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1 Telecom Israel Technical Tutorial November 7th, 2006 Page 1 University Understanding HSPA Understand HSPA: High-Speed Packet Access For UMTS Understand HSPA: High-Speed Packet Access For UMTS Telecom Israel Technical Tutorial November 7th, 2006 Page 3 University Understanding HSPA About QUALCOMM University QUALCOMM University (“QU”) offers the advanced technology training solutions you need to stay on the cutting edge of wireless technology. Visit the QU website for more information about individual training products, international training centers, and distance learning opportunities, along with a complete list of classes—all developed by QUALCOMM, the pioneers of CDMA. QUALCOMM University: www.qualcommuniversity.com QUALCOMM: www.qualcomm.com
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  • 1Telecom IsraelTechnical Tutorial

    November 7th, 2006

    Page 1

    University

    Understanding HSPA

    Understand HSPA:High-Speed Packet Access For UMTS

    Understand HSPA:High-Speed Packet Access For UMTS

    Telecom IsraelTechnical Tutorial

    November 7th, 2006

    Page 3

    University

    Understanding HSPA

    About QUALCOMM University

    QUALCOMM University (QU) offers the advanced technology training solutions you need to stay on the cutting edge of wireless technology.

    Visit the QU website for more information about individual training products, international training centers, and distance learning opportunities, along with a complete list of classesall developed by QUALCOMM, the pioneers of CDMA.

    QUALCOMM University: www.qualcommuniversity.comQUALCOMM: www.qualcomm.com

  • 2Telecom IsraelTechnical Tutorial

    November 7th, 2006

    Page 4

    University

    Understanding HSPA

    Where Can I Learn More?

    WCDMA HSDPA: Protocols and Physical Layer (1 day)

    WCDMA HSUPA: Protocols and Physical Layer (1 day)

    Want to learn more?QUALCOMM University offers additional in-depth technical training related to this course. To learn more about this or related topics, sign up for the following courses.

    To check out the schedules for these courses and enroll, go to:

    www.qualcommuniversity.com

    Telecom IsraelTechnical Tutorial

    November 7th, 2006

    Page 6

    University

    Understanding HSPA

    UMTS Courses from QUALCOMM University

    For the latest information on all QUALCOMM University courses, visit www.qualcommuniversity.com.

  • 3Telecom IsraelTechnical Tutorial

    November 7th, 2006

    Page 7

    University

    Understanding HSPA

    Tutorial Objectives

    Provide telecommunication professionals with the basic understanding of HSPA, the high speed packet access technologies (HSDPA, HSUPA), and related applications, network architecture, and deployments.

    The talk will present: the market drivers for UMTS HSPA the basic enabling techniques and terminology associated

    with HSPA

    the basic operations of HSPA the HSPA implementation and performances

    Telecom IsraelTechnical Tutorial

    November 7th, 2006

    Page 8

    University

    Understanding HSPA

    HSPA Motivations

    Market Drivers

  • 4Telecom IsraelTechnical Tutorial

    November 7th, 2006

    Page 9

    University

    Understanding HSPA

    Increasing Wireless Internet Traffic Demands Higher Data Rates

    3G Enables Wider Options of Services

    EducationEducationFinancialFinancial

    InformationInformation

    BusinessBusiness

    Audio on demandVideo on demandGames on demandNetwork GamesReservation services

    Database accessE-mail/Fax/WebLocation Based ServicesEmergency Call LocatingSafety Credit verification

    Stock tradingWireless bankingFinancial news

    Interactive shoppingE-commerce

    Remote learningRemote library access

    Remote language laboratory

    WorkgroupsRemote LAN accessVideoconferencing

    and manyothers

    Entertainment

    Telecom IsraelTechnical Tutorial

    November 7th, 2006

    Page 10

    University

    Understanding HSPA

    CDMA2000 1xCDMA2000 1xMore Capacity, High Speed Data

    Capacity/Quality

    Roaming

    Mobility

    AMPS

    TDMAGSMPDC

    cdmaOneIS-95A

    cdmaOne IS-95B

    cdmaOne IS-95B

    Medium Speed Data

    Multi-ModeMulti-Mode

    Global Roaming

    1G 2G 3G (IMT-2000)2.5G

    Multi-BandMulti-Band

    Multi-NetworkMulti-Network

    GPRSGPRS

    CDMA2000 1xEVCDMA2000 1xEV

    WCDMAWCDMA

    Time

    IMT-2000 aims to achieve Anywhere, Anytime Communications

    Key Features: Commonality Compatibility High quality Small terminals Worldwide roaming Multimedia Wide range of services

    3G (IMT-2000)

  • 5Telecom IsraelTechnical Tutorial

    November 7th, 2006

    Page 12

    University

    Understanding HSPA

    GPRS GPRS

    EDGEEDGE

    WCDMA (R99)WCDMA (R99)

    HSDPA/HSUPA(Rel5 / Rel6)

    HSDPA/HSUPA(Rel5 / Rel6)

