__ _____ _ POSITIO ·-- -- ., 3. 3. 4. 5. ,. .•·. - \.-· - N N 0 A010 Rev. 11008 FINACIAL DISCLOSURE RPORT FOR CALENDAR YEAR 2008 Report Required by the Ethics in Goverment Act of 1978 (5 U.S.C. app. §§ 101-111) 1. Person Reporting (last name, first, middle initial) Hicks, Jr., S. Maurice 4. Title (Article III judges indicate active or senior status; magistate judges indicate fll- or part-time) U.S. District Judge -Active 7. Chambers or Ofce Address U.S. Courthouse 2. Court or Organization U.S. District Co., Wester La. Sa. Report Type (check appropriate type) O Nomination, Date O Initial [ Annual ·. Sb. O Amended Report O Final 8. On the basis of the information contained in this Report and any modifcations pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. 01/01/2008 to 12/31/2008 300 Fannin St. , Suite 510 I Shreveport, LA 71101 Reviewing Offcer Date IMPORTANT NOTES: The instructions accompanying thisform must he followed Complete al/parts, checking the NONE box for each part where you have no reportable information. Sign on last page. I, POSIT!ONS. (Reporting individual only; see pp. 9-13 of filng instructions.) D NONE (No reportable positions.) NAME OF ORGANIZATION/ENTITY I. Lecturer Centenary College of Louisiana 2. Board of Directors Member Children and Arthritis, Inc. (501(c) (3) orga#_ation) II. AGREEMENTS. (Reporting individual only; see pp. 14-16 of fi ling instructions) [ NONE (No reportable agreements.) PARTIES AND TERMS I. 2. Hicks Jr, S. Maurice
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________________ _____ _
POSITION
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3.
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4.
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0
A010 Rev. 112008
FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2008
Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. §§ 101-111)
1. Person Reporting (last name, first, middle initial)
Hicks, Jr., S. Maurice
4. Title (Article III judges indicate active or senior status; magistrate judges indicate full- or part-time)
U.S. District Judge -Active
7. Chambers or Office Address
U.S. Courthouse
2. Court or Organization
U.S. District Co., Western La.
Sa. Report Type (check appropriate type)
O Nomination, Date
O Initial [{] Annual
· . Sb. O Amended Report
O Final
8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.
01/01/2008 to
12/31/2008
300 Fannin St. , Suite 510 I Shreveport, LA 71101
Reviewing Officer Date
IMPORTANT NOTES: The instructions accompanying this form must he followed. Complete al/parts, checking the NONE box for each part where you have no reportable information. Sign on last page.
I, POSIT! ONS. (Reporting individual only; see pp. 9-13 of filing instructions.)
D NONE (No reportable positions.)
NAME OF ORGANIZATION/ENTITY
I. Lecturer Centenary College of Louisiana
2. Board of Directors Member Children and Arthritis, Inc. (501(c) (3) orga _ation)
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 of filing instructions.)
[{] NONE (No reportable agreements.)
PARTIES AND TERMS
I.
2.
Hicks Jr, S. Maurice
SOURCE
LOCATION OR PROVIDED
4.
2.
Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT
Page 2of14 Hicks, Jr., S. Maurice 08/25/2009
Ill. N 0 N-INVES TMENT IN CO ME. (Reporting individual and spouse; see pp. 17-14 of filing instructions.)
A. Filer's Non-Investment Income
D NONE (No reportable non-investment income.)
SOURCE AND TYPE (yours, not spouse's)
I. 2008 Centenary College of Louisiana - Teaching $2,500
INCOME
2.
3.
B. Spouse's Non-Investment Income - If you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)
D NONE (No reportable non-investment income.)
AND TYPE
I. 2008 Paraglegal services - self-employed
2.
3.
4.
IV. REIMBURSEMENTS - transportation, /odging,food, entertainment
(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)
[ZJ NONE (No reportable reimbursements.)
SOURCE DATES PURPOSE ITEMS PAID
3.
