Humanitarian Politics and Ethics Humanitarianism: A Rights versus Needs Debate 1
TABLE OF CONTENTS
Introduction.........................................
.......................................3
Research
Question.............................................
.........................4
MAIN BODY
Old and New
Humanitarianism......................................
.............4
The changing nature of
conflict.............................................
......6
Addressing the principle of
neutrality.........................................8
Arguments against a rights based
approach...............................9
2
Case study: Lessons learnt from Rwanda-
Darfur......................11
Conclusion...........................................
...........................................18
Bibliography.........................................
...........................................19
Introduction
3
There is a growing trend in the International humanitarian
system to adopt a rights based approach as opposed to a needs
based approach. This trend is being privileged by many actors
in an attempt to strengthen the perception of human rights and
the humanitarian system makes for a good conduit because it
has both access and a neutral perception. The failures of
addressing the root causes of Rwanda was one of the reasons
humanitarian aid organisations began to think of long term
solutions than the basic provision of band-aids to conflict
situations. Many people involved in the aid sector articulated
how aid had an influence on conflict and so saw a need to
ensure that aid positively impacted the areas in which it was
being dispersed. Also humanitarian actors wanted the
International community to see that indeed human rights abuses
were clearly being seen and aid agencies would no longer
remain mute but speak out in order to protect the civilians
who were not engaged in the conflict. Another reason why the
rights based approach to humanitarianism is gaining popularity
is the blurred lines that have emerged in today’s modern day
conflicts were one cannot distinguish between combatants and
civilians.
4
The rights based approach to humanitarianism offers aid
agencies a new ‘moral banner’ under which to work especially
in light of the new and complex emergencies. It is overtly
political in nature and aims to have a positive influence on
the politics of a conflict both during and post.
Research Question
Should Humanitarian Action adopt a rights based approach as
opposed to a needs based one???
Old and New Humanitarianism.
Traditional humanitarianism is based on a belief in a
universal duty to act in the face of human suffering. Deriving
from a sense of compassion and common humanity, it is governed
by an ethical principle sometimes articulated as the
‘humanitarian imperative’. It is governed by other rules too,
most obviously by the provisions of international humanitarian
5
law (IHL) which extend the humanitarian concern to the
political arena, by setting humanitarian limits on what is
permissible in the conduct in war. Traditional approaches to
humanitarian action are needs based. The principle of
impartiality is central, but stress is also put on neutrality
and independence. Traditional humanitarianism is apolitical
and wary of co-option. (Darcy 2004:10)
Rights-based humanitarianism is more ambitious. It looks to
human rights to provide its universal ethic, enshrined in
legal terms that go beyond the narrower confines of IHL.
Arising in the post-Cold War era, some interpretations of it
are pro-interventionist, accepting that armed force may be
necessary to achieve humanitarian ends. More generally, this
approach accepts that political engagement is both a proper
and necessary part of humanitarian action. It tends to see
coherence between humanitarianism and a range of other agendas
including development and conflict reduction. It construes the
humanitarian problem in a different way: ‘somebody is
responsible for this suffering’. It concerns itself with
tackling root causes as well as symptoms, with structural
6
injustices, even power imbalances. Emergency and development
work can and should be reinforcing, on this view, and rights
provides the analytical framework that unites them. (Ibid
2004:10)
The concept of new humanitarianism comes from the view that
the traditional type of humanitarianism lacks in capacity
because it only provides temporal solutions to the problem
faced in conflict zones. There has been a common consensus
that humanitarian action plays a role in how conflicts play
out and so why not make a positive impact and address what are
viewed as the underlying problems of these conflicts. Old
humanitarianism was seen as only offering band-aids and not
helping in any way and so various aid organisations began to
advocate for a ‘do no harm’ approach to humanitarianism.
