.... .... . . ...:' -.- *.:,.'. ^;t^;^^^;$;.;,,^;^*J^^^,:^,^^.\$1\^^.^!;*$^^;:^'^"'~""""' ^t^;*, 4^^;^:;$;^;.^^.'^^*t%^*"*"**,^^,^-*^'^*^^$=**:^ ;?,^^:fit?^!*,?*,=\$.$,;*:*;,;\*$;;;;^:$!^*^.;^I^!$^~;$$^;^^^^,,^*^3.^;;^at* ^;^%;^^-^:*^;$^-$^@^:,$1$;^I*;^^'^;*!^^* in^r;:;;^ti^;^;;@,{,?,^-^;^.I^:$!^.^i;;;^11^;::I$^;;$^ '-'^:*^ ^!^^, '^^; ;"^:, ':;$'^'^*,^^,~^..$^~,"'*?^". a, \;~'~t. f;,'.;^= ' ,.' tit, ,45^,. FF. ^',^p^:$=^~^!q^3E, : =,.*^:*:=*^S^:^",^^:=^.,^^.^,~, e-55^::,,^;^;**;^^:^-;^,**;ajxi:38<^.!^^:\^,:; . I IC} by , . . INVOICETO AAA Financial Intelligence Ltd (Administrators Appointed) c/- Lawler Partners 21465 Pulteney Street Adelaide SA 5000 f IL DMSSoftwarecharge AAAFI Commission Income Processing fee I^ e^. I DESCRIPTION :, .. .. \ DATE TAXINvo!eE 26/02/20,3 *.,.'...~.~.~~~~"'."."""'~'""'~"~-~."'.""""~~~~~""'~'~'~~~~,...-.--.-.~'~~--~~"'~"" Tenris: NetDue 140ays RemittanceAdvice .INVOICE NO Balance Due 20,368 AMOUNT .. 891.00 2,684.00 $3,575.00 Subtotal Add : GST Total Due ContactAccounts-TraceyGould. Email: tracey@Nthusiness. coin. an Phone: 08 83928700 Fax:08 83928777 \ ^^ ^ , ,*, * $3,250.00 be .*' 4!::!!= J, ,at $325.00 $3,575.00 I 39 ,, E==5^, ~;,=;t. ' a_L
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This document is posted to help you gain knowledge. Please leave a comment to let me know what you think about it! Share it to your friends and learn new things together.
CHARGES FOR PROFESSIONAL SERVICES RENDERED to 24June2013.
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Invoices are payable net when rendered. Payments may be made by cheque to GPO Box 407, BrisbaneQLD 4001 or by credittransferto the account of Norton Rose Fulbright Australia, ANZ Bankin GrouLimited, 324 Queen Street, Brisbane, BSB Number 014-002, Account Number 8349-91656, Swift CodeANZBAU3M. Please advise us of your EFT payment by emailto aucredit norionrosefu!bri ht.
This invoice may include fees and disbursements of other Norton Rose Fulbri ht entities.Where applicable, eXchange rates have been applied to this bill according to the date of each transaction.YUJiali, ribn is dinM lone 1.11" an Ihe r""""
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Invoice NumberDaten'ax PointOur ref
12054399 April2013315038/2794889/MRI
AAA Financial I
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TAX INVOICE
Invoice NumberDatelTax PointOur ref
AAA Financial Intelligence Limited (Administrators Appointed)C/- Brad Tonks " Joint and Several Voluntary AdministratoLawler Partners Level 9, I 0'00nnell StreetSYDNEYNSW2000
CHARGESFOR PROFESSIONAL SERVICES RENDEREDt0 19 A rin2013.
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ANORTON ROSE
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Norton Rose AUSirallaABN 32720 868 049
Grosvenor Place, 225 George StreetSYDNEYNSW 2000AUSTRALIA
Tel +61(012 9330 8000Fax +6f (0)2 9330 SailGPO Box3872, Sydney NSW 2001DX36B Sydneyvinw, nonenrose. coin
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Invoices are payable net when Tendered. Payments maybe made by cheque to GPO Box 407, B ' bQLD4001 orbycredittransfertothe accountofNorton Rose Australia, ANZ Banki G L'Queen Street, Brisbane, BSB Number 014-002, Account Number 8349-91656, Swift C d ANZBA ' M.Please advise us of your EFT payment by emailto aucredit norionrose, coin.
