Harry Lee Hudspeth Financial Disclosure Report for 2010

8/3/2019 Harry Lee Hudspeth Financial Disclosure Report for 2010

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AO IORev. 1/2011

FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 201 0

Report Required by the Ethicsin Government Act o fl978(5 U .S.C. app..~~~" 101-111)

1. Person Rep or t ing ( las t name , f i r st , middle initial)H U D SP E T H , H A RRY L .

4. Title (Article III judges i ndica te act ive or senior s t a tus ;magis t ra te judges indicate fu l l - or pan- t ime)

Senior U.S. Distric t Judge

7 . Ch a m b e r s o r O f f i ce A ddr~s90 3 S a n J a c i n t o , Suite 440Austin, Texas 78701

2 . C o u r t o r O r g a n i z a t i o nU.S. Dis t r i c t Cour t , W es te rn Dis t r i c t o f Texas

3. Date of R e p o r t05/12/2011

5a . Report Type (check appropria te l )]~e )] Nomina t ion , D a t e[] Initial [] Annual [] Final5b. [] Amended Report8. O n t he ba s i s of the information contained in this R e p o r t a n d an y

m o d i f i c a t i o n s p e r t a i n i n g t h e r e t o , it i s , i n m y o p i n i o n , i n c o m p l i a n c e ~ i t h a p p l i c a b l e l a w s a n d r e g u l a t i o n s .

Reviewing Off icer Date

6. Report ing Pe riod01/01/2010

to12/31/2010

I M P O R T A N T N O T E S : The instructions accompanying this form must be follone~L Complete all parts,checking the NONE box for each pa rt where you have no reportable information. Sig n on last page .

I . P O S I T I O N S . ~ R e p o , i , g i , d i , id u u t o . t y ~ s , , r p . 9 - t 3 o f ~ i ,~ instructions.)~ (No reportable positions.)O N E

POSITION NAME OF ORGANIZATION/ENTITY

2.

3.

4.

5.

I I . A G R E E M E N T S . ~ R ~ p o r ,i ~ i .a i .iauo t o . ty; se , ~ , , . ~4 . t~ of filing instructions.)~] N O N E (No reportable agreements.)

DATE PARTIES AND TERM S


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FINANCIAL DISCLOSURE REPORTPage 2 of 7

N a m e o f P e r so n R e p o r t i n gHUDSPETH, HARRY L.

D a t e o f R e p o r t05/12/2011

I I I . N O N - I N V E S T M E N T I N C O M E . (Reporting individual and spouse; see pp. 17-24 of filing instructions.)A. Filers Non-lnvestment Income

~] NONE non-investment income.)N o reportableDATE SOURCE AND TYPE

2.

3.

4.

INCOME( y o u r s , n o t s p o u s e s )

B . S p o u s e s N o n - In v e s tm e n t I n c om e - If you were married during any portion of the reporting )ear, complete this section.(Dollar amount not required except for honoraria.)

N O N E (N o reportable non-investment income.)DATE SOURCE AND TYPE

I.

2.

3.

4.

I V . R E I M B U R S E M E N T S - transportation, lodging, food, en t er t a i nment .(Includes those to spouse and dependent children; see pp. 2 5-27 off!ling instructions.)

N O N E (N o reportable reimbursements.)SOURCE DATES LOCATION

I.2.

3.4.

5.

PURPOSE ITEMS PAID OR PROVIDED


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FINANCIAL DISCLOSURE REPORTPage 3 o f 7


D a t e o f R e p o r t05/12/201 I

V . G I F T S . ( l n c lu d es t h os e t o s p ou s e an d d ep en d en t c h i l dr en ; s e e p p . 2 8 - 31 of f i li n g i n s t r u c t i on s ONONE (No reportable g if t s .)

SOURCEI.

2.

3.

4.

5.

DESCRIPTION VALUE

V I . L I A B I L I T I E S . a n d u d e s , h o s o o I ~ p o u ~ e a n d d e p e n d e n , children; see p p . 3 2 - 3 3 of filing instructions.)N O N E ( N o r e p o r t a b l e l i a b i l i ti e s . )

CREDITOR DESCRIPTIONI.

2.

3.

4.

5.

