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High Power Density, Four-Quadrant, DC-AC Converter using Wide-Band Gap Semiconductors and Active Power Decoupling by Miad Nasr A thesis submitted in conformity with the requirements for the degree of Master of Applied Science The Edward S. Rogers Sr. Department of Electrical and Computer Engineering University of Toronto © Copyright 2018 by Miad Nasr
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Page 1: High Power Density, Four-Quadrant, DC-AC Converter using ... · single-phase sub-inverters that equally share the load power. The partial substitution of electrolytic bus capacitors

High Power Density, Four-Quadrant, DC-AC Converter

using Wide-Band Gap Semiconductors and Active Power

Decoupling

by

Miad Nasr

A thesis submitted in conformity with the requirementsfor the degree of Master of Applied Science

The Edward S. Rogers Sr. Department of Electrical and Computer Engineering

University of Toronto

© Copyright 2018 by Miad Nasr

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Abstract

High Power Density, Four-Quadrant, DC-AC Converter using Wide-Band Gap

Semiconductors and Active Power Decoupling

Miad Nasr

Master of Applied Science

The Edward S. Rogers Sr. Department of Electrical and Computer Engineering

University of Toronto

2018

The challenges in building high power density single-phase inverters are explored in this

work, for Photovoltaic (PV) and Electric Vehicle (EV) applications. A hybrid Hysteretic

Current-Mode Control (HCMC) system is developed that reduces the volume of the in-

verter system. Leveraging on this control scheme, two inverter designs are developed: 1)

an EV power-hub, and 2) an off-grid PV inverter. The power-hub operates in four differ-

ent modes: Grid-to-Vehicle (G2V), Vehicle-to-Grid (V2G), Vehicle-to-House (V2H), and

the novel Vehicle-to-Vehicle (V2V) mode. The off-grid PV inverter is composed of three

single-phase sub-inverters that equally share the load power. The partial substitution of

electrolytic bus capacitors with an Active Power Decoupling (APD) module, reduces the

total inverter volume by 17.6%. A CEC efficiency of 95.05%, an average THD of 4.2%,

a total volume of 31 in3, and a power density of 64.5 W/in3 is achieved.

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Acknowledgements

After praising God for his unlimited blessings and mercy, I owe my deepest gratitude

to my supervisor, Professor Olivier Trescases, for his valuable support, guidance, and

encouragement over the past years. He will always remain as my role model in the field

of power electronics.

My sincere thanks is extended to Steven Chung, David King Li, David Guirguis, Dr.

Shahab Poshtkouhi, Masafumi Otsuka, Samantha Murray, Dr. Hirokazu Matsumoto, and

Dr. Cristina Amon for their invaluable support and assistance throughout the duration

of my master’s education. This thesis would not have been possible without their contri-

butions and support. More specifically, I would like to acknowledge Samantha Murray for

her great efforts and invaluable assistance in the implementation of the Active Power De-

coupling (APD) module, APD controller, and acquiring the experimental measurements

for the PV inverter system. Furthermore, I am heavily indebted to David Guirguis for his

indispensable endeavours and support in the design and construction of the PV inverter

thermal and mechanical systems, and performing detailed ANSYS thermal simulations. I

can never forget the technical support I received from Steven Chung and David King Li,

as they designed the power-stage and initial controller PCBs for the PV inverter system.

I am also indebted to Professor Francis Dawson for his generosity in letting us borrow

his 5 kW HV power supply.

I would like to express my sincere gratitude to Mazhar Moshirvaziri and Dr. Theodore

Soong for their vital guidance and advice during the design, implementation, and mea-

surement phases of the EV power-hub project. I greatly thank Kshitij Mukesh Gupta

and Dr. Carlos Da Silva for their important contributions to the EV power-hub project

and their thermal and cooling system design and construction. I will always be grateful

to Seyed Amir Assadi for his great support in designing and implementing the Dual-

Active-Bridge (DAB) converter for the power-hub project and I wish him success in his

M.A.Sc program and future career.

I would also like to thank my fellow graduate student colleagues Dr. Shuze Zhao, Zhe

Gong, Mojtaba Ashourloo, Mohammad Shawkat Zaman, Nameer Khan, Carl Lamoureux,

Kyle Muehlegg, Yongshi Lu, and Richard Wang for all their help and support through

productive discussions and collaboration.

I can never say enough of the help, motivation, and inspiration I received from my

family, especially my sister, Mo’oud Nasr. Last but not least, I am heavily indebted

to my mother, Farah Ghasemi, whose sacrifice, support and contributions over all these

years simply cannot be expressed in words. To her, I dedicate this thesis.

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Contents

Acknowledgements iii

Table of Contents iv

List of Tables vii

List of Figures viii

1 Introduction 1

1.1 Limiting Factors and Enabling Technologies . . . . . . . . . . . . . . . . 3

1.1.1 Semiconductor Technologies . . . . . . . . . . . . . . . . . . . . . 3

1.1.2 Inverter Topologies . . . . . . . . . . . . . . . . . . . . . . . . . . 6

1.1.3 Control Schemes . . . . . . . . . . . . . . . . . . . . . . . . . . . 8

1.1.4 Power Decoupling . . . . . . . . . . . . . . . . . . . . . . . . . . . 11

1.1.5 Electro-Magnetic Compatibility (EMC) . . . . . . . . . . . . . . . 14

1.2 Emerging Power Modes in EV Inverters: The Power Hub Concept . . . . 16

1.3 Thesis Objectives and Organization . . . . . . . . . . . . . . . . . . . . . 18

1.3.1 System Requirements . . . . . . . . . . . . . . . . . . . . . . . . . 18

1.3.2 Four-Quadrant, Bi-directional, EV Power-Hub . . . . . . . . . . . 19

1.3.3 Modular, High Power Density, Off-Grid PV Inverter . . . . . . . . 20

2 Inverter Architecture and Control 31

2.1 Inverter Electrical Design and Control . . . . . . . . . . . . . . . . . . . 31

2.1.1 BCM, CCM, and Hybrid Operating Modes . . . . . . . . . . . . . 32

2.1.2 Digital Current Modulation . . . . . . . . . . . . . . . . . . . . . 36

2.1.3 Control Logic . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 37

2.1.4 Grid Synchronization . . . . . . . . . . . . . . . . . . . . . . . . . 38

2.2 APD Design and Control . . . . . . . . . . . . . . . . . . . . . . . . . . . 38

2.2.1 Prior Art . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 38

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2.2.2 Full-Bridge Differential Active Power Decoupling . . . . . . . . . 40

2.2.3 APD Control . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 41

2.2.4 APD Capacitor Size and Volume Optimization . . . . . . . . . . . 43

2.3 Chapter Summary . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 44

3 EV Power-Hub 48

3.1 Implementation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 48

3.1.1 Power-Stage . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 48

3.1.2 DC Bus Capacitor Bank Design . . . . . . . . . . . . . . . . . . . 50

3.1.3 Inductors . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 51

3.1.4 EMI Filter . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 53

3.1.5 Controller and Isolation . . . . . . . . . . . . . . . . . . . . . . . 56

3.1.6 Auxiliary Power Supply . . . . . . . . . . . . . . . . . . . . . . . 57

3.1.7 Thermal Design . . . . . . . . . . . . . . . . . . . . . . . . . . . . 58

3.2 Experimental Results . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 59

3.2.1 HCMC Operation . . . . . . . . . . . . . . . . . . . . . . . . . . . 59

3.2.2 Parallel SiC MOSFET Operation . . . . . . . . . . . . . . . . . . 60

3.2.3 V2H Operation . . . . . . . . . . . . . . . . . . . . . . . . . . . . 62

3.2.4 V2G/G2V Operation . . . . . . . . . . . . . . . . . . . . . . . . . 62

3.2.5 V2V Operation . . . . . . . . . . . . . . . . . . . . . . . . . . . . 63

3.2.6 Efficiency and Loss Analysis . . . . . . . . . . . . . . . . . . . . . 65

3.3 Chapter Summary . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 70

4 Modular, Off-grid PV Inverter 74

4.1 Modular, Off-Grid PV Inverter Implementation . . . . . . . . . . . . . . 74

4.1.1 Sub-Inverter Power-Stage and Controller . . . . . . . . . . . . . . 75

4.1.2 Inductors . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 76

4.1.3 EMI Filter . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 77

4.1.4 APD Capacitor Bank . . . . . . . . . . . . . . . . . . . . . . . . . 79

4.1.5 Auxiliary Power Supply and Interface Board . . . . . . . . . . . . 80

4.1.6 Thermal and Mechanical Design . . . . . . . . . . . . . . . . . . . 81

4.2 Experimental Results . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 84

4.2.1 Single Sub-Inverter Operation . . . . . . . . . . . . . . . . . . . . 84

4.2.2 Multi Sub-Inverter Operation . . . . . . . . . . . . . . . . . . . . 87

4.2.3 Sub-inverter-Shedding . . . . . . . . . . . . . . . . . . . . . . . . 93

4.2.4 Active Power Decoupling . . . . . . . . . . . . . . . . . . . . . . . 94

4.2.5 Transient Response . . . . . . . . . . . . . . . . . . . . . . . . . . 95

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4.2.6 Loss and Volume Analysis . . . . . . . . . . . . . . . . . . . . . . 96

4.2.7 Benchmark Comparison . . . . . . . . . . . . . . . . . . . . . . . 98

4.3 Chapter Summary . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 100

5 Conclusions 103

5.1 Thesis Outcomes and Contributions . . . . . . . . . . . . . . . . . . . . . 103

5.2 Future Work . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 104

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List of Tables

1.1 Comparison of Commonly Used Inverter Topologies . . . . . . . . . . . . 8

1.2 Comparison of Different Current Mode Control Schemes . . . . . . . . . 11

1.3 IEC 61000-3-2 Harmonic Limits for Class A Equipment . . . . . . . . . . 15

1.4 System Requirements for the EV Power-Hub and the PV Inverter . . . . 19

2.1 High-Level Comparison Between the BCM and CCM Operating Modes . 36

3.1 Specifications of the Components Used for the EV Power-Hub . . . . . . 50

3.2 Specifications for the Power-Hub Inductors. Two 25 µH Inductors are

Used for the Line Inductance . . . . . . . . . . . . . . . . . . . . . . . . 52

3.3 Specifications for the Power-Hub Controller Components . . . . . . . . . 57

4.1 Benchmark Comparison of this Work to Five Other Commercial PV String

Inverters with Similar Power-Levels . . . . . . . . . . . . . . . . . . . . . 98

4.2 Benchmark Comparison of this Work to Five Other Academic PV String

Inverters with Similar Power-Levels . . . . . . . . . . . . . . . . . . . . . 99

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List of Figures

1.1 US annual solar PV net capacity installations from 2011 to 2015 in Mega

Watts [1]. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2

1.2 Comparison of the properties of different semiconductor materials [21–23]. 4

1.3 Application uses for WBG semiconductors [29]. . . . . . . . . . . . . . . 5

1.4 Common single-phase inverter topologies: (a) buck inverter with a low

frequency unfolder stage, (b) full-bridge inverter, and (c) diode-clamped

multi-level inverter. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7

1.5 Different current mode control schemes used in dc-ac converters: (a) CCM,

(b) BCM, (c) DCM, and (d) Hybrid operating modes. . . . . . . . . . . . 10

1.6 Basic waveforms of a typical passive power decoupling stage in a single-

phase inverter application. . . . . . . . . . . . . . . . . . . . . . . . . . . 11

1.7 The effect of bus capacitance on energy storage (volume) and peak-to-peak

voltage ripple. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13

1.8 Quasi-peak emission limits for the CISPR Class A and the CISPR class B

(FCC part 15b) standards. . . . . . . . . . . . . . . . . . . . . . . . . . . 15

1.9 LISN configuration as defined in the CISPR16 standard [63] and the con-

nections with the EUT. . . . . . . . . . . . . . . . . . . . . . . . . . . . . 16

1.10 (a) Different operating modes of a bi-directional EV power-hub, namely

G2V, V2G, V2H, and V2V. (b) Custom pickup truck EV targeted in this

thesis. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17

1.11 System architecture of the EV power-hub. This thesis only focuses on the

design and implementation of the dc-ac inverter stage. . . . . . . . . . . 20

1.12 System architecture of the PV inverter with three independent sub-inverter/controller

pairs and a dedicated APD module. . . . . . . . . . . . . . . . . . . . . . 21

2.1 Architecture of the full-bridge inverter topology and hysteretic current-

mode controller. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 32

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2.2 Detailed waveforms of the HCMC controller operation in (a) BCM and

(b) CCM. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 34

2.3 Ipk and Ivly modulation scheme, inductor current, switching frequency

profile, and V1,2 waveforms for the (a) BCM and (b) hybrid operating

modes. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 35

2.4 Block diagram of the digital current modulator . . . . . . . . . . . . . . 37

2.5 Block diagram of the control logic . . . . . . . . . . . . . . . . . . . . . . 38

2.6 Power decoupling topologies: (a) resonant tank, (b) buck, (c) boost, and

(d) stacked capacitor. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 39

2.7 Proposed full-bridge APD topology with low-side current sense resistor. . 41

2.8 Block diagram of the APD controller. . . . . . . . . . . . . . . . . . . . . 42

2.9 Simulation results of the APD performance with the inverter stage oper-

ating at 2 kW and a 10 Ω series dc input source resistor. The APD phase

is operating at 720 W. . . . . . . . . . . . . . . . . . . . . . . . . . . . . 43

2.10 Total system capacitor volume required versus the amount of APD capac-

itance and the maximum attainable average APD capacitor voltage. The

optimal APD capacitance range is 100-150 µF. . . . . . . . . . . . . . . . 44

3.1 Top side view of the EV power-hub PCB containing the inverter and a

DAB dc-dc converter. The DAB converter is outside the scope of this thesis. 49

3.2 Gate driving circuitry for paralleled SiC MOSFETs. Rg1 is the common

resistance and Rg2 is the individual resistance for each MOSFET. . . . . 50

3.3 Image of the custom made 25 µH, 45 A inductors for the EV power-hub. 52

3.4 Measured ac winding resistance of the EV power-hub inductors with re-

spect to frequency. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 52

3.5 Simulated frequency spectrum of the LISN output with the inverter oper-

ating without an EMI filter at 6.6 kW. . . . . . . . . . . . . . . . . . . . 53

3.6 Circuit diagram of the implemented power-hub EMI filter with the asso-

ciated component values. . . . . . . . . . . . . . . . . . . . . . . . . . . . 55

3.7 Simulated input to output current transfer function magnitude and phase

of the power-hub EMI filter. . . . . . . . . . . . . . . . . . . . . . . . . . 55

3.8 Simulated frequency spectrum of the LISN output with the inverter oper-

ating with an EMI filter at 6.6 kW. . . . . . . . . . . . . . . . . . . . . . 56

3.9 Auxiliary power supply for the power-hub. . . . . . . . . . . . . . . . . . 57

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3.10 Mechanical and thermal design of the power-hub. The magnetic compo-

nents are cooled with air flow, and the MOSFETs are cooled with the

liquid cooled aluminum chill plate. . . . . . . . . . . . . . . . . . . . . . 58

3.11 HCMC operation with the (a) iL and IR waveforms and instances when the

comparator output signals are asserted in BCM operation. (b) Peak and

valley envelopes for the inductor current for a line cycle in hybrid-mode

operation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 60

3.12 Gate to source voltage of a pair of paralleled high-side MOSFETs switching

5 A. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 61

3.13 (a) power sharing among the first high-side pair MOSFETs, (b) power

sharing among each low-side pair MOSFETs at a power-level of 1 kW. . 61

3.14 Experimental operation of the power-hub in the V2H mode operating in

(a)BCM at a power-level of 2.3 kW, and (b) in hybrid mode at a power-

level of 5 kW. All waveforms are taken with 450 VDC input and an output

of 240 Vrms. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 62

3.15 Experimental operation of the power-hub in the V2G mode operating in

(a)BCM at a power-level of 2.5 kW, and (b) in hybrid mode at a power-

level of 3 kW. Both waveforms are taken with 450 VDC input and an

output of 208 Vrms. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 62

3.16 Operation of the EV charger in the (a) dc-dc BCM at 3.4 kW, and (b)

dc-dc CCM operating mode at 5.3 kW. Both waveforms are taken with

450 VDC input and an output of 240 VDC. . . . . . . . . . . . . . . . . 63

3.17 Two power-hubs, which are designed and optimized for ac power transfer,

are setup in the V2V mode to transfer dc power. . . . . . . . . . . . . . . 64

3.18 Measured waveforms demonstrating the operation of two power-hubs in

the V2V operating mode. . . . . . . . . . . . . . . . . . . . . . . . . . . . 64

3.19 Simulated loss breakdown of the power-hub in the (a) dc-ac BCM (2.3

kW), (b) dc-ac BCM/CCM hybrid (5 kW), (c) dc-dc BCM (3.4 kW), and

(d) dc-dc CCM operating mode (5.3 kW). Vin=450 VDC, Vout=340 VDC. 66

3.20 (a) Measured efficiency of the power-hub inverter operating in dc-ac mode

at 240 Vrms and dc-dc BCM and CCM modes at 240 VDC and 340 VDC.

(b) Voltage THD for the V2H operation of the power-hub. . . . . . . . . 67

3.21 (a) Simulated operation of the two power-hubs in V2V mode with (a)

constant DC and (b) bipolar Vlink regulation. Commutating Vlink at 1

Hz results in 16oC lower average and 17oC lower peak MOSFET junction

temperature. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 68

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3.22 Thermal performance of the power-hub operating in dc-dc mode showing

the temperature of the two low-side MOSFET pairs with (a) constant

dc Vlink regulation, and (b) bipolar Vlink regulation. The optimal Vlink

commutation frequency of 5 Hz results in 6C lower average MOSFET

temperature. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 69

3.23 Measured bipolar Vlink regulation with a commutation frequency of 5 Hz. 69

4.1 (a) Implemented 667 W sub-inverter power-stage. (b) FPGA controller

PCB for each sub-inverter and APD phase. (c) Connection method be-

tween power-stage and controller PCBs and thermal management for every

sub-inverter. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 75

4.2 Image of the custom made 100 µH, 6 A inductors for the off-grid PV inverter. 76

4.3 Measured winding AC resistance of the PV inverter inductors versus fre-

quency. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 77

4.4 Circuit diagram of the implemented PV inverter EMI filter with the asso-

ciated component values. . . . . . . . . . . . . . . . . . . . . . . . . . . . 77

4.5 Simulated input to output current transfer function magnitude and phase

of the PV inverter EMI filter. . . . . . . . . . . . . . . . . . . . . . . . . 78

4.6 Simulated peak frequency spectrum of the LISN output (a) in the absence

of an EMI filter, and (b) with the designed EMI filter included. Both

simulations were carried out at 2 kW output power and the FFT bin

width is set to 1 kHz. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 78

4.7 Image of the implemented 120 µF ceramic capacitor bank for the APD

module. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 79

4.8 Measured performance characteristics of the APD capacitor bank showing

(a) ESR and (b) impedance versus operating frequency. . . . . . . . . . . 80

4.9 (a) Interface PCB top side containing the flat-flex ribbon cable connectors

and the output and APD capacitor voltage sensing ADCs, and (b) interface

PCB bottom side housing the auxiliary power supply. . . . . . . . . . . . 81

4.10 Stage-by-stage mechanical integration of the PV inverter inside a 31 in3

copper custom enclosure resulting in a power density of 64.5 W/in3. . . . 82

4.11 (a) 3D modelled image of the PV inverter, and (b) the final implemented

mechanical prototype of the inverter. . . . . . . . . . . . . . . . . . . . . 83

4.12 (a) Vertical and (b) horizontal cross-sectional views of the inverter de-

picting the airflow direction and passages for inductor and power-stage

cooling. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 83

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4.13 Cadence simulation testbench for a single sub-inverter. . . . . . . . . . . 85

4.14 Simulation results for the off-grid PV inverter operating in (a) BCM at

a power-level of 254.5 W, and (b) hybrid mode at a power-level of 594

W. Both simulations were carried out with a 450 VDC input voltage and

240 Vrms. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 85

4.15 Sub-inverter operation (a) in BCM at 330 W (47% rated power) and (b)

in hybrid BCM/CCM operation at 632.7 W (95% rated power). . . . . . 86

4.16 Thermal capture of inductors (left) and power-stage (right) (a) processing

170-W, 25% of rated power in BCM operation only and (b) processing

600-W, 90% of rated power in hybrid-mode operation. . . . . . . . . . . . 86

4.17 Efficiency and THD versus load in pure BCM and hybrid BCM/CCM

operation for a single sub-inverter. . . . . . . . . . . . . . . . . . . . . . . 87

4.18 Mixed-mode Cadence simulation testbench for parallel sub-inverter oper-

ation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 88

4.19 Mixed-mode Cadence simulation results for three parallel sub-inverters

operating in (a) BCM at a power rating of 990 W, and (b) hybrid mode

at a power-level of 1.89 kW. . . . . . . . . . . . . . . . . . . . . . . . . . 89

4.20 Experimental open-table style setup for characterizing the multi-sub-inverter

operation of the inverter system. . . . . . . . . . . . . . . . . . . . . . . . 90

4.21 Experimental waveforms of the inverter operation with (a) single sub-

inverter BCM operation at 368 W, and (b) hybrid operation at 660 W. (c)

Dual sub-inverter BCM operation at 736 W, and (d) hybrid operation at

1.32 kW. (e) Tri sub-inverter BCM operation at 1.1 kW, and (f) hybrid

operation at 1.93 kW. All waveforms were captured with 450 VDC input

and 240 Vrms output voltage. . . . . . . . . . . . . . . . . . . . . . . . . 91

4.22 Efficiency and THD versus load in pure BCM and hybrid BCM/CCM

operation with single, two, and three sub-inverters. . . . . . . . . . . . . 92

4.23 Load power vs. reference current trajectory with a positive step in output

power. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 93

4.24 (a) Sub-inverter adding during a positive step in load power, and (b) sub-

inverter shedding during a negative step in load power. . . . . . . . . . . 94

4.25 APD start-up transient with a single sub-inverter operating at 466.7 W.

The APD capacitor voltage reaches a dc offset and ripple voltage of 320

VDC and 54.3 Vpk−pk respectively. This results in a bus voltage ripple

reduction of 42%. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 94

xii

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4.26 Volume comparisons of the inverter system with passive power decoupling,

active power decoupling using electrolytic capacitors, and active power

decoupling with ceramic capacitors. . . . . . . . . . . . . . . . . . . . . . 95

4.27 Reference current step response of the inverter from 175 W to 540 W. . . 96

4.28 Simulated loss break down of the PV inverter system in (a) BCM and (b)

hybrid mode operation. (c) Volume breakdown of the PV inverter system. 97

4.29 Comparison of this work to other commercial and academic inverters at the

same power-level. This work achieved a high power density of 64.5 W/in3

with competitive efficiency, manufacturing costs, and reliability in com-

parison to commercial designs. . . . . . . . . . . . . . . . . . . . . . . . . 99

xiii

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Chapter 1

Introduction

Solar Photo-Voltaic (PV) technology is one of the world’s fastest growing renewable en-

ergy sectors with more than 3.5× increase in US PV capacity from 2011 to 2015, as

shown in Fig. 1.1 [1]. In order to effectively promote the utilization of solar energy, effi-

cient grid-connected power electronics are mandatory. In recent years, the energy sector

has been experiencing a steep trend towards solar electrificaiton of off-grid homes [2],

which requires off-grid inverters to power ac loads. High voltage, string solar inverters

are usually large, heavy and bulky, resulting in increased manufacturing and transporta-

tion costs. Having a compact and light-weight inverter reduces both manufacturing and

initial delivery costs, and also provides the opportunity of being used in automotive and

aerospace applications, where volume and weight cannot be compromised. In addition,

compact inverters with lower volumes and smaller footprints allow easier parallelization

in the case of higher load power demands. In today’s market, 2 kW non-isolated PV

inverters typically have a volume of greater than 280 in3 and sell for more than $1,800

USD.