This invoice may include fees and disbursements of the constituent parts of Norton R Gere applicable, eXchange rates have been applied to this bill according to the date of h I
Norton Rose Fulbright AustraliaABN 32 720 868 049Level18, Grosvenor Place225 George StreetSYDNEY NSW 2000AUSTRALIA
Tel+6t 2 9330 8000Fax +61 2 9330 Biti
GPO Box3872, Sydney NSW 2001DX368 Sydneynorionrosefulbright. coin
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CHARGES FOR PROFESSIONALSERVICES RENDERED to 24
September 2013.
OTHERCHARGES
Document reproduction
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Invoices are payable netwhen rendered. Payments may be made by cheque to GPO Box 407, BrisbaneQLD 4001 or by credittransferto the account of Norton Rose Fulbright Australia* ANZ Banking GroupLimited, 324 Queen Street, Brisbane, BSB Number 014-002, Account Number 8349-91656, Swift CodeANZBAU3M. PleaseadviseusofyourEFTpaymentbyemai! to^!^, I,
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GST Rate%
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Invoice NumberDaterr'ax PointOur ref
,Inaneiallntel"genee Limited (Administrator. . on s-Jointand SeveralVolunta
Norton Rose Fulbrlght AustraliaABN 32 720 868 049Levelt8. Grosvenor Place225 George StreetSYDNEY NSW200oAUSTRALIA
Tel+61 2 9330 8000Fax +61 2 9330 8111
GPO Box3872. Sydney NSVV 2001DX368 Sydneynorionroseiulbright, coin
CHARGESFORPROFESSIONALSERVICESRENDEREDtot4
February 2014.
DISCOUNTED CHARGES
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TOTALAMOUNTNOWDUEAND PAYABLE
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Invoices are payable net when rendered, Payments may be made by cheque to GPO Box 407, BrisbaneQLD 4001 or by credittransferto the account of Norton Rose Fulbright Australia, ANZ Banking GroupLimited, 324 Queen Street, Brisbane, BSB Number 014-002, Account Number 8349-91656, Swift CodeANZBAU3M. PleaseadviseusofyourEFTpaymentbyemailto^!^!D. ,
This invoice may include fees and disbursements of other Norton Rose Fuibright entities.Where applicable, eXchange rates have been applied to this bill according to the date of each transaction.
An: IonsTB}-ITl{IGLO}IF, &JAMES FRANCEYOUR DEBTOR; ROBERT LANEYOURR^:,'#:
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DearT<RTSTENTRIGLOl. !B&TAXIES IFRAT. ICE,
As instructed, we have begun legal actioiL against 11/8 above-mentioned d btI'Dftont costs to ha\, e tile sqmmons drawn up andscr\, etlare as follows:
SolicitorCosts for Sunniio!Is $4400 , 00 Cricklaing GST)Court!tiling Feefor Sunnnons $1,540 . 00 610 GSL' charged)Service Fee for Summons $ 550 . DO Onomdiz3gGST)CompanySealch $ 11.0 , 00 6110/11diz!gGST)
Total $ 6600 * 00 (merittling CS'f)
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Altlioiightiiese costs are lipfiont, the greater I>etcciitage is Teeovei'able and \vinb dc!-, athe amountoftbe debt, Please bo advised that OUTpayn, .runttei'ms 81'6 SOYeii(7) aa s. Wethankyou for'your instrLictio!Ls and}o0kforward. topromptpa>,'DIGntt:. o1'edit atd, I aordirectdcbit. ,,
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Please Gustrte you quote>, otirrefiarcnce ADYK ill afiremittt!Lc . t all I I,.._ allocatioia. of yourpayment
^;;'^'^;'t:I^^CTIOl'!S CESYours faithfully
Ground Floor
185 Kelvin Grove Road~ KglvlnGrove QLD 4059
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Licensed CornmerdalAgent(Lic N0 2200/13) A8N 79984ST2 10sLevel4 Level2190Queen Street 20 Loftus StreetMelbourneVIC3000 SydneyNSW2000vieodmin@!>roleoil. corn, <1u nswodmln@profColl. corn. ou
Thankyouforyourongoingbusiness. W "y'urConvente, ,I 00 forwardtoreceivingYourpaymentWith' 7
re a Ing to t is invoice, please speak to your',,,,, ,6.4. ,(.,/,?., ' raCCOUntoperator:EL" 11THALLBSTERPro sslonalCollectionServicesP' 7 3833. 5222/ R 07 3831. 5655
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Account Number: 484 064878Reference: AnyT<
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As instructsd, we have instructed our so!joltorto obtaiziDefaultJnegro. Gilt, andproceeclvvitli a4950^^lotics OIL tile abovementioned debtor. The costs for this are as follows
Please be advised that our pa>",, entteri, Is are Be\, on (7) days, \\re thank you for your in. Rtinctionsand lookforwardtoprotoptpa. yinentbycreditcard, cheque, or directdebit.
