Honorable Mary M. Lisi - Judicial Watch · Der Judge Lisi: infomaion be supplied hat was not set oh in my rport dated April 26, 2005. 2005, he Committee raciously extnded my ime to

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By letter dated June 28, 2005, the Committee requested that certain additional On July 18,

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Please do not hesitate to have the Staff call me with any questions.

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UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK

UNITED STATES C OURTHOUSE

500 PEARL STREET

NEW YORK, NEW YORK 10007-1312

CHAMBERS OF

P. KEVIN CASTEL UNITED STATES DISTRICT JUDGE

August 29, 2005

Honorable Mary M. Lisi Judicial Conference of the United States CJ

r-.> = =

Committee on Financial Disclosure One Columbus Circle, N.E. Washington, D.C. 20544

Dear Judge Lisi:

information be supplied that was not set forth in my report dated April 26, 2005. 2005, the Committee graciously extended my time to respond to September 16, 2005. enclose an original and three copies of my revised and updated report dated today.

____________ _

Date _____ _

here

CJ

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3.

A0-10

Rev. 112004

Report Required by the Ethics FINANCIAL DISCLOSURE REPORT in Government Act of 1978

FOR CALENDAR YEAR 2004 (5 U.S.C. app. §§ 101-111)

I. Person Reporting (Last name, First name, Middle initial)

Castel, P .Kevin

2. Court or Organization

S.D.N.Y.

3. Date of Report

8/29/2005

4. Title (Article ID Judges indicate active or senior status;

magistrate judges indicate full- or part-time)

U.S. District Judge(active)

5. Report Type (check appropriate type)

Q Nomination, Date

Q Initial (!) Annual Q Flnal

6. Reporting Period

11112004

to

12/31/2004

7. Chambers or Office Address

United States Courthouse

500 Pearl Street

New York, NY 10007

8. On the basis of the information contained in this Report and any

modifications pertaining thereto, it is, in my opinion, in compliance

with applicable laws and regulations.

Reviewing Officer

ORTANT NOTES: The instructions accompanying this form must be followed. Complet_e all parts, checking the NONE box for each part

you have no reportable information. Sign on last page.

I. POSITIONS. (Reporting individual only; see pp. 9-13 offiling instructions)

0 NONE - (No reportable positions.)

POSITION NAME OF ORGANIZATION/ENTITY

I. !st Vice President St. John's School of Law, Alumni Association (uncompensated)

2.

=

C"J . ,, o-(.!):;:'.'. c):::.. ::a 2: r:'1 ()

= <..J"1 (,;')r-., -0

I CJ

::0 m (") r11 -

II.

0

AGREEMENTS. (Reporting individual only; see pp. 14-16 of filing instructions)

NONE - (No reportable agreements.)

O)> llr-ll .r'") ;·q

)>

N

< m 0

PARTIES AND TERMS

I. 10/27/03 Cahill Gordon & Reindel LLP agreement in connection with withdrawal from firm.

2. 7/1/00 Cahill Gordon & Reindel Defined Benefit Plan

3. 7/1/00 Cahill Gordon & Reindel Partner & Staff 401(k) Plan

--

an·1· ••P•

3.

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT

8/29/2005Castel, P .Kevin

Ill. NON-INVESTMENT INCOME. (Reporting individual and spouse; see pp. 17-24 of filing instructions)

A. Filer's Non-Investment Income

0 NONE - (No reportable non-investment income.)

I. 2005

SOURCE AND TYPE

Cahill Gordon & Reindel LLP (fees received in 2005 for fiscal 2004 attributable to services prior to 10/31/03 withdrawal)

GROSS INCOME

(yoms, not spouse's)

$29,041

2. 2004 Cahill Gordon & Reindel LLP (fees received in 2004 for fiscal 2004 attributable to services prior to I 0/31/03 withdrawal)

$384,996

2004 Cahill Gordon & Reindel LLP (fees received in 2004 for fiscal 2003 attributable $1,251,313 to services prior to I 0/31/03 withdrawal)

B. Spouse's Non-Investment Income (If you were married during any portion of the reporting year, please complete this section. Dollar amount -

not required except for honoraria.)

0 NONE - (No reportable non-investment income.)

SOURCE AND TYPE

I. 2004 Teachers Insur and Annuity Assoc (Payment und.�··········Retirement Plan)

IV. REIMBURSEMENTS transportation, lodging, food, entertainment.

(Includes those to spouse and dependent children. See pp. 25-27 of instructions.)

0 NONE - (No such reportable reimbursements.)

I.

SOURCE

Commercial & Federal Litigation Section of New York State Bar Association

DESCRIPTION

Uncasville, CTc, May 21-23, Lodging (PKC,······and Food (PKC

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

Castel, P .Kevin 8/29/2005

V. GIFTS. (Includes those to spouse and dependent children. See pp. 28-31 of instructions.)

NONE (No such reportable gifts.) -

SOURCE DESCRIPTION

].

VI. LIABILITJES. (Includes those of spouse and dependent children. See pp. 32-34 of instructions.)

NONE (No reportable liabilities.) -

CREDITOR DESCRIPTION VALUE CODE

].

(3)

Act #.

#1.

#.Fidelity

.Fidelity

Act#.

Act#l.Fidelity

.... #2,

#21

#21

JriaoindGam ';,;'S{;oo°flor olimips 131 i <l'P1) · so,oili $1

,;,

00o00o E:; =cs15,001jso;@f i' '.

.FINANCIAL DISCLOSURE REPORT Date of Report Name of Person Reporting

Page 1of13 Castel, P .Kevin 8/2912005

VII. INVESTMENTS and TRUSTS - income, value, transcations (includes those of the spouse and dependent children. See pp. 34-57 of filing instructions.)

A. B. c. D. Income during Gross value at end of Transactions during reporting period

Description of Assets reporting period reporting period (including trust assets)

(!) (2) {I} (2) (I) If not exempt from disclosure

(2) (4) (5) Place "(X)" after each asset exempt Amount Type (e.g. Value Value Type (e.g. Date: Value Gain Identity of from prior disclosure Code I div. rent. or Code 2 Method buy, sell, Month- Code 2 Code I buyer/seller

(A -H} int.) (J-P) Code 3 merger, Day (J-P) (A-H) (if private (Q-W) redemption) transaction)

DNONE (No reportable income, assets, or transactions)

I. Brk Fidelity Capital Appreciation Mutual E Dividend N T buy 119 K Fund

2. same as above buy 1/22 K


4. same as above buy 614 J


6. Brk Act Fidelity Cash Reserves D Dividend Pl T

7. Brk Act Asset Manager Mutual Fund D Dividend N T buy 4/12 K

8. Brk Act #II Fidelity Aggressive Growth Mutual B Dividend N T buy 118 K Fund

9. Brk Act #I .Fidelity Insurance Mutual Fund B Dividend L T buy 614 J

10. Brk Act#! Balanced A Dividend M T buy 118 K



13. Brk Spartan NY Muni Income c Dividend M T buy 10/14 L

14. Brk Diversified International None buy 1/8 K

15. same as above sell 1/22 K A

16. Brk Act SB Muni Mny Mkt Port CL A E Dividend 0 T

17. Brk Act NQN (Nuveen NY) invt Qualtiy Mun c Dividend K T Fd

18. Brk Act AIM Aggr Grwth Fd Class A None K T

L Cocies:

(see

2 Value Codes:

Ac

F

te s -oo_ooo

,; s:ts;oooarJes's

G

K

= s1oo bo1-$i '· . · · :.. · ' : · '

= $15,0'olc£50;090

- . --- c ;$2{so1css,ooo' HJ. -�J,OOO,OOM5,0bo,ooo

L =c-$50,0CH-$100,00()

t> ·-='$5;001 $15;000 . -. . .

H2 = More than $5 000,oOO

M =. $100,001,$250,000

.. i .i :.