    Peak Data Rate

    Spec

    tral

    Effi

    cien

    cy

    Rich Voice Video Telephony

    MM streaming MM sharing Wireless

    Broadband Access Interactive Gaming VoIP with AMR-WB

    Text Messaging Speech GSM GSM

    Push-to-Talk Customized

    Infotainment Multimedia

    Messaging

    Data ServicesEvolution

    Evolved 3G

    Voice & Limited Data

    Medium Speed Data

    Voice & High Speed Data

    3G Enables Advanced Data Services

    Telecom IsraelTechnical Tutorial

    November 7th, 2006

    Page 13

    University

    Understanding HSPA

    HSPA for Higher Speed

    Data Rate Demand for higher peak

    data rates

    Delay Lower latency

    Capacity Better capacity and throughput Better spectrum efficiency Finer resource granularity

    Coverage Better coverage for higher data

    rate

    What are the requirements for HSPA?

  • 6Telecom IsraelTechnical Tutorial

    November 7th, 2006

    Page 14

    University

    Understanding HSPA

    UMTS Data Rate Evolution

    Uplink Peak Data Rate (Typical Deployment)

    Downlink Peak Data Rate (Typical Deployment)

    GSM 9.6 kbps 9.6 kbpsGPRS 20 kbps 40 kbpsEDGE 60 kbps 120 kbps

    WCDMA Release 99 64 kbps 384 kbpsHSDPA - Release 5 384 kbps 10 Mbps*HSUPA - Release 6 1.4 Mbps (early deployment) 10 Mbps

    Telecom IsraelTechnical Tutorial

    November 7th, 2006

    Page 15

    University

    Understanding HSPA

    Applications Benefiting from HSPA

    Voice-over-IP (VoIP)- Low latency, Quality of Service (QoS) control, fine resource

    granularity and improved capacity

    Video Telephony (in Packet Switched domain)- Low latency, Quality of Service (QoS) control, high data rates

    and improved coverage and capacityGaming

    - Low latency, fast resource allocation

    Video Share / Picture Share- High Uplink data rates and improved coverage

    and capacity

    File Uploading (large files)- High Uplink data rates and improved coverage

    and capacity

    Delay Sensitive Error

    Tolerant

    Delay Tolerant Error

    Sensitive

  • 7Telecom IsraelTechnical Tutorial

    November 7th, 2006

    Page 18

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    Understanding HSPA

    Part I: Understanding HSDPA

    Telecom IsraelTechnical Tutorial

    November 7th, 2006

    Page 19

    University

    Understanding HSPA

    Review - UMTS Network Architecture

    Core Network

    UserEquipment

    UTRAN

    Mobile EquipmentUSIM

    Node B

    Node B

    Node B

    RNC

    RNC

    HLR/AuC

    Node B

    Node B

    Node B

    GMSCPSTN/ISDN

    SGSN GGSN Internet

    MSC/VLR

    Node B

    Node B

    Uu

    Iucs

    Iups

    Iub

    Iub

    Iur

  • 8Telecom IsraelTechnical Tutorial

    November 7th, 2006

    Page 20

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    Understanding HSPA

    Review - UMTS Protocol Stack

    Mobility Management (MM)

    Radio Resources Control (RRC)

    Supplementary Services (SS)

    Short Message Services (SMS)

    Layer 2

    Physical Layer (L1)

    Non-Access Stratum

    Access Stratum

    GPRS Mobility Management (GMM)

    Session Management (SM)

    Radio Link Control (RLC)

    Medium Access Control (MAC)

    Connection Management (CM)

    Call Control (CC)

    Short Message Services (SMS)

    Circuit Switched Packet Switched

    Telecom IsraelTechnical Tutorial

    November 7th, 2006

    Page 21

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    Understanding HSPA

    Review - Release 99 Channels

  • 9Telecom IsraelTechnical Tutorial

    November 7th, 2006

    Page 22

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    Understanding HSPA

    Review RRC Modes and States

    UTRAN Connected Mode

    CELL_FACH

    CELL_PCHURA_PCH

    Idle Mode(Camping on a UTRAN cell)

    Channels: PCH, No UplinkMobility: URA UpdateCalls: PS (no data transfer)DRX Mode

    CELL_DCH

    Channels: PCH, No UplinkMobility: Cell UpdateCalls: PS (no data transfer)DRX Mode

    Channels: FACH, RACHMobility: Cell UpdateCalls: PS Dedicated logical channels, but common transport and physical channelsNo DRX Mode

    Channels: Downlink DCH, Uplink DCHMobility: HandoverCalls: PS, CS

    Channels: PCH, No UplinkMobility: Location/Routing Area UpdateCalls: None, PS call might be in context preserved state DRX Mode

    Establish RRCConnection

    Release RRCConnection Establish RRC

    Connection

    Release RRCConnection

    Telecom IsraelTechnical Tutorial

    November 7th, 2006

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    Understanding HSPA

    Release 99 Principles

    How is Packet Data Managed in Release 99? DCH (Dedicated Channel)

