HUSSERL’S ETHICS OF RENEWAL: A PERSONALISTIC APPROACH Sara Heinämaa In the early 1920s, Edmund Husserl published a series of essays on renewal (Erneuerung) in the Japanese journal Kaizo, discussing human life, its goal-directed, teleological nature and its possibilities for self-regulation. Husserl focused on the problems of individual transformation and social-cultural development and argued that human life should not be modelled on biological life. There is a crucial difference between human action and animal behaviour, according to Husserl, but this difference is not material, it is structural and based on the reflective potentials of human beings. In other words, human life and animal life include similar elements, such as drives, needs and feelings, but these moments can become objects of reflection and critical inspection only within human life, and can thus receive a rational justification. 1 In the Kaizo essays, Husserl argues that to reach the highest form of life requires that we learn to reflect critically on our lives as wholes and all the elements included in them: our volitions and actions, but also our acts of thinking and valuing, desiring and feeling (Hua37: 247–253). He sees all types of intentional acts as objects of ethical reflection and cultivation, so not just practical actions and volitions, but also all axiological acts of feeling and desiring and our theoretical acts of believing and thinking, and in this respect he is nearer to Aristotle than to Kant. On the other hand, 1
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HUSSERL’S ETHICS OF RENEWAL: A PERSONALISTIC
APPROACH
Sara Heinämaa
!!In the early 1920s, Edmund Husserl published a series of essays on renewal
(Erneuerung) in the Japanese journal Kaizo, discussing human life, its goal-directed,
teleological nature and its possibilities for self-regulation. Husserl focused on the
problems of individual transformation and social-cultural development and argued that
human life should not be modelled on biological life. There is a crucial difference
between human action and animal behaviour, according to Husserl, but this difference
is not material, it is structural and based on the reflective potentials of human beings.
In other words, human life and animal life include similar elements, such as drives,
needs and feelings, but these moments can become objects of reflection and critical
inspection only within human life, and can thus receive a rational justification. 1
In the Kaizo essays, Husserl argues that to reach the highest form of life
requires that we learn to reflect critically on our lives as wholes and all the elements
included in them: our volitions and actions, but also our acts of thinking and valuing,
desiring and feeling (Hua37: 247–253). He sees all types of intentional acts as objects
of ethical reflection and cultivation, so not just practical actions and volitions, but also
all axiological acts of feeling and desiring and our theoretical acts of believing and
thinking, and in this respect he is nearer to Aristotle than to Kant. On the other hand,
! 1
Husserl’s ethics is part of his transcendental phenomenology, parallel with logic and
epistemology. Thus, a comparison to Kant’s approach is illuminative and helps us to
see the special strength of Husserl’s approach among late modern philosophies of the
good life.
My aims are twofold. First, I will explicate Husserl’s idea of ethical life in
distinction from the other possible types of human life. Second, I want to discuss the
personalistic emphasis of Husserl’s approach and the secondary role that the other
person has in it. My claim is that even if Husserl gives the other person a central place
in all the human forms of life that he discusses, his concept of ethics is personalistic in
the sense that it defines ethical life by self-responsibility and personal happiness
(Glückseligkeit, eudaimonia) and not by reference to any duties or obligations that we
have to others. But even more interestingly, Husserl’s mature reflections on the human 2
good parallel with late Stoic ethics in an important respects: both share a strong
emphasis on the human person and her exceptional relation to her own life as a whole.
Richard Sorabji’s investigations into the Stoic tradition are especially illuminative in
this respect. In Self: Ancient and Modern Insights about Individuality, Life, and Death
(2007), Sorabji argues that with Panaetius, Epictetus and Cicero the Stoic tradition
developed a new emphasis on the unique individual and her veridical relation to
herself. What was debated and rethought by these later Stoics was not merely the sense
and role of rules (regula) in ethics or the relation between the particular and the
universal but more innovatively the special relation that a rational being has to herself
and to her own life as a whole: “the Stoics differ from Kantians in the restrictions on
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their reliance on the rules and in their interest in exceptions that do not always fall
under rules. But the particular need to be true to your self, and in cases where the self
is unique, is a special case of this attitude” (Sorabji 2006: 165, cf. 2–3, 7–8).
My aim in this essay is to clarify Husserl’s understanding of ethical self-
awareness. I do this in the interest in preparing for a detailed comparison between
Husserl and the late Stoics and thereby opening broader perspectives for post-Kantian
philosophy of good life.
The personalistic emphasis of Husserl’s mature ethics does not mean that
topical questions concerning the self-other relation or intersubjective life would be
external or marginal to his approach; on the contrary, the Kaizo-essays demonstrate
that Husserl saw intersubjective life as a central topic in ethics. Moreover, as all 3
objectivity is based on transcendental intersubjectivity (e.g. Hua1: 149ff.), also
objective values and objective goods rest on this foundation. However, despite this
multidimensional importance of intersubjectivity I want to argue that Husserl’s
approach is personalistic in that he defines ethical life by reference to the spiritual
activity of the person, by reference to the concepts of self-responsibility and self-
shaping (Selbstgestaltung), and not by reference to any concepts of the other.
