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HUMAN SECURITY: HUMAN SECURITY: FOUR DEBATES FOUR DEBATES Dr. Walter Dorn, Royal Military College of Canada Pearson Peacekeeping Centre 6 June 2003
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HUMAN SECURITY: FOUR DEBATES Dr. Walter Dorn, Royal Military College of Canada Pearson Peacekeeping Centre 6 June 2003.

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Page 1: HUMAN SECURITY: FOUR DEBATES Dr. Walter Dorn, Royal Military College of Canada Pearson Peacekeeping Centre 6 June 2003.

HUMAN SECURITY: HUMAN SECURITY: FOUR DEBATESFOUR DEBATES

Dr. Walter Dorn,

Royal Military College of Canada

Pearson Peacekeeping Centre

6 June 2003

Page 2: HUMAN SECURITY: FOUR DEBATES Dr. Walter Dorn, Royal Military College of Canada Pearson Peacekeeping Centre 6 June 2003.

““The world can never be at The world can never be at peace unless people have peace unless people have

security in their daily lives.”security in their daily lives.”

– – Human Development Report 1994Human Development Report 1994, UNDP p.1, UNDP p.1

DFAIT

Page 3: HUMAN SECURITY: FOUR DEBATES Dr. Walter Dorn, Royal Military College of Canada Pearson Peacekeeping Centre 6 June 2003.

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CRITICISMS OF HUMAN CRITICISMS OF HUMAN

SECURITYSECURITY• Ill-defined concept

· Competing definitions, varying scope

• Constrains freedom of national action· Diverts attention from hard-core national security issues

· Global concerns vs continental vs bilateral

• Threatens sovereignty and state responsibility· Supports outside intervention and "neocolonialism"

· Rationale for unwanted and unwarranted intervention

· Subject to misuse

• Diverts resources from military

• Diverts resources from traditional international aid · Different projects and procedures (human vs state centered)

• Overstretches capacity of contributors and UN· Impossible mandate

• Not new· "Old wine in new bottles"

Page 4: HUMAN SECURITY: FOUR DEBATES Dr. Walter Dorn, Royal Military College of Canada Pearson Peacekeeping Centre 6 June 2003.

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““ILL-DEFINED GUIDE”ILL-DEFINED GUIDE”

“The use of force to help one side in a conflict inevitably hurts others, including some who are not involved… The reality is that human security remains a rather vague and ill-defined guide to action, lacking an adequate international consensus on either its meaning or its application.”

The New NATO and Evolution of PK: Implications for Canada, The Senate, April 2000, p. 56 (emphasis added)

Page 5: HUMAN SECURITY: FOUR DEBATES Dr. Walter Dorn, Royal Military College of Canada Pearson Peacekeeping Centre 6 June 2003.

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THE FOUR DEBATESTHE FOUR DEBATES

• Scope: (Proponents)· Broad vs narrow

• Competition: (Opponents)· Human security vs national security · Human security vs development

• Origin: (Academics)· Recent or traditional?

• Application:· Interventionist or non-interventionalist (N/S)· Achievements: Nothing or everything? (Cynics)

Page 6: HUMAN SECURITY: FOUR DEBATES Dr. Walter Dorn, Royal Military College of Canada Pearson Peacekeeping Centre 6 June 2003.

1. DEBATE OVER 1. DEBATE OVER SCOPESCOPE

Page 7: HUMAN SECURITY: FOUR DEBATES Dr. Walter Dorn, Royal Military College of Canada Pearson Peacekeeping Centre 6 June 2003.

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UNDP DEFINITIONUNDP DEFINITION

"… safety from chronic threats and protection from sudden hurtful disruptions in the patterns of daily life."

— UN Human Development Report 1994

Categories of security: • Economic - Assured basic income; job security• Food - Basic food needs met• Health - Freedom from diseases

& debilitating sickness• Environmental - Healthy physical environment• Community - Support from family and broader groups• Political - Respect for basic human rights• Personal/physical - Freedom from physical violence

Page 8: HUMAN SECURITY: FOUR DEBATES Dr. Walter Dorn, Royal Military College of Canada Pearson Peacekeeping Centre 6 June 2003.

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DFAIT DEFINITIONDFAIT DEFINITION

“Human security means freedom from pervasive threats to people's rights, safety, and lives.”

Source: DFAIT Canada

CP

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es

Page 9: HUMAN SECURITY: FOUR DEBATES Dr. Walter Dorn, Royal Military College of Canada Pearson Peacekeeping Centre 6 June 2003.