    Spreading codes assigned per user Closed loop power control Macro diversity

    FACH (Common Channel) Common spreading code Header defines user No closed loop power control

    DSCH (Downlink Shared Channel) not implemented for FDD Common spreading code shared by many users User assignment by Physical Layer signaling Closed loop power control with DPCH

  • 10

    Telecom IsraelTechnical Tutorial

    November 7th, 2006

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    Understanding HSPA

    DCH/FACH Comparison Summary

    Mode DCH FACHChannel Type Dedicated Common

    Power Control

    Closed Inner Loop at 1500 Hz -

    Slower Outer Loop

    None or slow (based on

    measurement report)

    Soft Handover Supported Not Supported

    Setup Time High Low

    Suitability for Bursty Data Poor Good

    Data Rate Medium Low

    Radio Performance Good Poor

    How do we do Packet Data in Release 99

    Telecom IsraelTechnical Tutorial

    November 7th, 2006

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    Understanding HSPA

    What will HSDPA Address?

    Release 99 Downlink Limitations Limited Peak Data Rate

    Maximum implemented Downlink of 384 kbps

    Capacity and Throughput Modulation and coding

    QPSK Convolution coding (R=1/2, 1/3) or turbo coding (R=1/3)

    Link adaptation due to channel conditions Fast closed inner loop power control, but Slower outer loop

    Minimum TTI of 10 ms Slow Rate and Type Switching

  • 11

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    November 7th, 2006

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    Understanding HSPA

    HSDPA Goals

    9 Higher Data Rate9 Higher User / Cell Throughput9 Lower Latency

    Telecom IsraelTechnical Tutorial

    November 7th, 2006

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    Understanding HSPA

    HSDPA Enabling Technologies

    How will HSDPA address the limitations of Release 99? Extension of DSCH Multi-Code operation Adaptive modulation and coding

    QPSK and 16-QAM Coding from R=1/3 to R=1 Fast feedback of channel condition

    Improve transmission efficiency Fast retransmission and Physical Layer HARQ

    Fast resource management Node B scheduling

    Reduce transmission latency 2 ms TTI

  • 12

    Telecom IsraelTechnical Tutorial

    November 7th, 2006

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    Understanding HSPA

    Common Channel for Data

    Common Channel for data transfer using the HS-PDSCH

    HS-PDSCH

    Telecom IsraelTechnical Tutorial

    November 7th, 2006

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    Understanding HSPA

    Multi-Code Operation

    Fixed Spreading Factor SF=16 (Typical Spreading Factor for 128 kbps in Release 99)

    1-15 codes can be reserved for HS-PDSCH Can be TDM or CDM between users

    Up to 15 codes reserved for HS-PDSCH transmission

    User #1 User #2 User #3 User #42 ms (3 slots)

  • 13

    Telecom IsraelTechnical Tutorial

    November 7th, 2006

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    Understanding HSPA

    Adaptive Modulation and Coding

    Coding from R=1/3 to R=1 HSPDA supports 16-QAM modulation

    4 bits per symbol versus 2 bits per symbol with QPSK

    Telecom IsraelTechnical Tutorial

    November 7th, 2006

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    University

    Understanding HSPA

    Link Adaptation versus Power Control

    Release 99 Use fast power control with

    fixed data rate (DCH)

    HSDPA Adapt the modulation and

    coding to the link quality

    Rate #1 Rate #2 Rate #3 Rate #2 Rate #1 Rate #2Rate #2

    Switchinglevels

    Channel quality (C/I)Fast Link adaptation:

    time

    Rate #3: e.g. 16-QAM, R=3/4

    Rate #2: e.g. QPSK, R=3/4

    Rate #1: e.g. QPSK, R=1/2

  • 14

    Telecom IsraelTechnical Tutorial

    November 7th, 2006

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    Understanding HSPA

    Scheduling Comparison

    RNC

    Node B

    RELEASE 99SchedulingRLC ARQResource Allocation

    RELEASE 5 (HSDPA)RLC ARQResource Allocation

    RELEASE 5 (HSDPA)SchedulingLink AdaptationHARQResource Allocation

    Telecom IsraelTechnical Tutorial

    November 7th, 2006

    Page 45

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    Understanding HSPA

    HSDPA Scheduling and Retransmissions

    Scheduling Done at the Node B No interaction with the RNC Based on channel quality feedback from the UE

    Retransmissions HARQ (link level retransmissions) Done at the Node B Based on UE feedback (ACK/NACK) Soft combining at the UE

  • 15

    Telecom IsraelTechnical Tutorial

    November 7th, 2006

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    Understanding HSPA

    Hybrid Automatic Repeat Request (HARQ)

    Scheme combining ARQ and Forward Error Correction

    FEC decoding based on all unsuccessful transmissions

    Stop-and-Wait (SAW) protocol Two basic schemes:

    Chase Combining same data block is sent at each retransmission

    Incremental Redundancy (IR) Additional Redundant Information sent at each retransmission