CREDITOR DESCRIPTION CODE
FINANCIAL DISCLOSURE REPORT
Page 3of14
Name of Person Reporting
Hicks, Jr., S. Maurice
Date of Report
0812512009
V. GIFTS. (Includes those to spouse and dependent children; see pp. 28-31 of filing instructions.)
[Z] NONE (No reportable gifts.)
DESCRIPTION VALUESOURCE
3.
4.
5.
VI. LIABILITIES. (Includes those of spouse and dependent children; see pp. 32-33 of filing instructions.)
D NONE (No reportable liabilities.)
Mortgage - Rental Property #I, Ruston, LA
VALUE
I. Hibernia National Bank L
I I
I
I
I
Ac
Ac
lOUt pe ye<r
lOUt t pe yeir
out t he ye<r
l
5.
Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT
Page 4of14 Hicks, Jr., S. Maurice 08/25/2009
VII. INVESTMENTS and TRUSTS - income, value, transactions r1nc1udes those of spouse and dependent children; see PP· 34-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
A. Description of Assets
(including trust assets)
B. Income during
reporting period
c. Gross value at end of
reporting period
D. Transactions during reporting period
Place "(X)" after each aSsel exempt from prior disclosure
(1) Amount Code 1 (A-H)
(2) Type (e.g., div., rent,
or int.)
(I) Value
Code 2
(J-P)
(2) Value
Method Code 3
(Q-W)
(I) Type (e.g., buy, sell,
redemption)
(2) Date
Month-Day
(3) (4) Value Gain
Code 2 Code I (J-P) (A-H)
(5) Identity of
buyer/seller
(if private transaction)
I. Capital One Bank Accounts D Interest M T
2. State Farm Life Insurance Co. Account None Transfers throug t
3. Northwestern Mutual Life Insurance Co. None Transfers througAccount
4. Timber Land, Lincoln Parish, Louisiana - 1 None K R 11196, $30,000
Capital One Bank Stock Common (formerly None Sold 06/30 J A Hibernia Nat'!)
6. Rental Property #1, Ruston, LA - 07/03/01, D Rent L R $75,427
7. IRA# 1 DGAGX Mutual Fund A Dividend 04/01 Jd' l Buy
Sell 06/24. K A
8. IRA # 1 FMAGX Mutual Fund B Dividend d 11 Buy 05105 J
Sell 06/24 K A
9. IRA # I Capital One Money Fund A Interest M T
10. Left intentionally blank None
11. VAC Federal Credit Union None Transfers throug
12. Barksdale Federal Credit Union A -Interest K T
13. Red River Syndicate LP A Jnt./Div. K u
14. IRA #I Martin Midstream Partners LTD A Dividend A d' l Buy 02/14 J Sell 10/24 J A
15. Janney, Montgomery Scott Brokerage Acco unt - Cash
A Interest J T
16. Left Intentionally blank None
17. IRA #I Encana Corp A Dividend Sold 10/29 K A
l. Income Gain Codes: A =$1,000 or less B =$1,001 -$2,500 c =$2,501 -$5,000 D=$5,001 -$15,000 E=$15,001 -S50,000
(See Columns BI and 04) F=S50,00I -$100,000 G =$100,001 -SI,000,000 HI =$1,000,001 -$5,000,000 H2 =More than $5,000,000
2. Value Codes J =$15,000 or less K=$15,001 -$50,000 L =$50,001 -$100,000 M =$ 100,00 I -$250,000
(See Columns CI and 03) N =$250,001 -$500,000 0=$500,001 -$1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 - $25,000,000 P3 =$25,000,001 -$50,000,000 P4 =More than $50,000,000
3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market
(See Column C2) U =Book Value V=Other W=Estimated
i
I
..
J
J
,
J
'
part 007:.
part
I
25.
29.
Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT
Page 5of14 Hicks, Jr., S. Maurice 08/25/2009
VII. INVESTMENTS and TRUSTS - income, vatue, transactions r1nc1udes those of spouse and dependent children; see PP· 34-60 of filing instructions.;
D NONE (No reportable income, assets, or transactions.)
A. I Description of Assets I
I (including trust assets)
B.
Income during
reporting period
c.
Gross value ' at end of
reporting period
D.
