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Hydroelectric and Wind Power Plants Prof. Paulo Seleghim Jr. Universidade de São Paulo LBE5010 Renewable Energies and Energy Planning
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Hydroelectric and Wind Power Plants

May 09, 2022

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Page 1: Hydroelectric and Wind Power Plants

Hydroelectric and Wind Power Plants

Prof. Paulo Seleghim Jr.Universidade de São Paulo

LBE5010 Renewable Energies and Energy Planning

Page 2: Hydroelectric and Wind Power Plants
Page 3: Hydroelectric and Wind Power Plants

Coal39.1%

Hydro6.7%

Wind4.2%

Approximately 11% of all electricity generated in the world comes from impulse turbines

Turbinas Parson(r 0,5)

Impulse turbines (r=0)

Page 4: Hydroelectric and Wind Power Plants

Coal39.1%

Hydro6.7%

Wind4.2%

Hydroelectric turbines

✓ lowest generation cost (~4 ¢/kWh)

✓ 50 – 100 years useful life

✓ functionality of the reservoir

✓ small growth potential

Parson turbines(r 0,5)

Wind turbines

✓ low generation cost (~8 ¢/kWh)

✓ virtually unlimited potential

✓ complementarity with hydroelectric power plants

✓ intermittent

Approximately 11% of all electricity generated in the world comes from impulse turbines

Impulse turbines (r=0)

ramjet, scramjet, etc. (r = 1)

Page 5: Hydroelectric and Wind Power Plants

OPERATION OF THERMO POWERPLANTS BETWEEN 2013 – 2014

Page 6: Hydroelectric and Wind Power Plants

WIND ELECTRICITY GENERATION IN BRAZIL

Technical potential: 143 GW(1)

(1) Atlas do Potencial Eólico Brasileiro(2) Assoc. Brasileira de Energia Eólica

Operating (2014): 9,91 GW(2)

Hired (2035): 9,93 GW(2)

Average FAC (2014): 38%(2)

Total generation in 2014: 71,26 GW

Page 7: Hydroelectric and Wind Power Plants

WIND38%

Page 8: Hydroelectric and Wind Power Plants

Global Mean Wind Speed at 80m

Page 9: Hydroelectric and Wind Power Plants

Global Mean Wind Speed at 80m

Chapada do Araripe

Page 10: Hydroelectric and Wind Power Plants

TW21,2W 2012,cons =

WORLD HYDROELECTRIC POTENTIAL

Wpot: 0,113 TW

Winst: 0,183 TW

América do Norte

Wpot: 0,235 TW

Winst: 0,143 TW

América do Sul

Wpot: 0,095 TW

Winst: 0,172 TW

Europa

Wpot: 0,169 TW

Winst: 0,026 TW

África

Wpot: 0,340 TW

Winst: 0,341 TW

Ásia

Page 11: Hydroelectric and Wind Power Plants

FLUX MACHINES:theoretical analysis

Page 12: Hydroelectric and Wind Power Plants

Energy inventory in the control volume... 1ª Law of Thermodynamics

open

systemQ W

entra

kkm sai

kkm

( ) ( )

++−++−−=

entra

2kkkk

sai

2kkkk

VC 2/Vgzhm2/VgzhmWQdt

dE

mechanicalenergy

thermalenergy

mechanicalenergy

thermalenergy

Page 13: Hydroelectric and Wind Power Plants

Q W

entra

kkm sai

kkm

( ) ( )

++−++−−=

entra

2kkkk

sai

2kkkk

VC 2/Vgzhm2/VgzhmWQdt

dE

( ) ( )