The field of Hybrid Electric Vehicles (HEV) and Battery Electric Vehicles (BEV), is

a technological area that is heavily reliant on the utility grid. These types of vehicles

depend on the electricity grid to charge their high capacity on-board batteries. Typically,

electric vehicle owners use the late evening hours to charge their car’s battery at power-

levels ranging from 3.3 kW up to 10 kW [3]. HEVs and BEVs usually have a dedicated

on-board charger that are typically used for slow, over-night charging periods.

1

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Chapter 1. Introduction 2

50000

100000

150000

200000

250000

300000

350000

400000

Glo

bal E

V Sa

les

2011 2012 2013 2014 2015Year

0

1000

2000

3000

4000

5000

6000

7000

8000

Adde

dPV

Capa

city

(MW

)

Figure 1.1: US annual solar PV net capacity installations from 2011 to 2015 in Mega

Watts [1].

Taking the BRUSA NLG513 on-board charger as an example, which has a maximum

power and efficiency (η = Pout

Pin) of 3.3 kW and 93% respectively [4], a seven hour charge

time at the maximum power-level would result in a total of 23.7 kWh of energy lost in

the form of heat. Considering an average Ontario electricity price of 13 cents/kWh [5],

an average Canadian daily commuting distance of 40 km [6], and a vehicle range of 380

km (Chevrolet Bolt), this would result in an annual wasted electrical energy of 830 kWh

which costs $107 to the user due to the 7% charger power loss. Efficiency improve-

ments in automotive chargers can significantly reduce their operating expenses, cooling

requirements, and weight, which correlates to an increase in vehicle range. BEVs and

HEVs would logically benefit the most with both high power density and high efficiency

on-board chargers, but many past studies have sacrificed converter efficiency for power

density [7–9] or vice versa [10–14].

There are many requirements for the successful and widespread deployment of grid-

tied and off-grid inverters targeted for PV and automotive applications including high

efficiency, high power density, high specific power, EMC, stable dynamic performance,

high reliability, etc. The efficiency of inverters becomes a very important parameter

as electricity prices have been increasing in recent years [15]. The efficiency of power

electronic converters is especially crucial in two-stage inverters with a dc-ac stage followed

by a dc-dc stage. Converter power density, defined as γ = Prated

V olumeis particularly gaining

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Chapter 1. Introduction 3

attention with the booming popularity of Electric Vehicles (EV), electric light-weight

aircrafts, and portable electronics. A common trend in power electronics is to switch

converters at faster frequencies which results in the reduction of magnetic component

size [16–20]. These magnetic components can either be the main storage element of the

power converter or the EMI filter at the input or output of the power stage. Having

smaller components results in lower mass, which correlates to extended range for EVs.

This thesis focuses on two main applications of inverters: PV off-grid inverters and

2) Automotive BEV on-board battery chargers. In this work, an inverter is designed

for each application with a common power electronics architecture. The next section

introduces some of the factors that limit the widespread development of inverters in

these two primary applications.

1.1 Limiting Factors and Enabling Technologies

This section addresses the limiting factors and the associated enabling technologies that

pave the way for 1) increasing inverter efficiency, 2) improving inverter power density,

and 3) reducing the cost to the end user. Some improvement areas for dc-ac inverters

are investigated in this section including:

1. semiconductor technologies,

2. inverter topologies,

3. control schemes,

4. power decoupling, and

5. Electro-Magnetic Compatibility (EMC).

1.1.1 Semiconductor Technologies

In comparison to their Silicon counterparts, wide-band gap (WBG) semiconductors, such

as Silicon Carbide (SiC) and Gallium Nitride (GaN) have a higher band gap voltage [21],

correlating to a higher sustained critical electric field [22], which results in the design

of devices with shorter channel lengths for the same breakdown voltage, in comparison

to Si devices. WBG semiconductors typically show better thermal performance and

have a higher thermal conductivity and melting point. The higher electron velocity of

WBG semiconductors indicate higher current handling capability at the same drain to

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Chapter 1. Introduction 4

source voltage. Semiconductor materials used in power transistors can be compared and

characterized as presented in Fig. 1.2.

0

0.5

1

1.5

2

2.5

3

Si

SiC

GaN

Electron velocity(x107 cm/s)

Melting point(x 1000 )

Thermal conductivity(x100 W/cm.K)

Electric field strength(MV/cm)

Band gap (eV)

Figure 1.2: Comparison of the properties of different semiconductor materials [21–23].

A brief overview of SiC and GaN semiconductor technologies is presented below:

Silicon Carbide (SiC) technology is very practical when high temperature operation

is mandatory. Having a bandgap voltage of 3.26 eV, a lower variation of intrinsic

carrier density over temperature is achieved [23]. The thermal conductivity of SiC

is 2.3× higher than Si which allows it to have a lower thermal resistance and better

thermal performance, as shown in Fig. 1.2. SiC devices are experimentally verified

to function reliably up to temperatures of 600C [24] and, as opposed to Silicon

devices, the limiting factor for the junction temperature is the device packaging

thermal limit, which is typically bound to 150C [25].

Gallium Nitride (GaN) is another important WBG semiconductor with superior prop-

erties in comparison to Si, namely, high electric field strength, high band gap volt-

age, and higher electron mobility. The only area where GaN is inferior to SiC is

the thermal conductivity. But as GaN MOSFETs are lateral devices as opposed

to SiC, and due to having a thinner substrate, the thermal resistance is brought

very close to, and even better than SiC MOSFETs. Due to the possibility of effec-

tively implanting GaN on Si substrates, GaN ICs can be fabricated using the same

process as Si, resulting in a more economical fabrication process as compared to

SiC. This advantage is a result of the fact that GaN can effectively be implanted

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Chapter 1. Introduction 5

on a Si substrate, more commonly known as GaN-On-Silicon technology, bypassing

the need to fabricate extremely expensive GaN substrates. The downside of GaN

devices is the more strict and difficult gate drive requirements which call for a more

accurate and challenging PCB layout. GaN reliability is also a main concern in

high power converters, which brings numerous implementation challenges due to

it’s high gate voltage sensitivity [26–28].

101 102 103 104 105 106

Switching Frequency (Hz)

101

102

103

104

105

106

107

108

Powe

r Rat

ing

(W)

Thyristor

DiscreteIGBT

(SCR)

GTOIEGT

IGBTModule

DiscreteSi-MOSFET

Figure 1.3: Application uses for WBG semiconductors [29].

The application range for Silicon power MOSFETs is typically limited to a switching

frequency of 100 kHz, and a converter power rating of less than 10’s of kW, as shown in

Fig.1.3. It is also followed by the older, more robust IGBT technology, which is limited in

switching frequency and cannot be used in power dense applications. WBG devices are

paving the way for near MHz operation in sub 600 V applications for the first time, which

was unthinkable 10-15 years ago. The fact that converters are now able to switch faster,

corresponds to the reduction in magnetic components volume and space requirements,

which leads to higher power density. The work done in this thesis attempts to leverage

on the superior features of WBG devices to operate at higher switching frequencies and

reduce the size of passive components. This work targets a power-level ranging from 2-10

kW, a 450 V bus voltage, and a variable switching frequency range of 30-300 kHz, as

represented by the green circle in Fig. 1.3.

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Chapter 1. Introduction 6

1.1.2 Inverter Topologies

Topology selection greatly affects the density and efficiency of the designed inverter.

To improve the power density of existing 2-10 kW inverters, significant improvements in

inverter topologies and their control are necessary. In this section, a comparative analysis

is presented on three commonly used inverter topologies:

1. dual-stage buck topology with unfolder circuit,

2. full-bridge topology, and

3. diode-clamped multi-level inverter topology.

The dual-stage buck inverter, as illustrated in Fig. 1.4(a), has been extensively studied

in the literature and is commonly implemented in low to medium power dc-ac convert-

ers [30–34]. This topology comprises of a buck converter, which generates a rectified

sinusoidal average current through L, iL(t), followed by a low frequency unfolder stage

which flips the polarity of iL(t) during the negative portions of the ac line cycle. Since

the unfolder MOSFETs switch at the grid frequency, switching losses for M2-M5 are neg-

ligible. If the peak of iL(t) is kept low enough, high efficiency inversion can be achieved

with this topology. The main disadvantage of the buck inverter is the poor grid current

Total Harmonic Distortion (THD) caused due to the unfolder transition points at the

line voltage zero crossings. Another variant of the Buck inverter includes the buck-boost

inverter, as studied extensively in [35, 36], which reduces the THD of the conventional

buck inverter.

The full-bridge inverter topology is a compact and widely used converter capable of

bidirectional power flow, as depicted in Fig. 1.4(b). Since the voltage across L1 and

L2 is bipolar, an unfolder is not needed and an EMI filter is used to inject a low THD

sinusoidal current in to the grid [37–39]. Using conventional sinusoidal Pulse Width

Modulation (PWM) schemes, the full-bridge MOSFETs experience high switching losses

at high power-levels resulting in low efficiency [38]. Using conventional PWM control,

high peak currents through L1 and L2 can be a concern for volume limited applications,

as the inductor must be designed with higher saturation current. Another challenge in

implementing this topology is the way to measure the inductor current, iL(t) in a cost

effective manner. Due to the high common-mode voltages across L1 and L2, shunt current

measurements tend to be very costly. Similarly, hall-effect isolated current measurements

suffer from noise susceptibility and low bandwidth. The dual-buck inverter, also known

as bridgeless inverters, is a derivation of the full-bridge topology which reduces the earth

leakage current and increases the reliability of the inverter [40–42].

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Chapter 1. Introduction 7

+

-

M1

L1

D1 C1

+

-

V1

M2

M3 M5

M4

Vgrid

Buck converter Unfolder

iL(t)

iL(t)

t

ig(t)

t

Vdc

(a)

+

-

Cin

M1

M2 M4

M3

Vgrid

Full-bridge converter

ig(t)

t

EMIfilter

iL(t)

t

iL(t)

L1

L2

HF inductors

Vdc

(b)

+

-C2

M1

M4

M3

M2

Vgrid

ig(t)

t

EMI

filter

C1

M5

M8

M7

M6 t

Vo(t)

+-Vo(t)

Vdc

(c)

Figure 1.4: Common single-phase inverter topologies: (a) buck inverter with a low fre-

quency unfolder stage, (b) full-bridge inverter, and (c) diode-clamped multi-level inverter.

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Chapter 1. Introduction 8

Multi-level inverter topologies have gained tremendous attention in recent years due

to their numerous advantages [43]. The diode-clamped 5-level inverter, also known as

the Neutral Point Clamp (NPC) inverter, as shown in Fig. 1.4(c), incorporates two series

capacitors to supply the converter with a voltage equivalent to Vdc/2, as well as four

switching devices per leg, each rated at half Vdc. With appropriate switch commuta-

tion, Vo(t) can commutate between five different voltage levels, namely Vdc, −Vdc, Vdc/2,

−Vdc/2, and zero. Having five voltage levels, the output current contains fewer HF har-

monics and has a lower THD, resulting in a lower EMI filter. Each switch has a lower

voltage rating than the full-bridge topology, resulting in smaller switching and conduc-

tion losses. All these benefits come at the cost of higher component count and passive

capacitor balancing requirements [44]. Other variants of this topology include the Flying

Capacitor Circuit (FCC), the isolated Half-Bridge Circuit (HBC) [45], and the Modular

Multi-level Converter (MMC) [46], which include novelties to reduce the disadvantages

of the NPC topology.

The buck inverter topology is not selected in this thesis, since it is not a bi-directional

converter, and suffers from high THD. The physical size of C1 and C2 in the multi-level

converter become very large for medium voltage (100-600 VDC), high power applications

due to the large voltage ripple, as a result multi-level topologies are mainly utilized in

utility scale voltage (≥ 100 kV) dc-ac conversion applications. The full-bridge inverter

topology is an attractive converter for this thesis due to the low part count and higher

achievable density. As will be explained in chapter 2, a single low side shunt resistor is

utilized to reduce sensing cost.

A comparison between the topologies for a dc input voltage of 400 VDC, and a power

level of 2 kW ≤ P ≤ 10 kW is presented in table 1.1.

Table 1.1: Comparison of Commonly Used Inverter Topologies

Topology Density Efficiency THD

Two-stage buck Medium Medium High

Full-bridge High High Medium

Multi-level Low High Low

1.1.3 Control Schemes

Conventional sinusoidal PWM control, as discussed in [47], faces many design challenges

in high power density dc-ac converters, particularly due to MOSFET hard switching.

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Chapter 1. Introduction 9

This directly relates to larger heat sinks, lower efficiency, and a lower power density. As

a result, current mode controlled inverters have become more popular as designers are

able to achieve soft-switching, depending on the type of controller implementation. Some

other benefits of current-mode control include:

• inherent over current protection,

• accurate current sharing in parallel converter operation,

• high line-to-output rejection ratio, and

• simpler voltage-loop control due to first order plant dynamics.

Current mode control schemes come with the drawback of more complex controller

implementations and susceptibility to external and switching noise. However, the nu-

merous advantages offered, significantly outweigh the extra complexities and with proper

shielding, noise immunity can be achieved. There are three main operating modes for

current mode controllers: 1) Continuous Conduction Mode (CCM), 2) Boundary Conduc-

tion Mode (BCM), and 3) Discontinuous Conduction Mode (DCM), as shown in Fig. 2.2.

In this section, a brief comparative discussion is presented involving the limitations of

each operating mode, and the introduction of a hybrid mode to reduce the limitation of

each current control scheme.

The CCM operating mode is when the peak and the valley of the inductor current are

both positive or both negative resulting in the smallest ripple current and lower magnetic

losses in comparison with the BCM and DCM operating modes. Switching losses, how-

ever, are significantly greater due to the lack of soft-switching at the current valley points

hence, WBG semiconductors are very beneficial in CCM controlled converters. The DCM

operating mode is typically utilized in flyback or push-pull based inverters [48], and oc-

curs when iL remains zero for a small fraction of the switching period. For the same

average current as CCM, DCM results in higher inductor RMS currents and core losses,

leading to bulky, over-designed magnetic components. BCM occurs at the boundary of

DCM and CCM operating modes and as with DCM, results in fairly high inductor RMS

currents [37, 49, 50]. However, similar to DCM, soft-switching is easily attainable, which

leads to lower switching losses.

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Chapter 1. Introduction 10

t

iL(t)

(a)

t

iL(t)

(b)

t

iL(t)

(c)

t

iL(t)

(d)

Figure 1.5: Different current mode control schemes used in dc-ac converters: (a) CCM,

(b) BCM, (c) DCM, and (d) Hybrid operating modes.

To utilize the soft-switching benefits of BCM and the low inductor current ripple

advantages of CCM, a hybrid operating mode for dc-ac inverters is presented in this

thesis, involving the combination of BCM and CCM during a single ac line cycle, as

shown in Fig. 1.5(d). In this mode, soft-switching is maintained near the line voltage zero-

crossings by operating in BCM, and the current controller switches to CCM at the peaks

and troughs of the line voltage to prevent very high peak currents through the inductors.

This allows the utilization of inductors with a lower saturation current, hence, leading to

smaller sized magnetics. Past studies on multi-mode current modulation involve similar

techniques to reduce converter loss and volume. In [51], a three-mode DCM/BCM/CCM

current mode controller is implemented on a 150 W, 1 MHz, PFC boost rectifier with

GaN technology. A BCM dual-mode ZVS/ZCS current control scheme is introduced

in [52], in which the controller sets the valley current limit below zero near the zero

crossings and at zero near the peaks and troughs of the ac line-cycle. A comparative

summary of the four operating modes is presented in table 1.2

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Chapter 1. Introduction 11

Table 1.2: Comparison of Different Current Mode Control Schemes

CCM BCM/DCM Hybrid

Core losses Low High Medium

Switching losses High Low Medium

1.1.4 Power Decoupling

In single-phase dc-ac inverters, the grid current is regulated sinusoidally and is synchro-

nized with the phase and frequency of the grid voltage to maintain a near unitary power

factor. the ac power delivered to the grid by the dc-ac converter is derived to be:

pac = vaciac =V I

2cos(ϕ) +

V I

2cos(2ωt+ ϕ), (1.1)

where V and I are the peak grid voltage and current respectively, and ϕ is the

displacement phase shift between the two [53]. This inherently results in the extraction of

pulsating current, iconv, from Vbus at twice the ac line frequency, as shown in Fig. 1.6. But

since a downstream dc-dc converter supplies a constant dc current, ii, large decoupling

capacitors are installed to link ii to iconv. This instantaneous mismatch in currents at

the dc link node, causes a voltage ripple at twice the line frequency to appear at the dc

link.

CbusVbus

+

-

ic

ii iconv

dc-ac

ic

iconv

ii

ΔQ

dc-dc

1 / 2.fgrid(A)

(t)

Figure 1.6: Basic waveforms of a typical passive power decoupling stage in a single-phase

inverter application.

This voltage ripple is an undesirable, yet inevitable, consequence of single-phase dc to

ac or ac to dc power conversion. The higher the peak of this ripple is, the higher voltage

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Chapter 1. Introduction 12

rating is needed for the power switches, which directly correlates to cost and converter

efficiency. In PV applications, a voltage ripple on the output of the solar cells mean that

there is a larger deviation from the Maximum Power Point (MPP), which leads to a lower

MPPT efficiency. In order to alleviate this side-effect, electrolytic capacitor banks are

commonly utilized, which are bulky and reduce the life-time of the converter. The lifetime

and durability of different capacitors vary greatly depending on the type of technology

utilized. For example, electrolytic capacitors usually have a shorter lifetime than ceramic

capacitors, typically 1000 hours at 105C operating temperature [54]. The downside

of ceramic capacitors is their higher cost. For example, at a voltage rating of 500 V,

a 1 µF ceramic capacitor is greater than 9 times more expensive than the equivalent

electrolytic type. Having power density in mind, the volume of this capacitor bank must

be optimized. The volume of a capacitor is directly proportional to the maximum energy

that can be stored, which is given by:

E =1

2CV 2, (1.2)

and the voltage ripple on a capacitor is directly related to the total charge, ∆Q,

cycling through a capacitor, as shown in Fig. 1.6, by:

∆V =∆Q

C(1.3)

where ∆Q is easily obtained by integrating the capacitor current, ic, over half the

second harmonic period:

∆Q =

∫ T120Hz2

0

icdt =

∫ T120Hz2

0

sin(120Hz × t)dt (1.4)

which results in 13.3 mC of charge for an inverter operating at 2 kW. Combining (1.2)

and (1.3) to find the overall energy storage requirements for the dc link capacitor yields:

E =1

2C(V + ∆V )2 =

1

2C(V +

∆Q

C)2 (1.5)

After substituting the result of (1.4) into (1.5), the plot of (1.5) and (1.3) is shown

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Chapter 1. Introduction 13

in Fig. 1.7, which claims that the volume optimal dc link capacitance is near 100 µF.