Transactions during reporting period
Place "(X)" after each asset
exempt from prior disclosure
(I)
Amount Code I
(A-H)
(2) Type(e.g.,
div., rent,
or int.)
(I) Value
Code 2
(J-P)
(2) Value
Method
Code 3
(Q-W)
(!) -Type (e.g.,
buy, sell,
redemption)
(2) Date
Month-
Day
(3) Value
Code 2
(J-P)
(4) Gain
Code I
(A-H)
(5) Identity of
buyer/seller
(if private
transaction)
18. IRA #I Canadian Oil Sands B Divider.d 03/04 Jdd ! lBuy
Sell 10/24 J A
19. IRA #I XTO Energy A Dividend J T dd' lBuy 01/15 J art Sell 10/08 K E
20. IRA #I Valero Energy A Dividend dd I J.Buy 03/12 J Sell 10/24 K A
21. IRA #2 Conoco Phillips A Dividend dd 1 lBuy 06/02 J Sell 10/24 J A
22. IRA #I EnergySouth A Dividend dd 1 lBuy 01/02 J Sell 10/03 K D
23. Left intentionally blank None
24. IRA #I Entrada Networks None J T
26.
IRA #1 Globalnet None J T
Left intentionally blank None
27. Vkipox-30 index B Dividend J T Sold 06/04 J A (part)
28. Left intentionally blank None
30.
Cabelas A Sold 06/04 J A (part)
Dividend J T
Future Link Corp None J Was a ial se 1 in
31. Left intentionally blank None
32. WSR Energy Resources None Sold 06/30 J A
33. Giant Studios None J T Was a ial se 1 in 007.
34. IRA #2 Cpaital One Money Fund A Interest L T
I. Income Gain Codes: A =$1,000 or less 8=$1,001-$2,500 c=$2,501 - $5,000 0 =$5,001 -$15,000 E =$15,001 -S50,000
(See Columns BI and 04) F=$50,001 -$!00,000 G =$100,001 -$1,000,000 HI =$1,000,001 -$5,000,000 H2 =More than $5,000,000
2. Value Codes J=$15,000 or less K=$15,00 I - $50,000 L=$50,001 -$100,000 M =$100,001 -$250,000
(See Columns C l and 03) N=$250,001 -$500,000 0=$500,00 I -$1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,00 I - $25,000,000
P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,000
3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market
(See Column C2) U=Book Value V=Other W =Estimated
I I I
A d'lBuy
c. A. B. D. -- -·
Description of Assets Income during Gross value at end of Transactions during reporting period
(including trust assets) reporting period reporting period '
(1) (2) (1) (2) (I) (2) (3) (4) (5)
Place"(X)" after each asset Amount Type (e.g., Value Value Type(e.g., Date Value Gain dentity of
145. IRA #2- Encore Acquisition Co None Buy 05108 J
Sell 10/24 J A
I . Income Gain Codes: A =$1,000 or less B =$1,001 -$2,500 c =$2,501 -$5,000 D =$5,001 -$15,000 E =S15,00I -S50,000
(See Columns BI and 04) F =$50,001 -$!00,000 G =$100,001 -$1,000,000 HI =$1,000,001 -$5,000,000 H2 =More than $5,000,000
2. Value Codes J =$15,000 or Jess K =$15,001 -$50,000 L =$50,001 -$!00,000 M =$100,00 I -$250,000
(See Columns Cl and 03) N =$250,001 -$500,000 0 =$500,001 -$1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 - $25,000,000
P3 =$25,000,001 -$50,000,000 P4 =More than $50,000,000
3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market
(See Column C2) U =Book Value V =Other W =Estimated
FINANCIAL DISCLOSURE REPORT
Page 13of14
Name of Person Reporting
Hicks, Jr., S. Maurice
Date of Report
0812512009
VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicate partofReport.)
FINANCIAL DISCLOSURE REPORT
Page 14of14
Name of Person Reporting Date of Report
Hicks, Jr., S. Maurice 08/25/2009
IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.
I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)
FILING INSTRUCTIONS
Mail signed original and 3 additional copies to:
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544