franklin India Banking & PSU Debt Fund (FIBPDF) NIL 0.45 0.45 0.45 0.45

F-Liquid / Liquid + Funds

Franklin India Treasury Management Account (FITMA) Super Institutional Plan,Franklin India Ultra-

short Bond Fund (FIUBF) Super Institutional PlanNIL 0.03 0.03 0.03 0.03

G-Fund of Funds

Franklin India Life Stage Fund of Funds (FILSF) 20s Plan,30s Plan,40s Plan,50s PlanNIL 1.75 0.75 0.75 0.75

Franklin India Life Stage Fund of Funds ( FILSF ) 50s Plus Floating Rate Plan

NIL 0.15 0.15 0.15 0.15

Franklin India Dynamic PE Ratio Fund of Funds (FIDPEF) 1.1 1.95 0.95 0.95 0.95

Franklin India Multi Asset Solution Fund (FIMAS) 1.1 1.3 0.95 0.95 0.95H. International Funds

Franklin US Opportunities Fund (FUSOF),Franklin European Growth Fund (FEGF)1.6 0.95 0.95 0.95 0.95

Franklin Asian Equity Fund (FAEF) 1.6 1.05 1.05 1.05 0.8

NOTES:






7. Vide SEBI circular dated November 28, 2002, and AMFIs subsequent guidelines, intermediaries are not entitled tobrokerage on their own investments. While we have identified your own investments to the best of our ability and

eliminated payment, you are requested to let us know of any errors in either identifying third party investments asyour own or in not identifying some of your own investments. Please note that receiving brokerage on owninvestments will be a violation of the SEBI Regulation.



9/24


10/24


11/24

R R RR

ICICI PRUDENTIAL

MUTUAL FUND

LICLEBROKERGESRURE

ICICIPrudential BrokerageRatesFortheperiod1stOctober to31stOctober 2015


Payable

Name of Schemes Upfront Trail 1st Year 2nd year Trail 3rd year Trail 4th year onwards

EquityFunds

DynamicPlan,ValueDiscoveryFund,FocusedBluechipEquityFund, USBluechip

Fund,

BalancedFund,SelectLargeCapFund,

Fund,Global StableEquityFund,Top 100,DividendYieldEquityFund

MidcapFund,Banking &FinancialServicesFund,Infrastrcuture,Technology Fund

1.3 0.70 0.70 0.70 0.70

EquityIncomeFund Nil 0.65 0.65 0.65 0.65

MultiCapFund NIL 0.70 0.70 0.70 0.70

Balanced Advantage Fund 0.85% 0.70 0.70 0.70 0.70

ExportsandOtherServicesIndustriesFund NIL 0.70 0.70 0.70 0.70

FMCG NIL 0.70 0.70 0.70 0.70

ChildCarePlanGift NIL 0.70 0.70 0.70 0.70

IndoAsiaFund NIL 0.30 0.30 0.30 0.30

LongtermEquityFund 1.3 0.90 0.90 0.90 0.90

NiftyJuniorIndexFund NIL 0.20 0.20 0.20 0.20

Index Fund

Contd

. . . .

HybridFunds

MonthlyIncomePlan NIL 0.70 0.70 0.70 0.70

MIP25 1.35 0.75 0.75 0.75 0.75

RegularIncomeFund Nil 0.45 0.45 0.45 0.45

ChildCarePlanStudy Nil 0.75 0.75 0.75 0.75

ICICIPrudential EquityArbitrageFund Nil 0.30 0.20 0.20 0.20

NOTES:


2. The Upfront brokerage slabs will be computed on all mobilizations

3. Annualized brokerage will be computed on outstanding AUM and paid every Monthly.








12/24


13/24

R R RR

IDFC

MUTUAL FUND

LICLEBROKERGESRURE

IDFCBrokerageStructurefapplicableform(1stOctober to31stOctober2015)


Payable

Upfront Brokerage 1st YearTrail 2ndYearOnwards Trail

IDFC Classic Equity Fund IDFC Sterling Equity Fund NIL 2.35 1

IDFC Dynamic Equity Fund NIL 2.1 1

IDFC Infrastructure Fund IDFC Imperial Equity Fund IDFC Equity Fund NIL 2.35 1

IDFC Premier Equity Fund NIL 2.1 0.85

IDFC Tax Advantage (ELSS) Fund NIL 2.45 1.1

IDFC Asset Allocation Fund FOF Moderate Plan NIL 2 0.7

IDFC Asset Allocation Fund NIL 2.35 1.1

FOF Aggressive Plan

IDFC Asset Allocation Fund

FOF Conservative Plan

NIL 1.85 0.6

IDFC Monthly Income Plan NIL 2.1 1.1

IDFC Nifty Fund NIL 0.05 0.05

IDFC Banking Debt Fund NIL 0.05

0.05IDFC Cash fund NIL 0.03 0.03

0 1

Investment Plan

. .