The peak-to-peak voltage ripple on the capacitor, however, is more than 300 V at this

capacitance. This results in MOSFET voltage overrating, distortions in current regula-

tion, and other control challenges. As a result, designers tend to sacrifice volume savings

for lower voltage stress on the switching devices by increasing the bus capacitance to a

more reasonable value.

0 100 200 300 400 500 600 700

Bus Capacitance (uF)

0

50

100

150

200

250

Cap

acit

or

En

erg

y S

tora

ge

(J)

60

80

100

120

140

160

180

200

220

Vo

ltag

e R

ipp

le (

Vp

k-p

k)

Figure 1.7: The effect of bus capacitance on energy storage (volume) and peak-to-peak

voltage ripple.

It is evident from (1.5) that most of the energy stored in the power decoupling capaci-

tors is due to the constant dc voltage term, i.e. 12CV 2, and the ripple voltage contributes

to a small fraction of the total energy stored in Cbus. Active Power Decoupling (APD),

which has recently gained attention in high power density inverters [55–58], is a technique

that steers the double line frequency ∆Q ripple into a smaller secondary capacitor, re-

ducing the capacitance requirements at the dc link. The secondary APD capacitor has a

much larger voltage ripple and lower capacitance than the original Cbus which makes the

use of ceramic technology economically acceptable. A challenge involved in this approach

is to properly optimize the capacitance values for Cbus and Capd in order to minimize the

total inverter volume. The work presented in this thesis investigates the use of APD to

increase the lifetime and reduce the overall volume of the inverter.

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Chapter 1. Introduction 14

1.1.5 Electro-Magnetic Compatibility (EMC)

With increasing converter switching frequencies and with switches capable of causing

higher dv/dt and di/dt transitions, Electro-Magnetic Compatibility (EMC) becomes an

important design criteria for Switch-Mode Power Supplies (SMPS). There are two main

forms of Electro-Magnetic Interference (EMI):

1. Radiated EMI, and

2. Conducted EMI [59].

Radiated EMI are radio-frequency emissions of a SMPS that propagate through air

and can potentially cause disturbances in other electronic radio devices. Certain stan-

dards, such as FCC, CISPR22, and MIL-STD-461E [60], define the maximum allowable

radiated EMI according to a set of measurement rules. Radiated EMI is usually mea-

sured by placing the Equipment Under Test (EUT) in a semianechoic chamber which

isolates the EUT from unwanted external and reflected emissions. According to FCC, a

quasi-peak detector is placed 3 meters away from the EUT to receive the emitted EMI

up to a frequency of 18 GHz [59].

The main purpose of Conducted EMI restrictions is, to limit the higher order

harmonic currents flowing through the product’s ac power cable. If an inverter emits

high frequency noise currents in to the ac grid, the utility network behaves as an antenna

and eventually results in wide-scale radiated EMI. The IEC 61000-3-2 standard [61]

defines the maximum allowable harmonic magnitude values for the output ac current, as

summarized in table 1.3. The FCC and CISPR22 standards [62] provide limits on the

frequency spectrum of the injected noise current. The current limits for commercial and

residential equipment are defined under CISPR Class A and Class B, respectively, and

are shown in Fig. 1.8

Compliant SMPS designs must have low radiated and conducted EMI emissions

and susceptibility. EMI emissions is a measure of how much a SMPS is polluting the

environment and other electronic devices. This form of EMI compliance is a major focus

in this thesis. EMI susceptibility, which is outside the scope of this thesis, is a measure

of how immune a SMPS is to externally generated radiated and conducted EMI.

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Chapter 1. Introduction 15

Table 1.3: IEC 61000-3-2 Harmonic Limits for Class A Equipment

Harmonic order Maximum permissible

n harmonic current (A)

Odd harmonics

3 2.30

5 1.14

7 0.77

9 0.40

11 0.33

13 0.21

15 ≤ n ≤ 39 0.15 15n

Even harmonics

2 1.08

4 0.43

6 0.30

8 ≤ n ≤ 40 0.23 8n

10-1 100 101 10220

30

40

50

60

70

80

90

100

Frequency (MHz)

Cond

ucte

d em

issio

n (d

BV

)

79

0.15

66

56

0.5 5

73

60

30

CISPR Class AQP limit

CISPR Class BQP limit (FCC part 15b)

Figure 1.8: Quasi-peak emission limits for the CISPR Class A and the CISPR class B

(FCC part 15b) standards.

In order to accurately measure conducted EMI, a Line Impedance Stabilization Net-

work (LISN) is placed in series with the EUT ac output port and the grid. There are two

main purposes to a LISN: 1) to prevent external noise from contaminating the measure-

ment, and 2) to provide a constant impedance in frequency between phase and ground

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Chapter 1. Introduction 16

and between neutral and ground as seen by the EUT into the power cord from site to site.

A LISN as specified by the CISPR16 standard and the setup configuration is shown in

Fig. 1.9. The LISN contains a passive high-pass filter consisting of C1 and R1 to limit the

frequency range of the measured signal to within the standard specification and to also

provide 50 Ω termination. The output of the LISN is connected to a spectrum analyser

in quasi-peak detection mode and a frequency bin width of 9 kHz.

50H 250H

50H 250H

250nF

50

8F 4F

5 10

50 5 10

250nF 8F 4 F

EUT

CISPR16 LISN

Live

Neutral

Earth

Spectrum analyser

Live

Earth

Neutral

Vsense

Vsense

Figure 1.9: LISN configuration as defined in the CISPR16 standard [63] and the connec-

tions with the EUT.

1.2 Emerging Power Modes in EV Inverters: The

Power Hub Concept

With the recent improvements in power converter topologies and control, bi-directional

EV power-hubs are gaining more attention in recent years. With four-quadrant inverter

operation, active power can be supplied to and received from the ac grid using the high

voltage EV battery. The charger can also provide reactive power support, both at the line

frequency and also for compensating harmonics within the vicinity of the EV. This feature

can transform a conventional on-board EV charger into a power-hub capable of operating

in the Grid-to-Vehicle (G2V), Vehicle-to-Grid (V2G), Vehicle-to-House (V2H), Vehicle-

to-Vehicle (V2V), and VAR compensation operating modes, as shown in Fig. 1.10(a).

G2V This mode is similar to most conventional EV battery chargers available in the

market. In this mode, the power-hub charges the battery with a constant dc current,

and also perform Power Factor Correction (PFC) on the grid voltage and current.

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Chapter 1. Introduction 17

V2G This mode allows the power-hub to transfer energy from the HV battery to the

grid during peak hours of the day or night and as a result reduce the electricity

cost to the user. It is also useful in integrating residential PV installations to the

grid and benefit the grid by aiding with peak load shaving [64].

V2H In the case that the user drives to an off-grid cottage, the V2H mode is used to

power all the ac appliances off of the EV. It can also be helpful in construction sites

where important electrical equipment need immediate ac power [65, 66].

V2V The biggest fear of any EV owner is the possibility of being stranded in the middle

of the inter-state highway with a completely discharged battery. Alternatively, the

EV may become totally discharged if left unattended and unplugged at low State-

of-Charge (SOC) in a parking lot. With today’s state of EV support infrastructure,

the current solution is to tow the vehicle to the nearest charging station. In the

V2V mode, the power-hub would allow two EVs to share charge in case one has a

depleted battery [67–70].

DC

AC

DC

AC

G2V V2H V2G V2V

(a)

(b)

Figure 1.10: (a) Different operating modes of a bi-directional EV power-hub, namely

G2V, V2G, V2H, and V2V. (b) Custom pickup truck EV targeted in this thesis.

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Chapter 1. Introduction 18

1.3 Thesis Objectives and Organization

The goal of this thesis is to design and implement two inverter prototypes: 1) a four-

quadrant, grid-tied EV power-hub, and 2) a modular, high power density, off-grid PV

inverter. The EV power-hub design is targeted for an on-board HV Li-ion battery pack

in a fully electric pick-up truck, as depicted in Fig. 1.10(b), while introducing the newer

control modes such as V2G, V2H, and V2V, and meeting stringent EMI requirements.

The goal in the PV inverter project is to build a non-isolated, off-grid 2 kW inverter

for the highest possible power density using SiC technology and a modular architecture,

while leveraging the same control techniques from the EV power-hub. The objective of

the modular approach is to spread the generated heat over a larger surface area and

improve light-load efficiency by turning off redundant modules when not needed at lower

power-levels. The modular design also improves the reliability of the inverter by providing

extra redundancy in power-stage units. The main goal of the PV inverter project is to

push the boundaries of power density and conversion efficiency, as a result cost is not the

most important consideration for this project.

1.3.1 System Requirements

The system requirements and specifications for the PV inverter originate from the Google

Little Box (GLB) challenge which was a worldwide competition, run by Google and

IEEE’s power electronics society, to build the most power dense off-grid inverter rated at

2 kW. The GLB challenge began in July 2014 and ended, after nearly 2 years, in March

2016 with 18 finalists from around the world. The EV power-hub needs to meet, EMI,

and other automotive requirements in a cost sensitive way, hence, power density is not

the primary focus. The main system requirements for the EV power-hub and the PV

inverter are shown in table 1.4.

While all the GLB challenge finalists used GaN technology, this work utilized SiC

devices for increased reliability without significantly sacrificing power density. Since the

PV inverter does not contain a dc-dc converter as a second stage to perform MPPT and

regulate the PV string voltage and current, the dc-ac stage must limit the input voltage

ripple, using APD, to maintain a high MPPT efficiency. While topics concerning MPPT

algorithms fall outside the scope of this thesis, minimising input voltage and current

ripple for the PV inverter is a significant focus. The EV power-hub has a noticeably

higher minimum volume requirement due to having a higher power-level and containing

an isolated dc-dc converter which is not considered in this work.

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Chapter 1. Introduction 19

Table 1.4: System Requirements for the EV Power-Hub and the PV Inverter

ParameterEV power-hub PV inverter

Unitsection 1.3.2 section 1.3.3

Input voltage, Vin 450 VDC

Output voltage, Vac 240 VRMS

Peak power 6.6 2 kVA

Input voltage ripple 3 %

Input current ripple 20 %

Minimum CEC efficiency 95 %

Maximum average voltage THD,

THDv

5 %

Maximum average current THD,

THDi

5 %

Maximum inverter volume 380 40 in3

Maximum exterior temperature 60 C

Modular No Yes -

Grid-tied? Yes No -

Bi-directional Yes Yes -

Cooling Liquid Air -

1.3.2 Four-Quadrant, Bi-directional, EV Power-Hub

The EV power-hub, implemented with paralleled SiC MOSFETs for increased current

handling capability, is intended for use in a full-electric pick-up truck prototype, as

shown in Fig. 1.10(b), with a fully custom HV Li-ion battery pack. The inverter stage

is preceded by a Dual-Active-Bridge (DAB) dc-dc converter which regulates the battery

current and voltage, as shown in Fig. 1.11. The high level control module is responsible

for interfacing between the power-hub and the rest of the on-board vehicle power systems

and sending the necessary commands to the dc-ac and dc-dc converters such as mode

selection and power measurements. The implemented design is capable of bi-directional

operation which allows it to process ac power in all four quadrants. As shown earlier in

Fig. 1.10(a) the power-hub operates in four distinct modes: G2V, V2G, V2H and the

newer V2V mode.

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Chapter 1. Introduction 20

DC

DC

DC

AC

Cbus

Vbat380 - 480

VDC321-449

VDC

Controls battery charging/discharging process

Regulates Vbus

Performs PFC

High Level ControlCAN bus

240 VRMS Grid

Li-ion HV Thesis focus

+

_

battery pack

Vbus

+

_

Figure 1.11: System architecture of the EV power-hub. This thesis only focuses on the

design and implementation of the dc-ac inverter stage.

Each of the high level controller, dc-ac, and dc-dc converter are powered from a set of

completely isolated power planes for user safety and converter protection which enhances

the power-hub reliability. The power-hub inverter performs PFC on the ac side and

variable dc bus voltage regulation depending on the battery terminal voltage to ensure

that the DAB converter is operating at the most efficient voltage conditions.

1.3.3 Modular, High Power Density, Off-Grid PV Inverter

The proposed system architecture for the off-grid PV inverter is shown in Fig. 1.12. A

modular approach is used to optimize the mechanical design by distributing the thermal

losses throughout the inverter’s volume. Three independently controlled sub-inverters,

each designed for a rated power of 0.67 kVA, are connected in parallel and share a common

EMI filter to generate a low-THD ac output voltage, Vac. The master controller provides

a 60 Hz synchronization pulse to the slave controllers to allow for phase locking. The

digital current reference is communicated by the master to the slave sub-inverters as part

of the outer voltage-loop. An interface board is used to route multiple control signals

and to distribute various auxiliary voltage supplies needed for the digital controllers,

sensors and data-converters. Redundant sub-inverters can be turned off at light loads

for improved efficiency, which is commonly referred to as phase-shedding in multi-phase

dc-dc converters [71, 72].

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Chapter 1. Introduction 21

Sub-inverter

Controller - Master

DC

AC

Sub-inverter

Controller - Slave 1

DC

AC

Cbus

L1

L2

L3

L4

L5

L6

EMIfilter

Sync

iref 8

Sub-inverter

Controller - Slave 2

DC

AC

APD power-stage

Controller - APD

DC

AC Capd

Slav

e1_e

nSl

ave2

_en

APD

_en

Rload

Vin

Vac

Rin = 10 Ω

Figure 1.12: System architecture of the PV inverter with three independent sub-

inverter/controller pairs and a dedicated APD module.

Assuming an equivalent source resistance, Rin, of 10 Ω, a dc input voltage of 450

V and an ac resistive load power of 2 kW, an input capacitance of 1.32 mF is required

to keep the input voltage and current ripple below 3% and 20%, respectively. This

capacitance can be drastically reduced by using APD methods, where the 120 Hz current

ripple is steered into a secondary capacitor, Capd, having a more relaxed voltage ripple

requirement [57, 73, 74]. The capacitance volume reduction associated with this scheme

can easily outweigh the resultant system efficiency drop.

This thesis is organized into 4 chapters covering the design and implementation of two

distinct dc-ac inverters at different power-levels. The thesis centers around a single-phase

SiC-based full-bridge, hysteretic current mode controlled inverter. Chapter 2 introduces

this central inverter architecture and the accompanying control scheme. The novel APD

module power-stage, control, simulations, and optimizations are also presented. Chap-

ters 3 and 4 investigate the analysis, implementation, and experimental results of a

bi-directional EV power-hub and a modular, high power density, off-grid PV inverter,

respectively.

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Chapter 1. Introduction 22

The current-mode control scheme and the central architecture is initially implemented

and verified on the EV power-hub with lower density requirements. The PV inverter im-

plements the main inverter architecture in a modular format with a priority on achieving

high power density and light load efficiency. The APD module is only implemented in

the PV inverter project to reduce the size of the dc bus capacitors.

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Chapter 2

Inverter Architecture and Control

In this chapter the architecture of the power-stage and the control scheme used in this

work is presented and investigated. Due to the close ties that the power-stage operation

has to the controller, both concepts are elaborated side-by-side. This section begins

by introducing the inverter power electronics topology and the controller necessary to

perform Hysteretic Current-Mode Control (HCMC). The HCMC controller can operate

in two different modes: Boundary Conduction Mode (BCM) and Continuous Conduction

Mode (CCM). A mixture of the two operating modes during a line cycle is referred to

as the hybrid mode and can aid in the increase of power density. To test and verify the

proposed control schemes, two separate inverter prototypes are designed and developed

that target two different applications. The first prototype is a bi-directional EV power-

hub (chapter 3) and the second prototype is an off-grid high power density PV inverter

(chapter 4) that incorporates a modular design and an active power decoupling stage.

2.1 Inverter Electrical Design and Control

The inverter power-stage is a full-bridge topology that can operate in four-quadrants,

namely (+P,+Q), (+P,-Q), (-P,+Q), and (-P,-Q), where P and Q are real and reactive

powers respectively. Unlike conventional sinusoidal Pulse-Width-Modulation (PWM) [1],

the dc-ac power-stage operates in Hysteretic Current-Mode Control (HCMC). The peak

and valley of the inductor current, iL(t), are digitally controlled on a cycle-by-cycle basis

using a set of 12-bit Digital-to-Analog Converters (DACs), a high-bandwidth current

sense amplifier and two comparators. By switching the MOSFETs in a complimentary

fashion, a single low-side shunt resistor, Rsense, is used for sensing both the rising and

falling inductor current, as shown in Fig. 2.1.

Using this scheme, the sensed voltage across Rsense instantaneously changes polarity

31

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Chapter 2. Inverter Architecture and Control 32

as one set of switches commutates. A digital controller is used for precise current-control

and a 60 Hz synchronization pulse is used for grid phase locking. The control logic

contains an active-low set-reset flip-flop a with built in blanking time module to eliminate

false current limit triggers. This module also contains auxiliary safety features including a

precise timer to prevent unwanted latch-up of the MOSFETs in the ON state. The digital

current modulator block contains a precision sine Look Up Table (LUT) and generates

the necessary peak and valley digital current limits. This module is also responsible for

transitioning between BCM and hybrid HCMC operating modes depending on the load

power-level.

iL(t)

iR

Rsense

Vin

+

-

Cin

SiC MOSFETs

DigitalCurrent

Modulator

D/A

D/A

Control

Logic

Current Loop

SyncGrid Synchronization

Voltage loop current scaling

Mode selection

A/D

vsense

900V

Rload

Vac

OR

Voltage loop/Zero crossing

detection

EMIfilter

DTControl

HS1LS1HS2LS2

HS1

LS1

HS2

LS2

Vin

Sub-inverter

Controller

A/DPolarity

V1

V2

+-

Figure 2.1: Architecture of the full-bridge inverter topology and hysteretic current-mode

controller.

The digital current reference is scaled by the controller as part of the outer voltage

loop. A pre-calibrated digital feed-forward scheme can be used to precisely set the dead-

times with 5 ns resolution in all operating modes in order to minimize the MOSFET

switching losses under all conditions. While the SiC-based inverter can easily operate

above 500 kHz, the frequency is limited to 300 kHz for optimal efficiency. Due to the

utilization of HCMC, slope compensation is not necessary.

2.1.1 BCM, CCM, and Hybrid Operating Modes

The inverter operates in two possible modes throughout the ac line-cycle: 1) BCM or

2) CCM, as shown by the current waveform in Fig. 2.1. The combination of these two

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Chapter 2. Inverter Architecture and Control 33

modes within a line cycle is denoted as hybrid operation throughout this thesis.

The ideal switching operation is illustrated in Fig. 2.2. The inductor current, iL(t), is

sensed using a single low-side shunt resistor, Rsense. Both the rising and falling inductor

currents can be detected through resistor current IR. When the inductor current reaches

the desired peak or valley current, the switches toggle. The inductor slopes are given by:

m1 =Vin − Vac

2L, (2.1)

m2 =Vin − (−Vac)

2L. (2.2)

When operating in BCM, a slightly negative valley current, Ivly, is imposed to achieve

zero-voltage turn-on of the MOSFETs through the resonance of the switching node ca-

pacitance and main inductor. The Ivly and Ipk voltage signals are generated using two

Digital-to-Analog converters. The dead times, td1 and td2, are used to allow such res-

onant soft-switching, as shown in Fig. 2.2(a). During the transition period, the sensed

voltage across Rsense instantaneously changes polarity as one set of switches commutate.

In CCM, the inductor current does not change polarity throughout the switching period.

During a positive line cycle, the sensed resistor current is positive when inductor current

rises, but is inverted when inductor current falls, as shown in Fig. 2.2(b). In CCM, the

soft-switching turn-on can only be maintained for the peak inductor switching transition.

The inverter has a variable switching frequency based on HCMC operation, which helps

to reduce the EMI filter size due to the spread-spectrum effect [2].