    Telecom IsraelTechnical Tutorial

    November 7th, 2006

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    Understanding HSPA

    HARQ Illustration

    NAK

    NAK

    ACK

    PassFa

    il

  • 16

    Telecom IsraelTechnical Tutorial

    November 7th, 2006

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    Understanding HSPA

    Comparison Summary

    Mode DCH FACH HSDPAChannel Type Dedicated Common Common

    Power ControlClosed Inner Loop at 1500 Hz - Slow

    Outer LoopNone

    Fixed Power with link

    adaptationSoft Handover Supported Not Supported Not Supported

    Suitability for Bursty Data Poor Good Good

    Data Rate / Traffic Volumn Medium Low High

    Telecom IsraelTechnical Tutorial

    November 7th, 2006

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    Understanding HSPA

    UMTS Network Architecture with HSDPA

    Core Network

    UserEquipment

    UTRAN

    Mobile EquipmentUSIM

    Node B

    Node B

    Node B

    RNC

    RNC

    HLR/AuC

    Node B

    Node B

    Node B

    GMSCPSTN/ISDN

    SGSN GGSN Internet

    MSC/VLR

    Node B

    Node B

    Uu Iub

    Iub

    Iups

    IucsHardware and Software Changes

    Software Changes

    Iur

  • 17

    Telecom IsraelTechnical Tutorial

    November 7th, 2006

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    Understanding HSPA

    HSDPA Protocol Stack

    Telecom IsraelTechnical Tutorial

    November 7th, 2006

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    Understanding HSPA

    HSDPA Channels

    New HSDPA ChannelsTransport Channel

    High Speed Downlink Shared Channel (HS-DSCH) Downlink Transport Channel

    Physical Channels High Speed Shared Control Channel (HS-SCCH)

    Downlink Control Channel

    High Speed Physical Downlink Shared Channel (HS-PDSCH) Downlink Data Channel

    High Speed Dedicated Physical Control Channel (HS-DPCCH) Uplink Control Channel

  • 18

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    November 7th, 2006

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    Understanding HSPA

    HSDPA Channels (continued)

    Telecom IsraelTechnical Tutorial

    November 7th, 2006

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    Understanding HSPA

    HSDPA Operation Overview

    1. Each UE reports channel quality on HS-DPCCH.

    2. The Node B determines which and when each UE is to be served.

    3. The Node B informs the UE to be served via HS-SCCH.

    4. Then deliver the data to the UE via HS-DSCH.

    5. The UE sends feedback (ACK/NAK) back to Node B on HS-DPCCH.

    HSDPA Operation

    3dTower.emf

    Node B

    HS-D

    PCCH

    HS-D

    SCH

    HS-S

    CCH

    P-CP

    ICH

    UE

    HS-DPCCH

    HS-DSCH

    HS-SCCH

    P-CPICH

  • 19

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    Understanding HSPA

    HSDPA Channel Operation Timeline

    Telecom IsraelTechnical Tutorial

    November 7th, 2006

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    Understanding HSPA

    HS-PDSCH

    High Speed Physical Downlink Shared Channel (HS-PDSCH) Carries UE data Up to 15 HS-PDSCH may be assigned simultaneously

    UE capability indicates maximum number of codes it supports

    Uses Spreading Factor = 16

  • 20

    Telecom IsraelTechnical Tutorial

    November 7th, 2006

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    Understanding HSPA

    HS-DPCCH

    High Speed Dedicated Physical Control Channel (HS-PDCCH)

    1st slot carries ACK or NAK for received HS-DSCH blocks 2nd and 3rd slots carry Channel Quality Indicator (CQI)

    UE measures Downlink CPICH channel quality CQI indicates the highest data rate for error rate < 10% Frequency of CQI reports configured by UTRAN

    DTX during ACK/NAK and CQI slots if nothing to send Uses Spreading Factor = 256

    HS-DPCCHUplink Channel

    CQI

    2 ms3 slots

    ACK/NAK

    Telecom IsraelTechnical Tutorial

    November 7th, 2006

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    Understanding HSPA

    HS-SCCH

    High Speed Shared Control Channel (HS-SCCH) 1st part carries modulation information

    OVSF code assignment Modulation scheme

    2nd part carries transport block size, Hybrid ARQ parameters UE Identity encoded over each part

    UE decodes each part independently

    UE assigned up to 4 HS-SCCHs to monitor Uses Spreading Factor = 128

  • 21

    Telecom IsraelTechnical Tutorial

    November 7th, 2006

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    Understanding HSPA

    Data Rate Example

    Question:

    Assuming a transport block size of 320 bits, what HSDPA data rate can be achieved by a single UE using the channel allocation timing shown above?

    Telecom IsraelTechnical Tutorial

    November 7th, 2006

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    Understanding HSPA

    Data Rate Example (cont.)

    Answer:320 bits are transmitted every 10 ms, so the maximum data rate is 32 kbps.