IDFC Money Manager FundTreasury Plan NIL 0.35 0.25

IDFC Ultra Short Term Fund NIL 0.08 0.08

IDFC Super Saver Income Fund Short Term Plan NIL 0.35 0.25

IDFC Super Saver Income Fund Medium Term Plan NIL 0.6 0.6

IDFC All Seasons Bond Fund NIL 0.35 0.35

IDFC Dynamic Bond Fund NIL 0.6 0.6

IDFC Super Saver Income Fund Investment Plan NIL 0.7 0.7

IDFC Government Securities Fund Investment Plan NIL 0.55 0.35

IDFC Government Securities Fund Short Term Plan NIL 0.05 0.05

IDFC Government Securities FundProvident FundPlan NIL 0.35 0.35

IDFC Arbitrage Fund,IDFC Arbitrage Plus Fund NIL 0.45 0.45

NOTES:











14/24

R R RR

IDFC

MUTUAL FUND

LICLEBROKERGESRURE

IDFCBrokerageStructurefapplicableform(1stNovemberto31stDecember 2015)


SchemeDetail Payable

Upfront Brokerage 1st YearTrail 2ndYearOnwards Trail

IDFC Classic Equity Fund NIL 3 1.6

IDFC Dynamic Equity Fund NIL 2.5 1.35

IDFC Infrastructure Fund IDFC Imperial Equity Fund IDFC Equity FundNIL 3 1.6

IDFC Sterling Equity Fund NIL 2.85 1.35

IDFC Premier Equity Fund NIL 2.35 0.85

IDFC Tax Advantage (ELSS) Fund NIL 3 1.6

IDFC Asset Allocation Fund FOF Moderate Plan NIL 2.25 0.75

FOFAggressive Plan NIL 2.5 1

IDFC Asset Allocation Fund

FOFConservative Plan NIL 2.1 0.6

IDFC Monthly Income Plan NIL 2.75 1.6

IDFC Nifty Fund NIL 0.05 0.05

IDFC Banking Debt Fund NIL 0.05 0.05

IDFC Cash fund NIL 0.03 0.03

IDFC Money Manager Fund

Investment Plan . .

IDFC Money Manager FundTreasury Plan NIL 0.6 0.6

IDFC Ultra Short Term Fund NIL 0.08 0.08

IDFC Super Saver Income Fund Short Term Plan NIL 0.35 0.35

IDFC Super Saver Income Fund Medium Term Plan NIL 0.6 0.6

IDFC All Seasons Bond Fund NIL 0.35 0.35

IDFC Dynamic Bond Fund NIL 0.85 0.85

IDFC Super Saver Income Fund Investment Plan 0.05 0.95 0.95

IDFC Government Securities Fund Investment Plan NIL 0.6 0.6

IDFC Government Securities Fund Short Term Plan NIL 0.05 0.05

IDFC Government Securities FundProvident FundPlan NIL 0.35 0.35

IDFC Arbitrage Fund NIL 0.45 0.45

IDFC Arbitrage Plus Fund NIL 0.45 0.45

NOTES:











15/24


16/24

R R RR

L&T

MUTUAL FUND

LICLEBROKERGESRURE

L&TMutualFundApplicablefor1stOctoberto31stDecember 2015

ApplicableforB15 (LumsumandSIP)

Payable

Name of the Fund Upfront Nil1st Year Trail

2nd Year Trail

onwards

L&T India Large Cap Fund L&T Infrastructure Fund L&T India Value Fund L&T Mid Cap Fund

L&T India Prudence Fund Lessthan2500000 1.35 0.75 0.75

L&T India Equity and Gold Fund L&T Equity Fund

L&T India Special Situations Fund L&T Indo Asia Fund

L&T Tax Advantage Fund

L&T Equity Savings Fund L&T Monthly Income Plan GreaterThan2500000 Nil 2.1 0.75

Lessthan2500000 1.35 0.75 0.75

L&T Global Real Assets Fund

GreaterThan2500000 NIl 2.1 0.75

L&T Business Cycles FundLessthan2500000 0.6 0.75 0.75

GreaterThan2500000 Nil 1.35 0.75

L&T Arbitrage Opportunities Fund Nil 0.35 0.35

x

Lessthan2500000 0.35

0.8 0.45

GreaterThan2500000

Nil

1.3 0.45

L&T Triple Ace Bond Fund L&T Short Term Income Fund Nil0.8 0.45

L&T Flexi Bond Fund Nil 0 50% 0 50% . .