In the BCM operating mode, all MOSFETs experience ZVS turn-on in all transitions,

while in the CCM operating mode, ZVS turn-on is only achieved at the inductor current

peaks. In both BCM and CCM all MOSFETs experience hard-switching turn-off. In

off-grid operation, if Rload is purely resistive, a sinusoidal average inductor current, Iavg,

results in a sinusoidal output voltage, Vac. To maintain a sinusoidal average inductor

current, Ipk is modulated according to

Ipk = 2Iavg − Ivly, (2.3)

where Ivly is a constant negative current in BCM. In CCM, sinusoidal current is

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Chapter 2. Inverter Architecture and Control 34

IL

IR

0

+Ipk

+Ivly

-Ivly

-I pk

HS1

LS1

HS2

LS2

0

+Vbus Vx1 Vx2

td1 td1

td2

Iavgm1 m2

(a)

HS1

LS1

HS2

LS2

IL

IR

0

+Ipk

+Ivly

-I vly

-I pk

0

+Vbus Vx1 Vx2

td1

td1

t d2

Iavg hard switchingsoft switchingΔI

(b)

Figure 2.2: Detailed waveforms of the HCMC controller operation in (a) BCM and (b)CCM.

maintained by setting a fixed ripple current, ∆I, around Iavg such that

Ipk = Iavg +∆I

2, (2.4)

and

Ivly = Iavg −∆I

2, (2.5)

as shown in Fig. 2.2(b).

The inverter is controlled in two possible modes depending on the desired output

averaged RMS current. For lower output current levels, the converter operates in BCM

throughout the ac line-cycle, as shown in Fig. 2.3(a), and for higher output current levels,

the converter switches into hybrid mode, as shown in Fig. 2.3(b). During the zero crossing

regions, the Ipk and Ivly current limits are set to the same constant value such that the

inductor has zero average current.

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Chapter 2. Inverter Architecture and Control 35

BCMiL(t)

t

fsfmin

fmax

t

t

VCM = 225 V V1

V2

Vin

340 V

55 V

55 V

t

Ipk

Ivly

Polarity

Vsense offset

= 450 VDC

(a)

BCM

CCM

iL(t)

t

fsfmin

fmax

t

t

VCM = 225 V V1

V2

Vin

340 V

55 V

55 V

tPolarity

Vsense offset

Ipk

Ivly

= 450 VDC

(b)

Figure 2.3: Ipk and Ivly modulation scheme, inductor current, switching frequency

profile, and V1,2 waveforms for the (a) BCM and (b) hybrid operating modes.

At lower output power-levels, operating purely in BCM results in the lowest switching

losses, at the expense of higher peak current, higher RMS conduction losses and higher

inductor core losses. As load power and inductor current ripple increases, inductor core

loss also increases. In the hybrid operating mode, the transition in to CCM limits the

peak inductor current and minimizes the inductor core loss at the highest current lev-

els, resulting in smaller inductors with lower saturation currents. However, this causes

hard-switching turn-on in the MOSFETs for valley point transitions. The inverter can

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Chapter 2. Inverter Architecture and Control 36

maintain higher efficiency over the entire load range by operating in hybrid mode. The

trade-offs between each operating mode is presented in table 2.1 The major advantage of

the hybrid scheme is that the power density of the converter can be significantly increased

as inductors with a lower saturation current are used.

Table 2.1: High-Level Comparison Between the BCM and CCM Operating Modes

Loss mechanism BCM CCM

Conduction loss High Low

MOSFET switching loss Low High

Inductor core loss High Low

The boundary between BCM and CCM is optimized according to the operating con-

ditions based on simulations, experimental results and the application specific target

power-level.

2.1.2 Digital Current Modulation

The digital current modulation block is responsible for generating the correct current

limit signals, Ipk and Ivly, based on the target output RMS current. The block diagram

of the digital current modulator is shown in Fig. 2.4. The core component of this module

is the sine Look Up Table (LUT), which stores 2N samples of a sinewave, where N is

the number of address bits for the sine LUT. An N bit counter is used to cycle through

the sine LUT samples to reconstruct a sine wave at the grid frequency, fgrid. The clock

generator module synthesizes a clock with a period equivalent to:

Tcounter =1

fgrid × 2N, (2.6)

to ensure the correct sample rate from the sine LUT. The clock generator module

does not receive feedback from the grid on it’s frequency, so it must receive fgrid as a pre-

determined parameter. To ensure grid phase synchronization during grid-tied operation,

the counter is reset every time the grid voltage makes a positive zero crossing. This is

accomplished by generating a single cycle pulse from the input sync signal that is derived

from the zero crossing detection module.

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Chapter 2. Inverter Architecture and Control 37

Clockgenerator

N bitcounter

Single-shotpulse generator

50 MHz

Grid frequencyselector

50 Hz or 60 Hz

Sync signal(polarity)

Scaling factorfrom voltage loop

Sensor offset

BCMIpk, Ivly

generator

CCMIpk, Ivly

generator

Zerocrossingregion

Ipk, Ivlyto DACs

2-to-1mux

BCM/Hybridmode boundary

Sine LUT

Sample 0Sample 1Sample 2Sample 3

.

.

.

.

.

.

.

.Sample 2N

N

1/60 Hz

Figure 2.4: Block diagram of the digital current modulator

The streaming samples from the sine LUT are scaled by the voltage loop and a

constant offset is added to match with the current sensor biasing. The resultant signal

is fed in to the BCM and CCM current limit generators which recreate the required Ipk

and Ivly signals for correct HCMC operation based on equations 2.3, 2.4, and 2.5. The

scaled sine LUT output is compared against a predetermined and optimized boundary

for switching between BCM or CCM mode to select the correct operating mode for the

inverter using a 2-to-1 multiplexer. At low power-levels the comparator outputs logic zero

at all times and this results in the BCM operating mode. At higher power-levels, the

comparator outputs logic one when the scaled sine wave peaks above the mode selection

boundary pushing the inverter into CCM which results in the hybrid operating mode.

To prevent very high switching frequencies near the current zero crossings, Ipk and Ivly

are clipped, before being transferred to the DACs.

2.1.3 Control Logic

The control logic contains a set-reset flip flop with active-low inputs followed by a blanking

time module to prevent inductor current ringing to affect the HCMC operation after a

switching event, as shown in Fig. 2.5. The inductor ringing is caused by the resonance

of the PCB trace inductance with the phase node capacitance. During the negative half

of the ac line cycle, the Q and Q signals are switched according to the polarity signal

and this swaps the MOSFET commutation order. To protect the inverter from unwanted

MOSFET latch up, an over-current protection module is designed to time the turn-on

duration of the MOSFETs and trip the gating signals in case a MOSFET remains ON

longer than expected.

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Chapter 2. Inverter Architecture and Control 38

Blankingtime

Over currentprotection

timer

S

R

Q

Q

Comparatoroutputs

To deadtimemodule

switch

Polarity

Figure 2.5: Block diagram of the control logic

2.1.4 Grid Synchronization

In grid-tied operation, the live and neutral ac inputs are scaled down using a voltage

divider and compared to each other using a differential rail-to-rail comparator. The

output of the comparator determines the polarity of the ac voltage. This synchronization

signal is input to the digital current modulator, as shown in Fig. 2.4.

2.2 APD Design and Control

In single-phase inverters and rectifiers, electrolytic capacitors, which are bulky and unre-

liable, are typically required to manage the instantaneous power imbalance between the

dc and ac ports. This power imbalance results in a voltage ripple at the dc link node.

However, this voltage ripple is limited to only a small fraction of the nominal dc voltage

and as a result just a few percent of the total energy capacity of the capacitors are utilized

for power decoupling [3, 4]. A potential solution to this sub-optimal design is to steer the

second harmonic power pulsation away from the dc link node to a secondary capacitor.

Having more relaxed voltage ripple requirements, a larger voltage ripple is allowed on

the secondary capacitor to reduce the capacitance requirements at the dc link. In this

section, the system design of an Active Power Decoupling (APD) module is presented and

the ratio of bus capacitance to the secondary APD capacitance is optimized for volume

reduction. The control algorithm for ripple cancellation is introduced and the method

for fast stabilization of dc link voltage during abrupt load steps is analysed.

2.2.1 Prior Art

One potential solution to reduce the required dc link capacitance of single-phase inverters

is to install an LC series network in parallel with the input dc voltage of the inverter,

as shown in Fig.2.6(a). This type of power decoupling is a popular choice in locomotive

rectifier input stages as the input ac frequency is always constant and there is redundant

space available [5]. The values of the inductance, Lbus, and the capacitance, Cbus, of

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Chapter 2. Inverter Architecture and Control 39

this auxiliary network are chosen such that the resonant frequency fr = 1/√

2πLC =

2 × fgrid. This results in a notch at the double-line frequency and the filtering of only

this frequency component of the dc bus voltage ripple. For a bus capacitance of 20µF,

an inductance of 127 mH is needed to achieve the described impedance profile for a line

frequency of 60 Hz. Besides the unfeasible inductance requirements, other disadvantages

of this power decoupling method include large voltage stress on the filter components

and the significantly high losses occuring in Lbus. The LC power decoupling technique is

extensively investigated in [6].

Cbus

LbusV

bus

ii

iinv

ibus

(a)

ii

iinv

ibus

Lapd

Capd

Rsense

Cbus

iR

(b)

ii

iinv

ibus

Lapd

Capd

Rsense

Cbus

iR

(c)

ii

iinv

ibus

Lapd

Capd

Rsense

Cbus

iR

(d)

Figure 2.6: Power decoupling topologies: (a) resonant tank, (b) buck, (c) boost, and (d)

stacked capacitor.

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Chapter 2. Inverter Architecture and Control 40

A more effective way of steering the pulsating power away from the dc bus is to use

an active circuit to charge and discharge a secondary capacitor, Capd, during every bus

voltage ripple cycle with a much higher voltage ripple than Cbus. One popular circuit

is shown in Fig. 2.6(b) which is commonly referred to as the buck APD topology [6].

This topology is extensively studied in the literature [7–9] and the minimum required

secondary capacitance is theoretically derived to be

Capd,min =2Sb

ωV 2dc

, (2.7)

where Sb is the apparent power of the ac load and ω is the line frequency, as analyzed

in [10].

Another prevalent APD circuit is the boost topology, as shown in Fig. 2.6(c), which

has higher voltage stress on the APD MOSFETs [11]. A half-bridge stacked capacitor

APD topology is analyzed in [9, 12], where two capacitors are stacked in series and

the midpoint is connected to the half-bridge phase node through a small inductor, as

demonstrated in Fig. 2.6(d). The main advantage of this topology is that both Cbus

and Capd are directly decoupling the dc bus and the half-bridge is steering the pulsating

energy into Capd at the same time. The minimum required APD capacitance is

Capd,min =4Sb

ωV 2dc

, (2.8)

as derived in [9], which shows a 2× increase in capacitance as compared to the buck

APD topology. In the active APD topologies, the current sense resistor, Rsense, is used

for controlling the current through Lapd using current-mode control. Due to the location

of Rsense, only the falling slope of iLapdis detectable and the controller has no control over

the location of the peaks. This results in inaccurate timing of the current peaks which

can lead to non-sinusoidal power transfer from the dc bus. Moreover, the inaccuracies

present in this control scheme results in the loss of soft-switching for the MOSFETs

during the negative portion of the APD current cycle.

2.2.2 Full-Bridge Differential Active Power Decoupling

Having addressed some of the key disadvantages of prevalent APD topologies, the full-

bridge APD architecture was selected for the inverter design which allows the inverter

circuit design to be re-utilized for the APD phase, reducing the extra complexities asso-

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Chapter 2. Inverter Architecture and Control 41

ciated with the design and fabrication of a dedicated power-stage. This is an important

advantage, as it fits perfectly with the modular architecture of the inverter system, there-

fore, the same cooling mechanism can be used for APD. As with the inverter, Rsense is

used to perform HCMC on iL1 and iL2 to generate a sinusoidal average current at the

double-line frequency. This method garantees soft-switching on all MOSFETs during the

BCM operating mode.

ii

iinv

iR

Capd

Vcapdicapd

Figure 2.7: Proposed full-bridge APD topology with low-side current sense resistor.

While this topology has twice the number of switches than the buck, boost, or stacked

capacitor topologies, ZVS turn-on is achieved on all switches reducing the total losses.

Furthermore, this allows for a more even distribution of losses among the power MOS-

FETs resulting in easier thermal management. The slightly higher implementation vol-

ume for this topology is offset by higher efficiency, and the possibility of accurately

controlling the current through Capd using Rsense. This means that the dc offset voltage

on Capd can be accurately regulated to a high value by enforcing an offset on iL1 and iL2

as described in the following section.

2.2.3 APD Control

Since the APD phase’s power circuit is the same as the inverter’s, HCMC was chosen as

the main inductor current control method. Using this control scheme, a sinusoidal average

current is enforced through Capd at the double-line frequency which is phase-shifted with

respect to iinv by 180. A double control loop strategy incorporates a feedback-loop as

well as a feedforward path in order to 1) keep the bus voltage ripple to a minimum, and

2) maintain a target dc bias voltage across Capd. A higher bias voltage on Capd results

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Chapter 2. Inverter Architecture and Control 42

in higher energy transfer to and from the dc bus. In order to set a dc bias voltage on

Capd, a dc offset current must be enforced on icapd . This can be achieved by reducing

the scaling factor by ∆ipk during the negative portion of the icapd cycle and leaving the

scaling factor intact during the positive portion. This is accomplished by utilizing a 2-to-

1 multiplexer as shown in Fig. 2.8. This partial reduction in scaling factor introduces a

positive dc offset in icapd which in turn raises the bias voltage of Capd. The value for ∆ipk

is set by comparing the peaks of Vcapd with a constant preset reference and generating a

control signal by using a PI compensator. The digital current modulator, as discussed

in section 2.1.4, receives the modified scaling factor along with an adjusted sync signal

to generate the required Ipk and Ivly signals. Since the terminals of Capd keep flipping

connections during every switching cycle, Vcapd cannot be sensed with respect to ground.

As a result, Vcapd is measured with it’s common mode component by sampling one side

of Capd with respect to ground, as shown in Fig. 2.7.

PIcompensator

Feedforwardpredictivecontroller

irefslave1_en

slave2_en

8

Digitalcurrent

modulator

Movingaverage

Vcapd_ref

Zero

Vc

Vcapd_peak[n] Vcapd_peak[n+1]

polarity

1'b0

1'b1

t

Vhigh

Vlow

Polarity

iL

ipk

ipk

scaling

factor

Ipk, Ivlyto DACs

Vcapd_peak[n]

Figure 2.8: Block diagram of the APD controller.

Furthermore, a feedforward path is used to set the average RMS current through Capd

which relates to the amount of charge transferred between Capd and the dc bus. This

helps in quickly stabilizing the dc bus voltage ripple to within the requirements, in the

case of an abrupt change in inverter power-level. The feedforward controller receives the

inverter target power-level and maps it to the required current scaling factor for the APD

module. The feedforward equation that maps the inverter input current, Iin to the APD

module apparent power, Sapd, is given by

Sapd = 4fgrid

(Iin

2πfgrid− Cbus∆v

).(Vin − IinRs), (2.9)

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Chapter 2. Inverter Architecture and Control 43

where Vin is the dc input voltage, Rs is the source series resistance, Iin is the inverter

input current, and ∆v is the allowed voltage ripple on Cbus. It can also be confirmed that

with an increase in Cbus or with more relaxed voltage ripple requirements, Sapd decreases.

It is clear from (2.9) that the amount of apparent power processing required from the

APD module is proportional to the inverter processing power and the dc input voltage

applied. More importantly, the APD power-level is independent from the double-line

frequency and the value of the dc bus capacitance. The simulated performance of the

APD module at full load is shown in Fig. 2.9 showing a bus voltage ripple below 3%.

0.012 0.014 0.016 0.018 0.02 0.022 0.024 0.026 0.028 0.03

-10

-5

0

5

10

(A)

iL,apd

0.012 0.014 0.016 0.018 0.02 0.022 0.024 0.026 0.028 0.03300

320

340

360

(V)

Vc,apd

0.012 0.014 0.016 0.018 0.02 0.022 0.024 0.026 0.028 0.03380

390

400

410

420

(V)

Vbus

0.012 0.014 0.016 0.018 0.02 0.022 0.024 0.026 0.028 0.03

Time (s)

0

2

4

6

8

10

(A)

iconv

Figure 2.9: Simulation results of the APD performance with the inverter stage operating

at 2 kW and a 10 Ω series dc input source resistor. The APD phase is operating at 720

W.

2.2.4 APD Capacitor Size and Volume Optimization

Considering the use of Multi-Layer Ceramic Capacitor (MLCC) technology for use in the

construction of Capd, the capacitance values for Capd and Cbus must be optimized for the

lowest volume. Utilizing only Cbus would result in unacceptably large volume for bulky

electrolytic capacitors and, on the other hand, relying only on APD would dictate the use

of a higher power-rated APD stage, larger Capd, and higher losses. To obtain the volume

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Chapter 2. Inverter Architecture and Control 44

optimal ratio of Capd/Cbus, a series of PLECS simulations were conducted, assuming a

2 kW inverter. The value of Capd was swept from 30 µF to 270 µF while keeping the APD

RMS current-level at 4 A. At every simulation run, the value for Cbus was determined

for meeting the 3% bus voltage ripple requirements. The maximum possible vc ref was

set while keeping the voltage ripple on Capd in mind. Considering the use of a network of

2.2 µF 450 V MLCC capacitors from TDK [13] for the construction of Capd, an optimal

total capacitor volume of 17680 mm3 was obtained with Capd and Cbus being 124 µF

and 120 µF respectively, as shown in Fig. 2.10. At the maximum inverter power-level, a

dc bias of 342 V was achievable for Vcapd with a peak-to-peak ripple of 42 Vpk−pk which

results in 2.87% of bus voltage ripple.

0 50 100 150 200 250 300APD capacitance (uF)

1.5

2

2.5

3

3.5

4

4.5

5

Tota

l cap

acito

r vol

ume

requ

ired

(mm

3 )

104

200

220

240

260

280

300

320

340

360

380

Ave

rage

APD

cap

acito

r vol

tage

(V)

Volume optimalcapacitance

Figure 2.10: Total system capacitor volume required versus the amount of APD capac-

itance and the maximum attainable average APD capacitor voltage. The optimal APD

capacitance range is 100-150 µF.

2.3 Chapter Summary

In this chapter, the system architecture for a full-bridge inverter utilizing a novel BCM/hybrid

current-mode control scheme is introduced and analysed. The hybrid scheme is defined

to be the combination of BCM and CCM during an ac line-cycle to limit the peak in-

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Chapter 2. Inverter Architecture and Control 45

ductor current. This operating mode reduces the saturation current requirements for the

inductors and hence, smaller inductors become feasible. The use of a single low-side cur-

rent sense resistor is also another benefit of this architecture as it reduces cost and error

when compared with hall-effect or high-side current sensing schemes. Finally, the idea

behind Active Power Decoupling (APD) is provided and a literature review is presented,

covering different APD design approaches. The full-bridge APD topology is selected as

the most suitable converter for the purpose of the off-grid PV inverter project due to

lower switching losses and similarities to the inverter topology. The chapter concludes

by providing a discussion on the volume optimization strategy for Capd and Cbus which

involved a series of simulations to obtain the optimal Capd to Cbus ratio.

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References

[1] S. R. Bowes, “New sinusoidal pulsewidth-modulated invertor,” Electrical Engineers,

Proceedings of the Institution of, vol. 122, no. 11, pp. 1279–1285, November 1975.

[2] S. Y. Oh, Y. G. Jung, S. H. Yang, and Y. C. Lim, “Harmonic-spectrum spreading

effects of two-phase random centered distribution pwm (dzrcd) scheme with dual

zero vectors,” IEEE Transactions on Industrial Electronics, vol. 56, no. 8, pp. 3013–

3020, Aug 2009.

[3] Y. Sun, Y. Liu, M. Su, W. Xiong, and J. Yang, “Review of active power decou-

pling topologies in single-phase systems,” IEEE Transactions on Power Electronics,

vol. 31, no. 7, pp. 4778–4794, July 2016.

[4] G. C. Christidis, A. C. Kyritsis, N. P. Papanikolaou, and E. C. Tatakis, “Investiga-

tion of parallel active filters; limitations for power decoupling on single-stage/single-

phase microinverters,” IEEE Journal of Emerging and Selected Topics in Power

Electronics, vol. 4, no. 3, pp. 1096–1106, Sept 2016.

[5] G. Bocchetti, M. Carpita, G. Giannini, and S. Tenconi, “Line filter for high power

inverter locomotive using active circuit for harmonic reduction,” in 1993 Fifth Eu-

ropean Conference on Power Electronics and Applications, Sept 1993, pp. 267–271

vol.8.

[6] D. Neumayr, D. Bortis, and J. W. Kolar, “Ultra-compact power pulsation buffer

for single-phase dc/ac converter systems,” in 2016 IEEE 8th International Power

Electronics and Motion Control Conference (IPEMC-ECCE Asia), May 2016, pp.

2732–2741.

[7] Z. Qin, Y. Tang, P. C. Loh, and F. Blaabjerg, “Benchmark of ac and dc active power

decoupling circuits for second-order harmonic mitigation in kw-scale single-phase

inverters,” in 2015 IEEE Energy Conversion Congress and Exposition (ECCE), Sept

2015, pp. 2514–2521.