(See Golunms Cl ani:ID3) N $250,000-$500,QOO 0 = $500;001'$1,000;000 ·Pl = $(000,001-$5,000,000 P2 = $5,000;00J-$25,000,000

P3 ;= $25;000,001-$50,000,000 · P4 = $More than $50,000,000

3. Value Method Codes Q = Appraisal R = Cost (Real Estate Only) S = Assessment T = Cash/Market

(See Column C2) U =Book Vahi V =Other W = Estimaied

#21

#2.SB

#2'

#,2'

CLA

#21

21

NYS

#2.

#2.

#2.NY

"'

BrkAct NYS

#21 -

#21

#21

Act#. .i

#21 Mi

#2.

A Col :F

j

Cl m)

Q

c =;-$1,0oo,oOti, 5;,obo;ooo

, FINANCIAL DISCLOSURE REPORT

Page 2of13 Name of Person Reporting

Castel, P .Kevin

Date of Report

8/29/2005

VII. INVESTMENTS and TRUSTS -- income, value, transcations (includes those of the spouse and dependent children. See pp. 34-57 of filing insuuctions.)

A, B, c D, Income during Gross value at end of Transactions during reporting period

Description of Assets reporting period reporting period (including nust assets)

(1) (2) (1) (2) (I) If not exempt from disclosure

(2) (3) (4) (5)Place "(X)" after each asset exempt Amount Type (e.g. Value Value Type (e.g. Date: Value Gain Identity of from prior disclosure Code 1 div. rent or Code 2 Method buy, sell, Month- Code 2 Code I buyet/seller

(A-H) int.) (J-P) Code 3 merger, Day (J-P) (A-H) (if private (Q-W) redemption) transaction)

19. Brk Act SB Apprectioan Fd CL A B Dividend N T

20. Brk Act Premier Selections Large Cap Fd None sell 12/30 K CL A

2L Brk Act SB Muni Fd NY Port CL A E Dividend 0 T

22, Brk Act SB Intermediate Maturity NY Muni D Dividend N T Fund

23. Brk Act SB Large Cap Grwth FD CL A None M T buy 11/30 K

24, same as above None buy 12/30 K

25. Btk Act Units Nuveen TE UT TR #51 M NY A Dividend J T Insd Ser 6

26, Brk Act MED CARE FACS FINAGY B Interest redemption 2/15 K RV MEN TH 5.3/04

27, Brk Act NYC SER A-1 AMBAC 5/04 B Interest redemption 8/1 L

28, Brk Act NYC GIO SER L 5.3/04 c Interest redemption 8/1 K

29, Brk Act NY SER D 6105 B Interest K T

30. MED CAREFAC FIN AGY c Interest L T MENTHLTH 5105

3L Brk Act NYS DORM AU REVS CITY U 5/05 B Interest K T (4045/05)

32, Brk Act NYC G/O SER L 5.45/05

33. Brk Act NYC Gen Oblig SER K 4.5/05

34. Brk NYS DORM AUTH REVS SECD HOSP 5/06

35, Brk Act MTA NY Excess Loss Fd 4.3/06

36, Brk Act NYS Med Care Faes Fin Agy Mntl Hlth 4,9/(06)

c Interest L T

c Interest L T

B Interest L T

B Interest L T

B Interest sell 2/15 L A

·'"'•sa,cioo•ot.1dss . . :e='$2;$i:>t,s5,ooo D '='$S.;ooi;,$rs,0oo E = $1s;oo1-$5o,cibQ :'F<. ··. ·.:.··, ·:.· .. . · · - · . . . (Se., Bl and D4) ;i,:.$5o;o:Ot-$lOO,oQd. · G :e=·s100,001c:$1,oo0;000 m ·H2. "':tvl9re'than $5;:000;000

·2. ValueCOdes: ·•·•;=$ 5,ooOotless. !{ = $15;09J $50;00Q L =$5Q,ooic$!OO;QQO • M =.s100,001-$2so,ooo

(Sei:.Coh1mns .and ·..·· N ;;e•$250;00Q-,$SQQ,000 Q = $500,00JC$.J;\)00,000 Pl '=' $1;000,0Q1j�5,000;000 P2 = $5,000;00l-$25,000,000

P3 = $25;000,001"$50;000;000 P4 =$Moietl!lµI$5o,ooo;ooo .·3. Value Method Codes = A.Jlpraisal R =Cost (Real Estate Orily) S = ASse sment T =.Cash/Market·

(See Column C2) ·U =.Book V,alue V =Other W =Estimated

#2.

#2,NYS

#2,NYS

# 'NYS

#2.NYC

#2.

#21

#2.NY

c()de's: ""<G\ crD4) $5o;ooh$too,ooo

mdD3)' $Z5o, O:ssoO;OOO

oo,001· 1;0oo;ooo -$2:;5Qf$.S;ooo,:;

;;$1 uoo;o0i-$sfO#;ooo H2

trum

Q

FINANCIAL DISCLOSURE REPORT Date of Report Name of Person Reporting

Page 3of13 Castel, P .Kevin 8/29/2005

VII. INVESTMENTS and TRUSTS -- income, value, transcations (includes those of the spouse and dependent children. See pp. 34-57 of filing instructions.)



(I) (2) (1) (2) (I) If not exempt from disclosure

Place "(X)" after each asset exempt Amount Type (e.g.from prior disclosure Code I div. rent or

(A-H) int.)

37. Brk Act NYS Trwy Auth Gen Rev Ser B 4.9/07 B Interest

38. Brk Act #2,Triborough B & TAuth NY GEN B Interest PURP SER 5/

39. Brk Act #2. NYC GIO SER J 5107 B Interest

40. Brk Act #2,NYS Dorm Au REVS City U 4.625/07 B Interest

41. Brk Act Dorm Au Revs Rockefeller U B Interest 4.3/07

42. Brk Act #2,NYS Dorm Au REVS M Filmore c Interest Hosp 5.125

43. Brk Act Dorm Au Jewish Med Ctr 4.5/07 A Interest

44. Brk Act Med Care FAC Fin Agy c Interest MentHlth 5. /08

45. Brk Act Gen Oblig Ser H 4.5/08 B Interest

46. Brk Act #2.NY NY SER M AMBAC 5/08 B Interest

47. Brk Act #2.NYS DORM AU REVS 5/08 c Interest

48. Brk Act#2,Nassau Co Ser Z 5/08 A Interest

49. Brk Act #2.NYS Med Care FACS Hosp & Nurs c Interest 5.75/08

50. Brk Act #2.Nassau Cty COMB SWR DISTR SER c Interest y 5/08

51. Brk Act NYST AU LOC HGHWY &BRIDGE D Interest 5109

52. Brk Act NYS Dorm Au Revs New Island Hosp D Interest

5.2/09

53. Brk Act NY SER D 6110 A Interest

54. Brk Act #2 NY SER J 4.625/10 B Interest

(2) (3) Value Value Type (e.g. Date: Value Code 2 Method buy, sell, Month- Code 2 (J-P) Code 3 merger, Day (J-P)

(Q-W) redemption)

K T

K T

L T

K T

L T

L T

K T

L T

L T

L T

M T

K T buy 6130 K

sell 8/15 L

L T

M T

M T

K T

K T

(4) (5) Gain Identity of Code I buyer/seller (A-H) (if private

transaction)

L .lhcome/Gafu ·e=-s1;odq<i/1ess- · . •< . 'B <'-'.Sl;@J.21!>2;500 .c ·. •. :D • ;. $ ;OOI-$l5;000 (See Colinnns :m "¥. ,•= a =s1 ·· m =:N(oretJliill$5,ooo,ooo

VV:alue Coqes: =$l5;00Q ofless K =$15,o0!-$50;Qoo I = _$50;001 $_100;000 M . = $tbO;OOHi2:50;000

(See Columns Cl . N = 0 = $5Pb,001-$l;OQO,OOO Pt = $1;ooo.001 $5;ooo,000 P2 = S5,000,00]"$25,000,000 . . P3 = $25,000;00JC$50,000,000 P4 =$More $50,000;000

3. Value Method Codes = Appi)ijsal R = Cost (Real Estate Only) S = Assessment T = Cash/Market

(See Column .CZ) U "'Book Value V =Other W =Estimated

#2.