In practice, of course, humanitarian actors do not divide
neatly into camps, and many would endorse aspects of both of
the above descriptions. Moreover, a distinction should be made
between the general use of the rights concept to underpin the
humanitarian agenda, and the adoption of specific rights-based
approaches to humanitarian programming. Deep differences of
7
view exist as to what degree (if any) of political engagement
is appropriate for humanitarians. By contrast, a rights
approach seems to imply a willingness to engage in the
political arena. In the view of Michael Ignatieff, ‘Human
rights activism means taking sides, mobilizing constituencies
powerful enough to force abusers to stop. As a consequence,
effective human rights activism is bound to be partial and
political.’ These views are hard to reconcile. It is however
possible to agree that humanitarianism depends on certain
forms of political engagement without agreeing that this
should be on the basis of a rights agenda. (Darcy 2004:10)
The changing nature of conflict.
Karl Von Clausewitz observed that people use violence against
one another when there is “a clash of interests” between them,
leading each side to try to impose its will on the other. Such
a struggle turns into war when it is organized, continuous and
8
conducted by armed groups leading to destruction and death all
over. However, as seen from the first decade of the new
millennium the nature of war is changing. When it comes to
explaining the reasons for war, researchers in the field of
International relations generally fall into two camps-the
neorealist and the neoliberal. Both emphasize the rational
nature of war. Neorealists argue that war erupts when after
cautious deliberation; a country’s leaders conclude that going
to war is preferable to avoiding it. This conclusion is based
on one or two goals, either the desire to guarantee the
nation’s security, or the desire to expand its wealth and
status, and demonstrate its strength. (Ben-Eliezer 2012:7)
In contrast the neoliberal approach uses these goals as
reasons for avoiding war. For example, neoliberals argue that
nations have a better chance of maximizing their material
gains by improving commercial relations with other countries
rather than going to war. Neoliberals also place great faith
in International institutions as a means of controlling
countries and forging cooperation between them in an effort to
avoid war. (Ibid 2012:7)
9
Some believed that with the end of the Cold War,
globalization, and the rise of neoliberal markets, an end to
the war was imminent. This illusion was shattered not only
when the world trade centre on September 11, 2001, but also
even earlier by conflicts and wars in Yugoslavia, Chechnya,
Sudan Liberia, Somalia, Rwanda, not to mention Afghanistan,
Iraq, and the Middle East, Israel included. These wars seemed
different in many respects from those of the past. The new
wars were characterized by the attempt to provide an answer,
not to the position of states within the International system,
but to the character of communities. The claim that wars had
assumed a new form reverberated throughout the literature,
with the appearance of studies that referred to “new wars” or
postmodern wars, “wars of the third kind”, “identity wars”,
“low intensity conflicts”, “small wars”, “limited wars” etc.
The analysis of these new wars often invoked new concepts such
as “new threats”, “new fears”, “new risks” and of course “new
terrorism” and the “global war on terrorism” (Ben-Eliezer
2012:8)
10
New wars depart from the usual conventional pattern insofar as
they are not exclusively wars between states, certainly not
between strong states. In contrast, they are civil wars, or
wars that have the characteristics of civil wars, in that they
are wars between communities, or between non states and
states. These wars are not waged between professional,
conscript, or mass armies, even if such armies take part
alongside other military groups. In fact, these wars involve a
welter of forces: private armies, militias, autonomous
military units, paramilitary groups, regional armies, segments
of national armies, tribal armies, national movements,
underground organizations, mercenaries, terrorist gangs, and
even criminal organisations. (Ben-Eliezer 2012:9)
Another element of the peculiarities of these wars is that
they are no longer fought on specific battlefields, such as
Trafalgar, Waterloo, El-Almein, Stalinford, or the Golan
Heights in 1973, in which on decisive victory can determine
the outcome of the war. In addition, the purposes of the new
war are less likely to be clearly defined and bureaucratically
formulated. One of the arguments concerning this change is
11
that the new wars are marked neither by desire to conquer
enemy territory nor by the goal of appropriating the
adversary’s material resources. Furthermore, in wars of this
kind, there is usually no declaration of war. The end of the
war is never clear. In addition, the dichotomous boundaries
between the front and the rear, soldiers and civilians, peace
and war, legal and illegal activities, internal and external,
local and global are often blurred. In these wars, the loci of
violence often shift from the battlefields to the big cities,
refugee camps, and villages-in short, to civilian habitats.