46

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REFERENCES 47

[8] H. Li, K. Zhang, H. Zhao, S. Fan, and J. Xiong, “Active power decoupling for

high-power single-phase pwm rectifiers,” IEEE Transactions on Power Electronics,

vol. 28, no. 3, pp. 1308–1319, March 2013.

[9] Y. Tang, F. Blaabjerg, P. C. Loh, C. Jin, and P. Wang, “Decoupling of fluctuating

power in single-phase systems through a symmetrical half-bridge circuit,” IEEE

Transactions on Power Electronics, vol. 30, no. 4, pp. 1855–1865, April 2015.

[10] R. Wang, F. Wang, D. Boroyevich, R. Burgos, R. Lai, P. Ning, and K. Rajashekara,

“A high power density single-phase pwm rectifier with active ripple energy storage,”

IEEE Transactions on Power Electronics, vol. 26, no. 5, pp. 1430–1443, May 2011.

[11] A. C. Kyritsis, N. P. Papanikolaou, and E. C. Tatakis, “A novel parallel active filter

for current pulsation smoothing on single stage grid-connected ac-pv modules,” in

2007 European Conference on Power Electronics and Applications, Sept 2007, pp.

1–10.

[12] S. Chung, M. Nasr, D. Guirguis, M. Otsuka, S. Poshtkouhi, D. K. W. Li, V. Pala-

niappan, D. Romero, C. Amon, R. Orr, and O. Trescases, “Thermal and electrical

co-design of a modular high-density single-phase inverter using wide-bandgap de-

vices,” in 2016 IEEE Applied Power Electronics Conference and Exposition (APEC),

March 2016, pp. 1350–1357.

[13] “Multilayer ceramic chip capacitors,” TDK Datasheet, available

https://product.tdk.com/info/en/catalog/datasheets/mlcc commercial midvoltage en.pdf.

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Chapter 3

EV Power-Hub

Details regarding the power-stage implementation, component selection, inductor and

EMI filter design, auxiliary power-supply, and the thermal and mechanical system of the

EV power-hub is covered in this chapter. Utilizing the extracted loss data from detailed

Cadence simulations, the thermal and mechanical systems were co-designed to ensure safe

operation of the semiconductors and magnetics. This project is expected to be published

in March 2018 and the prepublication digest has been submitted and accepted [1].

3.1 Implementation

The main PCB for the EV power-hub, as shown in Fig. 3.1, is divided into two sections:

1) the dc-ac inverter, and 2) a Dual-Active-Bridge (DAB) dc-dc converter, which is used

for isolation, battery current control, and voltage step up/down. The DAB converter is

outside the scope of this thesis. The dc-ac section contains the power-stage with isolated

gate drivers, main power inductors, EMI filter, and ac side input protection. The power-

hub contains a central FPGA that provides the necessary gating signals for both the

dc-ac and dc-dc converters. The PCB contains four layers with 4 oz/ft2 copper weight.

3.1.1 Power-Stage

Each switch in the power-hub, as is shown in Fig. 3.1, is implemented using two paralleled

900 V, 35 A, 65 mΩ, SiC SMD devices. The two high-side MOSFET pairs are placed

on the top side of the PCB and the two low-side MOSFET pairs are placed directly

underneath the high-side MOSFETs on the bottom side of the PCB. This results in the

least PCB trace inductance due to the smaller loop area as opposed to having all eight

MOSFETs on the same side. The four high side MOSFETs are driven with a dual output

48

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Chapter 3. EV Power-Hub 49

6 A isolated gate driver and the four low-side MOSFETs are driven by another gate driver

placed on the bottom side of the PCB. Each MOSFET has a dedicated gate resistor and

each MOSFET pair has a common gate resistor. Four 1 µF, 500V ceramic capacitors are

used for local power decoupling of the full-bridge power-stage which helps in reducing the

current ringing on the high di/dt loop. Seven 120 µF, 600 V electrolytic capacitors are

installed on the dc link to decouple the dc-ac and dc-dc stages. Active Power Decoupling

(APD), as discussed in section 2.2, is not implemented in the EV power-hub.

Inverter DAB converter

Inductors

Paralleled SiC MOSFETs

Fuses

Relay

DC bus capacitors

EMI filter

AC terminal

DC terminal

FPGA and digital isolators

Isolatedgate driver

HS1 HS2

Figure 3.1: Top side view of the EV power-hub PCB containing the inverter and a DAB

dc-dc converter. The DAB converter is outside the scope of this thesis.

The gate drive circuitry for every paralleled MOSFET pair is shown in Fig. 3.2. A

common gate resistance, Rg1, is utilized for limiting the gate current ringing followed by

two individual gate resistors, Rg2. The purpose of splitting the total gate resistance in

to Rg1 and Rg2 is to be able to compensate for the potential mismatches in MOSFET

turn-on and turn-off behaviour by modifying each Rg2 if needed. Due to the inevitable

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Chapter 3. EV Power-Hub 50

hard-switching turn-off of the MOSFETs, a 500 mA pnp BJT transistor, Q1, is used

to reduce the turn-off duration of the paralleled MOSFETs. Table 3.1 presents the

specification of the main components of the power-hub. Surface mount MOSFETs with

a D2PAK package were selected due to it’s lower lead inductance of 7 nH as compared

with it’s through-hole counterpart. This MOSFET also has a dedicated pin for a kelvin

connection to the source of the device for reducing the gate drive signal ringing. Extra

unmasked copper areas are provided near the drain connection of the MOSFETs to

provide space for heat-sink connections.

Figure 3.2: Gate driving circuitry for paralleled SiC MOSFETs. Rg1 is the common

resistance and Rg2 is the individual resistance for each MOSFET.

Table 3.1: Specifications of the Components Used for the EV Power-Hub

Specification Value Unit

MOSFET C3M0065090J, 900V, 35A, 65mΩ [2]

Gate driver UCC21520, 6A, 19ns delay, isolated [3]

Rg1 3 Ω

Rg2 2 Ω

3.1.2 DC Bus Capacitor Bank Design

Since APD is not implemented for the EV power-hub, the amount of dc bus capacitance

required is determined based on the amount of pulsating energy that must be stored in

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Chapter 3. EV Power-Hub 51

the capacitors. The required size of the bus capacitance is given by:

C =Pdc

2πfVdc∆v(3.1)

where f is the line frequency, Pdc is the inverter rated power, Vdc is the average dc

bus voltage, and ∆v is the maximum allowable peak-to-peak bus voltage ripple [4, 5].

Using a Pdc of 6.6 kW, a Vdc of 450 V, and a ∆v of 40V, a bus capacitance of 970 µF is

needed according to (3.1). The 970 µF capacitor bank is constructed with seven 120 µF,

600 V capacitors to spread out the volume requirement and reduce the overall height of

the capacitor bank.

3.1.3 Inductors

In order to operate the converter with a maximum switching frequency of 250 kHz and

a peak grid current of 37.5 A, 50 µH line inductance rated at 45 A peak is needed. To

ensure both switching nodes of the full-bridge converter see the same line impedance, the

total 50 µH line inductance is split into two 25 µH inductors connected to each switching

node. This also helps in spreading out the total power loss over a larger surface area. The

inductors are custom made with AWG 9 litz wire and the ETD44 core size was tentatively

chosen. Considering a Bsat of 0.32 T for the N97 ferrite material, the required number

of turns, N , is given by:

N =L∆Imax

∆BmaxAe

(3.2)

where ∆Bmax is the maximum flux density swing, ∆Imax is the peak inductor current,

and Ae is the cross-sectional area of the core [6]. To prevent excessive core loss, ∆Bmax

is set to 0.3 T which is slightly less than Bsat = 0.32 T. The air gap length, `g, required

to meet the saturation current requirement is calculated using:

`g = µ0N2Ag

L(3.3)

where µ0 is the permeability of free space and Ag is the gap cross-sectional area. This

results in an air gap of 0.3cm. Details regarding the designed inductor and the ferrite

material are provided in table 3.2.

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Chapter 3. EV Power-Hub 52

Table 3.2: Specifications for the Power-Hub Inductors. Two 25 µH Inductors are Used

for the Line Inductance

Specification Value Unit

Inductance 25 µH

Saturation current, Isat 45 A

Number of turns, N 15 turns

Gap length 3 mm

Core area, Ae 1.73 cm2

Litz wire diameter 3 mm

The windings are kept far away from the air gap to prevent eddy current losses in the

wire due to the fringing magnetic fields [7], as shown in Fig. 3.3. The winding resistance

of the inductor was measured using a 2MHz LCR meter up to 1 MHz, as shown in

Fig. 3.4. The total winding resistance is measured to be 156.65 mΩ at 200 kHz which is

the maximum operating frequency of the converter.55 mmFigure 3.3: Image of the custom made 25 µH, 45 A inductors for the EV power-hub.

103 104 105 106 107

Frequency (Hz)

0

500

1000

1500

2000

Win

ding

resi

stan

ce (m

)

20m @ 30kHz156.65m @ 200 kHz

2.2 @ 1MHz

fs

Figure 3.4: Measured ac winding resistance of the EV power-hub inductors with respect

to frequency.

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Chapter 3. EV Power-Hub 53

3.1.4 EMI Filter

The main purpose of an EMI filter is to suppress the high frequency current harmonics

before being injected to the grid. International standards such as CISPR 16 [8] and

IEC61000 [9] provide limits on the magnitude of these harmonics in the range of 150 kHz

to 30 MHz, for residential and industrial equipment. The increase in switching frequency

above 150 kHz makes the design of the EMI filter specially challenging due to the extra

attenuation needed for meeting EMC requirements.

EMI filters for dc-ac inverters are typically composed of a differential filter, for filtering

differential noise, and a common-mode filter, for suppressing common-mode noise. Dif-

ferential noise arises from the high frequency inductor current waveform, while common-

mode noise is the current signals between earth and the phase/neutral ac wires. For the

purposes of this study, only conducted EMI emission compliance was taken into account.

100 101

Frequency (MHz)

0

20

40

60

80

100

120

140

160

dBV

CISPR Class AQP limit

CISPR Class BQP limit (FCC part 15b)

Upeak = 143 dB Vfpeak = 152.3 kHz

Figure 3.5: Simulated frequency spectrum of the LISN output with the inverter operating

without an EMI filter at 6.6 kW.

To begin the design of an EMI filter, the spectral content of the power inductor current

without an EMI filter must be known. Detailed mixed-mode Cadence simulations were

performed with an exact implementation of the digital controller to obtain the power

inductor current without an EMI filter. A CISPR16 [8] Line Impedance Stabilization

Network (LISN), as discussed in section 1.1.5, was included in the simulation to obtain

the noise spectrum of the grid current, ig, at the full power-level of 6.6 kW. The simulated

noise spectrum of the LISN output in this cases along with the CISPR16 class A and B

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Chapter 3. EV Power-Hub 54

limits are plotted in Fig. 3.5.

According to [10], the required filter attenuation at the peak harmonic frequency is

given by:

Ureq = Upeak − Ulimit + SM, (3.4)

where Upeak is the peak harmonic magnitude in dBµV at the peak harmonic frequency,

fpeak, Ulimit is the CISPR16 limit in dBµV at fpeak, and SM is a safety margin set to 12

dBµV. According to Fig. 3.5, within the frequency range of the CISPR16 limits, Upeak =

143 dBµV occuring at fpeak = 152.3 kHz. This results in a required attenuation, Ureq, of

98 dBµV. Assuming a two stage LC filter design with both poles placed before fpeak, we

have:

LDMCDM =10

Ureq30

4π2f 2peak

, (3.5)

where LDM and CDM are the differential-mode filter component values as derived

in [11]. It is claimed in [12] that to ensure a high displacement power factor, CDM must

be limited according to the following:

CDM <Pouttan(cos−1(PFdp))

ηV 2in2πfline

, (3.6)

where PFdp is the minimum displacement power factor required. To achieve a mini-

mum PFdp of 0.999 at the maximum power-level of 6.6 kW and a Vin of 240 VRMS at 60

Hz, a CDM less than 14 µF is required. Using the results obtained from (3.5), an LDM >

280.9 µH is necessary. To design the common-mode stage of the EMI filter, the second

LC pole is place half way between the first LC pole and fpeak. In order to effectively

filter common-mode noise, common-mode chokes and Y capacitors between the phase

and neutral lines to earth are utilized. The equivalent Y capacitance at the second LC

stage is limited to:

CY eq =IleakageVin2πfline

. (3.7)

where Ileakage is the eearth leakage current and is set to 3.5 mA according to the

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Chapter 3. EV Power-Hub 55

CISPR 22 standard specifications [13]. This results in CY eq = 38.7 nF and LCM = 1.4

mH. Using the component values calculated, the final designed EMI filter is shown in

Fig. 3.6.

Vac

+

-

Differential-mode filter Common-mode filter

LDM/2 = 140 H

LDM/2 = 140 H

CDM = 14 F 33 nF25 nF

25 nF

10 nF

LCM = 1.5 mHCY equivalent

Figure 3.6: Circuit diagram of the implemented power-hub EMI filter with the associated

component values.

101 102 103 104 105 106 107 108-300

-200

-100

0

Mag

nitu

de (d

B)

101 102 103 104 105 106 107 108

Frequency (Hz)

-360

-180

0

Phas

e (D

egre

es)

-74.8 dB

Figure 3.7: Simulated input to output current transfer function magnitude and phase of

the power-hub EMI filter.

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Chapter 3. EV Power-Hub 56

To test the performance of the designed EMI filter, another set of Cadence simulation

was run with the EMI filter in the circuit. As a conducted EMI pre-compliance measure,

the CISPR22 spectrum limits are overlayed on Figs. 3.8 and clearly shows that the

designed EMI filter is attenuating the current harmonics by 78 dB, in comparison to the

original spectrum shown in Fig. 3.5. The simultions were carried out with a maximum

step size of 5ns and the FFT of the LISN output was taken with a bin width of 1 kHz.

The CISPR 16 standard specifies a bin width of 9 kHz for analyzing the spectral content

of the signal, meaning that the simulated spectrum is slightly exaggerated. Taking peak

values for the FFT calculation, further exaggerates the spectrum results as the CISPR 16

standard also specifies the use of a quasi-peak detector. The simulated transfer function

of the implemented EMI filter from input to output current is shown in Fig. 3.7.

100 101

Frequency (MHz)

0

20

40

60

80

100

120

140

160

dBV

CISPR Class AQP limit

CISPR Class BQP limit (FCC part 15b)

Figure 3.8: Simulated frequency spectrum of the LISN output with the inverter operating

with an EMI filter at 6.6 kW.

3.1.5 Controller and Isolation

The controller was implemented on a Xilinx Spartan 3E FPGA with digital isolators

transferring the DAC data bus and the HCMC comparator signals. The two DACs

shared the same 12 bit data bus interleaved with two separate clocks. A differential

amplifier with a unity-gain bandwidth of 200 MHz was selected for the current sensing.

The components used for the inverter controller are presented in table. 3.3.

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Chapter 3. EV Power-Hub 57

Table 3.3: Specifications for the Power-Hub Controller Components

Specification Value

FPGA XC3S500e-4VQ100, 50 MHz clocked [14]

Current sensor AD8129, 200 MHz, differential amplifier [15]

DAC AD9742, 12 bits, 210 MSPS [16]

Comparator TLV3502, 4.5 ns comparator [17]

Digital isolator SI8645, 10 ns, quad-channel digital isolator [18]

3.1.6 Auxiliary Power Supply

The auxiliary power supply is an isolated, four output, current mode controlled flyback

converter with a nominal power rating of 4 Watts and an input of 12 V from the EV

auxiliary low voltage battery. The generated outputs are 12 V for the gate drive voltage

and ±5 V for the HCMC control circuitry. Another isolated 5 V is also generated for the

FPGA and isolator supply voltages. Dedicated Low Dropout Regulators (LDOs), which

are situated on the main power-stage PCB, are utilized to step down the HCMC ±5 V

voltages to ±3.3 V. The ADuM3190 [19] isolated error amplifier was used for voltage

feedback. The power-hub also contains an off-the-shelf 12 W ac-dc adapter which derives

an additional 12 V auxiliary supply from the input ac line. This secondary 12 V supply

is diode OR’ed with the LV auxiliary battery of the EV to prevent unwanted blackout

conditions.

+5 V

-5 V

+12 V

+5 V (FPGA)Vin = +12 V

Figure 3.9: Auxiliary power supply for the power-hub.

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Chapter 3. EV Power-Hub 58

3.1.7 Thermal Design

At the peak operating condition of 6.6 kW, the thermal management system must dis-

sipate 416 W from the MOSFETs and 176.1 W from the power inductors, from both

the inverter and the DAB converter stages combined. The core section of the cooling

system is a liquid-cooled aluminum plate with embedded copper tubes that uses a water

and glycol mixture as the coolant. This aluminum plate, as shown in Fig. 3.10, acts

as the heat sink for the MOSFETs and also as the bottom structure of the waterproof

enclosure of the power-hub. Developing an integrated cooling solution for the MOS-

FETs and power inductors is particularly challenging in this design because of the high

switching frequency operation of the converter, which induces high eddy current loses

when electrically conductive elements are placed in direct contact or in close proximity

of the magnetic components. The heat from the low-side MOSFETs, which are placed

on the bottom side of the PCB, is rejected to the heat sink through pure conduction, by

installing the PCB directly on top of the aluminum plate, while the high-side MOSFETs

which are placed on the top side of the PCB are thermally coupled to the aluminum plate

via integrated heat-pipes. Electrically insulated thermal pads are used as the interface

material between the PCB and the aluminum chill plate.

Coolant in

Coolant out

Magnetic Components

EMI filter

DC bus capacitorsFans

Aluminumchill plate

Heat-pipes

Heat exchanger

Inverter

Figure 3.10: Mechanical and thermal design of the power-hub. The magnetic components

are cooled with air flow, and the MOSFETs are cooled with the liquid cooled aluminum

chill plate.

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Chapter 3. EV Power-Hub 59

For cooling the power inductors, two potential thermal solutions were considered:

1. recirculation of air within the enclosure of the power-hub while exchanging heat

with the bottom chill plate through an assembly of aluminum fins and heat pipes

as in [20],

2. submerging the magnetics in thermal potting epoxy enclosed in a metal case that

exchanges heat to the heat sink through pure conduction or through an assembly

of heat-pipes as done in [21].

The second option has the benefit of acting as a shock absorber for the inductors

and increases the mechanical integrity of the magnetic components [22]. However, this

method is not selected due to the necessity of a vacuum chamber for proper potting and

creating a uniform bubble-free contact with the inductors is a challenging task [23]. To

implement the first option, rows of aluminum fins need to be placed at the center of the

power-hub PCB, with a dedicated fan blowing air through the heat-exchanger. A bundle

of heat pipes connect the heat exchanger on the top side of the PCB to the bottom

aluminum plate ensuring low thermal resistance to the base heat sink. It must be noted

that this thermal design is not implemented at the time of this writing, and preliminary

thermal simulations have been used to validate the described cooling approach.

3.2 Experimental Results

This section goes over the operation of the EV power-hub in the V2H, V2G, G2V, and the

V2V modes. The behaviour of the HCMC controller and power sharing among paralleled

MOSFETs is also presented. Finally, analysis is presented on the results of the detailed

Cadence simulations as well as the experimental efficiency and THD measurements. It

must be noted that all the presented experimental results were obtained without the

thermal system implemented, as a result, the thermal performance of the system is not

measured.

3.2.1 HCMC Operation

The ideal inductor waveforms shown in Fig. 2.2 and Fig. 2.3 are realized with a pair

of 12-bit DACs that shape the inductor peak and valley current envelopes. The DAC

outputs that shape Ipk and Ivly over the ac line cycle are shown in Fig. 3.11(b) for hybrid-

mode operation. The inductor current iL and the sensed IR signal, Vsense, along with

corresponding comparator trigger points, are shown in Fig. 3.11(a). To avoid switching

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Chapter 3. EV Power-Hub 60

frequencies above 400 kHz at the zero crossings, a zero-average current region is imposed,

and ∆I is maintained to 2 A. The presence of the zero-average current region introduces

nonlinearities and undesirable THD to Iavg.

iL

Ipk

Ivly

Vsense

comp_high asserted

comp_low asserted

5 s/div

(a)

BCM CCM

1/120 s

2ms/divIpk

Ivly

(b)

Figure 3.11: HCMC operation with the (a) iL and IR waveforms and instances when the

comparator output signals are asserted in BCM operation. (b) Peak and valley envelopes

for the inductor current for a line cycle in hybrid-mode operation.