  • 22

    Telecom IsraelTechnical Tutorial

    November 7th, 2006

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    Understanding HSPA

    Theoretical HSDPA Maximum Data Rate

    How do we get from 32 kbps to 14.4 Mbps? Multi-code transmission Consecutive assignments using multiple Hybrid

    Automatic Repeat Request (HARQ) processes Lower coding gain 16-QAM

    Telecom IsraelTechnical Tutorial

    November 7th, 2006

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    Understanding HSPA

    Multi-code Transmission

    Data Rate with 15-code Multi-code32 kbps X 15 = 480 kbps

  • 23

    Telecom IsraelTechnical Tutorial

    November 7th, 2006

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    Understanding HSPA

    Consecutive Assignments

    Data Rate with Consecutive Assignments480 kbps X 5 = 2.4 Mbps

    Telecom IsraelTechnical Tutorial

    November 7th, 2006

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    Understanding HSPA

    Hybrid Automatic Repeat Request (HARQ)

    Hybrid Automatic Repeat Request (HARQ) Each HSDPA assignment is handled by a HARQ process

    HARQ Processes run in Node B and UE Up to 8 HARQ processes per UE Number configured by Node B when HSDPA operations begin

    The UE HARQ process is responsible for: Attempting to decode the data Deciding whether to send ACK or NAK Soft-combining of retransmitted data

    The Node B HARQ process is responsible for: Selecting the correct bits to send according to the selected retransmission

    scheme and UE capability

  • 24

    Telecom IsraelTechnical Tutorial

    November 7th, 2006

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    Understanding HSPA

    Lower Coding Gain

    R=1/3 Turbo Coding and QPSK Modulation

    Telecom IsraelTechnical Tutorial

    November 7th, 2006

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    Understanding HSPA

    Lower Coding Gain (continued)

    Data Rate with Rate 1 Turbo Coding and QPSK Modulation2.4 Mbps X 3 = 7.2 Mbps

  • 25

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    November 7th, 2006

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    Understanding HSPA

    16-QAM

    Data Rate with 16-QAM7.2 Mbps X 2 = 14.4 Mbps

    Telecom IsraelTechnical Tutorial

    November 7th, 2006

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    Understanding HSPA

    Theoretical HSDPA Maximum Data Rate

    Review: How do we get to 14.4 Mbps? Multi-code transmission

    Node B must allocate all 15 OVSF codes of length 16 to one UE

    Consecutive assignments Node B must allocate all time slots to one UE UE must decode all transmissions correctly on the first transmission

    Lower Coding Gain Effective code rate = 1

    Requires very good channel conditions to decode

    16-QAM Requires very good channel conditions

  • 26

    Telecom IsraelTechnical Tutorial

    November 7th, 2006

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    Understanding HSPA

    Inter-TTI Interval

    Inter-TTI Interval = 2

    HS-SCCH

    HS-PDSCH 1.. .

    .

    .

    .HS-PDSCH N

    HS-DPCCH

    CQI

    .

    .

    .

    .

    .

    .

    .

    .

    .

    .

    .

    .

    ACK ACK ACK

    2 ms

    1 2 3 4 5 6 7 8

    Telecom IsraelTechnical Tutorial

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    Understanding HSPA

    Retransmissions

    HS-SCCH

    HS-PDSCH 1.. .

    .

    .

    .HS-PDSCH 15

    HS-DPCCH

    10 ms minimum retransmit interval

    .

    .

    .

    .

    .

    .

    .

    .

    .

    NAK ACK ACK ACK ACK ACK

    .

    .

    .

    .

    .

    .

    .

    .

    .

    ACK

    1 2 3 4 5 6 7 8 9 10

    2 ms

    .

    .

    .

    .

    .

    .

    .

    .

    .

  • 27

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    Understanding HSPA

    ACK/NAK Repetitions

    Telecom IsraelTechnical Tutorial

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    Understanding HSPA

    Node B Implementation Considerations

    Node B Considerations OVSF Code Allocation Power Allocation CQI Report Processing Scheduler HSDPA Cell Re-pointing Procedure Compressed Mode

  • 28

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    Understanding HSPA

    OVSF Allocation

    SC

    CPC

    H

    HS-

    SCC

    H

    Telecom IsraelTechnical Tutorial

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    Understanding HSPA

    Node B Transmit Power Allocation

    Tota

    l ava

    ilabl

    e ce

    ll po

    wer

    Tota

    l ava

    ilabl

    e ce

    ll po

    wer

  • 29

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    November 7th, 2006

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    Understanding HSPA

    CQI Report Processing

    UE measures CPICH strength Measurement reference period is 3 slots, ending 1 slot before CQI is

    sent

    UE reports index into CQI Table Highest data rate for which UE can guarantee error rate < 10%

    Node B may filter CQI reports Varying CQI means UE is in a fast changing environment Steady CQI means UE is in a stable environment

    Telecom IsraelTechnical Tutorial

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    Understanding HSPA

    Node B Scheduler

    User #1 User #2User #3 User #4

    HS -DSCH TTI(3 slots = 2 ms)