(Ben-Eleizer 2012:10)
Looking at the principle of neutrality
In order to critically understand why there is a great debate
on right versus need needs in the humanitarian sphere, it is
important to go back and address one of the three basic
principles on which humanitarianism was founded.
It is crucial to understand the origins of the concept of
neutrality to appreciate the difficulties of applying it to
contemporary conflicts. The notion gained currency in the 19th
12
century in Europe in the context of wars fought between
professional armies on a battlefield. A third party could
engage as arbiter, and required the confidence of both sides
to play such a role effectively. Thus the concept of
neutrality pertained to such arbitrage at a time when wars
were fought according to certain rules and at a time when
there was a clear distinction between combatants and non-
combatants. (Terry 2000:1)
Although neutrality might be useful as a tool of humanitarian
action under certain circumstances, there are many perverse
effects of neutrality that need to be explored. Most of these
stem from the fact that the situations of war under which the
concepts developed are very different to contemporary
conflicts. Today’s wars are not undertaken between two states
on a defined battlefield but are international or internal
conflicts involving ideological, economic, religious, and
political stakes, that are played out in urban, rural,
populated and unpopulated areas alike. Civilian casualties and
displacement are rarely the unfortunate by-products of
13
conflict, but as in Bosnia and Rwanda, can be the objective of
the conflict itself. (Terry 2000:2)
Humanitarian action is more than a technical exercise aimed at
nourishing a population defined as ‘in need’, but is a moral
endeavour based on solidarity with other members of humanity.
Thus the overriding question that we need to pose is whether
it is morally acceptable to remain neutral when faced with
genocide of grave violations of human rights. Refusing to make
judgement about who is wrong and who is right assumes a legal
and moral equality between oppressors and their victim’s it
places them on an equal footing. Remaining neutral ratifies
the law of the strongest. (Terry 2000:3)
Arguments against a rights based approach.
In as much as a rights based approach is gaining attention in
the humanitarian sphere, there are many who feel that shifting
away from the initial principles of humanitarianism will bring
to light a new set of problems for the humanitarian actors who
respond to conflicts.
14
One argument raised is the politicisation of humanitarian
space. This argument says that, whatever its apparent
attractions, a rights-based approach to humanitarianism
inevitably introduces a political Trojan Horse into the
neutral and apolitical humanitarian arena, and for that reason
is to be viewed with suspicion, or rejected altogether. This
is a pragmatic argument as much as a principled one An
alliance with human rights activism, it is said, threatens the
very space within which humanitarian action can take place,
since such activism is inevitably perceived to be partisan,
and depends on a modus operandi of denunciation and shaming
that is incompatible with the careful negotiation,
constructive engagement and relative discretion required by
humanitarian action. Human rights organisations, it is noted,
do not work on the ground, and are not threatened by the
consequences of speaking out. (Darcy 2004:11)
Also the co-option by political actors, this argument concerns
both the possibility of independent humanitarian action, and
the dangers of political ‘hijacking’ of the humanitarian
agenda. Critics point in particular to the use made of rights
15
rhetoric, combined with the language of humanitarianism, to
produce a hybrid justification for actions such as the bombing
of Kosovo or the invasion of Iraq. They see the association of
humanitarian agencies with such actions and their rationale as
excluding the possibility of independent action, undermining
the basis of humanitarian action, and simultaneously
corrupting the concept of rights. (Opcit 2004: 11)
Some argue that precisely because of the nature of engagement
that a rights approach implies –including, for example, a
willingness to testify at tribunals – humanitarians should
think twice before they adopt such an approach. The broader
argument here is that rights are in danger of being
instrumentalised in political agendas, and that humanitarians
may be complicit in this. Related to this is the selectivity
of engagement noted above: rights are invoked when it suits
the political case to do so, but are otherwise seen as a
nuisance. (Darcy 2004: 12)
One argument raised about the rights based approach is that
they are irrelevant. This line of criticism concerns the
16
nature of the situations within which humanitarian action is
undertaken. These, it is argued, are typically situations in
which the political contract between people and government has
broken down. The invoking of rights in such contexts is a
largely rhetorical exercise, since the primary duty-bearer
(the state) has proven itself unwilling or unable to fulfil
its obligations, and may indeed be the chief threat to
people’s welfare. Even allowing that individuals may have a
right to humanitarian assistance, and may have claims on the
wider international community, the language of rights in such
situations tends to obscure rather than expose the (often
anarchic) reality. In such circumstances, humanitarian action
fills the gap between rights and reality. The real concern is
anyway not with rights per se, but with human suffering. (Ibid
2004:12)
CASE STUDY: DARFUR
As much as there are differences between Rwanda and Darfur,
there are also similarities to these two cases. For one,
Darfur has been referred to as Rwanda all over again,
especially in light with the genocide that has occurred there.