3.2.2 Parallel SiC MOSFET Operation

Equal power and current sharing among paralleled switching devices is necessary to pre-

vent over-stressing and over-heating MOSFETs. There are two main forms of power

sharing among paralleled MOSFETs: static and dynamic. Static power sharing is re-

ferred to equal power dissipation during the on-time of the devices only, whilst dynamic

power sharing considers the power dissipation mismatch during the turn-on and turn-off

intervals. In paralleled MOSFET switch-mode power converters, static power sharing

imbalance is inherently overcome due to the positive temperature coefficient of MOS-

FET drain-to-source Ron [24]. Dynamic power sharing is normally caused due to the

mismatch of package bond wire inductance, MOSFET threshhold voltage mismatch, and

PCB parasitics [25]. To reduce the effects of dynamic power sharing mismatch in the

EV power-hub, each paralleled MOSFET has a dedicated gate resistor which is slightly

modified iteratively to ensure balanced operation. The precise matching of gate-to-source

voltages, vgs, of a pair of paralleled MOSFETs with 5 A drain current during the turn-on

and turn-off instances are shown in Figs. 3.12(a) and (b), respectively.

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Chapter 3. EV Power-Hub 61

iL

vgs1vgs2

(a)

iL

vgs1

vgs2

(b)

Figure 3.12: Gate to source voltage of a pair of paralleled high-side MOSFETs switching

5 A.

The usage of SMD devices for the power-stage prevents the direct measurement of

drain current to verify equal dynamic power sharing. As a result, the thermal performance

of each MOSFET is taken as a measure for balanced operation. Very similar MOSFET

temperatures among paired MOSFETs, as shown in Fig. 3.13, verifies a closely matched

power sharing at a power-level of 1 kW. Since the thermal system is not implemented,

steady state thermal operation cannot be reached and measured, hence, as a comparative

measure, the operation of the converter was timed equally in every run to provide a fair

comparison.

(a) (b)

Figure 3.13: (a) power sharing among the first high-side pair MOSFETs, (b) power

sharing among each low-side pair MOSFETs at a power-level of 1 kW.

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Chapter 3. EV Power-Hub 62

3.2.3 V2H Operation

The V2H operating mode was tested using a single-phase resistive load at 240 VRMS.

The operation of the inverter in BCM at 2.3 kW and in hybrid mode at 5 kW are shown

in Figs. 3.14(a) and (b), respectively.

iL

vac

iac

(a)

iLiac

vac

(b)

Figure 3.14: Experimental operation of the power-hub in the V2H mode operating in

(a)BCM at a power-level of 2.3 kW, and (b) in hybrid mode at a power-level of 5 kW.

All waveforms are taken with 450 VDC input and an output of 240 Vrms.

3.2.4 V2G/G2V Operation

The V2G and G2V operating modes are tested by connecting the ac port of the power-

hub to the 208 V single-phase grid via a 60 Hz isolation transformer. The output of the

grid phase locking comparator is inverted to switch between the V2G and G2V operating

modes. The V2G operation of the inverter in BCM at 2.5 kW and in hybrid mode at 3

kW are shown in Figs. 3.15(a) and (b), respectively.

iLiac

vac

(a)

iL iac

vac

(b)

Figure 3.15: Experimental operation of the power-hub in the V2G mode operating in

(a)BCM at a power-level of 2.5 kW, and (b) in hybrid mode at a power-level of 3 kW.

Both waveforms are taken with 450 VDC input and an output of 208 Vrms.

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Chapter 3. EV Power-Hub 63

3.2.5 V2V Operation

This experimental study also investigates the transfer of dc power through a conventional

240 VRMS Level-2 ac power port, while operating in the V2V mode, with all the associated

ratings and constraints from the ac design, in order to achieve higher power transfer and

efficiency. This operating mode is particularly important in cases where an EV is stranded

in the middle of an inter-state highway with a completely discharged battery, or if the EV

battery becomes totally discharged when left unattended and unplugged at low State-of-

Charge (SOC) in a parking lot. In these real life scenarios, another charged EV can jump

start the discharged EV with enough charge to reach to the nearest available charging

station, as opposed to the conventional solution of being towed away.

Two power-hubs connected together can either interchange dc or ac power. The ac

power transfer solution faces many challenges as it is not possible to maintain a low

THD sine wave under no-load conditions because of the HCMC controller requirements.

Since the receiving EV needs to first detect an ac voltage to synchronize to, a no-load

condition is inevitable at start up. The dc power transfer solution is more attractive, as

the converter continuously operates at the peak voltage of the ac line cycle (340 V for

240 VRMS ac systems) with a lower current to achieve the same output power, resulting

in lower conduction losses and switching frequency and a higher efficiency. DC power

transfer also allows the converter to operate beyond it’s intended ac power rating, which

results in a shorter charging time and a faster revival of the depleted battery. The transfer

of dc power through the ac port of the power-hub is shown in the BCM and CCM modes

in Figs. 3.16(a) and (b), respectively.

iL

vout

iout

(a)

iLiout

vout

(b)

Figure 3.16: Operation of the EV charger in the (a) dc-dc BCM at 3.4 kW, and (b) dc-dc

CCM operating mode at 5.3 kW. Both waveforms are taken with 450 VDC input and an

output of 240 VDC.

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Chapter 3. EV Power-Hub 64

iR

Rsense

Vin

+

-

Cin

DigitalCurrent

Modulator

D/A

D/A

Control

Logic

Current Loop

A/D

vsense

FilterEMI

DTControl

DTControl

25 H

PICurrent scaling

Mode selection: V2V

Vbus_ref iR

Rsense

V

+

-

C

DigitalCurrent

Modulator

D/A

D/A

Control

Logic

Current Loop

A/D

vsense

FilterEMI

DTControl

DTControl

25 H

Current scaling

Mode selection: V2V

ConstantVmin

Enable

iL1(t) iL3(t)

L3

L4+

-Vlink

ilink

outout

+-

Power-hub A Power-hub B

Figure 3.17: Two power-hubs, which are designed and optimized for ac power transfer,

are setup in the V2V mode to transfer dc power.

To test the V2V mode in a more realistic scenario, the output ports of power-hub A

and B are connected as shown in Fig. 3.17, and the link voltage, Vlink, is regulated by

power-hub A to a set reference, Vbus ref , as part of an outer voltage-loop. Each EMI

filter, which is optimized for the ac charging operation, includes 10 µF of capacitance

that is necessary for the HCMC controller operation and eliminates the need for an

external dc link capacitor. As soon as power-hub B detects a voltage at the dc link, the

battery charging process begins with a flipped current direction through L3 by reversing

the MOSFET switching sequence. The auxiliary supply voltages for each power-hub

are derived from a secondary LV battery and a self-regulating universal dc-ac adapter

connected to the output port of the converter. These two independent voltage sources

are diode-ORed to prevent any black-out condition especially for power-hub B, which

might also have a depleted LV auxiliary battery. The experimental results of the V2V

operating mode at 1 kW power-level is shown in Fig. 3.18

iL3

iL1

Vlink

ilink

Figure 3.18: Measured waveforms demonstrating the operation of two power-hubs in the

V2V operating mode.

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Chapter 3. EV Power-Hub 65

3.2.6 Efficiency and Loss Analysis

Detailed mixed-mode Cadence simulations were performed with the C3M0065090J MOS-

FET spice model and an exact implementation of the digital controller to characterize

the loss distribution of the power-hub in each of the four modes of operation, i.e. dc-ac

BCM, dc-ac hybrid, dc-dc BCM, and dc-dc CCM. The simulation includes HDL models

for the controller and Verilog-a models for data converters. For every operating mode,

Cadence simulations were carried out to obtain the total MOSFET losses (conduction

and switching combined), sensing losses, and EMI filter losses. The switching losses were

obtained according to:

Pswitching = PMOSFET sim − 2IRMS2Ron, (3.8)

where PMOSFET sim is the total simulated MOSFET loss and IRMS is the simulated

inductor RMS current. The total experimental loss of the converter was then measured

by running the system in each operating mode at the simulation power-level. Then, the

magnetic losses are derived using:

Pmagnetics = Ptotal loss exp−(Ploss MOSFET sim+Ploss sensing sim+Ploss emi filter sim), (3.9)

where Ptotal loss exp is the total experimental loss, Ploss MOSFET sim is the total simu-

lated MOSFET loss, Ploss sensing sim is the total simulated sensing loss, and Ploss emi filter sim

is the simulated EMI filter loss. Core losses are isolated from Pmagnetics by:

Pcore = Pmagnetics − 2IRMS2Rwinding ac, (3.10)

where IRMS is the simulated inductor RMS current and Rwinding ac is the measured

ac winding resistance of each inductor at the average switching frequency of 100 kHz.

Since low frequency 60 Hz currents flow through the EMI filter, the EMI filter magnetic

losses are negligible and therefore ignored from the calculations.

In the dc-ac BCM case, inductor core losses is the most significant source of loss

and MOSFET switching losses comprise of only 22% of the total power dissipation, as

evident in Fig. 3.19(a). This is because of the large inductor current ripple and ZVS

turn-on of the MOSFETs. In the dc-ac hybrid mode, switching losses are significantly

increased due to the loss of soft-switching at the line cycle peaks and troughs, as shown

in Fig. 3.19(b). The inductor core losses are, however, decreased due to lower current

ripple. The dc-dc BCM operating mode is least dissipative due to soft-switching and

having the lowest switching frequency. In the dc-dc CCM case the losses are still lower

than the dc-ac hybrid mode even though the power-level is 2 kW higher, as presented in

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Chapter 3. EV Power-Hub 66

Figs. 3.19(d) and (b).

MOSFETconduction (6%)

MOSFETswitching (22%)

Inductorcore (63%)

Inductorwinding (7%)

Sensing (2%)EMI filter (1%)

DC-AC BCM @ 2.3 kW 100% = 115.03 W

(a)

DC-AC Hybrid @ 5 kW 100% = 188.87 W

Inductorcore (29%)

MOSFETswitching (30%)

MOSFETconduction (18%) Inductor

winding (19%)

Sensing (2%)EMI filter (2%)

(b)

DC-DC BCM @ 3.4 kW 100% = 79.91 W

MOSFETconduction (22%)

MOSFETswitching (26%) Inductor

core (19%)

Inductorwinding (24%)

Sensing (4%)EMI filter (5%)

(c)

DC-DC CCM @ 5.3 kW 100% = 174.01 W

MOSFETswitching (16%)

MOSFETconduction (28%)

Inductorcore (17%)

Inductorwinding (30%)

Sensing (3%)EMI filter (6%)

(d)

Figure 3.19: Simulated loss breakdown of the power-hub in the (a) dc-ac BCM (2.3 kW),

(b) dc-ac BCM/CCM hybrid (5 kW), (c) dc-dc BCM (3.4 kW), and (d) dc-dc CCM

operating mode (5.3 kW). Vin=450 VDC, Vout=340 VDC.

In the dc-dc operating mode, as opposed to the dc-ac mode, a constant dc output

voltage results in higher achievable power-levels. For the same average inductor current,

the power-level increases proportional to the output dc voltage, as shown in Fig. 3.20(a).

In the BCM only mode, there is an increase in efficiency going from dc-ac to dc-dc

operation and with higher output dc voltages due to lower switching frequencies and

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Chapter 3. EV Power-Hub 67

lower conduction losses. It must be noted that this power-hub is optimized for ac power

transfer and therefore, the output over-voltage protection circuitry limits Vlink to 340

VDC. The CCM mode introduces hard switching and an increased switching frequency,

but this allows the converter to operate at 1.5× it’s rated ac power capability for the

same thermal design due to a constant dc Vlink and higher efficiency than the dc-ac mode.

The inverter achieves sub 5% voltage THD for the entire operating range in the V2H

operating mode, as shown in Fig. 3.20(b)

0 1000 2000 3000 4000 5000 6000 7000 8000Power (W)

91

92

93

94

95

96

97

98

Effic

ienc

y (%

)

DC-AC mode - 240 Vrms outputDC-DC mode - 240 VDC outputDC-DC mode - 340 VDC outputBCM onlyCCM onlyHybrid BCM/CCM

Increased powerand efficiency

(a)

0 1000 2000 3000 4000 5000 6000

Power (W)

1

1.5

2

2.5

3

3.5

4

4.5

TH

D (

%)

THD

BCM only

Hybrid BCM/CCM

(b)

Figure 3.20: (a) Measured efficiency of the power-hub inverter operating in dc-ac mode

at 240 Vrms and dc-dc BCM and CCM modes at 240 VDC and 340 VDC. (b) Voltage

THD for the V2H operation of the power-hub.

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Chapter 3. EV Power-Hub 68

0 0.2 0.4 0.6 0.8 1 1.2 1.4 1.6 1.8 2-20

-10

0

10

20

(A) i

L1 averaged

iL3

averaged

0 0.2 0.4 0.6 0.8 1 1.2 1.4 1.6 1.8 2-500

-250

0

250

500

(V)

Vlink

0 0.2 0.4 0.6 0.8 1 1.2 1.4 1.6 1.8 2-5

-2.50

2.55

(kW

)

Pin

Pout

0 0.2 0.4 0.6 0.8 1 1.2 1.4 1.6 1.8 2

Time (s)

020406080

100120

(o C

)

HS1 junction temperature HS2 junction temperature

(a)

0 0.2 0.4 0.6 0.8 1 1.2 1.4 1.6 1.8 2-20

-10

0

10

20

(A) i

L1 averaged

iL3

averaged

0 0.2 0.4 0.6 0.8 1 1.2 1.4 1.6 1.8 2-500

-250

0

250

500

(V)

Vlink

0 0.2 0.4 0.6 0.8 1 1.2 1.4 1.6 1.8 2-5

-2.50

2.55

(kW

)

Pin

Pout

0 0.2 0.4 0.6 0.8 1 1.2 1.4 1.6 1.8 2

Time (s)

020406080

100120

(o C

)

HS1 junction temperature HS2 junction temperature

(b)

Figure 3.21: (a) Simulated operation of the two power-hubs in V2V mode with (a)

constant DC and (b) bipolar Vlink regulation. Commutating Vlink at 1 Hz results in 16oC

lower average and 17oC lower peak MOSFET junction temperature.

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Chapter 3. EV Power-Hub 69

The constant high output voltage results in high duty-cycle operation in the dc-dc

mode, which leads to an uneven distribution of losses among the MOSFETs. In integrated

dc-dc converters, this problem is solved by sizing each MOSFETs according to it’s on-

time. This project, however, is designed for AC operation and the mentioned solution is

not feasible. A potential solution, as shown in Fig. 3.21, is to commutate the polarity of

Vlink at a very low frequency. This prevents each MOSFET from reaching steady-state

thermal equilibrium, leading to a lower peak junction temperature. Similar techniques

have been demonstrated for fault-tolerant LED lighting applications [26]. A thermal

model is built in PLECS with the extracted switching loss model from Cadence and

estimates of the thermal resistance and capacitances to simulate the proposed bipolar

Vlink scheme. The effect of this scheme on the junction temperature of the MOSFETs is

shown in Fig. 3.21. This can be compared to the case with no Vlink polarity commutation,

as shown in Fig. 3.21(b)

LS1 LS2

(a)

LS1 LS2

(b)

Figure 3.22: Thermal performance of the power-hub operating in dc-dc mode showing

the temperature of the two low-side MOSFET pairs with (a) constant dc Vlink regulation,

and (b) bipolar Vlink regulation. The optimal Vlink commutation frequency of 5 Hz results

in 6C lower average MOSFET temperature.

iL

vout

Figure 3.23: Measured bipolar Vlink regulation with a commutation frequency of 5 Hz.

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Chapter 3. EV Power-Hub 70

The operation of the power-hub in the dc-dc mode with unipolar and bipolar Vlink

regulation is shown in Figs. 3.22(a) and (b), respectively. The MOSFETs are air-cooled

with aluminum heat sinks and the converter is operated for 5 minutes at 2 kW. The

input voltage is 420 VDC and the output voltage is regulated to ±340 VDC in bipolar

operation. With bipolar operation, the average MOSFET temperature is reduced by

6C.

3.3 Chapter Summary

This chapter presented the design and implementation of an EV power-hub, which targets

a full-electric pick-up truck, to charge a HV Li-ion battery pack. This power-hub is

capable of operating in grid-tied V2G and G2V modes, as well as the off-grid V2H mode.

Details of a novel V2V mode is presented, which allows two EVs to transfer battery

charge between them. This experimental study, also investigates the transfer of dc power

through a conventional 240 VRMS Level-2 ac power port, while operating in the V2V

mode, with all the associated ratings and constraints from the ac design, in order to

achieve higher power transfer and efficiency. A comparative discussion is provided on the

simulated loss distribution of the power-hub in the dc-ac BCM, dc-ac hybrid, dc-dc BCM,

and dc-dc CCM operating modes. It is concluded that the converter in dc-dc mode can

reliably operate at 1.5 × the ac power rating of the power-hub with higher efficiency. A

bipolar Vlink regulation scheme is proposed and simulated that reduces the loss inequality

among the power-stage MOSFETs, which reduces their peak junction temperature.

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[23] B. G. You, B. K. Lee, S.-W. Lee, M.-C. Jeong, J.-H. Kim, and I.-B. Jeong, “Improve-

ment of the thermal flow with potting structured inductor for high power density

in 40kw dc-dc converter,” in 2012 IEEE Vehicle Power and Propulsion Conference,

Oct 2012, pp. 1027–1032.

[24] G. Wang, J. Mookken, J. Rice, and M. Schupbach, “Dynamic and static behavior of

packaged silicon carbide mosfets in paralleled applications,” in 2014 IEEE Applied

Power Electronics Conference and Exposition - APEC 2014, March 2014, pp. 1478–

1483.

[25] Y. Mao, Z. Miao, K. D. T. Ngo, and C. M. Wang, “Balancing of peak currents

between paralleled sic mosfets by source impedances,” in 2017 IEEE Applied Power

Electronics Conference and Exposition (APEC), March 2017, pp. 800–803.

[26] S. Zhao, K. Cao, S. Firwana, A. Swaris, R. Content, and O. Trescases, “Failsafe

smart led module with thermal management, string current balancing and com-

mutation for lifetime extension,” in 2012 IEEE Energy Conversion Congress and

Exposition (ECCE), Sept 2012, pp. 4246–4253.

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Chapter 4

Modular, Off-grid PV Inverter

This chapter presents the implementation details and experimental results of a modular

off-grid inverter targeted for PV applications. As discussed in section 1.3.3, the total 2

kW single-phase AC power rating of the inverter is handled by three paralleled single-

phase sub-inverters each rated at 667 W. The implementation section covers details on

the sub-inverter, inductor, EMI filter, APD capacitor, auxiliary power supply, and the

thermal/mechanical design. The experimental results section goes over the efficiency

and THD performance, transient behaviour, APD testings, and light load efficiency im-

provements. The chapter concludes with a comparative analysis on similar PV inverter

prototypes.

4.1 Modular, Off-Grid PV Inverter Implementation

The PV inverter has many differences in comparison to the EV power-hub, mainly due

to the lower power-level, lower volume requirements, and modified cooling constraints.

The lower power-level indicates that not only the power-stage needs to be re-optimized,

but also modified and more optimal inductors must be made by taking size and ther-

mal performance into consideration. Lower volume requirements results in a completely

different PCB and mechanical design. Not only is the overall architecture modular, con-

sisting of dedicated sub-inverters, but each sub-inverter is implemented modularly with

the power-stage and controller on two separate PCBs. The following section goes over

the implementation details of the off-grid inverter including power-stage, controller, in-

ductors, EMI filter, APD capacitor bank, auxiliary power supply, and the interface PCB.

In this work the electrical and mechanical systems were iteratively co-designed using

detailed 3D thermal and air-flow simulations.

74

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Chapter 4. Modular, Off-grid PV Inverter 75

4.1.1 Sub-Inverter Power-Stage and Controller

Each sub-inverter is implemented with two back-to-back 2×2 inch PCBs; a control board

and a power board. The power-stage PCB houses the MOSFETs and gate driver, and

the controller PCB contains the FPGA and the HCMC analog control circuitry. A spe-

cial PCB fabrication process was used to reduce the power board thickness to 0.6 mm

while maintaining 4 oz/ft2 copper weight to improve back-side cooling and reduce the

conduction losses. A modular concept was used for efficient space utilization, uniform

heat distribution, and to ease the coordination of the multi-disciplinary electrical-thermal

design effort. The power-stage and controller PCBs for the off-grid inverter, as shown in

Figs. 4.1(a) and (b) respectively, are sandwiched together using board-to-board connec-

tors, presented in Fig. 4.1(c). Detailed 3D modeling was performed to ensure accurate

design of the mechanical enclosure.

SiC MOSFET

Gate driver

Sense resistor

Decoupling capacitors5

cm

5 cm

(a)

DAC 1DAC 2

FPGA

Current sensor Comparator

FlashMemory

5 cm

5 cm

(b)

Controller PCB

Power-stage PCB

Copper heat-sink

Thermal pad

11.9

mm

(c)

Figure 4.1: (a) Implemented 667 W sub-inverter power-stage. (b) FPGA controller PCB

for each sub-inverter and APD phase. (c) Connection method between power-stage and

controller PCBs and thermal management for every sub-inverter.