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CANADIAN FOCUSCANADIAN FOCUS

DIMENSIONS• Economic • Food • Health • Environmental• Community • Political• Personal / physical

(freedom from physical violence)

Page 10: HUMAN SECURITY: FOUR DEBATES Dr. Walter Dorn, Royal Military College of Canada Pearson Peacekeeping Centre 6 June 2003.

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““THE HUMAN SECUIRTY AGENDA”THE HUMAN SECUIRTY AGENDA”

Internet Site – www.humansecurity.gc.ca

Page 11: HUMAN SECURITY: FOUR DEBATES Dr. Walter Dorn, Royal Military College of Canada Pearson Peacekeeping Centre 6 June 2003.

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COMMISION ON HUMAN SECURITYCOMMISION ON HUMAN SECURITY

"to protect the vital core of all human lives in ways that enhance human freedoms and human fulfilment."

Co-chairs:Sadako OgataAmartya Sen

Page 12: HUMAN SECURITY: FOUR DEBATES Dr. Walter Dorn, Royal Military College of Canada Pearson Peacekeeping Centre 6 June 2003.

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SOLUTION BY SYNTHESISSOLUTION BY SYNTHESIS

Each approach recognizes the following principles:

• Interdependence:

All components of security are interlinked

Security of all peoples are interrelated

• Universality: applicable to all human beings

• Action oriented: imperative of protection and of prevention

• Some other countries and groups prefer the broader concept.

• They are complimentary approaches!

Page 13: HUMAN SECURITY: FOUR DEBATES Dr. Walter Dorn, Royal Military College of Canada Pearson Peacekeeping Centre 6 June 2003.

2. COMPETITIVE / 2. COMPETITIVE / CONFLICTING CONCEPTS:CONFLICTING CONCEPTS:

Human security vs Human security vs human developmenthuman development

Human security vs national Human security vs national securitysecurity

Page 14: HUMAN SECURITY: FOUR DEBATES Dr. Walter Dorn, Royal Military College of Canada Pearson Peacekeeping Centre 6 June 2003.

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HUMAN DEVELOPMENTHUMAN DEVELOPMENT

• "a process of expanding people's choices, opportunities and strengthening their human capabilities”, human fulfilment

• Economic - Assured income; job security; eliminate poverty

• Food - Basic food needs met• Health - Freedom from diseases & debilitating sickness• Environmental - Healthy physical environment• Community - Support from family and broader groups• Political - Respect for basic human rights• Personal - Freedom from physical violence

• Education

Page 15: HUMAN SECURITY: FOUR DEBATES Dr. Walter Dorn, Royal Military College of Canada Pearson Peacekeeping Centre 6 June 2003.

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SOLUTION BY SYNTHESIS: SOLUTION BY SYNTHESIS: HUMAN DEVELOPMENTHUMAN DEVELOPMENT

• “Freedom from Fear” and “Freedom from Want”

• HS: Removing risks to human development (downside risks)

• Human Security is the ability to pursue the fruits of human development in a safe environment

• Complementary and mutually re-enforcing

· Human security is necessary for progressive human development

· Human development is necessary for lasting human security

• Increased cooperation between security and development communities as themes converge

The Ottawa AP Mines Ban allows previously unusable mined fields to

be cultivated

Page 16: HUMAN SECURITY: FOUR DEBATES Dr. Walter Dorn, Royal Military College of Canada Pearson Peacekeeping Centre 6 June 2003.

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NATIONAL SECURITYNATIONAL SECURITY

Human security = Protection of the human being

National security = Protection of the nation and state

Page 17: HUMAN SECURITY: FOUR DEBATES Dr. Walter Dorn, Royal Military College of Canada Pearson Peacekeeping Centre 6 June 2003.

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STATE-CENTRED SECURITYSTATE-CENTRED SECURITY

STATE A

SECURITY

STATE B

SECURITY

The gain of the state is sought. State A's loss is State B's gain. With a non-democracy, the citizenry are secondary considerations.

Page 18: HUMAN SECURITY: FOUR DEBATES Dr. Walter Dorn, Royal Military College of Canada Pearson Peacekeeping Centre 6 June 2003.

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NATIONAL VS GLOBAL NATIONAL VS GLOBAL INTERESTINTEREST

• “It is a very perilous thing to determine the foreign policy of a nation in terms of material interest. It is not not only unfair to those with whom you are dealing, but it is degrading as regards your own actions.”

— US President Woodrow Wilson, 1913

• “The very idea of America is to serve humanity”· President Woodrow Wilson, address to US Naval Academy

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PEOPLE-CENTERED SECURITY: PEOPLE-CENTERED SECURITY: RECOGNIZING INTERDEPENDENCERECOGNIZING INTERDEPENDENCE

CITIZENRYA

STATE A

SECURITY

CITIZENRYB

STATE B

SECURITY

Commonalities among peoples recognized. Exchange of perspectives, persons, goods, services, ideas. Security overlaps. State A acts to make citizens

of State B more secure and vice versa.