What proves to be crucial to Husserl’s mature understanding of ethics is the
openness and incompleteness of a person’s spiritual life. For him, ethical renewal does
not primarily mean reforming or reinterpreting one’s relations to others – human or
divine – but questioning and transforming one’s relation to oneself. This Husserlian
idea, I believe, can be strengthened by comparisons to the late Stoics; and, on the other
! 3
hand, Stoic-inspired approaches can be updated and developed further by Husserlian
insights. But all such developmental work remains a task for later investigations. 4
!I Self-Regulatory Lives: Professional, Vocational and Ethical
!In the Kaizo-essays, Husserl defines his concept of ethics by distinguishing ethical life
from three other forms or types of human life: natural life, professional life and
vocational life.
!In other words, Husserl distinguishes between four different forms of life, and
correspondingly between four different types of valuing: first, simple natural life
which strives for sporadic goods and goals; second, professional life directed by freely
chosen goods; third, vocational life dedicated to comprehensive and overarching
values; and fourth, ethical life with universal values. In order to understand Husserl’s
concept of ethical life and its universality, we need to study also the three other types.
The simplest type of life is that of an animal. This covers both human animals
and non-human animals. Animal life is determined by context-bound and
circumstance-bound values that direct individual actions only sporadically and without
any free decision or commitment by the agent. The values and goals in this case are
determined by the drives and needs of the animal. In the case of human animals, life is
determined by original inclinations and by acquired inclinations as well as by habits
! 4
and customs. No value is freely chosen, but all are merely passively adopted (Hua37:
239–240; cf. Hua4: 269–270/281–282).
The three other types of life – the professional, the vocational and the ethical –
depend on our self-conscious and self-reflective capacities. Due to the capacity of self-
reflection, humans are able to judge and evaluate their own actions, motives and goals,
as well as their characters and their lives as wholes and to decide about their future
course on the basis of such deliberation. Self-reflection discloses human life as an
incomplete whole and as permanently open to future possibilities (Hua27: 30–31; cf.
Husserl [1923] 1997: 207–208, 212). A human being is able to understand her life as
such and to study and evaluate its course, its goals, its successes and its failures. What
is specific to her is not just the capacity to choose and decide freely for herself, but also
the necessity to choose and decide about the course of a life which has no natural
ending. These interests and capacities make possible three complex relations to values 5
and goals: the professional, the vocational and the ethical.
Husserl’s distinction between these three types of human life – professional,
vocational and ethical – is a distinction between three forms of self-regulation. So
ethical life belongs together with professional and vocational life as one particular type
of self-regulatory life and it differs from the two other types of self-regulation by
certain internal characteristics. I will study these three types separately and explicate
their distinguishing features.
Professional life is the simplest type of self-regulative life. It is directed by
freely chosen ends and goals, and its systematic regulation covers the life of a human
! 5
being as an open-ended whole. Being motivated by a concern for the future, a person
chooses a profession which will guarantee the management of material subsistence and
wellbeing for her, and for her near ones (Hua27: 27). An example of this type of self-6
regulation would be the life of Franz Kafka, who decided on the profession of a clerk
both on the basis of family traditions and for economic reasons. By means of this 7
decision he did not, however, dedicate his life to the furthering and cultivating of the
activities of his profession but instead devoted his life to the art of writing fiction.
In a vocational life, a person does not just choose a profitable or satisfying set
of values to guide his actions but chooses a set of values that best suit his abilities and
capacities and that open up a life of self-realisation and constant happiness. She is 8
convinced – insightfully certain (einsichtig gewiss) – that certain values are necessary
for her as a person and that she needs to strive for them, and thus she decides to 9
dedicate her life unconditionally to the pursuit and realisation of these values (Hua27:
28; cf. Hua4: 265–268/277–280). In short, a person does not just choose her vocational
values freely but also identifies with them. Husserl calls such values “genuine” values.
A comparison with Harry Frankfurt’s concept of care illuminates Husserl’s idea
of vocational life. In The Reasons of Love (2004), Frankfurt argues that the mere
concepts of moral value and valuing, as well as those of desire, belief and intention, are
inadequate for ethical purposes because they cannot distinguish between the lives that
we choose to live and the lives that we want to avoid. In order to decide between
different life options, we need to be able to see some values and goals as crucial to our
persons and to our personal lives. Frankfurt calls “caring” the activity which identifies
! 6
certain values as specially important or significant to us, and thus separates these
values from the values that have objective validity as well as from those that we pursue
merely sporadically (Frankfurt 2004: 11–12). The function of caring is to bring
volitional unity, coherence and structure to our lives; but even more importantly it
“connects and binds us to ourselves” (Frankfurt 2004: 17).
Life structured by care, as Frankfurt defines it, is very similar to vocational life
in Husserl’s description: It is established by a personal commitment to certain values, a
commitment which depends on our personal constitution and on our reflective
capacities (Hua27: 252; cf. Hua4: 254–255/266–267). This commitment institutes an
ordering and a hierarchy of the values that we have encountered and posited; it covers
life as a whole and brings coherence and unity to our actions and intentions.