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Chapter 4. Modular, Off-grid PV Inverter 76

Unlike the EV power-hub, the PV inverter power-stage contains four MOSFETs to

implement the full-bridge circuit. The same type of MOSFET as used in the EV power-

hub is utilized in the PV inverter. A higher sense resistance of 50 mΩ is used as the

peak inductor current is one sixth of the power-hub iL. The gate drive circuitry includes

a 10 Ω resistor for the turn on transitions and a 5 Ω resistor in parallel for the turn off

transitions to reduce the turn-off switching losses. To reduce the size and volume of the

design, the controller and power-stage PCBs are not galvanically isolated, resulting in

both PCBs to have a dimension of 2×2 inches. The controller contains the same FPGA

and HCMC analog components as the EV power-hub.

4.1.2 Inductors

A total line inductance of 200 µH is used to keep the switching frequency below 300 kHz.

Similar to the design of the power-hub inductors, two 100 µH inductors are utilized, and

the number of turns is calculated from (3.2) followed by the gap length from (3.3), which

results in 30 turns with an air gap of 0.1cm. The implemented inductor for the inverter

is shown in Fig. 4.2. An EFD30, N97 ferrite core is used with 15 gauge litz wire. This

results in a very low winding resistance in the operating frequency range of 30 to 300

kHz, as shown in Fig. 4.3

Figure 4.2: Image of the custom made 100 µH, 6 A inductors for the off-grid PV inverter.

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Chapter 4. Modular, Off-grid PV Inverter 77

103 104 105 106 107

Frequency (Hz)

0

500

1000

1500

2000

Win

ding

resi

stan

ce (m

)124.03m @ 30kHz

262.6m @ 300kHz

1.49 @ 1MHz

fs

Figure 4.3: Measured winding AC resistance of the PV inverter inductors versus fre-

quency.

4.1.3 EMI Filter

An approach similar to the power-hub EMI filter design is taken by incorporating a two-

stage LC network comprising of a front-stage differential filter followed by a common-

mode LC filter. The simulated spectrum of the LISN output in the absence of an EMI

filter is shown in Fig. 4.6(a). A maximum harmonics peak of 145.1 dBµV is measured at

fpeak = 330.5 kHz. Using (3.4), 97.6 dBµV of filter attenuation is required to suppress the

peak harmonic to under the CISPR class B limit. From (3.5) and (3.6), LDM and CDM

are calculated to be 68 µH and 4.6 µF respectively. This results in a resonant frequency

of 7 kHz, for the differential filter stage. The common-mode filter pole is placed half way

between fpeak and the first filter pole, resulting in a pole frequency of 100 kHz. To meet

the leakage current requirements, CCM and LCM are calculated to be 38 nF and 635 µH,

respectively.

Vac

+

-

Differential-mode filter Common-mode filter

CY equivalentLDM/2 = 45 H

LDM/2 = 45 H

CDM = 4 F 30 nF25 nF

25 nF

LCM = 635 H

33 nF

Figure 4.4: Circuit diagram of the implemented PV inverter EMI filter with the associated

component values.

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Chapter 4. Modular, Off-grid PV Inverter 78

The simulated frequency response of the implemented EMI filter showing the neces-

sary filter attenuation of 97 dBµV is provided in Fig. 4.5.

101 102 103 104 105 106 107 108-300

-200

-100

0

Mag

nitu

de (d

B)

101 102 103 104 105 106 107 108

Frequency (Hz)

-360

-180

0

Phas

e (D

egre

es)

-96.5 dB

Figure 4.5: Simulated input to output current transfer function magnitude and phase of

the PV inverter EMI filter.

100 101

Frequency (MHz)

0

20

40

60

80

100

120

140

160

dBV

CISPR Class AQP limit

CISPR Class BQP limit (FCC part 15b)

Upeak = 145 dB Vfpeak = 330 kHz

(a)

100 101

Frequency (MHz)

0

20

40

60

80

100

120

140

160

dBV

CISPR Class AQP limit

CISPR Class BQP limit (FCC part 15b)

(b)

Figure 4.6: Simulated peak frequency spectrum of the LISN output (a) in the absence

of an EMI filter, and (b) with the designed EMI filter included. Both simulations were

carried out at 2 kW output power and the FFT bin width is set to 1 kHz.

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Chapter 4. Modular, Off-grid PV Inverter 79

Similar to the EV power-hub, detailed Cadence simulations were performed to char-

acterize the effectiveness of the EMI filter. Another simulation was carried out with the

designed EMI filter included, and all three sub-inverters operating at maximum power,

supplying a total of 2 kW to the output load. The noise spectrum of the LISN output

is plotted in Fig. 4.6(b). As a conducted EMI pre-compliance measure, the CISPR22

spectrum limits are also overlayed. The results reveal that the design passes the CISPR

Class B limits which is designated for converters in residential use [1].

There are three points that have exaggerated the simulated current frequency spec-

trum of the PV inverter:

1. The FFT was performed with a 1 kHz bin width which is lower than the CISPR

16 measurement guidelines of 9 kHz.

2. Peak values of the LISN output are taken in the FFT calculation as opposed to the

specified quasi-peak method.

3. The inductor current waveforms of each sub-inverter overlap each other exactly,

making the peak current into the EMI filter very high. In reality, the inductor

currents would be out of phase from each other, reducing the current stress on the

EMI filter.

4.1.4 APD Capacitor Bank

The 120µF APD capacitor, as shown in Fig. 4.7, is implemented by combining 45, 2.2µF

450V ceramic capacitors from TDK with a X6S temperature coefficient and a footprint

size of 1206, as shown in Fig. 4.7.

28mm

20mm

11.5mm

Figure 4.7: Image of the implemented 120 µF ceramic capacitor bank for the APD

module.

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Chapter 4. Modular, Off-grid PV Inverter 80

The capacitors are arranged and soldered on two 0.6 mm thick PCBs for ease of

fabrication. By using Multi-Layer Ceramic Capacitor (MLCC) technology, higher energy

densities can be reached with a very small Equivalent Series Resistance (ESR). The

fabricated capacitor bank further reduces the total ESR by connecting each ceramic

capacitor in parallel. The paralleling of MLCC capacitors results in an ESR of less than

50mΩ over the entire switching frequency range, as shown in Fig. 4.8(a). This design

results in a volume of 10.93 cm3 and a total energy density of 1.11 J/cm3.

The resonant frequency of the capacitor bank is measured to be 30 kHz, as shown

in Fig. 4.8(b), corresponding to an Equivalent Series Inductance (ESL) of 216 nH. This

indicates that there is still room for improving the fabrication of the capacitor bank by

soldering the 45 capacitors without the use of interconnecting PCBs or by reducing the

loop area of the bank by shaping it into a narrower form. With the current capacitor

bank design, the inductive impedance region starts at a frequency of 30 kHz

101

102

103

104

105

106

Frequency (Hz)

0

50

100

150

200

250

ES

R (

m)

(a)

102

103

104

105

106

Frequency (Hz)

10-2

10-1

100

101

102

Imp

edan

ce (

)

(b)

Figure 4.8: Measured performance characteristics of the APD capacitor bank showing

(a) ESR and (b) impedance versus operating frequency.

4.1.5 Auxiliary Power Supply and Interface Board

The master sub-inverter is connected to the two slave sub-inverters and the APD module

via a four layer interface PCB. The master sub-inverter sends the reference current level

and the enable signal for each slave sub-inverter and the APD module. The interface PCB

contains a circular cut-out at it’s center, as shown in Fig. 4.11(a), providing a passage-way

for the inductor and dc input voltage wires and airflow. Each sub-inverter is connected

to the interface PCB by a 12 pin flat-flex ribbon cable with SMD connectors. Two 10-

bit 100 KSPS ADCs are installed on the interface board for 1) output ac line voltage

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Chapter 4. Modular, Off-grid PV Inverter 81

sensing, and 2) the APD capacitor voltage sensing. A single-ended measurement of the

APD capacitor voltage is performed to simplify the sensing circuitry. The four auxiliary

supply voltages (+5 V, -3.3 V, and +12 V), which are routed on the bottom side of the

PCB, are distributed to each sub-inverter from the auxiliary power supply. The 12 W

auxiliary power supply, as shown in Fig. 4.11(b), consists of a flyback converter providing

the 12V gate drive voltage, and ±5V for the FPGA and HCMC control circuitry.

67 m

m

67 mm

APDcap votlagesensing

AC voltage sensing Flat-flex connectors

(a)

67 m

m

67 mm

Auxiliary PowerSupply(FlybackConverter)

(b)

Figure 4.9: (a) Interface PCB top side containing the flat-flex ribbon cable connectors

and the output and APD capacitor voltage sensing ADCs, and (b) interface PCB bottom

side housing the auxiliary power supply.

4.1.6 Thermal and Mechanical Design

The main design objectives for the thermal design are to

1. achieve a uniform heat distribution inside the enclosure,

2. take advantage of the three main heat transfer modes, conduction, convection and

radiation.

The design approach maximizes heat removal through forced convection, and dis-

tribute it evenly across the outer surfaces. This leads to maximized free convection and

radiation in order to limit the temperature of the outer enclosure and exhaust air to

60C. A cubic shape was chosen, as shown in Fig. 4.10, to optimize both free convection

from the outer surfaces as well as the time-of-residence of the air flow inside the device.

Active cooling through forced convection and copper heat-sinks were used to achieve a

total volume of 31 in3. This results in a power-density of 64.5 W/in3, with 117 W of

total losses at the full load of 2 kW, corresponding to an efficiency of 95.5%.

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Chapter 4. Modular, Off-grid PV Inverter 82

4.1.6.1 Enclosure Structural Design

The enclosure is made from pure copper with optimized air inlets and outlets. The

cube dimensions were chosen to increase available surface area from the side faces for

convection and radiation, while leaving adequate height for proper forced convection. For

better thermal management, the device is divided vertically into two stages: the EMI

filter, bus capacitors, and auxiliary power supply are placed at the bottom, and the power

boards, inductors, and APD capacitor bank are placed in the upper stage. The PCB of

the auxiliary power supply separates the two stages; it has a circular cut-out in the center

to allow air flow and inductor connections to the EMI filter. The inductors are held in

position using adhesive thermal pads and are arranged to optimize for reduced magnetic

cross-coupling from adjacent air gaps. The pure copper heat-sinks contain 15 slanted

fins to increase surface area. Four 12 V fans are placed at the top of the enclosure which

altogether consume 2.24 W of power. The APD ceramic capacitor bank is mounted to

one of the heat-sinks being thermally isolated from the inductors using thermal isolation

sheets. The arrangement of the inverter components inside the enclosure is shown in

Fig. 4.10, and the 3D modelled and implemented mechanical prototype are shown in

Fig. 4.11.

EMI filterDC bus caps4x 49 F

Interface PCBwith aux power supply

Single sub-inverter

8x inductors 3x sub-inverters

APD module

4x fans

Copper enclosure

Figure 4.10: Stage-by-stage mechanical integration of the PV inverter inside a 31 in3

copper custom enclosure resulting in a power density of 64.5 W/in3.

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Chapter 4. Modular, Off-grid PV Inverter 83

(a)

8 cm8 cm 8 cm(b)

Figure 4.11: (a) 3D modelled image of the PV inverter, and (b) the final implemented

mechanical prototype of the inverter.

4.1.6.2 Enclosure-level Cooling

InductorsSub-inverter

(a)

Inductors

Sub-inverter

(b)

Figure 4.12: (a) Vertical and (b) horizontal cross-sectional views of the inverter depicting

the airflow direction and passages for inductor and power-stage cooling.

The enclosure is designed to have two sets of air inlets: bottom inlet and side inlets.

The bottom inlet allows air to directly enter the center of the enclosure and cool the

inductors and the power-stage heat-sinks, as shown in Fig. 4.12(a). The side inlets allow

air to pass across the power-stage PCBs and assist in the cooling of the MOSFETs, as

depicted in Fig. 4.12(b). The air entering the enclosure from the sides rotates around

the power-stage PCBs in the rotational direction of the fans. As this air flow heats up it

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Chapter 4. Modular, Off-grid PV Inverter 84

becomes less dense and rises towards the top of the enclosure due to gravity. This results

in a spiral flow of air upwards and the four fans on the top of the enclosure blow air out

of the system making maximum use of this gravity effect.

4.1.6.3 Power-board and Passive Component Cooling

All power boards are mounted vertically to the sides of the enclosure and attached to

low profile, pure copper heat-sinks with slanted fins that increase their surface area.

The eight power inductors are attached to the sides of the heat-sink using a thermally

conductive heat spreader with a thickness of 1mm. This thickness is very important

as the high frequency inductor current can cause eddy current losses within electrically

conductive material in close proximity. Power MOSFETs are cooled from the bottom side

via the PCB to the heat-sink and from the upper side via a thermally conductive heat

spreader. Extensive thermal simulations of the full system is done in ANSYS, including

all major power-dissipating electronic components, a faithful representation of internal

components and air flow paths, and the air flow curves of the fans. Thermal simulations

show that with a maximum distributed power loss of 117 W, the surface temperature of

the enclosure would be less than 40C, a maximum air temperature of 55.2C at the air

outlet, and an air velocity of 4.65 m/s.

4.2 Experimental Results

This section presents the simulation and experimental results of the PV inverter. The

trade-offs between BCM and hybrid modes of operation is also analysed. Results on the

APD phase, sub-inverter-shedding, and transient performance is also demonstrated.

4.2.1 Single Sub-Inverter Operation

The implementation of the entire modular off-grid PV inverter begins by verifying the

operation of a single sub-inverter and characterizing the performance of the controller and

the power-stage. To reduce the chances of trial-and-error mistakes in the controller design

phase, detailed mixed-mode Cadence simulations were performed with the C3M0065090J

MOSFET spice model and an exact implementation of the digital controller to charac-

terize the loss distribution of the PV inverter. The simulation includes HDL models for

the controller and Verilog-a models for data converters. These simulations also help in

analysing converter losses and thermal performance. After the HDL controller has been

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Chapter 4. Modular, Off-grid PV Inverter 85

designed in simulation, the sub-inverter is experimentally verified outside of the designed

enclosure to characterize it’s thermal performance.

4.2.1.1 Mixed-Mode Cadence Simulation

The Cadence simulation testbench for a single sub-inverter consists of an HDL controller,

power-stage, an EMI filter module as discussed in section 4.1.3, and the ac resistive load,

as shown in Fig. 4.13. The 450 V input voltage source is modeled with a 10 Ω series

resistor as specified by the requirements. The simulation results for two ac line cycles in

the BCM and hybrid mode is shown in Figs. 4.14(a) and (b), respectively. The line cycle

frequency was accelerated to 240 Hz to reduce the simulation run time.

HCMC Controller

Power-stage EMI filter

iL

Vac

Figure 4.13: Cadence simulation testbench for a single sub-inverter.

0 2 4 6 8

Time (s) 10-3

-6

-3

0

3

6

Am

ps

(A) i

L

0 2 4 6 8

Time (s) 10-3

-400

-200

0

200

400

Vo

lts

(V) V

ac

(a)

0 2 4 6 8

Time (s) 10-3

-6

-3

0

3

6

Am

ps

(A) i

L

0 2 4 6 8

Time (s) 10-3

-400

-200

0

200

400

Vo

lts

(V) V

ac

(b)

Figure 4.14: Simulation results for the off-grid PV inverter operating in (a) BCM at a

power-level of 254.5 W, and (b) hybrid mode at a power-level of 594 W. Both simulations

were carried out with a 450 VDC input voltage and 240 Vrms.

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Chapter 4. Modular, Off-grid PV Inverter 86

4.2.1.2 Experimental Validation

The measured thermal profile of the sub-inverter shows that the inductor core losses make

up a majority of losses in BCM operation, as depicted in Fig. 4.16(a). The SiC MOSFETs

remain below 40oC, while the inductor cores heat to 67.9oC. When the sub-inverter

processes 632.7 W (95.9% rated power) at 94.9% efficiency in hybrid-mode operation,

the MOSFETs heat up to 57.6oC due to partial hard-switching, and the inductors cool

to near 50oC, as shown in Fig. 4.16(b). This means that in the hybrid mode, the system

takes benefit of the fast switching speeds of the SiC devices to reduce the power dissipation

of the inductors.

(a) (b)

Figure 4.15: Sub-inverter operation (a) in BCM at 330 W (47% rated power) and (b) in

hybrid BCM/CCM operation at 632.7 W (95% rated power).

(a) (b)

Figure 4.16: Thermal capture of inductors (left) and power-stage (right) (a) processing

170-W, 25% of rated power in BCM operation only and (b) processing 600-W, 90% of

rated power in hybrid-mode operation.

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Chapter 4. Modular, Off-grid PV Inverter 87

The measured output voltage THD and efficiency versus load power is shown in

Fig. 4.17. The THD is ≥ 6% at 177.7 W and falls below 5% above 200 W. The average

THD is 4.2%, while a THD of 3% is achieved at the highest load level of 600 W. The

weighted CEC efficiency is 95.05%, and the efficiency falls below 95% above 550 W. As

expected, BCM is more efficient at low output power due to soft-switching, while CCM

operation is more efficient for high loads with smaller inductor ripple currents. The

optimum transition from pure BCM operation to hybrid BCM/CCM operation occurs

around 350 W, which corresponds to a ∆I of approximately 6 A, the inductor saturation

current. For load power below 350 W, efficiency in hybrid-mode operation drops below

95%.

0 100 200 300 400 500 600 700

Power (W)

86

88

90

92

94

96

Eff

icie

ncy

(%

)

2

4

6

8

10

12

14

16

TH

D (

%)

Single sub-inverter efficiency

Single sub-inverter THD

BCM only

Hybrid BCM/CCM

Figure 4.17: Efficiency and THD versus load in pure BCM and hybrid BCM/CCM

operation for a single sub-inverter.

4.2.2 Multi Sub-Inverter Operation

This section covers the experimental results with more than one sub-inverter operating

in parallel. The system is initially tested with two sub-inverters in parallel upto the

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Chapter 4. Modular, Off-grid PV Inverter 88

full power rating of each sub-inverter. Finally, all three sub-inverters are connected and

operation was verified up to the maximum 2 kW power-level.

4.2.2.1 Mixed-Mode Cadence Simulation

Cadence simulations were also run with all three sub-inverters operating at 2 kW output

power. The simulation testbench, as shown in Fig. 4.18, contains a master sub-inverter

which sends the 60 Hz synchronization signal and the RMS current reference, iref , to the

other two slave sub-inverters. The slave sub-inverter controller module generates the Ipk

and Ivly HCMC signals in sync with the master and scaled according to iref . Identical

to the architectural drawing in Fig. 1.12, each sub-inverter has two 100 µH inductors

which are connected to a common node entering the EMI filter. The 240 Hz line cycle

frequency simulation results are shown in Fig. 4.19.

Vac

iL1

iL2

iL3

EMI filter

Sub-inverter 1 (master)

Sub-inverter 2 (slave)

Sub-inverter 3 (slave)

Figure 4.18: Mixed-mode Cadence simulation testbench for parallel sub-inverter opera-

tion.

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Chapter 4. Modular, Off-grid PV Inverter 89

0 1 2 3 4 5 6 7 8

Time (s) 10-3

-6

-3

0

3

6

Am

ps

(A)

iL1

0 1 2 3 4 5 6 7 8

Time (s) 10-3

-6

-3

0

3

6

Am

ps

(A)

iL2

0 1 2 3 4 5 6 7 8

Time (s) 10-3

-6

-3

0

3

6

Am

ps

(A)

iL3

0 1 2 3 4 5 6 7 8

Time (s) 10-3

-400

-200

0

200

400

Vo

lts

(V)

Vac

(a)

0 1 2 3 4 5 6 7 8

Time (s) 10-3

-6

-3

0

3

6

Am

ps

(A)

iL1

0 1 2 3 4 5 6 7 8

Time (s) 10-3

-6

-3

0

3

6

Am

ps

(A)

iL2

0 1 2 3 4 5 6 7 8

Time (s) 10-3

-6

-3

0

3

6

Am

ps

(A)

iL3

0 1 2 3 4 5 6 7 8

Time (s) 10-3

-400

-200

0

200

400

Vo

lts

(V)

Vac

(b)

Figure 4.19: Mixed-mode Cadence simulation results for three parallel sub-inverters op-

erating in (a) BCM at a power rating of 990 W, and (b) hybrid mode at a power-level of

1.89 kW.

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Chapter 4. Modular, Off-grid PV Inverter 90

4.2.2.2 Experimental Validation

The operation of the inverter system with multiple sub-inverters is experimentally verified

outside of the designed mechanical enclosure in an open-table style configuration, as

shown in Fig. 4.20. The master and slave sub-inverters as well as the APD module are

interconnected via the central interface board and share the same input voltage. The

sub-inverter output ports are connected to the EMI filter powering a variable ac e-load.

Testing the operation of the system inside the copper enclosure is set as a near future

task.

Master sub-inverter

Slave #1 sub-inverter

Slave #2 sub-inverter

APD Module

APDcapacitor bank

EMI filter

InterfacePCB

Figure 4.20: Experimental open-table style setup for characterizing the multi-sub-inverter

operation of the inverter system.

The experimental results for the parallel sub-inverter operation is presented in Fig. 4.21.