++−++=

sai

2kkkkk

entra

2kkkkk 2/Vgz/Pm2/Vgz/PmW

T=cte T=cte

Energy inventory in the control volume... 1ª Law of Thermodynamics

open

system

Page 14: Hydroelectric and Wind Power Plants

Application to an impulse turbine

1

2 3

4

4V1Vforces on the

fluid exerted by

the turbine

velocity pressure

1 2 3 4

Page 15: Hydroelectric and Wind Power Plants

4V1V

1

2 3

4

)VV(mA)PP(F 4123 −=−=

Saint-Venant

momentumvariation

Application to an impulse turbine

forces on the

fluid exerted by

the turbine

Page 16: Hydroelectric and Wind Power Plants

)VV(mA)PP(F 4123 −=−=

+

+

=

2

VP

2

VPm0

22

2

22

1

1

1

)VV(VAA)PP(F 41med23 −=−=

+

+

=

2

VP

2

VPm0

24

4

423

3

3

P1 = P4

V2 = V3

1ª lei

2

VVV 41

med

+=

−=

2

V

2

VPP 24

21

2

2

3

3

T = ctez = cte

→ 32

Application to an impulse turbine

Page 17: Hydroelectric and Wind Power Plants

)VV(VAVFW 412medmed −==

)VV(2

VVAVFW 41

2

41med −

+==

)1(2

1VAW

2

31 −

+=

14 V/V=

1ou3/10/W −===

2

VA

27

16W

31

max =

Application to an impulse turbine

Page 18: Hydroelectric and Wind Power Plants

2

VA

27

16W

31

max =

s/m9maximum

mechanical power

produced by the

turbine

D = 20 m

25°C, 1bar

2

)s/m9(

4

)m20(

m

kg17,1

27

16W

32

3

max

=

kW789,158Wmax =

s/m325°C, 1bar

D = 34,6 m

Application to an impulse turbine

Page 19: Hydroelectric and Wind Power Plants

Working Definitions and Equations

)1()1(2

1VA

2

1W)1(

2

1VAW 23

1

2

31 −+=→−

+=

windpower

powercoefficient

)1()1(2

1

power wind

power turbine

2/VA

W)(CP 2

31

−+==

=

= velocity ratio

CP =

coefic

iente

de p

otê

ncia

%3,5927

16CPmax =

Page 20: Hydroelectric and Wind Power Plants

2/VA)(CP

W

power maximum

power actual3med

==

design:=1/3

wind powercapacity

V

Working Definitions and Equations

Page 21: Hydroelectric and Wind Power Plants

Burgar Hill, Orkney; 60 m measurement height; 4 hour averages

V

2/VA)(CP

W3med

=

pdf

V9,8m/s

nominal designvalues

+3−3

Working Definitions and Equations

Page 22: Hydroelectric and Wind Power Plants

V

Burgar Hill, Orkney; 60 m measurement height; 4 hour averages

2/VA)(CP

W3med

=

pdf

0

loss ofefficiency

Working Definitions and Equations

Page 23: Hydroelectric and Wind Power Plants

Factors Causing Efficiency Losses

high pressure

low pressure

high pressure

low pressure

Page 24: Hydroelectric and Wind Power Plants

Factors Causing Efficiency Losses

high pressure

low pressurewing tipvortex

wing tipvortex

high pressure

low pressure

Page 25: Hydroelectric and Wind Power Plants

Factors Causing Efficiency Losses

high pressure

low pressurewing tipvortex

wing tipvortex

high pressure

low pressure

Page 26: Hydroelectric and Wind Power Plants
Page 27: Hydroelectric and Wind Power Plants
Page 28: Hydroelectric and Wind Power Plants

Evolution of Wind Power Technology

Page 29: Hydroelectric and Wind Power Plants

600m

tempo

W

active phase return phase

balloon

400m

lateral wind

200m

Page 30: Hydroelectric and Wind Power Plants
Page 31: Hydroelectric and Wind Power Plants
Page 32: Hydroelectric and Wind Power Plants
Page 33: Hydroelectric and Wind Power Plants
Page 34: Hydroelectric and Wind Power Plants
Page 35: Hydroelectric and Wind Power Plants

HYDROELECTRIC POWER PLANTS:design and operation

Page 36: Hydroelectric and Wind Power Plants
Page 37: Hydroelectric and Wind Power Plants
Page 38: Hydroelectric and Wind Power Plants
Page 39: Hydroelectric and Wind Power Plants
Page 40: Hydroelectric and Wind Power Plants
Page 41: Hydroelectric and Wind Power Plants

1

2

mecW

Kaplan

eleW

W

W

Wmec

=

( ) ( ) 2/Vgz/P2/Vgz/PmW 22222

21111 ++−++=

Page 42: Hydroelectric and Wind Power Plants

( ) ( ) 2/Vgz/P2/Vgz/PmW 22222

21111 ++−++=

1

2

mecW

Kaplan

eleW

( ) ( ) ( ) 2/V2/Vzzg/P/PmW 22

21212211 −+−+−=

W

W

Wmec

=

Page 43: Hydroelectric and Wind Power Plants

1

2

mecW

Kaplan

eleW

zgmW =

W

W

Wmec

=

Page 44: Hydroelectric and Wind Power Plants

Hydroelectric Power Generation Potential in the World

zgmW = Average continental height: 840m

Average annual pluviosity: 505103 km3

at sea: 398 103 km3

on land: 107 103 km3

m840s

m8,9

m

kg997

s360024365

)m10(10107W

23

333

teomax,

=

TW8,27W theomax, =

Assuming that all in land precipitation can be used for power generation

Page 45: Hydroelectric and Wind Power Plants

TW84,3W UNDPmax, = World Energy Assessment: 2004 - United Nations Development Programme

TW21,2W 2012,cons =

The potential growth of hydroelectric generation is substantially limited, however...