L&T Short Term Opportunities Fund Nil 0.35 0.35

L&T Low Duration Fund & L&T Floating Rate Fund Nil

0.25 0.25

L&T Ultra Short Term Fund Nil 0.1 0.1

L&T Gilt Fund Nil 0.08 0.08

L&T Cash Fund Nil 0.5 0.5

NOTES:











17/24


18/24

R R RR

RELIANCE

MUTUAL FUND

LICLEBROKERGESRURE

RelianceMutualFundBrokerage ratesfor1stOctoberto December 2015

ApplicableforB15cities

Payable

SchemeName TransactionType

Upfront1stYr.Trail

(p.a)

n r.

Onwards

Trail

(p.a)

RELIANCE GOLD SAVINGS FUNDSIP Nil 0.6 0.6

RELIANCE REGULAR SAVINGS FUND - DEBT PLANSIP NIL 0.75 0.75

RELIANCE MONTHLY INCOME PLAN. .

RELIANCE CORPORATE BOND FUNDSIP nil 0.75 0.75

RELIANCE DYNAMIC BOND FUNDSIP NIL 0.75 0.75

RELIANCE INCOME FUNDSIP NIL 1 0.75

RELIANCE GILT SECURITIES FUND

SIP NIL 0.75 0.75

RELIANCE FLOATING RATE FUND - SHORT TERM PLANLumsumandSIP NIL 0.15 0.15

LumsumandSIP NIL 0.45 0.35

RELIANCE MONEY MANAGER FUNDLumsumandSIP NIL 0.15 0.15

RELIANCE MEDIUM TERM FUNDLumsumandSIP NIL 0.08 0.05

RELIANCE BANKING & PSU FUNDLumsumandSIP NIL 0.08 0.08

RELIANCE LIQUIDITY FUNDLumsumandSIP NIL 0.03 0.03

RELIANCE LIQUID FUND - CASH PLANLumsumandSIP NIL 0.6 0.35

RELIANCE LIQUID FUND - TREASURY PLAN

LumsumandSIP NIL 0.03 0.03RELIANCE INDEX FUND - NIFTY PLANLumsumandSIP NIL 0.35 0.35

RELIANCE INDEX FUND -SENSEX PLANLumsumandSIP NIL 0.35 0.35

RELIANCE QUANT PLUS FUNDLumsumandSIP NIL 1.05 1.05

RELIANCE ARBITRAGE ADVANTAGE FUNDLumsumandSIP NIL 0.35 0.35

NOTES:











19/24


20/24


21/24


22/24

R R RR

SBI

MUTUAL FUND

LICLEBROKERGESRURE

SBIMF brokeragestructurefortheperiodof1stNovemberto31stDecember 2015

ApplicableforB15citiesonly(lumsumsandSIP)

Payable

ASSETCLASS Upfront Brokerage

1stYearTrail 2nd&3rdYearTrail

Hybrid NIL

,SBIChildren'sBenefitPlan,SBIRegularSavingsPlan,

LumsumandSIP

NIL 1.10 1.10

SBIEdgeFund LumsumandSIP NIL 0.85 0.85

Lumsum NIL 0.85 0.85

SIPLessthan1000(For3yearsandAbove) NIL 0.85 0.85

SIP 1000to10000(For3yearsandAbove) NIl 0.60 0.60

SIPabove10001(For3yearsandAbove) NIl 0.85 0.85

SIPabove 3yearsabove I,e37thMonth

onwards) 0.6 0.60 0.60

Debt NIL

SBIIncomeFund,SBIDynamicBondFund LumsumandSIP NIL 0.85 0.85

SBICorporateBondFund LumsumandSIP NIL 0.60 0.60

. .