“COMMON SECURITY FOR A COMMON HUMANITY”

Page 20: HUMAN SECURITY: FOUR DEBATES Dr. Walter Dorn, Royal Military College of Canada Pearson Peacekeeping Centre 6 June 2003.

TRADITIONAL (NATIONAL) SECURITY HUMAN SECURITY

Goal: Protection of the home state and its citizens

Goal: Protection of human beings everywhere

Favoured by the real politique school, who stress that:

- States are the primary actors (e.g., friend or foe)

- Concerned with maintenance and centrality of state power

- "Sovereignty has primacy"; rests with the state but might makes right

- Importance placed on military forces and alliances

- Balance of power sought

- Individual life can be sacrificed for the sake of the nation

Favoured by liberal internationalists, who stress that:

- Individuals are the primary actors & the basis of democratic governance

- Governments created to serve the people not vice versa

- Seek empowerment of the individual, civil society

- Governments not monoliths but to be viewed in relation to people both inside and outside of nation

- "Sovereignty is responsibility"

- Value sanctity of human life

- Seeks system of universal rules & laws and their enforcement

CONTRASTING NATIONAL & HUMAN SECURITY

© W. Dorn, 2001

Page 21: HUMAN SECURITY: FOUR DEBATES Dr. Walter Dorn, Royal Military College of Canada Pearson Peacekeeping Centre 6 June 2003.

NATIONAL SECURITY HUMAN SECURITY

PRIORITIES & INITIATIVES

- Protection of the state, including its borders, independence, traditions, values, ideologies

- Strong reliance on weaponry

- Formation of alliances with other states

- Identify and confront enemies

- Seek to "win wars”, "defeat" enemies, isolate "rogue states"

- "An increase in my enemy's security is a threat to mine“

PRIORITIES & INITIATIVES

- Saving human lives and alleviation of human suffering

- Protection of people

- Peacekeeping

- Humanitarian intervention

- Refugees assistance

- Minority rights

- Prevention, deal with causes of violence

- Control weapons causing most human damage e.g., AP Mines, small arms

- Global standards for treatment of people, e.g., human rights & int. humanitarian law

- Punish deserving individuals only

- e.g., International Criminal Court

- Integration of consistent laws, nationally & globally

- Security is interdependent© W. Dorn, 2001

Page 22: HUMAN SECURITY: FOUR DEBATES Dr. Walter Dorn, Royal Military College of Canada Pearson Peacekeeping Centre 6 June 2003.

ENLIGHTENED

NATIONAL SECURITY

ORGANIZED

HUMAN SECURITY

- "Enlightened self-interest“

- Interdependence of peoples & nations

- Peace is in the national interest in an small world

- “Preventing war is best; everyone looses after a war”

- Respect and promote democracy at home and abroad

- States exist to serve the interests and concerns of people; recognizes humanitarian imperative/intervention

- State seek high moral/ethical standards

- Soldiers and citizens educated in human rights and human security

- Citizen soldiers respect international laws and universal/local values

- States are essential actors in the promotion of human security

- Military forces can be key to defence of human security

- International organizations for peace to be strengthened

- International peace is indivisible

"When one person suffers we all share in the suffering"

- Collective action is indispensable

"All for one and one for all"

- Responsible national citizenship means organizing for the welfare of others, global governance

- “Above all, humanity”

Organized human security and enlightened national security are

ONE AND THE SAME.

CONVERGENCE OF HUMAN & NATIONAL SECURITY

Page 23: HUMAN SECURITY: FOUR DEBATES Dr. Walter Dorn, Royal Military College of Canada Pearson Peacekeeping Centre 6 June 2003.

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CONVERGENCECONVERGENCE

• “Enlightened national security” recognizes that the security of all people is in the national interest · Interdependence (threats, refugees, economies, awareness)· Promote rule of law· Global responsibilities

• Goals for national forces· Preventive action· Protection of the innocent· Support peace · Laws of armed conflict· Support democracy · Enforcement of international law and justice

Page 24: HUMAN SECURITY: FOUR DEBATES Dr. Walter Dorn, Royal Military College of Canada Pearson Peacekeeping Centre 6 June 2003.

"The sovereignty of the community, the region, the nation, the state … make sense only if it derived form the one genuine sovereignty – that is, from the sovereignty of the individual."