#2'NYs

Act#2.NYC

#2.assau

#2,NYC

#2.NYC

#2.NYS

#2.NYC

BrkAct #,NYCRFDG

#2.

Incoriifoaiii"c&d' : :A (S t i l{ .i):);i) V J.u.e cOd :

;, ''=$ ; oi.i$:?,ooo c= ll<loR;o<H-$?;oo{),()OO

L

E

.FINANCIAL DISCLOSURE REPORT Date of Report Name of Person Reporting

Page 4of13 8/29/2005Castel, P .Kevin

-- income, value, transcations (includes those of the spouse and dependent children. See pp. 34-57 of filing instructions.) VIL INVESTMENTS and TRUSTS



(1) (2) (!) (2) (I) If not exempt from disclosure

(2) (3) (4) (5) Place "(X)" after each asset exempt Amount Type (e.g. Value Value Type (e.g. Date: Value Gain Identity of from prior disclosure Code I div. rent or Code 2 Method buy, sell, Month- Code 2 Code I buyer/seller

(A -H) int.) (J-P) Code 3 merger, Day (J-P) (A-H) (if private (Q-W) redemption) transaction)

55. Brk Act NYC Gen Ob Jig SER K 5/10 c Interest L T

56. Brk Act TWY AUTH 5.25/10 (X) A Interest K T

57. Brk Act #. NY NY RFDG Ser J 5110 B Interest L T buy 11102 L

58. Brk GIO Ser G 3.125/10 c Interest L T buy 2/12 L

59. Brk Act Co Ser C 5.25/10 (X) c Interest L T

60. Brk Act GIO SER C 4.375 (/11) c Interest M T

61. Brk Act GIO SER D 5.4/11 D Interest M T

62. Brk Act Dorm Au REVS ST Vincent's H c Interest L T

5.5111

63. Brk Act RFDG Ser H 1.94/11

64. same as above

65. same as above

66. same as above

67. 1.77/11

68. Brk Act NYC RFDG Ser H SubSer H6 1.040/11

69. same as above

70. same as above

71. same as above

72. same as above

D Interest

B Interest

B Interest

B Interest

B Interest

N T buy 1126

L T buy 2/9

L T buy 5/27

L T buy 617

buy 1116

buy 1/16

buy 1126

buy 219

buy 5/27

buy 617

N

L

L

L

L

L

N

L

L

L

·· i:

: F s1,09'Qor1& s ·

=$5Q,OOJ"$Ioo;ooo

.. B ' 1;001-$l 50Q G =$100,001-$1,000,00p

· c • ln

D .=ss,ooi-$1s,()o0

;$ =Morethan.$5,ooo;ooo :=$l5,00'U$SO;Oo!r·•.>:·

:.· _ ..·· · . :;: ;: . . ' - ; ..

.2. .. . J = SViiOo<i'or less, k =Sl5,00l-$SO;OOO .·. =·$50;0CH-$10.g OOf>: • .

M =.•$100,00!C$250;000

(See Cohmms Cl;indI>3} N = $2S0, $5pO;OOO 0 = $500,001-$1,()00,000 Pl =:$l;OQ0,001'$5;0oQ,po0 . P2 · ,,; $5,000,00J-$25,000,000

P3 = $25,000;00l-$50;000,000 P4 = $MoretbaJi $50,000;000

3. Value Method Codes Q = Apprai§a1 R = Cost (Real Esta'te Only) S = Assessment T = Casb/Market

(See Colµnm C2) U =BookValue. V = Other W = Esti ted

d

#2.

#2.NYC

#21

# S

#211.

SMedCare FACSFINA ENTHLTH

llid:;miJcihlii pCides: A

(S'eebol BUJ1dD4)

Coliimns

. . ' . . 't··· : .,

·.FINANCIAL DISCLOSURE REPORT Date of Report Name of Person Reporting Page 5of13 Castel, P .Kevin 8/29/2005




(I) (2) (I) (2) (1) If not exempt from disclosure

(2) (3) (4) Place "(X)" after each asset exempt AmoWlt Type (e.g. Value Value Type (e.g. Date: Value Gain from prior disclosure Code I div. rent or Code 2 Method buy, sell, Month- Code 2 Code I

(A-H) int.) (J-P) Code 3 merger, Day (J-P) (A-H) (Q-W) redemption)

73. same as above A Interest 0 T sol /partial 6/23 M

74. Brk Act NYS ENV F ACS 5111 (X) A Interest K T

75. Brk Act #2.NYNY Ser F 5.125/11 B Interest K T buy 4/29 K

76. Brk Act #21 NYC Transitional Auth 4.6/11 (X) B Interest K T

77. Brk Act #2.NY NY Ser J 4/12 c Interest L T buy 5113 M

78. Brk Act #2.NYS Dorm Au th City Univ 5. 75/12 c Interest L T buy 4/7 L

79. Brk Act #2. NYC RFDG Ser H-6 float/12 B Interest M T buy 5/27 M

80. Brk Act #21NYC RFDG Ser F 5.25/12 (X) A Interest J T

81. Brk Act #2.Nassau Co Gen Imo Ser V 5.25/13 (X) c Interest M T

82. Brk Act #2. NYC GIO Ser H 5 .25/13 (X) A Interest K T

83. Brk Act #2.NY NY Ser J FGIC-TCRS 5.35/12 (X) E Interest K T

84. Brk Act #2.NYS Dorm Auth Upstate Comm Coll B Interest L T buy 8/23 L RevB 5/13

85. Brk Act RFDG Ser H Sub H-6 1.94/13 B Interest L T buy 116 L

86. Brk Act #2. NY NY RFDG Ser B-FGIC TCRS c Interest L T 5.75/13 (X)

87. Brk Act #2.Medina NY Cent Sc Dist 4.75/13 (X) B Interest K T

88. Brk Act LIP A 5/13 (X) B Interest L T

89. Brk Act Dorm AU RFDG SECD HOSP c Interest L T NYDTWN . /014

90. Brk Act c Interest L T F 5.375/14

(5)

Identity of buyer/seller (if private transaction)

.· 1. = s1,ooociiless B = $1;001-$2;500 · C = $2,?0 l:C$5;QOO D =S-5,00HlS,000 E

. F '= S50;001C$Jo0,000 G = sroo;oo1 $1,ooo;ooo HI =$:1,000;0QM5;00Q,OOO H2 =fyiore than $5 ,000;000

=$50,001"$100,000 =;$15;000 oriess K =SJ 5,001-$50,000 L2. Val\ieCQ.desi . M =.Sl00,001 $250,000

Cl 'iirid D3) N =$250;000-$500,000 0 = $500;001-$1,000,000 Pl =·$1,000,Qbi '$5,Q00,000(See P2 = $5,000,001-$25,000,000

P3 .. = $25,000,001-$50;000;000 P4 =$More thaii·$50,ooo;ooo

3. Value Method Codes · Q = Appraisal R = Cost (Real Estate Only) · S =Assessment

(See Column C2) ·

U =BookValue V =Other W = Estimated

e

#21

#2.Nassau

#21

#2.Sharon

#f>NYs

#2.