17
Also it is similar to Rwanda when it comes to the issue of
sovereignty, the emphasis given to keeping a peace process on
track and failures of addressing the deep rooted causes of the
conflict and human rights violations for fear of upsetting the
Khartoum government and an inadequate response by the
international community.
The humanitarian crisis in Rwanda began shortly before the
defeat of the Rwandan armed Forces by the Tutsi RPF in July
1994. The Rwandan government issued state directives
encouraging Hutu’s to flee Rwanda for fear of retaliatory
attacks by the RPF. More than two million Hutu’s sought refuge
in the neighbouring countries of Zaire (Congo), Tanzania and
Burundi, and approximately one million Rwandans were displaced
internally. Unable to triage refugees, NGOs felt complicit in
prolonging the conflict and aggravating human suffering in the
camps. This sentiment led to the shared belief that they
failed to meet their moral duty. (Gugerty 2010:186)
NGOs reactions to perceived failures in Rwanda were more
severe that in the Biafra intervention, though many of the
18
same problems, such as capacity, coordination, and security
hindered NGO performance in both emergencies. Though some aid
groups working in Biafra did voice concerns that humanitarian
relief aid prolonged the conflict by emboldening Biafrans,
their calls for reflection on the political and long-term
effects of humanitarian aid did not resonate in the
humanitarian sector. In contrast, NGOs in Rwanda reflected
deeply about the long-term impacts of their intervention. The
Rwanda case highlights a fundamental shift in the expectations
of humanitarian NGOs. The standard that emerged in Rwanda was
one of the “humanitarianism plus” or the belief that NGOs
should not only alleviate suffering but also pay attention to
root causes of suffering and take into account the impacts of
aid on local communities. (Ibid 2010:186)
Though NGOs felt that they failed to meet the demands of the
humanitarianism plus standard, they interpreted this failure
in different ways. Two dominant positions emerged during the
crisis: groups such as CARE-UK, THE International Federation
of Red Cross and Red Crescent Societies, Oxfam, and the Dutch
and Belgian sections of Medecins Sans Frontiers (MSF) felt
19
that their moral duty justified staying in Rwanda. Others,
like MSF-France and the International Rescue Committee (ICR),
eventually pulled out of Rwanda because they believed that
humanitarian aid was abetting the former-FAR refugees and
prolonging the suffering. The two groups disagreed on how to
meet their moral duty in Rwanda. Whereas the latter group
acknowledged the potentially negative effects of well-
intentioned actions, the former group believed that, above
all, helping those in need superseded the problems associated
with providing aid. (Gugerty 2010:187)
According to Watkins (1995) particular stark dilemmas were
faced by Oxfam and other agencies in and around Rwanda. They
were profound debates over whether to continue providing
relief to refugees in camps in Tanzania and Eastern Zaire. The
camps in Zaire held some 630,000 refugees and were largely
controlled by those who masterminded the killing of up to one
million Rwandans between April and July 1994. Having condemned
the genocide and demanding that its perpetrators be brought to
justice, Oxfam and other agencies had found themselves in the
invidious position of delivering aid through structures
20
controlled by the very people responsible for the crimes
committed in Rwanda. Hutu military leaders controlled the
camps and used them as a base from which they planned there
incursions into Rwanda and forcibly prevented refugees from
returning home. Some agencies, unwilling to work with people
who were guilty of genocide pulled out.