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Direct Deposit DetailsBankANZ BSBCodc014-256 AccountNumbei. 484064878
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Pleaseei, sure you quote your;derence ADYKin enrolliittancesto allow for correcta1100ationofyoiirpa. - eat
DamKRISTB}ITE. IGLOl. IE&JAL, DSSFRANCE. , 1' at+I@"dan, Q "'We havebeei\cllargedbyourso!ICitorsforattendanceinthe matter concernln the above I ddebtor. The associated costs are as follows:
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Thankyouforyg:rpcgoing business. We lookforwai'd to receiving Your payment within 7 da s. FDYour CCP.veinEnce, please see belowfor payment methods.
' ~ ^;^~"""'^^I"". I ''"' ' , Ias sekt ;' ra t perat"'I I
my^E^ ,^!,,^"'VDearE;RTSTBT{TRIG^01,113&IAI, resin. ANCE, 61. r\@,^o10d $161/@!"'AWe have been charged by ourso1icitorsforatteivia rice In the mattdebtor. Theassociatedcostsareasfollows. nione
The Authorised Representative referred to in Item 3 of the Schedule (hereinafterreferred to as "the Authorised Representative") of the other part;
WHEREAS:-
A) AAA Financial Intelligence Ltd is a Financial Services Licensee under theCorporationsAct 2001 and holds an Australian Financial Services LicenceNumber 312478 (referred to as the "AFS Licence") and carries on a business ofproviding financial products and services to wholesale and retail clients,
B) The Authorised Representative referred to in Item 3 of the Schedule, will actforand on behalfofthe Licensee in the business providing products and servicesas authorised from time to time.
C) The Licensee has agreed to confer on the Authorised Representative the formof authority or appointment as set outin the Authorised Representative'sAdviser Profile.
D) The Licensee has agreed to provide certain services orfacilitate the provision ofcertain services to the Authorised Representative subjectto the terms of thisAgreement.
E) The Authorised Representative has agreed to acquire the services provided bythe Licensee and to carry outthe functions of an authorised representativesubject to the provisions of this Agreement.
.
AAAFI Representative's Agreement 05/11
175
Page 2 of7
,
.
,
,
THE PARTIESAGREEAS FOLLOWS:-
Definitions and Interpretation
1.4 Unless contrary or repugnant to the context where used, forthe pui'pose ofthis Agreement the following words shall have the following meanings: -
"Adviser" means an authorised representative of the Licensee."Adviser Profile"is a document issued by the Licensee setting out,among other things, the nature and extent of the AuthorisedRepresentative's authorisations."Adviser Booklet" means the booklet provided by the Licensee for
the purposes of setting outthe terms and conditions of this agreementand the business rules that apply under this agreement as amendedfrom time to time,
"Agreement" means the Adviser Application, Adviser Agreement andAdviser Booklet which together define the terms of the appointment ofthe Authorised Representative."Authorised Representative" means the person referred to in Item 3of the schedule.
"Corporations Law" means the Corporations Act 2000, AustralianSecurities and Investments Commission Act 2000 and the Regulationsof such Acts as amended from time to time as may be applicable andwhere the context permits the corresponding legislation of any otherState or Territory of Australia as may be applicable and includes anystatute in substitution forthe same.