RESERVOIR: Capacity of storing water for energy generation

COMPLEMENTARITY: Stabilization of supply in face of fluctuations in generation conditions (intermittencies) and also of the demand

Hydroelectric Power Generation Potential in the World

Page 46: Hydroelectric and Wind Power Plants

Barra Bonita

Bariri

Promissão

Ibitinga

Nova

AnanhandavaTrêsIrmãos

Jupiá

PortoPrimavera

Page 47: Hydroelectric and Wind Power Plants
Page 48: Hydroelectric and Wind Power Plants
Page 49: Hydroelectric and Wind Power Plants

Institutions of the Electricity Sector in Brazil

Geradores

DistribuidoresConsumidores

Page 50: Hydroelectric and Wind Power Plants

Energy Bids Consolidated Results

Page 51: Hydroelectric and Wind Power Plants
Page 52: Hydroelectric and Wind Power Plants

0

1

2

3

4

5

6

7

8

2000 2005 2010 2015 2020 2025 2030 2035 2040 2045 2050 2055

GW(físicos)

ano

Último leilão: 13/11/2015

Energy Bids Consolidated Results

Page 53: Hydroelectric and Wind Power Plants

APPLICATION EXAMPLE:optimized design and operation

Page 54: Hydroelectric and Wind Power Plants

HYDROELECTRIC POWER PLANTS OPTIMIZED OPERATION

time

flow rate(m3/s)

100

20

10

01/01 31/1201/04 01/07 30/09

annual averages

seasonal variations of the main river and tributaries

50m100m3/s

100 m3/s

50m110m3/s

10 m3/s

50m130m3/s

20 m3/s

Design Configuration

Page 55: Hydroelectric and Wind Power Plants

efficiency curves and optimum operation points (%)

100

Nsp,min Nsp,max

Locus of design points(maximum conversion efficiency)

specificrotation (rps)

4/5

2/1

sp)Hg(

)/W(NN

=

design point

geometric

similarity

50m100m3/s

100 m3/s

50m110m3/s

10 m3/s

50m130m3/s

20 m3/s

HYDROELECTRIC POWER PLANTS OPTIMIZED OPERATION

Design Configuration

Page 56: Hydroelectric and Wind Power Plants

(%)

100

0,1

4/5

2/1

sp)Hg(

)/W(

=

0,04 0,2 0,4 1,0 2,0 4,0 10,0

95

90

85KaplanFrancis

Pelton

50m100m3/s

100 m3/s

50m110m3/s

10 m3/s

50m130m3/s

20 m3/s

HYDROELECTRIC POWER PLANTS OPTIMIZED OPERATION

Design Configuration

efficiency curves and optimum operation points

specificrotation (rad)

Page 57: Hydroelectric and Wind Power Plants

312rpmsp = 3,14rad

298rpmsp = 3,14rad

274rpmNsp = 0,5

“We chose Kaplan turbines”

50m100m3/s

100 m3/s

50m110m3/s

10 m3/s

50m130m3/s

20 m3/s

(%)

100

0,1

4/5

2/1

sp)Hg(

)/W(

=

0,04 0,2 0,4 1,0 2,0 4,0 10,0

95

90

85KaplanFrancis

Pelton

HYDROELECTRIC POWER PLANTS OPTIMIZED OPERATION

Design Configuration

efficiency curves and optimum operation points

specificrotation (rad)

Page 58: Hydroelectric and Wind Power Plants

312rpmsp = 3,14rad

298rpmsp = 3,14rad

274rpmNsp = 0,5

50m100m3/s

100 m3/s

50m110m3/s

10 m3/s

50m130m3/s

20 m3/s

HYDROELECTRIC POWER PLANTS OPTIMIZED OPERATION

Design Configuration

Page 59: Hydroelectric and Wind Power Plants

The design is based on nominal parameters (annual or pluriannual averages) that result in an optimized

performance (maximum efficiency)

Operating parameters vary with respect to nominal parameters (tributaries flow rates e.g.)