The humanitarian crisis in Darfur confirms the limits of band-
aid humanitarianism. Human rights groups have documented
widespread human rights violations. Western states and
organisations have become involved to address the crisis, yet
their humanitarian activity has stopped short of ending the
emergency. Instead, 'the advocacy has stimulated government
responses that have had the perverse effect of defusing the
political pressure to stop the killings and return the
refugees home'. Western governments can pinpoint their
engagement to limit damage and save lives. But that type of
involvement perpetuates a low level crisis that keeps people
dying slowly, instead of ending their suffering. From the
Western vantage point, slow death is much preferable to quick,
violent annihilation. The lack of widespread killing does not
21
mobilise media interest, and buys time for Western diplomacy
trying to defuse the crisis. This intervention is a case of
damage control parading as humanitarianism. (Belloni 2001:465)
Aid agencies are grappling with familiar problems around
advocacy in Darfur. Long-recognised as a crisis of protection,
and not solely of humanitarian relief, difficult issues have
emerged as to the roles aid actors should play in advocating
for measures to address civilian insecurity and conflict
resolution.
Darfur demonstrates many of the classic characteristics of a
non-permissive advocacy environment: high levels of insecurity
for aid workers, continuous efforts by the Sudanese government
to curtail what it perceives as ‘political’ activities and
inconsistent levels of humanitarian access. There are thus
serious operational considerations to be taken into account
when undertaking advocacy. Finally, there are issues of
competence and expertise. (HPG 2007:1)
22
As aid agencies began to advocate on sensitive civilian
protection issues, the risks associated with advocacy
appeared. As agencies began to press for a strengthened
mandate and increased manpower for the African Union
peacekeeping mission, AMIS, the president of the Sudanese
national assembly announced the dispatch of a parliamentary
commission ‘to investigate the work of humanitarian
organizations (which) are trying to gain control of the
camps’. The Sudanese president, President Omar al-Bashir,
declared that ‘humanitarian organizations were the real
enemies’ of Sudan. A press release by Save the Children-UK,
reporting the aerial bombardment of Tawila in North Darfur,
resulted in a threat to expel the agency’s head. Similar steps
were taken against Oxfam GB in November 2004 when it publicly
berated what it saw as the UN Security Council’s ‘diplomatic
dithering’ over Darfur. Between December 2004 and April 2005,
at least 20 aid workers, most of them from organisations
publicly advocating on IDP issues, were arrested or detained
(HRW, 2005).
23
This increase in the harassment and intimidation of aid actors
also corresponded with rising insecurity. According to OCHA,
reported security incidents involving aid workers (including
theft, detention, physical/sexual assault and death) increased
by 59% between 2005 and 2006 and by a further 53% in the first
half of 2007. While the effects of insecurity are felt across
the humanitarian sector, operational NGOs and other non-UN
agencies have borne the brunt, with a 69% rise in the number
of security incidents between 2005 and 2006, compared to a 28%
increase for UN agencies. Over this period, and particularly
during 2007, field workers also indicated an increase in the
number of expulsions and greater difficulties in renewing
working papers, particularly for agencies engaged in policy or
protection activities. (HPG 2007: 3)
The experience of advocacy in Darfur indicates a lack of
consensus about where the ‘edge’ of humanitarianism lies.