"Electronic Notice" means any Notice or Writing sent by electronicmeans to a party to this Agreement by electronic mail using an internetor intranet facility or a similar technology."Fees" means and includes commission brokerage fees and otherbenefits payable to a party or entitled to be received by a partypursuantto this Agreement arising from the provision of activities orservices provided under this Agreement."Financial Services Licensee" has the same meaning as defined in
the Corporations Act 2001."Governing Jurisdiction" shall mean the jurisdiction referred to inClause 6. t of this Agreement.
"Notice"includes any demand, !etter, consent, request or advice andincludes Electronic Notice.
"Writing" includes Electronic Notice.
anAFI Representative'sAgreement 05/11
176
Page 3 of7
L
,. 2 In this Agreement and in the interpretation of this Agreement:
(a) exceptwhere the context does riot permit, any terms orwords used inthis Agreement have the same meaning as those terms orwords haveunder the Corporations Law.
(b) unless the contextotherwise requires, words importing the singularinclude the plural and vice versa.
(0) unless the contextotherwise requires, words importing the masculinegender include the feminine and neuter genders and vice versa.
(d) references to a statutory enactment extend to that enactment asamended modified and re-enacted from time to time.
(e) the headings of clauses are for convenient!'eference only and are riotto be used to construe interpret modify or limitthe terms and conditionscontained in this Agreement.
(f) reference to a discretion of the Licensee shall be a sole and unfettereddiscretion of the Licensee.
2 Entire Agreement
2.1 Subjectto clause 3 below, this Agreement constitutes the entireAgreement between the parties and may not be contradicted orvaried byevidence of any priorwritten or oral agreement.
2.2 If any provision of this Agreement is held to be illegal or invalid the legalityorva!idity of any of the other provisions is not affected and the illegal orinvalid provision is deemed deleted,
Incorporation of Adviser Booklet
3.1 Allthe provisions of the Adviser Booklet as amended or revised from timeto time or any new edition of it are incorporated into and form part of thisAgreement as though fully setforth in it and in the event of a conflictbetween a term of this Agreement and a provision in the Adviser Bookletthis Agreement shall prevail.
3.2 The Licensee may varythe Adviser Booklet by Notice in Writing to anotherparty to this Agreement.
Appointment of the Authorised Representative
4.1 The Licensee hereby appoints the Authorised Representative in suchcapacities as is referred to in the Adviser Profile issued to the Adviser bythe Licensee and as amended from time to time in connection with thebusiness carried on by the Licensee subjectto the terms and conditionscontained in this Agreement.
.
3
4
AAAFI Representallve's Agreement 05/11
177
Page 4 o17
,
.
,
4.2 The Authorised Representative hereby accepts the appointment made InClause 4.1 above.
4.3 The appointment made in Clause 4.1 above commences on the date setoutin Item 2 of the Schedule.
4.4 The Authorised Representative hereby acknowledges and agrees that theLicensee may impose restrictions or conditions at any time by Notice inWriting to the Authorised Representative in respect to the appointment orauthorities conferred by or pursuantto this Agreement.
4.5 The Licensee will hold Fees due to the Adviser in trust and remit such
Fees to the Adviser on terms set outin the Adviser Booklet, subject to thepayment by the Adviser of agreed charges.
Relationship of Parties
5.1 The sole legal relationship between the Licensee and the AuthorisedRepresentative created by this Agreement is that of principal andindependent contractor. Nothing in this Agreement constitutes or is to bedeemed to constitute the Authorised Representative as an employee of,partner of orjoint venturer with the Licensee.
Governing Jurisdiction
6.1 The Governing Jurisdiction is South Australia and the parties agree tosubmitto the non-exclusive jurisdiction of the courts of the State of SouthAustralia.
5
6
AAAFI Representative'sAgreement 051, I
I 78
Page 5 of7
7 Executed As An Agreement
Signed for and on behalf of
AAA Financial Intelligence Ltd by ...___.,,.,,._,Whois u
Th^ ^!':....__dayof I^. g^g^!..^.,.^,^g. ^c, ...,,,...,...,...._201;^,*____._.___In the eventthe date referred to immediately above is riot completed,from the date of this Agreement.