The problem: how to adjust the overall system operation, acting on controllable variables, in order to optimize

performance ?

( ) =k

ksist maxmax → performance criterium

( ) =k

ksist maxmax

HYDROELECTRIC POWER PLANTS OPTIMIZED OPERATION

→ performance criterium

Page 60: Hydroelectric and Wind Power Plants

Hk+1

Vk+1

Qk+1

Ak+1

Wk+1

Hk

Vk

Qk

Ak

Wk

Hk-1

Vk-1

Qk-1

Ak-1

Wk-1

ano

Winst

Wmed

W

W

+

=k W

meddef

sist1.0

W

Wmed W

( ) =k

ksist maxmax

Given the (non controllable) variations of the tributaries flow

rates (A), how to adjust the reservoirs discharges (Q) to optimize the total energy generation ?

HYDROELECTRIC POWER PLANTS OPTIMIZED OPERATION

Page 61: Hydroelectric and Wind Power Plants

Hk+1

Vk+1

Qk+1

Ak+1

Wk+1

Hk

Vk

Qk

Ak

Wk

Hk-1

Vk-1

Qk-1

Ak-1

Wk-1

Subjected to the foillowing mass and energy conservation equations:

kk1kk QAQ

dt

dV−+= −

kkkk HQgW =

=

T

kk dtWE )V(fH kkk =

)N( k,spkk =

To which the following performance characterization

equation apply

Efficiency curves

Water height at in function of the

accumulated volume

+k W

med

1.0

Wmax

HYDROELECTRIC POWER PLANTS OPTIMIZED OPERATION

Given the (non controllable) variations of the tributaries flow

rates (A), how to adjust the reservoirs discharges (Q) to optimize the total energy generation ?

Page 62: Hydroelectric and Wind Power Plants

TRIBUTARIES FLOW RATES: STOCHASTIC MODELS

Hydrology 2014, 1(1), 89-111; doi:10.3390/hydrology1010089

Page 63: Hydroelectric and Wind Power Plants

vazão(m3/s)

100

20

10

0

−=

24365

t2sin1020A3

=8760 horas=2190 horas =4380 horas =6750 horas

365243/4 365244/4

+

=

2190tse878,7

2190t0se21902

t2sin1010

A2

365242/4365241/4

+=

24365

t2sin10100A1

TRIBUTARIES FLOW RATES: STOCHASTIC MODELS

Page 64: Hydroelectric and Wind Power Plants

TURBINE PERFORMANCE EQUATIONS

4/3

2/1

sp)Hg(

QNN

=

H

Q

W

cxbxax 2max

^ ++=

7,4c8,6b8,2a =−==

2

NNN

max,spmin,spnom,sp

+=

max?

max

0,0

(%)

Nsp,nom Nsp,max

0,7max

0

0,5 1,0x

design point

model

Nsp,min

Page 65: Hydroelectric and Wind Power Plants

RESERVOIR CHARACTERIZATION EQUATIONS

L

H

B

2A+B

A

A

baseAL3

1V =

Page 66: Hydroelectric and Wind Power Plants

L

B

2A+B

A

A

L

H)(Tg

=

a

H)(Tg

=

baseAL3

1V =

2

Ha2HbAbase

+=

+=

2

Ha2Hb

3

LV

+

=

)(Tg

Hb

)(Tg3

HV

2

L

H)(Tg

=

a

H)(Tg

=

H

RESERVOIR CHARACTERIZATION EQUATIONS

Page 67: Hydroelectric and Wind Power Plants

3nom km025,0V =

3Monte.B km5,2V =

5km

50m

100m

200m

200m

01,05000

50

L

H)(Tg ==

= 25,0

200

50

a

H)(Tg ==

=

+

=

)(Tg

Hb

)(Tg3

HV

2

92

1025,0

50100

01,03

50V −

+

=

3Itaupú km19V =

RESERVOIR CHARACTERIZATION EQUATIONS

Page 68: Hydroelectric and Wind Power Plants

H

volume (km3)

altura (m) silting

+

=

)(Tg

Hb

)(Tg3

HV

2

RESERVOIR CHARACTERIZATION EQUATIONS

Page 69: Hydroelectric and Wind Power Plants

FORMULATION OF THE OPTIMIZATION PROBLEM

50mQ1

A1(t)