As examples of vocational life with genuine or over-arching values, Husserl
gives the life of the artist and the scientist or the philosopher. He explains:
!So art is a vocation for the genuine artist, and science is a vocation for the true
scientist (the philosopher); it is a field or region of spiritual activities and
accomplishments, for which she knows that she has a calling, so that only the
pursuit of these goods can give her the most “inner” and most “pure”
satisfaction, and each succeeding can give her the consciousness of
“happiness” [Seligkeit]. (Hua27: 28; cf. Hua37: 245-246; see also Donohoe
2010: 129) 10
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Janet Donohoe (2010) discusses motherhood as another example of vocational life and
describes the decision to adopt a vocation as follows:
!A vocation is determined according to a personal feeling of love for a
particular realm of value, for instance academic philosophy, or motherhood.
This realm of value is not necessarily one which is recognized by others as
valuable nor does our choosing it create of it a realm of objective values as
Brentano might have it. In choosing a vocation according to our own love
for a realm of value, we can each claim an authentic life. (Donohoe 2010:
129; cf. 2004: 157–160) 11
! In certain circumstances, a person with a vocation may sacrifice her own values
for objectively higher ends, e.g. sensuous pleasure for truth, or power for compassion
and generosity, but such higher ends do not direct her actions or her life as a whole.
They have an objective validity for her, but they do not have any practical priority in
her life (Hua27: 28; cf. Frankfurt 2004: 12–14; Melle 2007).
We should not let Husserl’s examples lead us astray here. Vocational life is not
distinguished from professional life by its contents; the idea is not that arts and
sciences are superior forms of activity to economic activities or sensuous pleasures. A
person can dedicate her life to economic prosperity or to the cultivation of sensuous
pleasures. We know such persons, at least from literature, for example Thomas
Buddenbrook and Don Juan. These characters exemplify the possibilities of devoting
! 8
one’s life to the cultivation of premises and properties or of pleasures in distinction
from “higher ends” such as truth and beauty. Husserl also includes these life types in
his category of vocational lives. His distinction is not material but formal or structural:
vocational values are values with which we identify and which are thus able to order
and organise our activities and govern our lives as wholes. This is why Husserl calls 12
vocational values “over-arching values”: they arch over all other values, subjective and
objective, and place them in a hierarchical order. 13
Vocational lives still suffer from two related restrictions. First, even if
vocational values govern life as a whole they only direct certain kinds of actions.
Husserl writes:
!The life forms based on universal [all encompassing] self-regulation, as they
have been described thus far (…) govern the whole life, but not yet so that
they would regulate and determine each action [Handlung], give each action a
normative form [Gestalt], a form that would have its origin in a general, rule-
fixing will. (Hua27: 29)
! The idea here is that even though vocational values are over-arching in the
sense that the concern our lives as wholes, they do not motivate or direct each and
every act and action. They structure the whole by merely regulating certain specific
types of action, the ones that are most significant to the person in question.
! 9
Second, vocational values and goals are not settled by subjecting all values and
goals to a universal critique. In other words, they are not the result of a universal
critical reflection on values and life-goals, but merely stem or arise from the inner
layers of the person without any reflective intervention. In Husserl’s words, vocational
life lacks “a habitual intention of a critique of goals” (Hua27: 30). Referring to the
naiveté of vocational willing, he writes:
!But in general such a free will realizes itself still in a certain naiveté. What is
still missing is a habitual intention to [perform] a critique of goals and
methods, their attainability (…) and propriety as goals as well as their
axiological validity and genuineness or authenticity [Echtheit] of their value
(Hua27: 30).
! The universal critique of goals and methods has two related tasks in Husserl’s
account: on the one hand, it protects our activities from disappointments, and on the
other hand, it also protects one’s whole life from a general or global loss of value. Only
through a universal and radical critique of goals and methods are we “secured” against
the devastating realization “that the goods that we have attained are merely seeming,
that all the effort that we have made for achieving them has been pointless and the joy
in them has been senseless” (Hua27: 30; cf. Husserl [1923] 1997: 213–214).
!II Ethical Life and the Categorical Imperative
! 10
!In the Kaizo essays, Husserl characterizes ethical life by explaining how it emerges
from vocational life on the basis of its internal, essential motives. Thus, his explication
is genetic in nature. He writes: “Let us try to develop genetically the ethical life form
as an a priori essential form of [all] possible human lives, that is to develop it from the
motivation that belongs to it essentially” (Hua27: 29). 14
Husserl argues that self-reflection and self-regulation, when they become
habitual in professional and vocational life, motivate a specific type or form of concern
for, or worry about (Sorge), the permanence of satisfaction and happiness. Habituated
self-reflection and self-regulation bring about a specific kind of uncertainty
(Unsicherheit): when a human being considers her life as an open-ended whole and
sees it as open to drastic changes, she becomes concerned about the permanence of the
satisfaction that her chosen professional and vocational values and posited goals are
able to provide. She realises that when her life continues, faculties and capacities may
change and new realities may appear in the surrounding world which cannot be