#21

llicorrle/Gaiir A• ;,;. $i,ooo6r (See iumns:Bl

N

$fso10,s5,Q(Ji{ n $s,p0):c!m;ooo ii2

fi.

e

-.FINANCIAL DISCLOSURE REPORT Date of Report Name of Person Reporting




Description of Assets r porting period reporting period (including trust assets)

(l) (2) (1) (2) (l) If not exempt from disclosure

(2) (3) (4) (5) Place "(X)" after each asset exempt Amount Type (e.g. Value Value Type (e.g. Date: Value Gain Identity of from prior disclosure Code 1 div. renl or Code 2 Method buy, sell, Month- Code 2 Code 1 buyer/seller

(A-H) int) (J-P) Code 3 merger, Day (J-P) (A-H) (if private (Q-W) redemption) transaction)

91. Brk Act NYS Dorm Auth Revs Ithaca Coll B Interest K T buy 6/21 K 5113

92. Brk Act#.Camden NY Cent SCh DIST SER A 4.5114

B Interest L T

93. Brk Act#. NYC MUN WfR FIN 00/14 A Interest J T

94. Brk Act #2' NYS DORM AU Iona Coll 4.3/14 B Interest L T

95. BrkAct Cty NY GENIMPT SER X 5.1/14

D Interest M T

96. Brk Act LI Pwr Au 5/14 B Interest L T buy 8/2 K

97. Brk Act #2.NYC Ser J 5.25/14 (X) B Interest K T

98. Brk Act Springs MunWtr 4.8/14 B Interest K T buy 6/10 K

99. Brk Act #2. NYS Dorm Au Colgate 4.625/14 B Interest K T buy 10/27 K

100. Brk Act #2-NYC Ser A G/O 4.3/14 B Interest K T buy 516 K

101. Brk Act #2.LI Pwr Au 5/14 (X) B Interest K T

102. Brk Act#2.Bethlehem NY Cent Sch Dt 5.125/14 B Interest K T (X)

103. Brk Act Med Care 5.375/14 (X)

104. Brk Act#. Buffalo NY SER C Parking 4.7/15

105. Brk Act#.LI NY Pwr Au Elec SYS 5/15

106. Brk Act No Babylon Sch Dt 5.25/15 (X)

107. Brk Act #2. NYS TWY AU 5/15 (X)

108. Brk Act NY,NY Ser I 5.25/15

c Interest

c Interest

c Interest

B Interest

B Interest

c Interest

sell 2/15 L

L T

M T

K T

L T

L T buy 1/15 L

A

•1, Cod s:'' less B =•Sl,001-$2,sdil ·.• c = · = E ·

..• andD4) , ;,, S O,OOJc$t0o;QOO G ;;, SlOO;OOf-n;ooo;oQO · HI. =s1,000:00Hs;ooo,ooo "'More n$5,ooo,ooo .

(See Colunms Cl. and Da) =.$25(};0Q()c$5QO,OOO 0 = $500,00)"$1 ,000;QOO Pl = $1,000,001 $5;000;000 = $5,000;bOJ-$25,000,000

·P3 = $25,000,001-$50,ooo;ooo P4 = $More than $50,000,000

2. Yal\Ie codes: = si5;ooo cir1¢ss K = $15,001-$50;00Q L : . =$50,00h$Hi'O;O{)O M = $!00,00h$250,000

3. ValueMethodCodes Q = Appraisal R = Cost (Real Estate ·oriJy) S ·=Ass ssment · T = Casb!Market.

(See Column C2) U =Book Value V. = Other w =Estimated

#21

#2.NYS

#2'

BrkAct#2,MTA

#ii

BrkAct#2.LIPA

#21

Act#.

1Yrnci:ime/Gaiii 'A '°'"'•$1;000 ·( _ eC01 ·13JanG•D4) F

ColtJinI1s c D3) N

B =i$),oor;!2;s0i)' = $2;5cM$s,ooq

=o;$1,ooo;oo\ $gtog0.00Q M

o

thiiii$ ;;OOO/oOo






(I) (2) (I) (2) (I) If not exempt from disclosure

(2) (3) (4) (5) Place "(X)" after each asset exempt Amount Type (e.g. Value Value Type (e.g. Date: Value Gain Identity of from prior disclosure Code I div. rent or Code 2 Method buy, sell, Month- Code 2 Code I buyer/seller

(A-H) int.) (J-P) Code 3 merger, Day (J-P) (A-H) (if private (Q-W) redemption) transaction)

109. Brk Act#2,NYC REF Ser B G/O 5.75115 (X) c Interest L T

llO. Brk Act NY ,NY RFDG Ser G 5115 B Interest K T buy 7/13 K

111. Brk Act EnRGY R&D AU ORNGE & A Interest L T buy 5/28 L ROCK float/15

112. same as above A Interest L T buy 6/16 L

ll3. Brk Act#.LI Pwr Au 4/15 B Interest K T buy 7/29 K

114. Brk Act Carle Place 5.4/15 B Interest K T buy 12/14 K

115. Brk Act #2.NYNY Ser A 5.25/15 B Interest K T buy 4/30 K

116. 5.25/15 (X) c Interest L T

117. Brk Act #2. NYC Health & Hosp 4.55/16 c Interest M T

118. Brk Act #2.Nassau Co Genlmpt Ser Y 5/16 B Interest K T buy 5/18 K

119. Brk Act# 2. NYC GIO Ser H 5.25/16 c Interest L T buy 6/1 L

120. Brk Act NYS Dorm Au St Johns U 5/ 16 (X) B Interest K T

121. Brk Act #4NY,NY Trans Fin Au 4.75/16 (X) B Interest K T

122. 5.125/16 c Interest L T

123. Brk act NYS Env Fae Corp St Clean Wtr 5/17 B Interest L T (X)

124. Brk NY NY RFDG Ser J 5/17 (X)

125. Brk Act #2.NYC Ser G 010 5/17

126. Brk Act #2.NYS Dorm AU City U 5/18

A Interest K T

c Interest M T buy 10/15

c Interest L T

M

Codes: or less .o =$5;001,$i&;iioo. ·

· �,;ssoi0Qlc$1bo,ooo .G ,,,$100,opM1,ooo;ooo' ·. . Hl: • • H =More !harr$s;ooo;poo

-· 2-:Value Codi!si• . -··· .. - ; _·-. ·, . ._,.. .- · · · - . . - . . J( = $15:00J-$5o;o()o .L .;., $so;OOH1QCl,OoO. ; = S.100,0()_h$250;QOO (See 1 and = $Z·�O[()(j[$soo;ooo =:$5.00;ooi-:n,ooo;ooo · :P1 = $1,000;001 $s;o0o;ooo P2 = $5,ooo;ooi\$25;000,000

P3 == $25;00q;001-$50,000,000 'P4 = $More

3. Value.MethiJdCOdes Q = Appraisal R · •= Cost (Real Estate Only) S = AsseSSrrieiit T = Cash/Market

(See Col\lI1Ill C2) U =·Book Value V =Other W = Estimated .

-

Act#.

#21

I

#4

#.

#f

#2'

Act#.

Act#.

Acct#.

Ac i

In @e1.6 Ip.•G®li ; ooo' ;··r

.(See·(;6) · 1'aiid ]])4) 3'ss6,oo 0 i:,ooo (Seeco1urni.s q itPctm)

Ii ; ;i,om2 z;!iOO

".' H) ; e

:M

"'-

E

Q

U

e

. FINANCIAL DISCLOSURE REPORT Date of Report Name of Person Reporting



A. B. Income during

Description of Assets reporting period (including trust assets)

(I) (2)

Place "(X)" after each asset exempt Amount Type (e.g.from prior disclosure Code I div. rent or

(A-H) int.)