50mQ2

A2(t)

50mQ3

A3(t)

• Maximum total energy generated in a period of time (1 year)

• Maximum regularity of the generated energy (dispatchability)

( ) HQNgW sp =

4/3

2/1

sp)Hg(

QNN

=

cteHQ 4/32/1 −

Q e H must be so that Nsp 0,5to have max

When Q H and when A H

cteHQ 1 −

)A,Q(HH =

conflicting effects: trade-off solution

Page 70: Hydroelectric and Wind Power Plants

50mQ1

A1(t)

50mQ2

A2(t)

50mQ3

A3(t)

+

→k k,W

k,med321

1.0

Wmax)t(Qe)t(Q),t(Q

Greater total generation in the period

Smaller dispersion around the average value

Defining an adequate target function combining two optimization aspects (total energy generation and regularity)

FORMULATION OF THE OPTIMIZATION PROBLEM

• Maximum total energy generated in a period of time (1 year)

• Maximum regularity of the generated energy (dispatchability)

Page 71: Hydroelectric and Wind Power Plants

50mQ1

A1(t)

50mQ2

A2(t)

50mQ3

A3(t)

+

=k k,W

k,med321

1.0

Wmax)Q,Q,Q(

Initialization

Random change in direction 1

Keep modification only if increases

Random change in direction 2

Keep modification only if increases

Random change in direction N

Keep modification only if increases

Iterate

Q1

Q2

“Bioinpired” search method

não

iso-

FORMULATION OF THE OPTIMIZATION PROBLEM

Page 72: Hydroelectric and Wind Power Plants

50mQ1

A1(t)

50mQ2

A2(t)

50mQ3

A3(t)

+

=k k,W

k,med321

1.0

Wmax)Q,Q,Q(

Q1

Q2

iso-

FORMULATION OF THE OPTIMIZATION PROBLEM

Initialization

Random change in direction 1

Keep modification only if increases

Random change in direction 2

Keep modification only if increases

Random change in direction N

Keep modification only if increases

Iterate

“Bioinpired” search method

Page 73: Hydroelectric and Wind Power Plants

50mQ1

A1(t)

50mQ2

A2(t)

50mQ3

A3(t)

+

=k k,W

k,med321

1.0

Wmax)Q,Q,Q(

Q1

Q2

iso-

FORMULATION OF THE OPTIMIZATION PROBLEM

Initialization

Random change in direction 1

Keep modification only if increases

Random change in direction 2

Keep modification only if increases

Random change in direction N

Keep modification only if increases

Iterate

“Bioinpired” search method

Page 74: Hydroelectric and Wind Power Plants

50mQ1

A1(t)

50mQ2

A2(t)

50mQ3

A3(t)

+

=k k,W

k,med321

1.0

Wmax)Q,Q,Q(

Q1

Q2

iso-

FORMULATION OF THE OPTIMIZATION PROBLEM

Initialization

Random change in direction 1

Keep modification only if increases

Random change in direction 2

Keep modification only if increases

Random change in direction N

Keep modification only if increases

Iterate

“Bioinpired” search method

Page 75: Hydroelectric and Wind Power Plants

NUMERICAL SIMULATIONS

+

=k k,W

k,med321

1.0

Wmax)Q,Q,Q(

Page 76: Hydroelectric and Wind Power Plants

+

=k k,W

k,med321

1.0

Wmax)Q,Q,Q(SMALL VOLUME RESERVOIR

Page 77: Hydroelectric and Wind Power Plants

+

=k k,W

k,med321

1.0

Wmax)Q,Q,Q(LARGE VOLUME RESERVOIR

Page 78: Hydroelectric and Wind Power Plants

+

=K k,W

k,med321

1.0

Wmax)Q,Q,Q(SMALL VOLUME RESERVOIR

Page 79: Hydroelectric and Wind Power Plants

LARGE VOLUME RESERVOIR +

=K k,W

k,med321

1.0

Wmax)Q,Q,Q(

Page 80: Hydroelectric and Wind Power Plants

+

=k k,W

3k,med

3211.0

)W(max)Q,Q,Q(SMALL VOLUME RESERVOIR

Page 81: Hydroelectric and Wind Power Plants

LARGE VOLUME RESERVOIR +

=k k,W

3k,med

3211.0

)W(max)Q,Q,Q(

Page 82: Hydroelectric and Wind Power Plants
Page 83: Hydroelectric and Wind Power Plants

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