Different agencies have adopted different approaches, but in
general there has been a willingness to compromise strict
neutrality in order to address questions of civilian
insecurity and/or conflict resolution. This reflects a growing
24
acceptance of the role that humanitarian agencies can play in
influencing political debates. However, what has yet to emerge
is an articulation of the humanitarian agenda in these
debates. While MSF’s approach tends to be more closely defined
– focusing on catalysing attention to injustice, rather than
prescribing solutions – this is not always consistent. (HPG
2007:6)
It is ‘widely recognised’ that Darfur is a ‘crisis of
protection rather than a simple assistance crisis’ (Mowjee
2006:18). However, by promoting the rights of communities
which have been targeted by the government, aid agencies and
NGOs are inevitably perceived to be acting politically. Any
advocacy on the conflict in Darfur’ challenges the Sudanese
government’s line that the situation is a minor and internal
issue. In speaking out against the government and the
Janjaweed, aid agencies and NGOs appear to have solidarity
with the ‘black’ population and rebel groups (HRW 2006: 21-22)
Tensions are therefore not merely erupting between ‘Arabs’ and
‘blacks’, nomads and agriculturalists, but between all of the
25
various tribes. ‘Inter-Arab clashes’ are thought to ‘have
killed nearly 200 people in southern Darfur’ since the turn of
the year and ‘thousands of Arabs have been forced into
makeshift displacement camps’. Rather than providing aid for
Arab tribes, agencies and NGOs have left them ‘at the back of
the queue for relief… they are usually considered last and
receive less than their fair share’. Not only is an unbalanced
humanitarian response likely to fuel resentment between
communities, but in the absence of outside help, Arab nomads
may believe they have no choice but to fight for their
survival.
In sum, it appears that the advocacy work of aid agencies and
NGOs in Darfur has resulted in the ‘humanitarian space’
shrinking. On the one hand, aid workers are operating under
conditions which are not secure; they are subject to
harassment and even attacks because of speaking out. But also
on the other hand aid organisations seem to have created a
hierarchical structure of who is worthy of receiving aid and
this will only fuel the conflict and increase animosity among
the fighting parties..
26
It is perhaps not surprising then that aid should have had
unintended political consequences in Darfur. The denial of
humanitarian access to ‘rebel’ populations has been a high-
profile problem: both the government and Janjaweed militia
have deliberately prevented agencies and NGOs from working in
rebel-held areas so as to weaken their civilian support base.
Predictably, people who have been forced to leave their
villages have tended to move to centralized IDP or refugee
camps where humanitarian aid is more reliably available. There
is some evidence that the government is deliberately
manipulating this dynamic in order to move people into
territory which it controls. Thus, pro-government forces are
able to contain vulnerable and compliant ‘rebel’ populations
through a campaign of harassment and terrorization of the IDP
settlements. Some aid workers have even suggested that, as a
result of this process, the humanitarian effort is
‘perpetuating the conflict’ (Mowjee 2006: 18)
The Human right watch (2006) asserted that advocacy for a
rights based approach appears to have contributed to the high
levels of violence and intimidation towards humanitarian
organizations, something which, in its extreme, has critically
27
undermined the ‘humanitarian space’ and made operations
untenable. However, one must be careful not to assume a simple
causal relationship between advocacy-work and attacks on aid
agencies and NGOs, as even the ‘neutral’ ICRC has been
targeted.
CONCLUSION
28
The case of Darfur used in this paper gives an insight of what
it means operationally for aid agencies to have a rights based
approach. From the literature provided above, the question of
whether humanitarian action should be that of a rights based
approach as opposed to that of a needs based approach is very
complex. There are a plethora of arguments for both why aid
organisations must adopt a rights based approach and also why
aid organisations must focus solely on needs and not enter
political arenas. To a large extent the focus on adopting a
rights based approach has moved away from the very reason why
humanitarian action was conceived and that is the universal
right to assistance and there is a real danger when it comes
to this. On the other hand however, the rights based approach
has been advocated for because it not only concerns itself
with remedial solutions for today but for the future as well.
The rights based approach is focused on accountability be it
by governments or anyone carrying out violations and is very
justice oriented
Although traditional humanitarianism is more obviously duty-
based than rights-based, there is no inconsistency in
principle between human rights and humanitarian goals. Both
29
forms of humanitarianism aim at protecting people and believe
that laws must be engaged to deal with people committing
crimes; both are governed by broadly compatible principles.
The luck of consensus not only in the humanitarian sphere but
also among academics and the international community is one
that will remain because it is hard if not almost impossible
to articulate what good humanitarianism should look like. Even
with initiatives to improve standards and develop guidelines
for humanitarian work, like, the new Code of Conduct, the
Sphere Project, and the concept of ‘Do No Harm’, there still
remains a lack of clarity with regards to the framework for a
new humanitarian system.
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