127. Brk NYC SERB Gen Obi 5.375/18 (X) c Interest

128. Brk Act LI NYPWR AU 5/18 (X) c Interest

129. NBrk Act #2 NYS Dorm Au St Josephs H A Interest 5.25/18 (X)

130. Brk Act Buffalo NY Mun Wtr Fin Au 5/19 B Interest

131. Brk Act#. Niagra Falls Brdg float/19 None

132. Brk Act Buffalo Ser C 5119 (X) c Interest

133. Brk Act NYC Trans FIA Rev 5.25/21 c Interest

134. Brk Act NYC TR Cultural Res Am Muse Nat A Interest

Hist float/ 21

135. Brk Triborough B & TAU 5/24 (X)

136. Brk Triborough B & T Au 1.95/32 (X)

137. Brk Kayne Anderson MLP INVT Co

138. Bkt !shares TR Dow Jones Select Div Index Fun (X)

139. Brk Act #4 NYS Med Care 5.3/04

140. Brk Act #4 NYS Twy Au SER A 4.9/05

141. Brk Act #4 NYS Dorm Au City U 4.45/05

142. Brk Act #4 NYS Dorm Au Southside Hosp 5/06

143. Brk Act #4 NY RFDF SER A 6.125/06

144. Brk Act #4 NYS Dorm Au UTD Health 4.8/06

c Interest

c Interest

A Dividend

B Dividend

B Interest

B Interest

B Interest

B Interest

B Interest

B Interest

c. D. Gross value at end of Transactions during reporting period reporting period

(I) (2) (I) Ifnot exempt from disclosure


(Q-W) redemption)

L T

M T

K T

K T buy 3/16 K

L T buy 9/21 L

M T

L T buy 3/18 L

L T buy 6/3 L

M T

N T

K T buy 12/23 K

L T

redemption 2/15 K

L T

K T

K T

sell 8/1 K

K T

(4) (5) Gain Identity of Code I buyer/seller (A-H) (if private

transaction)

A

. 1. · F ,

·s1 · G

. · :=$l?Q;OQM1;000,000 ;=$1,-06o;ooii$s,ooo;qoo ·

D =$5,00J;.$.JS,000 =_Mor tfuir$5,00Q,OoO

2. Va\ue Oiil.es: J := s1s,oooor;Je5 •j( . 15;001,$SO,OOO L =$so;oqMioo;ooo =s100,001".$2Qo;o90

N = s2so;oo0::Ssoo;ooo o =Ssoo;0()1c$1,ooo,ooo Pl $1,.Q00,00l-$5;00Q;OOO P2 = $5,000,oOlc$25,00Q,000

pj. = $25;0(){);001 $50,000,000 P4 =$!>:fore.than $50,000,000 .

3. ValueMethooCodes = Appraisal R = Cost(Real Estate Only) S =Ass ssment . T =Cash/Market

(See Collll1lil C2) =Book VaJue V =Other W =Estimated

#f

#5,

#5,

#5,

Act#.

(Seeb,i Bl

A B G K

R

v

(!)



-- income, value, transcations (includes those of the spoiise and dependent children. See pp. 34-57 of filing instructions.) VII. INVESTMENTS and TRUSTS

A.

Description of Assets (including trust assets)

Place "(X)" after each asset exempt from prior disclosure

145. Brk Act #4 NYS MED CARE MNTL HEALTH 4.9106

146. Brk Act #4 NYS Dorm Au City U 4.625/07

147. Brk Act #4 Port Auth I 19th Ser 5/07

148. Brk Act #4 NYS Dorm Mtg Hosp 4.95/08

149. Brk Act #4 NYS Med Care 5.4/08 [new mat 05)

150. Brk Act #4 NYS Thrwy 5.1110

151. Brk Act #4 NYC G/O Ser C 4.35/11

152. Brk Act #4 NYC RFDG Ser H, subser H6 float/12

153. Brk Act #4 MTA FRDG Ser A 4.3/13 (X)

154. Brk Act #4 Nassau Cty Gen Impt Ser X 5.1114

155. BrkAct#4 NYC RefSer B G/O 5.75/15 (X)

156. Brk Act #4 NYC Health & Hosp 4.5[ 4.55)/16

157. Brk Act #4 NYC G/O Ser B 5.25/18

158. !rk Act SB Muni NY MNY MKT PORT CL

159 Brk Act SB Apprec Fd CL A

160. Brk Act SM Muni FD NY Port CL A

161. Brk Act SB High Income FD CL A

162. Brk SB Intermediate Maty NY Muni FD CLA

B. Income during reporting period

(!) (2)

Amount Type (e.g. Code I div. renl or (A-H) int.)

B Interest

B Interest

B Interest

B Interest

B Interest

c Interest

B Interest

None

B Interest

c Interest

B Interest

A Interest

c Interest

c Dividend

None

c Dividend

B Dividend

B Dividend


(1) (2) If not exempt from disclosure

(2) (3)

Value Value Type (e.g. Date: Value Code2 Method buy, sell, Month- Code2 (J-P) Code3 merger, Day (J-P)

(Q-W) redemption)

sell 2119 L

J T

K T

K T

K T

L T

L T

K T buy 919 K

L T

L T

J T

K T

L T buy 7/23 L

K T

sell 11130 L

L T

sell 11/30 K

L T

(4 ) (5)

Gain Identity of Code I buyer/seller (A-H) (if private

transaction)

B

D

IncometGam Codes: = $1,000orless ·. = $1;001-$2;500 E = $15,001-$ 0,.0oo ''. a d D4) F =$50,001:::inoo;OOO = $100,00Jc$J,000,000 HI =-$i;ooo;oo1 {6oo,ooo H2 =Morethan$5,ooo,ooo

.1. .

2. Yalue.Qrcjes: J = $1S,OOO or less = $15,001-$50,000 L = $50;Q014100,000 M = $100,QOJ.$250,00Q

(See Cqllll1)ns C 1 and:D3) N = $250,000-$500,000 0 = $50Q,001-$l;000,000 Pl =.$l OOO;ooic$5,0QO,OOO =SS;OOO;OOl-$25,000,000P2 P3 = $25;000,001-$50,000,000 P4 = $More than $50;000,000

3. Value Method COdes Q =Appraisal =Cost (Real Estate Only) S =Assessment T =Casb/Market

(See Column C2) U =Book Value =Other W =Estimated

#5,

#5,

#5.

#5,

.. #5.NYS

#5J

BrkAct#5. NYS

#5,

#.

#5f>

BrkAct#5,MTA

A . F

N

= ls;OOO

E G

K

0

HI

$15,000

:M

(4)




A. B. c. D. Incoire during Gross value at end of Transactions during reporting period


(I) (2) (!) (2) (I) If not exempt from disclosure


163. Brk Act #5, SB Large Cap Growh Fund CL A

164. Brk Act NYS Med Care 5.3/04

165. Brk Act NYS Dorm AU 4.45/05

166. Brk Act NYNY RFDG SER A 6.125106

167. Brk Act NYS Dorm Au 4.8/06

168. Brk Act #5. NYS Med Care MNTL HLTH 4.9/06

169. Brk Act Dorm AU City U 4.625/07

170. Brk Act #5. Port Auth NYNJ I19th Ser 5/07

171. Brk Act #5, NYS Dorm UTD Hlth Svcs 4.95/08

172. Brk Act NYS Med Care Ment Hlth 5.4/05[08]

173. Thrwy AU 5.1/10

174. Brk Act NYC G/O SER C 4.375/11

175. Brk Act #5. Corning NYC Sch Dist SerB 4.25113

176. Brk Act Nassau Cnty NY Gen lmpt Ser X 5.1/14

177. BrkAct#5. NYC RefB G/O 5.75115 (X)

178. Brk Act NY, NYSer H 5/15

179. 5.25115 (X)

180. Brk Act #5. NYC Health&Hosp 4.55/16

Amount Type (e.g. Code I div. rent. or (A-H) int .)

A Dividend

B Interest

B Interest

B Interest

B Interest

B Interest

B Interest

B Interest

B Interest

B Interest

c Interest

B Interest

B Interest

c Interest

B Interest

A Interest /

c Interest

A Interest

Value Value Code 2 Method (J-P) Code 3

(Q-W)

K T

K T

L T

K T

L ·T

K T

K T

L T

L T

L T

L T

K T

K T

L T

K T

(2) (3) Type (e.g. Date: Value buy, sell, Month- Code 2 merger, Day (J-P)redemption)

buy 11/30 K

redeemed 2117 K

sell 8/1 K

sell 2115 L

buy 12/10 K

(5) Gain Identity of Code I buyer/seller (A-H) (if private

transaction)

A

A

A

D .