STATEMENT INWRITING OF POSTING OF NOTICE OFMEETING
I Painela Braithwaite of Lawler Partners, Chartered Accountants, Level 9, I 0'Connell Street,SYDNEY NSW 2000 stat:
FORM 530
I. On 25 September 2013 a notice in the form of the annexure marked "A' was sent by prepaidpost to each person appearing in the books of the company, as perthe attached list;
2. The notices were addressed to the creditors according to their names and addresses appearingin the books of the company or to theirlast known addresses, as perthe attached list;
3. The persons notified and their addresses specified in the notices sent to them are identifiable byreference to the books of the company.
DATED this 25'' day of September 20,3.
AAA FINANCIAL INTELLIGENCE LTD
(ADMINISTRATORS APPOINTED)ACN 093 616445
Regulation 5.6, ,3
Painela Braithwaite
VA-B-025
I 8 I
,
23 September 203.3
To ADVISER As ADDRESSED
AAA Financial Intelligence Ltd11n Liquidation I
ACN 093 6.6 445
On 13 February 2013 Brad Torii<s and John Vouris (Administrators) were appointed Joint and SeveralVoluntary Administrators of AAA Financial Intelligence Ltd (in Liquidation) ACN 093 61.6 445(Company) and subsequently asJoint and Several Liquidators on 1.9 March 203.3.
The Administrators have identified funds in respect of stocl<broker commissions held on trust by theCompany for the purposes of meeting fees under relevant Authorised Representative Agreements(Funds). We note that we are still in the process offinajising the Funds to be distributed,
You have been identified as being a party to a relevant Authorised Representative Agreement andmay be entitled to some of those Funds.
Attached are calculations of commissions outstanding based on information received from E*TRADEAustralia. We will admit Your claim in respect of the Funds for the amount rioted on the attachedcommission statement for distribution to the extent the Funds permit. If you disagree with theamount and wish to make a further claim in respect of the Funds, You should do so inwriting. Please ensure that You identify the basis of Your entitlement to the Funds and the amountof the Funds to which you say You are entitled, You should include all documents that support Yourclaim.
ANNEXURE "........"
lawlerl!^"^^'partners accountants
To assist you making a further claim a claim form is attached.
Please direct all correspondence to Lawler Partners, Level9, I. 0'ConnellStreet, Sydney NSW 2000 orvia email: ^^11^^L! by no later than close of business Monday, 21 October20.3.
The Administrators will distribute 'the Funds having regard only to the claims of which theAdministrators have notice and are admitted, and to the extent of the Funds.
The Administrators will riot be liable to any person whose claim the Administrators have not hadnotice at the time of the distribution.
N a in e of Ad viser: .,.......,.,.......,...,...,,....,......,........,,,.,.,...........,.......,...,.,.....,.......................,.........,......,.........,,,., ,
Ad d ress of Advise r;,.*.,.,.,.,.......,.,.,.,.,......,,.......,........,.,....,..,......,.................,.......,...,...,..,...,....,.,,...........,..,.,.,.............
Please attach any relevant documentsthat will assist in verifying your claim.
I 83
Howard Danid Co!e
24 Clarke Street
NEWTOWN VIC3220
.
OarylJohn Matthew903b South Road
CLARENCE GARDENSSA 5039
Andrew Della-Sale
PO Box 2031
BUNBURYWA6231.
Phillip chisholmPO Box596
MARLESTONSA 5033
Justin O'Kane
72 Queens AvenueCAULFIELD EASTV!C 3145
184
WeSIey LegrandPO Box 706
MYLORSA51.53
Christophe Solente1.3 WestberryStHACKNEYSA 5071
Heath Moss
3 Ashbrook Close
BURTON SA 511.0
GarryJames Adams8 Wariita Crescent
PARALOWIE SASI. 08
Roger PridhamLevel 1.5
3.2 Gilles Street
ADELAIDESA5000
I 85
On 13 February 2013 Brad Tonks and John Vouris (Administrators) were appointed Joint andSeveral Voluntary Administrators of AAA Financial Intelligence Ltd Un Liquidation) ACN 093 616 445(Company) and subsequently as joint and Several Liquidators on 19 March 2013.
The Administrators intend to distribute funds held on trust by the Company for its financial advisers inrespect of Stockbroker commissions.