— Vaclav Havel

Basis of National SecurityBasis of National Security

Page 25: HUMAN SECURITY: FOUR DEBATES Dr. Walter Dorn, Royal Military College of Canada Pearson Peacekeeping Centre 6 June 2003.

3. Debate over the Origins3. Debate over the Origins

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CLAIMSCLAIMS

• UNDP: “the new concept of human security”

• Axworthy: new human security approach/agenda

• Departure and contrast with “traditional security”

VS

• Long standing notions of human rights and development

• Old wine in new bottles

Page 27: HUMAN SECURITY: FOUR DEBATES Dr. Walter Dorn, Royal Military College of Canada Pearson Peacekeeping Centre 6 June 2003.

"The recognition of the individual [human being] as the fundamental criterion of all things temporal has been one of the greatest liberating forces in history."

- Lester B. Pearson

W.

Do

rn

PEARSONIAN TRADITIONPEARSONIAN TRADITION

Page 28: HUMAN SECURITY: FOUR DEBATES Dr. Walter Dorn, Royal Military College of Canada Pearson Peacekeeping Centre 6 June 2003.

“What we seek is the rule of law, based on the consent of the

governed and sustained by the generalized opinion on

mankind.”

“[W]e wished nothing for ourselves thatwe were not ready to demand for all mankind —

fair dealing, justice, the freedom to live and to be at ease against organized wrong."

• Foreign policy must be "more concerned about human rights than about property rights."

“We are bidden by these people to make a peace which will make

them secure.”

WILSONIAN TRADITIONWILSONIAN TRADITION

Page 29: HUMAN SECURITY: FOUR DEBATES Dr. Walter Dorn, Royal Military College of Canada Pearson Peacekeeping Centre 6 June 2003.

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ORIGIN IN HUMAN RIGHTSORIGIN IN HUMAN RIGHTS

• “Everyone has the right to life, liberty and the security of person”· Universal Declaration of Human Rights (Article 3)

· Canadian Charter of Rights and Freedoms

• fundamental freedoms without discrimination· UDHR

• “… to reaffirm faith in fundamental human rights, in the dignity and worth of the human person”· UN Charter

HUMAN SECURITY IS A HUMAN RIGHT!HUMAN SECURITY IS A HUMAN RIGHT!

Page 30: HUMAN SECURITY: FOUR DEBATES Dr. Walter Dorn, Royal Military College of Canada Pearson Peacekeeping Centre 6 June 2003.

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CANADIAN CHARTER AND CANADIAN CHARTER AND TRADITIONTRADITION

• “Everyone has the right to life, liberty and the security of person”· Canadian Charter of Rights and Freedoms

• Historical· Rule of law; POGG

Page 31: HUMAN SECURITY: FOUR DEBATES Dr. Walter Dorn, Royal Military College of Canada Pearson Peacekeeping Centre 6 June 2003.

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SOLUTION BY SYNTHESISSOLUTION BY SYNTHESIS

• Origin in tradition but evolution in Implementation

• Rights of the individual to be upheld (supported/enforced) globally

• Importance of humanitarian concerns

• Individuals increasingly as both object and subject of IHL

• Individual accountability· International criminal law/court (ICC)· Sanctions

• Non-state actors

Page 32: HUMAN SECURITY: FOUR DEBATES Dr. Walter Dorn, Royal Military College of Canada Pearson Peacekeeping Centre 6 June 2003.

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WHY NOW?WHY NOW?

• Humanitarian catastrophes of 1990s· Increased internal conflict in 1990s … threats

to innocent civilians

· about 1 million people lose their lives to conflict each year

· Humanitarian imperative enhanced by media (TV) images

• Increased global awareness and interdependence CP

Arc

hiv

es

• End of Cold War · Disappearance of East/West military and

ideological confrontation

· Security Council, previously preoccupied

with alliances, now “unfrozen”

Page 33: HUMAN SECURITY: FOUR DEBATES Dr. Walter Dorn, Royal Military College of Canada Pearson Peacekeeping Centre 6 June 2003.

4. Debate over Application4. Debate over Application(HS Promotion and (HS Promotion and

Enforcement)Enforcement)

Page 34: HUMAN SECURITY: FOUR DEBATES Dr. Walter Dorn, Royal Military College of Canada Pearson Peacekeeping Centre 6 June 2003.

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INTERVENTIONIST?INTERVENTIONIST?

• ICISS solution: responsibility to protect … · lies first with the state concerned· If state fails, then responsibility falls to

international community· Just war theory

• East Timor, Kosovo, Congo, Iraq?

Page 35: HUMAN SECURITY: FOUR DEBATES Dr. Walter Dorn, Royal Military College of Canada Pearson Peacekeeping Centre 6 June 2003.