    User #1 User #2 User #2 User #3 User #1 User #4 User #4 User #2 User #1

    User #1 User #2User #3 User #4

    15 codes reserved for HS-PDSCH

    transmission

    Pure Time Division Multiplexing

    Combined Code and Time Division Multiplexing

  • 30

    Telecom IsraelTechnical Tutorial

    November 7th, 2006

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    Understanding HSPA

    HSDPA Cell Re-pointing Procedure

    Telecom IsraelTechnical Tutorial

    November 7th, 2006

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    Understanding HSPA

    HSUPA Performance

    Maximum Theoretical Data Rate: 14.4 Mbps

    15 codes 16QAM Consecutive assignments (Inter-TTI spacing of 1) Coding Rate of 1

    Practical Peak Data Rate: 10.0 Mbps

    Full capability UE Good RF conditions (High Cell Geometry) Single UE

    Dedicated HSDPA carrier

  • 31

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    Understanding HSPA

    Part II: Understanding HSUPA

    Telecom IsraelTechnical Tutorial

    November 7th, 2006

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    Understanding HSPA

    Release 99 Uplink Packet Data

    How is Uplink Packet Data handled in Release 99?

    DCH (Dedicated Channel) Variable spreading factor Closed loop power control Macro diversity (soft handover)

    RACH (Common Channel) Common spreading code Fixed (negotiated) spreading factor No closed loop power control No soft handover

  • 32

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    Understanding HSPA

    Release 99 Uplink Limitations

    Large Scheduling Delays Slow scheduling from RNC

    Large Latency Transmission Time Interval (TTI) durations of 10/20/40/80 ms RNC based retransmissions in case of errors

    Limited Uplink Data Rate Deployed peak data rate is 384 kbps

    Limited Uplink Cell Capacity Typically about 800 kbps

    Telecom IsraelTechnical Tutorial

    November 7th, 2006

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    Understanding HSPA

    High Speed Uplink Packet Access (HSUPA)

    Set of high speed channels is received at the Node B. Interference is shared by multiple users. Several users may be allowed to transmit at given data rate

    and power on a fast scheduling.

  • 33

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    Understanding HSPA

    Enhancements Provided by HSUPA

    How will HSUPA address the limitations of Release 99?

    Higher Peak Data Rate in Uplink Enable new services and improve user perception

    Improved Uplink Coverage for higher Data Rates

    Improved Uplink Cell Capacity

    Reduced Latency

    Fast Scheduling and Resource Control Increase resource utilization and efficiency

    Quality of Service (QoS) support Improve QoS control and resource utilization

    Telecom IsraelTechnical Tutorial

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    Understanding HSPA

    How are Enhancements Achieved?

    Improved Cell Capacity

    Higher Peak Data RatesReduced Latency

    Improved QoS Support

    Faster Resource Control

    Release 99 UL DCH HSUPA

    Minimum TTI of 10 ms

    Smaller TTI of 2 ms

    Slow UL rate switching

    (RNC based)

    Fast UL data ratecontrol in the Node B

    Improved Physical Layer performance

    through HARQ

    Multiplexing of transport channels at Physical Layer

    Multiplexing of logical channels at MAC layer

    Slow mechanism to request resources

    Fast mechanism to request UL resources

    Dedicated resource allocation for latency sensitive applications

    Dedicated resource allocation that could

    not be used efficiently

    New Transport Channel

    New Physical Channels

  • 34

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    Understanding HSPA

    HSUPA vs. HSDPA

    HARQ with Fast Retransmission at Layer 1

    Fast Node-B SchedulerMany-to-One

    Rise-over-Thermal (RoT)

    Fast Node-B SchedulerOne-to-Many

    Shared Node-B Power and Code

    Fast Power ControlSoft Handover

    Rate/Modulation AdaptationSingle Serving Cell

    Dedicated Channel with Enhanced Capabilities

    New high-speed Shared Channel

    HSUPAHSDPA

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    Understanding HSPA

    Rise-over-Thermal Noise

    Determination of grant for the UE

    (At NodeB)

    NodeB

    UL Interference Level(RoT measure)

    UE Data Rate

    Interference from other UEs

    Grant Received from NodeB

    UE Transmit Power

    2

    3

    1

    5

    4

    In order to decode received data correctly, a minimum SINR shall be guaranteed at the Node B receiver.

    Rise-over-Thermal is a measure of the Uplink load.

    1. By increasing the number of transmitting UEsand their transmit power, the level of interference in the Uplink band increases.

    2. This interference is perceived by the Node B receiver as noise, affecting the SINR.

    3. The Node B controls the interference level by adjusting the UE grant assignments.

    4. When the UE receives a new grant, it uses it in combination with available UE transmit power and the amount of data in the buffer

    5. to determine the data rate and the corresponding transmit power.