The Administrators will distribute the funds having regard only to the claims of which theAdministrators have notice.
AAA Financial Intelligence Ltd(In Liquidation)
ACN 093 616 445
Any persons claiming an interest in the funds should inform the Administrators in writing identifyingthe basis of their entitlement to the funds and the amount of funds to which they say they areentitled. All supporting documents should also be provided.
The Administrators will riot be liable to any person whose claim the Administrators have not hadnotice at the time of the distribution.
Please direct all correspondence to Lawler Partners, Level 9, I 0'00nnell Street, Sydney NSW 2000or via email: ^^^!! by no later than close of business Monday, 21 October20.3.
Bradley TonksJoint & Several Liquidator
Lawler PartnersChartered Accountants
Level 9, I 0'Connell StreetSYDNEYNSW 2000
To be published in The Australian in the Monday, 30 September 2013 edition.
I 86
Parissis, Cleo
From:
Sent:
To:
Cc:
Subject:Attachments:
Importance:
Hi Chery! and Kym,
Lawler Partners are handling the liquidation of AAA. They have contacted me today as they are having troublelocating the payment of my $138B brokerage(details attached) that should have been paid by Etrade to AAA in earlyMarch, 2013.
They have asked me to confirm with PGW that the funds were riot paid to PGW instead of AAA. Payment would havebeen around 7 to 10 March, 2013.
Howard Cole <coteha@bigpond. coin>Monday, 21 October 201.3 1:16 PM'Cheryl Perry';'Kym Peters'Elena Loizou
FW: AAA Financial Intelligence - Trust Fund Claim Form - Howard Co!eSKMBT_C351.31,010085900. pdf
I can confirm that I have not received the funds from either of PGW or AAA.
IMPORTANT: This communication may contain general financial product advice.This advice has been prepared withouttaking account of your personal circumstances. You should thereforeconsider its appropriateness in light of your objectives, financial situation and needs. Investment values can rise andfall. Past performance is riot a reliable indicator of future performance.
-----Original Message-----From: HowardCole mailto:coleha@bi ond. coinSent: Thursday, to October 2013 10:11 AMTo:'aaafi@lawlerpartners. coin. au'Subject: AAA Financial Intelligence - Trust Fund Claim Form - Howard ColeImportance: High
Dear SirMadam,
Please see attached for a REPEAT of the information provided previously around 8/7/13 detailing my claim of$1388.26 (gst inclusive).
I'm not sure why I have been asked to reprovide this information but do so in any case.
Can you please confirm receipt of the attached information by return email.
IMPORTANT: This communication may contain general financial product advice.This advice has been prepared withouttaking account of your personal circumstances. You should thereforeconsider its appropriateness in light of your objectives, financial situation and needs. Investment values can rise andfall. Past performance is not a reliable indicator of future performance.
I
187
-----Original Message-----From: C35@ rincilefocus. coin. au mailto:C35@ rincilefocus. coin. aulSent: Thursday, 10 October 2013 8:01 PMTo:coleha@bi ond. coin
Subject: Message from
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Name of Advi^e, ^ ,.,..,....,. 11.9^\^..^i^;^,,...,..^^!\!,,,!:^),,.,..,.,,, 432.1, ,:;^::.,..,.,....,.,......,......,.................,.,*,.,...,...,..Addre^^ of AM^^,^....,......?:'^. I:{:..,.,..^:.,!.^I;\!;^, f;:^:;....,........., grill. .......,.,.....,.........,.........,........,....,........,..,.,...
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ifthisconiract does riotsorrespond with your records, please callyour adviser, aime License shovm in melon left corner, within 48 hours of receipt.'We' meansthe Execution and Settlement Agent, ErRADE Australia Secu{flies Urnited, 347 Kent SI, Sydney, NSW 2000, ACN 078 174 973, AFSLN0. 238277
A PaTtioipaniofthe AsX Group.
129.63
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Time to lock in your profits?