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Application: Is HS Practical?Application: Is HS Practical?

• Vision

• Consistency of policy

• Achievements

Page 36: HUMAN SECURITY: FOUR DEBATES Dr. Walter Dorn, Royal Military College of Canada Pearson Peacekeeping Centre 6 June 2003.

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ACHIEVEMENTS: ACHIEVEMENTS:

CANADA’S HUMAN SECURITY AGENDACANADA’S HUMAN SECURITY AGENDA

• Protection of civilians· Awareness (precision targeting), SC resolution on protection, war-

affected children,landmines, Africa, ICC

• Peace Support Operations· Rapid deployment (SHIRBRIG), Brahimi report, PPC· Transitional Administrations - Peacebuilding (long haul)

• Governance and accountability· ICISS criteria, ICTY/R, ICC, SSR (Bosnia et al.), sanctions

(diamonds)

• Public safety· Terrorism conventions, landmines, INTERPOL

• Conflict Prevention· SG’s Prevention Report, early warning, UNPREDEP, small arms,

development agencies

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NEW PARTNERSHIPSNEW PARTNERSHIPS

• Human Security Network (Governmental)· Austria, Canada, Chile, Greece, Ireland, Jordan, Mali, Norway,

Slovenia, South Africa, Switzerland, Thailand· http://www.humansecuritynetwork.org

• Partnerships with Civil Society Organizations (CSOs)· Landmines cooperation· Rise of Civil-Military Cooperation (CIMIC) and use of a Civil-Military

Operation Centre (CMOC)

• Precedents in the Security Council· ICRC President addressed formal sessions of SC (first time in Feb

2000); · UNHCHR (Mary Robinson) appeared before SC (18 Sept 1999)

Page 38: HUMAN SECURITY: FOUR DEBATES Dr. Walter Dorn, Royal Military College of Canada Pearson Peacekeeping Centre 6 June 2003.

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STRENGTHENING GLOBAL STRENGTHENING GLOBAL ORGANIZATIONORGANIZATION

• Disarmament• Peacekeeping• Conflict Prevention &

Resolution• Political Affairs• Peacebuilding• Humanitarian Affairs• Human Rights• Transnational

Crime

• Economic and Social• Human Development• Diplomacy

"Ensuring human security is, in the broadest sense, the United Nations' cardinal mission." - Kofi Annan

Page 39: HUMAN SECURITY: FOUR DEBATES Dr. Walter Dorn, Royal Military College of Canada Pearson Peacekeeping Centre 6 June 2003.

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CONCLUDING REMARKSCONCLUDING REMARKS

• Scope: flexible and compatible

• Tension with national security: compatible with enlightened self-interest; Global problems require global solutions

• Origin: New term; old well-established foundation (human rights)

· Personality promoted but grounded in liberal democratic tradition· Both developing and developed world

• Application: requires judicial selection for enforcement operations

· Resistance to change, power shifts

• Human security is here to stay· Respect for human security is the means as well as the ends

Page 40: HUMAN SECURITY: FOUR DEBATES Dr. Walter Dorn, Royal Military College of Canada Pearson Peacekeeping Centre 6 June 2003.

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HUMAN SECURITY

… HERE TO STAY

Page 41: HUMAN SECURITY: FOUR DEBATES Dr. Walter Dorn, Royal Military College of Canada Pearson Peacekeeping Centre 6 June 2003.

Not until the creation and maintenance of Not until the creation and maintenance of decent conditions of life for all people are decent conditions of life for all people are

recognized and accepted as a common recognized and accepted as a common obligation of all people and all countries obligation of all people and all countries ––

not until then shall we, with a certain degree not until then shall we, with a certain degree of justification, be able to speak of of justification, be able to speak of

humankind as civilized.humankind as civilized.

–– Albert Einstein, 1945 Albert Einstein, 1945

Page 42: HUMAN SECURITY: FOUR DEBATES Dr. Walter Dorn, Royal Military College of Canada Pearson Peacekeeping Centre 6 June 2003.

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The provision of a Human Security Fellowship from the Dept. of Foreign Affairs and International Trade (DFAIT) is gratefully acknowledged, as is support from the Royal Military College of Canada.

It should be noted that the ideas expressed in this presentation are the views or the author and do not necessarily represent the views of DFAIT or the Canadian government.

PICTURE CREDITS• UNICEF, Photo HQ99-0013 ("Freedom from Fear" Cover)• CP Picture Archive (Human Security Agenda, Chilean police with

seized cocaine and others)• UN DPI (Peacekeeper with Timorese children)• Other pictures as acknowledged

ACKNOWLEDGMENTSACKNOWLEDGMENTS