VALUECODE


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FINANCIAL DISCLOSURE REPORTPage 4 of 7

N a m e o f P e r s o n R e p o r t i n gHUDSPETH, HARRY L.

D a t e o f R e p o r l05/12/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i . c o . , o , , . a l . e , transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)[~] N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s Income during( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d

(2 )Place "(X)" after each asset A m o u n t Type (e.g.,

e x e m p t fr o m p r i o r d i s c l o s u r e Code I d i v . , r e n t ,( A - H ) o r i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o dO) (2)V alue V alue

C o d e 2 M e t h o d( J - P ) C o d e 3

( Q - W )

(i )T y p e (eIg.,

b u y , s e l l ,r e d e m p t i o n )

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d(2) (3) (4)

D a t e Va l u e Gainmm/dd/yy C o d e 2 Code 1

(J-P) (A-H)

(5 )I d e n t i ty o fbuyer/seller( i f p r i v a t e

t r a n s a c t i o n )

I. A m e r i c a n Ex p r e s s C o m m o n2. Bri s to l Myers Sq uibb Comm on

A Dividend K TB Dividend K T

Sold(par t ) 03/08/10 J

3. M e r ck C o m m o n A Dividend K T

4. N e w P e r s p e c ti v e F u n d ( A m e r i c a n F u n d sGroup)5. E x xo n M o b i l e C o m m o n

B Dividend M T

C Dividend M T

6. Treas ury Bonds and Government Secur i t i e s B7. S c h lu m b e r g e r , L t d . C o m m o n A8. G o l d m a n S a c hs G r o u p C o m m o n A9. G l a x o S m i t h K l i n e P L C B

Interest K TDividend K TDividend J TDividend K T

Bu y(ad d l ) 08/24/I 0

1 0 . S o u th e r n C o . C o m m o n B Dividend K TII . Corpus Chr i s t i Texas Bonds1 2 . D i sn e y ( W a l t ) C o . C o m m o n1 3 . Lower Colorado Rive r Author i ty Bonds1 4 . AFLAC

A InterestA DividendA InterestA Dividend

JJ

T

TR e d e e m e d

T11/29/10

1 5 . B H P B i l l it o n A Dividend J T1 6 . Norfo lk .Southe rn A Dividend J T1 7 . Cypres s -Fa i rbanks ISD Bonds A Interest J T

I. I nc ome Gain C odes :( S ee C olumns BI and

2. V alue C odes( S ee C olumns C I and D3)

3. V alue M c lh od C odes( ,See C olumn C 2 )

A =$1,000 o r lc s s:$15. 000o r lc s s=$250.001- $500.000

P 3 $25.000.001- $50.000.000=App~i~al= Book V alue

B=$1,001- $2,500G =$100,001- $1. 0~ . 009K - $ 15 .001- $ 5 0 .000O -$500. 001-$1. 000,000R = C os t ( R eal E s ta t e Only )V = O t h e r

C = $ 2 , 5 0 1 - $ 5 , 0 0 0H I = $ 1 ,000.0~ I -L =$5 0 , 0 0 1 - $1 0 0 . 0 0 0P I =$1 , 0 0 0 , 0 0 1 - $5 , 0 0 0 , 0 0 0P 4 = M o r e t h a n $ 5 0 . 0 0 0 . 0 00S = As s c s s m e n lW = E s t i m a t e d

D =$5,001 - $15,00~H2 =More than $5,0~0.000M -$100.0~1 - $250.000P2 =$5,000,001 - $25.000,000T = C as h M ar k et

E =$15,001- $50,0~0


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D a t e o f R e p o r t05/12/201 I

N O N E (No reportable income, assets, or transactions.)

D e s c r i p t io n o f A s s e l s I n c o m e d u r i n g( i n c l u d i n g t r u s t a s s e ~ s ) r e p o r t i n g p e r i o d

O) ( 2 )P l a c e " ( X ) " a f te r e a c h a s s e t A m o u n t T yp ~ (e . g . ,e x e m p t f ro m p r i o r d i s c l o s u r e Code I d i v . , r e n t ,( A - H ) o r i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(l) (2)

V a lu e V a lu eC o d e 2 M e t h od(J-P) C o d e 3

( Q - W )

0)T y p e ( e . g .,b u y , s e l l ,

r e d e m p t i o n )

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d(2) (3) (4)

D a t e Va l u e Gainmm/dd/yy C o d e 2 Code 1

(J-P) (A-H)

(5 )I d e n t i t y o f

buyer/seller( i f p r i v a t e

t r a n s a c t i o n )

1 8 . W algreen Co.