SBIMagnumGiltLongTerm LumsumandSIP NIL 0.45 0.45

SBIBenchmarkGSecFundSTP LumsumandSIP NIL 0.15 0.15

SBITreasuryAdvantageFund LumsumandSIP NIL 0.35 0.35

SBIShortTermFund LumsumandSIP NIL 0.45 0.45

SBIGOLDFUND LumsumandSIP

SBIGoldFund LumsumandSIP NIL 0.15 0.15

UltraShortTerm LumsumandSIP

SBISavingsFund LumsumandSIP NIL 0.50 0.50

SBIUltraShortTermFund LumsumandSIP NIL 0.03 0.03

SBIPremierLiquid LumsumandSIP NIL 0.03 0.03

SBIMagnumInstaCashFund LumsumandSIP NIL 0.03 0.03

SBIMagnumInstaCashFundLiquidFloaterPlan LumsumandSIP NIL 0.03 0.03

NOTES:











23/24

R R RR

Sundaram

MUTUAL FUND

LICLEBROKERGESRURE

Sundaram MutualFundBrokerage ratesforOctober toDecember 2015


Payable

Scheme NameUpfront Year-1 Trail (%) Year-2 Trail (%) Year-3 Trail (%) Year-4 Onwards (%)

Sundaram Balanced Fund

Sundaram Equity Multiplier Fund

Sundaram Entertainment Opp Fund

Sundaram PSU Opp FundSundaram Rural India Fund

Sundaram Financial Services OppSundaram Growth Fund

0.85 0.85 0.85 0.85 0.85

SundaramInfrastructureAdv.Fund

SundaramSelectMidcap

SundaramSMILEFund0.6 0.85 0.85 0.85 0.85

SundaramEquityPlus 0.35 0.6 0.6 0.6 0.6

SundaramTaxSaver 0.6 0.85 0.85 0.85 0.85

SundaramMIP Conservative Nil 0.25 0.25 0.25 0.25

Sun aramMIP Mo erate . . . . .

SundaramMIPAggressive 0.35 0.35 0.35 0.35 0.35

SundaramBondSaver 0.60 0.35 0.35 0.35 0.35

SundaramIncomePlus Nil 0.08 0.08 0.08 0.08

SundaramSelectDebtSTPlan 0.25 0.35 0.35 0.35 0.35

SundaramFlexibleFundFlexIncomeNIl 0.08 0.08 0.08 0.08

SundaramBanking&PSUDebtFundNIl 0.1 0.1 0.1 0.1

SundaramGiltFund NIl 0.05 0.05 0.05 0.05

SundaramGlobalAdvantageFund NIl 0.1 0.1 0.1 0.1

SundaramMoneyFund NIl 0.03 0.03 0.03 0.03

SundaramUltraSTFund NIl 0 ..35 0..35 0..35 0..35

SundaramFlexibleFundSTP NIl 0.06 0.06 0.06 0.06

NOTES:











24/24

R R RR

TATA

MUTUAL FUND

LICLEBROKERGESRURE

TATABrokerageStructureForOctobertoDecember2015

ApplicableforB15(lumsumandSIP)

Receivable Payable

SchemeName SlabsUpfrontBrokerage 1stYearTrail 2ndYearOnwardsTrail

EquityFunds

TataBalancedFund Lessthan5cr1.6 1.1 1.1

TataPureEquityFund

TataInfrastructureFund

TataEquityP/EFund

TataMidCapGrowthFundTataDividendYieldFund

TataEthicalFund

Greaterthan5cr

Nil 2.7 1.1

Lessthan5cr

1.65 1.1 1.1

TATARegularSavingsEquityFundGreaterthan5cr

Nil 2.45 1.1

TATAIndexFundNIFTYA,TATAIndexFund SENSEXANil 0.35 0.35

TataRetirementSavingsFundPP,TataRetirementSavingsFundMP Lessthan5cr

1.6 1.35 1.35

Greaterthan5crNil 2.95 1.35

TataRetirementSavingsFundCP,TataYoungCitizensFund Lessthan5cr1.35 1.1 1.1

Greaterthan5crNil 2.45 1.1

TataShortTermBondFund NIL 0.65 0.65

TataDynamicBondFund NIL 1.05 1.05

TataIncomeFund NIL 0.75 0.75

TataIncomePlusFund NIL 0.95 0.95

TataGiltMidTermFund NIL 0.6 0.6

ata t ecur t es un 1.15 1.15

TataGiltShortMaturityFund NIL

0.45 0.45TataFloaterFund NIL 0.08 0.08

TataTreasuryManagerfund NIL 0.6 0.6

Tata Money Market Fund

Tata Liquid FundNil 0.005 0.005

TataLiquidityManagementfundNil

0.02 0.02

NOTES:










IFAN Brokerage October to December 2015 (Payables) B-15 [Compatibility Mode]

Documents