· ·· -,(See Co!rnnns B-1 and D4). . = $5p;oofc$1(J{),ooo =: $100;00141,000,000 = $1;000,00}'$5;0\¥),000 H2 · =:.)\!lore tliaii$5,000;000 · J. · Incoine/GairicCiides: = $1 ;OffQ urless =$1,00Jc$2,SOO c =$2,501-$5,oO&C '=.$5-;001

2. V?l.ne ():)(jes: orless =;$15;001-$50;000 = $50i001-$100;000. C'.$100,QOJ-$250,QOOL

fSee Ccillllrins Cl :¢d D3) =.$250,00(),.$500; 000 -;= sso.o,001,$1;000,000 Pl =$1;000,00jC$5;f)OO,OOO P2 =: $5,000,001-$25,000,000

P3 '= $25;000;{)oF$50;000,000 P4 =$More trum.$50,000;000

3. .Yalue Method Codes Q =Apprajiial R =Cost (Real Estate .Only) S =Assessment T = Cash/Market

(See Column C2) U =Book Value V =Other W = Estimated

#61

Act#.

Act#.

Act#.

Act#.

#61

#6,Dell

#6.

#6.

#6.

Act#.

#6.

#f

#.

#6.

Iiicome.tGaillGO<leii: · \,,, d\1tiriiri{81aiidD4) c6dq:

N

'$1,ooi'--$2;50o ' vs \ooo,QOO

(4)



VTI. INVESTMENTS and TRUSTS -- income, value, transcations (includes those of the spouse and dependent children. See pp. 34-57 of filing instructions.)

181.

182.

183.

184.

185.

186.

187.

188.

189.

190.

191.

192.

193.

194.

195.

196.

197.

198.

A.



Brk Act SB Money Funds Cash Port CLA

Brk SB Muni NY Mkt Port CL A

Brk Act #6. ADP

Brk BBY

Brk CSCO

Brk CTAS

Brk Act Citigroup

Brk Act (X)

Brk Act#. EMR

Brk Act GE

Brk Act HD

Brk Act IBM

Brk KMB

Brk Act KSS

Brk Act LL Y

Brk Aet MDT

Brk Act MRK

Brk Act #6,MSFT

1. $l;ooci•or:tess

(See F . =s�o,001c$100;000

2. Value . $15;ooour less

· (See Columns Chii:tdD:l) = $250;000C$50Q,000

3. Value Method Codes

(See Column C2)

P3 = $25,000,001-$50,000;000

Q =Appraisal

U :"'Book Value

B. c. D. Income during Gross value at end of Transactions during reporting period reporting period reporting period

(1) (2) (I) (2) (I) If not exempt from disclosure

Amount Type (e.g. Code I div. rent or (A-H) int.)

A Dividend

A Dividend

A Dividend

A Dividend

None

A Dividend

A Dividend

None

A Dividend

A Dividend

A Dividend

A Dividend

A Dividend

None

A Dividend

A Dividend

A Dividend

A Dividend

. B .· ;., ··.. ' G C'. $100,001-$1\000,000

K = $15;001-$5.0,000

0 = $500,001-$1;000,000

(2) (3) Value Value Type (e.g. Date: Value Code 2 Method buy, sell, Month- Code 2 (J-P) Code3 merger, Day (J-P)

(Q-W) redemption)

J T

J T

J T

J T

J T

J T

J T

J T

sell 12/20 J

J T

J T

J T

J T

J T

J T

J T

J T

J T

D :=$5;00H15,000

in =-·$1;000,00 . m "'More thiln•Ss;ooo;ooo

L ,.;:s o,oob$JOo;boo M = s100,ow 2so,oo.o

PI · = $1,000,00HS;ooo;ooo P2 =ss,000;001-s25;ooo,ooo

P4 = $More than $50,000,000

R = Cost (RealEstate Only) S = As51'ssrrient T =Cash/Market

V ·=Other W =Estimated

(5) Gain Identity of Code I buyer/seller

(A-H) (if private transaction)

A

(3)

#6.

#6.

#61

#8-

#8.

#9.Nuveen

#111

f

Iii etGafu Code' '••. A:\,,,'$1 U00 dess

{S: l Bi•::id: ) =$ 0,o01' $lOO;o0d.

Cl >]\i =-$ 5.o,d<iOc$500;000

Q =Apj)raiS;il

j $,2\5Ci1t$.5,oilo

T

·,FINANCIAL DISCLOSURE REPORT Date of Report Name of Person Reporting


VII. INVESTMENTS and TRUSTS - income, value, transcations (includes those of the spouse and dependent children. See pp. 34-57 offiling instructions.)

A. B. c. D. Income during Gross value at end of Transactions during report_ing period


(I) (2) (!} (2) (I) If not exempt from disclosure

(2) (4) (5) Place "(X)" after each asset exempt Amount Type (e.g. Value Value Type (e.g. Date: Value Gain Identity of from prior disclosure Code I div. renl or Code 2 Method buy, sell, Month- Code 2 Code I buyer/seller

(A-H) int.) {J-P) Code 3 merger, Day (J-P) (A-H) (if private (Q-W) redemption) transaction)

199. Brk Act#. NOK A Dividend J T

200. Brk Act NP (X) None sell 12/9 J

201. Brk Act #68 ORCL None J T

202. Brk Act PFE A Dividend J T

203. Brk Act #6.WMT A Dividend J T

204. Brk Act #6.WAG A Dividend J T

205. Brk Act WFC A Dividend J T

206. Brk Act #7 Citibank NA Bank Dep Program (X) B Interest L T

207. Brk Act #7 FNMA None . L T buy 2//25 L

208. same as above sell 11/05 L

209. Brk Act Citibank Bank Dep Prag A Interest K T

210. Brk Act SB Appreciation FD CL A None J T

211. BrkAct#9 SB MUNI NY MNY MKT PORT A Dividend N T

CLA

212. Brk Act NY Select Qua! (NVN) B Dividend K T

213. Brk Act #10"SB MUNI NY MNY PORT CL A B Dividend N T

214. Brk Act#IO Nuveen NY Se! Qua! (NVN)

215. Brk Act Fidelity Funds(Stock)

216. Brk Act # 11 Spartan US Eq Index

c Dividend

None

None

J T

M T

M T

1 ' · ·.•· '·' · ··· B . ' ;;.. ,0{)1 $2,SllO '. c · D .,.;:$5,00l $f ;OOO . ; >i'' G = $ioo,001cs1;oo0;o00 HJ ""$i;ODQ;o0F$5,000,000 H2- =More t!Jan·$s;ooo,ooo 2.Value0:ides: K = Sl5,001 $50,000 L ,;;, so,001;,$10o;()OO M =.$100,001-$250,000 _

(SeeCo\rimlls and:)'.>3) 0 =$500,QOl-$1,000,000 Pl .=e $1;QOQ,00li.$5,00Q,000 P2 =$5,0Q0,001-$25,000,000 P3 ==$25,oQO,Odi $50,000;000 P4 =$More than $S.P,OOQ;ooo

3. Value Method Codes R = Cost (Real Estate Only) S · = Assessment =C sb/Market

(See Column C:2). u· =Bo kValue V =Other W =Estimated

#11,

1:1ri¢ililie76afilq6\1¢ : A .;; 1;poo (s e}t<>1 { cFB4) F

i Y?l 0-! s: J ; &i looo.or l i (Se Q91wniis iµ)c\P3)

Colillm:i

Q

B.

(!)

$59,001 $i()!l;o00 H2 :tefore than

(4)

;= .'

. FINANCIAL DISCLOSURE REPORT Date of Report Name of Person Reporting

8/29/2005Page 13of13 Castel, P .Kevin

-- income, value, transcations (includes those of the spouse and dependent children. See pp. 34-57 of filing instructions.) VII. INVESTMENTS and TRUSTS

A.