  • 35

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    November 7th, 2006

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    Understanding HSPA

    Node B Scheduler for HSUPA

    The HSUPA scheduler addresses the trade-off between:

    Several users that want to transmit at

    high data rate all the time

    3dTower.emf

    Node B

    Satisfying all requested grants while preventing overloading and

    maximizing resource utilization

    and

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    Understanding HSPA

    Rise-over-Thermal Loading

    load

    RoTOverload

    margin

    Target Load

    Possible additional load with HSUPA

    R99 UL

    R6 UL

    With the introduction of HSUPA, a lower Uplink margin for preventing overload situations can be used, thanks to the fast resource allocation and control mechanisms in the Node B.

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    Understanding HSPA

    HSUPA Channel Operation

    1. The UE sends a Transmission Request to the Node B for getting resources.

    2. The Node B responds to the UE with a Grant Assignment, allocating Uplink band to the UE.

    3. The UE uses the grant to select the appropriate transport format for the Data Transmission to the Node B.

    4. The Node B attempts to decode the received data and send ACK/NAK to the UE. In case of NAK, data may be retransmitted.

    3dTower.emf

    Node B

    REQ

    GRAN

    T

    DATA

    ACK/

    NAK

    UE

    HSUPA Operation

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    Understanding HSPA

    HSUPA Channel Operation (continued)

    1. Transmission Request

    The UE requests data transmission by means of the Scheduling Information (SI), which is determined according the UE Power and Buffer Data availability.

    The scheduling information is sent in-band to the Node B.

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    Understanding HSPA

    HSUPA Channel Operation (continued)

    2. Grant Assignment

    The Node B determines the UE Grant by monitoring Uplink interference (RoT at the receiver), and by considering the UE transmission requests and level of satisfaction.

    The grant is signaled to the UE by new grant channels.

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    Understanding HSPA

    HSUPA Channel Operation (continued)

    3. Data Transmission

    The UE uses the received grant and, based on its power and data availability, selects the E-DCH Transport Formatand the corresponding Transmit Power.

    Data are transmitted by the UE on together with the related control information.

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    Understanding HSPA

    HSUPA Channel Operation (continued)

    4. Data Acknowledgment

    The Node B attempts to decode the received data and indicates to the UE with ACK/NAK if successful.

    If no ACK is received by the UE, the data may be retransmitted.

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    Understanding HSPA

    UMTS Network Architecture with HSUPA

    Core Network

    UserEquipment

    UTRAN

    Mobile EquipmentUSIM

    Node B

    Node B

    Node B

    RNC

    RNC

    HLR/AuC

    Node B

    Node B

    Node B

    GMSCPSTN/ISDN

    SGSN GGSN Internet

    MSC/VLR

    Node B

    Node B

    Uu Iub

    Iub

    Iups

    IucsHardware and Software Changes

    Software Changes

    Iur

  • 39

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    Understanding HSPA

    HSUPA Protocol Stack

    Telecom IsraelTechnical Tutorial

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    Understanding HSPA

    HSUPA Uplink Channels

    New HSUPA Uplink Channels:

    Enhanced Uplink Dedicated Channel (E-DCH) Uplink Transport Channel

    E-DCH Dedicated Physical Data Channel(E-DPDCH) Uplink Physical Channel

    E-DCH Dedicated Physical Control Channel(E-DPCCH) Uplink Control Channel

  • 40

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    November 7th, 2006

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    Understanding HSPA

    HSUPA Downlink Channels

    New HSUPA Downlink Channels:

    E-DCH Hybrid ARQ Indicator Channel (E-HICH) Downlink Physical Channel

    E-DCH Absolute Grant Channel (E-AGCH) Downlink Physical Channel

    E-DCH Relative Grant Channel (E-RGCH) Downlink Physical Channel

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    Understanding HSPA

    HSUPA Channel Mapping

    Rel. 99

    Rel. 5

    Rel. 6

  • 41

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    November 7th, 2006

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    Understanding HSPA

    Uplink Channels

    E-DPDCH Carries the payload. May include a scheduling

    request from UE to Node B.

    E-DPCCH Carries control information

    required to decode the payload carried by E-DPDCH.

    Carries an indication from UE to indicate to the Node B whether the assigned resources are adequate.

    SI

    TTI

    PAYLOADHD

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    Understanding HSPA

    Downlink Channels

    E-AGCH The absolute grant carries maximum

    allowed E-DPDCH/DPCCH ratio. Carries information that controls HARQ

    process.

    E-RGCH The relative grant carries a simple

    command to increase (UP), Decrease (DOWN), or keep (HOLD) the current grant.

    E-HICH Gives feedback to the UE about previous

    data transmission, carrying Acknowledge (ACK) or Not Acknowledge (NAK).