E*TRADE's Trailing Sell ConditionalOrder can potentially lock in yourprofits. To learn more, visit ourConditional Orders Centre.0.00
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E*i;?TRADEA^,"^^^^~At*A ;^'!^,!;F*!^""'tripAL. a, ustrailat, **r. 'it"*31--I'm\. re'C { ', . ' ~ .. I ., !. I;. uj;tj*<Evilan glS, *C;,, I, nPhone: 7500 653 355 arcs00 449 292 {, 12; E, *nil! twice*, o1rad. =. tern. *a!PC) Bet 1366. R, /at Enematg, , NSW 1224an? Kent Sth, !t, SVC:,.*v, '13/11 2C\!.,
Inhis contract does not correspond will your records, please call your adviser, at the License shown in the top left corner, within 48 hours of receipt.'We' meansthe Execution and Settlement Agent, EFRADEAust{aliasecurties Urnited, 347 KentSt. Sydney, NSW2000, ACN 078174973, AFSLN0. 238277
AParticipant of the AsXGroup,
150.03
0.00
0.00
Time to lock in your profits?
I^*TRADE's Trailing Sell ConditionalOrder can potentiafly lock in yourprofits. To learn more, visit ourConditional Orders Centre.
*
0.00
t5.00
f4 837.67
I 94
E:*jin"RADE:Au"'s^^A, .', A Si'l^^.!I^!^;,"inj:*IRAoj:.."61,811"*\*71','*a ". F' ' ".. 4 3 -? I p, '"' " IONICAu*allanSe, unti*$EXchangeLtdGroupPhong 1300 658 355 c. : con04.19 292 (NZ: Email: realce*, 3ti*tk, .tern. an$<:. Box 1346, Royal E, !change, !vsA, 1224247 KGc\t *tie*-t, 5.1cln*y, Ms'N 2,110
Mailing Address:
Mr Jamie Quilliam + Mrs Deborah Quilliam16 Am aroo DriveEdgcumbe Beach Tas 7324
nthis contract does not correspond with your records, p!ease callyour adviser, at the License shown in the top left corner, \vihin 48 hours of roceiI.'We' meanslhe Execution and Settlement Agent, ETRADE Australia Securtties Urnited, 347 Kent SI, Sydney, NSW 2000, ACN 078 174 973, AFSLN0. 238277.
A Participant of the AsX Group,
100.43
0.00
0.00
Time to lock in your profits?
E*TRADE's Trailing Sell ConditionalOrder can potentially lock in yourprofits. To learn more, visit ourConditional Orders Centre.0.00
10.04
9 932.6,
I 96
IE^^in^RADEAu*'gr^A^.^' '1^!:!I^,*^',*'*'E*TRADE Australia!53*Fir". s 3:9 plot, 14. ,,* by Eta, .DEAu*ImjinSec. urines Limitsd A8!.! 93 U78 174 973ACN L a ,7.ETR. ,. tie A'si, alla Set'und** Limited {AFS!. No. 23,277) is a Panic, peril o:1:10 Au. ^in. Earl. :eru, 11:55 E, c, ange Lt .rollpPhone; 1300 6153 355 or 0800 449 292{Hz: Email: s, :, v:rea. had*. co!n. auPin Box tale. RoyalE"chi*\26, tie*' 122-1347 *;Grit :. tie, >t, Sydney, NSVJ 20:10
11this contractdoes not correspond with your records, please call your adviser, allhe License shown in the top left corner, within 48 hours oileceipt.'We' means the Execution and Sewement Agent. ETRADE Australia Securities Limited, 347 Kent St, Sydney. NSW 2000, ACN 078 t74 978, AFSL No. 238277.
A Participant of the AsX Group.
119.93
0.00
0.00
Time to lock in your profits?
E*TRADE's Trailing Sell ConditionalOrder can potentially lock in yourprofits. To learn more, visit ourConditional Orders Centre.
.