217. Brk Act MSIFT CP Fx Inst

218. Brk Act #12 PHX Oakhurst Strat Alloc FD A

219. Brk Act #12 PHX Oakhurst Inc&Growth FD A

220. Brk Act #13 Fidelity Divers Intl

221. Brk Act #13 Fidelity Equity Inc

222. Brk Act #13 Fidelity Inter Bond

223. Brk Act #13 Fidelity Retire Mmkt

224. Brk Act #14 Fidelity Equity Inc

225. Brk Act# 14 Fidelity Inter Bond

226. Brk Act #14 Fidelity Retirement Mmkt

B. Income during

reporting period

(!) (2)

Amotmt Type (e.g. Code I div. renl or (A-H) int.)

D Dividend

None

A Dividend

None

None

E Interest

c Interest

None

B Interest

A Interest


(1) (2) If not exempt from disclosure


(Q-W) redemption)

M T

J T

J T

J T

0 T

N T

N T

L T

K T

J T

(5) Gain Identity of Code I buyer/seller

(A-H) (if private transaction)

. ·.·.· orless =$1,0pF$2;soo c =.$2;501"$5;000 . D •. e=$5 001 $!5;QOO E $15,001 $50,Q®: .,•

..;•$50;001-$100;000 G = $1OO;OOT-$1,000;000 in =c·si;ooo,OQF$5;oop;ooo = $5,oop,ooo. · . K = $l5;d0lc$50,QOO L · ".'. . . M ""$'loo,001c$250;000

Cl · N =c'$25Q;()Q°"S5oo,ooo 0 = $500,001-$1,000;QOo Pl =$l;OOO,o0Jc$5,0b(},OOO P2. ,;.,£$,000,001-$25;000;000 ' . .

!'3 = s25;ollb,OOJ-$SO,OOO,OOO P4 = $More than$Sd;OOO,Ooo

3. Value Method Codes =.Appraj!ial R = Cost (Real Estate Only) S Assessment T = Casb/M. rket

(See C2) :U =•.Book Value V =Other W Estimated


Castel, P .Kevin 8/29/2005

(Indicate part of Report.) VIII. ADDITIONAL INFORMATION OR EXPLANATIONS

I also have one bank account which is not interest bearing.

PartVIl: INVESTMENTS AND TRUSTS

N.B. References below to "Prior FDR" are to the "Nomination Report" dated 315103. I entered judicial service on 11104/03 and was not required to file an annual report for 2003 because I had fewer than 60 days service in that calendar year. See section I0 I ( d) and p. I of filing instructions.

Item 4 of Prior FDR: Brk Act #2.Fidelity Aggressive Growth Mutual Fund sold on 10/24/03.

Item 9 of Prior FDR: Brk Act #2.SB Aggr Grwth Fd CLA sold on 10/24/03.

Item 13 of Prior FDR: Brk Act #2. SB Premium Tora! Return Fund sold on 2/3/03.

Item 14 of Prior FDR: Brk Act#. SB Balance Fd CL A sold on 2/3/03.

Item 17 of Prior FDR: Brk Act #. SB lnt'l All Cap Grwth Port CL A sold on 2/3/03.

Item 18 of Prior FDR: Brk Act#. SB Int'! All Cap Grwth Port Class L sold on 2/3/03.

Item 20 of Prior FDR: Brk Act #4 Buffalo NY Gen Impt Ser A 4103 redeemed on 2/1/03.

Item 21 of Prior FDR: BrkAct#. NYC Gen Oblig Fiscal 1994 SER A redeemed on 81103.

Item 22 of Prior FDR: NYS Med FACS FINAGY STPETERSHOSP 4.9/03 redeemed on 11/1103.

Item 23 of Prior FDR: Albany NY ARPT Auth ARPT REV 4.6/03 redeemed on 12/15/03.

Item 27 of Prior FDR: Brk Act#2 Nassau CntyNY RFDG SER A 5.375/05 sold on 8/1/03.

Item 49 of Prior FDR Niagra Falls NY Brdg Com Toll 5.125/08 sold on 10/27/03.

Item 58 of Prior FDR Brk Act#.NYC RFDG-SERH SUBSERH6 /13 sold on 2/20/03 and 6/27/03.

Item 78 of Prior FDR Brk Act #3. SB Muni funds transferred to Brk Act #2(J) on 7I14103.

Item 79 of Prior FDR Brk Act #3,SB Muni NY Mny Mkt transferred to Brk Act #2(J) on 7/14/03.

Item 80 of Prior FDR Brk Act#3'IR sold on 7 /14/03.

. Item 81 of Prior FDR Brk Act#3,RIG sold on 2/3/03 and 3/12/03.

item 82 of Prior FDR Brk Act#3'ABT sold on 7/14/03.

Item 83 of Prior FDR Brk Act#3. AIG sold on 7/14/03.

Item 84 of Prior FDR Brk Act#3. ADI sold on 7/14/03.

Item 85 of Prior FDR BrkAct#3' AVP sold on 7/17/03.

Item 86 of Prior FDR Brk Act#3. CVS sold on 3/19/03.

Item 87 of Prior FDR Brk Act#3f CAH sold on 2151103 and 3/5/03.

Item 88 of Prior FDR Brk Act#31 CCL sold on 7/14/03.

Item 89 of Prior FDR Brk Act#3f.COF [CF] sold on 419103 and 4121103.

Item 90 of Prior FDR Brk Act#3f CSCO sold on 7/14/03.

Item 91 of Prior FDR Brk Act#3tCitigroup sold on 7/14/03.

Item 92 of Prior FDR Brk Act#3t KO sold on 7/14/03.

Item 93 of Prior FDR Brk Act#3' CL sold on 7/14/03.

Item 94 of Prior FDR Brk Act#3,Dominio Resources sold on 6/19/03 and 7/14/03.

Act#31 Act#3'


8/29/2005Castel, P .Kevin

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS

Item 95 of Prior FDR Brk Act# . EI Dupont sold on 7/14/03.

Item 96 of Prior FDR Brk Act#3 .ETR sold on 4/24/03 and 6/19//03.

Item 97 of Prior FDR Brk Act#3 fXOM sold on 3/11/03 and 7/14/03.

Item 98 of Prior FDR Brk Act#3 .FNM sold on 7 /I 4/03.

Item99 of Prior FDR Brk Act#3 .FITB sold on 7/10/03 and 7/14/03.

Item 100 of Prior FDR Brk Act#3 .DC sold on 7/14/03.

Item 101 ofPrior FDR BrkAct#3 .GE sold on7/14/03.

Item 102 of Prior FDR Brk Act#3 .DW sold on 7/14/03.

Item 103 of Prior FDR Brk Act#3 ,GDT sold on 7114/03.

Item 104 of Prior FDR Brk Act#3 .HCA sold on 4/14/03 and 4/24/03.

item 105 of Prior FDR Brk Act#3 .INTC sold on 7/14/03.

Item 106 of Prior FDR Brk Act#3 .IBM sold on 719104 and7/14/03.

Item 107 of Prior FDR Brk Act#3 .JNJ sold on 1/27/03 and 1/31//03.

Item 108 of Prior FDR Brk Act#3 ,KSS sold on 6/26/03 and 7/14/03.

Item 109 of Prior FDR Brk Act#3 ,KFT sold on 4/1/03 and 7/14/03.

Item 110 of Prior FDR Brk Act#3 .LOW sold on 7/14/03.

Item 111 of Prior FDR Brk Act# . MDT sold on 6/13/03 and 7/14/03.

Item 112 of Prior FDR Brk Act#3 ,MSFT sold on 7/14/03.

Item 113 of Prior FDR BrkAct#3 ,MWD sold on 7/14/03.

Item 114 of Prior FDR Brk Act#3 ,MOT sold on 4129//03,

Item 115 of Prior FDR Brk Act#3 , PFE sold on 7/14/03.