The BCM operation of the inverter, just before entering hybrid mode, with single, dual,

and tri-sub-inverter operation is presented in Figs. 4.21(a), (c), and (e) respectively.

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Chapter 4. Modular, Off-grid PV Inverter 91

Similarly, The hybrid operation of the inverter with single, dual, and tri-sub-inverter

operation is presented in Figs. 4.21(b), (d), and (f) respectively.

iL1

Vac

iL2

iL3

(a)

iL1

Vac

iL2

iL3

(b)

iL1

iL2Vac

iL3

(c)

iL1

iL2Vac

iL3

(d)

iL1

iL2

iL3

Vac

(e)

iL1

iL2

iL3

Vac

(f)

Figure 4.21: Experimental waveforms of the inverter operation with (a) single sub-

inverter BCM operation at 368 W, and (b) hybrid operation at 660 W. (c) Dual sub-

inverter BCM operation at 736 W, and (d) hybrid operation at 1.32 kW. (e) Tri sub-

inverter BCM operation at 1.1 kW, and (f) hybrid operation at 1.93 kW. All waveforms

were captured with 450 VDC input and 240 Vrms output voltage.

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Chapter 4. Modular, Off-grid PV Inverter 92

The measured output voltage THD and efficiency versus load power for the three

cases of single, dual, and tri sub-inverter operation is shown in Fig. 4.22. The average

output voltage THD in dual sub-inverter and tri-sub-inverter operation is measured to

be 4.45% and 3.66% respectively. The THD curve peaks to near 5% at 854 W for dual

sub-inverter operation and 1.22 kW for tri sub-inverter operation which correspond to

the transition point between BCM and hybrid operating modes. The weighted CEC

efficiency for dual and tri sub-inverter operation is 95.2% and 94.9% respectively, and

the efficiency drops below 95% above 1.4 kW.

0 500 1000 1500 2000Power (W)

86

88

90

92

94

96

Effic

ienc

y (%

)

0

10

15

20

THD

(%)

Single sub-inverter efficiencySingle sub-inverter THDDual sub-inverter efficiencyDual sub-inverter THDTri sub-inverter efficiencyTri sub-inverter THDBCM onlyHybrid BCM/CCM

Single sub-inverter

Dual sub-inverter

Tri sub-inverter

5

P2P1

Figure 4.22: Efficiency and THD versus load in pure BCM and hybrid BCM/CCM

operation with single, two, and three sub-inverters.

At load power-levels less than 500 W, there is a significant difference in conversion

efficiencies when comparing single, dual, and tri sub-inverter operation. For instance,

at a load power of 211 W, tri sub-inverter operation is measured to have 3% lower effi-

ciency than dual sub-inverter operation and 4% lower efficiency than single sub-inverter

operation all at the same load power. During light-load operation, lower THD values are

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Chapter 4. Modular, Off-grid PV Inverter 93

also measured when operating with fewer number of sub-inverters. This is mainly due

to having a common EMI filter shared among the three sub-inverters. In summary, for

Pout ≤ P1 single sub-inverter operation yields the highest efficiency and lowest THD, for

P1 < Pout ≤ P2, dual sub-inverter yields the highest efficiency and lowest THD, and for

Pout > P2, tri sub-inverter operation is most efficient and necessary to reach Pout = 2

kW. P1 and P2 are measured to be 368 W and 749 W, respectively.

4.2.3 Sub-inverter-Shedding

Due to the differences in efficiency and THD below 500 W, sub-inverters can be turned

off at light loads for improved efficiency and THD, which is commonly referred to as

phase-shedding in multi-phase dc-dc converters [2, 3]. The measured output power of

the inverter versus reference current, iref , for single, dual, and tri sub-inverter operation is

shown in Fig. 4.23. Since every sub-inverter receives the same iref , the total load power is

equally divided among each sub-inverter. With a positive step in load power, the master

sub-inverter turns on the slave sub-inverters one at a time and varies iref according to

the trajectory presented in Fig. 4.23. With a negative step in load power, the trajectory

is back-tracked and the master sub-inverter turns off the slave sub-inverters one at a

time. The transition points, P1 and P2 are taken from the efficiency curves shown in

Fig. 4.22. To avoid sudden steps in output power at P1 and P2, iref is either increased

or decreased depending on the direction of the trajectory before turning on or off the

slave sub-inverters. The measured time-domain operation of the sub-inverter adding and

shedding trajectories are shown in Figs. 4.24(a) and (b) respectively.

0 0.5 1 1.5 2 2.5 3Reference current, iref, (Arms)

0

400

800

1200

1600

2000

Pow

er (W

)

Single sub-inverterDual sub-inverterTri sub-inverter

P1

P2

Figure 4.23: Load power vs. reference current trajectory with a positive step in output

power.

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Chapter 4. Modular, Off-grid PV Inverter 94

iL1

iL2

iL3P2P1

(a)

iL1

iL2

iL3P2 P1

(b)

Figure 4.24: (a) Sub-inverter adding during a positive step in load power, and (b) sub-

inverter shedding during a negative step in load power.

4.2.4 Active Power Decoupling

The APD system is experimentally verified as a stand-alone module with one sub-inverter

operating. The APD module is run with 120 Hz average inductor current and an APD

capacitor voltage of 54.3 Vpk−pk at a bias voltage of 320 VDC. The effect of the APD

module is best shown by starting the APD operation while a sub-inverter is already

operating, as shown in Fig. 4.25. With a series input source resistance of 10 Ω, The APD

module reduces the bus voltage ripple by 42%. It must be noted that iLapdis enforced to

have a positive dc offset to keep the capacitor bank bias voltage at vc ref , as explained in

section 2.2.3.

Vc_apd

vbus

iL_apd

iL1

APD start

1/60 Hz

1/120 Hz

8.8 Vpk-pk 3.7 Vpk-pk

Figure 4.25: APD start-up transient with a single sub-inverter operating at 466.7 W.

The APD capacitor voltage reaches a dc offset and ripple voltage of 320 VDC and 54.3

Vpk−pk respectively. This results in a bus voltage ripple reduction of 42%.

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Chapter 4. Modular, Off-grid PV Inverter 95

In comparison with a passive power decoupling system with 1.3mF of bus capacitance,

the inclusion of an electrolytic capacitor based APD module, with the optimum Cbus and

Capd values of 120 µF and 100 µF respectively, as derived in section 2.2.4, reduces the total

volume of the inverter by 11.6%, as shown in Fig. 4.26. Using a ceramic capacitor based

APD module, as implemented in this thesis further reduces the total volume requirements

by another 6%.

432.78

382.42359.59

No APD Electrolytic APD cap Ceramic APD cap

100

200

300

400

500

Vol

ume

(cm

3 )

Inverter system DC bus capacitors APD capacitor APD module

Figure 4.26: Volume comparisons of the inverter system with passive power decoupling,

active power decoupling using electrolytic capacitors, and active power decoupling with

ceramic capacitors.

4.2.5 Transient Response

The transient response of the voltage loop with a step load from 250 W to 520 W is

shown in Fig. 4.27. The PI controller was optimized for the fastest possible response

time without causing instability. A response time of 65 ms is measured which covers four

line cycles. It must be noted that since proportional-resonant (PR) compensators are

typically used in dc-ac applications with far superior transient behaviour than PI based

compensators, further room for future improvement is available for the implemented

inverter voltage-loop.

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Chapter 4. Modular, Off-grid PV Inverter 96

iL

Vac

65 msStep

Figure 4.27: Reference current step response of the inverter from 175 W to 540 W.

4.2.6 Loss and Volume Analysis

The simulated loss breakdown of the inverter system is shown in Fig. 4.28(a). Similar

to section 3.2.6, the MOSFET conduction losses was derived by the product of the

RMS inductor current and the Ron of two series MOSFETs. The MOSFET swithcing

loss was then obtained by subtracting the calculated conduction loss from the total

MOSFET power loss, simulated in Cadence. Since the magnetic component models are

not detailed enough to obtain inductor power dissipation information from simulation,

the total inductor loss was obtained by subtracting the total non-magnetic simulated

power loss from the total experimental loss. Winding loss is derived from the product of

the inductor RMS current squared and the measured winding resistance at the switching

frequency.

In the BCM mode, the inductor core is the largest source of loss due to the large

inductor current ripple and MOSFET switching losses are minimal due to soft-switching.

In the hybrid mode at 620 W, MOSFET switching loss increases significantly due to

partial hard-switching, and inductor core loss is reduced due to lower ripple current. The

APD module operates at the full 660 W at the highest ac load of 2 kW resulting in

equivalent loss to a single sub-inverter at full load.

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Chapter 4. Modular, Off-grid PV Inverter 97

BCM @ 375.2 W 100% = 66.05 W

Inductorcore (47%)

MOSFETswitching (22%)

MOSFETconduction (3%)

Inductorwinding (<1%)

Sensing (2%)

APD (25%)

(a)

Hybrid @ 653 W 100% = 120.13 W

Inductorcore (18%)

MOSFETswitching (52%)

MOSFETconduction (3%)

APD (25%)

Sensing (2%)Inductorwinding (<1%)

(b)

APD power-stage (8%)

APD inductors (5%)

APD cap bank (3%)

APD cooling (5%)

Power-stages (24%)

Heat sinks (14%)

Inductors (14%)

Aux supply (10%)

DC bus cap (9%)

EMI filter (7%)

Fans (2%)

Active PowerDecoupling (21%)

(c)

Figure 4.28: Simulated loss break down of the PV inverter system in (a) BCM and (b)

hybrid mode operation. (c) Volume breakdown of the PV inverter system.

The three sub-inverter power-stage and controller PCBs occupy 24% of the total

inverter volume, as shown in Fig. 4.28(c). The heat sinks and inductors both take up

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Chapter 4. Modular, Off-grid PV Inverter 98

14%, and the auxiliary power supply, dc bus caps, EMI filter, and fans occupy, 10%, 9%,

7%, and 2% of the total space, respectively. The APD module accounts for 21% of the

entire volume.

4.2.7 Benchmark Comparison

The inverter designed in this chapter is compared against five commercial and five indus-

trial designs with similar power ratings and input/output voltage ranges. The commercial

comparisons are presented in table 4.1. The density achieved in this work is 7× greater

than the TSI Bravo 2.5 kW inverter which holds the lead in the commercial design list.

The PV inverter implemented in this work is also the lightest among the commercial

designs with a total mass of 1 kg.

Table 4.1: Benchmark Comparison of this Work to Five Other Commercial PV String

Inverters with Similar Power-Levels

Output Density CEC Specific

power (W) (W/in3) efficiency (%) power (W/kg)

This work 2000 64.5 95.05 2000

TSI Bravo [4] 2500 8.87 96 581.4

SBS25 [5] 2500 2.1 96.1 241.7

EnaSolar [7] 2000 1.24 94.5 142.9

Fronius 2.0-1 [6] 2000 0.578 94.9 119

ABB PVI-3.0 [8] 3000 0.531 96 93.9

In comparison to other academic single-phase PV inverters that have been finalists

in the GLB challenge, this work can not compete in terms of power density or efficiency.

It must be noted that all the academic designs presented in table 4.2, have utilized GaN

devices which is more costly but more compact.

Every commercial and academic inverter design has been plotted on an efficiency vs.

power density graph, as presented in Fig. 4.29. While the implemented PV inverter has

lower efficiency and power density than most academic designs, the usage of SiC technol-

ogy as opposed to GaN and the utilization of off-the-shelf heat sinks, thermal components,

and ferrite cores reduces the overall system implementation cost significantly. All of the

academic designs have custom-made copper heat sinks and custom-made ferrite mag-

netic cores which makes large-scale manufacturing very challenging, costly and reduces

the long-term reliability of the system.

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Chapter 4. Modular, Off-grid PV Inverter 99

Table 4.2: Benchmark Comparison of this Work to Five Other Academic PV String

Inverters with Similar Power-Levels

Output Density CEC Technology Modular/

power (W) (W/in3) η (%) Redundancy?

This work 2000 64.5 95.05 SiC Yes

U of Illinois [13] 2000 216 97 GaN No

ETH Zurich [9] 2000 134 95.07 GaN Yes

U of Tennessee [12] 2000 102 96.9 GaN No

Virginia Tech [10] 2000 63 99.26 GaN No

Texas A&M [11] 2000 55.8 98 GaN No

An important advantage of the implemented PV inverter system, over other commer-

cial and academic designs, is the modularity and redundancy of the architecture. This

means that if a sub-inverter experiences a fault, the other sub-inverters can continue to

operate at a lower overall output power, which corresponds to higher reliability.

100 101 102

Power density (W/in 3)

90

92

94

96

98

100

Effic

ienc

y (%

)

Academic designsCommercial designs

This work

Figure 4.29: Comparison of this work to other commercial and academic inverters at

the same power-level. This work achieved a high power density of 64.5 W/in3 with

competitive efficiency, manufacturing costs, and reliability in comparison to commercial

designs.

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Chapter 4. Modular, Off-grid PV Inverter 100

4.3 Chapter Summary

This chapter presented the design of a modular, high power density off-grid inverter rated

at 2 kW. The inverter consists of 3 sub-inverters that work in parallel to supply the total

single-phase ac power. This modular approach enables sub-inverter-shedding at light

loads to improve efficiency as well as a very compact mechanical integration resulting in

a power density of 64.5 W/in3. The measured CEC efficiency of the inverter is 95.05%

and the average THD is 4.2%. The work presented in this chapter has been published

in [14].

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References

[1] “Specification for radio disturbance and immunity measuring apparatus and meth-

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Ontario, Canada, Standard, Mar. 2014.

[2] A. Costabeber, P. Mattavelli, and S. Saggini, “Digital time-optimal phase shedding

in multiphase buck converters,” IEEE Transactions on Power Electronics, vol. 25,

no. 9, pp. 2242–2247, Sept 2010.

[3] J. T. Su and C. W. Liu, “A novel phase-shedding control scheme for improved light

load efficiency of multiphase interleaved dc-dc converters,” IEEE Transactions on

Power Electronics, vol. 28, no. 10, pp. 4742–4752, Oct 2013.

[4] “Ce+t power - modular inverter,” CE+T Inverter Datasheet, available

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modular-inverter-230vac-datasheet.pdf.

[5] “Sma solar technology ag,” SMA Boy Storage 2.5 Datasheet, available

http://files.sma.de/dl/28035/SBS25-DEN1710-V21web.pdf.

[6] “Fronius inverters for small self-consumption systems,” Fronius Galvo 2.0-

1 Datasheet, available http://www.fronius.com/en/photovoltaics/products/all-

products/inverters/fronius-galvo/fronius-galvo-2-0-1.

[7] “Mitsubishi solar solutions,” EnaSolar 3.0 Datasheet, available

http://www.mitsubishi-electric.co.nz/materials/solar/brochures/EnaSolar GTInverter.pdf.

[8] “Abb solar string inverters,” ABB PVI-3.0 Datasheet, avail-

able https://search-ext.abb.com/library/Download.aspx Documen-

tID=9AKK106103A4852&LanguageCode=en&DocumentPartId=&Action=Launch.

101

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[9] D. Bortis, D. Neumayr, and J. W. Kolar, “Pareto optimization and comparative

evaluation of inverter concepts considered for the google little box challenge,” in 2016

IEEE 17th Workshop on Control and Modeling for Power Electronics (COMPEL),

June 2016, pp. 1–5.

[10] L. Zhang, R. Born, X. Zhao, and J. S. Lai, “A high efficiency inverter design for

google little box challenge,” in 2015 IEEE 3rd Workshop on Wide Bandgap Power

Devices and Applications (WiPDA), Nov 2015, pp. 319–322.

[11] A. S. Morsy, M. Bayern, and P. Enjeti, “High power density single phase inverter

using gan fets and active power decoupling for google little box challenge,” in 2015

IEEE 3rd Workshop on Wide Bandgap Power Devices and Applications (WiPDA),

Nov 2015, pp. 323–327.

[12] C. Zhao, B. Trento, L. Jiang, E. A. Jones, B. Liu, Z. Zhang, D. Costinett, F. F. Wang,

L. M. Tolbert, J. F. Jansen, R. Kress, and R. Langley, “Design and implementation of

a gan-based, 100-khz, 102-w/in3 single-phase inverter,” IEEE Journal of Emerging

and Selected Topics in Power Electronics, vol. 4, no. 3, pp. 824–840, Sept 2016.

[13] Y. Lei, C. Barth, S. Qin, W. c. Liu, I. Moon, A. Stillwell, D. Chou, T. Foulkes,

Z. Ye, Z. Liao, and R. C. N. Pilawa-Podgurski, “A 2 kw, single-phase, 7-level, gan

inverter with an active energy buffer achieving 216 w/in3 power density and 97.6%

peak efficiency,” in 2016 IEEE Applied Power Electronics Conference and Exposition

(APEC), March 2016, pp. 1512–1519.

[14] S. Chung, M. Nasr, D. Guirguis, M. Otsuka, S. Poshtkouhi, D. K. W. Li, V. Pala-

niappan, D. Romero, C. Amon, R. Orr, and O. Trescases, “Thermal and electrical

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Chapter 5

Conclusions

5.1 Thesis Outcomes and Contributions

The work presented in this thesis is focused on increasing the power density of single-

phase inverters by utilizing SiC semiconductors, novel current mode control schemes,

modular architectures, active power decoupling techniques, and electrical and mechanical

co-designs. The main contributions of this thesis are listed below:

1. A hybrid Hysteretic Current-Mode Control (HCMC) scheme for single-phase in-

verters is proposed, simulated, and experimentally verified. This operating mode

combines the soft-switching benefits of Boundary Conduction Mode (BCM) with

the low inductor core loss benefits of Continuous Conduction Mode (CCM) in every

AC line cycle by operating in BCM near the zero crossings and transitioning into

CCM at the line cycle peaks and troughs. With higher switching frequencies en-

abled by SiC devices, and a lower peak inductor current due to the hybrid HCMC

control, inductors with lower inductance and saturation currents can be designed,

corresponding to smaller size and volume.

2. A modular design approach was taken to design and build a high power density

off-grid single-phase inverter for PV applications. The rated 2 kW output power is

equally shared among three separate single-phase sub-inverters connected in paral-

lel. This technique enables more efficient space utilization, thermal management,

and provides extra redundancy to increase reliability in the case that a single sub-

inverter fails. Each sub-inverter can be turned off, in a process known as sub-

inverter-shedding, to improve light load efficiency ad THD.

3. A novel Active Power Decoupling (APD) topology and control scheme is proposed,

103

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Chapter 5. Conclusions 104

simulated, and experimentally verified to reduce the dc bus capacitance by 90%

and the overall inverter volume by 17.6%. The ratio of bus to APD capacitance

was optimized for volume through a set of simulations. The proposed full-bridge

APD topology is exactly the same as the sub-inverter design, as a result, fits per-

fectly with the modularity of the inverter system. Higher conversion efficiency is

achievable by attaining ZVS turn-on for all four MOSFETs, as opposed to other

conventional APD topologies.

4. In reference to Electric Vehicle (EV) applications, a 6.6 kW bi-directional EV

power-hub is designed and implemented capable of operating in the Vehicle-to-

Grid (V2G), Grid-to-Vehicle (G2V), Vehicle-to-House (V2H), and a novel Vehicle-

to-Vehicle (V2V) operating mode. The focus of this part of the thesis is placed on

the V2V operating mode, in which the transfer of DC power between two power-

hubs through their Level-2 AC power ports is investigated. It is experimentally

shown that the peak efficiency of the power-hub is increased from 96.6% to 98.3%,

by operating in DC transfer mode for V2V operation, thus increasing the power

capability by 50%.

5. In the new V2V DC transfer mode, the high duty cycle operation of the power-

hub causes an imbalance in power dissipation among the full-bridge MOSFETs. A

solution to this undesirable problem is addressed and simulated, which involves a

bipolar DC link regulation. In this regulation method, the polarity of the DC link

node voltage between the two power-hubs is reversed at a very low frequency to

prevent the power-stage MOSFETs from reaching steady-state thermal equilibrium.

Simulation results proved a 16oC lower average and 17oC lower peak MOSFET

junction temperature by commutating the link voltage polarity at a frequency of 1

Hz.

5.2 Future Work

Some sections of the EV-power hub and the off-grid inverter remain for future completion,

including:

1. Implementing the thermal design for the EV power-hub and experimentally verify-

ing the bipolar Vlink regulation scheme. The final goal of this project is to close the

loop that links the dc-ac inverter stage with the dc-dc Dual-Active-Bridge (DAB)

stage and integrate the complete EV power-hub system in a second enclosure pro-

totype to be utilized in the actual EV pick-up truck.

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Chapter 5. Conclusions 105

2. Operating the off-grid PV inverter inside the enclosure and performing efficiency,

THD, and thermal measurements in a more realistic scenario. Operating the APD

module with the sub-inverters is also an important milestone in the future. By

implementing a Proportional-Resonant (PR) compensator, improvements to the

inverter voltage-loop is necessary to enhance the transient load handling capabili-

ties.