0.00
, t .99
11 860.88
198
E, *$*TRADEA U S T I:^ A L IA
E'TRADE A. "SI, aim's Rentc, $ a, * .>rot, 160d by ET'!11\;>EAUsv, lit Sty:. u, file* Limitsd ABN 93 078 17.1 973 ACN 0, 8 1.1 97.ETRAOE Australia Scrum, :* United(AFSL No. 233277ii% a garlicipent 0;1:19 A*!*:, ajar Sec, ,;firs EXchange Ltd ami, pPhonet ;300 658 355 *r CIEU0449 292 ;biz: E!helm 5<nice, :!e"ad. ,. coin. EUFC Box 1346. Rays! E%chang*. NSP/*' t22-at47 Kent EMC. \t, S'June, ', blS'1'4 thin
Mailing Address:
J & K MCKinnon Ply Ltd< a & K MCKinnon SII' NG >ATTN: MrJohn Joseph MCKinnonPO Box647WARRNAMBOOLVIC 3280
Account Number:
Contract Number:I
BUY
Security:
Recipient/Registration Address:
J&K MCKINNON PTY LTD<J & K MCKINNONS/FNC>.PO Box 647WARRNAMBOOL VIC3280
635,565
Symbol:
Tax invoice
Goatraet Note
70775477
^ ^f
Transaction I Invoice Date:
Settlement Date:
Average Unit Price:
We have Bought
WARRNAMBOOLCH!:. ESE&BUTTERFACTOR. YCO. HOLD. LTD
IQ
ORDINARYFULLY PAID
Trade Value:
Brokerage:
Conditional Order!'ee:
Stamp Duty:
Other Deductions:
GST@ 10%:
Total Amount $:
WCB
Trade Placed By:
11^Completed
for you
06-Feb-2013
it-Feb-2003
to 000
65603107
35,0000
. Partially Completed
units of
35 100.00
Iflhiscontractdoesnotcorrespondwithyourrecords, pleaseca!IyouTadviser, at the Licenseshowninthelop e corner, wi in p.'We'meanstheExecutionandSetl!ementAgeni, ETRADEAustiaiiaSecuti!!es mite, an , yney, , ,
354.00
0.00
0.00
Time to lock in your profits?
E*TRADE's Trailing Sell ConditionalOrder can potentially lock in yourprofits. To learn more, visit ourConditional Orders Centre.
nthis contiactdoes riot correspond with your records, please call your adviser, ajihe Licensee shown infoe top left corner, within 48 hours of receipt.<bold>'We' means the Execution and Settlement Agent, ETRADE Australia Securities Urnited, 347 Kent Street Sydney NSW 2000,
ACN 078 174 973, AFSL No. 238277. A Participantof the AsX Group.
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lawlej-opartners
Lawler Partners Business Recovery & Insolvency ServicesGuide to Hourly Rates from I July 2011
Qualified. 10+ years experience. Specialist industry knowledge orRegistered Liquidator/trustee who assists the appointee with all facets ofAdministrations and/orlnsolvenc tasks.
Senior Low
350.00 + 35.00 GST
Intermediate High
Qualmed. 8+ years experience. Well developed technical and commercialskills, bringing additional specialist skills to Administrations and/orIrisolvenc tasks.
300.00 + 30.00 GST
Intermediate Low
Typically Qualified. 6-8 years experience. Well developed technical andcommercial skills. Planning and control of all Administrations and/orIrisolvenc tasks
275.00 + 27.50 GST
Secretary
225.00 + 22.50 GST
Typically Qualified. 4-7 years experience. Co-ordinates planning and controlof medium to Iar er Administrations and/orlnso!venc tasks
TypisUComputerO erator
Typically GraduateIOUalified: 2-4 years experience. Required to controlthefieldwork on Administrations and/Drlnsolvenc tasks
200.00 + 20.00 GST
Clerk
Typically Graduate: 12 years experience. Required to controlthe fieldworkon Administrations and/orlnsotvenc tasks
175.00 + 17.50 GST
Junior
Typically Graduate: Up to 2 years experience. Required to controlthefieldwork on small Administrations and/orlnsolvency tasks and assist withfieldwork on medium to jar e Administrations and/orlnsolvenc tasks.
175.00 + 17.50 GST
Notes:
I. The Guide to Level of Insolvency Experience is intended only to be a guide as to the qualifications and experience ofthe staff engaged. It should be rioted that in some instances staff may be engaged under an appropriateclassificatbn principalIy due to their experience
2. Time spent on matters is recorded and charged in six (6) minute intervals3. The firm rates are effective as at I July 2011.
Typically Under Graduate: Up to 2 years experience. Required to assist inday to day fieldwork of Administrations andlorinsolvency tasks under thesu ervision of more senior staff.