1 9 . Coach , Inc .A DividendA Dividend

J TT

20. Pearson PLC A Dividend J21 . Hurs t -Eules s ISD Bond s A Interest J22 . P f l u g e rv i l l e T X I SD B o n d s

23 . F re n sh i p I SD B o n d s

24 . C a b l e v i s i o n N Y C l a s s A

A Interest KA Interest KA Dividend J

T

T

T

25 . M a d i s o n S q u a r e G a r d e n126. Cate rp i l l a r , Inc .

27 . Cloud P a rk Energy , Inc .28 . Honeywel l In t l Inc .29 . Uni leve r P LC

N o n eA Div id en d

N o n eA DividendA Dividend

J

J

J

S p in o ff 08/12/10 J( f r o m l i n e 2 4 )TTT

Sold 11/05/10 J30. CBSCIassB N o n e Sold 01/15/10 J31 . Century L ink32 . Matte l , Inc.

33 . T e x a s W a t e r D e ve l o p m e n t B o a r d B o n d s34 . H o u s t o n T e x a s P u b l ic I m p r o v e m e n t B o n d s

A Dividend

A Div id en d

A InterestN o n e

J

J

JJ

T

T

TT

Bu y 01/25 /10Bu y 10/07/I 0

Bu y 05 /12/10Bu y 12/10/10

J

J

JJ

I . Inc ome G ain C odes : A =$1,000 or less B - $ 1 ,001 - $ 2 ,5 00 C =$2,501 - $5,000( S ee C olu r r ms BI and D- l ) F =$50.001 - $100.0~0 G =$l(~ . 001 -

2. V alue C o des J =$15 ,000 or le ss K =$15,001 - $50.000 L =$50,00 ] - $ I 0~.000(S~c C olumns C I and D3) N -$25 0,001 - $500,1~0 O =$5 00,001 - $1,0~0.000 P I =$1 ,000 ,001 - $5 ,0~0 ,000

P3 -$25,0~0,0~1 - $50.000,000 P4 =More than $50,000,0003. V alue M eth od C odes Q =Ap p r a isa l R =Cost (Real Estalc Only) S = As s es s ment(Se e Co lun m C2) U = Book V alue V =O lh e r W =Eslim ale d

=$5,001 - $15,000H2 =More than $5,000.0~0M =$100,001 - $250,000P2 =$ 5,000,001 - $25,000,00O

= C as h M ar k et

E =$15,001 - $50,000


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FINANCIAL DISCLOSURE REPORTP a g e 6 o f 7

N a m e o f P e r so n R e p o r t i n gH U D S P E T H , H A R R Y L .

Date of R e p o r t05/I 2/201 I

V I II . A D D IT IO N A L IN F O R M A T I O N O R E X P LA N A T I O N S . flnaicatepanofrepon.)


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IX. CERTIFICATION.Ia m e o f P e r so n R e p o r t in gH U D S P E T H , H A R R Y L . Dale of Repor t05/12/201 I

I c e r t if y t h a t a l l i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i sa c c u r a t e , t r u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e it m e t a p p l i c a b l e s t a t u to r yp r o v i s i o n s p e r m i t ti n g n o n - d i s c l o s u r e .

1 f u r t h e r c e r t i f y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S .C . a p p . 5 0 1 e t . s e q , 5 U . S .C . 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .

Signature

N O T E : AN Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L LY F A L S IF I ES O R F A I LS T O F I L E TH I S R E P O R T M A Y B E S U B J EC T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S. C . a p p . 1 0 4 )

C o m m i t te e o n F i n a n c i a l D i s cl o s u r eAdm in i s t r a t ive Of f ice o f the Uni ted S ta te s Cour t sSui t e 2-301O n e C o l u m bu s C i r c l e , N . E.W a s h i n g t o n , D . C . 2 0 5 4 4

Harry Lee Hudspeth Financial Disclosure Report for 2010

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