Item 116 of Prior FDR Brk Act#3' PG sold on 5/13/04 and 7/14/03.

Item 117 of Prior FDR Brk Act#3 ,RTN sold on 7/14/03.

Item 118 of Prior FDR Brk Act#3 ' SBC sold on 2/24/03 and 7/14/03.

Item 119 of Prior FDR Brk Act#3 ,SLM sold on 7/14/03.

Item 120 of Prior FDR Brk Act#3 , TGT sold on 7/14/03.

Item 121 of Prior FDR Brk Act#3 , TXN sold on 4/25/03 and 7/14/03.

Item 122 of Prior FDR Brk Act# TAPA CL A sold on 7/14/03.

Item 123 of Prior FDR Brk Act#3 ,TAPB sold on 7/14/03.

Item 124 of Prior FDR Brk UNP sold on 5/10/03 and 7/15/03.

Item 125 of Prior FDR Brk UTX [UTZ) sold on 7/14/03.

Item 126 of Prior FDR Brk Act#3 .VZ sold on 4/17/03 and 7/14/03.

Item 127 of Prior FDR Brk Act#3 ' WMT sold on 7/14/03.

Item 128 of Prior FDR Brk Act#3 ,VIAB sold on 7/14/03.

Item 129 of Prior FDR Brk Act#3 f WLP sold on 7114/03.

Item 130 of Prior FDR Brk Act#3 t WFC sold on 7/14/03.

(Indicate part of Report.)

8/29/2005


Castel, P .Kevin

(Indicate part of Report.) VIlI. ADDITIONAL INFORMATION OR EXPLANATIONS

Item 131 of Prior FDR Brk Act#3.WYE sold on 7/14/03.

Item 132 of Prior FDR Brk Act #4 US Treas Notes Ser B sold on 8/15/03.

Item 144 of Prior FDR Brk Act #4 Niagra Falls NY Brdg 5.15/08 sold on 10/27/03.

Item 147 of Prior FDR Brk Act #4 MTA S VC Contract 4.3/11 appears to have been listed in error; no record of ownership at the time of prior FDR or now.

Item 154 of Prior FDR Brk Act #5 . SB Balance FD CLA sold on 2/3/03.

Item 156 of Prior FDR Brk Act #5. US Treas Notes Ser B 2003 5.75/03 redeemed 8/15/03.

Item 166 of Prior FDR Brk Act #5,, Niagra Falls NY Brdg 5.125/08 sold on 10/27/03.

Item 174 of Prior FDR Brk Act #6 .AIG sold on I0123/03.

Item 175 ofPriorFDRBrkAct#6.AMGN sold on 10/23/03.

Item 176 of Prior FDR Brk Act # .AMAT sold on 2/18/03 and 2/19/03.

Item 179 of Prior FDR Brk Act #6 .CAH sold on I0/23/03.

Item 183 of Prior FDR Brk Act #6 .EDS sold on 3/6/03 and 317/03.

Item 185 of Prior FDR Brk Act #6 .FITB sold on 10/23/03.

Item 186 of Prior FDR Brk Act #6 .FISV sold on 10/23/03.

Item 189 of Prior FDR Brk Act #6 .INT C sold on 10/23/03 . .

Item 191 of Prior FDR Brk Act #6 '™1 sold on 10/23/03.

Item 199 of Prior FDR Brk Act # MOLX sold on 7/11/03 7/14/03 and 10/23/03.

Item 200 of Prior FDR BrkAct#6.NYT sold on 12/17/03.

Item 203 of Prior FDR Brk Act # tPA YX sold on 10/23/03.

Item 205 of Prior FDR Brk Act# . STT sold on 10/23/03.

Item 206 of Prior FDR Brk Act #6 . SYY sold on 10/23/03.

Item 207 of Prior FDR Brk Act # 69UPs sold on 10/23/03.

Item 211 of prior FDR Brk Act #7 Dreyfus Liquid Assets redeemed l l/10-11/17/03. The proceeds from this redemption were placed "Citibank NA Dep Program", an equivalent money market fund identified in the present FDR.

Item 212 of Prior FDR Brk Act #7 GSF sold on 3/19/03.

Item 213 of Prior FDR Brk Act #7 AKS sold on 3/11/03.

Item 214 ofPriorFDRBrkAct#7 Alcoa Inc sold on 11/19/03.

Item 215 of Prior FDR Brk Act #7 ACAS sold on 6/3/03 and 6/4/03.

Item 216 of Prior FDR Brk Act #7 AXP sold on 11/19//03.

Item 217 of Prior FDR Brk Act #7 AIG sold on 11/19/03.

Item 218 of Prior FDR Brk Act #7 AMGN sold on 527/03 and 6/6/03.

Item 219 ofPriorFDRBrkAct#7 ATH sold on 5119103 and 11/19/03.

Item 220 of Prior FDR Brk Act #7 BZH sold on 4125103.

Item 221 of Prior FDR Brk Act #7 KO sold on 3/10/03.

Item 222 of Prior FDR Brk Act #7 DTE sold on 9122/03.

Item 223 of Prior FDR Brk Act #7 EME sold on 3/17103.

Item 224 of Prior FDR Brk Act #7 GE sold on 11119103.


8/2912005Castel, P .Kevin

(Indicate part of Report.) VIII. ADDITIONAL INFORMATION OR EXPLANATIONS

Item 225 of Prior FDR Brk Act #7 HSY sold on 4122/03.

Item 226 of Prior FDR Brk Act #7 HD sold on 5121/03 and 7/15/03.

Item 227 of Prior FDR Brk Act #7 HMC sold prior to 12/31/03.

Item 228 of Prior FDR Brk Act #7 KFT sold on 3110103

Item 225 of Prior FDR Brk Act #7 HSY sold on 4/22/03.

Item 229 of Prior FDR Brk Act #7 KR sold on 4/22/03.

Item 230 of Prior FDR Brk Act #7 Lowes Corp Carolina Group CG sold on 4/10/03.

Item 231 Brk Act #7 MB! sold on 3117/03.

Item 232 of Prior FDR Brk Act #7 MDT sold prior to 12/31/03.

Item 233 of Prior FDR Brk Act #7 MSFT sold on 11/14/03.

Item 234 of Prior FDR Brk Act #7 MOGA sold on 4/28/03 and 4130103.

Item 235 of Prior FDR Brk Act #7 NYB sold on 4/22/03.

Item 236 of Prior FDR Brk Act #7 OMC sold on 11/19/03.

Item 237 of Prior FDR Brk Act #7 POG sold 4/14/03.

Item 238 of Prior FDR Brk Act #7 PFE sold on 11119/03.

Item 239 of Prior FDR Brk Act #7 PFG sold on 11119/03.

Item 240 of Prior FDR Brk Act #7 PRU sold on 11/14/03.

Item 241 of Prior FDR Brk Act #7 SLB sold on 4/10/03.

Item 243 of Prior FDR Brk Act #7 WMT sold on 5/21103 and 11119/03.

Item 245 of Prior FDR Brk Act #7 !SHARES MSC! MEXICO(EWW) sold prior to 12/31103.

Item 246 of Prior FDR Brk Act #7 !SHARES TR LEHMAN TBOBD (SHY) sold prior to 12/31103.

Item 274 Brk Act #7 Bank ofNY sold on 3/17/03.

Item 275 of Prior FDR Brk Act #7 FISERV sold on 4/28/03.


8/2912005Castel, P .Kevin

IX. CERTIFICATION.

I certify that all information given above (including infonnation pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any infonnation not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR F AILS TO FILE TIIIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Connnittee on Financial Disclosure

Administrative Office of the United States Courts

Suite 2-301

One Columbus Circle, N.E.

Washington, D.C. 20544

Honorable Mary M. Lisi - Judicial Watch · Der Judge Lisi: infomaion be supplied hat was not set oh in my rport dated April 26, 2005. 2005, he Committee raciously extnded my ime to

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