    Up / Down / Hold

    TTI

    ACK/NAK

    TTI

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    Understanding HSPA

    HSUPA Channel Timing

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    Understanding HSPA

    HSUPA Features (continued)

    Shorter TTI of 2 ms In HSUPA both 10 ms and 2 ms TTI are supported

    A shorter TTI allows reduction of the latency and increasing the average and peak cell throughput

    A tighter resource control can be implemented, thus allowing for additional capacity

    Higher Peak Data Rate For a 10-ms TTI UE, peak data rate is limited to 2 Mbps

    Higher peak data rates can be achieved with a 2-ms TTI UE

    5.76 Mbps is the maximum peak data rate for HSUPA

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    November 7th, 2006

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    Understanding HSPA

    HSUPA Features (continued)

    Hybrid-ARQ N-channel Stop-and-Wait

    (SAW) protocol, with 4 processes for 10 ms TTI and 8 processes for 2 ms TTI

    Synchronous retransmission

    Separate HARQ feedback is provided per Radio-Link

    3dTower.emf

    Node B

    3dTower.emf

    Node B

    DATA

    DATANAK

    ACK

    E-DCH cells part of the Active Set

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    Understanding HSPA

    HSUPA Features (continued)

    Rate Request The UE requests grant for data transmission

    Rate Control The UTRAN controls the grants for transmission on Uplink

    Scheduled transmissions granted by the Node B for high speed data

    Non-Scheduled transmissions granted by the RNC for delay-sensitive applications

    Load Control The UTRAN monitors Rise-over-Thermal (RoT) noise at the

    Node B receiver. UTRAN prevents overloading by reducing scheduled grants to UEs

  • 44

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    November 7th, 2006

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    Understanding HSPA

    HSUPA Features (continued)

    HSUPA Quality of Service (QoS)

    QoS is linked to a logical channel.

    Up to 15 logical channels can be multiplexed on a single MAC-e PDU.

    Each logical channel may have a different QOS and a different priority level.

    Priority level is considered while forming a MAC-e PDU.

    Parameters affecting HSUPA performance are set as per the QoS requirements.

    Air interface

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    Understanding HSPA

    E-DCH Active Set and Mobility Support

    3dTower.emf

    Node B

    3dTower.emf

    Node B

    3dTower.emf

    Node B

    Serving E-DCH Radio Link Set (RLS)

    Serving E-DCH cell

    Non-Serving Radio Links (RL)

    Example with an Active Set of 4 cells

    There are three different types of Radio Links in the UE Active Set:

    Serving E-DCH Cell The cell from which UE receives AGCH from scheduler.

    Serving (E-DCH) RLS Set of cells that contain at least the serving cell and from which the UE can receive and combine the serving RGCH.

    Non-Serving RL Cell that belongs to the E-DCH Active Set but does not belong to the serving RLS and from which the UE can receive a RGCH.

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    Understanding HSPA

    HSUPA Serving Cell Change

    From the 3GPP Standards: HSUPA Serving Cell is the same as HSDPA Serving Cell

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    Understanding HSPA

    Active Set Composition with HSUPA

    E-DCH Serving Cell

    Serving RL

    Serving RL

    Serving RLS

    Non-

    Serving RL

    Non-Serving RL

    E-DCH Active Set (max 4 cells) Other AS cell

    Other AS cell

    DPCH Active Set (max 6 cells)

    Send AGCH

    UE can combine RGCH commands from these cells

    Send non-serving RGCH Is in SHO

    All cells belonging to the UE AS

    All cells belonging to the UE AS that

    handle E-DCH

  • 46

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    Understanding HSPA

    Theoretical HSUPA Maximum Data Rate

    How do we get 5.76 Mbps? Lower Coding Gain

    Effective code rate = 1 Requires very good channel conditions to decode

    Lower Spreading factor UE can use SF2

    Multi-code transmission UE can use up to 4 codes, 2 with SF4 plus 2 with SF2 Require some power back-off at UE side

    Shorter TTI Requires higher processing capabilities at terminal and Node B

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    Understanding HSPA

    E-DPDCH with SF4 and Puncturing

    Maximum payload for spreading factor of 4, TTI of 2 ms and coding rate of 1 is 1920 bits (for 960 kpbs).

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    Understanding HSPA

    Lower Spreading Factor SF2

    Maximum payload for spreading factor of 4, TTI of 2 ms and coding rate of 1 is 3840 bits (for 1920 kpbs).

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    Understanding HSPA

    Multi-code Transmission

    Use of multi-code transmission 2 x SF2 + 2 x SF4(2 x 1920 kbps) + (2 x 960 kbps) = 5760 kbps

  • 48

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    Understanding HSPA

    HSUPA UE Capabilities

    2000 kbps

    2000 kbps

    2000 kbps

    1448 kbps

    1448 kbps

    711 kbps

    Peak rate for TTI = 10 ms*

    5742 kbps

    --

    2886 kbps

    --

    1448 kbps

    --

    Peak rate for TTI = 2 ms

    Category 6

    Category 5

    Category 4

    Category 3

    Category 2

    Category 1

    E-DCH Category

    4

    2

    2

    2

    2

    1

    Max number of E-DPDCH channels

    SF2 + SF 4

    SF2

    SF 2

    SF 4

    SF 4

    SF 4

    Minimum SF

    2 & 10 ms

    10 ms

    2 & 10 ms

    10 ms

    2 & 10 ms

    10 ms

    Supported TTI

    * Maximum Peak data rate for 10 ms E-DCH TTI operation is 2 Mbps in all configurations